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Coagulation overview
The primary phase of hemostasis is the production of the platelet plug. This
process begins immediately after vascular injury as subendothelial tissues are
exposed to circulating blood. Platelet binding to the subendothelium (adhesion) is
mediated by the platelet surface glycoprotein Ib and von Willebrand factor (vWF)
that is produced by endothelial cells. Subsequent to platelet adhesion, there is
platelet activation with release of platelet contents and exposure of yet another
platelet surface glycoprotein (IIb/IIIa). Enlargement of the initial platelet plug
depends on platelet-platelet interaction (aggregation) that occurs by way of
linkage of platelet surface glycoprotein IIb/IIIa and fibrinogen and also potentially
involves vWF [1]. The platelet plug not only offers the first line of defense against
hemorrhage but also provides the phospholipid surface required for some of the
protein-protein interactions necessary for the formation of a fibrin clot.
The secondary phase of hemostasis results in the formation of a cross-linked
fibrin clot. This phase also is initiated by the exposure of extravascular tissues
when tissue factor– bearing cells come in contact with circulating blood. The
coagulation proteins circulate in inactive precursor forms known as zymogens;
* Corresponding authors.
E-mail addresses: allen@med.unc.edu (G.A. Allen), bglader@stanford.edu (B. Glader).
0031-3955/02/$ – see front matter D 2002, Elsevier Science (USA). All rights reserved.
PII: S 0 0 3 1 - 3 9 5 5 ( 0 2 ) 0 0 0 9 1 - 3
1240 G.A. Allen, B. Glader / Pediatr Clin N Am 49 (2002) 1239–1256
membranes with purpura or hemorrhage may also be present. The nares should
be gently examined in children with a complaint of epistaxis because exco-
riations and damaged vessels may be indicative of trauma (digital or otherwise),
rather than spontaneous bleeding. Ecchymoses in places other than the anterior
shins and elbows, such as the flank, abdomen, or back, may be indicative of a
bleeding propensity. Bruises in any area that appear excessively large for the
degree of trauma or those with underlying palpable hematomas may be seen in
patients with significant bleeding disorders. Swelling or limited range of motion
of any joint without a history of significant trauma is definitely abnormal.
Similarly, deep tissue and intramuscular bleeds are not common in patients with
intact hemostatic systems. Unfortunately, the possibility of physical abuse must
be considered in the evaluation of any child with unusual patterns of bruising
or bleeding.
CBC
The complete blood count offers at least two important pieces of information. It
allows for rapid determination of the platelet count, either confirming or rejecting
a suspected thrombocytopenia. In addition, it may offer clues as to the severity and
duration of the patient’s bleeding. Anemia in association with a history of bleeding
symptoms should raise a red flag. In children with recurrent epistaxis, it is those
with anemia that are most likely to have an underlying bleeding disorder. A
microcytic anemia, indicative of iron deficiency, may represent a history of
prolonged blood loss, not compensated for by normal dietary iron intake.
Alternatively, a normocytic anemia may be seen in cases of recent hemorrhage
with significant amounts of blood loss. Anemia, thrombocytopenia, and leukocyte
abnormalities raise the specter of bone marrow failure syndromes as seen in
leukemia and lymphoma.
to yield a platelet estimate [8]. Examination of the smear also allows for
examination of platelet morphology. In the giant-platelet disorders such as
Bernard-Soulier or May-Hegglin anomaly, the majority of platelets will be of a
size similar to or larger than the erythrocytes. On a smear from a patient with the
much more common ITP, both normal and large platelets are seen. Conversely, the
Wiskott-Aldrich syndrome is characterized by smaller-than-normal platelet vol-
ume. The mean platelet volume is often reported as part of an automated complete
blood count but may not accurately reflect the actual platelet size, particularly in
the presence of thrombocytopenia.
