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Brazilian Review.
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Sertdoand Sertanejo:An Interpretive
Context for Canudos
Gerald Michael Greenfield
In framing a response to these questions, this essay argues that well in advance of
Canudos Brazilian elites had constructed and peopled a backlands world, endowing
it with the key elements that would emerge in subsequent discussions of the
Conselheiro and his adherents. This constructed world reflected dominant conceits
of modernizing Brazilian elites more than it did backlands reality. Canudos was inter-
preted through these images of sertdoand sertanejo,and expressed in a discourse
shared by "civilized"Brazilian elites.6 The content, origins, and functions of these
images form the subject of this essay.
According to Lori Madden, in Os Sertdes,Euclides da Cunha, influenced by both
positivism and the work of Nina Rodrigues, "reduced the Canudos conflict to the vio-
lent encounter of two nonsyncretic cultures: the progressive civilization of the litoral
and the backwardbarbarityof the interior."7In this he also echoed a reigning dualism
of the nineteenth century western world, civilization versus savagery. The West had
neatly compartmentalized the globe into civilized areas-essentially the old established
power centers of western Europe-and places of barbarism and savagery-largely
those areas being explored, dominated, and ultimately colonized by an expanding
Europe.
The expansion of Europe and the domination of backward peoples were accept-
ed, indeed celebrated, as both inevitable and positive. In the nineteenth century, says
Philip Darby, progress "came to be seen not only as an ethical good but as a principle
of nature-something from which no area of life or quarter of the globe would remain
immune."8 Progress was defined operationally in a broad range of areas, including a
political philosophy, liberalism; a form of government, democratic republics; and a
mode of production, free labor and the use of machines. Defined in Europe, it also
suggested the primacy of the caucasian race and temperate climates.
This dichotomous world vision placed Brazilian elites in a difficult position.
Educated through both formal schooling and personal experience to accept and
respect European culture and accomplishments, they remained painfully aware of the
developmental gulf between their country and Europe. Equally problematical was the
contrast with another new nation of the Americas, the United States, whose material
progress-including an extensive railroad network, productive farms, and burgeon-
ing industry-bespoke an energetic, enterprising people wedded to a governmental
form designed precisely to provide ample room for the expression of their yankee
ingenuity.
One response within Brazil, notesJose Murilo de Carvalho,was a series of internal
"civilizingcampaigns" or "missions,"9Including the suppression of Canudos as as one
of these missions, Murilo de Carvalho points to da Cunha's "famous phrase: 'We are
condemned to civilization. We either progress or disappear.'"'0For a significant por-
tion of the Brazilian elite, the abolition of slaveryand the replacing of the monarchy
with a republican form of government held both symbolic and real importance in mov-
ing the nation toward patterns of political and social life more consonent with the
canons of the civilized world. "Order and Progress,"the positivist slogan emblazoned
on the flag of Republican Brazil, expressed this vision, but it also implied a funda-
mental contradiction. Progress, as some of the more extreme republicans recognized,
required fundamental social, economic, and even attitudinal change. Such changes,
however, of necessity would affect existing relations of power and, hence, provoke dis-
order. In the main, Brazil'selites wanted progress without any such unsettling changes.
Greenfield 37
ing because of nature's exuberance and the absence of most of the needs that the civ-
ilized world knew."28
These tenets of European tropicology merged easily with Brazilians' long-standing
belief in the abundance of their nation's resource base. This article of faith, which
dated from the early days of the colony, remained strong in the nineteenth century.
For example, the author of reports summarizing and commenting on Brazil's partici-
pation in the world exposition in Paris in 1867, averred: "Nature appears to have des-
tined Brazil to be one of the world's leading agricultural nations. Still mainly covered
by magnificent virgin forests, its soil retains its primitive fertility,that so amply and gen-
erously compensates any labor of man."2
Deeply concerned with issues of labor supply in the wake of the impending demise
of slavery,Brazilian elites enthusiastically seized upon tropical torpor in explanations
of the nation's backwardness.Its "fit"with the sertdoand the sertanejos seemed obvious.
