Professional Documents
Culture Documents
Medieval Islamic society set great store by the transmission of history: to edify,
argue legal points, explain present conditions, offer political and religious
legitimacy, and entertain. Modern scholars, too, have had much to say about the
usefulness of early Islamic history-writing, although this debate has traditionally
focused overwhelmingly on the central Islamic lands.
This book looks instead at local and regional history-writing in medieval Iberia.
Drawing on numerous Arabic texts – historical, geographical, and biographical –
composed and transmitted in al-Andalus, North Africa, and the Islamic east
between the ninth and fourteenth centuries, Nicola Clarke offers a nuanced and
detailed analysis of narratives about the eighth-century Muslim conquest of Iberia.
Comparing how individual episodes, characters, and themes are treated in different
texts, and how this treatment relates to intellectual debates, literary trends, and
socio-political conditions at the time of writing, she shows how competing priori-
ties shaped myriad variations on a single story and how the scholars and patrons
of a corner of the Islamic world distant from Baghdad viewed their own history.
Offering a framework in which historians of Christian Iberia (and of Christian
Europe more generally) can approach and make sense of culturally-significant
texts from Muslim Iberia, this book will also be relevant to broader debates about
the historiography of early Islam. As such, it will be of great interest to scholars
of historiography, world history, and Islamic studies.
Nicola Clarke is a Research Fellow at Wolfson College, Oxford, UK, and teaches
in the history department at Lancaster University, UK.
Culture and Civilization in the Middle East
General Editor: Ian Richard Netton
Professor of Islamic Studies, University of Exeter
This series studies the Middle East through the twin foci of its diverse cultures and
civilizations. Comprising original monographs as well as scholarly surveys, it covers
topics in the fields of Middle Eastern literature, archaeology, law, history, philos-
ophy, science, folklore, art, architecture, and language. While there is a plurality of
views, the series presents serious scholarship in a lucid and stimulating fashion.
Qurʾan Translation
Discourse, texture and exegesis
Hussein Abdul-Raof
PUBLISHED BY ROUTLEDGE
3. Arabic Rhetoric
A pragmatic analysis
Hussein Abdul-Raof
6. Original Islam
Malik and the madhhab of Madina
Yasin Dutton
7. Al-Ghazali and the Qurʾan
One book, many meanings
Martin Whittingham
Nicola Clarke
First published 2012
by Routledge
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© 2012 Nicola Clarke
The right of Nicola Clarke to be identified as author of this work has
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of the Copyright, Designs and Patents Act 1988.
All rights reserved. No part of this book may be reprinted or
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British Library Cataloguing in Publication Data
A catalogue record for this book is available from the British Library
Library of Congress Cataloging in Publication Data
Clarke, Nicola, 1980-
The Muslim conquest of Iberia : medieval Arabic narratives / Nicola
Clarke.
p. cm. — (Culture and civilization in the Middle East ; 30)
Includes bibliographical references and index.
ISBN 978-0-415-67320-4 (hardback) — ISBN 978-0-203-18089-1
(ebook) 1. Spain—History—711-1516—Early works to 1800. 2.
Spain—History—711-1516—Historiography. 3. Muslims—Spain—
History—Early works to 1800. 4. Muslims—Spain—
Historiography. 5. Manuscripts, Arabic—Spain. 6. Manuscripts,
Arabic—Africa, North. I. Title.
DP103.C58 2011
946'.02—dc23
2011022788
Acknowledgements xi
Abbreviations xiii
List of authors and rulers xvii
Introduction 1
The conquest of Iberia: outline of events 5
Notes 156
Bibliography 209
Index 238
Acknowledgements
I have been living with the tales of the Muslim conquest of Iberia for so long, now,
that it is hard to know where to begin in acknowledging the help and inspiration I
have received over the years. The biggest debt of gratitude is owed to my inesti-
mable doctoral supervisor, Chase Robinson (not least for teaching me the value of
lengthy conclusions . . .). During my undergraduate years at the University of St
Andrews, and as a graduate at the University of Oxford, I have been lucky enough
to be encouraged, supported and challenged by a host of brilliant teachers and
scholars: including, but not limited to, Hugh Kennedy (with whom I began serious
study of medieval Iberia, and who has been unstintingly generous with his time
ever since) and Chris Given-Wilson at the former, and Adam Silverstein (who
examined the thesis and offered advice on publishing it), Judith Pfeiffer (a
thoughtful and exacting reader of my work in my early years as a graduate
student), Jeremy Johns, Nadia Jamil, and Christopher Melchert at the latter.
Finally, no graduate student’s life would be complete – or bearable – without
fellow students with whom to share ideas (and fears) over coffee and/or beer; I am
thinking chiefly of Harry Munt and Pascal Held, here, but they stand for many
more.
Maribel Fierro and Eduardo Manzano Moreno offered bibliographical advice at
an early stage, and more recently Ann Christys gave me some invaluable sugges-
tions on Cordoba. Almost invariably, Oxford’s libraries – especially that of the
Oriental Institute – supplied whatever I asked for, and much more besides. Petra
Sijpesteijn, Andrew Marsham, Alex Woolf, Javier Martinez, Graham Barrett, and
Robert Portass all invited me to speak at various conferences and seminars, and
the finished article is much the better for these opportunities to present my work
in progress and have conversations about it. Parts of chapters three and six have
previously appeared in my article, ‘Medieval Arabic accounts of the conquest of
Cordoba: creating a narrative for a provincial capital’, Bulletin of the School of
Oriental and African Studies 74 (2011), pp. 41-57; thanks to Elizabeth Gant and
the reviewers of that journal for extremely useful feedback, and to Cambridge
University Press for the permission to reprint the material. Staying with permis-
sions: thanks to Kenneth Wolf for allowing me to use several substantial passages
from his translations collected in Conquerors and Chroniclers of Medieval Spain
(Liverpool: Liverpool University Press, 1999).
xii Acknowledgements
While revising the manuscript for publication, I have also benefitted greatly
from the enthusiasm and spontaneous generosity of my own graduate students:
Edward Zychowicz-Coghill turned up a PhD thesis on Ibn ʿAbd al-Ḥakam; Joshua
Olsson read Chapter 4 and pointed me towards E. J. van Donzel and Andrea B.
Schmidt’s Gog and Magog in Early Christian and Islamic Sources (Leiden: Brill,
2010), although unfortunately I did not have time to incorporate their findings
here; and, most significantly, Ryan Lynch volunteered – quite out of the blue – to
compile the index.
An army of proofreaders gave their time selflessly just before submission of the
thesis: Anne Clarke, Angharad Fenton-May, Niall Harrison, Lucy Kershaw, Harry
Munt (who spotted an embarrassing mistake, and pointed me towards the carpet
in al-Ṭabarī), Ian Snell (who, astonishingly, read the whole thing), Chris Wareing,
and Shana Worthen. For their expert help in turning the thesis into a monograph,
I must thank Suzanne Richardson, Joe Whiting, Ian Netton and all at Routledge;
Donna White and Heather Cushing for typesetting; and Eileen Power for sharp-
eyed (and rapid) copy-editing. Mistakes, inconsistencies, and general wronghead-
edness that remain are, of course, my own. In some cases, stubbornly so.
Finally, thanks to Guy Kay, whose novel The Lions of Al Rassan is in many
ways ultimately responsible for all of this. Thank you to my parents, Anne and
Howard, and my brother Mike, for support and (affectionate) mockery in roughly
equal measure.
This is for Niall ‒ for making sure I continued to eat and sleep, and for
everything else.
Abbreviations
Arabic texts
Items marked with an asterisk are multiple-volume texts with continuous pagina-
tion or paragraph notation throughout; references in the notes are therefore given
without a volume number.
Persian texts
References will be given in the format ‘pp. [page number of translation]/[page
number of text]’. Quotations come from the translations.
Abbreviations xv
Chachnāma Fathnamah-i Sind, ed. N.A. Baloch, Islamabad: Islamic
University, 1983; tr. by M. Kalichbeg Fredunbeg as The
Chachnama: an ancient history of Sind, Delhi: Idarahī
Adabiyatī Delli, 1979 (rpt).
Al-Narshakhī Al-Narshakhī, Tārīkh-i Bukhārā, ed. M. Razavī, Tehrān:
Bunyād-i Farhang-i Īrān, 1973; tr. by R.N. Frye as The
History of Bukhārā, Princeton, NJ: Markus Wiener
Publishing Inc, 2007 (rpt).
Authors
Andalusī Non-Andalusī
The conquest of Iberia in 711, by an Arab and Berber force under the banner of
Islam, was a source of endless fascination for medieval chroniclers, whether they
were writing fifty years after the event, or five hundred.1 Christian or Muslim, in
Latin or Arabic, within Iberia or beyond it, authors and editors set out their stalls
– ideological, theological, political, juridical – in the way they wrote about the
conquest, painting it variously as a dreadful calamity, an act of God, high adven-
ture, or the careful foundation of later administration. For most, it was the start of
a new era – destiny, or its subversion – and for all concerned, its significance lay
in its presentation and interpretation: in what might be done with it.
The central aim of this study is to carry out a contextualization and close reading
of medieval narratives of the Islamic conquest of Iberia, in order to explore how
the story of the conquest was told and retold for a variety of audiences and a
variety of purposes, together with the ways in which some of the key elements of
the narratives functioned in support of these purposes. The focus will be on the
conceptual and propagandistic currents at work in the narratives, whether actively
invoked by historians – using the material to make juridical points, for example,
or to extol the greatness of al-Andalus (Muslim Iberia) and its Umayyad rulers –
or implicit in their methods and means of retelling, such as formulaic descriptions
of sieges, or the use of a providential framework within which to understand the
success of the conquest armies. The texts under examination are primarily Arabic
works that were compiled or composed within the Muslim historiographical tradi-
tion, with selected examples from Latin and Castilian. They range in date from the
mid-eighth century to the fourteenth, although limited use will be made of certain
later writers, including al-Maqqarī (d. 1632), a Maghribi émigré to the east whose
nostalgia for al-Andalus drove him to preserve large parts of earlier works that are
otherwise lost.
Scholarly approaches to the early Islamic historical tradition have in recent
years tended to come from two angles, which might be characterized as ‘opti-
mistic’ and ‘sceptical’. Proponents of the first view hold that while some elements
of the texts may be implausible and anachronistic, and most of our extant exam-
ples come from well after the events described, we can nonetheless reconstruct a
factual core of material if we reject obvious miracles and compare different
chronologies of events; furthermore, the techniques and priorities of transmission
2 Introduction
within the tradition were such that accuracy and preserving the words of revered
predecessors were prized, militating against forgery or careless memorization.2
The sceptical view, meanwhile, expressed most compellingly by Patricia Crone,
holds that the tradition of early Islamic history as it stands is largely useless, repre-
senting nothing more ‘authentic’ than the late (that is, ninth- and tenth-century)
crystallisation of furious debates on issues alien to the seventh century, built upon
imaginary ideas of the past, and subject to systemic if not systematic forgery – a
stance that has been supported recently by scholars, such as Stefan Leder, who
take a more literary approach to the chronicles.3 My own thinking is, as will be
obvious, rather closer to the second than the first; Albrecht Noth’s work on topoi
(recurring motifs or clichés) in accounts of the seventh-century Islamic conquests,
and the way formula shaped how medieval chroniclers wrote the world, was a
formative influence on the way I approach medieval Islamic historical texts.4
Nevertheless, I hope to demonstrate that an analysis like Noth’s, however
illuminating it is for the seventh century and the early Islamic heartlands of
Arabia, Syria, and Iraq, cannot be translated straightforwardly to conquest
narratives from other parts and periods of the Islamic tradition. Firstly, the circum-
stances of the eighth century, when the conquest of al-Andalus took place, were
different. Simply because conquest narratives are formulaic does not mean that
they have no correspondence whatsoever with the real world; as Chase Robinson
has recently demonstrated, a topos can be a topos and still have a basis in events.5
Secondly, the later writers’ approaches to this period were different. To assume
that conquest accounts are all formulaic in exactly the same way and for the same
reasons is to take the medieval Islamic tradition at its word when it claims to be
composed entirely of disinterested vessels for the insights of the past. As Matthew
Innes noted with regard to Europe in this period, we underestimate the sophistica-
tion of medieval authors at our peril; they were not blank slates, nor did they
operate in cultural and political vacuums.6 To dismiss the Arabic sources almost
out of hand, moreover, as Roger Collins does, is to ignore what the writing of
history on the margins of the Islamic world – that is, in regions like al-Andalus –
has to offer us.7
There can be no doubt that the Arabic and Latin accounts of the conquest of
Iberia are highly programmatic productions, born of cultural imperatives and
ideologies that gave preference to many things ahead of facts. Like all historical
narratives, these texts alter their subject simply by the act of retelling it. (So,
unavoidably, will I, when I attempt to contextualize the circumstances of their
composition.8) These texts’ content is drawn from a shared pool of remembrance:
ideas about past events sufficiently important – ‘true’, if not always factual – to
the identity of the community that they were preserved within its collective
memory by repeated debate and discussion.9 Putting such events into a narrative
is necessarily part of both oral and written retellings; even such atomized chunks
of collective memory as the ḥadīth, reports of the Prophet Muḥammad’s words
and deeds, are frequently given a narrative context, to aid understanding or to
enhance their air of authenticity: ‘the day before the battle of X, suchabody asked
the Prophet . . .’.10 But narrativisation imposes a structure and pattern on a past
Introduction 3
that in reality lacked such order11 – a structure that, as a rule, was in line with the
self-identity that the community, or the individual author, wished to preserve or
promote, since it offered a narrative of the past against which the present could be
interpreted.12
But as Ruth Morse has argued cogently in the context of the medieval Latin
west,13 the use of structural formulae and clichéd content in the composition of
texts does not inherently choke off all particularity, creativity, or even factuality.
The texts do, it is true, construct and distort the past in line with a series of implicit
and explicit goals, many of which can be detected, explored and accounted for,
and which might, indeed, be more interesting than learning ‘what actually
happened’, at least to this scholar: entertainment, edification, explanation, legal
argumentation, a providential and triumphal view of history, the creation of
provincial identity distinct from the centre. Yet historical texts are not purely
literary – they are, as Rosamund McKitterick comments, at least a memory of
reality14 – and even literary construction is context-specific. Writing history is
fundamentally exegesis of the past for the present and, contrary to Noth’s conten-
tion, topoi are not, always, used in the same ways and for the same reasons.15
A tenth-century, deeply-traditionalist jurist based in Baghdad, such as al-Ṭabarī
(d. 923), manifestly approached his Taʾrīkh (‘History’) in a very different way
than did, say, Cordoba-based grammarian Ibn al-Qūṭīya (d. 977). They may have
been educated in similar ways, shared many of the same assumptions, and built
their work largely from the reports of those who came before them – which in turn
were undoubtedly composed of many of the same outline stories with the names
and a few details changed – but the results of their endeavours hint at very
divergent aims and display very different takes on the material. Whereas al-Ṭabarī
apparently considered Iberia so peripheral as to be worth no more than a
handful of lines in his account – a distraction from key themes such as the
pre-Islamic prophets, the career of Muḥammad, and the trajectory of the
caliphate and its opponents – for Ibn al-Qūṭīya, al-Andalus and its rulers were
central. He was a western writer whose patrons, the Umayyad dynasty, were the
losers in al-Ṭabarī’s history, and whose ancestors, the Visigothic kings, were
losers in his own polity; his advocacy was thus for another set of heroes in
another part of the world, and the terms in which he expressed his advocacy were
tailored to his environment.
This is not to say that any single text is wholly and indisputably the product of
an identifiable author with a unified vision. Virtually all works in the late antique
and medieval periods, in both the Christian and the Islamic world, are in some
senses palimpsests. Compilers and authors drew on their predecessors and were
reworked by their successors, promiscuously and sometimes without acknow-
ledgement, such that even pinning down a broad context for composition can be
difficult.16 This, coupled with the fact that many compilers juxtaposed divergent
stories without necessarily passing judgement on them, means that Arabic
conquest narratives contain numerous and conflicting viewpoints. Often these
viewpoints can be identified, however, and neither they nor their context(s) are
completely obliterated by the use of conventional stereotypes or formulae of
4 Introduction
narrative progression; rather, the forms can mean different things in different
contexts, even when they look the same. A siege narrative topos applied to both
Damascus and Cordoba, in texts written centuries apart, is not the ‘same’ story,
even if many elements are shared and the reality of the situation is long lost.17 For
example, a common feature of such narratives, routine emphasis on the central-
ized control of the caliph, can function differently when the caliph placed in that
formula, by an Andalusī writer, is an ancestor of the usurped Umayyad dynasty
ruling in diminished provincial splendour in Cordoba, than when it is, say, ʿUmar
b. al-Khaṭṭāb (r. 634–44) and the writer is a Baghdādī subject of the ʿAbbāsids,
secure in the glittering capital of an empire. For the Andalusī writer in this case,
the topos is a context-specific statement about provincial identity and politics,
rather than – as for the Baghdādī – the abstract ideal of a paradigmatic figure
doing paradigmatic things (although it might be that as well).
In order to set the scene, chapter one will discuss how the first wave of Muslim
conquests, most of which took place in the mid-seventh century, were understood
and conveyed by their earliest non-Muslim chroniclers; that is, within a providen-
tial, polemical, and at times apocalyptic framework that fed into the way Muslims
themselves conceived of, and wrote about, their history. In the second chapter I
shall look at how the historiographical tradition developed in the Islamic world,
how it shaped the ways in which events such as the conquest of Iberia could be
described, and how information about, and constructions of, that particular
conquest were transmitted to those writers whose works we can still access. Of
particular interest, here and in subsequent chapters, will be the question of how far
the formal conventions and expectations of history-writing dictated what was
said, and how, about the conquest of Iberia, against the particularities of what
Andalusī authors and audiences might wish to remember differently.
The key elements, those symbols and narrative strategies that both stand out
from these texts and make the story what it is, may be divided into two types: the
broad themes that influenced what was included in the texts, and the motifs
through which these themes are expressed. Chapter three deals with the first of
two selected themes: how Islamic society imagined, and coped with, ‘outsiders’.
In the Andalusī context outsiders largely meant mawālī (non-Arab clients, usually
converts to Islam, or their descendants) and muwalladūn (freeborn converts or
‘indigenous’ Iberian Muslims), which had important implications for the ethnic
composition of al-Andalus and for state and society’s frequently problematic rela-
tionship with the peoples conventionally known as the Berbers. This issue lies in
the background of the whole story, but finds narrative dramatization in the conflict
between the two main figures in the Muslim conquest army: Mūsā b. Nuṣayr,
conqueror and governor of the Maghrib, and Ṭāriq b. Ziyād, his Berber mawlā
who launched the Spanish expedition. Chapter four, meanwhile, explores the
Iberian Peninsula’s position on the periphery of the Islamic world, as a locus for
legend, danger and all manner of ʿajāʾib (marvels) at the western edge of civiliza-
tion, the place where the sun disappears and the Ocean lurks. Such preoccupations
of the historical, and to some extent geographical, tradition about the periphery
shaped how al-Andalus was described and the anecdotes that were accepted as
Introduction 5
information about the conquest, producing a layer of more overtly-fantastical
causation than is generally seen in Muslim historiography for this period.
The first of my chosen motifs, and the subject of chapter five, exemplifies the
operation of both these themes. This is the ‘Table of Solomon’, an artefact from
Solomon’s Temple supposedly found in the course of the invasion. That the Table
should turn up during the conquest of Toledo is, almost without exception,
accepted unquestioningly by a tradition wherein such objects of wonder and pres-
tige abound at the edge of the world. That it is also an object of great value, and
one found by the Berber rather than by his patron, makes it a battleground and a
symbol of Arab–Berber relations, or of Berber relations with ‘authority’ more
generally; furthermore, its story provides a display of Umayyad authority and
justice, and a juridical lesson about permissible looting. The second motif – found
in chapter six – is that common topos of invasion narratives, the traitor who
causes or enables conquest, and its close cousin, the kidnapping of women as a
provocation to war. On one level, anecdotes of treachery in Arabic sources share
conceptual ground with the classical and late antique convention of locating single
causes grounded in human virtue or vice for great events; depending on one’s
perspective, they serve as either explanation or justification for the conquest. On
another level, in the Islamic tradition such stories are often concerned not only
with the act of treachery or collaboration, but also with its grounding and
protection in law – usually marked in the text by the formal device of a treaty or
an amān (a grant of safe-conduct) – and with the capacity in which the collab-
orator joins Islamic society. Finally, the traitor also provides commentary on the
issue of proper authority raised by the Table of Solomon, although here the
implications are, as so often elsewhere in the sources, for the taxation status of
the land in question during the period when the history was being recorded.
The final chapter applies all of these themes and questions to the historiography
of contemporary conquests in Transoxania (central Asia) and Sind (northern
India), in an attempt to see if shared historical problems – the greater distance for
communications, the autonomy of commanders in the field, the large amounts of
plunder, and the changing of the guard in the provinces that ensued when Sulaymān
succeeded his brother al-Walīd as Umayyad caliph – are reflected in shared his-
toriographical frameworks and topoi. Are there distinctively eighth-century
themes in these conquest narratives, and, if so, are they purely the result of how
the history was written in later centuries, or do they reflect some genuine early
Islamic circumstance?
And there shall be a fourth kingdom, strong as iron; just as iron crushes and
smashes everything, it shall crush and shatter all these. [. . .]
And in the days of those kings the God of heaven will set up a kingdom that
shall never be destroyed, nor shall this kingdom be left to another people.23
Suffering will be the lot of believers until a fifth kingdom, triumphant through
God’s favour, emerges to rule until the end of time. The identity of this fifth
kingdom, as of the previous four, was repeatedly revised by later writers to suit
the circumstances of their time; for the Jews, for example, the fifth kingdom
was to be their own, but for early Christians it was the Church, or the Christian
Roman Empire.
History, for late antique writers, showed God at work in the world, rewarding
those who believed and acted correctly and punishing those who did not. It could
therefore provide guidance and succour to the faithful in difficult times, and serve
as ammunition in the intensive inter-denominational theological debate that
convulsed the Christian world – and, likewise, Christian relations with Pagans,
Jews, and eventually Muslims – in this period. The techniques of history-writing
could, moreover, be employed to verify or denounce arguments of more dubious
authority,24 in a manner that foreshadows Muslim interest in biography and history
for the purposes of assessing ḥadīth (traditions about the Prophet). Into the seventh
century and beyond, the mode of engagement and the language of expression was
firmly oriented by religion, just as its writers were now educated not in the
classical system of old, but through monasteries and with the aid of libraries
The historiographical backdrop 11
that combined classical and Christian teachings. At the root of all this was the idea
that history showed a war of finite duration between good and evil: it had a clear
beginning, at creation, and would also have a clear end; until then, the believer
had to be on guard against those who would tempt him away, and continually
aware that everything happened for a divine reason. Accordingly, the influence
of the supernatural – whether beneficent or ill-intentioned – became increasingly
pronounced in later writings; the ‘other world’ and how it interacted with humanity
in the battle for souls was continually on these writers’ minds.25
A recurring theme in the following chapters will be that Islamic historiography,
too, undoubtedly partook of this providential worldview, in which human history
moved on a religious trajectory and was part of cosmic history.26 The influence of
this ran from the basic, but fundamental, level of understanding the conquests as
the fulfilment of the Prophet Muḥammad’s revelations – and the coming of the
Prophet as the beginning of a new era, to which all previous history had been
merely prelude27 – to a more generalized sense of the supernatural at work. While
Islamic historiography, aside from Prophetic biography (sīra), rarely seems to
have gone in for the sort of interventionist miracles beloved of Christian chron-
icles and saints’ lives,28 a strand of the otherworldly can be seen in the Iberian
conquest narratives: Mūsā’s familiarity with astrology and his ability to foretell
triumph or disaster,29 Ṭāriq’s dream of the Prophet assuring him that Iberia was
destined for Islam,30 and anecdotal tales of magical statues and forbidding cities.31
[D]uring that very night the army of Heraclius was smitten by the sword of
the Lord: 52,000 of his men died where they slept. When, on the following
day, at the moment of joining battle, his men saw that so large a part of their
force had fallen by divine judgement, they no longer dared advance on the
Saracens but all retired whence they came. The Saracens proceeded – as was
their habit – to lay waste the provinces of the empire that had fallen to them.
They were already approaching Jerusalem. Heraclius felt himself impotent to
resist their assault and in his desolation was a prey to inconsolable grief. The
unhappy king abandoned the Christian faith for the heresy of Eutyches [i.e.,
Monotheletism] and married his sister’s daughter. He finished his days in
agony, tormented with fever.42
The historiographical backdrop 13
The conquests, in this account, are simply something to be endured: they are part
of an inscrutable divine plan (‘the sword of the Lord’), a consequence of the
nature of barbarians (‘as was their habit’), and a test of humankind, which
Heraclius fails when he abandons orthodoxy out of despair. This attitude is carried
over into the eighth-century continuations of the narrative, although there the
tone is more triumphal since the events being described – and explicitly paralleled
with the Biblical story of Jericho – are Charles Martel’s (d. 741) successful
campaigns against the Muslims (‘with Christ’s help, who alone gives victory and
salvation’).43
The self-absorption of the Fredegar chroniclers, in which anything that Arabs
do is only of importance insofar as it is an expression of the will of the Christian
God and has an impact on Christian life, is full-blown solipsism in many works of
the second type of response to Islam. Often these predate Fredegar, but they give
greater weight to events, tending to have been written by people in the thick of
them. In type two, the Muslims are only an instrument of divine will, and allowed
no agency; chroniclers and apocalypse writers alike assume that Christian commu-
nities have brought the conquests on themselves through sin, or that their
theological opponents did so through heresy. An early member of the former
camp was Sophronius, patriarch of Jerusalem, whose sermons in the mid-630s,
ahead of the city’s fall in 638, were peppered with statements like ‘the Saracens
who, on account of our sins, have now risen up against us’, and ‘[w]e are ourselves,
in truth, responsible for all these things and no word will be found in our defence.’44
The only deliverance from the Arabs and other such trials lies in ‘liv[ing] as is
dear and pleasing to God’.45
Others blamed rival churches, or Byzantine ecclesiastical policy. John of Nikiu,
writing in the late 640s in Coptic – although his work survives only via a late
Ethiopic translation of an Arabic translation – was typical when he said that the
Byzantines’ defeat and expulsion from Egypt by the Muslims was ‘due to the
wickedness of the emperor Heraclius and his persecution of the orthodox through
the patriarch Cyrus’.46 Like many Christian writers in the early and mid-seventh
century, John found a number of approving things to say of Arab rule; although he
wheeled out the Biblical hyperbole at times (‘The yoke they [the Muslims] laid on
the Egyptians was heavier than that which had been laid upon Israel by Pharoah’),47
he also praised their respect for churches and how certain governors used taxes
for civic building works.48 The Nestorian Catholicos Ishoʿyahb (d. 659), whose
church was in a contest for souls with the Monophysites in northern Mesopotamia
and who clearly enjoyed a mutually-beneficial relationship with the new Muslim
authorities, spoke rather pointedly of how well the Arabs treated Christians and
their clergy, as a way of criticizing those who fell away from true belief under
what he characterizes as minor financial pressure.49 Again, Ishoʿyahb construed
the conquests as part of a divine plan, and its perpetrators as ‘the Arabs, to whom
God has at this time given rule over the world’.50
The Armenian chronicle attributed to Sebeos, written a few decades later,
described the Muslim conquests – and the civil wars in which the Muslims subse-
quently turned upon each other – as ‘the fulfilment of the command of the Lord’s
14 The historiographical backdrop
anger against the whole world’.51 The chronicler shows more interest in the Arabs
qua Arabs, basing some of his account on the reports of eyewitnesses and escaped
prisoners-of-war, and noting details from Muslim tradition:
At that time, a certain man from among those same sons of Ismael whose
name was Mahmet, a merchant, as if by God’s command appeared to them as
a preacher [and] the path of truth. He taught them to recognize the God of
Abraham, especially because he was learned and informed in the history of
Moses. Now because the command was from on high, at a single order they
all came together in unity of religion. Abandoning their vain cults, they turned
to the living God who had appeared to their father Abraham. So Mahmet
legislated for them.52
Nevertheless, the chronicler blames the Antichrist for an Armenian prince’s decision
to conclude a peace treaty with the Muslims – in language that points to the traitor
topos – and his conclusion is that all this happened ‘rightly, because we sinned against
the Lord and we angered the Holy One of Israel’.53 He also invokes at length the four
beasts schema from Daniel, interpreting the fourth and worst as ‘the kingdom of
Ismael’54 – a departure in the use of Daniel, which others would soon follow.
In the 690s, the Nestorian John Bar Penkāyē, writing in Syriac in Fenek,
northern Mesopotamia, provided a much more systematic exploration of these
ideas, making the paradigm of testing and punishment a central theme of his
chronicle. For John, the divine plan was a rigorous one, and its warning signs
clearly detectable to anyone paying attention. He describes the Arabs in dismissive
terms as barbarians, ‘a people that is not open to persuasion, which acknowledges
no treaty or agreement’, ‘whose comfort lies in blood that is shed without reason’.55
But their success, he says, is the fulfilment of Biblical prophecy: not ‘something
ordinary, but [. . .] due to divine working’;56 the Arabs treat non-Muslims under
their rule well because they have been preconditioned by God ‘to hold Christians
in honour’.57 God has given Christians every chance, but they ignored the portents
and continued to succumb to the backsliding ways of heretics.58
While we were mixed up in all these evil and foul practices, which we have
related above, God looked on in sorrow, and He began, in His accustomed
compassion, to arouse our minds little by little to repentance: there were
earthquakes in various cities, but our stubbornness looked on in silence [. . .]
