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A R T I C L E I N F O A B S T R A C T
Keywords: The incorporation of steel fibers in a concrete mix enhances the shear capacity of reinforced concrete beams and
Steel fiber reinforced concrete a comprehensive understanding of this phenomenon is imperative to have an accurate estimation in engineering
Shear strength designs. Although significant studies have been carried out on shear capacity estimation, mechanics-based
Big data
models are not yet available due to the complex underlying phenomenon. This paper presents a data-driven
Machine learning
Feature importance
approach to the shear strength of SFRC beams and incorporates the largest database compilation of 507
experimental data. Input features considered in this study are the ratio of shear span to effective depth, concrete
compressive strength, longitudinal reinforcement ratio, volume fraction, aspect ratio, and type of fiber. Eleven
machine learning (ML) models, namely linear regression, ridge regression, lasso regression, decision tree,
random forest, support vector machine, k-nearest neighbors, artificial neural network, XGBoost, AdaBoost, and
CatBoost, are evaluated to examine their shear strength estimation of SFRC beams. The XGBoost is resulting in
the most accurate predictions (85%) with the lowest root mean squared error and low mean absolute error. A
study on the importance of the input parameters reveals that shear span to effective depth ratio, longitudinal
reinforcement ratio, concrete strength, and volume fraction of fiber are the most influential parameters of shear
strength of SFRC.
* Corresponding author.
E-mail addresses: rahmanj@lakeheadu.ca (J. Rahman), drksa@ce.mist.ac.bd (K.S. Ahmed), kamrul.islam@polymtl.ca (K. Islam), sujithmss@gatech.edu
(S. Mangalathu).
https://doi.org/10.1016/j.engstruct.2020.111743
Received 23 August 2020; Received in revised form 29 November 2020; Accepted 15 December 2020
Available online 21 February 2021
0141-0296/© 2021 Elsevier Ltd. All rights reserved.
J. Rahman et al. Engineering Structures 233 (2021) 111743
architectural purposes [14]. In developing countries use of natural fibers segregation and balling of the fibers when these are not distributed
is prevalent due to its low cost [14]. Authors in the past have identified uniformly throughout the matrix. Some studies showed that the action
that the addition of a small amount of synthetic fibers can affect posi of steel fiber on the shear capacity of SFRC beams is independent [32]
tively, however, some say that these do not perform as well as the steel whereas, others reported that it is rather coupled [24]. As far as the
fibers [14–16]. Equipped with the inherent property of resisting tensile literature reviewed, none of the equations are competent to predict the
forces which is superior to that of concrete, the steel fiber has always shear capacity once they are used for results beyond those which were
been an attractive choice to many designers. Thus, steel fiber reinforced used to validate the equations.
concrete (SFRC) is being studied worldwide as it is proved to improve Recently there has been a significant thrust in the estimation of
the performance of reinforced concrete members [17,18]. However, the complex underlying relationships through data-driven or machine
application of steel fibers is still in its infancy due to the lack of a learning (ML) approaches [44–47]. Parmer et al. [48] studied the use of
comprehensive understanding of the mechanism that involves concrete the artificial neural network (ANN), adaptive neuro-fuzzy interface
and steel fibers in shear strength [1]. Steel fibers help in improving the system, and neuro-fuzzy-wavelet coupled model to predict river water
concrete compressive strength, durability, fatigue performance, resis quality parameters and discovered that the third model gave more ac
tance to cracking, modulus of elasticity, and other properties as well curate predictions than the ANN, neuro-fuzzy and regression models.
[14]. The steel fibers are proven to delay and reduce the crack width Yao et al. [49] found out that a two-class support vector machine (SVM)
hence the toughness and post-cracking tensile resistance are improved provides better prediction accuracy than one-class SVM and logistic
[19,20]. The beneficial properties of steel fiber are noteworthy due to its regression in their study of mapping landslide susceptibility. Yan et al.
