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405-428 119Rll
SUMMARY
A layer of fill deposited in a soft wet condition will consolidate under its own weight and will commonly
undergo comparatively large strains in the process. Neither of these aspects of behaviour can be modelled
by traditional consolidation theories. In this paper, a consolidation model is developed from the theory
proposed by Gibson et al.' and is applied here to soil consolidation during and after soil deposition. No
restriction is made on the magnitude of strain, so that the boundaries are not taken as being fixed in space,
but are allowed to move as required by the process of consolidation. However, perhaps the more important ,
aspect is the consideration of self-weight, since in many instances, the surface loading applied to soft soils is
small, and the majority of the compression of the layer occurs while the effective stresses reach equilibrium
with the weight of the soil. Although some idealizations have to be made in assuming relationships between
-
soil parameters, it is shown that the self weight effects in consolidation can be significant, and fundamental
to an understanding of soft soil behaviour.
1. INTRODUCTION
When a load is applied to soil, local excess pore pressures are set up. These pressures dissipate as
the pore water drains, and the soil framework undergoes displacements, in a process of soil
consolidation. The magnitude of movements will be determined by the stress-strain response of
the soil, while the time-scale depends largely on the permeability.
An understanding of soil consolidation is fundamental in many civil engineering applications.
The first theoretical model was developed by Terzaghi'* for one-dimensional flow and settle-
ment, and extended by Rendulic" to three dimensions. Biot' proposed an elastic soil skeleton.
These models share the assumptions of infinitesimal strains, constant soil parameters and linear
stress-strain relationships, but, despite these restrictions, have provided a basis for much
foundation design. Indeed, there are soils and loading conditions where these simple theories
are still appropriate. However, there has been a recent growth of interest in the development of
more sophisticated models, allowing such possibilities as finite strains, soil parameters that vary
with stress-level, position and time, and non-linear stress-strain relationships to govern soil
behaviour. Relevant publications include McNabb,' Davis and R a y m ~ n dGibson ,~ et al.,' Berry
and Poskitt,' Small e f al.," Olson and Ladd,' Carter et d 3and Lee and Sills.'
Much of this work has applications to the consolidation of soft soils, where displacements can
be comparatively large, with considerable error in the assumption of infinitesimal strain.
However, these applications can be extended if the soil consolidation due to self-weight can also
be included in the theory. Certainly, in many field situations, such as deposition, the mass of the
soil itself provides the loading, and should, therefore, be considered. In this paper, therefore, a
large-strain consolidation theory is developed, following Gibson et al.' but with the inclusion of
self-weight. It will be seen that, with certain assumptions about the form of the soil parameters,
also made by previous authors, and analytical solution is obtained for the one-dimensional case
of a soil layer, consolidating either under its own weight, or due to an additional external
loading, or for the case of a layer formed by steady deposition. In the first and last cases, the
inclusion of self-weight is, of course, essential. The assumptions concerning the soil parameters
can, if necessary, be relaxed in a numerical solution.
x= loz(1 + e ) dz
where x is the Euler or space coordinate, z is the Lagrange or material coordinate and e is the
void ratio.
Both systems lead of course to the same solution in terms of the physical behaviour, but
analytical advantages will exist with one or the other, depending upon the boundary conditions
of the specific problem. For the large-strain solutions without self-weight effects, Gibson et
al.'used Lagrange coordinates, while Lee and Sills' solved a similar problem using Euler
coordinates, with a moving boundary.
In this paper, the analysis is developed from the general equation produced by Gibson et al.,'
defined in Lagrange coordinates, with the effect of self-weight inclu'ded in the solution.
A one-dimensional condition is assumed, so that the problem to be solved is that of a strip of
infinite lateral extent, bounded above and below by boundaries that can be either permeable
with unrestricted drainage, or impermeable. Three cases are considered, in the first of which
consolidation is caused by the self-weight of a stratum of initially constant density; in the second,
a uniform surface load acts on a normally consolidated stratum and in the third, a soil layer is
formed and consolidates owing to the steady deposition of soil on to it.
3. T H E GOVERNING EQUATION
The governing equation used in the present study is (Gibson et a/.')