He brought on various kinds of locusts, which stripped the field and vine-
yards, but there was no one among us who asked the question ‘why?’.59
From this time, the poll-tax began to be levied on the male heads, and all the
calamities began to emerge against the Christian people. Previously, kings
used to levy tribute on land, not on men. From this time onward the sons of
Hagar began to reduce the Sons of Ārām to Egyptian slavery. But woe unto
us! Because we sinned, the slaves ruled over us!63
This fatalistic sense that the end was most definitely nigh was accompanied by an
upsurge of the third type of response to Islam, apocalyptic writing. The sentiment
was not new; in 634, the writer of the Greek Doctrina Jacobi had asserted that the
Muslim conquests were a precursor to the Antichrist,64 and John Bar Penkāyē’s
work contained strong apocalyptic overtones. Nor was he the only one to cata-
logue signs and portents of God’s rage as evidence for the causation of the events
he described.65 Where apocalypses differed, however, was in how they wove the
notion that current suffering was unprecedented (and prophesied) into a vision of
the end that was savagely hopeful. The eschatological problem, from the perspec-
tive of the late seventh century, was that Muslim dominion had persisted rather
longer, and looked more secure, than fit comfortably into customary schemae. Far
from functioning as a temporary, divinely-appointed scourge to punish Christians
for their sins, the Muslims were now ruling. The old model of understanding the
conquests, therefore, had to be reinvented,66 something the chronicle attributed to
Sebeos had begun by placing the Muslims into the book of Daniel’s framework as
the fourth beast. There had been a brief flare of hope with a revival in Byzantine
military fortunes, symbolized by the humiliating terms under which ʿAbd al-Malik
had been forced, in the 680s, to pay tribute to that empire. The Syriac Pseudo-
Methodius apocalypse, probably written in the early 690s, captured this mood and
answered these challenges with a revenge fantasy centred on the figure of the
‘Last Emperor’. The Last Emperor was a variant on the fifth, final kingdom
from Daniel, a figure from the triumphant Roman Empire who would vanquish all
those who stood against the Christian community, and then surrender his rule to
God, thus bringing to an end man’s need for structures of temporal power.67 In
Pseudo-Methodius, he is the ‘king of the Greeks’ who will bring down the ‘sons
of Ishmael’ just when the world is most oppressed by them – not only liberating
the Christian lands but also taking the fight to the Arabs:
Fifty years later, Pseudo-Athanasius also invoked Daniel’s four beasts in a screed
that mixes the temporal – complaints about taxation and coinage – with End
Times abstraction. Angry at Christological heresy, God will divide the Roman
Empire ‘in return for their having divided His great Might into two natures’, and
send ‘a mighty people, numerous as the locusts. This is the fourth beast which the
prophet Daniel saw [. . . .] The name of that nation is Saracen, one which is from
the Ishmaelites.’69
The universalizing impulse of late antique Christian writing shows through in
the terminology used by many of these writers, in all languages. ‘Saracen’ was
a Ptolemaic ethnic designation, reinterpreted by Christians as a reference to
Abraham’s wife Sarah. Fredegar, meanwhile, never uses ‘Muslim’, or any other
designation indicating the conquerors’ religious separateness. Instead he opts to
assimilate them into Biblical history with ‘[t]he race of Hagar’,70 a lineage first
mooted for them by Eusebius,71 and used by most of our writers.72 Similarly,
Fredegar’s lack of interest in – or, seen another way, uncomfortable silence about
– these Arabs’ self-definition, or the religious beliefs they held, was a common
non-response. Things changed somewhat towards the end of the seventh century,
when theological polemic – the fourth type of response to Islam – started to be
thrown around more frequently between Christians and Muslims. This happened,
arguably, in the context of ʿAbd al-Malik’s drive towards a more ebullient self-
definition and display of Islam. But Christians’ engagement with Islam, while
now garlanded with references to and quotations from the Qurʾān, still tended
towards the superficial, and both sides, where they mentioned each other at all,
traded largely in stereotypes.73 John of Damascus (d. c. 750) set the tone with
accusations of idolatry and sensuousness.74 A disaffected former official of ʿAbd
al-Malik’s government, John was evidently familiar with Islamic tradition,
ridiculing specific Qurʾānic passages and aspects of the sīra.75 The judgement of
the Zuqnīn chronicler was along similar lines; accounts of peace treaties76 and
Muḥammad’s role as law-maker for his community sit alongside dismissive state-
ments such as ‘[t]his nation is very lascivious and sensual’.77 The emphasis on
decadence rivalled, and to some extent replaced, earlier characterizations more
obviously born of the upheaval of the conquest period, including that of the
Doctrina Jacobi, in which Muḥammad and the Arab conquerors are uniquely
violent – and illegitimately so, since ‘prophets do not come armed with a sword’.78
In this battle divine grace and the Catholic faith – which King Reccared along
with the Goths had faithfully taken up (fideliter adeptus est) – were at work,
since it is not a difficult thing for our God to give victory to a few over
the many.82
Isidore of Seville, whose mother may have been a Goth and who had strong ties
of patronage with the Visigothic court,83 took this a step further. In his History of
the Kings of the Goths, he interprets the Goths’ military success, so impressive
and ‘glorious’ that it even gave them victory over the Roman Empire (which
‘submitted to the yoke of captivity and [. . .] served them like a handmaid’),84 as a
sign that they are God’s chosen people. Their rule was thus an adornment and
compliment to Iberia, safely pure of the heresy that tainted Constantinople:85
Of all the lands from the west to the Indies, you, Spain, O sacred and always
fortunate mother of princes and peoples [. . .] now it is the most flourishing
people of the Goths, who in their turn, after many victories all over the world,
have eagerly seized you and loved you: they enjoy you up to the present time
amidst royal emblems and great wealth, secure in the good fortunes of
empire.86
But when the author of the Chronicle of 754 – so called because its concluding
chapter begins with a reference to the year 754 ‘which has now begun’87 – came
to write his own continuation of Eusebius’s providential world-history, neither of
these models worked for the new situation in Iberia. The Goths were manifestly
no longer God’s chosen people. Nor could stunning military success be taken as a
sign of divine favour, now that it was the Christians’ turn to be defeated, and by
avowed non-Christians. Not that the anonymous chronicler was able or willing to
discuss just what the Muslims did believe. Despite occasional glances at religion
– ʿUmar praying or a reference to Mecca and Abraham88 – he overwhelmingly
favours ethnic appellations such as mauri (seemingly to refer to the Berber contin-
gent) and arabes, rather than the Biblical ‘Hagarene’ and ‘Saracen’.89 Indeed, this
non-engagement is the keynote of the chronicle. It is possible that his circumspec-
tion was prompted by a fear of reprisals for a Christian writing about Islam in
Muslim-ruled Toledo or Cordoba;90 it seems more likely, however, that it is
simply another manifestation of the lack of interest shown by many Christian
writers, as discussed above. Not until the ninth century did Spanish Christian
writers begin to express alarm about Islam as a religion, and then primarily
because of fears of acculturation and the attrition caused by growing numbers of
18 The historiographical backdrop
conversions.91 From the perspective of the mid-eighth century, however, the
Islamic conquest was primarily important as a Christian crisis – a stunning event,
but not more important than doctrinal wrangling within the church hierarchy,
which the chronicler spends much time on – and the 754 chronicler laments it as
such. Often this is done in formulaic terms:
Who can enumerate such grievous disasters? Even if every limb were trans-
formed into a tongue, it would be beyond human capability to express the
ruin of Spain and its many and great evils.92
This passage, in the way it falls back on rhetorical questions to convey the
indescribable, echoes strongly the hyperbole of the Christian chronicle tradition
elsewhere, such as John Bar Penkāyē’s, ‘Who can relate the carnage they effected
in Greek territory, in Kush, in Spain and in other distant regions, taking captive
their sons and daughters and reducing them to slavery and servitude.’93 The
Zuqnīn chronicler, meanwhile, writing of the mid-eighth-century plague in
phrasings largely borrowed from John of Ephesus’s (d. 586) account of the sixth-
century bout, says: ‘[T]he human tongue is incapable of describing the horrors
and wonders that happened in the land.’94 The 754 chronicler also takes care to set
Iberia’s plight in a suitably grand context, comparing its downfall with a number
of famed historical and Biblical examples:
Leaving aside all of the innumerable disasters that this cruel, unclean world
has brought to its countless regions and cities since the time of Adam – that
which, historically, the city of Troy sustained when it fell; that which
Jerusalem suffered, as foretold by the prophets; that which Babylon bore,
according to the scriptures; that which finally Rome went through, martyri-
ally graced with the nobility of the apostles – all this and more Spain, once so
delightful and now rendered so miserable, endured as much to its honour as
its disgrace.95
Roderic is defeated not by the sword of the Lord, or by his decadence, but by the
fragility of Visigothic royal authority and his doomed efforts to put out too many
fires at once. This analysis is supported by archaeological evidence, including a
coin record that shows two rival kings – Roderic and Witiza’s son Akhila – making
claims to rule in 711; indeed, Akhila continued issuing coins in Narbonne until as
late as 719.99 The factionalism alluded to here, endemic in the elective system of
Visigothic kingship, is in all likelihood the extent of the ‘treachery’ that was
developed as a topos with such enthusiasm in later Christian and Muslim accounts
alike, as we shall see in chapter six.
Furthermore, the chronicler gives no indication of apocalyptic hopes of deliver-
ance, hostility to the ways of the newcomers, or being worried by putative converts
from Christianity to Islam. This is very unlike later Christian reflections on the
conquest of Iberia. These included out-and-out dislike, like the scurrilous,
probably early ninth-century Istoria de Mahomet,100 or Paul Alvarus’ mid-ninth-
century condemnation of apostasy.101 There was also the more hopeful – if still
hostile – note sounded by the Chronicle of Alfonso III, with its propagandistic
millenarian expectations of a (re-)unified Christian Iberia:
Christ is our hope that through this little mountain, the well-being of Spain
and the army of the Gothic people will be restored (Gotorum gentis exercitus
reparatus). I have faith that the promise of the Lord which was spoken
through David will be fulfilled in us: ‘I will visit their iniquities with the rod
and their sins with scourges; but I will not remove my mercy from them’.102
Indeed, what emerges from the Chronicle of 754, along with the lamenting and the
relatively-mundane causation, is an image of a post-conquest settlement that
matches the one seen in some of the eastern commentary, such as the Catholicos
Ishoʿyahb’s: some upheaval, new overlords, but on the whole life continuing
much as before. It is not welcomed, but it is apparently not unbearable enough – in
the early stages – to prompt apocalypticism. Although we are told that Mūsā
imposed ‘an evil and fraudulent peace’ (pace fraudifica male)103 on the region
around Toledo, and the usual complaints are made about excessive taxation
20 The historiographical backdrop
demands,104 the tone is for the most part dispassionate, and it is made clear that
many of the old institutions have been left in place; of a later governor, ʿUqba,
the chronicler says, ‘He condemned no-one except according to the justice of his
own law.’105
The archaeological evidence points to a significant shift in the patterns of urban
life in Iberia during the sixth century, along familiar late antique lines – declining
levels of imported ceramics, monumental buildings repurposed or abandoned, and
the rise of churches as the focus of civic space – but this took place well before
711;106 moreover, while there is evidence of demographic decline and urban
abandonment in the early medieval period, this trend is not universal across Iberia,
and it began, again, in the sixth rather than the eighth century.107 There are a few
glimpses of the Muslim state’s (or its representatives’) efforts to communicate
with the local populace, in the form of coins bearing a Latin version of the shahāda
(the Islamic declaration of faith),108 but there is little sign on a material level of
sweeping changes in the immediate aftermath of the conquest. It may have been
relatively easy in the eighth century, therefore, to ignore the invaders’ religious
leanings and assume that their presence in Iberia was simply another one of those
temporary trials that God was so fond of sending against the faithful.
The usual – and expedient, given the small numbers involved in the conquest
armies – Muslim way of conquest in this period was limited military action,
minimal interference in structures of governance, and locally-concluded surrender
treaties, guaranteeing peace in return for tribute. This, certainly, is what Egyptian
papyri show us of conquest arrangements there sixty years previously,109 and
while the evidence for Iberia is not nearly as immediate and reliable, there is
some.110 There are references to treaties existing for towns such as Pamplona111
and Huesca,112 and a brief but problematic text dated to 759.113 A fuller and more
reliable one, for Murcia, survives in several different versions, the earliest of
which is a purportedly verbatim interpolation into a tenth-century manuscript of
the Chronicle of 754.114 This is the so-called ‘Treaty of Tudmīr’, named for local
potentate Theodemir, who concluded the treaty with one of Mūsā’s sons in 713. It
begins with a basmala,115 then proceeds to the terms:
[This is] a document (kitāb) from ʿAbd al-Azīz b. Mūsā b. Nuṣayr, to Tudmīr
b. Ghabdush, [to signify] that he has yielded to peace (nazala ʿalā al-ṣulḥ),
and that he has the covenant (ʿahd) and protection (dhimma) of God, and the
protection of his Prophet (God bless him and grant him salvation!). [ʿAbd
al-Azīz pledges] that he will not introduce anything new regarding him or any
one of his followers, nor obstruct nor take away his kingdom. [Tudmīr’s
followers] will not be killed, nor cursed, nor parted from their sons or their
wives; they will not be forced [to go against] their faith, nor will their churches
be razed, nor will that which he worships be taken away from his kingdom,
[provided that] he acts in good faith and fulfils that which we have imposed
upon him. [. . .] Furthermore, [he has agreed] that he will not shelter either
runaway slaves or our enemies from us, nor frighten [one who is] under our
protection; nor will he conceal information he learns of the enemy. It is
The historiographical backdrop 21
incumbent upon him and his followers [to pay] one dīnār every year, together
with four dry measures (mudd) of wheat, four bushels of barley, four meas-
ures (qist) of thickened grape juice, four measures of vinegar, two measures
of honey and two measures of oil; slaves [must pay] half of that [amount].116
It concludes with a list of witnesses and a hijrī date. Scepticism has been expressed
about the veracity of the treaty,117 along similar lines to those laid out – for the
‘treaty’ form as a whole – by Noth.118 That is, embedded treaty documents are
frequent, and frequently improbable, occurrences in Arabic texts, usually written
formulaically to legal standards that did not pertain in the conquest period, but
were rather the products of juridical wrangling some centuries later, applied
retrospectively. Nonetheless, it is not unknown for treaties to be preserved from
the early period,119 and this example deserves to be treated more seriously than
most; it does not, for example, bear the name of the caliph among its signatories,
which is one of the prime markers of a later creation, being meant to indicate the
full force of the state behind a treaty. Rather, it fits with what we know of
the pattern of Islamic expansion in its early days: it is an arrangement made in the
field between a local ruler and a Muslim commander, bargaining a truce in return
for items that an army on the ground could use immediately, rather than showy but
cumbersome precious metals, useful mainly to the central government.120 Further-
more, it features in the Arabic literary tradition not as part of a historical narrative
of the events of the conquest, but in biographical dictionaries, where it is adduced
as evidence for the deeds of one of the witnesses; its survival looks, in other
words, more like chance than an argument. How long the treaty remained in
operation is another matter, although it seems to have broken down by the reign
of ʿAbd al-Raḥmān II (r. 822–52).121
Conclusion
It is in works such as the Chronicle of 754, or in glimpses of a life like Ishoʿyahb’s,
that we can see a context for some of the developments that shaped so much of
early Islamic historiography: conquerors and conquered trying to find a modus
vivendi that would keep the peace and meet the requirements of both sides. Many
writers in lands that were annexed by the Muslims soon began rationalizing, and
seeking accommodation within, the fledgling Islamic state; others, including John
Bar Penkāyē and John of Damascus, resented their situations, and condemned
compromise in Biblical and eschatological terms. When the Chronicle of 754
referred to Mūsā’s ‘fraudulent peace’ or noted a governor returning to Christians
land that had been taken during the conquest,122 when the Chronicle of Zuqnīn
complained of discriminatory laws,123 or when Ishoʿyahb justified his standing
among his fellow ecclesiastics by looking back to arrangements made with the
Arabs, we can see how writers were beginning to marshal the events of their
particular conquest, real or imagined, in order to make points about their present
state.124 Whether they looked to the past for examples of God’s hand in events or
for precedents for the contemporary status quo, thence to argue their particular
22 The historiographical backdrop
cases, the project of reconstructing history and putting it to work was central to the
purpose of conquest narratives in Christian and Muslim sources alike. The ‘Treaty
of Tudmīr’, meanwhile, perhaps shows us something of the arrangements as they
actually stood, before subsequent bargaining and the imposition of literary forms
brought other readings to bear upon conquest events.
This overview of the late antique historiographical background was intended to
illuminate some of the attitudes and formal features of pre-Islamic texts, and how
those things influenced responses to – and the understanding of – the coming of
Islam in both east and west. I have also, in the brief discussion of treaties and
references to coinage, suggested a few areas where the Christian literary accounts
clash or chime with what limited material and documentary evidence we have on
pre-Islamic and conquest-era Iberia. Many of the issues raised – providential ideas
of history shaping narrative, stereotypical portraits of the Other competing with
actual knowledge, the impact of polemical interfaith interactions, and the unfixed
nature of authorship and texts in this period – bear upon any consideration of the
Islamic tradition. Islamic historiography also presents its own set of problems, of
course, and it is to these that we shall now turn.
2 Successors, jurists, and
propagandists
Reconstructing the transmission
history of Spanish conquest narratives
At first glance, the prospects for recovering authentic history from the traditions
surrounding the conquest of Iberia appear relatively bright: sources include the
Latin Chronicle of 754, written in the Peninsula within forty years of the conquest,
and the arguably contemporary Treaty of Tudmīr, both discussed in the previous
chapter; there is even papyrological evidence from the year before the conquest
for Mūsā’s presence in North Africa, commanding a raiding fleet.1 The Arabic
historical tradition, too, offers extant, and in some cases extensive, commentary
written one hundred and fifty years or less after the events, sourced in transmitters
of two generations’ remove. Two surviving ninth-century chronicles – one by an
Egyptian, Ibn ʿAbd al-Ḥakam (d. 870), and one by an Andalusī, ʿAbd al-Malik b.
Ḥabīb (d. 852), both based in large part on reports from Egypt – appear to
constitute, together with snippets in a number of other works, a body of conquest
information of relatively early provenance, at least by the standards of the early
Islamic historiographical tradition. In the tenth century, meanwhile, the task of
writing conquest narratives was taken up – supplemented, re-examined, and
subjected to new standards of historical inquiry – by a number of historians
working under the patronage of the Umayyad court in Cordoba, writers with a
vested interest in al-Andalus as more than just a sideshow to the history of the
rest of the Islamic world.
Upon further examination the picture is, of course, rather less encouraging,
despite one scholar’s slightly delirious assertion that Andalusī historiography was
‘perhaps the most minute ever written by any people’.2 Names and dates are
consistent because most of the accounts are not independent; the detail is often
spurious and tendential, or even outright legendary, the result of glossing by a
diverse array of interests during transmission; all the tropes of Islamic conquest
narratives are present and correct, and frequently appear to have been borrowed
from their original, eastern contexts for purposes quite unrelated to authenticity in
the modern historian’s sense. For example, the story of how the ruler of Murcia
(Tudmīr) tricks the Muslims into giving him a favourable surrender agreement –
he gets the women of his city to ‘bind up their hair’ and pose as defenders on the
walls, so as to make the city appear less of an easy target for conquest – bears
striking resemblance in detail and phrasing to a seventh-century, Arabian
occasion when Musaylima confounds Khālid b. al-Walīd.3 Likewise, the careful
24 Reconstructing the transmission history
itineraries of the conquerors’ progress through the cities of Iberia entered the
histories only later, once it became politically and legally important to establish
what was conquered when, and how.4
History, it becomes apparent, was only the medium, a vehicle for whatever
message a given writer – or his sources – chose to impart. As Michael Chamberlain
has demonstrated in his study of the social role of literary works in medieval
Damascus, recording events was only one dimension to writing about the past, and
in many ways the formulaic elements were the point.5 Political scores could be
settled, social conflicts engaged, juristic points explained, and audiences entertained
with an appeal to shared values and cultural references made through the inclusion
of conventional, and often entirely legendary, anecdotes. Take an episode related in
the anonymous Akhbār Majmūʿa compilation, for example, in which the ʿAbbāsid
caliph al-Manṣūr (r. 754–75) asks his courtiers, ‘Who is the hawk of Quraysh?’
After rejecting several suggestions – famed Umayyads such as Muʿāwiya and ʿAbd
al-Malik – al-Manṣūr declares his hero to be ʿAbd al-Raḥmān b. Muʿāwiya, who
escaped from the ʿAbbāsid coup of 750, alone and with much derring-do, to refound
his dynasty in al-Andalus.6 It is doubtful if contemporary readers believed that – or
even cared whether – such an event had actually taken place; its purpose, rather,
was to offer a rallying cry from the way-it-should-have-been section of Andalusī
collective memory.7 It was a shameless championing of Umayyad resilience and
Andalusī independence: so great that even the usurping ʿAbbāsids had to admire
them. In medieval Muslim Iberia, just as we have seen in other late antique
historiography, the message took precedence: it provided the historical narrative,
rather than the other way round. This is not to say that the tradition should be
discarded, out of hand, as entirely useless or fictional; simply that what it has to tell
us may not be what we go looking for in it, and in all likelihood has little to do with
the events of the early eighth century.
In its broadest terms, the story of the conquest of Iberia by the Muslims in 711
is a very simple one, particularly when seen through eastern eyes. As the Baghdad-
based jurist and historian al-Ṭabarī (d. 923) puts it, under the entry for 91 A.H.
(711 CE) in his vast annalistic Taʾrīkh al-rusul wa-al-mulūk (‘History of the
Prophets and the Kings’):
In [this year], Mūsā b. Nuṣayr carried out raids (ghazā) [in] al-Andalus. By
his hands, cities and fortresses were conquered.8
This is not quite the sum total of what al-Ṭabarī, though notoriously uninterested
or uninformed about Andalusī history,9 has to say about the conquest; (a little)
more appears in his entries for subsequent years.10 Yet most writers offer consid-
erably more, often by combining the accounts of their numerous predecessors;
one of the most voluminous, that of al-Maqqarī (d. 1623), a Maghribi who
composed his exhaustive work in exile for a Syrian audience, runs to some sixty
pages.11 Taken together, the various texts of the tradition elaborate a great deal
upon the framework outlined in the Introduction to this book. Some accounts,
especially those composed within al-Andalus, expended most of their ink over the
Reconstructing the transmission history 25
fates of a host of Iberian cities. Others dwelt upon legendary anecdotes and ʿajāʾib
(marvels), a theme taken up with gusto in geographical works. Some elevated the
role of Ṭāriq, the conquest’s initiator, making him into a heroic mawlā (client) and
paradigmatic mujāhid (holy warrior); others championed Mūsā in the face of
the unreasonable demands of the caliph Sulaymān. Some works did all of these
things at once. None of this was unusual for classical and medieval Islamic
historiography, which had a marked tendency to gather detail as contemporary
scholarly and political attitudes demanded it.
In this chapter, I shall explore some of the possibilities for reconstructing the
various transmission paths of historical material on the conquest of Iberia, from
this material’s hypothetical origins in the tales of tābiʿūn (‘Successors’ to the
Companions of the Prophet, the generation following that of the Islamic commu-
nity’s foundation) and others who were directly involved in the conquest, to the
distorting effects of the many subsequent uses to which it was put: in history, in
law, in dynastic propaganda, in geography, and in biography.
That this anecdote may be more of a morality fable than a factual report is
suggested by its strong similarity to the following Qurʾānic verses:
[10:22] It is He Who makes your journey on land and on sea; so that when
you are in the ships and they sail with them driven by a fair wind, and they
rejoice in it, a stormy wind (rīḥ ʿāṣif ) comes upon them and waves surge over
them from every side, and they think that they are being overwhelmed. Then
they call upon God, professing submission to Him sincerely: ‘If You save us
from this, we shall be truly thankful.’
[10:23] But when He saves them, they resort to aggression in the land
wrongfully (bi-ghayr al-ḥaqq). O people, your aggression shall recoil upon
yourselves.66
These verses come in the middle of a discussion of God’s (im)patience with those
who obey him only in extremis. Some of the panicked penitents, like these, receive
mercy; others do not. But the subverted Qurʾānic allusion of Ibn ʿAbd al-Ḥakam’s
passage has a more specific purpose than just an admonition to obedience.
Tellingly, the second version of the tale that he includes names two individuals
who showed more restraint in their behaviour: they did not take illegal booty
(ghulūl, loot that has not first been handed over to the appropriate authorities for
redistribution among participants in a campaign).67 Thus they, like the sailors in
Q. 10:22–3, were miraculously spared by God’s mercy.
There are grounds to think that undeclared looting was indeed a problem during
the conquest of Iberia, and not merely a projection of Ibn ʿAbd al-Ḥakam’s Mālikī
theorising, even if his choice to report and discuss it was, and the examples he
gives are more likely to be figurative representations of the practice than true
reports. The Chronicle of 754, for example, tells us that al-Ḥurr (governor
716–18), in the course of what seems to be a more general fiscal overhaul,
Reconstructing the transmission history 31
punished the Moors, who had long been dwelling in Spain, on account of
the treasure they had hidden (thesaurus absconsos). He imprisoned them in
sackcloth, infested with worms and lice, and weighed them down with chains.
He tortured them as he interrogated them.68
Ibn ʿAbd al-Ḥakam’s use of the two drowning anecdotes, together with a number
of other stories about people suffering misfortune on account of ‘hiding’ loot,
paves the way for the climax of his conquest narrative, in which Mūsā b. Nuṣayr
is made to answer to the caliph for misappropriating spoils.69
Both Ibn Ḥabīb and Ibn ʿAbd al-Ḥakam drew their historical reports mostly
from Egypt-based informants.70 There were several reasons why this was
necessarily the case. Until the tenth century, al-Andalus lagged behind the rest of
the Islamic world in intellectual pursuits.71 Legal scholarship got under way earlier
– a study of biographical dictionaries shows a significant increase in the number
of scholars who died during the ninth century who were linked with one or more
students, compared with the eighth72 – but beyond Ibn Ḥabīb’s work, no original
historical account was produced in Iberia prior to the great wave of scholarship
under Umayyad caliphal patronage after 929.73 Indeed, there is every indication
that there was no historiographical tradition within al-Andalus about Andalusī
history. A century and a half after the events, Andalusīs not only did not write and
transmit their own conquest history, but they actually had to leave al-Andalus, and
travel eastwards, simply to learn of it.
The prestige traditionally attached to all matters eastern (that is, primarily,
Syrian, Iraqi, and Medinan) was such that western (legal) scholars routinely
travelled east to learn from the great jurists there, without whose teaching their
own qualifications would have meant little. En route, they naturally stopped off in
Egypt,74 which had its own thriving scholarly community at the time. Ibn Ḥabīb
was no exception; he spent three years travelling in Egypt and the east.75 As we
have seen, the grand sweep of the eastern Islamic tradition paid little attention to
al-Andalus, whether because it was too insignificant a topic, far away and outside
the grand sweep of ʿAbbāsid history, or because of the inconvenient fact of
Umayyad power persisting there after the ‘Revolution’ of 750. It was left, there-
fore, to Egypt to produce the first narratives of Muslim Iberia. Why the Egyptians
should have taken an interest in such an unfashionable subject is difficult to say.
Egypt would seem a logical staging-post for troops heading westwards, and some
three thousand Egyptians, led by Balj b. Bishr, apparently took part in the conquest
of Iberia;76 but, whatever the veracity of these numbers, it nonetheless expresses
the cultural links between the two countries in the early period. Egypt certainly
became associated in popular legend with the later lives of many of the prominent
conquerors of Iberia.77 In addition, some of Mūsā b. Nuṣayr’s sons remained in
North Africa after their father’s return to Damascus, and his descendants were
prominent in Egyptian jurisprudence and administration at least until the ʿAbbāsid
Revolution, when they fell foul of the change of regime;78 they do not appear in
any isnāds on the conquest of Iberia that I have seen, but it is not too much of a
stretch to imagine that they might have told tales of their father’s exploits.
32 Reconstructing the transmission history
Ibn ʿAbd al-Ḥakam’s circle of informants consisted primarily of individuals
known to be Egyptian Mālikīs. They include his father, also known as Ibn ʿAbd
al-Ḥakam (d. 829), who was a student of Mālik b. Anas, and went on to lecture on
his teacher’s legal statements.79 The elder Ibn ʿAbd al-Ḥakam did not confine
himself to jurisprudence, but also taught on ʿAmr b. al-ʿĀṣ’s role in the conquest
of Egypt,80 and he is named as one of the sources for the ‘House of Locks’ story.81
Other Egyptians are cited more frequently. ʿUthmān b. Ṣāliḥ (d. 834)82 is attached
to reports about Ṭāriq’s battle against Roderic, a brief mention of the finding of
the Table of Solomon83 – both without isnāds – and the caliph Sulaymān’s attempt
to appropriate the booty from Iberia.84 In the latter case, an ostensible eyewitness
is quoted on the matter, one ʿĪsā b. ʿAbd Allāh al-Ṭawīl, who reprimands the
caliph for his own greed; this may, however, simply be the usual akhbarī trick of
putting words in another’s mouth, to make a moral judgement upon a caliph sound
more authoritative and less like personal interpretation. ʿUthmān was taught by
ʿAbd Allāh b. Wahb (d. 812),85 al-Layth b. Saʿd (d. 791),86 Ibn Lahīʿa (d. 790)87
– all Egyptian jurists linked with Mālikī teachings, and all of whom ʿUthmān cites
as authorities for ḥadīths in a relatively early literary papyrus88 – and Mālik
himself. The bibliographer Ibn al-Nadīm (d. after 995) credits al-Layth with two
books, including a Kitāb al-taʾrīkh;89 nothing is now extant, but the Egyptian
al-Kindī (d. 961) cites al-Layth for several dates, in one case without a supporting
isnād, perhaps as if he took the information from a book.90
This same group of teachers are common to most of the other transmitters used
by Ibn ʿAbd al-Ḥakam on al-Andalus. Yaḥyā b. Bukayr (d. 845)91 is cited for
another version of the Table of Solomon story (which does not take place in
Toledo), an account of the tension between Ṭāriq and Mūsā,92 and a few simple
chronological statements;93 in all of these cases he is transmitting reports
stemming from al-Layth. Another authority on al-Layth’s anecdotes is ʿAbd
al-Malik b. Maslama; reports from him are almost exclusively concerned with the
proper conduct of Muslim armies with regard to booty, and include the stories of
a fantastically jewelled carpet that is hacked in two because it is too heavy to
carry,94 a buried cache of treasure,95 and a looter who tries to hide his ill-gotten
gains in some pitch.96 Ibn Maslama also transmits a version of the drowning
sailors anecdote from Mālik; the isnād for this stretches back to Yaḥyā b. Saʿīd
(d. 762), making it the oldest in Ibn ʿAbd al-Ḥakam’s conquest narrative,
theoretically. Finally, Saʿīd b. ʿUfayr (d. 840),97 who was also taught by Mālik,
among others,98 provides the alternative version of this story, placing it in Sardinia
rather than al-Andalus and prefacing it with a long account of the locals’ efforts to
hide their wealth from the Muslim looters; there is no additional isnād for this,
although he is said to be in agreement with ‘the people of Egypt’.99 Ibn ʿUfayr is
supposed to have written a history of al-Andalus, now lost.100
As Gorge Aguadé has shown, (J) many of the same authorities appear in Ibn
Ḥabīb’s isnāds. Al-Layth is the source for several parts of the narrative, including
the Table of Solomon tale;101 Ibn Ḥabīb’s version of the latter, transmitted from
al-Layth by Ibn Wahb rather than (as in the Futūḥ Miṣr) Yaḥyā b. Bukayr, is much
shorter than Ibn ʿAbd al-Ḥakam’s.102 The story of the jewelled carpet comes this
Reconstructing the transmission history 33
time from one Abū Shayba, who also features as the authority of an earlier
report.103 The other names Ibn Ḥabīb gives in his isnāds reveal where his influ-
ences diverged. They are not Andalusī; indeed, in the whole of Ibn Ḥabīb’s
history, only three names can be securely linked to Andalusīs, and – significantly
– none of them feature in the conquest narrative, another indication of the lack of
historical transmission about these events within al-Andalus itself.104 Regarding
al-Andalus, his main informant aside from al-Layth was ʿAbd al-Ḥamīd (b. Abī
Uways, d. 845);105 like many of the non-Egyptian sources in Ibn Ḥabīb’s text,
ʿAbd al-Ḥamīd was a Medinan Mālikī. This is in contrast to Ibn ʿAbd al-Ḥakam,
whose teachers were all of the Egyptian strand of Mālikī thought – although, as
we have seen, many of his teachers were themselves taught by easterners. ʿAbd
al-Ḥamīd provides details on Mūsā’s progress through al-Andalus, Mūsā’s fabu-
lous wealth, and a rather convoluted story involving Sulaymān and a washbasin.106
He also gives a detailed description of the Table of Solomon from his father’s
alleged eyewitness testimony:
ʿAbd al-Ḥamīd said: I asked my father for a description of the Table, since he
had seen it, and looked at it [closely].107
The treatment of this anecdote stands in contrast to that of other, similarly self-
contained stories in the Futūḥ Miṣr; the drowned looters and the tug of war over
the Table of Solomon are vividly rendered with all the spurious detail that the
Islamic tradition was prone to producing, but here not even the king is named.
