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Automation in Construction 75 (2017) 45–55

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Automation in Construction

journal homepage: www.elsevier.com/locate/autcon

Review

The building information modelling trajectory in facilities management:


A review
E.A. Pärn a,⁎, D.J. Edwards a, M.C.P. Sing b
a
Faculty of Technology Environment and Engineering, Birmingham City University, City Centre Campus, Millennium Point, Birmingham B4 7XG, United Kingdom
b
Department of Building and Real Estate, 7/F, Block Z, The Hong Kong Polytechnic University, Hong Kong

a r t i c l e i n f o a b s t r a c t

Article history: There is a paucity of literature that examines building information modelling (BIM) for asset management within
Received 1 August 2016 the architecture, engineering, construction and owner-operated (AECO) sector. This paper therefore presents a
Received in revised form 11 November 2016 thorough review of published literature on the latest research and standards development that impact upon
Accepted 9 December 2016
BIM and its application in facilities management (FM) during the operations and maintenance (O&M) phase of
Available online xxxx
building usage. The purpose is to generate new ideas and provide polemic clarity geared to intellectually chal-
Keywords:
lenge readers from across a range of academic and industrial disciplines. The findings reveal that significant chal-
Building information modelling lenges facing the FM sector include the need for: greater consideration of long-term strategic aspirations;
Data interoperability amelioration of data integration/interoperability issues; augmented knowledge management; enhanced
Facilities management performance measurement; and enriched training and competence development for facilities managers to better
Asset operations and maintenance deal with the amorphous range of services covered by FM. Future work is also proposed in several key areas and
includes: case studies to observe and report upon current practice and development; and supplementary
research related to concepts of knowledge capture in relation to FM and the growing use of BIM for asset
management.
© 2016 Elsevier B.V. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
2. Facilities management: definitions, influences and challenges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
2.1. BIM-FM integration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
2.2. Industry standardisation and interoperability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48
2.3. Data integration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48
3. BIM as a facilitator for FM efficiency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48
3.1. Obstacles in BIM-FM integration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49
4. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

1. Introduction such as building information modelling (BIM) which have displaced tra-
ditional approaches and created virtual communities of practice (CoP)
The proliferation of advanced computerisation throughout industry [2]. A virtual CoP represents an extensive ‘multiple stakeholder’ collab-
has revolutionised the way that buildings are designed, constructed, op- oration platform that is generated during design and construction
erated and maintained [1]. Today, computerisation is firmly embedded through a single integrated BIM [1]. The dynamic, open access, digital
within a building's lifecycle from earliest concept through to occupation environment afforded by BIM enables storage, sharing and integration
and operation, a transition made possible via disruptive technologies of information for buildings' operations and management (O&M)
(ibid.). BIM can embed key product and asset data within a three-
dimensional computer model to effectively and efficiently manage
⁎ Corresponding author.
building information [3]. Consequently, BIM deployment becomes ex-
E-mail addresses: Erika.Parn@bcu.ac.uk (E.A. Pärn), David.Edwards@bcu.ac.uk tremely invaluable to organisations that seek to reap inherent value
(D.J. Edwards), mcpsing@outlook.com (M.C.P. Sing). and efficiency gains from the technology [4,5].

http://dx.doi.org/10.1016/j.autcon.2016.12.003
0926-5805/© 2016 Elsevier B.V. All rights reserved.
46 E.A. Pärn et al. / Automation in Construction 75 (2017) 45–55

