You are on page 1of 11

Psychotherapy: Theory, Research, Practice, Training Copyright 2003 by the Educational Publishing Foundation

2003, Vol. 40, No. 3, 215–225 0033-3204/03/$12.00 DOI 10.1037/0033-3204.40.3.215

THERAPEUTIC ENGAGEMENT WITH ADOLESCENTS


IN PSYCHOTHERAPY

KERI BOLTON OETZEL AND DAVID G. SCHERER


University of New Mexico and Center for Family and Adolescent Research

Therapeutic engagement of adolescents appropriate interventions, address the


is critical to maximizing the success of stigma, and increase choice in therapy.
any psychotherapy intervention.
Therapists have found that engaging
The prevalence and impact of mental health
adolescents is especially challenging issues among adolescents are astonishing. Recent
and that there are several reasons for reports indicate that 1 in 10 children and adoles-
this. Most psychotherapy models are cents suffer from impairing mental illness
based on treatments that work for (Kessler, McGonagle, & Shayang, 1994; U.S.
adults. These methods are frequently Public Health Service, 2000). Depression and de-
pressive syndromes are common among adoles-
not conducive to engaging adolescents cents, with more than 25% of high school stu-
because of their developmental dents reporting persistent dysphoria and hope-
immaturity, the stigma many lessness severe enough to affect social and
adolescents associate with academic functioning, and 8 to 9% of youths ad-
psychotherapy, and adolescents feeling mitting to attempts at suicide (Centers for Dis-
forced into psychotherapy. Existing ease Control and Prevention [CDC], 2002). Five
percent of all high school youths report weight
empirical and clinical knowledge about control strategies that indicate a potential eating
therapy process, adolescent disorder (CDC, 2002). Nearly 27% of eighth
development, and adolescent graders, increasing to nearly 54% of high school
interactions with their social ecology seniors, report illicit substance use (National
can be used to guide psychotherapists Institute on Drug Abuse, 2001), with 11% of
high school students having a substance abuse
working with this population. Engaging problem.
adolescents in psychotherapy and These mental health problems lead to serious
establishing a strong therapeutic consequences that include impaired social, aca-
alliance with adolescents require that demic, and occupational functioning; increased
therapists express empathy and risk for behavioral problems; and accidental in-
genuineness, utilize developmentally jury and death. Yet, fewer than one in five youths
in need of mental health services receive the
needed treatment (National Institute of Mental
Health [NIMH], 1999). So, while adolescent
Keri Bolton Oetzel and David G. Scherer, University of mental health problems are pervasive and in-
New Mexico, and Center for Family and Adolescent Re- creasing, access to treatment is decreasing
search, Albuquerque, New Mexico.
(NIMH, 1999). Consequently, maximizing ado-
We thank Janet Brody, Christine McCormick, John Oetzel,
Tim Ozechowski, and Holly Waldron for their support and
lescent use of psychotherapy and providing ef-
assistance in developing and writing this article. fective mental health services to adolescents are
Correspondence regarding this article should be addressed significant concerns for therapists (Dakof, Te-
to Keri Bolton Oetzel, Center for Family and Adolescent Re- jeda, & Liddle, 2001). However, therapy with
search, 2700 Yale SE, Suite 200, Albuquerque, New Mexico adolescents is thought to be difficult (Church,
87106. E-mail: kboetzel@ori.org 1994; Hanna & Hunt, 1999; Liddle, 1995; Mar-

215
Bolton Oetzel and Scherer

golis, 1995; Sommers-Flanagan & Sommers- erature can inform psychotherapists on effective
Flanagan, 1995, 1997). In contrast to the adult, means of treating adolescents.
child, and family therapy literature, in which a In general, therapeutic engagement is a recip-
variety of therapeutic process variables that en- rocal interaction in which both therapist and cli-
hance psychotherapy have been identified, little ent(s) have a responsibility for establishing an
empirical work has been done to identify specific effective rapport. Psychotherapists initiate
process or relationship variables that enhance therapy sessions and join with clients by express-
therapy with adolescents (Diamond, Liddle, ing concern about the well-being of the client and
Hogue, & Dakof, 1999; Shirk & Saiz, 1992). other family members and by inquiring about
In the absence of specific empirical knowledge personal problems (Liddle & Dakof, 1995). Cli-
about engagement of adolescents (Morris & Ni- ents, in turn, are expected to be attentive and
cholson, 1993; Norcross, 2001), researchers and actively involved and not merely compliant
therapists need to rely on information gleaned (Shirk & Saiz, 1992). As engagement matures
from the therapy process literature, the literature into an emotional involvement between therapist
on adolescent development, and socioecological and client(s), a therapeutic alliance is created
studies to better understand how to engage ado- (Friedlander, Heatherington, Johnson, & Skow-
lescents in therapy. Our intent in this article is to ron, 1994; Horvath, 2001; Ogrodniczuk, Piper,
review the most recent clinical and empirical lit- Joyce, & McCallum, 2000). This degree of mu-
erature and then indicate how this information tual relationship and collaborative working in-
can contribute to adolescent therapy practice. volvement between therapist and client(s) gener-
First we review what is known about therapy pro- ates an optimum therapeutic outcome.
cess research with adults, children, and families A variety of attitudinal, interpersonal, and so-
and extract from this suggestions for effective cioecological factors seem to affect therapeutic
engagement of adolescents. Second, we evaluate engagement (Robin & Foster, 1989). For ex-
salient aspects of adolescent development and de- ample, for adult clients, therapist and client “first
duce from these additional means for effective impressions” are important factors in therapeutic
engagement. Last, we consider the social ecology engagement. Strupp (1993) found that therapists’
of the therapy context and how adolescents re- attitudes toward clients (positive or negative)
gard the therapy environment, how this interac- tended to take shape within the first few minutes,
tion can lead to barriers to effective engagement, did not change later on in therapy, and often cre-
and how these barriers can be overcome. We be- ated a self-fulfilling prophecy. Therapists who
lieve that integrating this theory, research, and expressed a positive attitude toward their clients
therapy practice is vital to therapists and re- tended to give more benign diagnoses, more fa-
searchers who work with and study adolescents. vorable prognoses, and communicated more em-
pathically with their clients. Research findings
have also indicated that clients’ perceptions of
The Therapy Process Literature
therapists predict therapeutic outcome (Blatt,
Zuroff, Quinlan, & Pilkonis, 1996; Garcia &
Contributions From Therapy Process Research Weisz, 2002; Strupp, 1993). When clients, as
to Engagement of Adolescents early as the second session, perceived their thera-
pist as empathic, caring, open, and sincere, more
Arguably, the most important component of favorable therapy outcomes occurred.
psychotherapy is therapeutic engagement and the Child and family therapy process research has
therapeutic relationship factors that engagement found that therapist flexibility and the capacity to
entails (Liddle, 1995; Norcross, 2001; Shirk & meet the needs and goals of multiple family
Saiz, 1992; Weinberger, 1995). However, thera- members, particularly parents, are necessary fea-
peutic techniques and procedures designed for tures of effective therapeutic engagement (Dia-
engaging adult and child clients often do not mond, Diamond, & Liddle, 2000; Garcia &
work as effectively for adolescents because ado- Weisz, 2002; Kazdin, Holland, & Crowley, 1997;
lescents bring unique attributes to the therapy Kazdin & Weisz, 1998; Kuehl, 1993; Liddle,
process that distinguish them from other therapy 1995; Patterson & Forgatch, 1995; Weiss &
populations (Rubenstein, 1996, 1998; Shirk & Weisz, 1995). Failure to form a therapeutic alli-
Saiz, 1992). Nonetheless, the therapy process lit- ance can occur as a result of family member re-