(1)
where z is the solid thickness or material coordinate, a' is the effective stress, k is the
permeability and ps and pf are, respectively, the unit weight of the soil particles and the pore
fluid.
SELF-WEIGHT CONSOLIDATION 407
The permeability k may be expected to increase with increasing void ratio. As a first
approximation
k
-= k o ( l + e )
Pf
where ko is some constant, is a reasonable assumption, particularly for soft soils at higher void
ratios. Laboratory measurements on a remoulded clayey silt carried out at Oxford show a linear
relationship for void ratios between 1.5 and 4.5.
The coefficient of consolidation, CF,was defined by Gibson et al.' to be,
This parameter combines the stress-strain relationship and permeability, and it has been
found that there is often less variation in the value of CF than there is in its individual
components. The assumption of constant CFis therefore reasonable for a number of soils, even
when strains are Iarge.
Equation (1) then becomes
The first field situation considered is a dredged fill which is assumed to be dumped in situ
instantaneously with a uniform density and void ratio. Consolidation in this case is caused solely
by the self-weight of the soil until the equilibrium condition is achieved whereby the fill is a
normally consolidated stratum. Further consolidation of a normally consolidated stratum due to
a surface loading will be studied subsequently.
At the end of consolidation, the fill has become a normally consolidated stratum, with an
effective stress distribution in equilibrium with the soil weight:
d ( Z , 00) = ( P , - P t ) ( z - 20)
with a corresponding void ratio distribution given by equation ( 5 ) to be
e(z,m)=ei-P(zo-z)
408 K . LEE A N D G. C. SILLS
where
On a drained boundary, the void ratio will immediately reach its final equilibrium value, given
by equation ( 6 ) .
It will be assumed that the surface of the fill, z = zo, is free to drain, and hence
e ( z o ,t ) = ei (7)
If the base, z = 0, is also pervious, then
e(O, t ) = e i- p z o (8)
In an undrained base, there will be no flow across the base, and hence
au
-=o
az
onz=O
Thus
a
- (u- u'- Uh) = 0
az
where u is the total stress and u h the hydrostatic pressure.
An expression for (u- u h ) may be most easily obtained using Euler coordinates, where
u = [nps + (1- n)prlb(t) - x )
and
uh =pf(s(t)-x)
where s ( t ) is the upper boundary of the layer, which is not fixed in space, and n is the porosity.
Thus
(+ - u h = n ( s ( f )-x)(ps-Pf)
and n ( s ( t )- x ) transforms to (zo - z ) in Lagrange coordinates.
Thus
and
Now
Thus
Analytical solutions may be obtained for the governing equation with both these drainage
conditions, and can be shown to be:
for the pervious base (double drainage);
1 1
Y Y
0 1 0 1
%ZO q’!ZO
(a) dminoge from both surface and base i b ) drainage from surface only
Figure 1 . Normalized void ratio change q ( y , r)lOzo against normalized solid thickness y due to self-weight consolida-
tion of layer
410 K L E E A N D G. C . SILLS
The void ratio change q has been normalized by division by PZO,which is the void ratio change
that will occur in the base of the fill. There will be no void ratio change in the drained surface, so
the final distribution will be triangular, as shown for T = co.With base drainage, the void ratio at
the base reaches its final value immediately, so that at y = 0, q/@z0= 1 for all T, in Figure 1(a).
It can be seen that the condition of double drainage causes very much faster consolidation
than single drainage, as would have been expected. Interesting behaviour occurs in-the single
drainage case, as shown in Figure l(b), where it can be seen that the consolidation of the whole
stratum starts from the impervious base. This is in contrast to the traditional theories where
consolidation of a stratum under a load always starts from the drainage boundary. This is shown
most clearly by considering the behaviour of the excess pore water pressure.
The excess pore water pressure u can be obtained from u = (+ - d - uh where
(+ - Uh = ( P s - P f ) ( z -20) (9)
and
(Ps - Pf)
& = a(ei - e ) = aq = 4 (16)
P
~
m = ( 2 n + 1) n =0,1,2,. . .
for a pervious base, and from equation (12):
and the results are shown in Figure 2. Note that before the consolidation starts ( T = 0) the part of
the total stress that arises from the self-weight of the soil is supported by the pore fluid. This
causes the characteristic initial triangular distribution of the excess pore water pressure. As soon
as consolidation is started, this excess pore pressure begins to dissipate with a pattern
determined by the drainage boundary condition as shown in these figures. In the case of an
impervious base, Figure 2(b), the highest initial excess pore pressure is in this impervious base,
and this must be dissipated first before the rest of the stratum can start consolidating.