However, capturing a building's intricate and expanding portfolio of contractors [16]. In synthesising and evaluating the literature,
data requirements for facilities management (FM) is complex and re- Chotipanich [20] suggests categorising these factors as internal factors
quires facilities managers with tenacious strategic and tactical skills [6, (i.e. characteristics of the organisation, facility features and business
7]. These skills encompass diverse roles and duties may include the stra- sectors) or external factors (i.e. social, economic, legislative and regula-
tegic planning and management of: plant operations; computer sys- tive, local culture and context and market context for FM) [25]. Apprais-
tems analysis; building assets; interior operations; and day-to-day ing this eclectic mix of definitions and factors illustrates that internal
tactical operations of assets and staff [8]. The problems related to factors have received wider attention vis-à-vis external factors, even
optimising O&M are further exacerbated by the vast complexity and though the latter are quintessentially important to organisational resil-
volume of data and information generated during a building's whole ience and business stability [15].
life cycle [9]. Automating this amorphous range of roles and duties, Information is critical for supporting efficient and effective building
and engendering intelligent decision support, are feasible with the aid maintenance and day-to-day operations [15,24,26]. However, the FM
of BIM-FM integration [10,11,12]. However, within the UK, sector continues to grapple with information management, predomi-
practitioners1 reside within a transition period of adopting BIM and nantly due to the peculiarity of information and its fragmentation [1,
the extant literature simultaneously discloses limitations in: related 7]. These two causal factors are attributed as being the leading causes
procedures [13]; established standards [12]; and computerised FM sys- for knowledge loss within the architecture, engineering, construction,
tem integration [11]. Many practitioners have sought bespoke pathways owner-operated (AECO) sector [27]. Computerisation alleviates asset
to adopting new technologies in a climate of exponential technological information capture and retrieval, but knowledge capture and automat-
advancement but few have sought guidance from more technologically ed data analysis is limited within computer aided facilities management
advanced sectors as aerospace and automotive manufacturing [14]. In- (CAFM) systems [15,11]. Commonly established CAFM tools are: com-
consistencies in technology adaptation are complicated by a paucity of puter aided design (CAD) (ibid.); integrated workplace management
standardisation within FM procedures and processes. At present, the lit- systems (IWMS) [28]; enterprise asset management (EAM) [29]; and
erature contains limited evidence of applied studies of hybrid BIM-FM computerised maintenance management systems (CMMS) [30]. Al-
environment development and the tangible benefits to be accrued though these disparate tools have inherently different capabilities and
from such [12,9]. functions, a vital prerequisite to implementing an appropriate CAFM
To provide polemic clarity of the emergent hybrid BIM-FM environ- system is that an organisation perceives data as its most invaluable
ment, this research aims to: i) conduct a critical synthesis of extant lit- asset [31]. A recent survey result is juxtaposed against this position
erature and identify key challenges around BIM-FM integration; and and reveals that 43% of UK employees do not understand the value of
ii) investigate state of-the-art tools used for BIM-FM knowledge cap- business data [32].
ture. In realising these aims, the objectives are to argue the case for The performance of FM must be measurable via knowledge manage-
greater BIM-FM integration and stimulate wider debate and software ment (KM) [33]. However, agreement over a common definition of KM
development amongst academics and practitioners from a broader remains a vexatious issue in FM [34,35,36]. For example, Bosch et al. [37]
range of industrial sectors (including aerospace and automotive suggest that KM encapsulates a process of managing corporate knowl-
manufacturing). Knowledge transfer from these more technologically edge to facilitate competitive advantage and organisational success,
advanced industries will be beneficial to the AECO sector. whilst Bhatt [38] emphasises KM characteristics and traits such as learn-
ing, collaboration, experimentation and implementation of powerful in-
formation systems. Commonly used FM performance measurement
2. Facilities management: definitions, influences and challenges
tools include: post-occupancy evaluation [38]; British Institute for Facil-
ities Management (BIFM) measurement protocol [40]; key performance
FM represents an integrated approach to maintaining, improving
indicators (KPIs) [23]; and the balanced scorecard (BSC) [41] – refer to
and adapting an organisation's buildings to promote a fertile environ-
Table 1. Many of these tools are antiquated, often subjective and fre-
ment that supports the organisation's primary objectives [15,16]. Liter-
quently client driven – consequently, they may fail to accurately portray
ature is replete with FM definitions, for example, Alexander [17] defines
issues facing the facilities management team (FMT) [33].
FM as: “the process by which an organization delivers and sustains support
services in a quality environment to meet strategic needs.” McGregor and
2.1. BIM-FM integration
Then [18] further proffer that FM is: “a hybrid management discipline,
which combines the management expertise of people, property and pro-
The UK Government define BIM as: “a collaborative way of working,
cess(es). (p.1)”, whilst Nutt [19] defines FM as: “a supporting tool to ob-
underpinned by digital technologies which unlock more efficient methods
tain sustainable and operational strategy for an organisation over time
of designing, creating and maintaining assets” [63], whilst Succar [3] de-
through management of infrastructure resources and services. (p.462)”.
fines BIM as: “a set of interacting policies, processes and technologies pro-
Chotipanich [20] elucidates the benefits derived from FM, highlighting
ducing a methodology to manage the essential building design and project
improvements in managing facility resources, support services and
data in digital format throughout the building's life-cycle.” The capacity to
working environment.
harness valuable data and information throughout a building's life cycle
These delineations illustrate that the definition of FM has evolved
is integral within these ubiquitous definitions (ibid.). BIM has orches-
over time and this can be attributed to several influential, interventional
trated a paradigm shift in the way that information is managed, ex-
factors which impact upon the configuration of FM regime adopted.
changed and transformed to stimulate greater collaboration between
These factors can be conveniently allocated to three thematic group-
stakeholders via a single integrated model during the design and con-
ings: i) business environment – including organisational structure [16,
struction phases [1]. This integrated approach to BIM ensures a smooth
21]; business objectives [22]; and company culture and contextual is-
flow of information between all stakeholders and is specified and artic-
sues [23]; ii) buildings and facilities characteristics – for example, facility
ulated through Levels of Development or Design [1,64] The Level of De-
type [23]; location; and size (ibid.); and iii) external interventions/factors
sign (LOD) is classified to range from LOD 100 (covering a conceptual
– such as business needs and processes [18]; asset maintenance priori-
‘low definition’ design) to LOD 500 (for an as-built ‘high definition’
ties [24,22]; legislation [21]; and interrelationships with other
model). In practice, models that provide LOD500 are rare.
1
BIM and FM integration can be classified as 6D modelling (refer to
Practitioners in the context of this paper includes all parties involved in construction
project development including: client's estates department; construction manager; archi-
Table 2) [65], where nD modelling is defined as the addition of supple-
tect; mechanical electrical plumbing designer; structural engineer; sub-contractor; and mentary information to three-dimensional model(s) for analysis and
consultant. simulation purposes. BIM-FM integration is increasingly utilised for
E.A. Pärn et al. / Automation in Construction 75 (2017) 45–55 47