tensile response which acts as a prominent non-conventional rein [50] used genetic algorithm combined with ANN to predict the bond
forcement in the shear critical concrete beams under monotonic and strength of glass fiber reinforced polymers bar reinforced concrete. A
cyclic loadings [4,21]. The tensile response of fibrous materials in SFRC study by Chopra et al. [51] highlighted the accuracy of models such as
may alter the brittle shear failure to a ductile flexural failure allowing decision trees, random forests, and neural networks to predict the
the concrete to have substantial residual strength and stiffness [22,23]. compressive strength of concrete. The authors of this study reported that
Researchers are also in line with this practice as they have found the predictions by the neural network algorithm had the highest accuracy
usefulness of steel fibers in providing satisfactory shear strength to the followed by the random forest algorithm. In a study by Zhou et al. [52]
beams without web reinforcement [24]. Apart from the ACI Building the shear capacity of grouted reinforced concrete block masonry walls
Code [25], the utilizing of SFRC in structures is also permitted in the was predicted using ANN and ANFIS and concluded that these neural
German and Italian Guidelines [26,27]. However, the lack of proper network models perform better than empirical models. The ML is
design guidelines in the codes is what prevents the confident use of steel extremely useful in refining metamodels and is very popular among the
fibers in the casting of concrete. researchers [53–56]. However, there arise two problems when AI is
To understand the behavior of SFRC beams in shear, several studies implemented in modeling concrete and/or structural engineering ap
have been done in the past and many have proposed empirical equations plications: first is the most important step in any AI algorithm, the
to describe the performance of the SFRC beams in shear [28–42]. The problem of conversion of the input features to numerical data to be fed
shear strength of SFRC beams is dependent upon several factors such as to the technique, whereas the second problem is finding out the best
the ratio of shear span to effective depth (a/d), concrete compressive topology of this technique that assess the prediction problem [57].
strength (fc´), the ratio of longitudinal reinforcement(ρ), fiber volume About 13 trillion USD construction industry, as of today, are reluctant
fraction (Vf), the cross-section of the beam, the aspect ratio of the steel about the implementation of AI techniques in construction and man
fibers (lf/df) and fiber factor (F). Utilization of F aids in determining the agement works due to its excessive risk and cost factors [58]. Having
optimum content of steel fiber in shear-dominated fibrous beams to mentioned that, there are quite a few engineering applications of ML
provide adequate pre-set strength and ductility [43]. The fiber factor is such as modeling of cracks in bridges [59] and image segmentation for
calculated from the aspect ratio, fiber volume fraction, and the bond detection of pavement defect using convolutional network and uncer
factor (ρf ) as shown in Eq. (1). tainty framework [60]. Mangalathu et al. [61] utilized eight ML models
/ including boosting methods like XGBoost, AdaBoost, CatBoost, and
F = Vf lf df ρf (1)
LightGBM to identify the mode of seismic failure in reinforced concrete
The bond factor (ρf )used in Eq. (1) has different values depending on shear walls. Further studies on the utilization of various ML models in
the shape of the steel fibers used in SFRC beam casting (1, 0.95, 0.75, structural engineering aspects include recognition of failure mode of
and 0.5 for hooked, indented, crimped, and round or smooth, respec circular reinforced concrete bridge columns [45], rapid prediction of
tively). Often the shear strength of SFRC is compromised due to the earthquake-induced building damage [62], failure mode classification
and to predict the shear strength of reinforced concrete beam-column
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J. Rahman et al. Engineering Structures 233 (2021) 111743
joints [63]. Such a vast reserve of quality findings from these past The selected input parameters for the development of the ML models
literature serves to prove the immense power of ML algorithms in include the ratio of shear span to effective depth (a/d), fiber volume
structural engineering [64]. fraction (Vf), fiber aspect ratio (lf/df), type of steel fibers, longitudinal
The subject of the shear strength attainment in SFRC beams without reinforcement ratio (ρ), concrete compressive strength (fc´) and fiber
stirrups is yet to be fully understood and therefore a more detailed factor (F). The defined parameters are illustrated in Fig. 1.
analysis is required. The previously proposed shear capacity prediction
equations are empirical and depend on the corresponding experimental 2. Research significance
results and database derived from their paper. A study by Shahnewaz
and Alam [65] used a genetic algorithm and 358 data sets to propose two All the previously proposed empirical equations for the prediction of
separate equations to predict the shear strength of slender and deep shear capacity of both slender and deep SFRC beams are very conser
beams respectively. The authors also provided a design example where vative as they are developed based on limited data. To develop better
they showed that when the fiber volume content increased, the stirrup models for shear strength prediction, several studies have developed
requirement decreased significantly. The authors extended their study in databases that are available in the public domains [1,7,65,67,70–72].