Consequently, consolidation begins in the impervious base as indicated in Figure 1(b) earlier.
The settlement behaviour of the fill can be investigated in terms of the degree of settlement:
where h(O), h ( T ) and h(co) are, respectively, the initial, current and the final thickness
(measured in space) of the fill. The relationship between space and material coordinates is given
SELF-WEIGHT CONSOLIDATION 41 1
1 1
Y Y
0 - 0 - 1
U u
(a) dminage from both surface and base (b) dminage from surface only
Figure 2. Normalized excess pore water pressure 17 against normalizedsolid thickness y due to self-weight consolidation
of layer
by:
x(z)=
I (l+e)dz
Hence, h(O),h ( T )and h (00) can be obtained from the solution e ( y , T )using the above equation.
Thus, for a pervious base:
1
S ( T )= 1- 8 17 exp ( - rn ' r 2 T ) (22)
,rn 7~
m =(2n +1) n = 0 , 1 , 2 , .. .
and for an impervious base:
0 05 10
JT
1.5
0 0.5 1.0
JT
1.5
That is, the settlement is proportional to the square root of time for the case of double drainage
for small values of T, and:
In the impervious base solution, equation ( 2 3 ) ,an approximate expression for small values of
T can be obtained by considering its Laplace transform:
For large values of p, the second term in the above equation is small by comparison with the first,
and thus
2
S(p)=- (27)
P2
and hence:
S(T)=2T
which is valid for small values of T. For large values of T the first term of the series solution
equation ( 2 3 ) will dominate and can be used as an approximate solution:
2
32
S(T)-l-~exp
7r
The small and large time approximate solutions, equation (28), ( 2 9 ) , are compared with the
exact solution, equation ( 2 3 ) ,in Table 1. The agreement, as can be seen from this table, is very
good.
rn = ( 2 n + 1) n =0,1,2,. ..
from which follows the degree of settlement:
rn = ( 2 n + 1) n =0,1,2,. ..
When only one of the surfaces is permeable, the boundary condition in the undrained face is
given by:
as before, which may hold in either the surface or the base of the stratum. The solution
corresponding to a surface drain is:
Figure 4. Normalized void ratio change 4 against normalized solid thickness y due to a surface loading on a normally
consolidated layer with drainage from both surface and base
and Figure 5 shows the degree of settlement plotted against the square root of the time factor T.
The symmetric property can be seen clearly in Figure 4 with the mid-plane of the symmetry
located at y = 0 . 5 , i.e. the mid-layer. As a consequence, the time-settlement curve for the
double drainage case, Figure 5 , can be used to calculate the rate of settlement in the case of
single drainage simply by scaling the time of the double drainage case by a factor of 4. The
dissipation of the excess pore water pressure can be obtained in a similar manner as the dredged
fill case and will not be reproduced here.
0 0.5 1
JT
Figure 5. Settlement S(T) against JT due to a surface loading on a normally consolidated layer with drainage from both
surface and base
416 K. LEE AND G. C. SILLS
o s z sr(t) (39)
It is important to note that the mass sedimentation rate is required to specify the solid
thickness, and the actual thickness (measured in space) of the deposit is not known and must
emerge as part of the solution.