Table 1
FM performance measurement tools.

Performance measurement tools Definitions and attributes Authors

Post-occupancy evaluation The evaluation of a building's performance in use by auditing client satisfaction. Implemented at the concluding stage [39,42,43,44,45]
of the design process, this can identify potential system inefficiencies and improve design and procurement for
future projects.
Business excellence model (BEM) Represents a conceptual framework to measure business performance, using processes based upon cause and effect. [33,46,47,48]
More widely accepted and more effective than other types of performance measurement tool.
Capability maturity model (CMM) A process maturity framework of five maturity levels (the structural components that comprise the CMM Software), [33,49,50]
based upon a software development evaluation methodology which has been introduced to other disciplines.
Balanced scorecard (BSC) A semi-standard structured report used by managers to monitor staff activities and any consequences arising from [33,41,51,52,53,54]
these actions It may include additional perspectives such as service, physical, financial, community, environmental
and utilisation. The most popular method of measurement in the FM field.
BIFM measurement protocol Measures the effectiveness of facility management operation in terms of cost and attempts to measure value for [13,51,55]
money. Aims to resolve the problems resulting from the amorphous range of services covered by FM and represents a
first step in the development of standardised facilities management performance measurement.
Hierarchical system of Key performance indicators (KPIs) that have intrinsic mutual relationships/dependencies with other KPIs that are [56]
performance indicators linked through a hierarchal structure.
Benchmarking and cost of Benchmarking reflects the ethos of promoting continuous improvement, determined from both within and outside [57]
operation the organisation. It is the associated tool used to achieve critical success factors such as operational service efficiency.
Key performance indicators (KPIs) A performance measure of the success of an organisation or activity in which it engages; performance indicators are [23,58,59,60,61]
seen to deliver a service and are used to select providers of FM; KPIs seek to benchmark industry performance with a
view to improving it; results show that there is a relationship between types of maintenance strategy implemented
and end user satisfaction. Widely used performance measurement tool in FM.
Input versus output based Seeks to develop standardised performance metrics. [51,62]
performance measurement
Service balanced scorecard (SBS) A method for measuring facility performance that encompasses financial and non-financial indicators. [52]