216
Therapeutic Engagement With Adolescents

sistance or because the therapist provided insuf- sufficient. Many adolescent clients need to feel
ficient support for the family (Celano, 2000). For that their therapist will understand them and that
example, because family therapists understand he or she will be a source of support (Diamond et
behavior in a systemic context, family members al., 1999; Hanna & Hunt, 1999). Extending non-
sometimes feel blamed just by association and judgmental acceptance to adolescents and re-
participation in treatment. Family members fre- specting their perspectives are more engaging
quently do not understand the nature and impact than the more traditional neutral stance often as-
of family therapy and may resist participating, sumed by psychotherapists (Rubenstein, 1996,
especially when treatment is due to an adoles- 1998; Sommers-Flanagan & Sommers-Flanagan,
cent’s delinquent or substance use behavior (Bar- 1995; Young, Anderson, & Steinbrecher, 1995).
bera & Waldron, 1994).1 Moreover, family dis- Moreover, validating adolescent clients by appre-
tress has been associated with higher rates of ciating their rationale and justifications of their
negative family communication (Barton, Alex- behavior, however faulty or maladaptive, offers
ander, & Turner, 1988). Consequently, absent adolescents a way of saving face and building
constructive input from the therapist (and even rapport with the therapist. Ultimately, adoles-
sometimes when it is present), family members cents will recognize and respond to therapists
sometimes experience family therapy as a nox- who convey that they are committed to them and
ious encounter. Finally, there are simply more their well-being (Sommers-Flanagan & Som-
participants in family therapy than in individual mers-Flanagan, 1995). Of course there are limits
therapy, thus increasing the opportunity for resis- to the effectiveness of empathy (Greenberg et al.,
tance (Barbera & Waldron, 1994). 2001) and occasions when empathizing with an
adolescent may be inappropriate. For example,
Enhancing Therapeutic Engagement With therapists need to use caution and avoid having
Adolescents on the Basis of Therapy adolescents perceive therapist empathy as con-
Process Research doning antisocial or maladaptive behavior.
Being genuine in therapy with adolescents is a
These general themes from adult, child, and critical aspect to engaging adolescents in the
family therapy process research may have some therapeutic process. Adolescents, particularly
utility in developing strategies for, or at least un- those in therapy, detest insincerity and pretense
derstanding hazards to be avoided when, engag- (Rubenstein, 1996). They respond poorly to
ing adolescents in psychotherapy. For example, therapists and other adults who attempt to be
therapists sometimes have negative preconcep- “cool” by adopting youthful mannerisms and lan-
tions of adolescents because teenagers can intimi- guage (Hanna & Hunt, 1999). Adolescents re-
date adults (Sasson Edgette, 2001). Working with spond more favorably to candor or “being real”
adolescents who are offensive or resentful can (Sasson Edgette, 2001; Young et al., 1995).
affect a therapist’s initial response, ultimately Therapist candor is intriguing to adolescents be-
creating a self-fulfilling prophecy that results in a cause of the personal and nondefensive stance
failed therapy. assumed by the therapist. Candor is most effec-
Empathy and genuineness. Most adolescents tive if the therapist truly cares for the adolescent
begin therapy in the precontemplative stage of and when it is “disciplined, benevolent frankness
therapeutic change. Consequently, to avoid early that is squarely in the service of young people’s
termination, it is important to engage proactively
and to match therapist interventions with the cli-
ent’s precontemplative reluctance to change (Pro-
1
chaska & Norcross, 2001). To this end, psycho- Adolescents who enter therapy for substance use problems
therapists attempting to engage adolescents in present unique challenges for the process of therapeutic en-
gagement and can be among the most difficult of populations
therapy may need to use judicious advocacy,
to engage (Margolis, 1995). Occasionally we use examples of
which can be expressed in a variety of ways. substance abuse treatment in this article to illustrate how some
Empathy, an empirically supported therapeutic of our ideas are manifested with these more difficult clients.
relationship factor (Norcross, 2001), is necessary In many situations, the engagement strategies that are effec-
for developing a therapeutic alliance (Greenberg, tive with this particular group of adolescents may be even
Elliott, Watson, & Bohart, 2001; Morris & Ni- more potent with adolescents who have relatively less severe
cholson, 1993) with adolescent clients, but is not problems.