Perhaps this is because the story comes from a more folkloric than juristic strand
of the tradition; it packs a moral punch, about the dangers of hubris and dabbling
in the forbidden, but carries no legal point on conduct expected of contemporary
Muslims. Compounding this is the fact that it deals with the period prior to the
Muslim conquest, by definition of limited interest to (most) medieval Muslim
writers.
Ibn Ḥabīb’s version spins the tale out with extra dialogue, richer description,
and an aside about the power of fate:
Next to the house in which [Ṭāriq] found the crowns [of the Visigothic kings]
there was another house, upon which were twenty-four locks. Whenever a
[new] king came to power, he put a lock upon it, as those before him had
done. [This went on] until the accession (wilāya) of Roderic, under whose
reign (dawla) al-Andalus was conquered. In the calm days before the conquest
of al-Andalus, Roderic said, ‘By God, I will not die while this house [remains]
concealed; there is no alternative (lā budda min) [but] for me to open it, to
find out what is in it.’ He assembled the Christians and the archbishops and
the bishops. They said to him, ‘What do you mean by [trying to] open this
house? [. . .] Accept [this advice] from us and do not break with our tradition.
Not one of the kings who came before you spoke about it. They were learned
people, and understood what they had to do.’ He insisted on opening it, as
was destined (li-al-qadar al-muqaddar). He found there a chest of wood,
inside which were images of the Arabs, their likenesses turbaned and
[carrying] Arabic bows; they had girded themselves [with] ornamented
swords. They [also] found in the house documents on which [was written]: ‘If
this house is opened, and entered, then those who are depicted here will enter
these lands in the same manner; they will take possession of it, and plunder
it.’ The invasion of the Muslims was in that year.110
Ibn Ḥabīb, or his informant(s), here employs the story in a number of different ways
that fit with the themes of his work. With its implication that al-Andalus was destined
Reconstructing the transmission history 35
to be conquered for Islam, the story echoes the frequent references to omens and
supernatural causation elsewhere in the narrative. Along with a number of other
legends that were collected by Ibn Ḥabīb but not by Ibn ʿAbd al-Ḥakam, such as a
mysterious copper fortress, jars containing jinn imprisoned by Solomon, and idols
that fire arrows at intruders,111 it also establishes al-Andalus as a place filled with
strangeness, a theme that the geographers, in particular, would take up with
enthusiasm. Finally, Ibn Ḥabīb also uses it to flesh out the character of Roderic. The
moral sting in the tale remains from the basic version, but in this setting it represents,
schematically, the internal disorder that left Visigothic Spain so vulnerable to
invasion in 711, with the suggestion that Roderic brought the conquest upon himself
through his own rash behaviour – bringing to mind the sorts of scapegoat explana-
tions we saw in Christian sources in the previous chapter. The story does not appear
in the Spanish Christian chronicles, although hints at the characterization do; in the
Chronicle of 754, we are told that Roderic was a rebel who ‘seized the kingdom’.112
For his part, Ibn ʿAbd al-Ḥakam makes brief reference to Roderic’s questionable
conduct in another context, his relations with Count Julian, whose daughter he
rapes;113 Julian does not feature in Ibn Ḥabīb’s account at all.
As we shall see in chapter six, it was this second example of Roderic’s bad
behaviour that the Andalusī tradition – and the later Christian chronicles that
depended upon it – was to take up, enthusiastically and with increasing elabora-
tion. The House of Locks story, meanwhile, changed little.114 There is a possibility
that the Iberian House of Locks was, if not quite a topos, then at least inspired by
stories of a Sasanian treasure-house in Iṣṭakhr; the prolific, unfailingly curious
travel-writer and historian al-Masʿūdī (d. 955/6),115 in an account of a visit he
made to the city, describes how one building contained images of the Sasanian
kings, in their war finery.116 Still further back in time, the ancient Greek historian
Herodotus (d. 425 BCE) relates a story about Babylon that has a similar ring to it.
One of the city’s gateways contained a tomb of an ancient queen, with an
inscription promising wealth within but warning that the tomb should only be
opened in direst need; when Darius lost patience and decided to take the treasure,
he opened the tomb to find only a corpse inside, and another message, mocking
him for having given in to greed.117
ʿAbd al-Malik b. Ḥabīb said – ascribing it to (yarfaʿuhu ilā) ʿAlī [b.] Rabāḥ,
the tābiʿī entering (al-dākhil) with Mūsā, who was one of the best of the
tābiʿūn – that when [. . .]133
The report that follows is identical to one found in the Fatḥ al-Andalus, but the
latter phrases the opening slightly differently:
ʿAbd al-Malik [b. Ḥabīb] said: Mūsā was one of the best of the tābiʿūn.134
In the version of Ibn Ḥabīb’s History that survives, the author says nothing of the
sort. It has been argued that al-Ghassānī used the same eleventh-century source
text as the anonymous Fatḥ compiler,135 and that, further, al-Ghassānī’s is a ‘más
correcta’ version of the isnād.136 It is by no means clear that this is the case. It is
surely equally possible, and indeed much more likely, that the inclusion of ʿAlī b.
Rabāḥ (who, after all, appears nowhere in the extant version of Ibn Ḥabīb’s work)
is a confused interpolation on al-Ghassānī’s part, akin to his near-contemporary
al-Maqqarī’s determination to spuriously insert ʿAlī into Ibn Ḥabīb’s tābiʿūn list:
a nostalgic effort to burnish the image of lost al-Andalus, like so much that was
written after 1492.
Mūsā b. ʿAlī b. Rabāḥ, meanwhile, appears even less frequently. Here he is in
the Bayān of the North African Ibn ʿIdhārī (d. 1307):
Then Mūsā b. Nuṣayr set out (kharaja) in the direction of al-Andalus [and]
his mawlā Ṭāriq in Rajab, having grown extremely angry at him (wa-kāna
qad ghaḍaba ʿalayhi ghaḍaban shadīdan). He went (sāra) to al-Andalus at
the head of 10,000 [men].138
It is possible that Ibn Ḥabīb did get this from Mūsā b. ʿAlī b. Rabāḥ, but did not
bother with an isnād; the minor differences in phrasing may be down to the
38 Reconstructing the transmission history
intermediaries. But this seems to me wishful thinking, for two reasons. The first is
that the isnād in this form is unsupported in any other text I have seen. Aḥmad
al-Rāzī (d. 955) was an Andalusī historian whose seminal work survives only
through quotations in later texts – primarily al-Maqqarī’s – and a pair of problem-
atic Castilian adaptations, the Crónica del Moro Rasis and the Chronicle of
1344.139 The latter text contains a version of the passage in question, credited to
Ibn Ḥabīb alone, with no sign of Mūsā b. ʿAlī b. Rabāḥ;140 it also appears, worded
a little differently and again without an isnād, in the Akhbār Majmūʿa,141 an
anonymous compilation of disputed date.142 Al-Maqqarī does not have the passage,
nor does he have al-Rāzī mentioning Mūsā or his father at any point.
The second reason that this is wishful thinking is that Ibn ʿIdhārī’s version is
only part of a longer report, which goes on to describe Mūsā’s consultation with
Christian guides to find a route through Iberia that would take him to cities Ṭāriq
had not already conquered. (It may also continue through Mūsā’s conquest of
Sidonia and Carmona.) This is not in Ibn Ḥabīb, although it is in the Akhbār
Majmūʿa and (modified) in the Chronicle of 1344.143 The Islamic tradition of
Ṭāriq and Mūsā pursuing separate conquest itineraries appears no earlier than
tenth-century Andalusī texts,144 especially – as Luis Molina has shown – that of
al-Rāzī.145 These itineraries are not a feature of Ibn ʿAbd al-Ḥakam or Ibn Ḥabīb,146
and thus presumably were not of interest to their Egyptian informants, which casts
further doubt on the notion of ʿAlī b. Rabāḥ or his son retelling such tales in
Egypt. Gabriel Martinez-Gros has argued, further, that these itineraries have a
symbolic value that ties into the Umayyad ideological agenda: each city that is
listed represents a different sort of authority overcome by the Muslim conquerors
in Iberia: Visigothic (Toledo), ecclesiastical (Merida), Roman (Seville), and
Biblical (Toledo again, via the Table of Solomon).147 The report in Ibn ʿIdhārī’s
Bayān, then, looks like the work of al-Rāzī – a synthesis of Ibn Ḥabīb and
uncredited sources such as al-Wāqidī, perhaps, or his own invention – with Mūsā
b. ʿAlī b. Rabāḥ’s name inserted, as a piece of creative extrapolation, at a still later
date. This practice was, as noted above, all too common among Muslim historians
and legal scholars of the classical period in the east; it seems entirely reasonable
to assume that it happened also in the west.
What about the notorious al-Wāqidī (d. 823)?148 A Medinan historian and fiqh
scholar at the court of the ʿAbbāsid caliph Hārūn al-Rashīd (r. 786–809), al-Wāqidī
appears in the isnāds of several later chronicles, and may have penned an account
of his own, but it no longer survives.149 As an authority on Iberia, his reports seem
to have been unknown to the earliest western writers; at any rate, he is not named
in their Iberian conquest narratives, although Ibn Ḥabīb mentions him on other
subjects.150 In the east, however, it was a different matter: al-Balādhurī (d. 892)
and al-Ṭabarī both cite him as an authority for a very condensed report. Here is
al-Balādhurī’s:
Al-Ṭabarī’s is even shorter – the second half appears, credited to al-Wāqidī (as
Muḥammad b. ʿUmar), under a separate year – although it carries extra detail on
certain points (Roderic is named; the table is described, and linked with
Solomon).152 But in essence it is very similar, most notably in the rather tortured
aetiological connection drawn between Iṣbahān and the Visigothic kings. If it is
possible to trace al-Wāqidī’s involvement anywhere, Iṣbahān could be the key.
Al-Yaʿqūbī, while he does not credit al-Wāqidī, clearly has much the same
report,153 as does Ibn Ḥabīb (‘Roderic was from Iṣbahān, and Iṣbahān was known
in al-Andalus as Ishbān. They were the Goths, barbarian kings of al-Andalus’).154
Al-Masʿūdī uses al-Wāqidī’s explanation, too, in a different context.155 Al-Bakrī
has two versions: one citing both al-Wāqidī and eastern geographer Ibn
Khurdādhbih (d. 911),156 and another that is almost a word-for-word translation of
Isidore of Seville’s Etymologies.157 Several centuries later, Ibn ʿIdhārī also
discussed Iṣbahān,158 which he claims to have from al-Wāqidī via al-Rāzī; Ibn
ʿIdhārī has much more from al-Wāqidī than any of our ninth- and tenth-century
Andalusīs, usually through al-Rāzī.159 Ultimately, we cannot be certain if al-Rāzī
consulted al-Wāqidī’s putative lost Taʾrīkh, drew upon Ibn Ḥabīb, or used a
geographical tradition derived from Isidore; however, neither al-Maqqarī nor the
Castilian translations have al-Wāqidī isnāds for their al-Rāzī material.
Whether ʿAlī b. Rabāḥ and his son were genuinely part of this transmission, or
whether their names were simply co-opted to add a ring of authenticity-through-
antiquity to existing reports, is difficult to say. The information on the conquest
itinerary of Mūsā, supposedly derived from him by al-Rāzī and al-Wāqidī, does
not feature in the Egyptian strand of the historical tradition – that is, Ibn Ḥabīb’s
and Ibn ʿAbd al-Ḥakam’s accounts, based on al-Layth and the other Mālikīs.
Makkī’s suggestion – that ʿAlī b. Rabāḥ might also be the hidden source behind
al-Layth’s stories – is neat and appealing, but aside from al-Maqqarī’s unsourced
assertion, there is little to support it. Rather, I would argue that it is a misleading
consequence of the tradition’s obsession with placing prominent figures at
40 Reconstructing the transmission history
prominent moments, a piece of meddling from perhaps as late as the thirteenth
century. Furthermore, the fact that ʿAlī b. Rabāḥ might have been ultimately
responsible for tales such as the ‘House of Locks’, or the fate of the jewelled
carpet, hardly suggests sober reliability on his part. Finally, given that Ibn ʿAbd
al-Ḥakam (if not Ibn Ḥabīb) was well-versed in the practice of ḥadīth-transmission,
in the style of the mid-ninth century, it seems unlikely that he would not himself
have placed (Mūsā b.) ʿAlī b. Rabāḥ in his isnāds, if he considered the attribution
to be secure.
[A] Saracen by the name of Yahya succeeded [in 727] [. . .] With bitter deceit,
he stirred up the Saracens and Moors of Spain by confiscating property that
they were holding for the sake of peace and restoring many things to the
Christians.203
The choice of ‘restoring’ (restaurat) makes clear where our chronicler’s sympa-
thies lie, even as he reflects unrest among the Muslims by attributing Yaḥyā’s
actions to ‘bitter deceit’ and calls him a ‘terrible despot’ (terribilis potestator).
It was clearly in a state’s interest if the status of land could be ‘proven’ by
historical anecdote, and this was the case in al-Andalus just as much as anywhere
44 Reconstructing the transmission history
else in the Islamic world.204 The evidence of the conquest narratives is that serious,
state-led efforts in this direction happened later in al-Andalus – that is, during the
tenth century, when the emergent caliphate began centralizing the government, and
patronizing history-writing, on a hitherto unseen scale. In the previous century,
under ʿAbd al-Raḥmān II (822–52) and Muḥammad I (852–86), moves had been
made to broaden the reach and function of the Andalusī state: the development of
a formal (and formally-educated) kitāba, the expansion of its tax-related duties,
and an increase in the number of wazīrs and other officials with a large amount of
delegated authority.205 All this was expanded greatly, however, in the caliphal
period.206 ʿAbd al-Raḥmān III, having begun his reign with campaigns to regain
territory lost to the state during the rebellions of the later ninth century,207 then set
about consolidating state control, with increased centralization, an expansion of
territorial administration,208 and a discourse of caliphal authority rooted in the
traditional past. In this context, not only taxation but also central control of the
government and resources of al-Andalus were significant issues. He and his succes-
sors turned to their scholars to provide solutions for them: precedents for the control
they wished to exercise, securely sourced in conquest history. As in the east in the
mid-eighth century, those who wrote history in al-Andalus in the tenth century had
to demonstrate that a proper chain of command had been in operation during the
conquests209 – that, in other words, the caliphs in Damascus had had full strategic
and logistical control of matters, as classical legal and historical thought anachro-
nistically assumed,210 and that as much conquered territory as possible could be
designated ʿanwatan, or otherwise at the Cordoban caliphs’ disposal.211 This meant
demonstrating that properly-designated authority to carry out the conquest had to
have been given to Mūsā – and especially to Ṭāriq, the mawlā who got the invasion
under way.212 In the narratives, this was achieved in two ways: through omens and
prophetic dreams, showing that the conquest was divinely-ordained; or, increas-
ingly, through correspondence between Ṭāriq and Mūsā – and often, too, between
Mūsā and al-Walīd – either ordering or confirming the plan to invade.
The former type of authorization is very important in Ibn Ḥabīb’s narrative:
Ṭāriq and Mūsā do write to each other, and Ṭāriq acts with his commander’s
permission, but this authorization is contingent upon certain omens proving correct,
rather than Mūsā’s authority as an amīr.213 There is no sign of the caliph, al-Walīd,
until much later in the narrative; no-one on the frontier feels that he must write to
the caliph to clear the mission with the central government. Similarly, there is no
consultation – not even an exchange between Ṭāriq and Mūsā – prior to the
invasion in Ibn ʿAbd al-Ḥakam’s account, although part of the chain of command
is later made clear when Ṭāriq calms Mūsā’s anger by telling the latter upon his
arrival, ‘I am your mawlā, and this conquest is yours.’214 Another early writer, the
Iraqī Khalīfa b. Khayyāṭ (d. 854), has Mūsā write to Damascus with the news only
after the event, and send the caliphal khums.215 Things changed in the tenth century,
and Ibn ʿIdhārī preserves several reports from that period on the matter. After a
discussion about earlier raids – ‘in the name of (nusiba) Mūsā b. Nuṣayr, following
the custom that attributes the deeds of the subordinate (maʾmūr) to [his] amīr’ – by
the aetiological Ṭarīf, who gave his name to an island,216 we are told:
Reconstructing the transmission history 45
ʿArīb [b. Saʿīd] said: The barbarian (ʿilj) Julian, master of Algeciras, allowed
Mūsā b. Nuṣayr, master of Ifrīqiya, to enter in the year 91, through the agency
of Ṭāriq b. Ziyād, Mūsā’s ʿāmil over Tangiers and environs. Julian corre-
sponded with Mūsā, presenting the [prospect of the] invasion of al-Andalus
to him in a favourable light.217
An unattributed (‘it was said’) rival tradition, saying that Ṭāriq ‘set out over the
sea of his own accord’ and only later joined forces with Julian, gets a single
sentence, but it is overshadowed by the precise and proper terminology of the first
version. Ibn ʿIdhārī continues with Mūsā getting al-Walīd’s permission to send a
raiding party, and notes that, ‘All have agreed that Ṭāriq b. Ziyād was responsible
(mutawallī) for the greatest part of the conquest of al-Andalus.’218 He concludes
with a similar passage from al-Rāzī:
Another excerpt from al-Rāzī has Ṭāriq continuing his correct behaviour by
sending the khums to the caliph after the defeat of Roderic, and dividing the rest
of the fayʾ among his men;220 Mūsā does the same in North Africa.221
Ibn al-Qūṭīya, as we shall see in the next chapter, was more interested in
locating his caliphs’ legitimacy in the interactions of Visigothic nobles and the
Damascene Umayyads than in letters between the commanders and al-Walīd. Yet
he is still careful to establish the chain of command, even if there are extra indi-
viduals in his version of it; he makes one of Witiza’s sons enquire as to whether
Ṭāriq had the standing to be making alliances and granting amāns. Note, again,
the formal language:
When they reached him, they said to him, ‘Are you your own commander
(amīr), or is there another over you?’ He replied to them, ‘Of course! There
is a commander over me, and over him is yet another.’ He gave them permis-
sion to join Mūsā b. Nuṣayr in Ifrīqiya to affirm [this.] [. . .]222 [They met him]
near the land of the Berbers, with the letter from Ṭāriq, in which [was
recorded] their consent to submission, and what he had stipulated for them.
So Mūsā b. Nuṣayr sent them on to al-Walīd b. ʿAbd al-Malik; [when] they
reached him, he implemented the agreement of Ṭāriq b. Ziyād for them, and
he concluded a written contract (sijill)223 with each of them on that matter.224
ʿAbd Allāh b. Wahb related to us, on the authority of al-Layth b. Saʿd, that
Mūsā b. Nuṣayr, when he conquered al-Andalus, accomplished his goal,
conquering cities left and right until he came to Toledo.228
Whether such material was gathered from local traditions found in now-lost
earlier historical works, taken from a Medinan book by al-Wāqidī brought to the
west (and ignored in the east) only after the ninth-century accounts had been
written without him, or the result of systemic, propagandistic falsification, the
tradition’s shift in focus cannot be denied. Because examples from the past
trumped all arguments, the legal status of the Umayyads’ lands and their claims to
authority in al-Andalus could only be confirmed if the cities’ past – the narrative
of how they fell, or surrendered – was clarified by historians. Sometimes this was
a straightforward matter of changing the language to reflect the more precise legal
terminology;229 sometimes, however, conflicting accounts arose, and the resulting
complications had to be dealt with, by smoothing away the unacceptable parts or
‘finding’ acceptable ones. In the eastern tradition, this seems to have happened in
the case of Damascus, which is the subject of an apparently-unified – but in fact
very contradictory – conquest narrative that attempts to explain away why there
should have been both fighting and a surrender treaty, something that was not
permissible once the legal norms of military conduct had been established.230 In
the historiography on al-Andalus, similar confusion exists over the fall of
Seville.231 If we are interested in what actually happened, it makes for unsatisfying
history; if we wish to know something of how the tenth-century court and courtiers
interpreted and reinterpreted history, it is invaluable.
3 Accommodating outsiders,
obeying stereotypes
Mawālī and muwalladūn in narratives
of the conquest
The purpose of this chapter is to explore issues associated with the integration of
outsiders – that is, for the most part, non-Arab converts to Islam – into Muslim
society, in order to establish how and why such issues left traces in narratives of
the conquest of Iberia. I shall begin with a discussion of the institution of walāʾ
(clientage), in terms of its classical form and its suggested origins, and a consid-
eration of anthropological theory on the social and political role of clientage and
exchange. I will then consider the social and historiographical implications of
clientage in both east and west, looking at presentations of the role of mawālī in
the early Islamic conquests, and at how walāʾ functioned – or did not – in Andalusī
society. I shall also touch upon the broader, related issues within medieval Islamic
Iberia that shaped the environment in which the sources were composed and
received: conversion, ethnic tension, social organization, and certain incidents of
what have sometimes been called ‘nativist’ reaction to Arab-Muslim rule. Finally,
I shall explore how these themes played out in the conquest narratives, as seen in
the roles of Ṭāriq b. Ziyād, Mughīth al-Rūmī and Sara, the Visigothic ancestor of
Andalusī historian Ibn al-Qūṭīya (d. 977). I am primarily concerned, here, with
contextualizing; the case studies of chapters five and six will return to these
themes in the course of a closer reading of the texts.
Shuʿūbīya were writers without an Arabic tribal heritage who produced literary
works – in Arabic – extolling both the present virtues and the past glories of their
non-Arab forebears. There were shuʿūbīya polemicists at work for many of the
different cultures that made up the Islamic world – Coptic, Syrian, Daylamite,59
and, later, the European ‘Slavs’ of al-Andalus – but the strongest current came
from ethnically-Persian court circles in and around Baghdad. Such writers – oper-
ating in a context that was above all urban, de-tribalized, and literary – celebrated
the Persian past, the intellectual achievements and the superior (as they saw it)
literary style of non-Arabs, while mocking the culturally-impoverished origins of
their supposed social betters’ camel-herding ancestors. They also denigrated the
Arab fascination with genealogy, which – together with the financial administra-
tion of the early conquests, under which income had been dependent upon some
form of Arab identity, even if adopted through walāʾ – ensured tribal lineage
remained one of the major markers of identity and status in Islamic society, to the
detriment of those who lacked it.60
The shuʿūbīya’s aims and methods were literary and intellectual, not political –
the stakes were, as Gibb put it, the cultural orientation of Islam,61 not nationalism
or social justice – but they provoked a strong backlash among ‘pure’ Arabs and
from critical non-Arabs, like Ibn Mann Allāh. Al-Jāḥiẓ (d. 869) (who was of East
African descent) remarked that the logical extension of the shuʿūbī argument was
apostasy, since Islam came from the Arabs;62 al-Jāḥiẓ was never one to shy away
from hyperbole, but his tone is typical of the debate. Polemic like this may have
kept divisions between Arabs and non-Arabs a live issue, intellectually, long after
mass conversions and the more even-handed policies of the ʿAbbāsids had largely
denuded such a division of significance in everyday life. To an extent, it is in this
intellectual context that we may place Andalusī writers such as Ibn al-Qūṭīya,
whose attempts to provide an alternative reading of non-Arabs’ role in the conquest
saw him move beyond the more obvious stereotypes and use non-Arab participants
to legitimize the past and present reality of Muslim power in al-Andalus.
Increasingly, however, mawālī came to signify not so much low-status freedmen
and converts, but a pool of individuals personally loyal to, and rewarded and
elevated by, the caliph – a precursor of the slave soldiers who would come to
dominate the state’s centre from the later ninth century. This was also happening
in al-Andalus.
Ethnic conflict
To the end of the caliphal period, and beyond, al-Andalus was – to use Guichard’s
term – a ‘segmentary’ society.90 Guichard and the sources alike characterize
58 Outsiders and stereotypes
conflict within al-Andalus as tribal in nature, conducted between endogamous
clan groupings, but the real root of it seems to have been factionalism,91 expressed,
as was customary and expedient, in tribal language.92 Al-Andalus was certainly
divided – not just between clans, but variously by religious, economic, regional,
and political differences. Unrest and conflict were endemic. It was not simply a
case of Arabs against Berbers, although it often looks that way, particularly in the
eighth century and the first half of the ninth, before there were enough muwalladūn
to constitute a substantial demographic force.93 Each ethnic group, while sepa-
rated to a greater or lesser degree – legally and socially, in the case of Arabs and
the conquered non-Arabs, and often geographically in the case of the Berbers –
from the others, was also internally divided along political and factional lines.
Thus, for example, the Arabs were split into fractious groupings like the baladīs
(earliest settlers) and the Syrian junds (settlers of the 740s wave);94 they also
included powerful, semi-autonomous old families competing among themselves,95
and against the centralizing plans of the regime in Cordoba. A prominent example
of the latter is the revolt of Seville in the late ninth century, led by a Lakhmid clan,
the Banū Ḥajjāj, which resulted briefly (899–913) in an autonomous amirate.96 A
number of Arab lineages also intermarried with powerful non-Arab families. The
Banū Khaṭṭāb – a clan from the Syrian junds – numbered a daughter of conquest-
era potentate Theodemir among their ancestors,97 while the Banū Ḥajjāj had a
Visigothic royal, Witiza’s granddaughter Sara, among theirs.98 These divisions
among the Arabs held until the early tenth century, when the campaigns of ʿAbd
al-Raḥmān III (r. 912–61) consolidated power in the Cordoban government;
ethnic conflict during and after the fall of the caliphate was of a different nature.
Berber clans, for their part, seem to have kept more to themselves. They, too,
could be locally powerful: in the late ninth century, one clan, the Banū Tajīt, ruled
Guadiana.99 The frequent and extensive involvement of Berbers in revolts,
particularly Khārijite ones, is a testament to the cohesion of their shared identity100
– although by no means all Berbers took part in all revolts – and to their frustration
at being disenfranchised by continued Arab political domination in al-Andalus.
Rebelling in the name of sectarian movements gave religious legitimacy to both
their separateness and their opposition to Arab rule. The best known of these is the
revolt of 740, which spread from North Africa, saw the Andalusī amīr replaced
with a Berber imām,101 and left fearful traces in apocalyptic literature in Egypt and
Syria, in which a vast Berber insurrection in the Maghrib was presented as a
precursor to the End Times.102 There were numerous other Berber-centred upris-
ings, some of them Shīʿite, like that of 768–77 – led by one Shaqyā, who claimed
ʿAlid descent103 – or Ibn al-Qiṭṭ’s messianic army of 901.104
Claims – on the basis of Arabic accounts, possible toponym survivals, material
remains of household organization, and patterns of irrigation – that the Berbers
maintained hermetically-sealed, essentially anarchic clan groups, in areas like
Valencia,105 have yet to be borne out by archaeological investigations in any
conclusive way.106 The so-called ḥiṣn-qarya model of land ownership107 – that is,
a fortified building (ḥiṣn) to protect or oversee a neighbouring agricultural
settlement (qarya) – points to decentralized, segmentary social organization along
Outsiders and stereotypes 59
tribal lines,108 but there is nothing to indicate that such arrangements were the
province of Berbers (or Arabs) only, nor that they were truly autonomous. The
ḥiṣn seems to have functioned differently in different times and places; some
examples date from the ninth century, but most are from the tenth to the thirteenth
centuries, and their primary purposes seem to be defence in frontier zones109 or
the protection of shared irrigation sources.110 There is now increasing acceptance
that the qāʾid who controlled the ḥiṣn was an agent of the central government, not
an independent ‘lord’ or clan head.111
Other cleavages in Andalusī society were clearly political – increasingly, and
especially with the institution of the caliphate from 929, Umayyad family members
and their mawālī tended to get the best governmental jobs, leaving old Arabs and
the bulk of the muwalladūn out in the cold112 – and economic, with professions
apparently tending to run along ethnic lines.113 Anti-mawālī (and anti-muwallad)
prejudice still existed, as the lively biographical record of Cordoban Arab scholar
Muḥammad b. ʿAbd al-Salām al-Khushanī (d. 899) demonstrates.114 Other
prominent Hispano-Roman converts suffered too, their non-Arab origins and the
contingent suggestion of half-hearted piety proving convenient targets for their
rivals to aim at. Convert ʿAmr b. ʿAbd Allāh was a qāḍī during the reign of
Muḥammad I, but leading Arab families objected to him leading the Friday
prayers, claiming that it was unacceptable for them to pray behind – and thus
show deference to – a non-Arab.115 Another such, in the same reign, was Ibn
Antonian, a Christian who converted to Islam in order to win a promotion to
al-kātib al-aẓīm (chief administrator), reflecting the fact that, in this period, it was
becoming increasingly hard for non-Muslims to rise high in government service.
His enemies sought to discredit him – and, after his death, disinherit his family –
with claims that he was a crypto-Christian.116 Muwallad families, like their Arab
and Berber counterparts, also engaged in revolts, as we shall see.