PT and aPTT
The PT and aPTT are screening tests for the second phase of hemostasis. The
PT evaluates the extrinsic and common pathways of the coagulation cascade,
whereas the aPTT evaluates the intrinsic and common pathways. The PT is often
reported as an international normalized ratio, a standard allowing for the
comparison of results between different laboratories. In the absence of heparin
contamination, prolongation of the aPTT is indicative of a circulating anticoagu-
lant or inhibitor or of a factor deficiency. The factor level at which either the PT or
aPTT becomes prolonged varies but is usually around 40% of normal pooled
plasma levels for any given factor [9].
Coagulation-factor assays
When a factor deficiency is suggested by family history or mixing studies,
specific coagulation-factor assays are indicated. This testing is done with a
1244 G.A. Allen, B. Glader / Pediatr Clin N Am 49 (2002) 1239–1256
modified form of either the PT or aPTT, depending on the factor being tested; the
result is reported as a percentage of activity seen in normal pooled plasma. When
aPTT mixing studies indicate a factor deficiency, it is necessary to measure factors
VIII, IX, and XI because deficiencies of these factors are associated with clinical
bleeding. Decreased concentration of factor XII, prekallikrein, and high molecular
weight kininogen also can cause a prolongation of the aPTT; however, these
deficiencies are not associated with bleeding.
Fibrinogen measurement
The functional activity of fibrinogen is measured by observing fibrin monomer
formation in the presence of added thrombin [9]. Quantitative measurements
that detect the fibrinogen protein (antigen) also are available. In rare dysfibrino-
genemias, there is discordance in fibrinogen function (low) and immunologic
levels (normal).
Thrombin time
The time required to form a clot when thrombin is added to plasma is a measure
of fibrin formation [9]. When it is prolonged, it signifies low fibrinogen activity,
the presence of fibrin split products, or heparin contamination. The reptilase
clotting time is similar to the thrombin time, except that the coagulation induced
by this enzyme from snake venom is not inhibited by heparin. For this reason,
utilizing aTT and reptilase clotting time together can help clarify whether
abnormal coagulation results are due to heparin contamination.
should focus on vWD because this is such a common disorder. If the vWD work-
up is conclusively negative, then platelet aggregation studies should be obtained to
identify an abnormality in platelet function. It should be noted that normal
numbers of platelets are needed for primary hemostasis and no functional tests
should be done in patients with thrombocytopenia.
A child with a significant bleeding history, normal PT, normal aPTT, and normal
platelet count
The important consideration here is the clinician’s impression that the bleeding
history is significant. That being the case, despite the normal screening test results,
further work-up is warranted. This scenario could be due to vWD, factor XIII
deficiency, defects in fibrinolysis, or platelet function disorders.
vWD is the most common congenital bleeding disorder. It is an autosomal
condition that affects 1% to 3% of the population and affects both genders and all
races and ethnicities [17 – 20]. vWD is due to a quantitative or qualitative defect in
vWF, a multimeric plasma protein with two important roles in hemostasis. Large
vWF multimers aid in the formation of the initial platelet plug. In addition, vWF
1246 G.A. Allen, B. Glader / Pediatr Clin N Am 49 (2002) 1239–1256
Table 1
Common laboratory scenarios in children with bleeding disorders
Test results Differential diagnosis Possible follow-up laboratory studies
PT normal von Willebrand disease PFA-100
aPTT normal Platelet function disorder von Willebrand studies
Platelet count normal Factor XIII deficiency Platelet aggregation studies
Fibrinolytic defect Urea clot lysis test
Euglobulin clot lysis
Alpha-2-antiplasmin, PAI-1, TPA
acts as a carrier protein for coagulation factor VIII, stabilizing and prolonging its
half-life in the circulation. There are three major types of vWD. Type I vWD is due
to a quantitative defect, represents a partial deficiency in the amount of circulating
vWF, and accounts for approximately 80% of all cases of vWD. Type II vWD,
which accounts for most of the remaining cases, is due to functional defects in