the building's O&M and provides several benefits which include: aug- et al. [73] observe that inconsistences between demand and availability
mented manual processes of information handover; improved accuracy of particular information in an as-built model incur unnecessary expen-
of FM data (e.g. manufacturer specifications); and increased efficiency ditures. Thus, linking data and configuring retrievable information with-
of work order execution to access data and locate interventions [66]. in the as-built model for the project's post-construction operational
Watson [67] recommends that every constructed facility requires a be- phase must be considered during the design and development of BIM
spoke BIM model, analogous to an owner's manual, with mandates for data.
model updates that correspond to periodic repair or refurbishment BIM offers the FMT opportunities to manipulate and utilise informa-
works. In practice, 6D BIM data becomes the FMT's responsibility but tion contained within 3D objects [74]. However, Lavy et al. [75] find that
this can create problems in other areas [11,12,68]. For example, Teicholz during the design phase, participants in a BIM project focus predomi-
[26] reports a litany of issues including: inconsistent naming conven- nantly upon clash detections and ignore future-proofing maintenance
tions; a myriad of bespoke FMT information requirements; inadequate accessibility. The authors (ibid.) highlight potential in BIM for designers
data categorisation in BIM and CAFM systems; poor information syn- to explore the background geometry and parametric database and in-
chronization; and lack of methodology to capture existing facilities corporate functions to assist the FMT anticipate and solve maintenance
and assets. During O&M, more than 80% of an FMT's time is consumed accessibility issues. Similarly, Meadati et al. [73] and Motawa and
finding relevant information that is often disregarded by designers dur- Almarshad [30] propose additional tools to improve BIM performance
ing pre-construction work [11]. Such information is important when at the O&M stage by more effectively engaging stakeholders. Longstreet
handing-over an accurate as-built model to building owners for the pur- [76] further adds that the value of implementing BIM increases expo-
pose of asset management. The Institution of Civil Engineers [69] states nentially as a project lifecycle unfolds. This is because BIM value in FM
that the provision of a reliable, BIM-sourced suite of information can stems from improvements to: current manual processes of information
eliminate these issues. A lack of tacit knowledge and technical expertise handover; accuracy of FM data; accessibility of FM data; and efficiency
within the FMT represents a major obstacle to the ICE's (ibid.) assertion. increases in work order execution [12]. Consequently, FMT involvement
McArthur [71] contends that identifying information required to in- during the BIM development process is essential because the building
form operational decisions is critical to configuring data retrieval tech- delivery team can be alerted of any issues related to O&M. Interestingly,
niques at the post-construction stages - yet this task, and linking such Bosch et al. [37] contradict this position and conclude that the current
to the as-built model for O&M usage, remains problematic [72]. Meadati added value of BIM in the O&M stage is marginal due to a lack of

Table 2
Dimensions of BIM.

Dimension of Descriptions Stakeholder impact


development

3D Consists of two and three dimensional model data to represent the building design. 3D BIM can also be defined as: Design team, supplier
“geometric presentation, parametric descriptions and legal regulations associated with the construction of a building” [70].
4D (3D + time) Links scheduling/time related information to the 3D model's objects in order to sequence the construction process Contractor, sub-contractor
over time [65].
5D (3D + cost) Adds cost related information to the 3D model's elements. This enables early cost estimation and quantity take offs Quantity surveyor
directly from a single 3D file (ibid.).
6D (3D + FM) Integrates FM and building lifecycle information. 6D is related to asset information useful for facility management Facility manager, building owner
processes, but after 5D no general consensus on the dimensions has been reached in the literature (ibid.).
nD (3D + …nD) Other possible dimensions associated with the BIM model. Can relate to any specified stakeholder.
48 E.A. Pärn et al. / Automation in Construction 75 (2017) 45–55

