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Chapter 7
Compressibility of Soil
Chapter 7
Consolidation is a time-dependent process of settlement of saturated clay layers located below the ground
water table by extrusion of excess water pressure generated by application of load on the foundation. Total
consolidation settlement of a foundation on clay is a function of compression index (Cc), swell index (Cs), initial
void ratio, (eO) and the average stress increase in the clay layer. The degree of consolidation for a given soil layer
at a certain time after the load application depends on its coefficient of consolidation (cv) and also on the length of
the minimum drainage path. Installation of sand drains and wick drains helps reduce the time for accomplishing
the desired degree of consolidation for a given construction project.
Specific Objectives
At the end of the lesson, the students should be able to:
1. Define compressibility of soil, contact pressure and settlement profile, fundamentals of consolidation,
void ratio – pressure plots, normally consolidated and overconsolidated clays;
2. Calculate settlement from one-dimensional primary consolidation, compression index, swell index,
secondary consolidation settlement, time rate of consolidation, coefficient of consolidation; and
3. Calculate consolidation settlement under a foundation.
Duration
Chapter/Lesson 7: Compressibility of Soil = 6 hours
(5 hours discussion; 1 hour assessment)
Lesson Proper
1 COMPRESSIBILITY OF SOIL
A stress increase caused by the construction of foundations or other loads compresses soil layers. The
compression is caused by (a) deformation of soil particles, (b) relocations of soil particles, and (c) expulsion of
1. Elastic settlement (or immediate settlement), which is caused by the elastic deformation of dry soil and of
moist and saturated soils without any change in the moisture content. Elastic settlement calculations
generally are based on equations derived from the theory of elasticity.
2. Primary consolidation settlement, which is the result of a volume change in saturated cohesive soils
because of expulsion of the water that occupies the void spaces.
3. Secondary consolidation settlement, which is observed in saturated cohesive soils and is the result of the
plastic adjustment of soil fabrics. It is an additional form of compression that occurs at constant effective
stress.
This module presents the fundamental principles for estimating the elastic and consolidation settlements
of soil layers under superimposed loadings.
The total settlement of a foundation can then be given as
ST =SC + SS + S e
where ST = total settlement
SC = primary consolidation settlement
SS = secondary consolidation settlement
Se = elastic settlement
When foundations are constructed on very compressible clays, the consolidation settlement can be several times
greater than the elastic settlement.
The relationships for determining the increase in stress (which causes elastic settlement) due to the
application of line load, strip load, embarkment load, circular load, and rectangular load were based on the
following assumptions:
The load is applied at the ground surface.
The loaded area is flexible.
The soil medium is homogenous, elastic, isotropic and extends to a great depth.
The distributions of contact pressure and the settlement profiles of a flexible and a rigid foundation resting on
sand and subjected to uniform loading are shown in Figures 11.2a and 11.2b, respectively.
P
∆ u= (11.11)
A
This value can be observed in the pressure gauge attached to the cylinder.
In general, we can write
where Ps = load carried by the spring and Pw _ load carried by the water.
From the preceding discussion, we can see that when the valve is closed after the placement of the load P,
Ps =0 and Pw =P
Now, if the valve is opened, the water will flow outward (Figure 11.5c). This flow will be accompanied by a
reduction of the excess hydrostatic pressure and an increase in the compression of the spring. So, at this time, Eq.
(11.12) will hold. However,
P
Ps >0 and Pw < P (that is, ∆ u= )
A
After some time, the excess hydrostatic pressure will become zero and the system will reach a state of
equilibrium, as shown in Figure 11.5d. Now we can write
With this in mind, we can analyze the strain of a saturated clay layer subjected to a stress increase (Figure
11.6a). Consider the case where a layer of saturated clay of thickness H that is confined between two layers of
sand is being subjected to an instantaneous increase of total stress of ∆σ. This incremental total stress will be
transmitted to the pore water and the soil solids. This means that the total stress, ∆σ, will be divided in some
proportion between effective stress and pore water pressure. The behavior of the effective stress change will be
similar to that of the spring in Figure 11.5, and the behavior of the pore water pressure change will be similar to
that of the excess hydrostatic pressure in Figure 11.5. From the principle of effective stress, it follows that
'
∆ σ=∆ σ +∆ μ (11.13)
Because clay has a very low hydraulic conductivity and water is incompressible as compared with the soil
skeleton, at time t = 0, the entire incremental stress, ∆ σ , will be carried by water (σ =∆ μ) at all depths (Figure
11.6b). None will be carried by the soil skeleton—that is, incremental effective stress (∆ σ ' ) = 0.
