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Polyether Polyurethanes For Implantable
Polyether Polyurethanes For Implantable
pacemaker leads
I( Stokes and I( Cobian
Medtronic, Inc., 3055 Old Highway Eigh t, Minneapolis, MN 55418, USA
(Received 9 April 1981; revised 1 March 1982)
Two variations of a commercially available polyether polyurethane were evaluated for certain physical properties
and the changes in those properties as a result of plasticization by absorbed moisture. Appropriate tests were done
to establish biocompatibility. A two-year rat implant study evaluated chronic biocompatibility and biostability.
Ten tumours were found in 34 animals, of which eight were considered unrelated to the materials. Two fibrosarcomas
were presumed to be the result of solid-state carcinogenesis, not related to the material p e r se. Material testing
included analysis of density, tensile strength, elongation, molecular weight, intrinsic viscosity, scanning electron
microscopy, differential scanning calorimetry, and infrared spectrum changes. The polyether polyurethane was
considered to be biocompatible and biostable for long-term implant.
Stress-strain analyses were done on an Instron Universal Standards were polystyrenes of various molecular
Testing Machine. Tensile tests followed ASTM D-1708 or weights from Waters Associates.
D-412 except for miniaturized implant specimens. These (e) Morphological and other physical changes were
resembled ASTM D-349. but were only 21 mm long and assessed by differential scanning calorimetry (DSC)
4.9 mm in diameter with an 8.8 by 1.6 mm dia necked using a Perkin-Elmer Model DSC-2 instrument.
down portion.
Tear strength tests were done at a rate of 50 cm per
minute on extruded tubing cut 1/3 to 1/4 through with
RESULTS
sharp dykes.
Volume resistivity tests were done on compression
Mechanical tests
moulded polyurethane and silicone slabs, following ASTM
D-257. Mean dry tensile properties of the polyurethane and silicone
The effects of moisture permeation were measured are shown in Table 1. The polyurethanes have 6 to 33 times
after accelerated and real time tests. Accelerated conditions greater elastic modulus. Tensile strength, elongation, and
were: 7 days reflux in pseudo extra cellular fluid (PEF) tear strength are all also significantly greater for the
at pH 7.4. Real time conditions used 37°C or ambient PEF polyurethanes compared to silicone.
or Ringers solution. In some cases, leads explanted from Stress-strain data following 7 days reflux in PEF are
dogs after 12 weeks implant were stored in 37°C test tanks shown in Table 2. Both polyurethanes show decreased
for later evaluation. When necessary, specimens were tensile strength but increased elongation. Silicone does not
patted dry with lintless towels before evaluation. Other change appreciably as a result of moisture absorption.
specimens, such as those used in stress-strain measurements, Tear strength tests were done on extruded tubing.
were tested wet. 8 0 A polyurethane leads were implanted in dogs for three
The effects of the polymer on tissue were evaluated in months. After termination of the experiment the leads
acute and chronic tests. Tissue culture tests were done by were placed in PEF. Twenty-three months later, leads
the method of Guess9 et al. U.S.P. tests were used to assure were removed from the test tank and the tubing
that the polymers contained no pyrogenic materials, were (2.16 mm OD x 1.01 mm ID) stripped off. Notched
not haemolytic, and to evaluate the systemic effects of specimens 7.6 cm long (2.5 cm gauge length) tore at
extracts 1°. Mutagenicity tests followed the procedures 1.4 + 0.9 kg with 100% elongation (N = 10). Fresh tubing
described by Ames et al. 11,12. Extruded rods were of the same size required up to 1.6-+ 0.2 kg with 90%
implanted in rabbit paravertebral muscles per U.S.P. 13 elongation (N = 9) to tear. In contrast, silicone tubing of
Animals were sacrificed for histopathologic analysis at 1, 2, the same size tore at 0.23 kg (N = 5). In a later test (31
3, 4, 8 and 12 weeks. Histopathologic analyses have been months immersion) precise measurement of tubing cross-
done on tissues adjacent to several hundred canine trans- sectional area gave notched 80 A specimen tensile strength
venour atrial and ventricular cardiac leads with implant of 65-76 kg/cm 2 (N = 6). Fresh silicone tubing had only
times ranging from 12 weeks to 18 months. Subcutaneous about 8.1 kg/cm 2 tensile strength when notched.
tissues surrounding miniature tensile specimens in rats Some electrical data before and after 7 day saline
were also evaluated. reflux are shown in Table 3 . Silicone has the highest volume
Biostability was evaluated in a two year in vivo study. resistivity with little change as a result of moisture
Miniature polyurethane tensile specimens resembling absorption. Polyether polyurethane shows greater changes.