vWF and is further divided into four subtypes: IIA (decreased formation of the
high molecular weight vWF multimers that are most important for hemostasis);
IIB (decreased vWF large multimers due to an increased affinity for platelets); IIM
(decreased affinity of vWF for glycoprotein 1b); and a very rare variant, IIN
(decreased binding of factor VIII due to a point mutation on vWF). Type III vWD,
accounting for 2% to 5% of cases, is due to a near-total absence of vWF, associated
with greatly reduced levels of factor VIII. This is considered to represent
homozygosity or compound heterozygosity for two vWF mutations [19]. The
diagnosis of vWD is suggested by the clinical history. The condition is charac-
terized by mucocutaneous bleeding symptoms (ie, epistaxis, oral bleeding, and
easy bruising). In females, menorrhagia and postpartum hemorrhage may also be
seen [5,6,22,23]. In some cases of type III vWD, the very low factor VIII levels
may be associated with ‘‘hemophilia-type bleeding’’ into joints and muscles. The
complete blood count usually is entirely normal unless there is anemia as a
consequence of bleeding. Significant thrombocytopenia may be observed in some
patients with type IIB vWD and is a consideration when evaluating a child with
chronic ITP (see later discussion). Coagulation tests are typically normal or the
aPTT may be variably prolonged, depending on the magnitude of concomitant
factor VIII deficiency. Tests of primary hemostasis (the PFA-100) usually are
abnormal (Fig. 2). The specific laboratory diagnosis of vWD is established by a
panel of tests including vWF antigen, ristocetin cofactor activity (a functional
marker of vWF), factor VIII activity, and vWF multimeric analysis (Table 2).
Normal results (false negative) frequently are encountered in patients with a
significant bleeding history and type I vWD. Moreover, many physiologic
activities (stress, hormones, exercise) and drugs (oral contraceptive pills) can
Table 2
Diagnostic results in testing for von Willebrand’s disease
Type vWF:Ag vWF:RCo Multimers VIII Platelets
I Low Low All present Low or normal Normal
IIA Low Very Low Decreased HMW Low or Normal Normal
& IMW forms
IIB Low or Normal Low or Normal Decreased HMW Low or Normal Low
forms
IIM Normal Very Low Normal Normal Normal
IIN Normal Normal Normal < 25% Normal
III Extremely Low Extremely Low All extremely < 10% Normal
or Absent or Absent decreased or absent
Abbreviations: vWF:Ag, von Willebrand antigen; vWF:RCo, ristocetin cofactor activity; HMW
multimeters, high molecular weight multimeters; IMW, intermediate molecular weight multimeters.
1248 G.A. Allen, B. Glader / Pediatr Clin N Am 49 (2002) 1239–1256
Of the remaining factors (high molecular weight kininogen, factors VIII, IX, XI,
and XII), only deficiencies of three (VIII, IX, and XI) result in a bleeding diathesis.
As discussed previously, vWD can present with this scenario, depending on the
magnitude of factor VIII deficiency.
Hemophilia A (factor VIII deficiency) and hemophilia B (factor IX deficiency)
represent the most common inherited factor deficiencies after vWD, with a total
incidence of approximately 1 in 5000 males [17,29]. Factor VIII deficiency
accounts for 85% of the cases, with the remainder being factor IX deficiency. Even
though most cases are familial, a significant number of spontaneous mutations
occur; therefore, a family history of hemophilia may not always be present. Both
are inherited in an X-linked fashion, with males being the most severely affected.
Female carriers may also have lower-than-normal levels of the factor (depending
on the pattern of lyonization) and can have an increased incidence of menorrhagia
and obstetric bleeding [4,7]. Thus, this diagnosis must be considered in any patient
with bleeding symptoms, regardless of gender or family history.
Measurement of plasma factor activity can be used to predict the severity of
bleeding. Severe hemophilia is defined as < 1% of pooled plasma levels. These
patients experience joint and deep tissue bleeding in response to little or no known
trauma. Patients with levels of 1% to 5% of pooled plasma levels are classified as
having moderate hemophilia (with less spontaneous bleeding) but can still have
serious hemorrhages in response to trauma and surgical procedures. Mild
hemophilia is defined as levels > 5% and is associated with bleeding primarily
only in association with trauma.