Similarly, the Berbers were subject to extensive hostile stereotyping, as
heterodox, violent, and untrustworthy; they were widely seen as ‘the most
contemptible of peoples (akhass al-umam)’, notes the preamble to the anonymous
post-caliphal (and ebulliently pro-Berber) Kitāb mafākhir al-barbar,117 although
this work only gave the label of Berber to tenth-century and later arrivals.118
Al-Ḥamdānī’s comment that the Berbers had received nine-tenths of the world’s
violent character was far from uncommon.119 The very name ‘Berber’ could be
used as an insult;120 speculations on the origins of the Berbers emphasized their
lack of close kinship with the Arabs,121 or gave them very barbarian roots,122 and
Andalusī geographical works as late as the eleventh century discussed their past
paganism and present heterodoxy.123 Even the Chronicle of 754 appears to have
picked up on the Arab antipathy.124 Ibn Ḥabīb’s conquest narrative ends with
Mūsā b. Nuṣayr being questioned by Sulaymān on a variety of topics related to
his expedition, including the following:
[Sulaymān] said, ‘Tell me about the Berbers.’ [Mūsā] replied, ‘They are the
non-Arabs who most resemble the Arabs (hum ashbah al-ʿajam bi-al-ʿarab)
[in their] bravery, steadfastness, endurance and horsemanship, except that
60 Outsiders and stereotypes
they are the most treacherous people (al-nās) – they [have] no [care for]
loyalty, nor for pacts.’125
This trend, although always visible, became more pronounced after the fall of the
caliphate amid a fitna (1009–31) that many blamed on the more recent Berber
immigrants: the mercenaries introduced into al-Andalus by al-Ḥakam II from the
970s.126 Various post-tenth-century mawālī historians were not well inclined
towards Berbers, and employed customary non-Arab stereotyping against them.
Ibn Ḥayyān (d. 1076), for example – whose Muqtabis, although only partially
extant, greatly shapes our picture of the disorder surrounding the fall of the
caliphate – was, like many of his generation, bitter at the Berbers for their role in
the ruinous fitna, in which he lost everything.127 Ibn Ḥazm (d. 1064) likewise
castigated the more recently-arrived Berbers for their lack of assimilation to polite
Andalusī – that is, Arabic and Islamic – norms.128
Whether of Arab descent or not – frequently, not – their status as Umayyad clients
made them second only to the ruler’s immediate family in the political pecking
order. Mawālī descent could, at least in court circles, be a badge of pride. ‘Arab’,
meanwhile, became a less favourable term in Umayyad historiography, signifying
the old families who maintained their local power bases and resisted centraliza-
tion.141 Most of the revolts recorded during the eighth and early ninth centuries
centred on ambitious or discontented configurations of Arabs or Berbers,142 but as
the ninth century wore on the muwallads became involved in the increasingly
tight competition for power.143 Again, the rebels were often prominent families
with a regional power-base, such as the Banū Qasī, who dominated Aragón until
the ninth century.144
One well-known figure – thanks to the survival of the portion of Ibn Ḥayyān’s
Muqtabis that deals with the period of his activity, and to that writer’s later imita-
tors – was ʿUmar b. Ḥafṣūn, a muwallad rebel of the late ninth and early tenth
centuries,145 whose motives have been much discussed, in large part because he
was once used as an example of ‘nativist’ reaction to Arab-Muslim rule. That idea
comes from his mid-career conversion to Christianity, accompanied by a gene-
alogy detailing no fewer than seven generations of his non-Muslim ancestors –
undoubtedly fabricated, probably around the time of his conversion for the very
purpose of portraying himself as a Christian hero, and thus gaining Christian
support.146 The fact that, ten years later, Ibn Ḥafṣūn returned to Islam, throwing in
his lot with the Fāṭimids, suggests that he was essentially an opportunist. He has
also been characterized as an exemplar of a wider trend, in which the muwalladūn
imitated Arab/Berber tribalism,147 and as a ‘pure blood’ survival of Visigothic
nobility trying to impose a feudal regime on the territories he annexed.148 While
Ibn Ḥafṣūn certainly extracted revenue from the cities under his control during his
extended revolt,149 it seems unlikely that he was anything more than a local
‘parvenu’,150 ambitious and resentful at having to pay taxes to the centre. Excluded
from participation in government by the nepotistic employment policies of the
Umayyad regime, he set out to amass what power he could during the disordered
reign of the weak ʿAbd Allāh. Yet he is an example both of how the bulk of non-
Arabs felt disenfranchised during the ninth century, and of how assumed lineage,
even non-Arab, might be put to use for political ends.
With the caliphate’s fall – largely through a failure to maintain the balance of
ethnic and factional tensions in al-Andalus in the face of a new Berber influx –
non-Arab ethnicity took on a renewed significance during the ṭāʾifa period, as
multiple competing statelets ruled by non-Arabs sprang up in the power vacuum
62 Outsiders and stereotypes
left behind.151 True to their Andalusī roots, they did not bow to the ailing ʿAbbāsid
caliphate;152 nor did they enjoy particularly easy relations with each other. It was
in this period that al-Andalus had its own shuʿūbī episode, two centuries after that
of the Islamic heartlands. Little survives of it besides a risāla written by one
Abū ʿĀmir b. Gharsiya al-Bashkunsī – who, as his name suggests, was a first-
generation muwallad of Basque origin. He was active in the ṭāʾifa court at Denia,
during the reigns of Mujāhid (d. 1045) and his son ʿAlī (d. 1076), non-Arabs of
‘Slavic’ origin (that is, descended from northern or eastern European slaves). The
risāla was a reaction against a panegyric written for a rival ṭāʾifa ruler, which
praised the Arab ancestry of its subject and criticized those who falsely claimed
such lineage. While Ibn Gharsiya’s work – and the various refutations directed
against it during the century that followed153 – was born of the later eleventh-
century Andalusī context of combative city-states, it would hardly be apparent
from a simple reading of the texts. For, in a further example of the hold that
Baghdadī literary traditions had over the Andalusī intellectual world, the original
risāla is firmly in the eastern shuʿūbī tradition; the glorious non-Arab past and
intellectual achievements that it celebrates are unequivocally Persian as well as
(and more locally-relevant, we might imagine) Byzantine.154 The decentralization
of power and culture in the ṭāʾifa period may have given non-Arabs a profusion
of small stages on which to express themselves,155 but the idiom to which
they resorted was a traditional, eastern Islamic one. Like his earlier, eastern
counterparts, Ibn Gharsiya’s concern is to open up wider Arab-Muslim culture to
non-Arabs such as himself, rather than to champion al-Andalus specifically.156
Ṭāriq b. Ziyād
The story of the rivalry between Ṭāriq and Mūsā will be discussed more fully in
chapter five, but it bears consideration here. Arriving in al-Andalus after Ṭāriq has
done much of the work, Mūsā proceeds to appropriate his hard-earned plunder –
in the shape of the Table of Solomon – on the basis that Ṭāriq is only a disobedient
mawlā. Ṭāriq, however, tricks him by changing one of the Table’s legs, and the
whole thing culminates (usually) in the arrogant and greedy Mūsā getting his
comeuppance before the caliph in Damascus, where he cannot explain why the
legs are not identical. Given the initially-low status of mawālī in the early Islamic
Outsiders and stereotypes 63
world, it seems likely that the tale represents, schematically, a real rivalry between
commanders sent from the centre and subordinate local Berbers during the North
African and Spanish conquests and in the post-conquest settlement.157 Although
Mūsā was himself of non-Arab, mawālī descent, this aspect of his status is rarely
alluded to in the Spanish conquest narratives.158 Even in the exception quoted
above,159 Mūsā is positioned as a mawlā banī Umayya, a mawlā in the courtly
rather than the lowly, classical sense. Overwhelmingly, however, his mawlā iden-
tity is effaced and he appears as an archetypal member of the Arab elite, as seen
through shuʿūbīya eyes – doing none of the work but taking all of the credit160 –
and his conflict with Ṭāriq is presented not as an ethnic conflict, but as one between
patron and mawlā, or legal-Arab versus legal-non-Arab.
The narratives (riwāyāt) disagree on why Mūsā was so angry with Ṭāriq. It
was said: It was due to outrage at him, and rivalry; such may be deduced from
[his] falsely claiming (bi-iddiʿāʾ) the successes of Ṭāriq as his own, and the
seizure of the Table. [. . .] Among those who excused him, [it was] said: He
did that to him [to reinforce] his precedence (taqaddum) under his authority,
Ṭāriq being his mawlā, and because [Ṭāriq] had penentrated deeply into
[al-Andalus], endangering the Muslims [with him].161
There are three factors at work here. The first, as we saw in the previous chapter,
is a legal one: from a classical legal (and literary) standpoint, all historical
conquests ought to have been conducted under caliphal authority, since the early
caliphs were idealized as the heart of the Islamic world, and the later legal status
of a town or a population was dependent on how it had been conquered, and
by whom.162 Properly-delegated authority had to be demonstrated retrospectively
in the literary accounts: Mūsā had to write to the caliph for permission, and
Ṭāriq had to be shown to be under the proper control of his patron, Mūsā, who
was responsible for his actions. Thus, Ṭāriq is rebuked at Toledo for having
overstepped his remit – including temporarily assuming an expedition leader’s
prerogative in taking the pick of the spoils for himself163 – and must apologize for
his presumptuousness, in order to restore the proper balance of power between
Arab patron and non-Arab client. As Ibn ʿAbd al-Ḥakam puts it:
The second factor is that, even if al-Andalus had few mawālī of its own, old
attitudes from the east remained potent. The relationship of al-Andalus with the
Islamic east was a complex one, expressed in ebullient political rivalry but also a
64 Outsiders and stereotypes
sense of cultural deficit. Al-Andalus was seen as something of a backwater, where
intellectual developments and literary forms arrived late and were mere imitations
of the greatness of the east.165 Despite the political and social changes, this
greatness remained conceptually linked with Arabic culture. Historians were
keenly aware of this, frequently borrowing eastern tropes to make their western
histories look more prestigious – just as a shuʿūbī writer such as Ibn Gharsiya did.
Thus all converts must have come to Arab society through walāʾ, and all mawālī
are assumed to be Muslims. In part, this probably comes from ninth-century and
later reworking of the histories, which were made to conform more closely to
classical legal norms, under which this was how walāʾ was supposed to work;
furthermore, as history-writing was an activity in which non-Arabs had an
increasing role, and prestige continued to be attached to Arab lineage, it could
signal attempts by later mawālī to smooth away the less classically-acceptable
edges of their own origins.166 But old Arab parochialism and disdain for mawālī
still had a voice, too, even after they had ceased to operate as true social forces in
either east or west.
This adds another dimension to the apparent anxiety about a non-Arab client
winning more prestige (and loot) than his patron. Could a mawlā – in classical legal
terms, usually a former slave, and a Berber, at that – legitimately make conquests at
all? Interestingly, it is apparent that not everyone conceived of Ṭāriq in such prob-
lematic terms: apparently without irony, al-Qarawī – responding to Ibn Gharsiya’s
shuʿūbī letter – called Ṭāriq an Arab hero.167 Conversely, there are signs of unease
over the activities of Mūsā, too, even though it tends not to be expressed in explicit
connection with his mawlā status; Mūsā is an ambitious independent player, a
parvenu amassing enormous wealth together with what could be read as a small
private army of mawālī.168 During the second wave of eastern conquests in the later
seventh and early eighth centuries, concerns arose at the spectre of over-mighty
generals and governors with large retinues of mawālī soldiers.169 Ninth-century
al-Andalus had seen a great many ambitious individuals attempt to carve out power
for themselves, separate from the state; the state, in turn, sponsored the writings of
many of the earliest conquest narratives that sought to hide or criticize this.
The final factor, somewhat at variance with the others, is a pro-mawālī one.
This is a heroic tale of a wily Berber outwitting an Arab – or someone coded as
such in the narrative – and receiving caliphal approbation for his defiance. It fits
with the Arab–Berber cultural rivalry that was a live issue in al-Andalus and North
Africa for a long time, whether because of periodic influxes of newly-converted
Berbers from the south, or in the language used to express contemporary faction-
alism and social tensions. In addition, many of those writing the histories were the
descendants of non-Arab converts who spent their professional careers facing
literary snobbery from both the heartlands and perhaps, as the shuʿūbī exchange
demonstrates, from closer to home, too. They might thus be expected to enjoy a
tale that poked fun at certain Arab cultural pretensions, or that upset the conven-
tional balance of social and political power. Finally, Ṭāriq – in having his case
taken up by an Umayyad caliph during the tale – also functions as a prototype of
high-status, personally-loyal courtly mawālī in caliphal al-Andalus, a link between
Outsiders and stereotypes 65
past and present practice. It is arguably this final reading that, in the conclusion to
the tale, wins out.
Mughīth al-Rūmī
A less common mawālī character in the conquest narratives is Mughīth al-Rūmī.
Mughīth seems to have been a late addition to the corpus of stories, as he appears
only in the anonymous compilations Akhbār Majmūʿa and Fatḥ al-Andalus,170 Ibn
ʿIdhārī (d. c. 1307), and – with a citation of al-Rāzī (d. 955) – al-Maqqarī (d.
1632).171 His main role is to carry out the conquest of Cordoba.172 Cordoba, for all
its significance in later Andalusī history, is overshadowed by Toledo in accounts
of the conquest and features infrequently, especially in pre-eleventh-century texts.
Ibn Ḥabīb mentions Cordoba only as part of an isolated anecdote in which Mūsā
prophesies the city’s destruction in two hundred years’ time;173 Ibn ʿAbd al-Ḥakam
has two lines about its people insulting Ṭāriq and being ‘routed’ for their pains;174
Ibn al-Qūṭīya lists it in Ṭāriq’s itinerary without comment, and elsewhere repeat-
edly refers to it as though it were the capital city at the time of the conquest.175
Where Cordoba is given a siege narrative, it takes two distinct forms. The earliest
extant example of the short form is that of Ibn al-Shabbāṭ (d. 1221),176 who credits
Ṭāriq with taking the city, helped by a shepherd who points out a gap in the south
wall, and has the Muslim invaders intimidate the defenders into fleeing with the
strength of their cries of ‘Allāhu akbār!’177 (Both elements are common topoi.)
The citation for this tale (‘He said’) gives no obvious help as to sources, but Ibn
al-Shabbāṭ cites one of our tenth-century authors, ʿArīb b. Saʿīd (d. 980), else-
where in what survives of his work, and a convincing case has been made by Luis
Molina that the qāla here represents a continuation of this usage of ʿArīb’s
account.178 The Fatḥ al-Andalus, which again uses ʿArīb, has the same story in
more or less the same phrases.179 Ibn al-Shabbāṭ’s close contemporary, the east-
erner Ibn al-Athīr (d. 1234), has a single line summary: ‘As to the cavalry that
went to Cordoba: a shepherd pointed out to them a gap in its wall; they entered its
territory this way, and took possession of it.’180
The Akhbār Majmūʿa, Ibn ʿIdhārī, and al-Maqqarī share – with only minor
differences of detail and emphasis – a second, more elaborate form of the story.181
The basic outline is the same as the first. The Muslims hide in a thicket in the
vicinity of nearby Secunda (Shaqunda), where they meet a local who points
out the gap (thughra) in the wall of Cordoba; they use it to make a surprise
attack on the city, whose survivors flee and take refuge in a church. Some details
are absent (the takbīr), and new ones replace them (the gap is very hard to spot,
the Muslims use their turbans to climb up to the gap, the ‘king’ of the city has
only four hundred followers left to him). More significantly, for current purposes,
the story has a new Muslim hero: Mughīth, mawlā of ʿAbd al-Malik.182 Unlike
Ṭāriq, Mughīth’s designation aligns him firmly with the later type of Andalusī
mawlā, the courtly Umayyad loyalist; it also echoes later developments in the
ʿAbbāsid state, where mawlā amīr al-muʾminīn became an honorific bestowed
upon Turkish generals.183 Al-Maqqarī confirms that this designation for Mughīth
66 Outsiders and stereotypes
was current by at least the eleventh century, saying that Ibn Ḥayyān (d. 1076)
and ʿAbd Allāh b. Ibrāhīm al-Ḥijārī (d. 1188) ‘add him to the walāʾ of al-Walīd’.184
The Akhbār Majmūʿa and al-Maqqarī also give him the nisba al-Rūmī, suggesting
a Christian origin, like so many Andalusī converts. Al-Maqqarī notes that
Mughīth’s descendants continued to be linked with Cordoba, although a few
pages later he quotes a conflicting account that says he returned to the east after
the conquest.185 As Molina has shown, both al-Maqqarī and Ibn ʿIdhārī made
extensive use of Aḥmad al-Rāzī in their histories,186 although in each case it is
difficult to be sure if the source for the Cordoba episode is al-Rāzī. We have
support, however, from the Castilian Chronicle of 1344. This adaptation of al-Rāzī
contains a variant of the longer narrative, in which the shepherd is given a much
longer speech praising Spain in general and Cordoba in particular.187 Since there
is no sign of a siege narrative for Cordoba before al-Rāzī, it can therefore be
concluded that he originated it in the tenth century – and, furthermore, that he
chose to place a mirror of himself and his fellow Umayyad mawālī at the centre of
it. ʿArīb’s shorter version, in turn, is a variant composed later in the same century.
Mughīth plays no other role in Ibn ʿIdhārī’s account, beyond a brief mention
among Mūsā’s retinue upon the departure from al-Andalus;188 he may have been
used again by al-Rāzī but, lacking a full text, we cannot tell. In the Akhbār
Majmūʿa, Mughīth has some further interaction with Ṭāriq and Mūsā: it is Ṭāriq
who dispatches him to Cordoba,189 and later he echoes Ṭāriq’s complaints to the
caliph about Mūsā’s conduct190 – another example of a mawlā taking his patron to
task for domineering and greedy behaviour. Mughīth is also reprimanded by ‘a
messenger of al-Walīd’ for overstepping his bounds in designing a balāṭ (country
villa or estate) for himself in Cordoba: ‘This balāṭ is not appropriate for you.
Rather it is suitable for the governor of Cordoba.’191 Although in the eleventh
century there did exist an estate known as the Balāṭ Mughīth, in the thriving
western suburb of Cordoba,192 it is more than likely that the origins of this partic-
ular anecdote lie in aetiology, not in history: that is, it is an attempt to map conquest
narrative onto the present layout of the city.193
In the Fatḥ al-Andalus, the image of Mughīth as an Umayyad agent is made
even stronger, as he is presented not as the conqueror of Cordoba – although he
does later make a raid into Galicia – but rather as someone sent to al-Andalus by
his patron (al-Walīd, in this version) to reprimand Mūsā.194 He is given land near
Cordoba, out of the fifth.195 Part of this story perhaps has an earlier origin; in the
Futūḥ Miṣr, Ibn ʿAbd al-Ḥakam names as Ṭāriq’s messenger to the caliph,
reporting Mūsā’s injustices, one Muʿattib (or Mughīth; without diacritical dots,
the names are identical in Arabic script196) al-Rūmī, ‘a slave (ghulām) of al-Walīd
b. ʿAbd al-Malik’.197 Given that earlier in the same text we are also told this
Muʿattib ‘marched in the direction of Cordoba’ (though never what he actually
did there),198 it looks likely that the Akhbār Majmūʿa compiler conflated the two
similar names into one individual when he combined the various traditions,
producing a new character almost as prominent as Ṭāriq and Mūsā, or that a
tenth-century writer had access to the Futūḥ Miṣr and decided to ‘complete’
Muʿattib/Mughīth’s story with a Cordoba conquest narrative.
Outsiders and stereotypes 67
Sara the Goth
Like many of the historians of the amirate and caliphal periods in al-Andalus, as
we saw in the previous chapter, Ibn al-Qūṭīya came from a long line of prominent
and high-status Umayyad mawālī;199 his father, as well as being the qāḍī of
Ecija,200 had played an important role in settling the revolt of Seville (899–913) in
favour of the Umayyads.201 Ibn al-Qūṭīya is unusual among Andalusī historians in
that he devotes a portion of his work to the exploits of his Christian ancestor, our
third mawlā-type figure: a Visigothic noblewoman named Sara, granddaughter of
the penultimate king, Witiza. But this interest of his is linked with the tenth-
century boom in creatively reinterpreting genealogy. ‘Proof’ that one’s family
had converted early, or, in the case of mawālī, that they were associated with
higher-status Arabic families, went a long way towards boosting prestige.202 Ibn
al-Qūṭīya’s history falls into this second category: in opening his work with an
account of how his ancestors had formed pacts with, and received justice from,
the Damascene Umayyad caliphs, he was undoubtedly setting out his stall as a
rightfully-prominent member of the caliphal court.
In the tale, Sara journeys to Damascus to petition the caliph over her rights to
land-ownership, after her uncle Arṭūbas203 seizes estates – in the west of al-Andalus,
the text tells us – that her sons inherited from her late husband:
[Sāra] sailed to Syria with her brothers, landing at Ascalon. She proceeded
until she reached the gate of Hishām b. ʿAbd al-Malik. She made known her
business [there], [invoked] the agreement (ʿahd) concluded between her
father and al-Walīd, and made a complaint against her uncle Arṭubās.
[Hishām] received her, and she saw ʿAbd al-Raḥmān b. Muʿāwiya, a boy in
his presence. ʿAbd al-Raḥmān would [later] remember that incident in
al-Andalus, and when [Sāra] came to Cordoba he permitted her to enter the
palace to [see] the family [of the amīr]. Hishām wrote on her behalf to
Hanẓala b. Ṣafwān al-Kalbī, governor (ʿāmil) of Ifrīqīya, regarding the execu-
tion of the agreement of al-Walīd b. ʿAbd al-Malik [. . .] Thereafter, the
caliph Hishām gave her in marriage to ʿĪsā b. Muzāḥim. Arriving in al-Andalus
with her, [ʿĪsā] recovered (qabaḍa) her estates. He is the ancestor of [the
Banū] al-Qūṭīya, and they had two sons, Ibrāhīm and Isḥāq.204
Sara plays on what is essentially a walāʾ relationship, established between her father
and al-Walīd, to get what she wants. The caliph gives her back her land, and in
return is able to exercise a quintessential patron’s right: choosing a husband for her
(another Umayyad mawlā).205 She even sees the future ʿAbd al-Raḥmān I, further
strengthening the ties between her family and that of the Umayyads in Iberia.
Although Ibn al-Qūṭīya has been claimed for Spanish nationalism,206 Maribel
Fierro has elucidated a more convincing goal for his work: he is championing
the special relationship between the Umayyads and their mawālī.207 He boosts the
dynasty’s claim to rule by anchoring their conquest in co-operation between Arab
and Berber conquerors, Islamic central authority, and the Hispano-Roman
68 Outsiders and stereotypes
populace: a message of unity after the endemic ethnic conflict of the previous
century, and perhaps a shuʿūbī style riposte to those who identified Islamic solely
with Arabic. As Ann Christys has argued, Sara appears in his work as a symbolic
legitimation of the Muslim conquest, willingly accepting her subordinate status
while also receiving the proper protection from it. She is also – like Ṭāriq – a
precursor to the personal clients of the writer’s own time; furthermore, the names of
the resulting children ring with religious import.208 The Chronicle of 754 does not
discuss Sara, but does allude to a similar early marriage alliance between a member
of the Christian elite (in this case, Eudo of Aquitaine’s daughter) and an Umayyad
(one of Hishām’s sons) – in the context of Muslim campaigns in the Pyrenees.209
Conclusion
Patronage in the medieval Islamic world took a number of different forms, from a
highly codified mechanism of social integration, to a more informal but powerful
system of political control. In al-Andalus, it was used less for generalized social
integration and Arabicization, and more as a political and cultural tool of the
court: both because it was less necessary in the eighth century when the state was
so geared towards Arabicization anyway, and because the conquest elite was
never as homogeneously Arab in al-Andalus as it was elsewhere. The creation of
a corps of personally-loyal mawālī gave the ruling Umayyad dynasty, in theory,
families who followed them generation after generation, in counterbalance to the
many prominent Arab, Berber, and muwallad families that resisted, undermined,
and actively revolted against their rule. Mawālī derived their influence from their
relationship to the Umayyads, while the rest of the Andalusī elite jostled for power
through rivalry and revolt. Arabicization of this diverse society – which was well
advanced by the tenth century – came about not through walāʾ, but through
already well-developed administrative systems, literary culture, and less formal
patronage networks. All of these things privileged facility with Arabic – and, from
the mid-ninth century, Islamic cultural norms and faith – as a means to communi-
cate and advance in government and society.
Furthermore, the ideology of clientage, and the literary conventions surrounding
it, was sufficiently elastic to accommodate diverse forms, and sufficiently enduring
to shape historical consciousness long after its social reality. So, too, were
attitudes to non-Arabs moulded by literary forms and received ideas; while
circumstances did sometimes lend impetus to the prejudice seen in the literary
sources, more often they are simply reflecting the static nature of transmission
within Islamic historiography, based as it was upon stereotypical framings of
events passed down with little alteration even when their relevance had declined.
This makes it more striking when innovations appear in the tradition, like Ibn
al-Qūṭīya’s efforts to make the conquest look more co-operative than coercive, or
the late emergence of Mughīth, as a representative of a mawlā type that matched
the authors’ reality – if not that of the conquest – rather more closely. At times,
Islamic historiography could, and did, break its own conventions.
4 To the ends of the earth
Extremes of east and west in Arabic
geographical and ʿajāʾib writings
This chapter will set the scene for a study of how and why the literary presentation
of eighth-century Muslim conquests differed from those of the seventh century.
One aspect of, and explanation for, this different treatment lies in the geography
of these later conquests; places such as Iberia, West Africa, Hind, and the Indian
Ocean lay long distances from the central Islamic lands, and from central Islamic
government. Their cultural and political ties to the centre of the empire often
remained loose, in some cases for many centuries after their conquest – insofar as
they were conquered in the eighth century at all, much less ruled in any systematic
sense. From the perspective of writers patronized by the caliphal court of Baghdad,
and of later scholars who drew upon their work, such places could appear unruly
and unfamiliar, and thus a source of unease. Their perceived otherness from
Baghdad – and other centres of learning where traditions about them were
traded – invited explanation and attracted legends. The mark of both explanation
and legend may be seen upon the narratives of their conquests.
I shall begin with a broad discussion of the conceptual division of ‘known’ and
‘unknown’ space that developed in medieval Muslim geographical thought,
and the position of ‘peripheral’ territories – such as, viewed from certain angles,
al-Andalus – that did not easily fit into either category. Peripheral areas might be
under Muslim rule, or they might lie on Islam’s borders, but in either case they
might be considered disordered and dangerous because of their proximity to chaos
– that is, to the great ‘Ocean’ that was believed to surround the safe, inhabited
world. The peripheries marked the limits of human civilization, and also its weak
points; boundaries could blur, and chaos bleed through. This idea opened up much
wider and more fantastical possibilities for what a Muslim raiding party or
conquest army might encounter in such regions. It fostered narratives focused on
confronting otherness, and battling with it: whether overcoming that otherness
and imposing order – which, as we shall see, Alexander the Great often does in the
Islamic tradition – or being overcome by its strange powers, as occurs in certain
conquest-related legends, like that of City of Copper.
This discussion will be followed by case studies of how medieval writers illu-
minated the themes of geographical otherness and chaos versus order through
motifs collectively and generically known as ʿajāʾib. These ʿajāʾib included
fantastical lands and cities, islands, and statues and idols that mark the edges of
70 Extremes of east and west
the known world. This is not to say that ʿajāʾib were only present on the edges of
the world; as signs of the wonder of creation, of God at work, and of the miracles
associated with prophets, ʿajāʾib could be very much ‘mainstream’.1 But a writer
such as al-Yaʿqūbī (d. c. 900), whose Kitāb al-buldān deals almost entirely with
the lands of Islam, avoided ʿajāʾib in his work,2 and in general they were far more
common in accounts of the periphery – the far north and south as well as the east
and west, although here I shall concentrate on the latter pair, given the location of
the eighth-century conquests. When placed on the periphery, ʿajāʾib carried a
different, or additional, meaning: not just wonder but threat.
A great deal of research has been done on tracing the traditional and mythic
roots of these legends – most recently, and substantively, by Julia Hernández
Juberías3 – and I shall draw upon this work in what follows. But the central
argument of this chapter concerns the literary employment of such myths – their
presentation, and the ways in which authors used them to express their thematic
interests – rather than their origin or transmission as such.
Al-Andalus [has] two frontiers (ḥaddāni): one frontier with the lands of
unbelief (dār al-kufr), and one with the Ocean (baḥr al-muḥīṭ).71
Even sympathetic writers apparently saw al-Andalus – just like eastern Asia – as
an edge of the world, where by definition anything might happen. Order had to be
imposed, and this Alexander – among others – is duly shown to do, most expli-
citly through accounts that credit him with building a bridge across the Straits
of Gibraltar, an exercise of (super)human will over the Ocean,72 and a clear
and surely not coincidental parallel with his scriptural wall-building exploits in
the east.73 He is also sometimes credited with creating the lighthouse, and/or an
idol (ṣanam), said to have stood at Cádiz (Qādis). The Andalusī traveller and
ʿajāʾib-collector al-Gharnāṭī (d. 1169), whose Tuḥfat al-albāb was the first Arabic
work dedicated solely to marvels, says this ṣanam was the work of Dhū al-Qarnayn;
he emphasizes this association by following that description with an account of
the lighthouse of Alexandria.74
A more common, and earlier, version of the Cádiz lighthouse and its copper
‘idol’ – variously, ṣanam75 or ṭilasm76 (more usually ‘talisman’ or ‘seal’) – links
them with Hercules rather than Alexander, but the import and purpose are largely
the same. The first surviving account is that of al-Masʿūdī, whose description of
the lighthouse echoes the one he gives of Alexandria’s: it is decorated with many
tamāthīl, their hands outstretched, and an inscription warning that none shall pass
this way between the Mediterranean and the Ocean (referred to earlier in the
passage as the baḥr uqyānus).77 His Andalusī contemporary Aḥmad al-Rāzī (d.
955) – to judge, as usual, from quotations elsewhere – had a similar version of the
story,78 and he gives some clues as to its source. He mentions an idol at Cádiz
twice in the course of his introductory geographical sketch of ‘triangular’
76 Extremes of east and west
al-Andalus79: once in reference to Cádiz, and once comparing a similar structure
in Galicia to it.80 In a more detailed description of the town he talks of Hercules
building a column there, and beginning one in Galicia that was later finished by
our old friend Ishbān.81 Al-Rāzī took much of his geographical information about
Iberia from Orosius’ (d. after 418) History Against the Pagans, which was written
c. 415–17. The Latin text was, according to Ibn Khaldūn, sent to Cordoba as a
diplomatic gift from Constantinople. It was translated into Arabic in the mid-tenth
century by Qāsim b. Aṣbagh (d. 951) – whom we met in chapter three, teaching
al-Rāzī and others – and an unnamed ‘Christian qāḍī’, at the behest of the future
al-Ḥakam II,82 an enthusiastic collector of non-Arabic scholarship.83 Al-Rāzī’s
conception of al-Andalus as triangular comes from Orosius,84 and is a keystone, in
turn, of many subsequent works, both geographical and historical, that drew on
either al-Rāzī or the Orosius translation directly.85 Orosius, however, only
mentions a lighthouse in Galicia, not at Cádiz,86 suggesting that al-Rāzī
introduced this element into the description himself; along with the triangle, this
addition persisted in the subsequent tradition.