ASTM d-349 were injection molded. These were implanted
subcutaneously in Sprague-Dawley rats. Controls were Table 1 Dry tensile properties (large specimens)
stored in 37°C Ringer's solution and under dry nitrogen at Property ASTM D Meanvalues-+standard deviations
ambient temperature. Animals were sacrificed to recover
specimens at approximately 0.1,1, 3, 6, 12, 18, and 24 Urethane Urethane Silicone
months. Specimens were used for many tests including 80 A 55 D
the following:
Young's modulus
(a) Density as measured by the gradient method, A S T M - (kg/cm2) 412 245-+ 16 1430,+96 43-+5
D-1505. Tear strength
(kg/cm2)* 640 Die C /> 33 ~>46 ;) 5.3
(b) Stress-strain tests were done at 1.0 cm per minute
crosshead speed and 2.5 cm per minute chart speed. Tensile strength
(kg/cm2) 1708 440 -+77 600 -+60 65 -+6.5
(c) Surface observations were made by scanning electron
Elongation (%) 1708 650-+35 440-+20 335-+ 19
microscopy used carbon/gold coated specimens with
an AMR Model 9000 instrument. *Manufacturer's data.
(d) Chemical (changes) were monitored by infrared
Table 2 Moisture saturated tensile properties (large specimens)
spectroscopy and molecular weight determinations.
Two methods were used for the latter, gel permeation Property ASTM D Mean values,+standard deviations
chromatography (g.p.c.)14 and intrinsic viscosity 15.
Samples were dissolved in HPLC grade tetrahydrofuran Urethane Urethane Silicone
80A 55D
at concentrations of 0.05-0.1 percent (weight to volume)
and injected into a Micromeritics 750 HPLC pump. Weight change (%) 1708 1.8+0.28 1.6-+0.22 0.8,+0.15
Separation was effected by a pair of Shodex g.p.c, columns Tensile strength
and detection by a Perkin-Elmer LC-55 Ultraviolet (kg/cm2) 1708 2 9 0 - + 2 7 495-+39 67-+13
detector at 254 nm. The distributions were calculated Elongation (%) 1708 810-+30 650-+35 365-+23
using a Spectra-Physics SP-4000 data system.
Biocompatibility
All biocompatibility tests (tissue culture, pyrogens,
haemolysis, systemic extracts, mutagenicity, 12 week
intermuscular implants) yielded acceptable results. In two
year subcutaneous rat implants, ten tumours were found in
84 animals, but eight were completely unrelated to the
material and the two others were believed to be related
to solid-state carcinogenesis. No tumours or other untoward
results were observed in tissues surrounding 55D (two-
year) subcutaneous rat implants. One fibrosarcoma was
found around an 80A specimen after 18 months, and one
after two years (43 subjects). No other untoward material
related results were observed. Negative mutagenicity results Figure 1 Canine heart with urethane transvenous ventricular
on control tensile specimens were obtained. Tissues adjacent lead (Medtron ic ® 6971) 12 weeks postimplantation. Fibrous tissue
to several hundred polyurethane cardiac lead implants in encapsulates only the area surrounding the tines, 4-S mm proximal
canines for time periods ranging from 3 to 18 months from the tip
yielded no untoward histopathological results. It must be The same behaviour was observed for the 55D poly-
noted here, however, that one series of canine lead urethane. A t implantation, the tensile strength was
implants early in the study resulted in borderline histo- 471 + 34 kg/cm 2. In three months, this dropped to
pathological data. The questionable results were 316 + 52 kg/cm 2. After two years, tensile strength was
apparently caused by improperly processed or con- 313 + 31 kg/cm 2. Elongation dropped from 315 + 20 at
taminated tubing. As a result, that material was disqualified implantation to 255 + 40% after three months. The two
for our use. year value was 260 + 30%. The one and two year explants
A t necropsy after 12 weeks implant, tined* were desiccated in vacuo having tensile strength of
ventriculart polyurethane leads typically have a thin trans- 444 + 30 kg/cm 2 and elongation of 2 7 0 -+ 24%. Ether and
lucent fibrotic sheath covering the tines and the lead body acetone extracted specimens gave similar results.
for a length of 5 mm. Silicone tined leads typically are Accelerated PEF immersion test results on 80 A
ensheathed for about 2-4 centimeters or more proximal polyurethane miniature tensile specimens are summarized
from the tip. Some examples are shown in Figures I a n d 2. in Table 4. A decrease in tensile strength with slightly
More fibrosis is found around atrial$ leads but in about the increased elongation are shown on moisture saturated
same proportions, more for silicone, less for urethane. specimens. Removal of the water yields a return toward
original tensile strength within one standard deviation,
but a still higher elongation.