After the application of incremental stress, ∆ σ , to the clay layer, the water in the void spaces will start to
be squeezed out and will drain in both directions into the sand layers. By this process, the excess pore water
pressure at any depth in the clay layer gradually will decrease, and the stress carried by the soil solids (effective
stress) will increase. Thus, at time 0 < t < ∞,
'
∆ σ=∆ σ +∆ μ (∆ σ ' > 0 and ∆ μ< ∆ σ )
However, the magnitudes of ∆ σ ' and ∆ μ at various depths will change (Figure 11.6c), depending on the
minimum distance of the drainage path to either the top or bottom sand layer.
Theoretically, at time t = ∞, the entire excess pore water pressure would be dissipated by drainage from
all points of the clay layer; thus, ∆ μ = 0. Now the total stress increase, ∆ σ , will be carried by the soil structure
(Figure 11.6d). Hence,
'
∆ σ=∆ σ
This gradual process of drainage under an additional load application and the associated transfer of excess
pore water pressure to effective stress cause the time-dependent
settlement in the clay soil layer.
Step 1: Calculate the height of solids, Hs, in the soil specimen (Figure 11.9) using the equation
Ws Ms
Hs= = (11.14)
A G s Y w A G s ρw
where W s = dry weight of the specimen
Ms = dry mass of the specimen
A = area of the specimen
Gs = specific gravity of soil solids
Yw = unit weight of water
ρw = density of water
Step 3: Calculate the initial void ratio, e o, of the specimen, using the equation
V v Hv A H v
e o= = = (11.16)
V s H s A Hs
(∆ H 1 is obtained from the initial and the final dial readings for the loading.)
It is important to note that. At the end of consolidation, total stress σ 1 is equal to
'
effective stress σ 1.
Step 5: Calculate the new void ratio after consolidation caused by the pressure increment as
e 1=e o−∆ e 1 (11.18)
∆ H2 (11.19)
e 2=e 1−
Hs
At this time, σ 2= effective stress, σ 2.
'
A soil in the field at some depth has been subjected to a certain maximum effective past pressure in its
geologic history. This maximum effective past pressure may be equal to or less than the existing effective
overburden pressure at the time of sampling. The reduction of effective pressure in the field may be caused by
natural geologic processes or human processes. During the soil sampling, the existing effective overburden
pressure is also released, which results in some expansion. When this specimen is subjected to a consolidation
test, a small amount of compression (that is, a small change in void ratio) will occur when the effective pressure
applied is less than the maximum effective overburden pressure in the field to which the soil has been subjected in
This relationship can be verified in the laboratory by loading the specimen to exceed the maximum
effective overburden pressure, and then unloading and reloading again. The e–log σ 'plot for such cases is shown
in Figure 11.12, in which cd represents unloading and dfg represents the reloading process.
This leads us to the two basic definitions of clay based on stress history:
1. Normally consolidated, whose present effective overburden pressure is the maximum pressure that the
soil was subjected to in the past.
2. Overconsolidated, whose present effective overburden pressure is less than that which the soil
experienced in the past. The maximum effective past pressure is called the preconsolidation pressure.
'
Casagrande (1936) suggested a simple graphic construction to determine the preconsolidation pressure σ c
from the laboratory e–log σ 'plot. The procedure is as follows (see Figure 11.13):
1. By visual observation, establish point a, at which the e–log σ ' plot has a minimum radius of curvature.
2. Draw a horizontal line ab.
3. Draw the line ac tangent at a.
4. Draw the line ad, which is the bisector of the angle bac.
5. Project the straight-line portion gh of the e–log σ ' plot back to intersect line ad at f.
'
The abscissa of point f is the preconsolidation pressure, σ c.