As there is no loading acting on the surface of the deposit and this surface is assumed to be
free-draining, the void ratio there will have a constant value, equal to the just-deposited initial
value:
e(r, t ) = ei (40)
and since the only loading causing consolidation is that due to the self-weight of the deposit, the
void ratio in a pervious base is given by:
The boundary condition in an impervious base, with no flow across it, is the same as before:
In the analysis it is found more convenient to use a new variable q, the void ratio change,
defined as:
q ( z , t ) = ei - e(z, t ) (42)
Using this, the governing equation and the boundary conditions become,
q(r, t ) = 0 (44)
q(0, t) = pr(t) for a pervious base (45)
-a4
(O, t ) = - @ for an impervious base (46)
az
The analysis will not be reproduced here in detail, but, by definition of a constant v as
v = iwc;1/2 (50)
and using the method of separation of variables, the solution is found to be
q(y, t)=[A(exp (-v2y2)+rrivy erf (vy))+By]t; ( 5 1)
The unknown constants A and B in equation (51) can be found by substituting the
appropriate boundary conditions. Thus for a pervious base:
q(y, r)=pwr’/2{exp ( - ~ ~ y ~ ) + erf
~ (vy)-[exp
~ / ~ v y ( - V ~ ) + T ’ / ~ Yerf (v)]y} (52)
and for an impervious base:
For the purpose of comparison between solutions, these can be normalized by dividing by
Pwt‘”, which is the largest void ratio change that can be experienced at current time t. The
resultant normalized void ratio change:
described above) as a soft, low permeability soil under a slow deposition. Figure 6 shows the
variation of the normalized void ratio change q ( y , r ) with the normalized solid thickness y for
both the pervious and the impervious base cases. Low values of v correspond to a stiff, highly
permeable soil with a slow rate of deposition. Consolidation will always be near completion
throughout the layer, and the normalized void ratio distribution will be close to linear. A high
value of Y,implying a soft soil with a fast deposition rate, gives a strongly non-linear distribution
of normalized void ratio through the layer.
1 I
Y Y
0.5 0.5
0 0.5 1
0 0.5 - 1
9
(a) pervious base (bl impervious base
Figure 6. Normalized void ratio change cf against normalized solid thickness y for deposition proportional to Jr
The other quantity of frequent interest is the surface settlement, or the variation of the actual
thickness (i.e. measured in space) of the deposit with time. The usual definition of degree of
settlement as a ratio of current to final settlement cannot hold for continuing deposition, and
therefore a new definition is given for the degree of settlement S ( r ) in which the current
settlement b ( t )is divided by the total settlement a ( r ) that would occur if the deposition suddenly
ceased a t this moment.
Thus
where a ( r ) and b ( r ) are shown schematically in Figure 7. The degree of settlement so defined is
thus a relative measurement whose magnitude varies between 0, the fully unconsolidated state,
SELF-WEIGHT CONSOLIDATlON 419
b(t)
Degree of settlement = -
a(t)
Figure 7. Basis for definition of degree of settlement S ( T )
and 1, the fully consolidated state, and S ( t ) for the present deposition rate is given by:
S ( t )=
c
JO
wt”2 d y , t ) dy
:pw2t
It can be seen that the degree of settlement in the present case depends only on the parameter
v and remains constant with time. This is analogous to the behaviour of the normalized void
ratio and is shown in Figure 8.
r ( t ) = mt
05
1
0 1 2 3 L 5
V
- impervious base
q(y, T )= 1 + y2T-
2 2JT
T”’ exp loE
(*)t 2coth (f>sinh ( ) exp (T- t 2) T d t (69)
SELF-WEIGHT CONSOLIDATION 421
The integral in this equation is evaluated numerically using a simple trapezoidal rule with a
predetermined error bound (Goodwin6). The result is shown in Figure 9(a) where the normal-
ized void ratio change is plotted against the normalized solid thickness.
The degree of settlement in the present case is given by:
1 1
Y Y
0.5 0.5
0 0
0 0.5 - 1 0 0.5 - 1
q q
la) pervious base (b) impervious base
Figure 9. Normalized void ratio change 4 against normalized solid thickness y for constant deposition rate
or:
S(T)=2+T-T
3 2 I, t’coth (5T/2){2erf &T’’’)+erf ($(l-t)T’’2)-erf ($(l+t)T’’’)}d,$
The trapezoidal rule is also used here to evaluate the integral, and the result is shown in Figure
10. Again, as in the square root deposition case, the scaling factor mZ/CFsuggests that a stiff,
highly permeable soil under a fast deposition may have a consolidation state comparable with
that of a soft, low permeability soil under a slow deposition, for the factor m2/CF in both cases
may be of similar magnitude.