alignment between the supply of, and demand for, FM related informa- 2.3. Data integration
tion and the context-dependent role of information. Although this view
(ibid.) is contrary to those stated within the broader academic discourse, Data integration is embedded within the broader concept of interop-
it does resonate with Kassem et al. [12] who concede that BIM-FM inte- erability between systems, services or programs [78] and is commonly
gration represents a major challenge. defined as: “the combination of data from different sources with unified ac-
cess to the data for its users” [79]. Inadequate data integration is a con-
stant issue amongst building information modellers because of
2.2. Industry standardisation and interoperability differences in syntax, schema or semantics. Multiple levels of data inter-
operability exist. However, out of the six levels of conceptual interoper-
The FM industry standards acknowledge the importance of an orga- ability, ‘semantic interoperability’ is the one most applied to BIM data
nisation's strategic management of its property assets. ISO 55000 (ISO, integration with other systems. Semantic heterogeneity of data results
2014) for example, is regarded as the principal international document from different meanings or interpretations of data that may arise from
for establishing conformity in asset management, where asset manage- various contexts (ibid.). Hence, data integration and interoperability
ment is defined as the: “coordinated activity of an organisation to realise are inextricably linked when discussing BIM and other systems that
value from assets.” Other emergent standards (which cover building need to integrate with it.
asset maintenance and management) include: PAS 55:2008 published Data interoperability issues related to integration of BIM data with
by BSI; ISO 55001 and ISO 55002. Notably, the greatest influx of existing FM systems may be partly resolved through the use of ISO
standardisation occurred between 2010 and 2014 such as ISO 16739: 16739 certification (ISO, 16739). The IFCs specification within ISO
2013 (covering industry foundation classes (IFCs)); PAS 1192:1,-5, 16739 is an open and neutral data file format for data sharing and ex-
(covering data format specification), ISO:29481;1, (covering BIM infor- change within construction and FM, affording greater integration be-
mation manual). Importantly, these standards profoundly stress the tween BIM software vendors. IFCs is the only object orientated 3D
standardisation of data exchange formats for improved semantic data “vendor-neutral BIM data format for the semantic information of building
interoperability. Fig. 1 presents an abridged timeline overview of prom- objects” [77]. IFCs models have been used as the file format for transfer-
inent UK and international standards governing FM, alongside the key ring BIM model data into CAFM tools due to the lack of interoperability
developments in FM and BIM documentation in the UK. These standards between existing CAFM tools and the growing number of commercially
provide coverage of: data management; naming conventions; common available BIM packages [11]. Emerging literature on data integration be-
data environment; IFCs data management and interoperability; as well tween BIM and FM shows that software interoperability remains a sig-
as construction information transfer. Construction Operations Building nificant and persistent obstacle [11,80,81].
Information Exchange (COBie) standards (published since 2007 in the
US and later adopted as British Standard in 2014) help to improve the 3. BIM as a facilitator for FM efficiency
handover of asset related data via the BIM model to the facility man-
agers and/or building owners [1,77]. This improvement is achieved by Environmental impact and stricter environmental regulations have
standardisation of data management in COBie for improved interopera- required the AECO sector to manage resources more efficiently [82].
bility between BIM and CAFM systems [37]. This includes a building's O&M costs which far exceed capital

Fig. 1. Development of BIM and FM standards.


E.A. Pärn et al. / Automation in Construction 75 (2017) 45–55 49

expenditures (CapEx) incurred during design and construction [21]. Ac- Implementing BIM in FM also allows asset owners to formulate in-
cording to Mirjana and Milan [83], the cost of O&M occupies more than telligent decisions on facility related activities, and consequently opti-
80% in the lifecycle of the building. The global economic crisis has fur- mise the outcome [75]. Because BIM facilitates collaboration and
ther exacerbated the need for organisations to cut business overheads information integration during the O&M phases, it is beneficial for pro-
in response to tighter budgets [82]. Within this climate of financial aus- cessing large sets of complex information typically associated with
terity, BIM has been heralded as a facilitator for improvements in FM ef- maintaining building assets [4]. The aggregation of various FM informa-
ficiency by enhancing the integration of FM related information [82,11, tion perspectives requires a high-level integration generated by differ-
84]. These improvements are accrued during: the generation and man- ent stakeholders using multiple sources such as maintenance records,
agement of a facility's digital specification and characteristics data; and work orders, causes and knock-on effects of failures [90]. It also de-
cooperation between all parties involved in both building design and scribes how information flows through three different analysis nodes,
operation [20]. Consequently, BIM can overcome some of the complex- namely: legal; technical; and administrative aspects. Each node pro-
ity and fragmentation experienced within the FM sector [84]. duces outputs that are influential to others in order to correctly process
The effective management of asset maintenance is heavily reliant and interpret data. However, when examining FM holistically and how
upon continuous and reliable information on asset inventory, condition extensive its information perspectives and disciplines are, it can be ar-
and performance [85]. Such non-geometrical information can be gath- gued that three nodes cannot provide universal coverage of all sources
ered and integrated with existing geometrical data retrievable in the of information flow. Given the inherent complexity of facilities and FM
BIM environment. This affords ease of access for information retrieval maintenance procedures, BIM process adaptation offers exciting oppor-
and enhanced visual recognition when locating facility assets [4]. Such tunities for encapsulating such data for asset maintenance. Future re-
measures provide substantial enhancements to traditional methods of search is needed to further substantiate the potential benefits afforded
managing assets during the O&M phase; case studies of BIM applied to by BIM-FM integration using real life case-studies [11].
FM have demonstrated palpable long-term benefits for O&M [86,87].
An early case study observed a 98% reduction in time and resourcing 3.1. Obstacles in BIM-FM integration
for producing and managing an FM database through BIM [88]. Similar-
ly, the Sydney Opera House case study demonstrates increased efficacy As-built BIM models require data updates when maintenance work
in data consistency, data mining and operating from a single source of is conducted to ensure that the most recent asset history data is readily
information for the FMT [1]. Evidence also reveals how BIM has orches- available for the FMT [24]. This movement towards BIM reuse for FM
trated efficient data retrieval and storage, and reduced time and re- imposes new processes and tasks for the FMT, and represents a chal-
source spent on finding relevant equipment and building materials lenge for BIM-FM integration (ibid.). For example, BIM and CAFM inte-
information [1,87]. Ding et al. [89] further reinforces these findings gration has been heavily criticized for limited data interoperability,
and reveals that BIM enabled FM witnessed a 98% reduction in time namely the aptitude for transferring appropriate FM semantic data
used to update FM databases. [13], whilst Bosch et al. [37] find the benefits of BIM for operations are