The sertdoclearlywas a healthful land of enormous fertility,despite the scourge of cycli-
cal drought.30Indeed, according to Guilherme Schiich Capanema, drought served as
a weathering agent that further increased the land's fertility.31It was believed that even
after the most severe of droughts the lands speedily regained their productivity.32
The very fertility of the land, however, had fostered a life style among the sertanejos
that impeded material progress and civilization. In precisely those terms used by
Europeans to describe the "natives"of Africa, Brazilian elites characterized the life of
the sertaneos.They could spend their days in idleness because "the fertility of the soil
during good times maintains them with little labor."33 According to the Liberal deputa-
do Olimpio Gomes de Castro, "the lowest portion of our population ... has no needs
other than the natural ones, and those are the very ones that the climate and fertility
of the soil make easily obtainable."34The "undisciplined life" of the sertdospoken of by
Euclides da Cunha takes on particularmeaning here in terms of the discipline of work,
as do critiques of the sertanejosfor their culpability in failing to exercise the necessary
foresight and take the steps needed to assure their future.
The conceptual cluster of the abundant promise of the land, need for a work ethic,
and the possibilities of progress comprised an essential analytical element of the
Brazilianproblematique in the latter half of the nineteenth century. Reformists linked to
abolition and republicanism believed that slaverymilitated against a more generalized
work ethic. The association of manual labor with slaveryproduced an aversion to toil
on the part of the masses. At the same time, since tenets of the day emphasized free
wage labor as a touchstone of progress, the persistence of slaverylimited Brazil'smarch
toward modernity. Equallyimportant, it caused disdain for Brazilin the eyes of the civ-
ilized world. In two major agricultural congresses (one in Rio deJaneiro, the other in
Recife) convened in 1878 to consider problems plaguing export agriculture, delegates
clearly proceeded from a belief in the richness of the nation's natural resources, the
promise of abundance offered by its fertile land, and agreed on the need for a more
disciplined labor force.35
While planters saw the labor issue as susceptible to varyingspecific solutions, a com-
mon concern with the issue of labor control framed their discussion. The term "disor-
ganization of labor"gained currency in the early years of the Republic to express con-
cerns regarding the transition from slavery to free labor.36Essential conceptual ele-
ments underlying this term were disdain for the caipira,seen as an "idler,loafer, drunk-
ard [and] thief," and a fear that "the former slave would share [these] alleged charac-
teristics."37
40 Luso-BrazilianReview30:2
Quintino Bocaifiva, a prominent republican publicist who also had written about
the problems of Brazilian agriculture, argued that the promise of republicanism as a
political movement was modernity, "the best guarantor of the maintenance of peace
and order, for the fecund development of labor, for the creation of wealth-the moral
and material goods that together constitute the assets of a nation."3
If "organization,regeneration, and moralization"39 comprised the promise of both
abolition and republicanism, then issues of order stood at their heart. Indeed, three
specific types of order had to be maintained: the hierarchical social order, the order-
liness of labor relations, and, as a concomitant, public order. As viewed from elite per-
ceptions, the dicey aspect was precisely those negative characteristics of the national
population which made them unprepared to function in a moder, liberal society. The
Brazilianmasses were rude, ignorant, averse to work, and subject to the needs and pas-
sions of the moment. And, while modernizing elites in the city saw the nation's interi-
or as an untapped treasure trove, the very fact that it remained so undeveloped testi-
fied to the backwardnessof its people.
As with so much regarding the interior of Brazil, this treasure-trovementality rest-
ed more on imagination than on known fact. For the Brazilian elite, the interior
remained in many respects a mysterious place.4 The vogue for the incipient regional
literature of the northeast, exemplified by such figures asJose de Alencar, suggests a
certain fascination among coastal elites with their nation's remote interior.41Indeed,
just as nineteenth century European explorers and travelers reported on the strange
and exotic lands and peoples of distant lands, so too Brazilians commented on their
own nation's primitive backlands. The Revistaof the Instituto Hist6rico e Geografico
Brasileiro regularly included articles communicating that view. For example, a district
judge, reporting on a trip he made from Rio de Janeiro to Goias, spoke of the people
he observed as particularly devoted to sensuous pleasures and said their customs
showed the absence of "taste,civilization, and instruction."42
Within this context, the northeastern backlands and their inhabitants held a par-
ticularly salient position as exemplar of national problems. In part, this resulted from
the marked economic decline of the northeast and its impoverishment relative to the
southeast, a process observable throughout the century. By 1872, in terms of total
regional income, the entire northeast had about a quarter of that of the provinces of
Rio deJaneiro and Sao Paulo. By 1900, it had perhaps a sixth of their total, with the
impressive growth of S5o Paulo as a critical aspect of the northeast's slide.43The key
cities of the two regions reflected this developmental inequality. Recife, Perambuco's
capital and the emporium and administrative center for a vast northeastern "satellite
bloc,"44saw its 1872 population of 116,000 remain essentially flat throughout the
remainder of the century. The same happened in the lesser northeastern capitals of
Fortaleza, Natal, andJoao Pessoa. To be sure, Salvadorrecorded growth, from a pop-
ulation of 129,000 in 1872, to 200,000 in 1900. However, during that same period, the
population of Rio de Janeiro tripled, to reach 800,000 while that of Sao Paulo explod-
ed from 30,000 to 240,000.45
It was easy to assume, then, that the northeast, home of the sugar estates and great
planters expressed the stagnation associated with the imperial principle, whereas the
southeast, and especially Sao Paulo, represented those modem principles congenial to
a liberal republic.46Otherwise, it made no sense that "the land that gives so much to
coffee" was "niggardlywith sugar."47 Recurring droughts that brought the northeastern
Greenfield 41
One might suggest, then, that Brazilian elites, by denigrating the Brazilian masses,
attempted to elevate themselves above the national reality to the level of civilized
Europeans. By focusing on the decadence of the northeast, southeastern elites could
conveniently ignore the degree to which their own region partook of a similar reality.