217
Bolton Oetzel and Scherer

needs and invites them to look at themselves dif- to confidentiality as adults. However, family
ferently” (Sasson Edgette, 1999, p. 40). therapy, in which the family is construed as the
Candor implies telling adolescent clients the client, and multisystemic therapies afford a lesser
truth. The social nuances and euphemisms of degree of confidentiality simply by the nature of
adult therapy are lost on adolescents, although it the therapy. Even when adolescents are accorded
is important to seek a palatable way for adoles- confidentiality in therapy, circumstances arise in
cent clients to face reality. Because adolescents which they report activity or plans that involve
may not have sophisticated social perspective- danger to self or others or illegal activity that
taking abilities and typically do not share a simi- presents statutory and ethical obligations for the
lar social ecology with adults, truth telling must therapist to breach confidentiality (Morris & Ni-
be metered to correspond with the adolescents’ cholson, 1993; Rubenstein, 1998). In these cir-
developmental capacities and context. For ex- cumstances, therapists must be knowledgeable
ample, in the treatment of adolescent substance about the law and professional regulations re-
abusers, candor entails advocating for sobriety. garding confidentiality for their jurisdiction and
The therapist must navigate between confronting setting, and how confidentiality rights vary de-
an adolescent with his or her substance abuse, pending on the type of therapy being conducted
thereby risking the adolescent feeling rejected, (e.g., substance abuse treatment; Brody & Wal-
and not saying enough, leaving the adolescent dron, 2000; Morris & Nicholson, 1993). In any
believing that the therapist tacitly accepts or con- case, it is important that the therapist explicitly
dones his or her substance use. In this case and informs his or her clients about the limitations of
cases like it (e.g., suicidality, disruptive behavior, confidentiality as well as his or her practices re-
eating disorders), assertion is the most appropri- garding privacy and confidentiality and maintains
ate tactic so that adolescents know that their an ongoing discussion of this issue with adoles-
therapist is committed to treating the problem. cent clients.
Challenge and confrontation are useful tools in
treating adolescents, but typically not during the
The Developmental Literature
engagement phase (Liddle, 1995).
Involving parents. Having the cooperation of
parents, either as active participants or in support- Contributions From Developmental Research to
ing roles, may be a key feature to engaging ado- Engagement of Adolescents
lescents in psychotherapy (Liddle, 1995; Ruben-
stein, 1998; Weisz & Hawley, 2002). However, Although developmental themes have tradi-
aligning with both parents and their adolescent tionally been a central part of child therapy, only
offspring can be difficult given their conflicting recently have researchers and therapists begun to
opinions and values, the sometimes obnoxious consider adolescent development as an important
nature and potential dangerousness of adolescent aspect of psychotherapy with adolescents (Holm-
behavior, and the need to maintain confidential beck & Updegrove, 1995; Liddle, 1995; Ruben-
relationships. Psychotherapists attempting to en- stein, 1998; Weisz & Hawley, 2002). Second
gage adolescents in psychotherapy may also find only to infancy, adolescence entails the most
it useful to avoid ascribing blame to adolescents, rapid and pervasive developmental changes in-
parents, or families, working instead with them to volving physiological, cognitive, emotional, and
take responsibility for change. Last, it may be social transformations (Holmbeck & Updegrove,
useful in working with adolescents and their 1995; Weisz & Hawley, 2002). Moreover, there
families to begin by muting intense emotional are considerable individual differences in rates of
issues, thereby attenuating the potential unpleas- developmental maturation among adolescents.
antness of therapy sessions. Adolescents tend to follow one of several devel-
Confidentiality. Involving parents while de- opmental pathways (Compas, Hinden, & Ger-
veloping a trusting relationship with adolescents hardt, 1995). Some adolescents proceed along
can raise complicated issues related to confiden- stable, adaptive trajectories or along maladaptive
tiality (Morris & Nicholson, 1993). To begin, it is ones, whereas others vacillate between healthy
necessary to identify clearly who is the client. In and problematic conditions. There are a wide va-
some cases, the adolescent meets individually riety of precursors that precipitate maladaptive
with the therapist and is accorded the same rights trends. One that has received particular note is the

218
Therapeutic Engagement With Adolescents

pronounced physical changes occurring in ado- ner, Scherer, & Tester, 1989; Steinberg & Cauff-
lescence that can affect an adolescent’s psycho- man, 1996), and adolescents may manifest very
logical adjustment and self-concept. different cognitive capacities in different social
The public perception of adolescents is that settings. In addition, many adolescents from the
they are “fueled by raging hormones” that create clinical population (particularly delinquent teens
considerable emotional lability. Although endo- and substance-abusing youths; see Margolis,
crine changes play an important role in physi- 1995) demonstrate indications of cognitive devel-
ological and neurological development (Susman, opmental delays that often frustrate therapists at-
1997; Walker, 2002), these changes are most pro- tempting to engage adolescents in therapy.
nounced in early adolescence, and the overall ef- Socioemotional changes occur in unison with
fect of hormones on the psychological adjustment physiological and intrapsychic developments
of teenagers’ behavior is overshadowed by socio- during adolescence. Adolescents seek more inde-
ecological factors (Buchanan, Eccles, & Becker, pendence and autonomy than young children, and
1992; Weisz & Hawley, 2002). However, the over time they negotiate a shift from dependency
timing of pubertal changes is important to under- on parents and family to a greater emphasis on
standing an adolescent’s psychological adjust- attempting to “fit-in” with peer groups (Hops,
ment. Early maturation can expose both boys and Davis, & Lewin, 1999). Adolescents’ fledgling
girls to greater psychological risk. Although early attempts at autonomy can be awkward and are
maturation is often a self-esteem boost for boys, often perceived as rejecting and defiant by par-
it tends to challenge the self-concept of girls. ents and other important adults in an adolescent’s
Moreover, early maturation often results in life. Consequently, parents and other adults fre-
greater disruptive behavior for both boys and quently feel inadequate in their communications
girls because, in part, of exposure to older and with adolescents and are unable to manage their
antisocial peers (Weisz & Hawley, 2002). In ad- behavior (Holmbeck & Updegrove, 1995). At the
dition, neurological transformations almost cer- same time, adolescents can have great difficulty
tainly have a hitherto unrecognized effect on ado- in integrating needs for help and needs for au-
lescents and their psychological maturity. Recent tonomy (Sasson Edgette, 2001). To some extent,
studies (Giedd et al., 1999; Sowell, Trauner, adolescents’ internal working model of attach-
Gamst, & Jernigan, 2002) have found significant ment may inform the manner in which adoles-
central nervous system development and neuro- cents pursue autonomy. Adolescents with secure
plasticity throughout adolescence. This neuro- attachment models may have more success in
logical growth may influence executive function- validating relationships with adults while meet-
ing that includes behavioral inhibition, impulse ing their own needs for independence. However,
control, and emotional regulation (Spear, 2000; the population of adolescents referred for psycho-
Walker, 2002). therapy is more likely to have insecure attach-
In concert with the neurological changes oc- ment paradigms (Liddle & Schwartz, 2002),
curring in the adolescent brain, there are a wide which can complicate efforts to engage them in
variety of cognitive changes that transpire psychotherapy.
throughout adolescence. Ordinarily, adolescents
have acquired a substantial fund of knowledge,
have increased capacities for storing and retriev- Enhancing Therapeutic Engagement With
ing memory, and, perhaps more important for the Adolescents on the Basis of
therapy enterprise, they begin to demonstrate im- Developmental Knowledge
provements in their capacity to process informa-
tion and reason abstractly (Holmbeck et al., 2000; Psychotherapy interventions for adolescents
Holmbeck & Updegrove, 1995; Weisz & Haw- are frequently patterned after adult intervention
ley, 2002). These cognitive changes may enhance strategies (Diamond et al., 1999; Shirk & Saiz,
an adolescent’s receptivity to psychotherapy and 1992; Waldron, Brody, & Bolton Oetzel, 2001).
help create the potential for him or her to take However, the techniques and strategies in adult
advantage of therapies that emphasize cognition interventions do not necessarily translate to ado-
and insight (Cicchetti & Toth, 1996; Holmbeck et lescents because of differences in manifestations
al., 2000). However, cognitive competencies are of psychopathology and problem behavior, cog-
highly contextual and situation dependent (Gard- nitive ability, awareness and value placed on con-