Like Dhū al-Qarnayn’s wall that blocked off Yājūj wa-Mājūj, the lighthouse/
idol(s) anecdote probably represents an ʿajāʾib-ification of ancient geographical
knowledge, which had long placed the ‘pillars of Hercules’ at the Straits,87 or even
of genuine material remains. A Roman lighthouse still stands today in La Coruña
in Galicia. This has been most commonly associated with Hercules, although
attempts to claim it for other traditions are not unknown; an eleventh-century
compilation of Irish legendary history credited it to one King Breogán.88 Regarding
Cádiz, al-Zuhrī describes a humanoid statue (timthāl, ṣanam) atop the lighthouse
there; in the course of refuting what he considers the fallacious detail of it holding
a key in its hand, he says, ‘I have seen it several times’.89 As with the polemical
links made between the Turks and Yājūj wa-Mājūj, there was a change of focus in
how the Cádiz statue was framed, in the light of later political catastrophe at the
hands of non-Arab outsiders – in this case, due to the eleventh-century fitna and
the subsequent Berber conquests in Iberia. Yāqūt (d. 1229), an enormously influ-
ential encyclopaedia geographer, and a convert of Greek origin, says that the idol
was built – by a suitor competing for a local woman’s hand – with the aim of
protecting Iberia by warding off the Berbers;90 drawing on Yāqūt, like so many
subsequent writers,91 the eastern cosmographer al-Qazwīnī (d. 1283) concurs.
This legend, which recalls one that the Graeco-Roman tradition associated with
Sicily,92 was evidently constructed with hindsight, like that of the House of Locks
in Toledo, since al-Zuhrī reports that the statue was destroyed in 1145–6, during
the rebellion (al-fitna al-thāʾira) of ʿAlī b. ʿĪsā b. Maymūn. He adds:
There are plenty of other statues in accounts of east and west; they are usually
copper, a prestige material – particularly when inlaid94 – second only to gold and
Extremes of east and west 77
silver.95 Like the idol of Cádiz in its various incarnations, statues protect, or warn;
they mark the edges of the world, and provide ambiguous reminders of the past.
Ibn al-Faqīh, apparently on the basis of a report by ʿAbd Allāh b. ʿAmr b. al-ʿĀṣ,
numbers among the four wonders of the world ‘a copper horse bearing a copper
rider’ in al-Andalus; on the rider’s outstretched hand is written a warning that
anyone venturing beyond it will be ‘swallowed by ants’.96 His contemporary Ibn
Khurdādhbih has a similar piece about a copper horse and rider, the latter again
with an outstretched forbidding arm, although no message.97 Al-Bakrī (d. 1094)
provides a ‘context’ – during the conquest of Iberia, he says, Mūsā encountered
one in the far north of the peninsula – presumably to explain the Muslim armies’
lack of steady success north of the Pyrenees.98 But the growth of this story did not
stop there; by the twelfth century, the Andalusī al-Gharnāṭī could offer a version
that dramatized the bizarre consequences of ignoring the warning:
They found [. . .] a statue of a man, with a copper tablet in his hand. On the
tablet was written, ‘There is no way beyond [here]. Turn back, and do not
enter this land, or else you will be destroyed.’ The amīr [Mūsā] said, ‘This is
an uncultivated land, abundant of trees, vegetation, and water. How will
anything here destroy the army?’ He ordered a party of his slaves to enter that
land. From behind the trees, ants the size of ferocious lions dashed at them.
They dismembered those men and their horses. They bore down on the army,
numerous as clouds – until they reached the statue, where they halted, and did
not come beyond it. [The army] marvelled at that, and left.99
‘Idols’ in the east, although sometimes presented with sinister overtones or a lack
of comprehension, are more easily explicable as genuine cult objects; such, at any
rate, seems to be the case with a copper bird on a column described by Ibn
al-Faqīh,100 statues of the Buddha,101 or the temple of Multān, which appears in
both the historical and geographical traditions, as we shall see in chapter seven.
Liminal spaces
Islands
De Planhol’s contention that the sea was seen as uniquely inimical and dangerous
to all Islamic communities at all times has been demolished, convincingly, by
Lawrence Conrad.102 Early and medieval Muslims were by no means land-bound;
there were plenty of military campaigns in the first few centuries of Islam, notably
against Constantinople, that made extensive use of maritime transport, and there
is no evidence of alarm regarding the ordinary, non-Ocean sea in any historio-
graphical account of Ṭāriq’s voyage to Iberia. The detailed, practical information
on long-distance seafaring contained in a tenth-century compilation like Abū
Zayd al-Sīrāfī’s Akhbār al-Ṣīn wa-al-Hind – from winds and tides to the type of
paperwork required for trading in China103 – undoubtedly comes from a context in
which it was useful and necessary.104 The fact that the same text also contains
78 Extremes of east and west
warnings about a wind that sets the seas to boiling,105 or notes that the island of
Sri Lanka (Sarandīb) was where Adam descended from Eden, and has a mountain
with his footprint on its summit,106 does not mean that all medieval Muslims,
everywhere, lived in continual fear that the sea was out to get them. Rather, it
indicates that literary conventions and folklore combined to shape what was
written about the sea, and that – as we have seen, repeatedly, within the historio-
graphical corpus – the ‘real’ and the ‘fantastic’ were not opposed but on a
continuum. Examples of each were included in geographical and historical works
not because (or not only because) they were considered to be factual, but because
they were meaningful in some way to author and audience; like Ibn Ḥawqal’s
dismissive remarks about Andalusīs, ʿajāʾib were invoked for their rhetorical
effect as much as for their observational truth.
Within this literary schema, then, land – at least within the dār al-Islam –
represents safety and civilisation, and the sea the chaotic and dangerous Ocean.
Islands, meanwhile, exist somewhere in between the two extremes: they are
liminal space, surrounded by the sea.107 Often, therefore, islands functioned as
repositories for the ʿajāʾib and other oddities discomforting, or titillating, to a
geographer’s audience.108 Ibn Ḥawqal’s reservations about al-Andalus’ proximity
to the Ocean have already been noted.109 Besides al-Andalus itself, however, there
is little said of islands (or similar) in the western Ocean or its tributaries. One
exception is positive, if still deeply mythical: the Islands of the Blessed (jazīratāni
. . . al-khālidāt, in al-Idrīsī’s [d. 1165/6] terms110), which are associated, naturally,
with Alexander, and which sometimes contain statues of their own marking the
end of the world.111 The historiographical tradition suggests that there were earlier
tales of such islands, however; Ibn Ḥabīb, once again displaying his taste for the
fantastic, has Mūsā reach one such, where he finds jars containing jinn, sealed up
by Solomon.112
Further east, especially the Indian Ocean, has much more to offer: a volcano
that always shows flame by night and smoke by day, rarely pinpointed with
any geographical precision, suggesting that it is a topos;113 islands with strange
flora and fauna;114 islands populated by cannibals.115 The island of Arīn – in
Sanskrit astronomical thought, the navel of the world – has another lighthouse,
which is again likened to that of Alexandria, and a magical ṭilasm.116 The Andaman
Islands were supposed to contain Adam’s tomb.117 One island story with all the
hallmarks of forbidding, transgressive Otherness and edge-of-the-world weird-
ness is recounted by Buzurg b. Shahriyār, a tenth-century nākhudā (ship’s
captain) who collected sailors’ tales mostly relating to the Indian Ocean in his
book ʿAjāʾib al-Hind. The story goes that a Muslim ship is blown off course
shortly after its crew sights an ill-omened star (Canopus) and glimpses a strange
fire on the eastern horizon; the ship is then wrecked on the shores of an island
inhabited entirely by women, who, upsetting the natural order of things, prove so
sexually aggressive that they kill all the ship’s crew, bar (of course) the story’s
narrator. The narrator survives by converting one of the women to Islam, teaching
her Arabic, and – once she is thus safely civilized – settling down with her. She
later explains to him that the fire that the crew saw on the horizon is an island,
Extremes of east and west 79
worshipped locally as the place where the sun sleeps overnight before rising
each morning.118
One of the most ubiquitous islands in these accounts is named Wāqwāq (or
Wāq Wāq). We may leave aside the vexed, and for present purposes irrelevant,
issue of what real territory it may or may not correspond to,119 except to note that
it is always located in proverbially out-of-the-way places, such as the east coast of
China or the southern tip of Yemen.120 Al-Masʿūdī, who sailed in what he was told
was its vicinity, places it at the edge of the Zanj lands.121 Wāqwāq is yet another
example of the strangeness attached to marginal places in Arabic geography: in
some versions it gets its name from a fruit growing there, which, when ripe, is
shaped like a human head122 and emits a cry of ‘wāq wāq’ as it falls from the tree.
Like Ibn Ḥawqal in discussing Yājūj wa-Mājūj, al-Idrīsī treats this island as part
of the usual networks of exchange. Only a page or two after discussing its forbid-
ding Ocean surroundings, he describes the inhabitants of Wāqwāq exporting and
importing goods: once again, this is a world where the fantastical exists alongside
the mundane, and both are equally likely to be encountered.123 Similarly, Buzurg
b. Shahriyār tells a variety of tales about the ‘Wāqwaq islands’; some of these
concern flying scorpions or human-shaped fruit, but others tell of tit-for-tat
sea-raiding between the people of Wāqwāq and their (not so near) neighbours.124
Cities of copper
The last of the motifs to be explored in the geographical accounts is the ‘City of
Copper’ (madīnat al-nuḥās,125 or sometimes of brass, ṣufr126). It takes its name, we
are usually told, from its striking aspect, being either built entirely of copper or
fronted with copper columns. Although cities are usually presented in geograph-
ical writings as positive and safe spaces, as symbols of civilization, this one is
marginal and mysterious. It is usually placed – without any precision – some-
where in a desert in North Africa or al-Andalus.127 It is extremely difficult to find,
and the ill-defined route there takes travellers past all manner of preternatural
statues and columns, usually with legendary links. Often there is also a lake or sea,
by the shores of which live a people, sometimes said to be virtuous survivors of
the Flood, who are unexposed to Islam – illustrating just how remote al-Andalus
was conceptualized as being. In al-Masʿūdī’s concise rendering of the tale:
[This area] adjoins deserts of sand, in which is the city known as the City of
Copper (nuḥās), with domes of lead (qibāb al-raṣāṣ), to which Mūsā b.
Nuṣayr travelled in the days of ʿAbd al-Malik b. Marwān, and saw marvels
(ʿajāʾib) there. That was related in a book (kitāb) [that] the people (nās)
passed around; it was said that it was in the deserts bordering the bilād of
al-Andalus.128
The fact that there are no deserts in the Iberian Peninsula, or that most narratives
have Mūsā travel there overland from Qayrawān (modern-day Tunisia), apparently
did not daunt our geographers.129 It is not a motif exclusive to al-Andalus – other
80 Extremes of east and west
cities of copper or brass are mentioned by writers in passing, located in the east and
the south130 – but rather another transferable topos of the edge of the known world,
emphasizing boundaries and liminality. The Arabic Alexander tradition likewise
uses cities to mark the limits of the world, and of Alexander’s travels; the twin
cities of Jābalqā (in the east) and Jābarṣā (in the west) make explicit the parallel
between the eastern and western extremes in the medieval Arabic worldview.131
This particular City, however, is more usually associated with Solomon, who in
some accounts built it to store his treasure,132 and Mūsā b. Nuṣayr, who takes on
the adventuring Alexander role. The earliest surviving version of the story is that
of Ibn Ḥabīb, who discusses the impenetrable city alongside an account of certain
treasures of Solomon – vessels made to imprison jinn – and establishes a number
of elements that became central to the story, such as the failed attempts to enter
the city.133 Yet it was the geographical rather than the historical tradition that took
up the story with enthusiasm; I have yet to find another historian who mentions it.
While it is tangential at best to the body of conquest narrative – beyond Ibn
Ḥabīb’s particular interest in fate and the alien landscape of al-Andalus, it would
not obviously further the thematic preoccupations of later historians, let alone fit
into events – it slots perfectly into the conventions of geographical writing, which
expect the inexplicable and sinister from the landscape at the extremes of east and
west. It is a journey to the uttermost west, and the framing story given by Ibn
al-Faqīh and others echoes – or is echoed by – that of Sallām the Interpreter’s
expedition to the limits of the east134:
The City is silent and unyielding, rumoured to contain great wealth but offering
no entrance to our adventurers. The atmosphere is a suspenseful one, and soon
becomes suggestive of the supernatural. When Mūsā’s men attempt to scale the
wall with ladders, they are picked off one by one: peering over the top of the wall,
each in turn is abruptly convulsed with laughter or terror, and throws himself into
the city, presumably to his death. As might be expected, ʿajāʾib collector
Extremes of east and west 81
al-Gharnaṭī’s version is particularly, and unusually, graphic in this respect. He
describes at some length the shrieks that emanate from the city after each man’s
plunge within, and has the third man climb the wall with a rope tied around his
waist – presumably to prevent him from throwing himself in, but which in fact
results only in his being brutally dismembered in a bizarre tug-of-war between
those holding the rope below, and the unseen force above dragging him in.137
In all cases, Mūsā wisely opts for retreat, and the mystery goes unsolved – until,
that is, the story’s late adoption into the collection of the Thousand and One
Nights,138 whereupon the new audience, and the different expectations it held of
literary stories, required there to be a climactic moment and an identifiable moral
to the tale (that worldly wealth and arrogance should be shunned in favour of
spiritual credit through obedience to God).139 Here, Mūsā’s men attain their goal
and enter the city – only to discover the glittering remains of a dead civilization,
and for their greed to prove a costly mistake. The message is made even clearer by
a coda in which Mūsā repents of the avarice that led him into the city, and ends his
life in pious retreat, thus reaffirming the values of his society through the encounter
with that which is outside.140
Constructing al-Andalus
Using a variety of anecdotes and motifs drawn from legend, historiography, and
personal observation, eastern and western geographers created and supported an
image of al-Andalus that could be considered unwelcoming at best, and hostile at
worst – but which was entirely in keeping with the peninsula’s conceptual posi-
tion as a territory at the edge of the world, occupying an uneasy space between the
order and solidity of land-based civilization, and the chaotic danger of Ocean and
of life outside its bounds. Information and imaginings of al-Andalus were filtered
through theoretical models, generic conventions, an Islam-centric worldview,
and a mythical past; all these things shaped how the image of the peripheries
was constructed, particularly in the early, adab-inflected geographical tradition,
as the comparable presentation of the world in the furthest reaches of the east
corroborates. Al-Andalus was a place where stranger things could happen, and
legendary heroes could be adopted into the geographical, or historical, narrative to
increase the region’s prestige – and where neither seemed out of place, because
that was simply what was expected, and enjoyed.
That all these statues, door-less cities, and giant man-eating ants remained
useful, even though they had little to do with the observable reality of al-Andalus,
is reflected in the fact that our earliest example of historical writing by an Andalusī,
Ibn Ḥabīb’s, is saturated with such material, and so is our last, al-Maqqarī’s. Just
as the Akhbār al-Ṣīn wa-al-Hind, or Buzurg ibn Shahriyār, could juxtapose tidal
information with islands of cannibals without any apparent qualm or contradic-
tion, so the high adventure of Mūsā being confronted by a statue that barred the
way into Francia could be slotted alongside more ordinary – if, at times, only
marginally more plausible or accurate – accounts of battles, sieges, and caliphal
dispatches. Some regions the Muslims were destined to conquer and civilize,
82 Extremes of east and west
others they were not, whether it was God’s will or the caliph’s. What was included
was a matter of form, audience expectation, and taste: as we saw in chapter two,
Ibn ʿAbd al-Ḥakam, although drawing on many of the same Egyptian sources as
Ibn Ḥabīb and writing in a similarly anecdote-driven mode, tended to opt for
stories of moral failing and fiqh rather than inexplicable ʿajāʾib. A magical
statue was just another storytelling device, a way to create a mood: a topos both
causative, like a conveniently-disaffected nobleman living in a strategic place on
the coast, and illustrative.
There are some clear differences between the construction of al-Andalus in
geography and in history. I have already noted that, Ibn Ḥabīb aside, the City of
Copper is something that is confined to the former. References to pre-Islamic
mythical heroes, too, are overwhelmingly concentrated in works of geography
and related genres; unlike Solomon, Alexander is largely absent even from
descriptive passages in the historical narratives about al-Andalus.141 This suggests
either different concerns or different sources – and perhaps a lack of any direct
borrowing of material – between the two traditions, at least on this subject.
Hercules, meanwhile, is confined to those strands of the historiographical
tradition that draw on the Orosius translation, directly or indirectly, and even then
is referred to only within the geographical overview derived from that writer, not
within the conquest narratives. Thus, even when geographical and historiograph-
ical sources were used in the same works by the same writers, the material they
offered was kept largely separate.
It is generally difficult, given the loss of the earliest accounts and attendant
issues, to tell where particular stories originated from. Statues are a good example
of this. Several of the major early historians, such as Ibn ʿAbd al-Ḥakam, are
silent on the subject and do not include the ‘idol’ of Cádiz; Ibn Ḥabīb mentions
two warning statues in his conquest narrative,142 but, Cádiz and al-Rāzī aside, this
thread was not picked up by the historical tradition, either Andalusī or external,
until the end of the eleventh century.143 Instead it thrived, as we have seen, with
the early eastern geographers, travellers, and ʿajāʾib collectors, such as Ibn
Khurdādhbih, Ibn al-Faqīh, and al-Masʿūdī,144 probably reflecting a general enthu-
siasm within the genre for this particular type of marvel. The eleventh century
seems, more or less, to mark the beginnings of geography as a separate discipline
in al-Andalus – from this period onwards, Andalusī geographical writing abounds
with statues, and so (presumably not coincidentally) does historiography about
conquest-era al-Andalus.145 Nor were these always a simple reusing of old tales;
Andalusī geography was a living tradition, incorporating new information
alongside the familiar forms. We saw above how al-Zuhrī (perhaps informing
the easterner Yāqūt) retold the Cádiz story as one that concluded within his own
lifetime. Similarly, an anecdote from the Almerian geographer al-ʿUdhrī (d. 1085)
shows how topoi could be seen anew in a post-fitna context:
It was related that, in the vicinity (nāḥiya) of the city of Elvira (Ilbīra), [there
was] an image (ṣūra) of a horseman of stone (ḥajar), which children used to
ride. Part of it was broken. It was said that in the year when the ṣūra was
Extremes of east and west 83
broken, the fitna overwhelmed Elvira, and the Berbers entered it. That was
the first year of its ruin (kharāb).146
The topos here has elements of geographical and historiographical tradition, being
both an enchanted statue and a House of Locks-type causative device: it explains
why the caliphate-destroying fitna of the early eleventh century came to afflict
this particular part of al-Andalus.
The transmission of the Cádiz story offers a tangible demonstration of how
Andalusī attention to geography both flowered in the tenth century and – at least
within historiographical works – atrophied almost immediately into the practice of
recycling al-Rāzī’s material. Al-Rāzī’s tenth-century efforts, and the patronage
surrounding him that fostered such learning, encouraged the scouring of older
and non-Islamic texts for material on al-Andalus; some writers, such as al-Bakrī,
continued this. But later historians, including Ibn al-Athīr, Ibn ʿIdhārī, and
al-Maqqarī, all reflect a historiographical image of al-Andalus in which its
conquest-era geography has once more crystallized, into a realm composed of both
enchanted statues and the detailed practical knowledge (and polemical agendas)
that produced the conquest itineraries discussed in chapter two. As with so much
else regarding the geographical construction of the peripheries, ‘fact’ and ‘fantasy’
were maintained together, even long after al-Andalus had come under the control
of a regime that patronized history and geography from within the very land
imagined as Other.
5 The Table of Solomon
A historiographical motif and
its functions
In the previous chapter, we saw how geographies of al-Andalus are filled with
legend. So, too, are Arabic narratives of its conquest. One of the most interesting
is the tale of an artefact invariably referred to as māʾidat Sulaymān ibn Dāʾūd: the
‘Table of Solomon’. As a literary motif, this Table fulfils numerous functions
integral to the interests and concerns of Muslim writers, and of their audiences. It
exemplifies the conflict between the protagonists (Mūsā and his mawlā Ṭāriq),
expresses the expected Otherness of a territory on the edge of the world, demon-
strates caliphal justice, and carries an ethical sting regarding plunder and the
proper conduct of a Muslim army in times of conquest. As a historiographical
topos, it shows how far an idea could travel, and how a single symbol could appeal
to – and be adapted to fit – many different cultural and historical contexts,
becoming embedded in multiple Mediterranean traditions.
From the earliest extant written account, that of Ibn Ḥabīb, the tale takes a
broadly similar form across the Arabic tradition. There are, however, small
variations in detail and emphasis – the location in which the Table is found, the
materials it is made of and adorned with – which M. Jesús Rubiera Mata has taken
to indicate two different strands in its transmission, characterized as Egyptian and
Andalusī.1 The former tends to be precise on the Table’s physical description
and its role in the conquest, but rather less so on where it was found, often
inventing a settlement – usually called Madinat al-māʾida, or simply al-Māʾida
– solely for this incident.2 The latter usually places the Table in the context of
descriptions of Toledo, and is less concerned with its role in the conquest
narrative.3 In reality, the distinction is not so clear-cut – Ibn Ḥabīb, despite his
Egyptian sources, places the Table in Toledo4 – and the two strands frequently
merge within the same account, as in Ibn al-Athīr’s.5
The outline of the story is maintained across the majority of chronicles, and
certain details almost invariably appear. In the course of the conquest, Ṭāriq –
never Mūsā6 – finds a table made of gold and precious stones either in or near
Toledo. Ṭāriq and Mūsā, already on poor terms, come to blows over the object,7
but at length their conflict is diffused, at least until they are recalled to Damascus.
Some accounts simply mention that the Table was given to the caliph – sometimes
al-Walīd, sometimes his successor, the appropriately-named Sulaymān – without
noting any further dispute.8 Others recount that Mūsā was punished for excessive
The Table of Solomon 85
looting, and stripped of his booty, but do not mention the Table at all in this
context; their main thrust is caliphal politics, as will be discussed below. A concise
example of this second version, containing most of the major elements, comes
from the easterner al-Yaʿqūbī (d. c. 900):
Other writers go further, recounting Mūsā’s attempts to claim credit for the
Table’s discovery, and for the conquest more generally. This results in a final
showdown between commander and mawlā in Damascus, in which the signifi-
cance of the missing leg referred to in passing in al-Yaʿqūbī’s account is made
clear. The most concise example of this comes from Ibn al-Faqīh:
Ṭāriq left for Toledo. He entered [the city] and asked about the Table; it was
his only concern, it being the Table of Sulaymān b. Daʾūd, as the People of
the Book claim (yazʿumu ahl al-kitāb).13
Solomon made all the vessels that were in the house of the Lord: the golden
altar, the golden table for the bread of the Presence, the lampstands of pure
gold. . . .17
Other passages, and Talmudic glosses on them, expand upon this; we are vari-
ously told that Solomon made three tables,18 or ten.19 The subsequent history of
the Temple vessels – that is, the furnishings of the inner Sanctuary, usually consid-
ered to include the altar, lampstand and table – was a turbulent one. The Temple
itself was sacked on several occasions before its final destruction at the hands of
The Table of Solomon 87
the Romans. There were many layers to the meaning of the Temple, both during
and after the period when it was a physical reality: in times of Israelite political
success, it was an expression of religious identity and political legitimacy, as well
as a storehouse for the polity’s wealth;20 in more difficult eras, it was a symbol of
continuity and focus for messianic hopes.21
One of the ways in which memory of the Temple and its vessels was kept alive
after the year 70 was pictorial representation. This was a tradition stretching from
Classical-period frescoes, such as those of Dura Europos in the Near East, to medi-
eval illuminated Bibles in Mediterranean Europe. Representations of the Temple,
and in particular of its vessels, featured heavily, although the objects of the
wilderness-era Tabernacle were initially more popular;22 so, too, did images of the
synagogue layout, particularly the Torah shrine (Aron ha-Qodesh), whose iconog-
raphy probably developed from depictions of the Temple.23 The practice seems to
have begun as an illustrative and pedagogical one, springing from the Jewish oral
(and later written) tradition of ‘historiated bibles’, narrative compilations of legend-
infused scripture. It has been suggested that the mid-third-century Dura Europos
images, which form a narrative cycle, were drawn from illustrated Pentateuch
manuscripts,24 as an aid to understanding scripture.25 In medieval Biblical manu-
scripts, both Hebrew and Latin, this illustration generally took the form of a double-
page spread before the main text, showing the layout of the Temple furnishings,
labelled and modelled on the dimensions given in Exodus.26 Exegesis and other
related texts also existed in illustrated forms in the early medieval period. The late
seventh-century Anglo-Saxon Codex Amiatinus, the earliest surviving complete
Vulgate, contains a plan of the Tabernacle that includes an image of the table.27 The
calligraphic style comes from the Codex Grandior of Cassiodorus (d. 585), an offi-
cial at the Ostrogothic court in Italy; in his Commentary on the Psalms, Cassiodorus
mentions seeing illustrations based on the texts of the Jewish historian Josephus
(d. c. 100), who wrote extensively on Jewish history and sacred monuments.28
Most extant Spanish examples come from the thirteenth century: the earliest
Toledan Bible dates to 1277,29 and from Aragón there is a 1299 Hebrew manu-
script whose illustration include the table,30 its bread laid out according to the
directions of Maimonides in his Mishneh Torah.31 There are some earlier paral-
lels. The sixth-century Ashburnham Pentateuch, possibly of Spanish origin, has
a frontispiece depicting a book-chest – containing volumes labelled with the
Pentateuch’s Hebrew titles transliterated into Latin – inside a curtained alcove,
which is strongly reminiscent of a synagogue interior from the sixth-century Beth
Alpha mosaic.32 The images from this Pentateuch manuscript were used to create
the eleventh-century frescoes at the Church of St Julian in Tours.33 Jewish influ-
ences, filtered through and adapted to Christian theology, are also visible in other
illustrations within the text.34 Later Christian examples altered the iconography
still further, eventually transforming the Temple vessels into a picture of a scribe
copying a manuscript.35 All of this, coupled with the strong Jewish presence in the
Iberian Peninsula, and the Jewish scholarship and literature produced there, gives
a plausible iconographic and legendary context to the continued concern with a
Temple object in the ninth- and tenth-century Arabic accounts.
88 The Table of Solomon
A recurring theme in later Jewish legend is the vessels being held hostage and
used sacrilegiously by aggressors against the Jews,36 or hidden – through a
miracle37 or by human intervention38 – before such a fate can befall them, and
recovered intact once the danger is past. Belief that the Temple vessels carried
some inherent power to bring misfortune to those who abused them seems to have
long persisted, at least as a literary motif. Sixth-century Byzantine historian
Procopius, discussing Belisarius’ victory over the Vandals, and the plunder that
he extracted from them, appends a cautionary tale; among the plunder, he says,
were certain items from the Temple in Jerusalem, which the Vandals had earlier
looted from Rome:
And one of the Jews, seeing these things, approached one of those known to
the emperor and said, ‘These treasures I think it inexpedient to carry into the
palace in Byzantium. Indeed, it is not possible for them to be elsewhere than
in the place where Solomon, the king of the Jews, formerly placed them. For
it is because of these that Gizeric captured the palace of the Romans, and that
now the Roman army has captured the Vandals.’39
Justinian, we are told, took the hint and dispatched the items back to Jerusalem.
The Temple, and everything in it, was clearly far from forgotten by later
generations.
As I discussed in chapters one and four, late antique and medieval perceptions
did not make a sharp distinction between past and present, or mundane and super-
natural; there was no conceptual barrier to long-dead heroes (and villains) acting
upon the world.40 One manifestation of this blurring of the historical and the
contemporary was the appearance of fantastical objects, through which their
former owners operated. If relics of Christian saints abounded, so too did fantas-
tical accounts of their discovery, recovery,41 and subsequent displays of power.
The maphorion (robe or girdle) of the Virgin Mary, for example, was credited
with saving Constantinople from siege on several occasions.42 Narrative associa-
tion with a relic not only conferred protection but also brought prestige to all
concerned: the place where it had been hidden, the one(s) who found it, and the
place to which it was removed. Divergent and even overtly competing narratives
of their discovery often emerged, attempts to better fit a relic’s backstory to the
political and theological demands of the day, or to boost the standing of, say, a
new church built to house it.43
The Table of Solomon, as one of the ʿajāʾib (‘marvels’), is a Muslim echo of
these relics. Similarly, an impetus to provide narratives explaining the existence
of ʿajāʾib can also be seen; the Table is an excellent example. Aḥmad al-Rāzī
seems to have been one of the earliest to explicitly link the Table of the conquest
narratives with the sack of Jerusalem by the Romans under Titus, claiming that the
Table was among the plunder taken from the Temple on this occasion.44 Al-Rāzī,
and those who followed him, link it with the mythical pre-Islamic king, ‘Ishbān’.
His name derived, as we saw in chapter two, from etymological attempts to
explain the name of the peninsula,45 but in the context of the Table he evolved into
The Table of Solomon 89
a character in his own right. Ishbān – sometimes ‘Ishbān b. Ṭiṭūs’, no less – is said
to have taken part in the Roman conquest of Jerusalem, bringing home marble and
other wealth for his capital. His haul included a host of items associated with
figures from scriptural history, such as the staff of Moses, and the golden Table of
Solomon.46 Others likewise number the Table among this wealth.47 Ibn al-Athīr,
using unspecified Andalusī works, puts it as follows:
Then God allowed Roman barbarians, whose king was Ishbān b. Ṭiṭūs, to fall
upon [the inhabitants of Iberia] (arsala ʿalayhim). He carried out raids upon
them. [. . .] He had them build [him a city named] Ishbānīya, [otherwise
known as] Seville, and he used it as the capital (dār) of his kingdom. [. . .] He
raided Jerusalem (bayt al-maqdis), plundering what was in it, and killing
100,000 [people] there. He removed its marble to Seville and other [cities].