And, as the ones making these assessments,elites effectivelyexempted themselves from
judgement.
If one moves outside that elite conceptual world, it becomes clear that members
of Brazilian learned societies-at least based on their discourse on the drought-
themselves displayed two of the very qualities they found repugnant in the masses:
ignorance and superstition. They coupled an ignorance of the sertdowith a naive,
indeed almost superstitious faith in science.51In a letter to the extraordinary session
of the Polytechncial Institute convoked to devise means to combat problems of
drought, Dr. Zozino Barroso expressed his faith in the efficacy of constructing large
reservoirs. He referred to a river valley, though he could not specify its precise loca-
tion, where "the construction of a wall a few meters high would without any difficulty
create an immense area of water".52At a special meeting of the Associacao Brasileira
de Acclima:ao, possibilities presented by the so called rain tree (arvore de chuva),
which like a perpetual motion machine supposedly produced more water than it con-
sumed, received serious attention.53Ant6nio Marco de Macedo asserted that the back-
lands had such "prodigious"fertility that many times only a single good rain per year
could provide sufficient water for both successful livestock raising and for the small
42 Luso-BrazilianReview30:2
NOTES
'RobertM.Levine,ValeofTears.Revisiting
theCanudosMassacre in Northeastern
Brazil,1893-1897
(Berkelyand London:Universityof CaliforniaPress,1992),p. 4. CharlesA. Hale ["Politicaland
SocialIdeasin LatinAmerica,1870-1930,"in LeslieBethell,ed., TheCambridge HistoryofLatin
America,v. V (Cambridge:CambridgeUniversityPress,1986), pp. 367-441, especiallyp. 403],
Greenfield 43
droughts." Tellingly, according to Cunniff (p. 69), Gabaglia's opinions "eventuallywere to carry
the most weight."
'8Gabaglia,Ensaios,p. 11.
'9Jomaldo Comirdo,23 Oct. 1877.
20"ASecca Actual," O Auxiliadorda IndustriaNacional 11 (Nov. 1877), p. 538.
2'Dr.Pedro d'Attahyde Lobo Moscozo to Adolpho de Barros, President of Pernambuco, 12
July 1878, Arquivo Piblico do Estado de Pernambuco, Safide Pfiblica, p. 4.
'Quote is from Ceara, RelatoriodoPresidentedaJunta deHygiene...apresentado ao governoem 1879,
annexed to Relat6riodo Ministroe Secretdrio do EstadodosNegociosdo Imperio,May 1879, p. 25.
23Brasil,Congresso Nacional, Anais do Senadodo Imperiodo Brasil(hereafter Senado, Anais), 7
July 1879, p. 85.
24Presidentof Ceara to the President of Rio Grande do Norte, 8 Feb. 1879, Arquivo Nacional,
Rio de Janeiro [hereafter AN], Ministerio do Imperio, Correspondencia do Presidente da
Provincia [hereafter Presidente], IJJ9/212.
2"MinisteriodaJustica, 3a secao, summary of report from the president of Rio Grande do
Norte, 16July 1878, AN, IJ1/299. On banditry see Rui Fac6, Cangaceirosefandticos:genesee lutas
(Rio deJaneiro: CivilizacaoBrasileira, 1963), and BillyJaynes Chandler, TheFeitosasand theSertdo
dos Inhamuns. TheHistoryof a Familyand a Communityin NortheastBrazil, 1700-1930 (Gainesville:
University of Florida Press, 1972).
26Thus,it is commonly noted that the emphasis on European immigration reflected a racist
disdain for the capability and potential of the national laborer. See, for example, Robert E.