Biostability Swanson and Lebeau 16 conducted similar experiments
Specimens from long-term rat implants showed a significant with silicone using miniaturized tensile specimens
drop in tensile strength and elongation in the first months resembling ASTM D412. These were implanted sub-
for both polyurethanes. But the values attained stability cutaneously in dogs. Initial tensile strength was
thereafter. 80 A polyurethane tensile strength dropped from 97 + 2.3 kg/cm 2 with 377 -+ 20 percent elongation. A t
370-+ 34 kg/cm 2 to 193 + 32 kg/cm 2 in one month. After
two years, the tensile strength was 221 + 33 kg/cm 2. Elonga-
tion dropped from 595 + 25% to 480 + 70% in one month
after implantation. After two years, 527 + 55% elongation
was obtained. Specimens from 1 and 2 year implants were
desiccated in a vacuum oven at ambient for 2 and 4 weeks.
A tensile strength of 303 + 42 kg/cm 2 and elongation of
545 + 40% were obtained for the vacuum dried 2 year
implants. Similar results were observed with acetone and
ether extracted specimens from explants after one and two
year intervals. Infrared patterns on the extract residues
showed no other components than low molecular weight
polyurethane which was also extracted from non-
implanted samples.
*Short projections close to the electrode, designed to anchor the Figure 2 Canine heart with silicone transvenous ventricular lead
lead. (Medtronic® 6901) 12 weeks postimplantation. Fibrous tissue
tMedtronic Models 6971 (unipolar) and 6972 (bipolar) encapsulates the distal portion o f the lead, nearly to the valve,
~Meditronic Models 6991U (unipolar) and 6990 (bipolar). roughly 6 cm in this case
80A 55D
properties may change. Tubing tear tests after implantation 5,086 rats and found only 218 tumours, an incidence of
and long-term immersion verify that this is indeed the case. 4.2% 2°. MacKenzie and Garner observed 749 tumours in
Changes in volume resistivity also occur as water 2,082 rats for an incidence of nearly 36% and Prejean
saturates the polymer. Even so, the lowest wet value, found 219 tumours in 360 Sprague-Dawley rats, an
1 0 1 ° ~ c m , is well within our design constraints for incidence of 60%21'22" The highest incidence of
implantable pacing leads. spontaneously occurring fibrosarcomas in Sprague-Dawley
rats was 1.6% in the study of MacKenzie and Garner 21,22.
Biocompatibility In 1941, Turner reported the occurrence of sarcomas at
Biocompatibility test results for polymer specimens made the sites of subcutaneously implanted Bakelite discs in rats 23.
under perfectly controlled conditions may not be realistic. Subsequently, Oppenheimer induced sarcomas in rats by
It is important that the process used in device manufacture implanting cellophane24. These findings resulted in
be carefully considered. This is particularly true with numerous studies to ascertain the etiology of the malign-
organic polymers such as polyurethane. Silicone, a ancies induced by implantation. While some studies
thermosetting polymer, is relatively unaffected by high incriminated components or contaminants of the implants
temperatures. This is a manufacturing advantage. Polyure- as actual carcinogens, the induction of malignancies in rats
thane, a thermoplastic, is on the other hand, sensitive to by the presence of foreign bodies became an accepted
fact 25. Additional studies indicated that the physical, not
thermal degradation during processing, especially in the
presence of moisture. For example, linear polyurethanes the chemical, properties of the foreign body were
responsible for tumorigenicity 26. Many test materials lost
are made by addition of a diisocyanate ( O = C = N - R - N
their tumorigenicity when implanted in pulverized, finely
= C - - O ) to a diol ( H O - R - O H ) which, in this case, is a
shredded or woven form or when their surfaces were
polyether diol. The resultant urethane - R - N H - C O - - O
interrupted with multiple perforations 25. It was observed
- R ) - can be safely extruded or injection moulded on
appropriate screw machines at low temperatures with that there was a quantitative correlation between tumour
incidence and the surface area of the implants 27. Button-
short residence times if first adequately dried. If overheated,
the urethane linkage can depolymerize to form isocyanate like implants caused more tumours because of the extensive
- ( R - N C O ) and hydroxyl - (R - O H ) . Isocyanates are in fibrosis needed to fill in the indentations. Stanton observed
general a highly reactive species. Once depolymerization a relationship between foreign body size and tumour
incidence28.
begins, many uncontrolled reactions can occur. One of the
Since the materials which we implanted in rats were
many such reactions will be combination with moisture to
negative on mutagenic screening (Ames test) and are of the
form the amine - ( R - N = C = O + H20-> R - N H 2 + C02) ,
which is biologically unacceptable. The most obvious size and shape that cause increased foreign body tumori-
manifestation of thermal degradation is a severe discolora- genesis in rodents, our conclusion is that the increased
tion of the polymer 3-4 days after processing. Degradation incidence of subcutaneous fibrosarcoma is a direct result
also produces very significant changes in tensile strength of foreign body tumorigenesis rather than being induced
and in solution viscosity. Polyether polyurethanes are by chemicals or contaminants in the polyurethane.