Hemophilia C (factor XI deficiency) is a rare bleeding disorder, with an
estimated prevalence of 1 in 100,000; however, the carrier rate is quite high in
the Ashkenazi Jewish population (estimated at 8%) [30]. The diagnosis is
suspected in those with bleeding symptoms, prolonged aPTT, normal PT, and
normal factor VIII and IX levels, and is confirmed with activity assays. Factor XI
deficiency differs from the other hemophilias in that it is an autosomally inherited
disorder tending to have milder symptoms, with bleeding episodes typically in
response to trauma or surgery. The spontaneous deep tissue and intra-articular
bleeds characteristic of severe factor VIII or IX deficiency are not typically
observed in patients with severe factor XI deficiency. In addition, the degree of the
clinical symptoms does not correlate with plasma factor levels as well as it does
with factor VIII or IX deficiency. In other words, patients with severe deficiency of
factor XI may have mild bleeding symptoms, whereas severe bleeding has been
reported in patients with levels near the lower limit of normal.
A child with bleeding history and prolongation of both PT and aPTT with a
normal platelet count
Prolongation of both the PT and aPTT in a symptomatic patient can be
indicative of deficiency of one or more factors. Deficiency of a single factor in
the common pathway (factor V, X, prothrombin, or fibrinogen) or an abnormally
functioning fibrinogen molecule (dysfibrinogenemia) can prolong both of the
coagulation times; however, such conditions are rare. Deficiency of multiple
factors from both the intrinsic and extrinsic pathways may have a single etiology
and also prolong both the PT and aPTT.
Vitamin K deficiency is the most common cause for this constellation of
findings. Vitamin K is required for the creation of calcium-binding sites on
specific procoagulant factors (factors II, VII, IX, and X) necessary for proper
activity. The absence of vitamin K results in the production of functionally
defective proteins. Bleeding due to vitamin K deficiency can be quite severe, with
a significant incidence of gastrointestinal, deep tissue, and intracranial bleeding.
Vitamin K deficiency may be due to inadequate intake, absorption, or utilization
of dietary vitamin K. In addition, there are a number of compounds that act as
antagonists that can result in symptomatic factor deficiencies. The best known
example of vitamin K deficiency –related bleeding is hemorrhagic disease of the
newborn. Prior to the institution of vitamin K prophylaxis, hemorrhagic disease
of the newborn was a significant problem in the neonatal period, although it still
is seen as a clinical issue in some neonates who do not receive vitamin K. Early
hemorrhagic disease of the newborn presents in the first 24 hours of life and is
typically associated with maternal medications that may affect vitamin K
metabolism (anticonvulsants). Classic hemorrhagic disease of the newborn
occurs between days 2 and 7 of life and is due to a combination of factors:
inadequate stores at birth because the placenta transports lipids poorly, the
neonatal liver is immature with respect to clotting factor synthesis, inadequate
intake (breast milk has low quantities of vitamin K), and the neonatal gut is sterile
during the first days of life. The late form of vitamin K –deficiency bleeding
typically occurs after the first week of life, extending into the first few months of
life. This late form is associated with a number of processes that interfere with
vitamin K stores, including inadequate intake in breast-feeding babies and
inadequate absorption in infants with chronic diarrhea, associated antibiotic
therapy, cystic fibrosis, a1-antitrypsin deficiency, and other gastrointestinal
disorders. The classic form is the most common of the three and is best prevented
by the use of prophylactic vitamin K in the newborn period [31,32].
G.A. Allen, B. Glader / Pediatr Clin N Am 49 (2002) 1239–1256 1251
Neonatal thrombocytopenia
The platelet count in preterm and term newborns is similar to that of older
children (150,000/mL to 450,000/mL). The significance of a platelet count of
100,000/mL to 150,000/mL is uncertain, but a platelet count of less than 100,000/mL
is definitely abnormal and mandates further investigation. There are many causes
of neonatal thrombocytopenia (Table 3). A useful approach to assessing neonatal
thrombocytopenia is to consider the baby as ‘‘sick’’ or ‘‘well-appearing.’’ Well
babies usually have no major clinical problems other than those related to
thrombocytopenia. Sick infants include those with sepsis, evidence of congenital
infection, abnormal physical findings, presumed genetic disorders, or dysmor-
phic features.