219
Bolton Oetzel and Scherer

sequences, as well as coping strategies and abili- abilities and experience to fully appreciate the
ties (Brown, Creamer, Aboitz, & Taylor, 1987; therapeutic process. Many psychotherapies re-
Rubenstein, 1996). Consequently, therapists quire that clients have the ability to self-reflect,
treating adolescents need to begin their work manipulate complex concepts mentally, bear in
by assessing a variety of developmental con- mind the future consequences of behavior, and
siderations and determining how these develop- consider the perspective of others, while experi-
mental factors may help or hinder therapeutic encing intense emotions. This degree of abstract
engagement. and causal reasoning exceeds the capacities of
Physical maturation considerations. It is of- many adolescents and contributes to adolescents’
ten useful to understand how and when an ado- reluctance to participate in therapy because they
lescent entered puberty. Girls who acquire physi- feel at a disadvantage in the psychotherapy set-
cal sexual characteristics early are vulnerable to ting (Margolis, 1995; Shirk & Saiz, 1992).
developing psychological adjustment problems As a consequence, a psychotherapist attempt-
that sometimes fester into internalizing psycho- ing to engage an adolescent must be prepared to
pathology, and both girls and boys with early vary the levels of abstraction and cognitive so-
sexual development have more contact with older phistication with which he or she presents ideas
and often delinquent peers. This creates more op- (Weisz & Hawley, 2002). Talking too abstractly
portunity and exposure to premature sexual en- to a cognitively delayed adolescent risks having
counters, delinquency, and substance use, result- the adolescent not appreciate or understand the
ing in more advanced psychological problems. A relevance of the therapist’s perspective. Cogni-
longer history of problems may result in adoles- tively immature adolescents require the therapist
cents being more casual about problem behavior to use simple inquiries devoid of abstract terms,
and less amenable to therapeutic interventions. concrete examples, and guidance in how to es-
Early substance use may also affect the adoles- tablish therapeutic rapport. On the other hand,
cent’s neurological maturation during a critical talking too concretely to an adolescent who pre-
period of development. Knowing about an ado- fers higher order reasoning may result in the ado-
lescent’s experience of puberty may help a psy- lescent’s feeling infantilized. Adolescents with
chotherapist anticipate issues related to peer en- sophisticated cognitive abilities have a greater ca-
couragement of problem behavior and resistance pacity for dealing with the ambiguities of the
that is due to substance addiction. therapy setting and are more likely to respond
Cognitive considerations. Troubled adoles- positively to conjecture and repartee.
cents may be less cognitively and socially mature There are forms of cognition that when present
and less able to understand the rationale behind in adolescent clients can either deter or augment
treatment and the need for it. As a consequence, the therapy engagement process. Delinquent ra-
they rarely refer themselves to treatment and of- tionalizations are cognitions used frequently by
ten show much less concern about their problems antisocial adolescents to justify maladaptive be-
than do others (Kazdin, 1996; Shirk & Saiz, haviors (Samenow, 1984). These types of cogni-
1992). Lacking motivation and understanding of tion contain irrationality or illogic that, when
treatment, adolescents frequently fail to see the used by troubled adolescents, facilitates contin-
purpose in psychotherapy and doubt that it will ued maladaptive behavior. These errors in think-
have any meaningful impact on them. These ing are an impediment to therapeutic engage-
thought processes make engagement more diffi- ment. They frustrate efforts to build and sustain
cult and have a negative influence on the thera- an adolescent client’s motivation for therapy and
peutic process (e.g., resistance) and therapeutic need to be addressed as part of the engagement
outcome (e.g., dropout). process and prior to initiating attempts at behav-
Adolescents express different degrees of cog- ior change. On the other hand, adolescents who
nitive competence across domains and may use evince skills at social perspective taking and fu-
abstract logic and reasoning in response to aca- ture time perspective are more amenable to en-
demic issues, yet rely on less sophisticated cog- gagement tactics that involve self-monitoring, es-
nitive processes in response to emotionally tablishing therapeutic goals, and directly address-
charged personal and social situations. Conse- ing the relationship between therapist and client.
quently, adolescents often lack the cognitive Adolescents who use these cognitive skills have