He also looted the Table of Sulaymān b. Dāʾūd (peace be upon him), which
was the same one Ṭāriq took from Toledo when he conquered it.48
For his part, Ibn ʿIdhārī, while agreeing that Ishbān fought in Jerusalem,49 outlines
a more circuitous, accidental route for the Table’s journey to Toledo. His account
– without any obvious citation of sources, and unparalleled elsewhere in the tradi-
tion – has the Table given to the people of Egypt by the Roman ‘king’ in reward
for their aid in the Jerusalem campaign, rather than resting among his spoils. In
the face of the Muslim advance, it is smuggled across North Africa and ultimately
into Iberia.50
Elements of this tale – if not the whole – may not be quite as improbable as they
appear; Rubiera Mata has traced many of the possible stops in its itinerary.51 The
Arch of Titus, built to commemorate the Romans’ victory over the Jews in 70 CE,
is decorated with a frieze showing a procession carrying the looted furnishings
from the Temple – including an object identifiable as a table.52 Josephus, an
eyewitness to the events, lists a table among the loot taken by the Romans:
[. . .] because [their enemies] had learned that the royal treasure was there,
which Alaric the elder in earlier times had taken as booty when he captured
Rome.55 Among these were the treasures of Solomon, the king of the Hebrews,
90 The Table of Solomon
a most noteworthy sight. For the most of them were adorned with emeralds;
and they had been taken from Jerusalem by the Romans in ancient times.56
The Visigoths’ royal treasure mentioned here changed hands several times, for
example being taken to Ravenna in 511 for ‘safekeeping’ by the Ostrogoths;57
Athaulf (r. 410–16) gave some of the plunder from Rome to Placidia as a wedding
gift.58 In this context it is important to note the function of treasure hoards in the
social, political, and ideological life of the Visigoths and other western ‘barbarian’
confederations, a function that reached a high point during the fifth century and
never quite lost its allure thereafter, particularly in chronicles, sagas, and other
narratives of the past.59 Visible – and, for preference, transportable – wealth
equalled prestige and thus legitimacy.60 A successful leader was one who had
treasure – tribute or plunder – to show for his military campaigns, and thus had the
wherewithal to be generous to his followers, in order that they in turn could use
his gifts to retain the loyalty of their own adherents.61 Treasure was integral to
political and social exchange. It was the king’s credit rating and his means of
maintaining suitable splendour.62 It could serve as dowry,63 tribute, or diplomatic
tool;64 as an inheritance portion, it signified valid succession;65 when used as grave
goods, meanwhile, it was a posthumous expression of identity and earthly status
intended partly for the next world.66 Above all, it was hoarded.
Royal treasure was held in such high regard that formally viewing it was part of
the king’s public routine. Sidonius Apollinaris, writing c. 455 to his brother-in-
law – a former royal tutor – says, in the course of his description of Theoderic II
(453–66)’s daily life,
The second hour arrives; he rises from the throne to inspect his treasure-chamber
or stable.67
ʿAbd Allāh b. Wahb related to us, on the authority of al-Layth b. Saʿd, that
Mūsā b. Nuṣayr, when he conquered al-Andalus, accomplished his goal,
conquering cities east and west until he came to Toledo, the city of the kings
(mulūk). He found a house (bayt) there, named the house of the kings. [He
opened it, and] found inside it twenty-five crowns, adorned (mukallalatan)
with pearl (al-durr) and sapphire (al-yāqūt) – [twenty-five] being [the number
of the kings] who had governed al-Andalus. Whenever one of their kings
died, his crown was placed in that house, and on the crown was written the
name of its owner (ṣāḥib).74
The suggestion here is that the crowns were commemorative rather than donated as
alms, although this may be an incidental difference, since in the passage as a whole
Ibn Ḥabīb is more concerned with the endings than the ordinary practices of the
Visigothic kings.75 We can only speculate whether the bayt was a royal chapel, or
something closer to the treasure houses that the Goths of old had used to store their
royal treasures in.76 For present purposes, however, more interesting is the fact that
a detail of the decoration of both the extant crowns and their literary counterparts
– in pearls and sapphires77 – echoes a description of the Table of Solomon in the
same account.78 Ibn ʿAbd al-Ḥakam – who, like Ibn Ḥabīb, makes his report on the
authority of al-Layth b. Saʿd, but via a different intermediary, Yaḥyā b. Bukayr –
mentions a single crown, but only as part of the episode in which Ṭāriq finds the
Table, not as a separate incident; here, the decorative jewels (jawhar) are not speci-
fied. The crowns are echoed by al-Maqqarī, when he notes that, ‘Some of the
barbarians claim (zaʿama) that [the Table] was not Solomon’s, but rather its origin
[lay in] the days of their kings’ – specifically, in the kings’ practice of leaving their
wealth to the Church when they died, from which the clergy fashioned pedestals or
cradles (k-r-s) to carry the Gospels on feast-days.79 A shorter version of this expla-
nation appears in Ibn al-Shabbāṭ, with the gloss: ‘This strange (gharīb) report
[came] from ʿArīb [b. Saʿīd], and is mentioned by no-one else.’80
If holding the Visigothic royal treasure conferred legitimacy, losing it was a
grave blow to a king’s standing. During the seventh century, a second factor
gained similar symbolic significance with regard to the kingship: the city of
Toledo. Toledo had been chosen as the royal seat in the 540s – perhaps for its
strategic location, given the continued presence of the Byzantines in the south –
and was considerably embellished to befit its new status during the reign of
Leovigild, who seems to have (re)built a peninsular Visigothic state from the
ground up after 572.81 Its church became the centre of Spanish ecclesiastical
life; in 610 it was made the metropolitan seat of Iberia, in place of Byzantine-
controlled Cartagena. It was a centre of learning, and played host to the periodic
Church Councils, which determined doctrine and held sway over the monarch.
St Ildefonsus calls Toledo ‘glorious’, and sums up its spiritual position thus:
92 The Table of Solomon
[A]mong those who fear God it is considered both a terrible place for the
unjust and a place worthy of all veneration for the just.82
The city’s political role also carried much weight; it was declared the urbs regia
by the Seventh Council of Toledo in 646, while the Eighth Council in 653 stipu-
lated that kings could thenceforth only be anointed there, or else where the
previous king had died.83 This last measure was likely to have been a palliative
one, however. The Visigothic monarchy was not hereditary; succession was rarely
a foregone conclusion, and as such it could frequently become a source of disorder
in the kingdom.84 Material evidence supplies the names of three individuals in the
seventh and eighth centuries who, although not listed in literary regnal lists,
nevertheless held enough power to issue coinage in their own names as rivals to
the incumbent kings.85 Theoretically, the position was elective,86 the incumbency
agreed by – and rotating among – a small elite consisting of an estimated twenty-
four families.87 The reality, as has been observed, was that it was more usually
‘occupative’88 – that is, it belonged to whoever made the most convincing claim,
backed by possession of Toledo and the royal treasure, the latter symbolizing the
ideological continuity of the community that had sacked Rome under Alaric.89
Sources
As effectively as the spoils of Jerusalem, or rumours about their possession, fit
into a Visigothic milieu of treasure hoarding for prestige and collective identity,
explicit expression of these rumours is mostly lacking in our sources prior to
the appearance of the Arabic narratives. Procopius seems to be alone in his asser-
tion that Alaric carried the Jerusalem treasures away when he sacked Rome in
410 – and the Byzantine historian is himself confused on the matter, later attrib-
uting the same gains to the Vandals.90 While it has been argued that the former is
more likely,91 it is otherwise unsupported, even as a rumour, before Ibn Ḥabīb.
Gregory of Tours (d. 594), in whose History of the Franks the use and abuse of
treasure hoards loom large, does not mention it. He was hostile to the Goths, but
the rumour goes similarly unaired even in pro-Visigothic chronicles. Two of
these omissions, both within works composed in the Iberian Peninsula itself, are
particularly glaring. Rumours that the Visigoths held vessels from the Temple
might reasonably be expected to be touched upon in Isidore’s Goth-rehabilitating
History, whether as a means to further distinguish the Visigoths from their
contemporaries, or as something to be strenuously denied, as the tales of brutality
The Table of Solomon 93
associated with the sack of Rome are (‘the frightfulness of their savagery was
nonetheless restrained’). But the closest that Isidore comes to our story is to tell
how one of the Gothic invaders met ‘a consecrated virgin of advanced years’ and
politely requested any gold or silver she might have. She duly handed over certain
vases in her possession, but not without a warning:
While he was marvelling at the form and beauty of the vases, a product of the
ancient opulence of the Romans, the virgin said, ‘These vases were entrusted
to me from the sanctuary of the Apostle Peter: take them, if you dare.’ [. . .]
Terrified at the mention of the Apostle’s name, the Goth reported the incident
to his king through a messenger. The king immediately ordered everything to
be returned with the greatest reverence to the sanctuary of St Peter, saying
that he was waging a war against the Romans, not the Apostles.92
This is closely based on a much longer passage in Orosius, in which the vases in
question are returned with a full ecclesiastical procession.93 The similarity of these
excerpts to Procopius’ account of Justinian sending the Temple vessels back to
Jerusalem indicates that the episode is a topos, a floating literary motif presum-
ably meant to demonstrate in both cases the intrinsic mythic power of the objects
concerned, and the cautious piety of the ruler faced with the temptation of taking
them. The notion of antiquities possessing the occult powers to punish those who
did not treat them with proper reverence or caution became a common one in the
medieval Byzantine Near East – a corollary, perhaps, to the benevolent influence
of relics and icons – particularly with regard to Constantinople’s surviving
classical statuary. The eighth-century antiquarian compendium Parastaseis
Syntomoi Chronikai is filled with tales of malevolent, demon-possessed sculp-
tures preying upon unsuspecting citizenry. One chapter tells how a certain
Himerius is killed by a falling statue after making a chance remark about its
creator; the statue proves indestructible, and only burial neutralizes its effects.
‘[P]ray that you do not fall into temptation,’ the author of the passage warns his
readers, ‘and take care when you look at old statues, especially pagan ones.’94
Apparently-inanimate objects could be dangerous, if they had history behind
them. The fact that, unlike Procopius, neither Orosius nor Isidore used Alaric’s
supposed looting of the Temple vessels to evoke this theme – either as approba-
tion, by denying the rumour, or as censure, by confirming it – strongly counts
against its currency in the environments in which they wrote.
Finally, we saw in chapter one that the anonymous author of the Chronicle of
754 compared Iberia’s fall to the Muslims with that of Jerusalem. Jerusalem, as
has already been noted, had a long history of falling to invaders; moreover, the
Temple vessels had achieved a status in Jewish legend of the guarantors of the city
and Temple’s continuity despite the repeated setbacks. Once again, this would
seem a perfect venue in which to air the rumour, either for dramatic effect or to
provide hope for the future, but there is no sign of it.
The story of the sojourn of Solomon’s Table in Toledo seems, then, to be an
eastern rather than a western one, at least insofar as it turns up only in Procopius
94 The Table of Solomon
and the (eastern, or eastern-sourced) Arabic writers. Even with a number of
Hispano-Roman scholars and ecclesiastics travelling to Constantinople and
returning with books, or North African bishops armed with Greek texts moving to
Iberia,95 the story apparently did not travel. John of Biclaro spent almost two
decades studying in Constantinople, arriving (c. 559)96 just as Procopius’ Wars
had been published, but his Chronicle begins in the later sixth century, and
displays more interest in the Visigoths’ religious history than in any treasure they
may or may not have had. Likewise, the tale does not appear in post-conquest
Iberian Christian sources until well into the medieval period, although it seems to
have become a potent myth once it did. Alfonso X’s (r. 1252–84) rebellious son
Sancho (later Sancho IV, r. 1284–95) is said to have been obsessed with Solomon,
and apparently staged a confrontation with his father in Alcalá de Henares, near
Toledo, specifically because of its association with the Table.97 This association
appears in Rodrigo Jiménez de Rada’s De Rebus Hispaniae, written in the 1240s:
the Table was found by Ṭāriq at Alcalá, and is described as having no fewer than
three hundred and sixty-five legs.98 This strange number is echoed in a couple of
later Arabic texts; in both cases it probably came from al-Rāzī, whether directly or
via later quotations (for the Arabic texts), or via a Romance translation (for de
Rada).99 It need not even have been al-Rāzī; from the twelfth century, Toledo was
the centre of a programme to translate Arabic texts into Latin, and while most of
these were scientific works,100 they also included translations of the Qurʾān.101 It is
not impossible to imagine histories among them. Some Arabic historical works
were in circulation for use – if not translation – by Latin writers,102 and as the
Archbishop of Toledo, de Rada was well placed to draw upon these. It is plausible
that de Rada would have taken particular interest in the Table of Solomon.
Elsewhere in his account, de Rada compares the ‘restoration’ of the Visigothic
monarchy – in the creation of a post-conquest kingdom centred on Oviedo – to the
Jews’ return to Jerusalem after the rebuilding of the Temple. He underlines the
parallel with an anecdote about a chest of relics from Jerusalem, brought to Oviedo
via Toledo.103
Two final points should be made on the transmission history of the Table anec-
dote. The first concerns description. Ibn Ḥabīb’s description of the Table as
adorned with pearls and sapphires, matching the Guarrazar crowns, has already
been mentioned.104 This comes from al-Layth b. Saʿd; Ibn Ḥabīb also supplies an
alternative description from Abū ʿAbd al-Ḥamīd, this time including emeralds
(zumurrud).105 Interestingly, the only non-Arabic source to mention emeralds in
the context of the Temple vessels is Procopius.106 The second note is one of termi-
nology. Most accounts of the Table describe the material from which it was made
simply with the phrase min al-dhahab (wa . . .), ‘[made] from gold (and . . .)’.107
Ibn Ḥabīb, however, supplies participles:
Abū Shabba al-Ṣadafī said: I saw two men carrying a carpet (ṭanfasa) woven
(mansūjatan) of gold and silver and pearls. When it became too burdensome
for them, they put it down, then laid into it with an axe (ḥamala ʿalayhi
al-faʿs), and cut it into two halves. They took half, and left [the other] half.109
Function
The Table of Solomon – numbered as it was among the Temple vessels – was
clearly a recurring image in both Jewish and Greek tradition, in the context of the
sack of Jerusalem and to a lesser extent that of Rome. The vessels served as a
shorthand for these cities’ fall, bywords for untold riches and/or greedy plun-
dering; and, in some cases, symbols of hope of a possible restoration.110 In its
move to the Arabic tradition, the Table – now stripped of its fellows – gained a
new chapter in its history and new layers of significance and symbolism. Born of
eastern histories, it found a resonance in the themes of western historiography,
and was taken up with enthusiasm. It was not simply a colourful addition to a
writer’s repertoire for recounting the conquest of al-Andalus, or spicing up
geographical works, but a motif conferring symbolic and literary legitimacy,
oriented both eastwards – towards the Arab-Muslim historiographical tradition –
and westwards – towards al-Andalus itself, and its pre-Islamic past.
Regarding the pre-Islamic Iberian orientation of the Table as a literary device,
possession of Toledo and the royal treasure had come to mean, as discussed above,
the measure of rightful rulership in Visigothic Iberia; when it is placed in the
conquest narratives, al-Andalus is therefore won on Visigothic terms as well as on
later Muslim ones. The blurring of the line, in some accounts, between the votive
crowns and the Table may be connected to this sense of authority through plunder.
The Dome of the Rock mosaics suggest that crowns may have carried connota-
tions of power and conquest for the Umayyads at the turn of the first Islamic
century;111 there was also pre-Islamic precedent, attested in poetry, for the crown
(tāj) – or at least pearl strings wrapped around a turban (ʿamāma) – as a symbol of
authority for a tribal malik.112 The tenth-century mosaic decoration of the Great
Mosque of Cordoba included an image of a suspended crown, on an axis with the
miḥrāb.113 It is therefore possible that the Visigothic royal language of crowns
found some resonance in early Islamic tradition.
The eastern orientation is more complex. In chapter two I discussed how a
combination of the drive for Umayyad legitimacy and the condescension with
which the classical Arabic east viewed the history and culture of al-Andalus
96 The Table of Solomon
prompted a flowering of Andalusī history-writing about al-Andalus in the tenth
century. Muslim Iberia existed as an Islamic polity independent of the caliphate in
Baghdad, but the ideology of its rulers had nevertheless to be formulated and
expressed in conventionally-Islamic, eastern terms if it was to have any political
or propagandistic value either at home – against Arab and muwallad dynasties –
or in the wider world. Military ascendancy might convey authority, but legitimacy
could only be achieved through the language of precedent and antiquity – of
tradition – and these things the Umayyads, Islam’s first dynasty, had on their side.
While their rivals the Fāṭimids made the ʿAlids central to their ideology, the
Umayyads elevated their own history – as previous, usurped holders of the caliphal
throne – for theirs.114
The Umayyads remained enamoured of eastern culture;115 they adopted eastern
legal practices and modelled court fashions after the example of Baghdadī poet
Ziryāb.116 This deference to eastern tropes carried through into the history that was
produced. Andalusī court writers sought to compete with the Islamic heartland on
its own terms, emulating the works of their Baghdad-based counterparts and using
eastern models and motifs – including its heroes.117 Only by working to the same
standards could they claim to compete, culturally, with the east,118 just as the
Umayyad rulers of al-Andalus could only claim legitimacy if they did so in terms
comprehensible within the wider Islamic tradition. All of this applies in the case
of the Table of Solomon. The connection of the campaign’s plunder with Solomon
lent al-Andalus a mythical past of its own, and made its conquerors – and thus its
present – part of that tradition, striking another blow for Andalusī culture versus
the east. Framed as one of the ʿajāʾib, the Table also fitted very much into eastern
historiographical methodology and genre.
The late antique and medieval fascination with saints’ relics and foundation
stories was echoed in Muslim tradition. While traces of great figures from the
Islamic and pre-Islamic past were more likely to be expressed in the form of
phrases and deeds attributed to them and passed down by oral and written
transmission, real or imaginary objects and locales also feature. As we saw in the
previous chapter, the Table is only one of a host of Andalusī, and more generally
western, stories linking Solomon and other notable figures with the area.119 The
Islamic historiographical tradition associated Solomon, as it did Alexander, with
monuments and towns across the world.120 In the Qurʾān Solomon is a prophet
who commands the wind, knows the speech of birds, builds palaces, and writes
letters with the basmala.121 He was also, again like Alexander, considered one of
the four great pre-Islamic rulers, and the tradition – apparently drawing upon
Rabbinic material – frequently attributed occult learning to him, including power
over demons.122 He was associated with a profusion of borderline-magical items,
including a seal or a ring,123 a collection of jinn-imprisoning jars,124 and the
Table. Rubiera Mata is not quite correct to say that the Table only appears in
descriptions of al-Andalus or its conquest.125 It also features in certain eschato-
logical ḥadīth, as do the treasures of Jerusalem collectively;126 Muslim apoca-
lyptic prophecies adopted the Temple vessels from Jewish tradition, predicting
their eventual return to the Jews when Constantinople was conquered for Islam.127
The Table of Solomon 97
Such stories may have their origins in early Yemeni transmitters, who specialized
in tales of Biblical characters,128 and Jewish converts such as Kaʿb al-Aḥbār
(d. c. 656).129
There was an enthusiasm for Solomonic and other Jewish tradition around the
time of the Iberian conquest, too. Contemporary papyri, among them the letters of
the Egyptian governor Qurra b. Sharīk (d. 714), attest that al-Walīd was, like his
father, much involved with construction in and around Jerusalem such as the
Dome of the Rock;130 Sulaymān, meanwhile, apparently received the bayʿa (the
ritual oath of allegiance for a new caliph) in the Dome of the Rock upon his acces-
sion, and built a significant site at Ramla, just west of the city.131 The poet
al-Farazdaq (d. 732) invoked David and Solomon in a panegyric celebrating
al-Walīd’s succession to ʿAbd al-Malik; he did the same to support Sulaymān’s
(failed) bid to ensure his son Ayyūb’s succession.132 Several of the Umayyad
quṣūr – the agricultural estates and hunting lodges where Umayyad princes used
to meet key tribal leaders and project their claims to power for elite audiences133
– also make reference to Solomon in their decoration. Khirbat al-Mafjar contains
a significant decorative schema centred around Solomonic iconography, perhaps
intended to associate incumbent Umayyads with Solomon’s attributes, particu-
larly his authority.134 Further to the east, Quṣayr ʿAmra’s fresco of an enthroned
prince is capped with an inscription that links the amīr who built it – probably
al-Walīd II – with ‘David and Abraham and the people of his community’.135 The
latter also contains the famous Six Kings fresco, which includes Roderic of Spain
among the world monarchs whom the Islamic empire had defeated (or in a few
cases still aspired to defeat).136 In short, Solomon was very much a part of the
legitimizing language and imagery of the eighth-century Umayyads’ claims to
empire; it is hardly surprising that tales like the finding of the Table of Solomon
should have attached themselves, or been attached, to campaigns that happened
under their watch.
An important Yemeni transmitter of the Umayyad period was Wahb b.
Munabbih (d. 732),137 an interpreter of Biblical tales for the caliphs and a major
source for pre-Islamic history and qiṣaṣ al-anbiyāʾ (stories of the prophets) for the
likes of Ibn Isḥāq (d. 767).138 He is credited in the tradition with anecdotes about
ancient Yemeni heroes such as Shaddād b. ʿĀd,139 as well as Dhū al-Qarnayn,140
and the building of the Temple.141 He is quoted at great length in Ibn Hishām’s (d.
833) Kitāb al-tījān, and he is the ultimate source of much of the material in a book
of qiṣaṣ al-anbiyāʾ by ʿUmāra b. Wathīma (d. 902).142 Only the second part of this
work, the oldest extant collection of Biblical legends and folklore in Arabic,143
survives: some in a manuscript that cites Wahb in its isnāds, and a smaller section
in a literary papyrus roll, which is identical to the manuscript except that (tell-
ingly?) it has no isnād, only an uncredited qāla (‘he said’).144 The manuscript was
apparently part of the library of Ibn Lahīʿa (d. 790), who was, of course, one of
Ibn ʿAbd al-Ḥakam’s teachers. Unfortunately for Khoury’s optimistic belief that
this work represents the preserved wellspring of early eighth-century Biblical
tales, its impact on the Egyptian tradition does not seem to have been great; neither
ʿUmāra (nor, for that matter, Wahb) is ever cited by Ibn ʿAbd al-Ḥakam, on
98 The Table of Solomon
Solomon or anything else. Ibn ʿAbd al-Ḥakam does cite ʿUmāra’s father, Wathīma
b. Mūsā, and on the right thematic area – but only for very brief statements, with
no indication that these came from longer tales, or that they went back to Wahb.145
Manifestly, Yemeni and Biblical folktales were part of the teaching repertoire in
ninth-century Egypt, but we cannot pin down where they came from.
Fabulous riches
The Table of Solomon fitted al-Andalus into an expected mould of Otherness, and
gave it a mythical status to rival the east; but it is also a part of the catalogue of
fabulous riches that the historical narratives associate with the conquest of
al-Andalus and other western territories.146 Other plunder includes the golden
carpet mentioned above, Ṭāriq’s crowns, the golden armour of defeated king
Roderic,147 a collection of Gospels decorated with gold, a mirror of Solomon and
his books on alchemy,148 and vast amounts of gold, silver, and gems. The discovery
of hidden treasures was another topos of late antique historiography. Gregory of
Tours, for example, tells how the Byzantine emperor Tiberius (r. 574–82) found a
famous cache of wealth that an Italian named Narses had hidden in a cistern.149
The tale probably grew up to explain the emperor’s fabled generosity.150 There are
a number of stories of this type in the Arabic conquest narratives.151 One of the
more generic is found in Ibn ʿAbd al-Ḥakam: an unnamed man comes to Mūsā
and offers to lead him to treasure; Mūsā sends troops with him, whose reaction to
what they dig up (more sapphire) is simply ‘Mūsā will not believe us!’152
In part, such tales, like the references to Solomon, add to the stature and pres-
tige of the conquest; they may stem ultimately from self-aggrandising tales told by
those involved, or their descendants, although the transmitter chains do not allow
us to trace this. As we saw in chapter two, another aspect of their value lay in the
ethical and legal messages that could be derived from them, as with the anecdote
of the men drowned for illicit looting.153
Most [of the transmitters] agree that the meeting of the two of them was at
Toledo. [. . .] Al-Rāzī related that Ṭāriq went out from Toledo when he heard
that [Mūsā] was coming to him. He met him in the vicinity of Ṭalabīra. [. . .]
Ṭāriq went out to him, flattering him (muʿaẓẓaman lahu) and pledging his
obedience. Mūsā reprimanded him, and was angry with him. It was said that
100 The Table of Solomon
he gave him a blow to the head with his whip. It was said that he lashed him
many times, and shaved his head. Then he went with him into Toledo, and
said to him, ‘Bring me what you looted, including the Table!’ [Ṭāriq] brought
it to him; he had broken one of its legs. [Mūsā] said to him, ‘Where is the
[missing] leg?’ [Ṭāriq] replied, ‘It is as I found it.’158
Ṭāriq’s position at this point in the narrative is not secure enough for him to defy
Mūsā. It is only later, in light of the denouement and the receipt of caliphal
support, that Ṭāriq can be free of his patron, and – we might infer – receive an
income in his own right.
Another layer at work is the structuring of the tale: the personal rivalry between
the two protagonists is used to thread the broader conquest narrative together –
particularly with the addition of the tenth-century motif whereby Mūsā’s conquest
itinerary is launched with the expressed aim of finding a different route than
Ṭāriq’s – and give it a denouement in Damascus, after which both characters exit
the histories. This structure serves two contrasting but complementary purposes.
The first is the back-projection of an idealized past. The legalistic need to establish
a chain of command, which we saw in chapter two, is here in Mūsā’s reprimand
and the portrayal of the caliph as being at the heart of everything happening in the
early Islamic world. The usual formulaic correspondence is also here; Mūsā and
Ṭāriq exchange letters, and Mūsā even writes to the caliph (falsely) claiming
credit for finding the Table.159 But the caliph’s role is also to right injustices, and
having him support the wronged non-Arab in the showdown between Ṭāriq and
Mūsā at Damascus is only one example of a trend in post-ʿAbbāsid Revolution
historiography towards making old caliphs ‘enlightened’ with regards to mawālī.160
The fact that Ṭāriq is awarded caliphal approbation for his actions via the Table of
Solomon incident was part and parcel of later attempts to shape the conquest to
classical legal norms. The second purpose was a literary one, giving characters
personalized motivations for their actions, as well as the contextual ones discussed
above: Mūsā is the greedy authority figure and Ṭāriq is the clever underdog, who
wins a well-deserved moral victory. As in a Cantar de Geste, the hero suffers
injustice – one that has implications for the wider community – but he is ulti-
mately vindicated, often with the help of a third party.161 Ṭāriq, cheated and abused
by his arrogant patron, Mūsā, has the last laugh when his trick with the Table leg
exposes Mūsā’s dishonesty in front of al-Walīd, who duly punishes Mūsā and
rewards Ṭāriq. As Ibn al-Athīr puts it, ‘Thus al-Walīd knew that Ṭāriq was truthful,
and that he had done this because [Mūsā] had obstructed him and hit him.’162
Conclusion
The preceding suggests that the Table of Solomon was a concern of the eastern
tradition that passed into the western historiographical vocabulary through the
agency of Egyptian sources, such as al-Layth b. Saʿd (d. 791). The Table repre-
sents a distillation of an older concern with the fate of the sacred vessels from the
Temple in Jerusalem, and their attendant themes of plunder, and the fall of great
The Table of Solomon 101
cities. The vessels retained a symbolic currency through the tradition of their
visual representation in fresco and mosaic, another eastern tradition with Jewish
roots that ultimately made its way westwards, this time through manuscript
illumination. In the Islamic tradition, the Table resonated with a number of other
themes of interest to early writers – the legality of plundering, the distribution of
conquest rewards, and the social, political, and economic balance of power
between Arab and non-Arab in the post-conquest lands.
It was also a good story, an entertaining heroes-and-villains dramatization of
the real events surrounding the conquest of Iberia: political upheaval upon the
accession of a new caliph, with a different circle of favourites seeking access to
the rewards of conquest, and Sulaymān’s desire to replace his brother’s appointees
with individuals personally loyal to him. This is seen in the much blander, but
perhaps more realistic, alternative version of events given by Ibn al-Athīr:
[Mūsā] went to Syria, taking with him the wealth that he had plundered from
al-Andalus, and treasures, and the Table, and 30,000 of the firstborn children
of the Gothic kings and courtiers, and priceless jewels and objects (amtiʿa)
beyond counting. He arrived in Syria [to find that] al-Walīd b. ʿAbd al-Malik
had died, leaving as his successor Sulaymān b. ʿAbd al-Malik, who was
ill-disposed towards Mūsā b. Nuṣayr. He took (ʿajala) all his wealth away
from him, and dismissed him, imprisoned him, and fined him.163
These issues, and how they played out similarly on the eastern frontiers, will be
addressed in chapter seven.
6 Excusing and explaining conquest
Traitors and collaborators in Muslim
and Christian sources
The second of our emblematic motifs from the conquest narratives is that of
the traitor among the defenders: the individual, or faction, presented as having
enabled the victory of the invaders, whether by concluding a secret surrender pact,
opening a city’s gates by night, or simply bringing down God’s wrath through sin.
Manifestations of this motif, and the reasons for their inclusion, vary. Some are
pure topoi, entertaining intertextual anecdotes used to introduce variety into a list
of conquests, to move the plot from one point to another, or to show off the
author’s learning; others are expressions of old or new political and social
rivalries, a justification from the past of a jostling for position in the present; still
others derive, however schematically, from the circumstances of the Muslim
campaigns, conducted as they were through local surrender treaties much more
commonly than outright conquest. Co-operation and collaboration were undoubt-
edly the watchwords of many a populace’s experience of the Islamic conquests,
and it is important not to ignore this reality when adjudging the narrative function
of traitors as literary devices; the names may be incorrect, the language may be
intemperate or stereotyped, but that does not mean that a tale of a traitor is not at
least symbolic of past experience, or that it had no more meaning for writer or
audience than a simple linking phrase. Comparison of Muslim and non-Muslim
traditions regarding the conquest of Khūzistān, for example, strongly suggests
that the city of Tustar did fall because of a traitor.1 Still, at its core this motif is
about causation. While some examples of it are more grounded in reality than
others, the presence of a traitor or a collaborator in the narrative always signals
explanation or excuse: a testament to the fact that the how and why of a conquest
mattered to the self-identity of those who remembered it, and continued to have an
impact on the societies that produced the historical accounts.