Conrad, "The Planter Class and the Debate over Chinese Immigration to Brazil, 1850-1893,"
InternationalMigrationReview9:1 (Spring 1975), pp. 41-55; Michael M. Hall, The Originsof Mass
Immigrationin Brazil, 1874-1914 (Ph. D. diss., Columbia University, 1969); Licio Kowarick,
Trabalhoe vadiagem.A origemdo trabalholivre no Brasil (Sao Paulo: Editora Brasiliense, 1987);
Thomas E. Skidmore, "RacialIdeas and Social Policy in Brazil, 1870-1940," in Richard Graham,
ed., TheIdea of Race in Latin America,1870-1940 (Austin: University of Texas Press, 1990), and
George Reid Andrews, Blacksand Whitesin Sao Paulo, Brazil, 1888-1988 (Madison: University of
Wisconsin Press, 1991).
"7SeeBenjamin Kidd, TheControlof the Tropics(London: The Macmillan Company, 1898).
28WilliamJ.Samarin, TheBlackMan's Burden-African ColonialLaboron the Congoand Ubangi
Rivers, 1880-1900 (Boulder, CO: Westview Press, 1989), p. 12. Samarin notes a letter from a
French missionary in Central Africa to the DepecheColonialeas being "practicallya white paper on
the subject of work,"which offered the following explanation: 'The heat of the climate does away
with clothing; as he [the black] is easily satisfied, the soil furnishes him amply with which to nour-
ish himself with the least effort; the wife occupies herself alone with the work of fields and home;
as for her husband, he smokes his pipe, belly to the sun, and deigns from time to time to go hunt-
ing and fishing." (p. 15).
29Anon., O Imp&riodo Brasil na Exposifao Universal de 1867 em Paris (Rio de Janeiro: Typ.
Universal de Laemmert, 1867), p. 68.
'Viriato de Medeiros, Ponderafcessobrea memoriadoDr. AndreReboucas-A Seccanas Provincias
do Norte(Rio deJaneiro: Typ. Academica, 1877), p. 25, for example, characterized the sertdoas an
"exceedinglyfertile"region that was "unfortunatelysubject to extraordinarydevastatingdroughts."
SJornaldo Comercio, Oct. 23 1877.
12Senado, Anais,June 27 1877, v. 1, p. 254.
33Relat6rio ...pela Commissdode Socorrosda Villado Teixeiraao...Presidente
destaProvincia....15 Oct.
1879, AN, Presidente, IJJ9/294.
34Brasil,Congresso Nacional, Anais da CdmaradosDeputadosdoImperiodo Brasil 25 June 1877,
v. 1, p. 252.
"5Forthe proceedings of the Recife congress, as well as an interesting summary analysis, see
Trabalhosdo CongressoAgncola do Recife,outubrode 1878, introducao de Gadiel Perruci (Recife:
Fundacao Estadual de Planejamento Agricola de Pernambuco, 1878). For the Rio congress, see
Congresso Agricola,introduction byJose Murilo de Carvalho (Rio de Janeiro: Fundacao Casa Rui
Greenfield 45
Barbosa, 1988), and Peter L. Eisenberg, "Amentalidade dos fazendeiros no Congresso Agricola
de 1878," in Jose Roberto do Amaral Lapa, comp., Modos de produado e realidade brasileira
(Petr6polis:Vozes, 1980), pp. 167-94.
36Lapa,ModosdeProdufao,p. 120.
37Lapa,ModosdeProdudao,p. 121.
38AProvinciade SdoPaulo, 15 May 1889, quoted in Iraci Galvao Salles, Trabalho,progressoe a
sociedadecivilizada-O partidorepublicano paulistae a politicade mdo-de-obra(1870-1889) (Sao Paulo:
Hucitec, 1986), p. 41. BocaifivaanalyzedBrazilianagriculturein A criseda lavoura.Succintaexposifdo
(Rio deJaneiro: Typ. Perserveranca,1868).
39DosSantos, "AgriculturalReform," 120.
"Tellingly, Levine [Valeof Tears,p. 1] points out that Cunha "wasone of the few members of
the elite to achieve firsthand knowledge of the land and people of the hinterland."
4When Alencar, in his official political capacity, argued against aid from the Imperial gov-
ernment in the early days of the drought, he was criticized in O Cearense for relating to the back-
lands in terms of the idealized literaryimages of his work O Sertanejo.0 Cearense, Fortaleza, 3 May
1877, p. 1.