422 K. LEE AND G. C. SILLS
T= m2t/C,=
0.1 1 10 100 1000
0
0.5
1
Figure 10. Degree of settlement S(r) against time factor T for constant deposition rate, pervious base
The state of consolidation of the deposit, either locally as described by the normalized void
ratio change Q ( y , T ) or on average as reflected by the degree of settlement, S ( T ) ,is seen to
decrease as deposition proceeds. As an example, in Figure 10 the degree of settlement is close to
1 in the early stages of deposition, i.e. the deposit has a high consolidation state. As deposition
proceeds, with an increasing time factor, the degree of settlement decreases and in the later
stages of deposition (with a very large time factor) the deposit will have a very low consolidation
state. A similar tendency can also be observed in the normalized void ratio change, from Figure
9(d.
The effect of different deposition rates can be seen by considering the same soil, being
deposited at different speeds m land m2 with m l< m2.The consolidation state for each case is
described by different points on the same curve, since the time factor for m lis smaller than that
for m2.Thus the slower the deposition, the more advanced the consolidation state.
a4
- (0, t ) = -p
az
The solution may be shown to be
4(y,T)=---T -
m
''' ( (5> (q)
jOm (F) (y)
1'2 exp 5 tanh cosh (7)
exp - t 2 T d t - y )
where the normalized solid thickness y and the time factor T are defined in equation (66) and
equation (67).
SELF-WEIGHTCONSOLIDATION 423
The normalized void ratio change q ( y , T) follows immediately from equation (73) as
q ( y , T )= (T) 112
exp (*)los 5 tanh (y) ( y ) (+?
cosh exp d5- y (74)
S ( T ) = ~ T - ”6~tanh(tT/2)[erf
~~ ( T 1 1 2 ( 1 - ~ ) / 2 ) + e r f ( T ” 2 ( 1 + ~ ) / 2 ) ] d ~ -(75)
1
The integrals in equation (74) and equation (75) are evaluated numerically using the trapezoidal
rule as before, and the results are shown in Figure 9(b) and Figure 11 respectively. It can be seen
that, as in the pervious base case, the rate of consolidation of the deposit decelerates as
deposition proceeds.
The variation of the normalized void ratio change in the impervious base of the deposit is also
shown in Figure 11for comparison. This represents the local consolidation state in the base and
T= m2t/C,=
0.1 1 10 100 1000
0
0.5
1
Figure 11. Degree of settlement S ( r ) and normalized base void ratio change d(0,t ) against time factor T for constant
deposition rate, impervious base
is seen to be closer to unity than the degree of settlement which is a measure of the average
consolidation through the layer. Thus, at any given time, proportionately more consolidation
has occurred at the impervious base than has occurred elsewhere.
where the total solid thickness is mtl and the normalized solid thickness
y =z/mtl T = mzt/CF
The Fourier coefficients bn in equation (79) are evaluated numerically by using the trapezoidal
rule for the inner integral and a quadrature for the outer integral. The calculated degree of
settlement is shown in Figure 12 in terms of the time factor m2t/CF.The dashed curve has the
form already seen in Figure 10, and each of the solid curves indicates the subsequent
consolidation for different times t l marking the end of deposition. It can be seen that the
consolidation of the total amount of material proceeds more quickly than the original deposi-
tion, particularly for the smaller values of the time factor, where the degree of settlement has not
exceeded one half.
T = m2t+
0.I 1 10 1000
0 - I I 1
0.5
1
Figure 12. Degree of settlement S ( t ) against time factor T following end of deposition, pervious base
SELF-WEIGHT CONSOLIDATION 425
(81)
where
1 0 0
2
cn =(-1)" + ( T ~ / . R Jo) ' /Jo~ y tanh ( y ~ 1 / 2cosh
) (xyT1/2)
(2n - l ) T
x exp [ - x 2 + y 2 ) ~ 1 / 4cos
] [(2n2- '>
- 7rx] dy dx (82)
This is evaluated using the technique outlined above and is shown in Figure 13. Similar
comments may be made as for Figure 12.
T= m2t / C
0.1 1 10 100 1000
0
0.5
1
Figure 13. Degree of settlement S(r) against time factor 7'following end of deposition, impervious base
continually improves; in the square root time deposition, the consolidation state remains
constant; while, for a steady deposition, the consolidation state continually deteriorates. It thus
appears that the progress of consolidation is dictated by the mode of deposition.