After a broader discussion of literary devices in Islamic historiography, and the
traitor topos in other historical traditions, this chapter will consider four major
types of the traitor motif. The first is the causative topos in its simplest form,
common in the self-contained and often interchangeable narratives of cities under
siege by Muslim forces:2 the often-unnamed individual with local knowledge,
who turns up to point out a key weakness at the right moment, and then disappears
from the story. The second is the prominent pre-conquest authority who turns
coward and flees at the first sign of trouble, or stays to work with the enemy. The
Traitors and collaborators 103
third type – seen in the Iberian conquest narratives in the form of the mysterious
‘Count Julian’ – broadens the scope of the traitor’s actions, from the betrayal of a
single city to that of the whole peninsula. It also develops the motivation of the
traitor, giving them a backstory and suggesting the circumstances surrounding
their defection. In Julian’s case this story was progressively embroidered, until
it became the full-blown romance of a wronged, noble man seeking redress, and
the courage under fire of his virtuous daughter. Sometimes Julian is present in
the narrative only for his immediate function of inviting the Muslims to invade
Iberia, but in some later accounts he is woven in to the story of the conquest as a
whole, travelling with Ṭāriq to guide his route. The fourth and final type of
traitor – the disaffected, disinherited sons produced by the factional strife of the
Visigothic regime – is both closer to the political reality of Iberia on the eve of its
conquest, as discussed in the previous chapter, and more clearly the site of repeated
re-interpretation for propagandistic ends. This final type was fertile ground for
Christian and Muslim writers alike, whether they presented the conquest as a
result of opportunism among disunited defenders, a victory on behalf of the
unjustly usurped, or a terrible betrayal of Iberia for sinful, short-term gain.
He said: When he drew near to it, he sent a scout, who hid in a field of rice,
near Secunda.21 A shepherd passed by them, so they grabbed him, and ques-
tioned him about the city and its people. He showed them a gap (thulma) in
its south wall, marked by a picture of a lion, with a fig tree [nearby]. The
Muslims climbed [across] from it, and entered the city, and they cried, in
unison, ‘Allāhu akbar!’ When the people of the city heard their takbīr, they
left through the gate of Seville, which is the place of the perfume-makers
today. They took refuge in a great, fortified church of theirs to the west of
the city; they made themselves secure in it, and locked themselves inside
it. The Muslims took possession of the city of Cordoba, and they looted
everything that was inside it.22
This is also in the Fatḥ al-Andalus,23 with essentially identical wording, bar a
concluding note that some say Cordoba was conquered ṣulḥan (by treaty), on
account of the survival of its church – another example, presumably, of the tradi-
tion attempting to reconcile information that was problematic and contradictory
by later legal standards. Aḥmad al-Rāzī’s (d. 955) longer version, found in the
anoymous Akhbār Majmūʿa and Ibn ʿIdhārī (d. c. 1307),24 marginally increases
the role of the shepherd, who informs the Muslims that most of the people of
Cordoba have fled, leaving behind only the ‘king’ (Akhbār Majmūʿa) or a
nobleman (Ibn ʿIdhārī) with a force of four hundred.25 The picture of the lion is
also absent; instead, the Muslims have to return to the shepherd to ask him to
repeat his directions, as they are unable to find the gap. In all cases, the shepherd’s
only role is as a passer-by, informant, and plot device; his motivation for the
betrayal is never explored, and his allegiance goes unstated. As noted in chapter
three, both of these accounts of Cordoba’s conquest come from the tenth-century
caliphal court, and express the writers’ and their patrons’ desire to demonstrate
some level of co-operation between conquerors and conquered.
An example of this siege narrative template in another context is al-Balādhurī’s
(d. 892) account of the conquest of Caesarea in 640:
The reason for its conquest was that a Jew named Yūsuf came to the Muslims
one night. He guided them to a way in via a conduit (sarab) through which
water flowed to [the height of a] man’s waist, on the condition that they would
grant him and his people an amān. Muʿāwiya fulfilled that, and the Muslims
entered it in the night, shouting ‘Allāhu akbar!’ in it. The Byzantines wanted
to escape through the conduit, [but] they found the Muslims inside it. The
Muslims opened the gate. So Muʿāwiya, and those who were with him, went
inside.26
106 Traitors and collaborators
In light of the role often attributed to Jews as a group in the Iberian conquests – on
which more below, in the discussion of category three – it is possible to speculate
that something larger is being implied here. However, within this khabar Yūsuf is,
like the shepherd in Cordoba, purely a vehicle for causation. Within a city of
Byzantines, he is an outsider, but he is given no story of his own because his
motives are irrelevant; his function is only to let the Muslims in.27
The traitor as plot device is seen in other historiographical traditions,28 most
notably Herodotus’ (d. 425 BCE) account of the Battle of Thermopylae in his
Histories:
How to deal with the situation Xerxes had no idea; but just then, a man from
Malis, Ephialtes, the son of Eurydemus, came, in hope of a rich reward, to tell
the king about the track which led over the hills to Thermopylae – and thus he
was to prove the death of the Greeks who held the pass.29
Like Yūsuf, or the shepherd at Cordoba, Ephialtes plays no other role in the tale,
before or afterwards – although we are told, as part of the same capsule story, that
a price was put on his head and he was later killed. While Herodotus does then
describe the path in question, having walked it himself, and recount a brief
history of past treachery at the site – notably associated, apparently, with those
dreadful people of Malis – it is the ubiquitous motif of such an act, rather than
the specificity of this incident, that stands out. This is reflected in the fact that,
as Herodotus tells us, he encountered rival traditions as to the identity of the
traitor, while collecting information for his book.30 The Herodotean use of this
motif, or other later examples, need not have inspired Muslim writers directly –
although the Islamic tradition did pick some Greek and Latin topoi up, through
mawālī.31 Rather, its employment in unrelated traditions is indicative of similar
needs – quick, entertaining, human-level causation – producing similar literary
solutions, each grounded more than a little in the techniques of epic and oral
storytelling.
At no time did I send letters to the Saracens nor, as some say, a statement as to
what they should believe, neither did I ever dispatch money, except only to
those servants of God travelling to that place for the sake of alms, and the little
which we supplied to them was certainly not conveyed to the Saracens.37
In many cases, then, narrative collaborators of this type, while still literary crea-
tions, may have corresponded to actual collaborators; others are pure posthumous
hachet jobs. But within the texts, these traitors are not faceless characters created
solely for the purpose of resolving a siege, but named individuals assigned motives
– even if often derogatory ones – and, frequently, are more thoroughly woven into
the story. Again, there are examples of this type of traitor – socially or politically
prominent insiders, whose motives are the subject of greater interest, or invention,
to authors – in conquest narratives from other periods.41 Olympiodorus, writing
about the Goths’ sack of Rome, notes an endearing – if unlikely – alternative story
in which,
Proba, a woman of the highest repute among the Roman senatorial class for
her wealth and fame, felt pity for the Romans who were being killed off by
starvation and who were already turning to cannibalism. Seeing that all hope
of successful resistance had gone, since the river and the harbour were
blocked by the enemy, she ordered her servants at night to open the gates.42
Julian had been a vassal of (kāna Yuliyān yuʾaddī al-ṭāʿa ilā) Roderic
(Ludhrīq), king (ṣāḥib) of al-Andalus, who lived in Toledo. Ṭāriq corre-
sponded with Julian, and treated him generously, until the two of them
exchanged gifts (tahādayā). Julian had sent a daughter of his to Roderic, king
of al-Andalus, so that he might educate and train her; but instead he had made
her pregnant. Word of this had reached Julian, whereupon he said, ‘There is
no punishment nor recompense that I can think of [sufficient] for [his crime],
110 Traitors and collaborators
except bringing the Arabs against him.’ He wrote to Ṭāriq, ‘I am your way
into al-Andalus (innī mudkhaluk al-Andalus).’66
The account continues with Julian sending his daughters as hostages to Ṭāriq, to
seal the bargain. Both this and the earlier exchange of gifts are ways of formal-
izing the alliance, and it is interesting that the jurist Ibn ʿAbd al-Ḥakam, unlike
other writers of the same period or later – and indeed unlike himself, in other parts
of the text – did not choose precise legal terminology, such as amān or ʿahd, to
describe the relationship.67 Julian then provides the ships to transport Ṭāriq and
his troops, under cover of trade expeditions between Iberia and North Africa. Ibn
al-Qūṭīya casts Julian in the role of a merchant, trading in horses and hunting
birds, rather than as a ruler;68 this is unique to Ibn al-Qūṭīya, as far as I am aware,
and is probably due to a confusion in the transmission,69 although it is possible
that Julian was promoted to the nobility by other writers, through a desire within
the Islamic tradition to make him and his offer appear more weighty. In Ibn ʿAbd
al-Ḥakam, and most other accounts, Julian takes no further part in the campaign,
although there is an isolated example – during the siege of Carmona in the Akhbār
Majmūʿa – of him playing a more category-one traitor, posing as a defeated
refugee to gain access to the city and act as the Muslims’ Trojan Horse.70
The passing reference, in Ibn ʿAbd al-Ḥakam’s account, to the fact that Julian’s
daughter was in Toledo for her education, is based on the social practices of the
Visigothic nobility.71 It receives much greater attention in the Andalusī strand of the
Julian tradition, and in Islamic and Christian works that drew upon it, as part of an
elaboration upon the theme of Julian discovering his daughter’s dishonour and
outwitting Roderic prior to the betrayal. Of those under consideration, all are essen-
tially variations on the same account, which must be the product of the tenth-century
explosion of court-patronized historiography, although their sources are not stated.
Except for the much longer Chronicle of 1344,72 they all begin in the same way:
All of the nobles (mulūk) of al-Andalus used to send their sons and daughters
to the palace of the king (malik) in Toledo, it being in those days the capital
city of al-Andalus and the residence (dār) of its king, [so that they might]
serve the king as his only attendants, and become educated (yataʾaddubūna).
When eventually they came of age, he arranged marriages between them.73
It was the custom of the barbarians (sīrat ʾl-ʿajam) that anyone of rank had to
send his daughters [to] the high king’s castle, to become educated
(yataʾaddabūna), and be taught sciences and crafts. Then the king selected
marriage partners from among his noblemen’s sons.74
In those days, the custom existed amongst the Goths that the sons and daugh-
ters of the nobles were brought up in the king’s palace.77
This is not something Ibn al-Qūṭīya includes, perhaps because his Julian is only a
merchant, and his daughter therefore is not eligible to be a lady-in-waiting; in his
retelling, villainous Roderic orders her brought to the castle when Julian – in
Toledo on trade – unwisely mentions her in his presence. But the second part of
Ibn al-Qūṭīya’s story, of how Julian learns what has happened and what he then
does, matches the rest of the Andalusī tradition.78 In all these accounts, Julian’s
daughter writes to her father – or tells him on his next visit to the court – in secret,
and Julian swears revenge.79 In those versions where he is in Toledo, however, he
hides his rage and returns to North Africa on a pretext: either that his wife is ill,80
or that he is going in order to fetch for Roderic, as Ibn al-Qūṭīya has him say,
‘horses and falcons such as you have never seen’.81 The Fatḥ al-Andalus and Ibn
ʿIdhārī use almost exactly the same wording for this statement, with the added
explanatory gloss, in case we had missed his cunning, that this is all dramatic
irony at Roderic’s expense – when Julian talks of bringing birds of prey to Iberia,
what he really means is the Arabs. He then makes his bargain with Mūsā.
[Witiza] was a reprobate and was disgraceful in his habits. He dissolved the
councils. He sealed the canons. He took many wives and concubines. And to
prevent any council from being convened against him, he ordered the bishops,
priests, and deacons to take wives.93 This, then, was the cause of Spain’s
ruin. Thus says the scripture [. . .] ‘If the people sin, the priest prays, but if
the priests sin, there will be a plague upon the people’. [. . .] And because the
kings and priests forsook (derelinquerunt) the Lord, all of the armies of Spain
perished.94
The tone becomes even more strident when discussing the invasion. How Roderic
got the throne is not mentioned, only that ‘[i]n his time Spain grew even worse in
its iniquity’ and the legacy of past sins doomed the defence before it even began:
But, weighed down (oppressi) by the quantity of their sins and exposed by the
treachery of the sons of Witiza, the Goths were put to flight. [. . .] Because
they forsook the Lord and did not serve him in justice and truth, they were
forsaken by the Lord so that they could no longer inhabit the land that they
desired (ne auitarent terram desiderauilem).95
Like so many of the Christian responses to conquest that were discussed in the
Introduction, the Chronicle of Alfonso III was both an explanation of what had
gone wrong and a vision of hope for the future. It was the product of increased
confidence and aggression in the Christian north during the second half of the
ninth century – a time when, emboldened by the uprisings and political chaos in
al-Andalus, the Asturian kingdom pushed further into Andalusī territory than ever
before, with military raids and a far-reaching programme of resettlement, particu-
larly in the Duero valley.96 The Chronicle is an enthusiastic record of this policy,
past and present;97 it was also part of a broader cultural shift towards redefining
the Asturian monarchy as the unbroken continuation of the Visigothic regime, and
their capital at Oviedo as the second coming of Toledo.98 That this was a new
development during the ninth century can be seen in the different ways the
monarchy’s founder Pelayo is treated at either end of the century. In a foundation
charter for an Oviedo church, dated 812, Pelayo is simply a man with no special
connections or status;99 in the Chronicle of Alfonso III, however, Pelayo is ‘the
swordbearer of the kings Witiza and Roderic’ and the one good Christian left in
Iberia. His stand against the Muslims in a mountainous recess of the peninsula is
presented as a heroic foundation myth for the kingdom, a serious headache for the
Muslim authorities – provoking ‘an insane fury’ and the sending of ‘a very large
army drawn from all over Spain’ to Asturias in retaliation100 – and a promise that
the church and ‘the army of the Gothic people’ will rise again.101 Alongside such
lofty sentiments, the dishonoured woman topos gets another airing; a Muslim
(Berber) regional governor named Munnuza contrives to send Pelayo – who had
114 Traitors and collaborators
apparently, at first, accepted Muslim rule and continued to serve the conquerors
– away on a diplomatic mission, so that he can marry Pelayo’s sister in his absence.
On Pelayo’s return, ‘he by no means approved of it. Since he had already been
thinking (iam cogitauerat) about the salvation of the church, he hastened to bring
it about with all of his courage.’102
Pelayo’s position resembles, schematically, that of some of the ‘Martyrs of
Cordoba’. The martyrs were a group of forty-eight Christians – many of whom
knew each other, or were connected through an anti-acculturation clergyman
named Eulogius103 – who, in the course of the 850s, were executed by the Muslim
authorities in the capital. Almost all the deaths were self-invited; their crimes
were, variously, insulting the Prophet in public or apostasy.104 Like Pelayo, some
of the martyrs had made a career of working in the Islamic administration, but
had, for various reasons, come to find the compromises this required to be
intolerable, and so took drastic action.105 This connection is made more tangible
by the fact that in 883, Alfonso III sent as his envoy to Cordoba one Dulcide, a
Mozarab immigrant at his court in Oviedo who returned with relics of the martyrs
and some of Eulogius’ writings.106 Whether or not, as some have suggested, the
example of the martyrs, specifically, inspired the Asturians to greater efforts in
raiding and colonisation,107 the Chronicle was certainly written at a time of
increasing expectation, and a degree of militancy, among Christians in both
north and south.108 It is plausible that, as propaganda, it was aimed not only at the
home audience but also at the potential Mozarab migrants in al-Andalus, a
significant demographic force during the ninth century.109
As we saw in chapter three, the ‘sons of Witiza’ so derided for their treachery
in the Chronicle of Alfonso III, had a different significance for Ibn al-Qūṭīya in the
following century, and for other writers in the Andalusī tradition. Through his
granddaughter Sara, Witiza was an ancestor of Ibn al-Qūṭīya; the king’s sons,
therefore, were also an important historical precursor to those Christians who
acculturated, and in increasing numbers converted to Islam, in the 250 years after
the conquest. In their special relationship with the Muslim authorities in the
form of Ṭāriq, Mūsā, and the caliphs in Damascus, they echo and explain the
status of Ibn al-Qūṭīya and his fellow muwalladūn at the Cordoban court. Not
that this saved their story being framed as a traitor topos – note the final line of
the passage below – or hedged about with legal terminology and the proper chain
of command110:
When the two armies were facing each other, Alamundo (Almund) and his
brothers resolved upon treachery (ghadr) against Roderic. That night, they
wrote to Ṭāriq, transferring their allegiance to him (awṣalū [. . .] ʿalā ṭāriq),
informing him that Roderic was no better than one of their father’s dogs, and
his vassal (atbāʿ); they requested an amān so they could go to him in the
morning, and that he sign over to them the estates (ḍiyāʿ) of their father in
al-Andalus, comprising three thousand villages, named thereafter ‘the kings’
portion’ (ṣafāyā al-mulūk). [. . .] Thus they were the cause of the conquest
(fa-kānū sabab al-fatḥ).111
Traitors and collaborators 115
If the sons of Witiza lacked the personal resonance for others that they had for Ibn
al-Qūṭīya, they were still a popular choice for causation in later conquest narra-
tives. The fact that Roderic was a usurper, and his rule therefore illegitimate, was
a source of fascination to some Muslim writers. Ibn ʿIdhārī calls him ‘a tyrant
(jabbār) [and] oppressor (ṭāghiya)’,112 and had apparently read some of the
Christian historiography that was more positive about Witiza than the Chronicle
of Alfonso III,113 since he says he ‘found in one of the books of the ʿajam’ that
Witiza (Wakhshandash) was the ‘last of the kings of al-Andalus’, known for his
strength, adherence to custom (sunna), and championing of Christian piety.
Roderic, a bastard (zanīm) not of the royal house (mamlaka), ‘fell upon this
Wakhshandash and killed him’; it was Roderic, according to Ibn ʿIdhārī’s
Christian source, who ‘changed the law (ḥukm), and destroyed the customs of the
kingdom’.114 These statements read as an interesting mix of late antique and
medieval Iberian Christian concerns, and Christian concerns translated into an
Islamic idiom. Not being a proper royal heir did not disqualify a candidate for
the kingship in elective Visigothic Iberia, but would have been frowned upon in
the more dynastic later medieval world. Christian piety in a king presumably went
down well in any age, but the emphasis on custom as a separate thing sounds
Islamic. The charge of murder is not one that appears elsewhere.
Others explained Roderic’s ‘usurpation’ in terms reminiscent of the Chronicle
of 754: the Akhbār Majmūʿa and Ibn al-Athīr both comment that Roderic was
chosen because Witiza’s sons did not meet with general approval.115 This part of
the story was, in any case, more of a jumping-off point for the tale of the traitorous
faction. Al-Rāzī appears to be the source for this (more widely circulated) non-Ibn
al-Qūṭīya version.116 Unlike Ibn al-Qūṭīya, who was only interested in Witiza’s
sons and their amān from Ṭāriq, the other writers who used this story emphasized
the broader opposition to Roderic, led by Witiza’s sons but not consisting entirely
of them. In true khabar (or Thucydidean) form, the Akhbār Majmūʿa presents the
issues surrounding the nobles’ decision to desert Roderic in the form of an
invented speech, placing all analysis in the mouths of the characters.
When word reached them of the number of the Muslims and of their progress,
they had a meeting amongst themselves. One of them said to another, ‘This
son of evil has overcome our authority (ghalaba ʿalā sulṭāninā). Yet he is not
from [the higher ranks of] his people, but from [a] lower [rank]. This rabble
(qawm)117 has no need to occupy our land – they only wish to fill their hands,
then they will leave us alone. Let us desert the son of evil when we encounter
the rabble.’ [. . .] The sons of the king Witiza, who was king before him,
[were] at the head of those who caused the defeat of [Roderic].118
The major variant of this final category of traitor in the Iberian conquest narratives
is the idea of the fifth-column Jewish community, letting the Muslim invaders into
a city or holding it for them afterwards.119 This became a common trope, gradually
overtaking all other types of traitor in Christian works;120 it is seen relatively early
on in Christian accounts of the eastern Islamic conquests,121 and has even achieved
116 Traitors and collaborators
some currency in modern scholarship.122 But it was a late entry into the pool of
Iberian conquest material, despite the fact that Jews had periodically been viewed
with considerable suspicion by the Visigothic kings, and long scapegoated in
Christian tradition more generally, along exactly these lines.123 In the Arabic tradi-
tion, the idea of Jewish treachery appears no earlier than the post-tenth-century
Akhbār Majmūʿa:
Whenever they found Jews in a town, they joined forces (ḍamma) with them
[. . .] and left with them a small garrison (ṭāʾifa) of Muslims. [. . .] They
did that in Granada, city of the well, but did not in Malaga, city of the water-
source, because they found no Jews there.124
Al-Maqqarī, crediting Ibn Ḥayyān, has the Muslims join forces with Jews in
Toledo.125 This is picked up by Ibn al-Athīr (in Toledo and Seville),126 Ibn ʿIdhārī
(in Toledo),127 and in the thirteenth- and fourteenth-century Christian works that
drew on the Andalusī tradition.128 It also found expression in later medieval anti-
Semitic civic ritual, as in Toulouse, which re-enacted the city’s supposed eighth-
century betrayal with a ceremony centred on abuse of its Jewish inhabitants.129
The emergence of this version of the traitor topos may have been tied to the
deteriorating status of the Jews in the period.130 Alternatively, Fred Astren has
argued that this may be an example of the Andalusī Jewish community making
history, rather than having one imposed upon it: that the community created
such tales, portraying its forebears as comrades in arms of the Islamic armies, to
improve its position in medieval Muslim society.131 Either way, it is a testament
to the enduring power of historiographical myths in popular as well as literary
imagination.
Conclusion
The aim of this chapter was to take a detailed look at one aspect of the conquest
narratives in which the interplay of reality and retelling is particularly apparent –
and particularly knotty. Through the gradations of the different types of traitor, we
can see ways in which the retellings were constructed, and how they reflected and
interacted with the circumstances of compilation. Those in the first and second
categories are the most cursory, often being little more than shorthand to smooth
the transition between ‘siege’ and ‘conquest’ in the way most entertaining to an
audience. The character of the traitor is created and named for the immediate
purpose alone, and disappears as soon as its function is fulfilled. But even this
level of the topos displays variations that could be used to encode messages – like
a stereotyped image of the inhabitants of a given city as treacherous by nature –
about the story being retold.
The third type, including the stories of Julian or Zopyrus, turns the focus on the
traitor himself. The traitor is still a self-contained narrative unit, with no other
impact on the broader narrative, but his actions are no longer confined to the act
of treachery itself. This type of traitor, in short, gets some characterization – even
Traitors and collaborators 117
if the nature of it is largely shaped by what lesson is being conveyed by his story
– and his motives are not opaque, but central to his plotline, and have become a
subject for elaboration and invention in their own right. Again, which elements
are embroidered – such as the quiet suffering and cleverness of Julian’s daughter,
which grows down the centuries – reflect later interest in the tale. The fourth type
is the most well developed, and well integrated into the narratives, of all. It is
expanded from the third to encompass much broader points about the society
under discussion – and thus, of course, the society that produced the narrative. Its
extra scope is reflected in the fact that the traitor is not an individual but a group;
indeed, in this category the identity of any one individual is a lot less important
than what they represent. Backstory for characters is pared down in favour of
the political points to be made, or implied. It is this combination of scope and
flexibility – within its literary framing – that made this type of traitor so attractive
as a propaganda vehicle in both the Christian and Muslim traditions. The first
three traitor types provide narrative causation; the fourth gives an explanation for
the event as a whole, locating the society’s flaws, or the operation of divine will,
in the deeds of one section of the populace.
7 On the other side of the world
Comparing narratives of contemporary
Islamic conquests in the east
Transoxania
In 705, the governor of Iraq, al-Ḥajjāj b. Yūsuf, appointed Qutayba b. Muslim
al-Bāhilī as the governor of Khurāsān. For the next ten years, Qutayba carried out
seasonal campaigns in Transoxania, conquering a number of cities, including
Bukhārā and Samarqand, and defeating or allying with many local rulers. Although
he did not have things entirely his own way, he had a great deal of success, and
attracted a large and enthusiastic following of Arabs, local allies and mawālī;10 his
family, in particular his numerous brothers, are also portrayed as providing
staunch support throughout. His fortunes changed with the death in 714 of his
patron al-Ḥajjāj, and with that of the caliph al-Walīd in 715. With the accession of
Sulaymān, Qutayba – who suddenly found himself on the wrong side of the polit-
ical divide, and about to be replaced by his rival Yazīd b. al-Muhallab – attempted
to raise a revolt in Khurāsān. This failed when his own followers turned against
him. He was killed, along with his family, in 715.
Sind
The leader of the campaigns in Sind and Hind was, from 710, Muḥammad b.
al-Qāsim al-Thaqafī, another of al-Ḥajjāj’s appointees, and also his nephew. Like
his fellow conquerors in Central Asia and Iberia, Muḥammad b. al-Qāsim led a
campaign that was composed of sieges and peace treaties, and sometimes both,
together with large amounts of plundering and many encounters with the indige-
nous religious traditions. He also fought one pitched battle with a local king,
Dāhir. He is often portrayed as something of a prodigy, being only seventeen
years old at the time of his first (and only) command. In 715 he was arrested and
killed, under confused circumstances, by agents of Sulaymān, and replaced as
governor of Sind.
The Chachnāma was proof that Arabo-Islamic heroism in the classical mode (that
is, the display by exceptional individuals of both martial prowess and Muslim
piety) could take place even in the most distant provinces – and under the rule of
former slaves, one assumes – as well as a celebration of the coming of Islam to
transform Sind. Yet the organisation of the text – which gives great weight to pre-
Islamic politics, and to the thoughts and deeds of non-Muslim kings even during
the conquest – brings out something else, which is only implied in the dedication:
an enthusiasm for local historical traditions and figures. The picture that emerges
126 The eastern narratives
from the Chachnāma is of an acculturation that runs both ways, a process common
in the adaptation of heroic folktales for different environments.49 On the one hand,
there is an effort to Islamicize the Indian past, by showing it giving way to the
Islamic present via the narrative framework of inexorable Islamic conquest; on
the other, Muslim figures are made relevant to an Islamic audience in north-west
India because they share a narrative with the heroes of local tradition and the
images of local culture. This is particularly prevalent in the presentation of
Muḥammad b. al-Qāsim’s interaction with Hindus and Hindu temples. As will be
seen below, in the correspondence between al-Ḥajjāj and Muḥammad b. al-Qāsim,
and the details of the post-conquest settlement, the Chachnāma – like many local
histories in the Persian successor-states – is profoundly concerned with what
Meisami calls ‘kingly ethics’.50 Its author seeks to impart lessons of good govern-
ment, championing balance and fairness, to his patron and the wider audience.51
In al-Andalus, as we have seen, the Umayyads in the ninth and tenth centuries
patronized history-writing at least in part for this reason, so that they might expand
their body of state-owned lands and therefore their revenues – while at the same
time, the descendants of those who had surrendered during the conquest composed
narratives of their own to emphasize their claims to land, and to social and political
respect, on this basis, as we saw in chapter three.74 These principles were at work
when it came to the presentation of the eighth-century conquests in the east. In
reality, it seems likely that provincial governors had a great deal of autonomy; it is
difficult to imagine how they could have operated on the distant frontiers without
it. But almost all the conquest narratives that we have for Sind and Transoxania
take great pains to establish the chain of command and the lines of communica-
tion, just as the Andalusī narratives do when they ensure that Ṭāriq is seen to have
obtained permission from al-Walīd via Mūsā to launch the invasion of Iberia.
In Sind, according to the tradition, al-Ḥajjāj and Muḥammad b. al-Qāsim
exchanged a small forest’s worth of correspondence. This is particularly pronounced
in the Chachnāma, which reproduces a great many of the letters – twenty-six are
quoted in whole or in part, with at least twenty-seven others paraphrased or referred
to – most of which, on al-Ḥajjāj’s side, are composed of a mixture of non-specific
platitudes and stating the obvious.75 On one occasion, for example, al-Ḥajjāj
finishes a letter – in a reply to a question about something else entirely – by
suggesting to Muḥammad, ‘When you advance in a body for battle, see that you
have the sun behind your backs, as [then] its glare will not prevent you from having
a full view of the enemy.’76 We can probably assume that this, and other pieces of
sage micromanagement like it, were more for the audience’s edification than
Muḥammad’s – part of the work’s advice on good conduct for leaders – or a story-
telling device to flesh out the characters and their relationship (promising young
star, wise old counsellor); Muḥammad may have been young, but he was surely not
stupid or else he would not have been put in command of the campaign. The high
point of this tendency comes when al-Ḥajjāj is credited with writing,
In the name of God, the most merciful and gracious. This is a letter from the
majlis77 to Muḥammad Qāsim. [. . .] let it be known that your enemies have
vanity in their heads. Never fear them, for victory is reserved for you. I give
you discretion to make peace if an amicable settlement (mosālehe) is made on
favourable terms (ahd) after solemn promises, and tribute (māl) is sent to the
treasury of the caliph. As for the permission to cross the river and to fight with
130 The eastern narratives
Dāhir, you have already been informed that you may cross it from that point
where you expect the least trouble and loss to your men. Or rather draw a
sketch map on paper showing the length and breadth of the portion of the
river within about four leagues above and below the crossing-points, which
should be marked on the bank on which they are situated. I may then select
one point and you must cross the river from there, so that no harm may be
done to the troops.78
It would be easy to dismiss this, were it not so clearly in the text to serve a purpose
– rather than claim literal truth – and meet the needs of later audiences. Indeed, it
had likely met the needs of several audiences in several periods, the tradition
having accrued detail as it was transmitted and adapted in different environments.
On the one hand, the net effect of all these letters is to create something like a
mirror for particularly dim princes. On the other hand, in this specific instance, the
wording of the authorization is too deliberate to be anything other than a retro-
spective attempt to clarify the chain of command and tidy up the legalities, and
speaks of a period when such distinctions were vital. The generic exhortation of
the rest of the letter might have suited a writer looking to play up the rightness of
the conquests and the Islamic destiny of India. The idea that Muḥammad would
want or need to wait for a consultation from al-Ḥajjāj in Iraq rather from than an
adviser with him in the field is, at first glance, just ridiculous; but even this had its
purpose, perhaps to flesh out the characters and make the action more vivid. There
are many more examples like this in the Chachnāma. The other accounts do not
contain anywhere near as many ‘verbatim’ letters for Sind, this being at least one
reason why they are so much shorter, but al-Yaʿqūbī and al-Balādhurī do allude to
the tradition of the correspondence. Al-Yaʿqūbī gives us a prime example of the
authorization type, noting that Muḥammad, after capturing Daybul, ‘wrote to
al-Ḥajjāj, asking his permission to advance. He replied to him, “Go. You are amīr
over what you have conquered.” ’79 Al-Balādhurī, meanwhile, has something
closer to the Chachnāma, commenting that Muḥammad sent reports and queries
to al-Ḥajjāj ‘every three days’, and received regular responses; he also quotes a
few lines of al-Ḥajjāj’s instructions to Muḥammad on how to use the ʿarūs cata-
pult – despite the mentioned presence among Muḥammad’s troops of at least one
man trained for that very purpose – and what to aim it at.80
In the Transoxanian narratives, al-Ḥajjāj appears as a slightly less prolific
correspondent, but still something of a busybody. He is consulted almost every
time Qutayba ponders granting an amān, or marching on a city, and less often
gives unprompted instructions on where Qutayba should proceed next;81 some-
times, the arrival of these letters is greeted with a stock phrase or two describing
how Qutayba calls his forces together and reads the letter aloud to them.82
Al-Ḥajjāj is also on hand with more of his patented helpful advice; as Qutayba
prepares to re-fight a particular battle in 708, having failed on his previous attempt,
al-Ḥajjāj requests, with some asperity, a sketch map of the terrain, so as to advise
him on strategy.83 Qutayba obliges, gets his instructions, and attacks successfully.