The incidence of thrombocytopenia in sick infants in the neonatal intensive
care unit may be as high as 35% [41]. Thrombocytopenia in newborns with sus-
pected sepsis is even higher [42]. Other clinical conditions known to be associated
with thrombocytopenia include congenital viral infections, asphyxia, respiratory
distress syndrome, and necrotizing enterocolitis. The Kasabach-Merritt syndrome
is a unique disorder in which thrombocytopenia is due to the trapping of platelets
in a giant hemangioma. Most of these giant hemangiomas regress and disappear
within the first few years of life, although some may require treatment with
corticosteroids or interferon [43,44].
Thrombocytopenia in well-appearing children is much less common than in sick
neonates. The most common cause of severe thrombocytopenia in this category is
neonatal alloimmune thrombocytopenia (NAIT), which occurs in approximately
1 in 1800 live births [45 –48]. An isolated thrombocytopenia in the absence of signs
and symptoms of infection may suggest alloimmune thrombocytopenia, in which
passive transfer of maternal antibody directed against the infant’s platelets results in
thrombocytopenia. The pathophysiology of this disorder, analogous to Rh iso-
immunization and hemolytic disease of the newborn, is due to an incompatibility
between maternal and fetal platelet-specific antigens. The mother produces an
antibody against a platelet antigen the fetus inherited from the father. Thrombo-
Table 3
Spectrum of thrombocytopenia in healthy and sick neonates
Sick newborns Well appearing newborns
Infection (bacterial, viral) Alloimmune thrombocytopenia
Hypoxia Maternal autoimmune disease
Respiratory distress syndrome Infection
Pulmonary hypertension Wiskott-Aldrich syndrome
Necrotizing enterocolitis Amegakaryocytic thrombocytopenia
Thrombosis Trisomy 13, 18
Congenital heart disease
Congenital leukemia
Kasabach-Merritt syndrome
TAR syndrome
Abbreviations: TAR, Thrombocytopenia Absent Radii.
1254 G.A. Allen, B. Glader / Pediatr Clin N Am 49 (2002) 1239–1256
cytopenia results in the fetus and this continues on into the newborn period, lasting
a few weeks to months until the maternal antibody is cleared. Unlike Rh
isoimmunization, NAIT often occurs in the first pregnancy. Thus, the first
occurrence of NAIT in a family is often unexpected, occurring in an otherwise
healthy child presenting with petechiae and bruising. The factor distinguishing
NAIT from other forms of neonatal immune thrombocytopenia is the high
incidence of intracranial hemorrhage, up to 20% in some series [46,47]. Almost
half of these episodes of intracranial hemorrhage may occur antenatally, making
rapid diagnosis and treatment crucial. The specific diagnosis of NAIT requires
demonstration of maternal antibodies directed against an antigen on the platelets of
the child and the father. These tests are not readily available at most medical centers
and, usually, a presumptive diagnosis is made while definitive tests are pending.
This presumptive diagnosis is based on isolated thrombocytopenia occurring in a
nonseptic neonate with a normal physical examination (aside from bleeding
manifestations) whose mother has a normal platelet count.
A second cause of thrombocytopenia occurring in well neonates is seen in
infants born to mothers with a history of chronic ITP, some of whom may have
had a prior splenectomy and may be in clinical remission. This is much less of a
neonatal problem than NAIT, and intracranial hemorrhage is rare.
Summary
Because bruising and bleeding are normal events of childhood, the pedia-
trician must be able to determine whether a child’s symptoms are normal or
perhaps indicative of a defective hemostasis. A thorough medical history and
physical examination should enable the clinician to choose those patients
warranting further evaluation. Rather than referral to a hematologist at that point
in time, pediatricians should be quite capable of performing the initial laboratory
evaluation and making the correct diagnosis in a majority of cases.
G.A. Allen, B. Glader / Pediatr Clin N Am 49 (2002) 1239–1256 1255
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