[1] and used the same algorithm and the same number of data sets to However, as additional experimental results are available, these data
propose one improved equation to estimate the shear strength of SFRC bases should be expanded. These studies are very limited in terms of
beams. The authors used five input features identified as significant for database and numbers of ML approaches and thus require more exten
target prediction by Meta-model of Optimal Prognosis. Slater et al. [7] sive research. To propose an optimum design guideline against shear
incorporated linear and non-linear regression to predict the shear ca and to reduce material cost as well as an adverse effect on the envi
pacity of SFRC beams using a database of 222 experimental data and ronment, a more comprehensive database must be created to develop a
mentioned that the equation proposed using linear regression provided better model for shear strength prediction of the SFRC beams without
higher accuracy of prediction. Shahnewaz et al. [66] identified that the stirrups. This study intends to formulate an improved shear strength
proposed equations developed using genetic algorithm and calibrated prediction model that employs a large range of data accounting for all
using reliability analysis can provide good results in the prediction of the contributing factors. The incorporation of a 507 data set, the largest
shear strength of SFRC beams. Hossain et al. [67] applied ANN for shear so far in this field of research, will enhance the model prediction ca
strength prediction of SFRC beams using 139 data obtained from past pacity as it consists of adequate diversity in shear strength experimental
literature and then validated the model using 39 more experimental results available in the literature. The present study, therefore, opens a
data. The authors mentioned in their study that the ANN model can pathway for the effective use of steel fibers in designing reinforced
provide high accuracy for high and ultra-high strength SFRC beams. concrete beams commercially and thus promote the use of SFRC ele
Sarveghadi et al. [68] proposed two equations for normal and high ments worldwide.
strength concrete and one general equation from 208 data points for the
prediction of shear capacity using multi-expression programming. 3. Database
Yaseen et al. [69] identified that the hybrid model: support vector
regression (SVR) coupled with Particle Swarm Optimization, is superior The database comprises 507 experimental results of SFRC beams
to the Artificial Neural Network integrated with Particle Swarm Opti assembled from 68 publications including journal papers, conference
mization in predicting the shear strength of SFRC beams. Keshtegar et al. proceedings, and technical reports. The SFRC beams adopted for this
[57] also studied hybrid model integrating response surface method and database are cast with longitudinal reinforcement, normal to ultra-high-
SVR using 139 data sets and found that the model is superior to neural strength concrete, and no shear or web reinforcement to ensure the
network, and standalone response surface method and SVR models as shear failure of the beams. It is to be noted that both slender and deep
compared. Ahmadi et al. [70] developed shear prediction equations beams were considered in this study where each beam was subjected to
utilizing Genetic Expression Programming and ANN models using 129 static loading, as summarized in Table A1 (Appendix A). The type of
experimental data of SFRC beams having concrete compressive strength beams in this database are classified as 66% slender (a/d > 2.5) and 34%
greater than 17 MPa with only hooked and crimped steel fibers with a deep (a/d ≤ 2.5) respectively. The primary difference between a slender
maximum of 2% volume fraction. and a deep beam, apart from the a/d ratio, is the fact that while shear
It has been noted from the literature review that there is a critical deformation in slender beams can be ignored as it is negligible, the shear
need for ML research in the shear strength estimation of SFRC. Such a deformation must be considered while designing deep beams [73].
data-driven approach can lead to an open-source model for practical as Table 1 illustrates the structural property of the test samples consulted in
well as research use. Hence, the objectives of this study are: this study which comprises the geometric and material properties.
Upon the collection of the data points, several challenges were
(i). Development of a large experimental database of 507 tests con encountered such as inadequate information and missing data. The
ducted on SFRC beams without web reinforcement. Such an missing information in such papers are either calculated from given data
open-source database helps further researchers to adopt the data- or assumed based upon the most commonly used criteria in commercial
driven approaches for shear strength estimation. applications.
(ii). Development of advanced physics-based ML methods such as
linear regression, ridge regression, lasso regression, support 3.1. Statistical summary of the data
vector regression, decision tree, random forest, artificial neural
network, k-nearest neighbors, XGBoost, AdaBoost, and CatBoost The distributions of each of the properties deemed most responsible
to identify the superior algorithm that predicts the shear strength for shear strength prediction as observed from the reference publications
of SFRC beams with the highest accuracy all while reducing the are presented in Fig. 2. A summary of the type of fibers used is also
time required for computation. The selection of these eleven ML included. The statistical range of these parameters is evaluated as shown
models is done based on their suitability with the database in Table 2.
accumulated in this paper. Also, the selection of the best machine Crowding within the range of a/d = 2.5 to 3.5 can be seen in Fig. 2(a)
learning algorithm for the assembled database. which implies that the mostly used shear span lies within this range. To
(iii). A comparison of models developed in this study with that by ensure the shear failure of the SFRC beams high longitudinal rein
previous publications to verify the functionality of the developed forcement needs to be employed which is evident from Fig. 2(b). Most of
algorithms. the beam samples have 1.5% to 3.5% longitudinal reinforcement with
the highest and lowest ratios being 5.72% and 0.55% respectively. As
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J. Rahman et al. Engineering Structures 233 (2021) 111743
Fig. 2. Distribution of the geometric material and properties of the test beams (a) ratio of shear span to effective depth (a/d) (b) ratio of longitudinal reinforcement
(ρ) (c) concrete compressive strength (fc´) (d) maximum size of aggregate (ag) (e) fiber aspect ratio (lf/df) (f) fiber volume fraction (Vf) (g) fiber factor (F) (h)
experimental shear capacity (Vuexp) and (i) fiber type.