220
Therapeutic Engagement With Adolescents

the potential for responding positively to induc- Socioecological Considerations


ing cognitive dissonance by challenging the in-
consistencies between their goals and their Understanding the Adolescent-
thoughts and behaviors. Context Mismatch
Attachment and social maturity consider-
ations. Seeking help, admitting to psychologi- Adolescent development and adjustment can
cal problems or discomfort, and engaging con- also be conceptualized as a function of the match
structively in psychotherapy may conflict with an between the social environment (Eccles &
adolescent’s striving for autonomy. This may be Midgley, 1989) and the characteristics of the
particularly difficult for adolescents who have at- individual. Adolescents react physically and be-
haviorally to their environment, and their social
tachment difficulties and little experience engag-
ecology can either augment or deter their devel-
ing constructively with adults. Developing an im-
opment. Social environments convey expecta-
pression of an adolescent client’s attachment tions, values, and preferences (Compas et al.,
style can be very useful in planning therapeutic 1995) with which adolescents may or may not
engagement strategies. Adolescents’ experience feel compatible. The psychotherapy setting is a
with other adults will establish a template of their social environment that adolescents are typically
expectations for how to relate to a therapist. Most unfamiliar with and one in which they often do
adolescents in treatment will manifest some form not feel competent. For many adolescents, a mis-
of anxious internal working model of attachment. match occurs between their developmental capa-
Some will be seeking connection and relationship bilities and the demand characteristics of the psy-
as a way of coping with their apprehension. As a chotherapy setting. This mismatch offers an op-
consequence, they will be relatively amenable to portunity for the adolescent to develop new
the establishment of a therapeutic rapport and capacities, particularly if it results in a positive
pursuit by the therapist. Others cope with attach- outcome. However, this mismatch may also over-
ment anxiety through manipulation and “sneaki- whelm the capabilities of the adolescent and re-
ness.” In these cases, pursuit by a psychotherapist sult in therapy engagement difficulties (Compas
will engender more manipulation that can hinder et al., 1995; Liddle, 1995; Rubenstein, 1996).
the establishment of a therapeutic rapport. A third Two issues, in particular, enhance the opportu-
way that adolescent clients express anxiety re- nity for an adolescent–therapy environment mis-
garding attachment and relationships with adults match: the stigma associated with psychotherapy
is by being downright dismissive and distancing. and the lack of choice adolescents face when en-
Pursuing a more intense therapeutic engagement tering psychotherapy.
in these cases is likely to engender more distanc- Many adolescents are very suspicious about
the psychotherapeutic enterprise, in part, because
ing in the form of anger, scorn, and missed ap-
they are in a time of transition and identity con-
pointments. In these latter cases, to establish en-
solidation that leaves them feeling vulnerable and
gagement, the psychotherapist will need to be unsure of themselves, particularly in a novel psy-
present, available, and self-assertive but eschew chotherapy setting. At times they perceive psy-
more directive techniques (e.g., prompting, per- chotherapy as an effort to control them and di-
sonal inquiries, confronting) that can be per- minish their autonomy (Hanna & Hunt, 1999).
ceived as intrusive and domineering. Last, ado- Being subject to a therapist’s probes about per-
lescent clients often find emotionally intense cir- sonal thoughts and emotions can be experienced
cumstances overstimulating, and they may lack by adolescents as intrusive and threatening rather
effective skills at emotion regulation. Indeed, than as an effort to be supportive and caring.
these skill deficits are often implicated in the de- Often, adolescents perceive therapy as being for
velopment of conduct and substance abuse prob- “crazy” or “mental” people, those who “belong in
lems and precipitate the need for therapy. Con- a mental hospital” or who are “living on the
sequently, to engage these adolescents effec- streets.” The stigma attached to receiving therapy
tively, it is often necessary to react to the intense can be quite negative among peer groups and
emotional circumstance surrounding their entrée result in adolescents feeling scorned and ridi-
into therapy with a more muted and restrained culed by their cohorts. As a consequence,
response. troubled adolescents beginning psychotherapy