Each of these three cases has been analysed in terms of different time factors, in which real
time is multiplied by parameters appropriate to the soil and the loading. It is now proposed to
define a unique time factor, in order to present a unified description of consolidation behaviour
during deposition.
(coeff. of consolidation of the soil) x (real time)
Time factor F =
(square of the current solid thickness of the layer)
It may be noted that this definition is consistent with that of the normalized solid thickness y
used throughout this paper, defined as the material coordinate z divided by the current total
solid thickness. Thus, for the instantaneously dumped fill, with zero deposition time
which is the time factor adopted in the earlier analysis, see equation (15). For the deposition
proportional to the square root of time
which is the reciprocal of the time factor adopted in the earlier analysis, see equation (68).
The degree of settlement for each of the three cases is shown in Figure 14,plotted against the
time factor F. It can be seen that the consolidation state consistently improves with increasing
values of the time factor. In the case of instantaneous deposition, where the time factor is
proportional to real time, the consolidation state also improves in real time. For the square root
time deposition, the time factor is independent of real time and there is therefore no change in
the consolidation state. That is, there will be one particular point on the curve 2 in Figure 14
associated with a particular value w. For a constant deposition rate, the real time travels in the
opposite direction to the time factor. Thus the improvement in consolidation state with time
factor implies deterioration with real time.
The relationship between the real time and the time factor F therefore provides a useful
criterion to determine how, in a particular deposition process, the consolidation state in the layer
changes. When the mode of deposition is such that the time factor F and the real time travel in
the same direction, improvement occurs as deposition proceeds. When the time factor F
increases as real time decreases, then the consolidation state in real time worsens as deposition
proceeds.
11. CONCLUSION
In order to describe soft soil consolidation, and consolidation during and after deposition, the
inclusion of the self-weight of the soil is of paramount importance. A model has been proposed
with no restriction on the magnitude of strains, and solutions presented for various cases.
SELF-WEIGHT CONSOLIDATION 427
O I
3 Instantaneous dumping
0.5 -
1
0.01 0.1 1 100
lo F
(b) drainage from surface only
Figure 14. Degree of settlement S ( t ) against unified time factor F for varying rates of deposition
Inevitably, some idealizations have to be made concerning soil parameters such as consolidation
characteristics, and in this model, the coefficient of consolidation CFhas been assumed to be
constant, and the permeability has been taken to be proportional to (1+ e), where e is the void
ratio. There is some evidence that these assumptions may hold reasonably well for some soils,
and they should be seen as the first step in producing a model to describe self-weight
consolidation. Certainly, the introduction of self-weight has produced insights into consolida-
tion behaviour that are not available with previously existing theories.
The importance of base drainage to speed the consolidation process for soil consolidating
under its own weight has been outlined in Section 4. This could substantially reduce the time
428 K. LEE AND G . C. SILLS
taken by dredged fill, dumped for reclamation, to dewater, and suggests that the deposition of
sand layers to provide such drainage could, in some circumstances, be an economic proposition.
The effect of self-weight may be less marked when an additional, external load is applied to
the soil layer, and this is studied in Section 5 . A thin stiff stratum of soil will behave in a similar
manner to that predicted by the traditional theories, so that it is only for a thick, compressible
layer that the present model need be used.
In Sections 7 and 8, soil deposition has been examined. The degree of settlement has been
defined to describe the consolidation state. It is a measure of how far the current consolidation is
from the final equilibrium state that would exist for the same amount of material. For deposition
proportional to the square root of time, the soil remains a constant consolidation state, while for
constant rate of deposition, the consolidation state worsens until the deposition ceases, and only
then improves, as shown in Section 9. This situation is examined further in Section 10,where the
definition of a unique time factor leads to the conclusion that, for any deposition rate slower than
the square root of time, the consolidation state will improve in real time; whereas rates faster
than this imply that the soil moves further from its equilibrium state as deposition proceeds.
In order to assess the applicability of this model, accurate field measurements in soft soils will
be needed, and comparisons should be made between the predictions of different consolidation
theories. The solutions in this paper have been presented in terms of normalized coordinates and
cannot be easily applied to field situations. It is, therefore, proposed to describe in a subsequent
paper the applications of this model to typical soils and to quantify further the importance of
self-weight in different situations.
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