σ '1
OCR= (11.20)
σ'
'
where σ 1 = preconsolidation pressure of a specimen
'
σ = present effective vertical pressure
where V 0 and V 1, are the initial and final volumes, respectively. However, the change in the total volume is equal
to the change in the volume of voids, ∆ V v. Hence,
∆ V =S c A=V v −V v =∆ S c
0 1
(11.26)
where V v and V v , are the initial and final void volumes, respectively. From the definition of void ratio, it follows
0 1
that
∆ V v =∆ eV s (11.27)
For normally consolidated clays that exhibit a linear e−log σ ' relationship (see Figure 11.14)
[
∆ e=Cc log ( σ c + ∆ σ ) −log σ c
' ' '
] (11.30)
where C c = slope of the e−log σ ' plot and is defined as the compression index. Substitution of Eq. (11.30) into
Eq. (11.29) gives
( )
' '
Cc H σ c +∆ σ
Sc = log (11.31)
1+e o '
σc
In overconsolidated clays (see Figure 11.15), for, field variation will be along the line, the slope of which
will be approximately equal to that for the laboratory rebound curve. The slope of the rebound curve is referred to
as the swell index; so
[
∆ e=Cs log ( σ 'c + ∆ σ ' )−log σ 'c ] (11.32)
( )
' '
Cs H σ o +∆ σ
Sc = log (11.33)
1+e o '
σo
( )
' ' '
Cs H σ c +C c H σo+ ∆ σ
Sc = log ' log (11.34)
1+e o σ o 1+e o σc
'
7 COMPRESSION INDEX
The compression index for the calculation of field settlement caused by consolidation can be determined by
graphic construction (as shown in Figure 11.14) after one obtains the laboratory test results for void ratio and
pressure.
Skempton (1944) suggested the following empirical expression for the compressionindex for undisturbed
clays:
C c =0.0009(¿−10) (11.35)
Several other correlations for the compression index are also available. They have been developed by
tests on various clays. Some of these correlations are given in Table 11.6.
On the basis of observations on several natural clays, Rendon-Herrero (1983) gave the relationship for the
compression index in the form
( )
2.38
1.2 1+e o
C c =0.1416 s (11.36)
Gs
C c =0.2343 [ ]
¿ ( %)
100
Gs (11.37)
Based on the modified Cam clay model, Wroth and Wood (1978) have shown that
C c ≈ 0.5 G s [ PI ( % )
100 ] (11.38)
8 SWELL INDEX
C s=0.0463 [ ]
¿ (%)
100
Gs (11.41)
Based on the modified Cam clay model, Kulhawy and Mayne (1990) have shown that
PI
Cc≈ (11.42)
370
Typical values of the liquid limit, plastic limit, virgin compression index, and swell index for some
natural soils are given in Table 11.7.
∆e ∆e
C α= = (11.43)
log t 2 −log t 1 log ( t 2 /t 1 )
'
Ss =C α H log ()t2
t1
(11.44)
and
' Cα
C α= (11.45)
1+ e p
where e p = void ratio at the end of primary consolidation (see Figure 10.20)
H = thickness of clay layer
The general magnitudes of C 'α as observed in various natural deposits (also see Figure 11.21) are as
follows:
Overconsolidated clays = 0.001 or less
Normally consolidated clays = 0.005 to 0.03
Organic soil = 0.04 or more
'
Mersri and Godlewski (1977) compiled the ratio of C α /C c for a number of natural
clays. From this study, it appears that C α /C c for
'
Figure 11.22a shows a layer of clay of thickness 2 H dr (Note: H dr = length of maximum drainage path)
that is located between two highly permeable sand layers. If the clay layer is subjected to an increased pressure of
∆ σ , the pore water pressure at any point A in the clay layer will increase. For one-dimensional consolidation,
water will be squeezed out in the vertical direction toward the sand layer.