221
Bolton Oetzel and Scherer

can be quite resistant to the efforts of the thera- Providing choice. It is commonplace for
pist, in an attempt to defend themselves and com- adolescents in therapy not to see themselves as
pensate for their perceived vulnerability. needing treatment (Dakof et al., 2001). They par-
Adolescents are frequently compelled or man- ticipate in therapy, at least at its onset, because
dated to enter treatment by authority figures such others—such as the juvenile justice system,
as a parent, school official, probation officer, or school personnel, and parents—want them to be
judge (Rubenstein, 1998). This condition is espe- in treatment (Melnick, DeLeon, Hawke, Jainchill,
cially common in delinquency and substance & Kressel, 1997; Sasson Edgette, 2001). This
abuse treatment when adolescents are required to condition establishes at least two challenges to
seek psychotherapy as an alternative to more re- the development of an effective therapeutic rap-
strictive forms of treatment (e.g., group homes, port. When adolescents are faced with a lack of
residential treatment centers) or detention (Mar- choice or perceive limits to their freedom to
golis, 1995). In most, if not all, of these instances choose, they react, often in opposition to the
parents, school personnel, probation officers, and therapist and his or her efforts to engage the
judges frequently have a greater investment in adolescent (Hanna & Hunt, 1999; Sommers-
treatment and awareness of its possible positive Flanagan & Sommers-Flanagan, 1995). Second,
outcomes than do adolescents (Dakof et al., when adolescents attend therapy because they are
2001). Adolescents mandated to treatment are compelled to by external entities, intrinsic moti-
less likely to participate fully, collaborate, or en- vations are undermined. When this happens, ado-
gage in positive interactions, all of which have lescents fail to perceive the relevance of treat-
been demonstrated to be hallmarks of successful ment and are more likely to drop out when treat-
therapy (Alexander & Luborsky, 1986; Marzialli, ment does not meet their expectations (Kazdin &
1984; O’Malley, Suh, & Strupp, 1983). Wassell, 1999). Although it is not always fea-
sible, providing adolescents with some degree of
choice about their participation in psychotherapy
Enhancing Therapeutic Engagement With
may optimize the potential for therapeutic en-
Adolescents by Dealing With Stigma
gagement. Allowing adolescents to choose their
and Choice
therapist, or giving them treatment intervention
Coping with the stigma of psychotherapy. options from which to choose, or offering them
Directly addressing the stigma associated with the choice of what to discuss in therapy may en-
psychotherapy early in treatment is often neces- hance the relevance of and motivation for psy-
sary to engage adolescents. Adolescent clients chotherapy for the adolescent client, leading to a
have a unique relationship to psychological higher level of engagement (Church, 1994;
symptoms. Frequently, adolescents fail to per- Hanna & Hunt, 1999; Liddle, 1995; Loar, 2001;
ceive maladaptive symptoms as problematic, yet Rubenstein, 1996).
at other times they overestimate the significance
of psychological symptoms and may be ashamed A Summary of How to Better Engage
of reporting them. Consequently, it is frequently Adolescents in Psychotherapy
useful to educate adolescent clients and their
families about the wide range of normative psy- The need for effective interventions with ado-
chological experience and experimenting behav- lescents is critical, yet succeeding as a psycho-
ior that adolescents engage in and, when possible, therapist with adolescents can be challenging.
to assure adolescents that their experience is However, there is a growing body of empirical
within normal limits. Adolescents, and some- and clinical knowledge about therapy and en-
times their families, often have inaccurate im- gagement strategies with adolescents that can
pressions of psychotherapy and the therapy pro- maximize success. However, it is important to
cess, which are generally made by media and note that there are limits to what a psychothera-
stereotype. Hence, it is often necessary, espe- pist can accomplish when adolescents are bellig-
cially with substance-abusing adolescent clients erent, threatening, defensive, and ready for a
in which case stereotypes are insidious, to pro- battle (Jurich, 1990; Sasson Edgette, 2001). In
vide them with an in-depth explanation of what treating delinquent and substance-abusing teens,
occurs in therapy, how it works, and what is ex- in particular, humility and recognition of how
pected of each participant. little control the psychotherapist has may be most

222
Therapeutic Engagement With Adolescents

appropriate (Margolis, 1995). Moreover, it is im- sis as a method of feedback for family therapy process. The
portant for psychotherapists to recognize that en- American Journal of Family Therapy, 22, 156–164.
BARTON, C., ALEXANDER, J. F., & TURNER, C. W. (1988). De-
gagement is a process, not a one-time event, and fensive communications in normal and delinquent families:
that effective engagement continues throughout The impact of context and family role. Journal of Family
therapy and determines the intensity of the inter- Psychology, 1, 390–405.
vention (Liddle, 1995; Young et al., 1995). Still, BLATT, S. J., ZUROFF, D. C., QUINLAN, D. M., & PILKONIS,
P. A. (1996). Interpersonal factors in brief treatment of de-
engagement themes are concentrated in the initial pression: Further analyses of the National Institute of Men-
sessions, and there are a variety of methods that tal Health Treatment of Depression Collaborative Research
psychotherapists can use to minimize barriers and Program. Journal of Consulting and Clinical Psychology,
engage with adolescents. 64, 162–171.
Although effective engagement is typically a BRODY, J. L., & WALDRON, H. B. (2000). Ethical issues in
research on the treatment of adolescent substance abuse
reciprocal process between therapist and client, disorders. Addictive Behaviors, 25, 217–228.
working with adolescents may require that the BROWN, S., CREAMER, V., ABOITZ, A., & TAYLOR, C. (1987,
psychotherapist assume more responsibility and August–September). Adolescent treatment outcome: Cor-
initiative for developing therapeutic rapport. relates of success. Paper presented at the 95th Annual Con-
Adopting a more traditional neutral style and vention of the American Psychological Association, New
York, NY.
waiting for adolescents to seek out rapport with BUCHANAN, C. M., ECCLES, J. S., & BECKER, J. B. (1992). Are
the therapist generally fail because adolescents adolescents the victims of raging hormones? Evidence for
frequently do not perceive the need for therapy activational effects of hormones on moods and behavior at
and do not initiate therapy contact. Engaging ado- adolescence. Psychological Bulletin, 111, 62–107.
CELANO, M. P. (2000). Culturally competent family interven-
lescents in psychotherapy typically requires a tions: Review and case illustrations. The American Journal
more proactive and directive approach. Making a of Family Therapy, 28, 217–228.
good first impression by presenting a positive and Centers for Disease Control and Prevention. (2002). Youth
hopeful attitude, emphasizing the adolescent’s risk behavior surveillance—United States, 1999. Retrieved
competence, and expressing confidence in the November 25, 2002, from http://www.cdc.gov/mmwr/
preview/mmwrhtml/ss5104al.htm
therapy process is vital (Rubenstein, 1996). Ado- CHURCH, E. (1994). The role of autonomy in adolescent psy-
lescent clients respond best to therapists who are chotherapy. Psychotherapy: Theory, Research, Practice,
empathetic yet forthright and assertive, who do Training, 31, 101–108.
not flaunt expertise, and who are not abrasive or CICCHETTI, D., & TOTH, S. L. (Eds.). (1996). Rochester Sym-
confrontational. Parents and families are an in- posium on Developmental Psychology: Vol. 7. Adolescents:
Opportunities and challenges. Rochester, NY: University
valuable resource for supporting therapeutic of Rochester Press.
goals; consequently, finding a means of including COMPAS, B. E., HINDEN, B. R., & GERHARDT, C. A. (1995).
and supporting parents and families can facilitate Adolescent development: Pathways and processes of risk
the engagement process. and resilience. Annual Review of Psychology, 46, 265–296.
Last, it is especially important to design thera- DAKOF, G. A., TEJEDA, M., & LIDDLE, H. A. (2001). Predic-
tors of engagement in adolescent drug abuse treatment.
peutic interventions that are developmentally ap- Journal of the American Academy of Child and Adolescent
propriate and that take into account socioecologi- Psychiatry, 40, 274–281.
cal factors. An assessment of an adolescent’s DIAMOND, G. M., DIAMOND, G. S., & LIDDLE, H. A. (2000).
physical and cognitive maturation and his or her The therapist–parent alliance in family-based therapy for
attachment style will yield information that can adolescents. Journal of Clinical Psychology, 56, 1037–
1050.
inform a psychotherapist on how to adjust his DIAMOND, G. M., LIDDLE, H. A., HOGUE, A., & DAKOF, G. A.
or her therapy tactics. Moreover, addressing (1999). Alliance-building interventions with adolescents in
the stigma many adolescents associate with psy- family therapy: A process study. Psychotherapy: Theory,
chotherapy and offering choices whenever pos- Research, Practice, Training, 36, 355–368.
sible may facilitate an adolescent’s entrée into ECCLES, J. S., & MIDGLEY, C. (1989). Stage/environment fit:
Developmentally appropriate classrooms for early adoles-
psychotherapy. cents. In R. E. Ames & C. Ames (Eds.), Research on mo-
tivation in education (Vol. 3, pp. 139–186). San Diego,
References CA: Academic Press.
FRIEDLANDER, M. L., HEATHERINGTON, L., JOHNSON, B., &
ALEXANDER, L., & LUBORSKY, L. (1986). The Penn helping SKOWRON, E. A. (1994). Sustaining engagement: A change
alliance scales. In L. Greenberg & W. Pinsof (Eds.), The event in family therapy. Journal of Counseling Psychology,
psychotherapeutic process: A research handbook (pp. 41, 438–448.
325–366). New York: Guilford Press. GARCIA, J. A., & WEISZ, J. R. (2002). When youth mental
BARBERA, T. J., & WALDRON, B. H. (1994). Sequential analy- health care stops: Therapeutic relationship problems and