Table 3
Critical overview of commonly outlined benefits associated with BIM and FM integration.

Benefit Results Authors Limitations

Increased utility and Information is more easily shared, can be value-added, and [26,37,75,92,93,94,98] Designers do not always know what data is relevant to the
speed for data retrieval reused. FMT, slowing down the process of COBie data drops.
from a centralised BIM Although BIM enables for more data to be added this does
model. not necessarily mean it will be usable during the FM stages.
Data is not necessarily presented in a usable format, survey
results illustrate that manual input can take up to two years
into CMMS after the handover stages.
Enhanced collaboration Built asset proposals can be rigorously analysed across [26,75,94,95,96,98] Collaboration between building owners and the FMT at the
through BIM processes disciplines and organisations. Simulations can be quickly design stages is very limited. Little evidence shows FM
and modelling. executed and performance benchmarked, enabling related constraints being analysed in BIM. For example, Lavy
improved and innovative solutions. et al. [75] find that maintenance accessibility tends to be
ignored in the design stages although collaboration is
facilitated through BIM. Collaboration that is afforded with
the design team stakeholders for the design of the building
will not necessarily improve upon how that building is to be
maintained in the latter stages.
Improved embedded Requirements, design, construction, and operational [26,73,75,94,95,96] There are still many limitations with BIM integration into
building data in a information can be used in FM resulting in better existing CAFM systems; this integration is necessary as not
centralised model. management of assets. all FM related information is suitable for hosting in a BIM
environment. There is also a lack of standardised tools and
processes and determining the specific data required
remains a key challenge for both the design team members
and the building owner.
Visualization of assets. The value of 3D visualization eliminates misinterpretation. [37,94,95] Locating and navigating in a complex BIM becomes difficult
Navigation of information becomes more fluent in a 3D if GIS information or barcoding is not linked with the BIM
environment. model.
Longer equipment asset Through better knowledge of existing assets and CAFM [26,94,95,97] The learning process needs to be facilitated during building
life. integration preparation and planning enables longer asset operations for better knowledge on asset performance.
life. Lindkvist [95] highlighted the necessity of balance between
exploration and exploitation of learning in order to shape
BIM for maintenance.
More effective In depth knowledge on the assets that are fixed or movable [26,73,94] If RFID tags are not used this can limit the accuracy of model
space/move planning. means better space movement can be planned and data as it is so heavily reliant on precise and up to date
executed. information being added by the management team.
50 E.A. Pärn et al. / Automation in Construction 75 (2017) 45–55

marginal. Incongruence between the supply of, and demand for, infor- building which vary building-to-building, hence the need for a tailored
mation has also proved to be the key obstacle of BIM-FM integration. Al- service [100,18]. The challenge is for BIM to provide strategic decision
though BIM enables greater data integration, such data is not making for improved maintenance performance - often measured in
necessarily presented in a pertinent semantic format for FM [91]. FMT terms of cost, time, health and safety, functionality and maintainability
involvement in the design and construction phase could improve inter- [101]. Successfully integrated CAFM and BIM systems provide an invalu-
operability of semantic data and hence the delivery of O&M [75]. COBie able source of knowledge capture for existing facilities [102]. Fig. 2
has similarly been criticized for its inability to ensure comprehensive se- demonstrates how functions of existing maintenance processes have
mantic data for FM and provide guidance for the design team on sourc- been integrated via BIM and CMMS, BIM and CAFM and in BIM Expert
ing additional operational semantic data for FM [13]. Table 3 presents a systems; it also illustrates that decision support and diagnosis is yet
critical synthesis and evaluation of the benefits derived from BIM-FM to be achieved using BIM systems or with BIM and CAFM systems
integration and the corresponding obstacles reported in the literature. [103,104,105,106,107,108].
Decision making for the O&M of assets directly influences the annual Knowledge capture becomes beneficial for predictive and preventa-
expenditure of buildings [8]. However, accurate decision-making is un- tive maintenance where asset information and operation data is accu-
necessarily convoluted given disintegration of multiple databases and mulated and turned into insights about FM [109,72]. A dearth of
data formats used [21]. Often decisions derive from various information studies demonstrate initial concepts of knowledge capture in relation
sources (i.e. historical data, design drawings, inspection records and to FM and the growing use of BIM for asset management. Table 4 sum-
sensor data) which frequently reside in separate text-based spread- marises these studies to provide a foundation for knowledge based pre-
sheets [99]. Decisions based upon their large, textual based, data sets dictive maintenance management with BIM. Hassanain et al. [110] were
are unintuitive, time consuming and prone to human error (ibid.). the first to propose an IFCs based data model for an integrated mainte-
Moreover, FM is inextricably linked to business operations within a nance management system. Later, Hassanain et al. [109] proposed an