Figure 11.22b shows the flow of water through a prismatic element at A. For the soil element shown,
or
∂vz ∂V
dx dy dz= (11.46)
∂z ∂t
−∂ h k ∂u
v z=ki= = (11.47)
∂ z γw ∂ z
where u=¿ excess pore water pressure caused by the increase of stress.
[ 2 uo
( )]
m=∞
Mz −M
u= ∑
2
Tv
sin e (11.57)
m=0 M H dr
where m = an integer
M =( π / 2 )( 2 m+1 )
uo = initial excess pore water pressure
Cv 1
T v= 2
=time factor (11.58)
H dr
Equations (11.57) and (11.59) can be combined to obtain the degree of consolidation at any depth z . This
is shown in Figure 11.23.
The average degree of consolidation for the entire depth of the clay layer at any time t can be written
from Eq. (11.59) as
2 H dr
U=
Sc (f )
=1−
( ) 1
∫ u dz
2 H dr 0
z
(11.60)
Sc uo
( )
2
π U%
For U =0 ¿ 60 % , T v = (11.62)
4 100
For U > 60 % , T v =1.781−0.933 log ( 100−U % ) (11.63)
Square-Root-of-Time Method
In the square-root-of-time method, a plot of deformation against the square root of time is made for the
incremental loading (Figure 11.26). Other graphic constructions required are as follows:
Hyperbola Method
In the hyperbola method, the following procedure is
recommended for the determination of C v .
Step 1: Obtain the time t and the specimen
deformation ( ∆ H ) from the laboratory
consolidation test.
Step 2: Plot the graph of t /∆ H against t as
shown in Figure 11.27.
Step 3: Identify the straight-line portion bc and
project it back to point d . Determine the
intercept D .
Step 4: Determine the slope m of the line bc .
Step 5: Calculate C v as
( )
2
m H dr
C v =0.3
D
(11.68)
Note that because the unit of D is time/length and the unit of m is (time/length)/time 1/length, the unit of
C v is
( length
1
) ( length ) ( length )
2
2
( length )
time time
The hyperbola method is fairly simple to use, and it gives good results for U =60 ¿ 90 %.
In most cases, for a given soil and pressure range, the magnitude of C v determined by using the logarithm-of-
time method provides lowest value. The highest value is obtained from the early stage log-t method. The
CONCLUSION
Elastic settlement of a foundation is primarily a function of the size and rigidity of the foundation, the modulus of
elasticity, the Poisson’s ratio of the soil, and the intensity of load on the
foundation.
Consolidation is a time-dependent process of settlement of saturated clay layers located below the ground
water table by extrusion of excess water pressure generated by application of load on the foundation. Total
consolidation settlement of a foundation on clay is a function of compression index ( C C), swell index (C s), initial
void ratio, (e 0) and the average stress increase in the clay layer. The degree of consolidation for a given soil layer
at a certain time after the load application depends on its coefficient of consolidation ( C v ) and also on the length
of the minimum drainage path. Installation of sand drains and wick drains helps reduce the time for accomplishing
the desired degree of consolidation for a given construction project.
There are several case histories in the literature for which the fundamental principles of soil
compressibility have been used to predict and compare the actual total settlement and the time rate of settlement
of soil profiles under superimposed loading. In some cases, the actual and predicted maximum settlements agree
remarkably; in many others, the predicted settlements deviate to a large extent from the actual settlements
observed. The disagreement in the latter cases may have several causes:
1. Improper evaluation of soil properties
2. Nonhomogeneity and irregularity of soil profiles
3. Error in the evaluation of the net stress increase with depth, which induces settlement
The variation between the predicted and observed time rate of settlement may also
be due to
Improper evaluation of cv (see Section 11.13)
Presence of irregular sandy seams within the clay layer, which reduces the length of
the maximum drainage path, H dr
REFERENCES
1. Das, Braja M. 2010. Principles of Geotechnical Engineering, 7 th Edition.