223
Bolton Oetzel and Scherer

other reasons for ending youth outpatient treatment. Jour- family therapy: Clinical utility of adolescent–family attach-
nal of Consulting and Clinical Psychology, 70, 439–443. ment research. Family Process, 41, 455–476.
GARDNER, W. P., SCHERER, D. G., & TESTER, M. (1989). As- LOAR, L. (2001). Eliciting cooperation from teenagers and
serting scientific authority: Cognitive development and their parents. Journal of Systemic Therapies, 20, 59–77.
adolescents legal rights. American Psychologist, 44, MARGOLIS, R. (1995). Adolescent chemical dependence: As-
895–902. sessment, treatment, and management. Psychotherapy:
GIEDD, J. N., BLUMENTHAL, J., JEFFRIES, N. O., CASTELLANOS, Theory, Research, Practice, Training, 32, 172–179.
F. X., LIU, H., ZIJDENBOS, A., et al. (1999). Brain develop- MARZIALLI, E. (1984). Prediction of outcome of brief psycho-
ment during childhood and adolescence: A longitudinal therapy from therapists’ interpretive interventions. Ar-
MRI study. Nature Neuroscience, 2, 861–863. chives of General Psychiatry, 41, 301–304.
GREENBERG, L. S., ELLIOTT, R., WATSON, J. C., & BOHART, MELNICK, G., DELEON, G., HAWKE, J., JAINCHILL, N., & KRES-
A. C. (2001). Empathy. Psychotherapy: Theory, Research, SEL, D. (1997). Motivation and readiness for therapeutic
Practice, Training, 38, 380–384. community treatment among adolescents and adult sub-
HANNA, F. J., & HUNT, W. P. (1999). Techniques for psycho- stance abusers. American Journal on Drug and Alcohol
therapy with defiant, aggressive adolescents. Psycho- Abuse, 23, 485–506.
therapy: Theory, Research, Practice, Training, 36, 56–68. MORRIS, R. J., & NICHOLSON, J. (1993). The therapeutic rela-
HOLMBECK, G. N., COLDER, C., SHAPERA, W., WESTHOVEN, tionship in child and adolescent psychotherapy: Research
V., KENEALY, L., & UPDEGROVE, A. (2000). Working with issues and trends. In T. R. Kratochwill & R. J. Morris
adolescents: Guides from developmental psychology. In (Eds.), Handbook of psychotherapy with children and ado-
P. C. Kendall (Ed.), Child and adolescent therapy: Cogni- lescents (pp. 405–425). Boston: Allyn & Bacon.
tive–behavioral procedures (2nd ed., pp. 334–385). New National Institute on Drug Abuse. (2001). High school and
York: Guilford Press. youth trends. Retrieved May 11, 2002, from www
HOLMBECK, G. N., & UPDEGROVE, A. L. (1995). Clinical de- .drugabuse.gov/Infofax/HSYouthtrends.html
velopment interface: Implications of developmental re- National Institute of Mental Health. (1999). Brief notes on the
search for adolescent psychotherapy. Psychotherapy: mental health of children and adolescents. Retrieved May
Theory, Research, Practice, Training, 32, 16–33. 11, 2002, from www.nimh.nih.gov/publicat/childnotes.cfm
HOPS, H., DAVIS, B., & LEWIN, L. (1999). The development of NORCROSS, J. C. (2001). Purposes, processes, and products of
alcohol and other substance use: A gender study of family the task force on empirically supported therapy relation-
and peer context. Journal of Studies on Alcohol, 60, 22–31. ships. Psychotherapy: Theory, Research, Practice, Train-
H ORVATH , A. O. (2001). The alliance. Psychotherapy: ing, 38, 345–356.
Theory, Research, Practice, Training, 38, 365–372. OGRODNICZUK, J. S., PIPER, W. E., JOYCE, A. S., & MCCAL-
JURICH, A. P. (1990). The Jujitsu approach. Family Therapy LUM , M. (2000). Different perspectives of the thera-
Networker, July/August, 42–64. peutic alliance and therapist technique in 2 forms of dy-
KAZDIN, A. E. (1996). Dropping out of child psychotherapy: namically oriented psychotherapy. Canadian Journal of
Issues for research and implications for practice. Clinical Psychotherapy, 45, 452–458.
Child Psychology and Psychiatry, 1, 133–156. O’MALLEY, S., SUH, C., & STRUPP, H. (1983). The Vanderbilt
KAZDIN, A. E., HOLLAND, L., & CROWLEY, M. (1997). Family Psychotherapy Process Scale: A report of the scale devel-
experience of barriers to treatment and premature termina- opment and a process–outcome study. Journal of Consult-
tion from child therapy. Journal of Consulting and Clinical ing and Clinical Psychology, 51, 581–585.
Psychology, 65, 453–463. PATTERSON, G. R., & FORGATCH, M. S. (1995). Predicting fu-
KAZDIN, A. E., & WASSELL, G. (1999). Barriers to treatment ture clinical adjustment from treatment outcome and pro-
participation and therapeutic change among children cess variables. Psychological Assessment, 7, 275–285.
referred for conduct disorder. Journal of Clinical Child PROCHASKA, J. O., & NORCROSS, J. C. (2001). Stages of
Psychology, 28, 160–172. change. Psychotherapy: Theory, Research, Practice, Train-
KAZDIN, A. E., & WEISZ, J. R. (1998). Identifying and devel- ing, 38, 443–448.
oping empirically supported child and adolescent treat- ROBIN, A. L., & FOSTER, S. L. (1989). Negotiating parent–
ments. Journal of Consulting and Clinical Psychology, 66, adolescent conflict: A behavioral family systems approach.
19–36. New York: Guilford Press.
KESSLER, R. C., MCGONAGLE, K. A., & SHAYANG, A. (1994). RUBENSTEIN, A. K. (1996). Interventions for a scattered gen-
Lifetime and 12-month prevalence of DSM–III–R psy- eration: Treating adolescents in the nineties. Psycho-
chiatric disorders in the United States: Results from the therapy: Theory, Research, Practice, Training, 33,
National Comorbidity Survey. Archives of General 353–360.
Psychiatry, 51, 8–19. RUBENSTEIN, A. K. (1998). Guidelines for conducting adoles-
KUEHL, B. P. (1993). Child and family therapy: A collabora- cent psychotherapy. In G. P. Koocher, J. C. Norcross, &
tive approach. The American Journal of Family Therapy, S. S. Hill (Eds.), Psychologists’ desk reference (pp.
21, 260–266. 265–269). New York: Oxford University Press.
LIDDLE, H. A. (1995). Conceptual and clinical dimensions of SAMENOW, S. E. (1984). Inside the criminal mind. New York:
multidimensional, multisystems engagement strategy in Times Books.
family-based adolescent treatment. Psychotherapy, 32, SASSON EDGETTE, J. (1999). Getting real: Candor and connec-
39–58. tion with adolescents. Family Therapy Networker, Septem-
LIDDLE, H. A., & DAKOF, G. A. (1995). Efficacy of family ber/October, 36–56.
therapy for drug abuse: Promising but not definitive. Jour- SASSON EDGETTE, J. (2001). Candor, connection, and enter-
nal of Marital and Family Therapy, 21, 511–543. prise in adolescent therapy. New York: Norton.
LIDDLE, H. A., & SCHWARTZ, S. J. (2002). Attachment and SHIRK, S. R., & SAIZ, C. C. (1992). Clinical, empirical, and