Fig. 2. O&M functions mapped with CAFM, CMMS, and BIM tools.
E.A. Pärn et al. / Automation in Construction 75 (2017) 45–55 51

Table 4
State of the art knowledge based decision tools in FM.

Use/functionality Methods Authors Limitations

3D visual approach for Utilises an external database and OpenGL technology. Virtual facility provides [99] Requires a substantial amount of manual data input in
maintenance administrators with component and maintenance/management information. order to retrieve usable information. No knowledge
management capture evident.
Roof maintenance Proposed IFCs-based data model for integrated maintenance management for [110] Lacking integration of network based data, e.g. weather
management roofing systems. conditions that may impact upon maintenance.
Visualizer An interactive and graphical, decision-support tool for service life prediction [111] Limited in showing how learning can occur for an
for asset managers. organisation.
Object-oriented method of Supports information exchange amongst different domains. [109] Does not reveal knowledge capture capacity, merely
asset maintenance sets the stage for it.
management.
Decision support for A problem-oriented method of diagnosis of human diseases known as Building [112] No use of BIM data evident
maintenance evaluation Medical Record (BMR) adopted for maintenance engineers, and contractors to
and suggestion access information for evaluations and maintenance suggestions.
Framework for facilities The study reveals the main benefits of knowledge mapping for FM: [113] This framework does not mention how BIM data could
knowledge mapping improvements in decision making process, problem identification and solving be utilised in knowledge mapping.
by providing quick access to critical information, knowledge gaps and island of
expertise.
Diagnosis of the facility Extension of BMR called Building Diagnosis Navigation System to support [114] No use of BIM data evident
when making decisions on-site managers during the diagnosis of the facility when making decisions
about treatment options.
Navigational algorithm in For effective utility maintenance management of facilities equipped with [115] Requires RFID tags, and ignores facilities that may
BIM for asset passive Radio Frequency Identification (RFID). simply be using BIM model data linked into existing
management CAFM or CMMS system.
FM visual analytics system Knowledge capture for root cause failure detection in FM. [94,72] Limited in showing knowledge capture as a method.
(FMVAS) for failure
detection
Knowledge based FM As constructed information of the facility has the capability for effective and [116] Demonstrates limited learning capacity with K-BIM
using BIM (K-BIM) efficient FM and thereby, enhances the competitive advantage of a FM system (i.e. diagnosis of potential issues).
organisation.
Case-based reasoning and An integrated system to capture, retrieve and manage information/knowledge [30] Further research needed to show how this platform can
BIM systems for asset for the key asset management operation of building maintenance (BM). This be integrated with various CAFM systems.
management aims to establish the concept of Building Knowledge Modelling (BKM).