somewhat hygroscopic as the accelerated reflux test data
demonstrate. The polymer pellets before extrusion or Biostability
moulding can absorb atmospheric moisture. If this is not We believe that only long-term implants can verify the
removed by correct drying techniques prior to extrusion biostability of polymers. In order to obtain all necessary
or moulding, the reaction to form the amine can occur in physical data, miniature tensile specimens were used.
s i t u . Since recombination of isocyanate and hydroxyl is Because certain data, such as stress-strain results, are
then prevented, degradation is accelerated. Thus, manu- dependent on specimen shape and strain rate, one must
facturing process controls are critical. Several quality control avoid the temptation to compare the implant data with
tests are available for the device manufacturer to assure that results from larger specimens. Clearly, results from larger
thermal degradation has not occurred. These include colour, specimens as discussed above (Table 1, for example) are
stress-strain, viscosity, and chemical analysis. Appropriate both more accurate and more precise.
process controls are absolutely required to assure continuing Stress-strain studies versus time are a practical means
biocompatibility. of establishing the stability of a polymer. The precipitous
Mutagenicity has become a point of concern for certain drop in tensile strength observed over the first few months
polyurethanes 17'18. In our studies, we evaluated extruded was at first cause for concern. But remember that absorbed
tubing with various degrees of thermal degradation ranging moisture is expected to cause reversible changes. The
from none ('implantable quality') to moderate (some straight line behaviour observed for the next two years is
discoloration). Since extractable amine from degraded (or typical of a stable polymer. If chain scission had occurred,
improperly polymerized) urethane is known to be the tensile strength and elongation would have continued
mutagenic 18, it is highly significant that no mutagenicity to decrease. Cross-linking and embrittlement would have
was observed for any of the specimens. revealed increasing tensile strength and decreasing
In our study 10 tumours were found in 84 rats for a elongation. These and other signs of degradation were not
incidence of less than 12% although eight were unrelated observed. If, on the other hand, the observed changes were
to the implants. Fibrosarcomas were found at the 80A the result of moisture absorption or morphological reorgani-
polyurethane implant site in 2 out of 43 animals, representing zation they should be reversible for the most part. This
a tumour incidence of 4.7%. Spontaneous tumours in reversibility was indeed demonstrated by the return
Sprague-Dawley rats has been reported in four separate toward initial values after vacuum drying or solvent extraction
studies. Thompson reported occurrence of tumours in 52 of one and two year implant interval specimens. Virtually
of 125 rats (41.6%) in a study to determine the effects of identical behaviour was demonstrated in test tank studies.
an irradiated food diet 19. Schardein reviewed studies on Again, the evidence points to polymer stability after an
initial change due (primarily) to moisture absorption. the well known tendency for these animals to develop
Note that moisture absorption occurs at an exponential tumours about relatively large subcutaneous implants. The
rate so it is reasonable to expect the biggest change in the polymers per se are therefore, biologically stable,
first months. In contrast, Swanson and Lebeau 16 showed permanently implantable and meet our physical property
that silicone remains virtually unchanged for up to 32 requirements for permanent pacing leads. Nonetheless,
weeks canine implant. Silicone absorbs less than one percent this conclusion can be rendered invalid simply by inexpert
moisture. Again, one of the key issues is that the toughness polymer processing. A thorough knowledge of the chemistry
of polyurethane at its worst is superior to silicone at its of polymers, appropriate processing controls, and
best for pacing lead use. continuing quality control testing by the device manu-
Scanning electron microscopy revealed no changes in facturer are critical in maintaining the validity of the
polyurethane surfaces with,~time. In the presence of some above conclusions.
form of external biological attack one would certainly
expect to see surface erosion, cracking, pitting, etc. While
not relevant to this discussion the rippled polyurethane ACKNOWLEDGEMENTS
surface is interesting, it is probably the result of mould The authors wish to express their sincere appreciation to
shrinkage. the many scientists and technicians who contributed to
Molecular weight analyses are also sensitive means to this study. Special thanks to Kathy Burford, A r t Coury,
establish the stability or degradation of a polymer. G.p.c. John Doring, Dennis Elsberry, Kay Loucks, Mike
molecular weight distribution and intrinsic viscosity results Schollmeyer, Steve Skorich, Peter Urbanski, and Kent Van
support the conclusion that the chronically implanted Kampen for their dedicated assistance.
polymers are stable. The lack of visible infrared spectrum
changes is also strong evidence of biostability.
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