224
Therapeutic Engagement With Adolescents

developmental perspectives on the therapeutic relationship U.S. Public Health Service. (2000). Report of the Surgeon
in child psychotherapy. Development and Psychopathology, General’s conference on children’s mental health: A na-
4, 713–728. tional action agenda. Washington, DC: U.S. Department of
SOMMERS-FLANAGAN, J., & SOMMERS-FLANAGAN, R. (1995). Health and Human Services.
Psychotherapeutic techniques with treatment-resistant ado- WALDRON, H. B., BRODY, J. L., & BOLTON OETZEL, K. (2001).
lescents. Psychotherapy: Theory, Research, Practice, Treatment research manual: cognitive–behavioral therapy
Training, 32, 131–140. for adolescent substance use disorders. Center for Family
SOMMERS-FLANAGAN, J., & SOMMERS-FLANAGAN, R. (1997). and Adolescent Research, University of New Mexico,
Tough kids, cool counseling: User friendly approaches Albuquerque, NM.
with challenging youth. Alexandria, VA: American Coun- WALKER, E. F. (2002). Adolescent neurodevelopment and
seling Association. psychopathology. Current Directions in Psychological
SOWELL, E. R., TRAUNER, D. A., GAMST, A., & JERNIGAN, Science, 11, 24–28.
T. L. (2002). Development of cortical and subcortical brain
WEINBERGER, J. (1995). Common factors aren’t so common:
structures in childhood and adolescence: A structural MRI
The common factors dilemma. Clinical Psychology:
study. Developmental Medicine & Child Neurology, 44,
Science and Practice, 2, 45–69.
4–16.
SPEAR, L. P. (2000). Neurobehavioral changes in adolescence. WEISS, B., & WEISZ, J. R. (1995). Relative effectiveness of
Current Directions in Psychological Science, 9, 111–114. behavioral versus nonbehavioral child psychotherapy.
STEINBERG, L., & CAUFFMAN, E. (1996). Maturity of judgment Journal of Consulting and Clinical Psychology, 63, 317–
in adolescence: Psychosocial factors in adolescent decision 320.
making. Law & Human Behavior, 20, 249–272. WEISZ, J. R., & HAWLEY, K. M. (2002). Developmental fac-
STRUPP, H. H. (1993). The Vanderbilt Psychotherapy Studies: tors in the treatment of adolescents. Journal of Consulting
Synopsis. Journal of Consulting and Clinical Psychology, and Clinical Psychology, 70, 21–43.
61, 431–433. YOUNG, I. L., ANDERSON, C., & STEINBRECHER, A. (1995).
SUSMAN, E. J. (1997). Modeling developmental complexity in Unmasking the phantom: Creative assessment of the
adolescence: Hormones and behavior in context. Journal of adolescent. Psychotherapy: Theory, Research, Practice,
Research on Adolescence, 7, 283–306. Training, 32, 34–38.

225

You might also like