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Fig. 2. (continued).
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J. Rahman et al. Engineering Structures 233 (2021) 111743
4.7. Support vector machines AdaBoost (AB) is short for Adaptive Boosting where a strong pre
diction model is developed by combining other weak learning algo
The support vector regression (SVR) algorithm generates a model rithms [79]. The weighted sum of the combination is the output of the
using the training data to assign new data to a class by using hyper-plane AB model. However, the final prediction model can only be proven to be
which is at a maximum distance from the labeled classes to minimize strong by this algorithm when the performance of each weak learner is
generalization error. In this algorithm, the margin is calculated as the relatively better than random guessing. The AB model was built by
sum of distances of the hyper-plane from the nearest point of labeled setting the value of the number of trees to be considered (n_estimators)
classes. Radial Kernel function is utilized to map the lower-dimensional as 100 and other parameters kept as default.
data into higher ones. The SVR model is constructed by setting the de
gree of the function as 3 and by keeping the value of the regularization
4.11. CatBoost
parameter as 21.
CatBoost (CB) is a gradient boosting based ensemble ML algorithm
4.8. Artificial neural network where dynamic boosting is applied to avoid overfitting [80]. This al
gorithm is very powerful in classification and regression tasks where the
The artificial neural network (ANN) is a deep learning-based algo number of data samples is large. Moreover, it is capable of handling
rithm that attempts to simulate the human brain and nervous system biases with a dynamic boosting scheme. This helps the algorithm to
[78]. Its processing elements are neurons that connect to form a network remove overfitting, hence the quality of the CB model is improved
and each of the processing elements may have many inputs while significantly. The CB model has been developed in this study by iterating
sending only one output. When the input fed to processing elements through the whole data 700 times when the value of learning rate is set
exceeds the threshold, the processing element then sends input to its to 0.03 and bagging temperature kept as 0.2.
neighboring elements. The strength of the connection between pro The cross-fold validation is a measure of predictive accuracy that
cessing elements is ensured by assigning weights to them the values of minimizes the bias associated with randomly selected learning and test
which are determined using the training data. The algorithm adjusts the data by using k-fold cross-validation algorithm, and 10-fold cross-
weights so that the difference between the predicted value and the validation is adopted in this study following Kohavi Analysis Results.
targeted value can be minimized. The hidden layer of the network, All of the machine learning models are applied using a random test-
located in the midst of the input and output, does this work by per train split of the database. The division is maintained to 80% (406
forming nonlinear transformations on the inputs as fed to the network. samples) for the training subset and 20% (101 samples) for the testing
This study used a total of 500 iterations and other parameters are kept as subset. The input features are converted to logarithmic space for all the
default to develop the ANN model. models to reduce the scatteredness of data and aid in the
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Table 4
Performance measure of the developed models.
Model Training data Testing data
2 2
RMSE R Adjusted R MAE RMSE R2 Adjusted R2 MAE
Fig. 4. Comparison between actual and predicted results from proposed models (a) ANN (b) KNN (c) LR1 (d) RF (e) SVR (f) LR2 (g) RR (h) DT (i) XB (j) AB (k) CB.
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Fig. 4. (continued).
homoscedasticity assumption. low values of error measures is considered to have a high performance.
Performance evaluation of each of the method is done by calculating From Table 4 it is observed that the value of R2 obtained from the
the measures such as coefficient of determination (R2), adjusted R2, root training set in XB model is the highest (0.998) with MAE and RMSE
mean square error (RMSE), and mean absolute error (MAE). The R2 values of 0.058 and 0.099 respectively. Similarly, the results of R2,
shows how well the proposed formulation can estimate the experi RMSE, and MAE from the test set in XB model are 0.722, 1.346, and
mented data. The RMSE is also termed as the cost function that plays an 0.704 respectively. Such results show that there is a strong correlation
active part in the learning process of an ML algorithm. The values of between the observed and predicted shear capacities. The next highest
RMSE and MAE both quantify the accuracy and goodness of fit. The value of R2 is obtained from the RF model (0.978 for the train set and
expressions used to determine each of these measures are summarized in 0.729 for the test set) with RMSE values of 0.301 and 1.370 for train and
Table 3. A good predictor model is indicated by lower values of RMSE test respectively; MAE values of 0.207 and 0.769 for train and test sets
and MAE are and closer to the R2 value reaches to 1.00. The performance respectively. These observations led to the inference that the XB model
measures for both train and test sets as evaluated using 80%-20% as the developed is superior to the other models developed in this study in
train-test split of the whole database as presented in Table 4. The cross- terms of prediction accuracy. The poorest performance is observed from
validation is performed on the same training data that is used for eval the RR model having the lowest value of R2 of 0.742 and correspond
uating the measures in Table 4. ingly the highest value of MAE with 0.931. The comparison of results
attained experimentally with that obtained from the eleven models
4.12. Performance measures formulated in this study is presented in Fig. 4(a) to (k).
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Fig. 4. (continued).