object-oriented method for supporting the information exchange be- the performance of future building developments, such knowledge is
tween different domains in an FM project which allows the computer most valuable when fed back to participating stakeholders during the
applications used by all project participants to share and exchange the design and construction phases. Optimising the effectiveness of knowl-
project information. For example, using the concept of virtual reality, edge generated will require existing and future generations of person-
Chen and Wang [99] developed a 3D visual approach for maintenance nel to be fully trained and competent in computer software systems,
management which provides the FMT with component and mainte- applications and developments. Fig. 3 presents a diagrammatic repre-
nance information. sentation of the potential for a knowledge based feedback loop from
Lin and Su [64] developed a BIM-based facility maintenance man- BIM and FM data integration. This development could improve interop-
agement system for the FMT in the O&M phase – this allows the FMT erability in several key areas. First, data pertaining to a building's oper-
to access and review 3D BIM models for updating maintenance records ational performance during the O&M phase allows clients to develop
in a digital format. The study proved that the structured information optimum strategic maintenance plans. Second, comparison between ac-
handover is fundamental to implementing BIM for FM. Motamedi tual and predicted building performance will allow both designers and
et al. [72] also applied information generated from BIM to detect failure contractors to improve the performance of future building develop-
patterns of building components. As IFCs (and model view definitions ments [13].
(MVD) integral within these) are published and maintained by the
buildingSMART alliance, it is currently supported by circa 150 software 4. Conclusions
applications worldwide and used throughout industry [117]. The inter-
operability of the IFCs format allows designers, contractors and the FMT The extant literature is replete with widespread endorsement for
to utilise different software through the entire building lifecycle and im- BIM, which is seen to expedite the enhancement in building data man-
prove the building's maintainability. Motawa and Almarshad [30] de- agement throughout the building's life-cycle. The increased demand for
veloped knowledge-based building information modelling (K-BIM) data management due to computerisation within the AECO industry has
that has been highly advocated in the field of facility management. Un- engendered a shift in existing processes towards more model based col-
like the traditional application of BIM, the K-BIM proposed to capture laboration that has impacted upon the way in which buildings are oper-
the failure-cause-effect pattern of the component failure and then link ated and maintained. BIM and computerised FM tools used to manage
to the corresponding elements of the BIM. and operate building asset data are ubiquitous whilst FMT requirements
Whilst an influx of innovative, state-of-the-art tools demonstrate are often unique and bespoke. Whilst some academics expound the vir-
knowledge capture, limited evidence exists to substantiate the presence tues of COBie, anecdotal evidence suggests that this one shoe fits all ap-
of a systematic feedback loop from the FMT (reporting upon actual-vis- proach is not well received by practitioners – indeed, the general
à-vis predicted-building performance) to other relevant stakeholders consensus appears to suggest that there is little value in collecting
engaged earlier in the development (e.g. design team members, con- data for the sake of such. Nevertheless, the inherent complexity of FM
tractors and other parties within the supply chain). BIM is heralded as maintenance procedures presents exciting opportunities for encapsu-
a new facilitator for collaboration, however the key beneficiaries of lating rich semantic data within BIM at the earlier stages of the building
building performance knowledge should not be limited to the FMT in life cycle (design and construction). This early integration of both geo-
the post occupancy phase. In order to facilitate a CoP that could augment metric and semantic data would prove invaluable to the FMT during
52 E.A. Pärn et al. / Automation in Construction 75 (2017) 45–55

Fig. 3. Diagrammatic representation of the potential for knowledge based feedback loop from BIM and FM data integration.

building occupancy, particularly with respect to monitoring building capture in relation to FM and the growing use of BIM for asset manage-
performance. In turn, a more accurate measurement of building perfor- ment. Such work should aspire to produce tangible commercial
mance in-use provides a virtual circle and invaluable knowledge based products founded upon robust testing by scientific validation; ii) sub-
feedback opportunity for designers and contractors to improve the de- stantiate the potential benefits afforded by BIM-FM integration using
velopment of future projects commissioned. real life case-studies as a means of broadening the industrial engage-
However, efficient utilisation and integration of complex FM seman- ment, collaboration and future participation. To date, case studies of
tic data in BIM poses three significant challenges. First, computerisation practice-based initiatives are scant or provide rudimentary insight into
technology is developing at an exponential pace and hence, training the myriad of opportunities available to clients and the building's
personnel to keep abreast of the latest knowledge and developments FMT; and iii) conduct comparative analysis between BIM applications
can be problematic for industry. Higher education institutes (and within the AECO sector and more technologically advanced industries
other education providers) must collaborate more closely with practi- such as aerospace and automotive. Such analysis may propagate the
tioners to fully embrace the concept of a life-long learner in order to transference of readily available solutions to challenges reported upon
avoid tacit knowledge redundancy within the workforce. Second, in this paper. Automation within the BIM-FM integration process
there is a lack of alignment in the supply and demand of FM semantic will revolutionise how buildings are conceived, developed, built
data from project clients, which can also indicate an inadequate under- and utilised – the challenges and opportunities identified here re-
standing in what semantic data is usable or required during the build- quire innovative solutions to transform industry practice and should
ing's life cycle. Realising a solution to this issue will be multifaceted be augmented with far greater industry-academic collaboration and
but is likely to include a combination of aspects relating to greater education.
knowledge management, better education during building conception,
supported by a robust form of procurement. Third, data within BIM for
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