4Vicente Ferreira Gomes, "Itinerarioda cidade da Palma, em Goyaz, a cidade de Bel6m, no
Para, pelo Rio Tocantins, e breve noticia do norte da provincia de Goyaz," Revistado Instituto
Histdricoe Geogrdfico Brasileiro,25 (1862), pp. 485-513. The parallel with European accounts of the
excessive sensuality of the "natives"of Africa is both interesting and suggestive.
43MirceaBuescu, "Regional Inequalities in Brazil during the Second Half of the Nineteenth
Century,"in Paul Bairach and Maurice Levy-Leboyer,eds., Disparitiesin EconomicDevelopment since
theIndustrialRevolution(New York:St. Martin's Press, 1981), pp. 349-358, especially p. 352. Data
for the northeast include Maranhao, Piaui, Ceara, Rio Grande do Norte, Paraiba, Pernambuco,
Alagoas, Sergipe, and Bahia.
44The use of the term satellite bloc in this connection comes from Robert M. Levine,
Perambuco in theBrazilianFederation,1889-1937 (Stanford: Stanford University Press, 1978), p. 1.
"These are rounded figures. Emilia Viotti da Costa, TheBrazilianEmpire:Mythsand Histories
(Chicago: University of Chicago Press, 1985), p. 194, cites the strong link between urbanization
and international commerce in the latter half of the nineteenth century: "Citygrowth reflected
the vitalityof the export economy much more than the expansion of the internal market."
"For a discussion of perceptions of the northeast see Gerald Michael Greenfield, "Regional
Image and National Identity:The Northeast and Brazil in the Late Nineteenth Century,"in Isabel
Clemente, comp., Historia,Memorias 45o Congreso Internacional de Americanistas (Bogota:
Ediciones Uniandes, 1988), pp. 105-115.
47RozendoMoniz Barreto,ExposifioNacionalde 1875. Notase observafoes (Rio deJaneiro, 1876),
p. 50.
48Hamiltonde Mattos Monteiro, Criseagrdriae luta de classes(0 nordestebrasileiroentre1850 e
1889) (Brasilia:Horizonte Editora, 1980), pp. 74-76. By 1900, the exploits ofJesuino Brilhante
had made their way into a chap book. See AlexandreJ. F. Cavalcantid'Albuquerque Saba Saboia,
JesuinoBrilhante(Caruari, PE:So-Cordel SaoJose, 1900). On the images and career of this canga-
ceirosee Raimundo Nonato, comp., JesuinoBrilhante,0 cangaceiroromdntico(1844-1879) (Rio de
Janeiro: Pongetti, 1970), andJose Alves Sobrinho, A verdadeirahistoriadeJesuinoBrilhante:canga-
ceiroe her6i(Campina Grande, PB: Universidade Federal de Paraiba, 1977).
4Monteiro, Lutas,pp. 71-2.
"Darby,ThreeFacesof Imperialism, p. 41.
5Carvalho ["Brazil1870-1914", p. 149] remarks the "naivebelief in the power of science and
technology."
52RebouCas, publicos,p. 68.
Socorros
"RebouCas,Socorros piblicos,pp. 99-100.
54Ant6nioMarco de Macedo, Observafoes sobreas seccasdo Cearde os meiosde augmentaro volume
de tguas nos correntes
do Cariry(Rio deJaneiro: Typ. Nacional 1878), p. 50.
"The "proverbialhealthfulness"of the sertdowas noted by, among others, Guilherme Schfich
46 Luso-Brazilian Review 30:2
Capanema in an article in the Jornaldo Comercio, 23 Oct. 1877. On conditions in the backlands,see
Levine, Valeof Tears,p. 81.
56Fora discussion of these and other problems of urban Brazil, especially as related to living
conditions of the masses, see June E. Hahner, Povertyand Politics: The UrbanPoor in Brazil,
1870-1920 (Albuquerque: University of New Mexico Press, 1986).
57FrancisJennings,TheInvasionofAmerica.Indians, Colonialism, and theCantof Conquest(Chapel
Hill: The Universityof North Carolina Press, published for the Institute of EarlyAmerican History
and Culture, Williamsburg,Virginia, 1975), p. 146.
Rogues,and Heroes-An Interpretation
58Carnivals, of theBrazilianDilemma,trans. byJohn Drury
(Notre Dame, IN: University of Notre Dame Press, 1991), p. 239.
59DaMatta [ Carnivals,p. 255] explains the threat of Ant6nio Conselheiro in terms of his acting
as a "renouncer":"He committed a major sin in the eyes of the established Brazilian authorities:
he left behind the existing social system and all it represented."