4.13. Cross-validation accuracy 4.14. Results of the relative importance of the input features
Fig. 5 (a) and (b) are box-plots presenting the 10-fold cross- The relative importance of each of the input parameters in proposed
validation accuracy of the training subset and that of the testing set DT, RF, AB, CB, and XB models are presented in Fig. 6(a) to (e). It is to be
respectively. The box on the figures shows the interquartile range with noted that all the relative importance values indicated in the figures add
the median value shown as the horizontal line in the middle. The upper up to 100. It is observed that the most important feature is a/d in pre
and lower whiskers show 1.5 times exceeding the difference between dicting the shear capacity of the SFRC beams followed by ρ. Interest
first and third quartiles respectively. The diamond marks on both of ingly, it is seen from Fig. 6(e) that the type of fiber is the least important
these box and whisker plots indicate potential outliers. The individual feature for the XB model. On the other hand, the type of fiber is found to
cross-validation training accuracy ranges between 53.40% and 92.70%. be more important than lf/df, Vf, and F in the CB model. The sensitivity
The average accuracy of all the models in Fig. 5(a) ranges from 71.22% analysis performed by Shahnewaz and Alam [1] provided similar ob
to 84.65% and that found from Fig. 5(b) is between 38.55% and 70.30%. servations. For instance, from the study of Meta-model of Optimal
The best performance as shown by these box and whiskers plots is given Prognosis to identify the important parameters, Shahnewaz and Alam
by the XB followed by the RF model. The DT model has the largest [1] proved that the a/d was the most important input feature. The sec
dispersion among all the developed algorithms across the 10-folds. The ond most important input parameter found from their study [1] is the
models LR1, RR, and LR2 show the least accuracy (average training ac ratio of longitudinal reinforcement. However, according to the model
curacy of 71.22%). On the other hand, DT model shows the least cross- proposed by the authors, the least important parameter by the Meta-
validation accuracy in testing. model of Optimal Prognosis is the concrete compressive strength.
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Fig. 4. (continued).
Fig. 5. Cross-validation performance by all the models in (a) training data (b) testing data.
5. Comparison among previous equations than 1.00 means the formulation underpredicts, whereas a χ value
<1.00 indicate that the model overpredicts shear capacity. Also, the
In this section, the shear capacities as available from the database are smallest value of AAE indicates that the developed model has attained a
compared to those calculated from equations proposed by previous satisfactory level of accuracy.
studies. Results obtained from the proposed models are also compared Two sets of equations are proposed by Ashour et al. [34] basing on
with the experimental results from the database to validate the perfor linear regression of the experimental data as obtained from 18 SFRC
mance of the developed models in this study. A total of six equations beam specimens of high strength. The fiber factor (F), an important term
proposed by Ashour et al. [34], Khuntia et al. [86], Sharma [28], Sar to incorporate the effect of size and shape of the steel fibers, has been
veghadi et al. [68], and Shahnewaz and Alam [1] are used for the integrated into their first equation which is derived from the shear
objective of the comparison. The equations given by the authors for equation in the ACI Building Code [25]. Their equation also included the
shear strength prediction are shown in Table 5. Fig. 7 illustrates the shear span to effective depth (a/d) ratio to account for the contribution
comparison between shear capacities of the SFRC beams obtained from of reinforcement and concrete in the shear capacity. The second equa
experiments and those from the prediction formula. A statistical sum tion by Ashour et al. [34] is developed using a modified version of
mary is shown in Table 6 to signify the preciseness of each of the pro Zsutty’s equation [87] where the fiber factor is incorporated. The second
posed equations. The ideal condition is considered when there is a equation is a set of two, accounting for separate expressions for deep
smaller standard deviation with χ factor close to 1.00. A χ value greater beams (a/d < 2.5) and slender beams (a/d ≥ 2.5). The equation by
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(a) (b)
(c) (d)
Proposed CB model
Proposed AB model
(e)
Proposed XB model
Fig. 6. The relative importance of input features affecting the shear capacity of SFRC beams.
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Table 5
Previous shear capacity equations for SFRC beams.
Authors a/d ratio Shear Equations
√̅̅̅̅̅
Ashour et al. [34]-1st [( ) ] (7)
Vu = 0.7 fc ’ + 7F d/a +17.2ρd/a
[( √̅̅̅̅̅ ]
Ashour et al. [34]-2nd a/d≥ 2.5 ) (8)
Vu = 2.11 fc ’ + 7F (ρd/a)0.333
3
[(( √̅̅̅̅̅ ) ]
a/d< 2.5 (9)
Vu = 2.11 fc ’ + 7F)(ρd/a)0.333 2.5d/a +υb (2.5 − a/d)
3
√ ̅̅̅̅̅
Khuntia et al. [86] a/d≤ 2.5 [( ] (10)
Vu = 0.167(2.5d/a) + 0.25F) fc ’
√ ̅̅̅̅̅
a/d>2.5 [( ] (11)
Vu = 0.167 + 0.25F) fc ’
[ √̅̅̅̅̅ ( )0.25 ]
Sharma [28] 2 d (12)
Vu = × 0.8 fc ’
[3 ( a ( ) ) ]
Sarveghadi et al. [68] ρ 3 (13)
Vu = ρ + +d/a ρft ’ (ρ + 2) ft ’ a/d − (d/a) + ft ’ +υb
υb υb
υb = 1.7015*F (14)
√̅̅̅̅̅
(15)
ft ’
= 0.79* fc ’
[ ]
Shahnewaz and Alam [1] Vu = 3.2 + 0.072fc ’ + ρVf [1.26 − 0.25a/d] − a/d 1.92 +0.017fc ’ − 0.38a/d (16)
Khuntia et al. [86] is also a modified version of the ACI Building Code publications, predicted capacity from Eq. (15) causes the χ value to be
[25] equation of shear capacity where the effect of fiber is integrated. higher than that obtained from equations proposed by Ashour et al. [34]
Khuntia et al. [86] considered the post cracking tensile properties of and Sarveghadi et al. [68].
fiber reinforced concrete (FRC) to derive the equation which was then Fig. 7 and Table 6 provide good support to prove the superiority of
validated using their experimental results of 68 SFRC beam specimens. the developed XB model in the current study. In Fig. 7(g), the model
Sharma [28] proposed an equation that ignores some of the prime fac developed using XB algorithm shows a χ value of 1.02 and the corre
tors such as lf/df and F that contribute significantly in the shear capacity sponding values of SD, COV, and AAE of 0.10, 10%, and 5% respectively,
of SFRC beams. The equation, however, is validated using 41 experi which are the lowest among the models developed in this study. When
mental results performed by the author. The formula by Sarveghadi compared with the equations proposed by previous researchers, it is
et al. [68] is proposed by multi-expression programming after analyzing seen that the proposed XB model outperformed those by Ashour et al.
a database of 208 test results of SFRC beams by previous studies. The [34]’s 1st equation and Sarveghadi [68]. Upon comparing Fig. 7(a), (e),
authors have developed two different sets of equations; one set incor and (g), it is seen that the data points obtained from Ashour et al. [34]’s
porating different expressions for high strength and normal strength 1st equation are more scattered and those found from the XB model flock
concrete, the second set, on other hand, is a combined expression for close to the ideal 45⁰ line. Therefore, it is safe to say that the proposed
these two types of concrete. The recent publication by Shahnewaz and model using the XB algorithm outperformed all the other ML methods
Alam [1] presented a shear strength prediction equation using 358 tests developed in this study as well as the models reviewed in the available
of SFRC beams from past literature. It is noteworthy to mention that, literature.
both these studies [1,68], despite being very recent, have a narrow range
of data available for training and testing which caused the models to 6. Conclusion
have a limited applicability.
As seen from Fig. 7, all the values of the χ factor are greater than 1.00 This study presents 11 machine learning-based approaches to predict
which means that all the equations underpredict the shear capacity of the shear capacity of SFRC beams without web reinforcement. Based on
the SFRC beams. The reason can be attributed to the fact that the studied the database of experimental tests of 507 SFRC beams, this paper
expressions from the previous literature were developed based on a developed models using Linear regression (LR1), Random forest (RF),
narrow range of data having a limited diversification in specimen re Ridge regression (RR), Lasso regression (LR2), Decision trees (DT),
sults. Also, due to neglecting important parameters that contribute to the Support Vector Machines (SVM), k-Nearest Neighbor (KNN), Artificial
shear strength of SFRC, the expressions developed in the literature Neural Network (ANN), XGBoost (XB), AdaBoost (AB) and CatBoost
reviewed in this section predicted less shear capacity than actual. (CB). The input parameters considered for the prediction of shear
Among the previously proposed formulations studied so far, the equa strength are shear span to effective depth ratio, concrete compressive
tions formulated by Ashour et al. [34]-1st and Sarveghadi et al. [68] give strength, fiber aspect ratio, fiber volume fraction, fiber factor, longitu
the most accurate predictions signified by the χ factors which are very dinal reinforcement ratio, and type of fiber. For the robustness of output
close to the value of 1.00 as given by equations (7) and (12) respectively. and to minimize overfitting of the test data, 10-fold cross-validation is
The χ value from the equation developed by Sarveghadi et al. [68] is performed for all the models. This paper also analyzed the currently
found to be the closest to 1.00 (1.06) with a COV of 30% and VAR of available shear strength prediction equations from previous literature
0.09. The equations proposed by Khuntia et al. [86] and Sharma [28] and identifies the gaps and future research prospects. The findings of the
show the poorest performance as signified by the highest χ values (1.63 present study can be concluded as:
and 1.57 respectively) and also high AAE values of 37% and 30%
respectively. The highest COV value of 39% is found from the equation • A comparative study between experimental and predicted shear
by Sharma [28] which indicates that the plot of predicted vs experi strength by previously proposed equations revealed that their pre
mental shear capacity has a high scatter (Fig. 7(d)). It is noteworthy to dicted results have high variance and do not apply to a wide range of
mention that the χ factor reported by Shahnewaz and Alam [1] is 1.05 as data.
opposed to the χ factor of 1.10 found in this study. This difference in χ • All the equations show a value of the χ factor greater than 1.00 from
value provides the fact that the proposed equation by Shahnewaz and where it can be inferred that all the proposed equations under-
Alam [1] is based on a smaller and range of data. The AAE value found predict the experimental shear capacity of the SFRC beams in the
from the results of their formulation [1] is the lowest among the other database.
formulations by past literature. Despite this observation, due to limited • The XGBoost algorithm outperformed the rest of the developed
experimental data and lack of new results from current research and models in this paper as discussed by the high coefficient of
14
J. Rahman et al. Engineering Structures 233 (2021) 111743
Shear equation by Ashour et al. [34]-1st Shear equation by Ashour et al. [34] 2nd
Shear equation by Sarveghadi et al. [68] Shear equation by Shahnewaz and Alam [1]
Proposed XB Model
Fig. 7. Scatter plot of the proposed and compared models for shear capacity prediction of the SFRC beams.
15
J. Rahman et al. Engineering Structures 233 (2021) 111743
Appendix A
Table A1
Database of experimental results from past literature of SFRC beams without transverse stirrups failing in shear.
Ref # of tests f’c (MPa) ρ (%) a/d lf/df Vf (%) Fiber type
Min Max Min Max Min Max Min Max Min Max
16
J. Rahman et al. Engineering Structures 233 (2021) 111743
Table A1 (continued )
Ref # of tests f’c (MPa) ρ (%) a/d lf/df Vf (%) Fiber type
Min Max Min Max Min Max Min Max Min Max
Appendix B
Design example for a beam with steel fibers, adopted from Nilson et al. [137]
A simply supported rectangular beam with 254 mm (10 in.) width and an effective depth of 445 mm (17.5 in.) is applied 108.64 kN/m (7.44 kip/ft)
factored uniform load on a span of 4.572 m (15 ft.). It is designed with 1935.48 mm2 (3.00 in2) longitudinal steel that continues uninterrupted into the
supports. If fc′ = 27.6 MPa (4000 psi) and fy = 413.8 MPa (60000 psi).
a) Find the spacing for steel shear reinforcements with No. 10 (No. 3) bars and b) steel shear reinforcement of the beam with steel fibers.
a) Design for steel stirrups:
The factored shear at support, Vu = 248,198.4 N (55.8 kip)
Shear contribution from concrete,
√̅̅̅ √̅̅̅̅̅̅̅
ϕλ f ’c bw d
ϕVc = 6 = 0.75×1× 27.6
6
×254×445
= 74,226.38 N = 74.22kN (16.68 kip)
The rest of the shear will be supported by stirrups, ϕVs = Vu − ϕVc
Spacing of the stirrups,
ϕA f d ϕAv fy d
s = Vu − vϕV
y
c
= ϕVs = 0.75×142×413.8×445
248198.4− 74226.38 = 112.73 mm (4.43 in.)
b) Using steel fiber,
In order to investigate how the stirrup requirement changes with increasing fiber content, Vf
Assuming the aspect ratio varying from 50 to 150
Stirrup spacing calculation after considering the contribution of both concrete and fiber,
Vc+f is taken from the XB model developed in this paper.
ϕAv fy d ϕAv fy d
s = Vu −ϕVc+f = ϕVs
Maximum spacing, smax = d/2 = 222.3 mm (8.75 in.)
In simply supported beams with uniform loading conditions, the ratio of shear span to effective depth, a/d is calculated as l/4
d [65].
Therefore, a/d = 2.57.
The spacing of stirrups calculation is tabulated below:
17
J. Rahman et al. Engineering Structures 233 (2021) 111743
From Table 7 it is seen that using only 0.5% steel fiber increases the stirrup spacing significantly. The shear capacity increased with an increase in
aspect ratio and fiber volume fraction. It is seen that the stirrup spacing is 267 mm at an lf/df and Vf values of 50 and 0.5 respectively. The maximum
spacing permitted by the ACI Building Code [25] is 222.3 mm as calculated above. Therefore, using 0.5% steel fibers could allow for the use of
minimum stirrups all through the beam sample. Also, it is seen that no stirrups are needed in the beam to provide adequate shear strength at 1.00%
fiber content with 150 aspect ratio.
The use of fiber enhances both flexural and shear capacity of reinforced concrete beams. Therefore, it is imperative to ensure that the shear capacity
exceeds the flexural capacity so that a ductile failure occurs.
As reported by Henager and Doherty [138], the flexural capacity of steel fiber concrete reinforced with only longitudinal reinforcements is
calculated by the following formula:
( )
h e a
Mr = As fy (d − a/2) + σ t b(h − e) + −
2 2 2
e = distance between the top of tensile stress block to the extreme compression fiber of fibrous concrete
a = depth of rectangular stress block
σ t = 1.12(lf /df)ρfFbe
ρf = volume of fiber
Fbe = fiber bond efficiency
Af 1935.48×413.8
a = 0.85f
s y
’b = 0.85×27.6×254 = 134.41 mm (5.29 in.)
c
The shear strength of SFRC beams in the database is seen to decrease as the value of the corresponding a/d increased as depicted in Fig. 8(a). This
observation is in line with those observed by Narayan and Dharwish [32] who also pointed out that the shear strength reduced exponentially with an
increase in a/d. According to Shahnewaz and Alam [1], the arching action between the supports and loading points is responsible for this behavior in
SFRC beams.
Fig. 8(b) shows that the shear capacity improved as the longitudinal reinforcement ratio is increased. However, when the reinforcement ratio is
more than 3.55% it no longer has a significant effect on increasing the shear capacity. Similar behavior is also reported by Swamy and Bahia [110]. The
dowel action capacity of the longitudinal reinforcement in lower ratios contributes to improving the shear strength [115].
The shear strength is seen to increase with fc′ as observed from the scatter plot in Fig. 8(c). This parameter is regarded as one of the most important
parameters in predicting the shear capacity of SFRC beams [1,86]. It is reported by researchers that the shear capacity increased by 10.7% when the
concrete compressive strength increased by 44.5% [139]. Khuntia et al [86] mentioned that the shear capacity enhanced exponentially with fc′
whereas the results shown by Shahnewaz and Alam [1] had a linear trend in increment. On the other hand, a study by Londhe [140] reported that fc′
had a negligible effect on the shear capacity of deep beams.
18
J. Rahman et al. Engineering Structures 233 (2021) 111743
Fig. 8. Variation in shear capacity of SFRC beams with respect to (a) shear span to effective depth ratio (a/d), (b) longitudinal reinforcement ratio (ρ), (c) concrete
compressive strength (fc´), (d) fiber aspect ratio (lf/df), (e) fiber volume fraction (Vf), (f) fiber factor (F) and (g) maximum aggregate size (ag).
19
J. Rahman et al. Engineering Structures 233 (2021) 111743
Fig. 8(d) illustrates the action of fiber aspect ratio on the shear capacity of SFRC beams. It is seen that the aspect ratio had a positive effect on the
shear strength up to an lf/df value of 100. For greater values of lf/df, the shear strength is observed to reduce. This phenomenon is attributed to the fact
that a higher amount of steel fibers cluster together to form balls and therefore reduce the shear strength.
There is a rapid increase in shear capacity when the fiber volume fraction increased up to 1.0% as seen in Fig. 8(e). Similar findings are also
achieved by researchers where shear strength increased when Vf increased up to 1.0% and 0.75% respectively [1,141]. As observed from Fig. 8(f), the
shear strength increased up to a fiber factor of 80 and beyond this value, the shear strength is observed to decrease.
As seen in Fig. 8(g), the shear strength increased up to a size of 10 mm. Increasing the ag beyond that somehow reduced the shear strength of the
SFRC beams. The reason attributed to this is that smaller aggregates allow uniform mixing and so an improved bond exists between the fiber and the
SFRC mix [71].
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