On an occasion when Qutayba does not get his manoeuvres pre-approved – in
The eastern narratives 131
709, when he deputizes the conquest of Bukhārā to his brother, ʿAbd al-Raḥmān
– al-Ḥajjāj is outraged. As al-Ṭabarī describes it, he only calms down when an
eyewitness sent by Qutayba assures him that the chain of command is intact:
‘Qutayba is the amīr, and he sent ʿAbd al-Raḥmān to command them. So the
conquest belongs to him, and to the head of the army (nās).’84 In the Kitāb
al-Futūḥ, Qutayba – or Ibn Aʿtham – is meticulous about writing a report to
al-Ḥajjāj after every conquest, to send along with the khums.85 He obtains permis-
sion for everything from the conquering of Samarqand to the killing of his erst-
while ally, Nīzak. In the latter case, Qutayba captures Nīzak and then faithfully
waits forty days for the written go-ahead to execute him (which reads, quite
simply, ‘Kill him. He is a bad, treacherous man, and an enemy of the people of
Islam.’)86 This speaks to later debate among the descendants of those concerned.
Ibn Aʿtham devotes several pages to extended dialogues on the topic of whether
or not Nīzak had been granted an amān by Qutayba; al-Yaʿqūbī gives a different
version. This will be discussed further below.
Letters have other purposes in the narratives. In a number of the Andalusī
accounts, al-Walīd – upon being asked, by Ṭāriq and Mūsā, for permission to
cross the straits to conquer Iberia – expresses fear for the safety of the Muslims in
such distant lands. This caution is a topos of caliphal correspondence, a kind of
shorthand for the caliphs’ position as protectors of the Muslims, and the inherent
dangers of peripheral lands; al-Walīd is also initially reluctant to let the expedition
to Sind take place, citing cost and probable high casualties.87 This may stem from
a story about a previous generation: ʿUmar I is also credited with reluctance to see
the Muslims go off on naval expeditions to Hind, having been convinced that it
was too dangerous and hardly worth the bother,88 and elsewhere cautions the
Muslims against campaigning in the mountains.89
He took the fifth out of it, and sent it to al-Ḥajjāj. He divided the remainder of
it between the Muslims.104
The separation out of the khums was not simply later legalistic hair-splitting, but
may have come from concerns contemporary to the conquests. Two provincial
governors – Yazīd b. al-Muhallab and Maslama b. ʿAbd al-Malik – were dismissed
from their posts for failing to properly calculate and send home the khums during
The eastern narratives 133
the years 718–21.105 However, the explicit, repeated use of the term in the Central
Asian narrative seems to be peculiar to Ibn Aʿtham. Both he and al-Ṭabarī discuss
the treatment of booty after the conquest of Baykand, but only Ibn Aʿtham
mentions the khums; al-Ṭabarī’s khabar on the subject focuses entirely on how the
gold idol was melted down and shared among the troops, and also (unlike Ibn
Aʿtham) says that the task of sharing it out was delegated to another, named,
man.106 This most likely indicates different lines of transmission for the story,
with different priorities and interests.
The division of spoils, and their sending home, is mentioned less in Sind,
perhaps because Muḥammad b. al-Qāsim simply does less conquering. There are
some examples in the Chachnāma,107 but no reference elsewhere in the tradition
that I have seen.108 Revenue for the state was undoubtedly a major aim, however.
There is a striking episode in the Chachnāma in which al-Ḥajjāj writes to al-Walīd
about Sind, urging an expedition there on the basis of religious duty (certain
Muslims are being held prisoner in Daybul) and the fact that – specifically counter
to one of al-Walīd’s objections – such an undertaking would cost the caliph
nothing; indeed, it would pay for itself, and turn a profit.109 Al-Yaʿqūbī recounts
how al-Ḥajjāj passed this pressure on to his subordinate:
Then al-Ḥajjāj wrote to him, ‘I have written to the Commander of the Faithful,
al-Walīd, guaranteeing to him (aḍmanu lahu) that I will bring back to the
treasury (bayt al-māl) the equivalent (naẓīr) of what I spent. So send me
(akhrijnī) [something] in the way of a surety for me (ḍamānī).’110
One of the women, of the Banū Yarbūʿ, cried out, ‘O Ḥajjāj!’ [Word of] that
reached al-Ḥajjāj (balagha al-Ḥajjāj dhālika), and he said, ‘Here I am!’118
In the longer Chachnāma version, the woman is identified as being from the Banū
ʿAzīz instead, and the entreaty and the response happen twice – the second time
prefaced by an explanation that a survivor from the ship had brought the story to
al-Ḥajjāj. The exclamation is also slightly longer (‘O Ḥajjāj! O Ḥajjāj! Hear us
and help us!’, to which the response is also repeated, ‘I am here! I am here!’),119
presumably for greater dramatic effect. The difference between the two versions
may be evidence for Friedmann’s contention that the Chachnāma’s writer did not
pad his text but rather reproduced his source more fully than al-Balādhurī did;120
it could have been that al-Balādhurī was summarizing. But it seems equally likely
that the addition of a messenger was an attempt to rationalize an otherwise poten-
tially confusing report – with the explanation fending off the implication that
al-Ḥajjāj had superhuman hearing – or to expand it to flesh out the story, in the
manner of the abundant extra detail elsewhere in the Chachnāma. The woman’s
name change seems to point to a more arbitrary changing of the text.
As discussed in the previous chapter, the traitor within the defenders’ ranks is a
common literary way of explaining conquest. There are several examples of this
topos in the eastern conquest narratives. In Central Asia, this happens in
Khwārazm, when the brother of the ruler writes to Qutayba, offering him over-
lordship of the bilād if he is installed as (vassal) monarch and his brother over-
thrown;121 Qutayba, after consultation with al-Ḥajjāj, accepts the offer. Al-Yaʾqūbī
gives a different explanation for the conquest of Khwārazm, although it also fits
the definition of an excuse: he says that Qutayba attacks after an ʿāmil (governor)
of his is killed there.122 Muḥammad b. al-Qāsim benefits from two traitors. At
Multān, a traitor shows Muḥammad how to cut off the city’s water supply to force
The eastern narratives 135
an end to the siege, or – in the Chachnāma – where to tunnel under the wall in
order to undermine it.123 At Daybul, meanwhile, Muḥammad is approached by a
Brahmin from inside the temple, who points out the talisman that protects the
building, and explains that Muḥammad must shoot it to break the magic. He does
so, and the Muslims are victorious.124 In the centuries after the Chachnāma was
composed, anti-Muslim traditions grew up blaming a supposed Buddhist fifth-
column for the Islamic conquest of India125 – just as was later claimed of the Jews
in Iberian Christian and Andalusī Muslim sources alike.
‘O amīr! You are not the caliph, nor are you al-Ḥajjāj. Rather, you are one of
the amīrs of Khurāsān, like Yazīd b. al-Muhallab and the others. You killed
my husband and my children, and devastated my wealth. And then you send
to me [saying] that you want to marry me? Are you not afraid that I will plot
to kill you, and take my blood vengeance from you?’ Qutayba knew that she
had told the truth in her words, and [that] she was just and correct.135
Then [Mūsā’s] son ʿAbd al-Azīz married the wife of Roderic, named Umm
ʿĀṣim, with whom he was much preoccupied. She said to him, ‘Kings who
have not been crowned do not have mastery; let me make you a crown from
what jewels and gold I still have.’ He said to her, ‘This is not in our religion.’
She said to him, ‘How will the people of your faith know what you have on
when you’re alone?’ She continued in this vein until he did [what she asked].
Then one day, when he was sitting with her, wearing the crown, a woman –
[another] daughter of the [Visigothic] kings, whom Ziyād b. al-Nābigha
al-Tamīmī had married – entered, and saw him with the crown on his head.
She said to Ziyād, ‘Why don’t I make you a crown?’ He replied, ‘Such
dress is not permitted in our religion.’ She said, ‘By the religion of the
Messiah, it is for your imām.’ Ziyād told Ḥabīb b. Abī ʿUbayda b. ʿUqba b.
Nafīʿ of that. Then the two of them spread the news of it, until the leaders of
the jund knew of it. He devoted himself to exposing that, until he saw it with
The eastern narratives 137
his own eyes and his people (ahl) saw the truth. They said, ‘He has become a
Christian.’ Then they attacked him, and killed him, in the latter part of the
year 98 [717].136
Signalling the more folkloric dimension of his tale, Muḥammad b. al-Qāsim has
better luck in this regard, marrying the widow of Dāhir, the Indian king he defeated
in battle in 713.137 The invading hero marrying a local woman to symbolize his
(dominating) embrace of the culture he has conquered is a familiar trope;138 again,
foundation myths are at work. This story only appears in the late local history of
the Chachnāma; likewise, only in the Chachnāma is she even named (as Lādī
or Bai), reflecting her greater importance in the local narrative. In the classical
narratives – bar al-Ṭabarī’s, which has almost nothing to say about Sind – things
turn out differently. In two cases, Dāhir’s widow burns herself and her possessions
alive, rather than be captured by the enemy;139 in the third, she puts in an
appearance as a traitor/collaborator after Dāhir’s death, persuading the people of
al-Rūr to ask for an amān (that is, to surrender) rather than resisting the Muslim
army.140 Both these episodes, the burning141 and a version of the collaboration,142
also appear in the Chachnāma – confusingly, since she apparently burns herself to
death before allying with the Muslims. These are supplemented by three other
anecdotes about her: the aforementioned marriage, which comes from local
tradition (‘It is related by Muḥammad Hindī, who heard it from Abū Mushir ʿAbd
al-Aʿlā, who heard it from the ahl al-Hind . . .’)143 and is followed by a supposed
eyewitness account by Lādī of her capture; an alternative version of the burning
story, in which she is prevented from carrying out her intent, again sourced locally
(from ‘the people of Brahminabad’, this time);144 and finally a brief story in which
she intercedes with Muḥammad on behalf of the defeated people of Nawbhār,
whom he had planned to kill.145
In marrying Lādī, Muḥammad is adopted into the Chachnāma’s schema of
Indian heroes, joining a local lineage – the deeds of whose previous generations
occupy much of the text up until that point – while also representing its apogee in
a new, Islamicized form. Other, earlier Muslim conquerors did the same, such as
Ziyād b. Abīhī’s union with a Sasanian princess;146 Ibn al-Qūṭīya’s royal ancestor
Sara was on the receiving end of such a marriage when, as he tells us, the caliph
picked a husband for her from among his retinue, again symbolizing the
acculturation of the two elites to each other, with the Arab Muslims presiding.
Similarly, in her intercessions to spare her people the conqueror’s wrath,
Lādī fulfils her expected role as the mediating influence, softening the impact
of change.
The portrayal of acculturation was important, to make conquering and
conquered cultures mutually acceptable and comprehensible to each other, and
often to provide an explanation from the heroic past for the social and political
organization of the audience’s present. This is very pronounced in the Chachnāma,
much more so than in any of the classical histories, and there are three possible
reasons for this. The first is the social conditions of the periphery: like al-Andalus,
Sind was a region where the Arab-Muslim elite were vastly outnumbered by their
138 The eastern narratives
non-Arab subjects, presumably making smoother ethnic relations a necessity. The
second and third reasons have to do with the literary purpose of the work: rela-
tions between the characters and the examples they set are significant because the
Chachnāma was composed or adapted in the heroic romance mould, and because
of its apparent advice-literature ambitions to demonstrate that good government
lies in fairness and compromise.147 It contains long sections, heavy on improbable
exemplary dialogue, describing Muḥammad b. al-Qāsim’s post-conquest settle-
ment, giving an Islamic patina to essentially Hindu, caste-based social structures.
He leaves intact the elevated status, and right to collect alms, of Brahmins,148 and
he confirms the lowest-of-the-low status of the Jats/Zutts.149 Many temples are
likewise left intact, including that of Multān; it is explained – in a letter from
al-Ḥajjāj, of course – that since ‘they have become dhimmīs’, the people of India
and their property should be left alone:
With regard to the request of the chiefs of Brahminabad about the building of
the Buddh temples, and toleration in religious matters, I do not see (when
they have done homage to us by placing their heads in the yoke of submission
(tāʾat āvardand), and have undertaken to pay the fixed tribute for the Caliph
and guaranteed its payment), what further rights we have over them beyond
the usual tax.150
Multān, as we have seen, was proverbially rich; several writers, including Ibn
al-Jawzī and al-Masʿūdī, maintain that its temple was preserved as a hostage to
good behaviour of the part of the conquered, and that the Muslims received a third
of its income.151
There is a similar retrospective justification at work in al-Narshakhī’s local
history of Bukhārā. Al-Narshakhī’s narrative of the city’s conquest departs radi-
cally from those in the classical texts,152 focusing on the post-conquest settlement
rather than the fighting: the level of tribute to be paid,153 the tribally-organized
settlement of the Arabs,154 and the strengthening of loyalty to the new regime
through the building of a mosque:
Qutayba ibn Muslim built a grand mosque inside the citadel of Bukhara in the
year 94/712–13. That place (formerly) had been a temple. He ordered the
people of Bukhara to assemble there every Friday, for he had it proclaimed
that, ‘Whosoever is present at the Friday prayer, I will give him two dirhams.’
The people of Bukhara, at the beginning of (their conversion to) Islam, during
prayer, read the Qurʾan in Persian [sic], for they were unable to understand
Arabic. [. . .] [O]utside the city were seven hundred villas where the rich people
lived and they were very arrogant. Most of them did not come to the grand
mosque. The poor wanted the two dirhams but the rich had no need for them.155
How much of this was actually done by Qutayba during his busy campaigning
schedule, and how much was the work of a deputy or a later governor, is impossible
to say; but the attribution of it all to Qutayba gives it the feel of a foundation myth,
The eastern narratives 139
so often central to local histories.156 As Harry Munt has noted in his discussion of
Ibn al-Azraq’s (d. 1181) history of his home town of Mayyāfāriqīn (south-east
Turkey), the story of the Muslim conquest could function as a second foundation
myth for a city, a break between its Christian past and its Muslim present.157 The
division of the city between the Arabs and the Bukhārāns, under which terms half
of the inhabitants’ houses were granted to Arabs (‘so that the Arabs might be with
them and informed of their sentiments’, as al-Narshakhī rather disingenuously puts
it),158 may again be a schematized representation of what happened: the flight of the
mobile rich to the hinterland, as we see them in the quotation above, leaving the
urban poor to live under Muslim rule. Mention is also made of a dihqān whose
descendants were able, in 767, to reclaim property, lost at the time of the conquest,
that they should have inherited from him,159 suggesting that at least some of the
local sources that went into this history were produced in the context of a smaller-
scale version of the sort of land ownership disputes discussed above.
And you, O tribe of the Azd, you have exchanged the reins of well-bred
horses (ḥuṣun)181 for the ropes of ships, spears for punt-poles,182 and swords
for oars.183
Here, though, the disintegration of Qutayba’s support is much slower; the set-
piece speech is just one of many outbursts and ill-calculated displays of paranoid
violence that gradually drive most of his allies away, as more and more of them
see their kinsmen treated badly. The killing of Qutayba and his family is also
played out more slowly, although this seems to be because of the author’s, or his
sources’, desire to name as many individuals as possible; Qutayba’s family
members are picked off one-by-one by bow-wielding malcontents (in several
cases, mawālī), named once but never to appear again. Both of these writers do, at
least, give Qutayba a dramatic death; in al-Balādhurī’s narrative, Qutayba meets a
more ignominious end, being struck down by the pole of a collapsing tent, and
then beheaded.184
The shared narrative about Qutayba is, as already stated, more straightforward
and less obviously romantic than some of the equivalents for al-Andalus and Sind.
This is perhaps because classical Arabic historiography was more interested in
Transoxania, and turned out a great deal more pages about it – which was perhaps,
in turn, because a lot of the said classical writers came from Khurāsān and parts
east. But ‘more straightforward’ does not mean simple, and the narrative func-
tions in several ways that have nothing to do with fact and everything to do with
constructing frameworks in which these events could make sense to later readers
and writers. One of these is the tribal interpretation of factional politics, which
placed al-Walīd and his protégés in the Qaysī camp – that is, expansionist and
parochially pro-Arab – and Sulaymān with the Yamanīs, that is, preferring consol-
idation to expansion, and favouring social inclusion of non-Arab converts. So Ibn
Aʿtham tells us that when Qutayba took up office, ‘there was not a Qaysī in
Khurasān who was not overjoyed, nor a Yamanī who did not hate it.’185 Qutayba’s
great rival, Yazīd b. al-Muhallab, was from the Azd, and the Azdīs – as well as
coming in for excoriation in Qutayba’s rage-filled speech – are referred to by Ibn
Aʿtham as acting in a group on several occasions.186 It is notable, furthermore, that
The eastern narratives 143
al-Ṭabarī names the ringleader of those former followers who conspire to kill
Qutayba as Ḥayyān al-Nabaṭī, who commanded Qutayba’s mawālī auxiliaries.
Ibn Aʿtham, on the other hand, has an altogether messier picture, with a number
of figures whose prominence may be measured by the size of their retinue and the
willingness of the disaffected among Qutayba’s followers to turn to them for help.
As discussed earlier in this chapter, both Qutayba’s successes in the region, and
the forces that gather for his downfall, seem to represent developments in, and
fears about, Khurāsān and Transoxania at the time, in terms of the dangers posed
by ambitious men in the relatively unsupervized east.187 The caliph Sulaymān may
sanction Qutayba’s removal and replacement, but Ibn Aʿtham’s account in partic-
ular makes the manoeuvrings that result look more like over-mighty magnates
jostling for control than a caliphal police action.
Once again, we also have an issue of competing narratives: both Qutayba and
his patron al-Ḥajjāj are the targets for a great deal of hostile commentary in the
sources, and at certain points al-Ṭabarī and others note that there are alternative
versions of certain events that provide a more sympathetic picture. In Qutayba’s
case, as previously noted, most of this tends to come from, as al-Ṭabarī puts it,
‘the Bāhilīs’, presumably indicating descendants of Qutayba seeking to improve
his reputation.188 Furthermore, both al-Ṭabarī and Ibn Aʿtham quote large amounts
of poetry about these events, suggesting that Qutayba was an important figure in
the literary imagination, but with certain points of disagreement excepted – like
the issue of Nīzak’s amān – the story is broadly similar in all accounts. For the
tales of Mūsā b. Nuṣayr and Muḥammad b. al-Qāsim, however, we can see the
alternative narratives much more easily, because the lack of classical attention
they received meant that competing voices could not be drowned out as they
apparently were for Qutayba.189 The romances surrounding Mūsā and Muḥammad
are vibrant expressions of these figures’ significance on a local scale, as founders
of autonomous Islamic polities that – thanks to their distance from the centre, and
the tenacity of their rebellious rulers – were able to retain some links to their pre-
Islamic cultural past, albeit transfigured by the coming of Islam.
This type of history was not only entertaining but also politically useful for
successor dynasties in these regions, such as the Sāmānids, Ghaznavids, and
Buyids in the east, or the Umayyads in the west, who took an interest in the writing
of history in part to promote themselves as legitimate rulers within both indige-
nous and Islamic cultural traditions, for the eyes of their subjects and their rivals.190
Such dynasties patronized historiography extensively, and influenced or even
directly controlled what was written. Many of the Umayyads’ court historians
belonged to the family’s mawālī; the Buyid ruler ʿAḍud al-Dawla (d. 983), mean-
while, took a rather more hands-on approach, imprisoning the historian al-Ṣābiʿ
and forcing him to write, in the now-lost Kitāb al-Tājī, a glowing description of
how the Buyids represented the culmination of Iranian tradition.191 In customary
flowery terms, al-ʿUtbī compared himself and his panegyric-historical enterprise
in honour of Maḥmūd of Ghazna to al-Ṣābiʿ’s undertaking – in the full know-
ledge, it would seem, of al-Ṣābiʿ’s lack of volition, and thus apparently with some
irony.192 Yet he did so knowing that such a work, although delivered through the
144 The eastern narratives
written equivalent of gritted teeth, was the best way of regaining his standing
at court: in the fragmentary Islamic world of the tenth and eleventh centuries,
glorifying a provincial dynastic history – even its distasteful aspects – was the
key to advancement. Although they took different forms, these histories were
embroidered locally to similar purposes. The narratives thus produced were
often – as in some versions of Mūsā’s or Muḥammad’s downfalls – accounts of
outrage at the overweening power of the centre, of glorification for territories
that were overlooked or stamped upon by centralization, and of legitimization
for later pretensions to sovereignty, separate from the caliphate in the heartlands.
Early Islamic history is a rich field for a social historian; not because we have
much information from the period itself, but because Muslims of subsequent
centuries loved nothing more than to write, think and argue about it. History-
writing – as polemic, edification, entertainment, but always with some guiding
purpose – was central to how medieval Muslims conceived of themselves and
their world, and understanding their texts tells us much about them and what they
valued, if not always about the events they purported to describe. Their historical
tradition is a window onto medieval Muslims’ intellectual and imaginary worlds,
because it is filled with the stories they wanted to tell and retell, of heroes and
marvels, patrons and clients, battles and treasure: a past that was sometimes
glorious and sometimes misguided, but which always held up a mirror to the
present.
On the surface, the Muslim conquest of Iberia is a very simple story. There are
only a handful of named characters, most of whom, by its conclusion, are dead,
disgraced or far from al-Andalus, never to return; there are few – in many versions
only one – battles of note, and little in the way of feats of arms. The whole thing
is over quickly, and while it changed history within Iberia itself, it barely caused
a ripple in the course of the Islamic empire. There is little disagreement between
the major Arabic narratives, certainly not on anything like the scale that there is
over the seventh-century conquests, although some accounts provide substantially
more detail than others. Nevertheless, the tradition that grew up around the
Spanish conquest is filled with complex, charged layers of significance and
nuance. There may not be multiple different dates for Ṭāriq’s arrival, or three
mutually-contradictory siege narratives for Toledo alone, but those works and
fragments that survive testify to the many subtle ways in which the same basic
framework and a pool of shared motifs could be shaped by the priorities, interests,
and understanding of individual scholars and their sources.
Even two contemporaries such as the Andalusī Ibn Ḥabīb (d. 852) and the
Egyptian Ibn ٴAbd al-Ḥakam (d. 870), drawing on many of the same informants
and intellectually-moulded by many of the same teachers, produced strikingly
different narratives even as they shared many common elements. Both narratives
feature fabulous plunder and friction between patron and client commanders; both
recount the stories of the House of Locks and the finding of the Table of Solomon.
148 Conclusion
But Ibn ʿAbd, al-Ḥakam’s conquest narrative is not just an account of events but
a meta-illustration of fiqh, his main scholarly concern and that of those around him
in Egypt. The conflict between Ṭāriq b. Ziyād and Mūsā b. Nuṣayr is one of correct
versus incorrect conduct for Muslims at war. The whole narrative is structured
around Ṭāriq’s successful campaigning, Mūsā’s greedy, illicit efforts to take a
slice off the top, and the latter’s eventual comeuppance, punctuated by a series of
shorter anecdotes – the drowning, the carpet, the pitch – that echo this central
juxtaposition. These anecdotes not only deal with the same theme but they do so
according to the same basic pattern: an initial triumph (conquest and spoils)
devolves into greed (people take too much loot, or fall out over how to share it, or
horde more than they can carry), which results in ruin and loss (an overladen boat
sinks, a rich carpet is hacked to pieces, horded loot cannot be found again). The
portrayal of the Visigothic king Roderic as a man who is not satisfied unless he is
taking more than he already has – raping his vassal Julian’s daughter, insisting
that the House of Locks be opened despite his advisors’ urging that he follow
custom – fits this template. Having turned out for battle wearing his crown and
‘the finery in which all the kings before him had dressed’, conveyed on a throne
carried between two mules – in contrast to Ṭāriq and his followers, who we are
told were humbly on foot rather than riding – Roderic is ‘struck down’ by God.1
At the conclusion of the narrative, Mūsā’s wrongdoing and ruin are presented
twice. Firstly, from ʿUthmān b. Ṣāliḥ and others’, the legalistic judgement
is given in the form of a dialogue between the new caliph Sulaymān and a
previously-unseen interlocutor, establishing that Mūsā failed to extract the khums
(the caliphal ‘fifth’, for the good of the community), and which of the plunder is
ḥalāl (permitted) and which ḥaram (forbidden). Secondly – the source this time
being ‘it is said, rather’ – we get the Cantar de Geste ending, with a showdown in
front of the previous caliph al-Walīd in which Ṭāriq’s honesty over the loot, and
his cunning, pay off.2
Ibn Ḥabīb, by contrast, appears much less interested in finding any particular
moral in his story. The Table of Solomon, in his account, is not the centrepiece of
a power struggle, just another strange and legendary thing in a land defined by
strangeness and legend. He tells us that Ṭāriq found it, but writes no clash with
Mūsā over ownership of it; later, Mūsā hands the Table over to al-Walīd without
incident, and it is broken up, without a showdown or indeed any further mention
of Ṭāriq at all. Ibn Ḥabīb’s isnād for the finding of the Table shares its ultimate
source (al-Layth b. Saʿd) with Ibn ʿAbd al-Ḥakam’s, although the two writers
credit different intermediaries (Ibn Wahb and Yaḥyā b. Bukayr). Ibn ʿAbd
al-Ḥakam’s addition, or Ibn Ḥabīb’s omission, of the second part to the story
results in two versions that are completely divergent in tone. The keynotes in Ibn
Ḥabīb’s narrative, shown through his selection of anecdotes, are not greed and its
punishment, but destiny, the marvellous, and the injustice suffered by Mūsā. Here,
the Table has no role in the story other than to be one ʿajīb (marvel, pl. ʿajāʾib) of
many; it is of a piece with the City (or qalʿa, ‘fortress’) of Copper, the jinn,
the shore of the Ocean, and the various idols, all of which are encountered by
Mūsā, not Ṭāriq. We saw in chapter two that Ibn Ḥabīb had Medinan, as well as
Conclusion 149
Egyptian, sources, but not even this fully accounts for the differences; the author
attributes his copper fortress story, for example, to ‘one of the shaykhs of the
people of Egypt’.3 The Medinan who appears most regularly, ʿAbd al-Ḥamīd,4
contributes only a small proportion of the narrative; his akhbār, which are brief
and usually centred around dialogue, are far from constituting the whole of the
account’s preoccupation with ʿajāʾib or partiality for Mūsā.5
Ibn Ḥabīb cites no informants for most of the lengthy denouement to his
account, but its focus, too, is quite different: the disproportionate anger and humil-
iating treatment that Sulaymān directs at Mūsā, and an enumeration of Mūsā’s
vast wealth.6 Ibn Ḥabīb includes some tales of greed elsewhere in his account: a
very brief summary of the drowning episode, and a version of the pitch anecdote
of similar length.7 But Mūsā’s wealth is catalogued with more of a sense of wonder
than condemnation. ‘Even my lowliest mawālī,’ Mūsā says, when Sulaymān
shows him a thousand-strong herd of sheep, ‘have double that.’8 It is an ʿajīb that
al-Andalus and the west held such rewards for Muslims, even non-Arabs, who
fought in the path of God. Mūsā, moreover, dies a pilgrim in Medina; the villain
of the piece here is the persecutor Sulaymān, who turns on Mūsā as soon as his
protector and supporter al-Walīd is dead, arresting him, and keeping him out in
the hot sun until he falls unconscious and can resist Sulaymān’s extortion no
longer. So weighted in Mūsā’s favour is this account that no lesser a person that
ʿUmar b. ʿAbd al-ʿAzīz (the exemplary caliph ʿUmar II, r. 717–20) is wheeled on
to praise the erstwhile conqueror: ‘Not a day passes that I am not filled with grief
[at the memory of] his goodness, and [what came] after it in the path of God
(wa-baʿda . . . fī sabīl Allāh), and what God conquered through his hands.’9
Ibn al-Qūṭīya (d. 977), as we have seen, is another example of a writer
who, even while compiling the words of others, was able to pick and choose his
material to tell the story that most interested him. The reports he heard and the
reports he retold are a reflection of the milieu in which he lived and worked: a
tenth-century caliphal court, dominated by mawālī of Hispano-Roman or Visi-
gothic descent, which sought to boost its authority (and base of taxation) by estab-
lishing a firm basis for Umayyad control through conquest history. Thus it is
unsurprising that Ibn al-Qūṭīya’s account spends as much or more time on the
non-Muslim allies of the conquerors – more specifically, the allies of the Umayyads
– than it does on Mūsā and Ṭāriq. Julian, Sara, and the sons of Witiza all have their
time in the narrative spotlight; each comes forward to offer support and request
that of the Muslims in return, and in the case of Witiza’s sons and Sara they also
travel to Damascus to make a formal agreement (ʿahd, amān, and in Sara’s case
something very like walāʾ) with the incumbent Umayyad caliph. Roderic, by
contrast, is only a lowly usurper: so Witiza’s sons call him, and so he proves when
he opens the House of Locks:
It was said that the kings of the Goths had a house at Toledo in which [was]
a chest, and in the chest [were kept] the four gospels [. . .] They used to revere
that house, never opening it, and when one of their kings died, his name was
written in it. When the kingdom fell to (ṣāra al-mulk ilā) Roderic, he took the
150 Conclusion
crown, [although] Christianity frowned upon that. Then he opened the house
and the chest, [even] after Christianity forbade him from opening it, and he
found in it pictures of the Arabs, with bows at their shoulder and turbans on
their heads. Underneath [was] written, ‘If this house is opened and these
pictures are moved, the people (qawm) in these pictures will enter al-Andalus,
and they will overcome it.’10
Introduction
1 Nor, indeed, did the fascination end there. Much the same may be said of writers in the
early modern period and down to the present – on which see J.N. Hillgarth, ‘Spanish
historiography and Iberian reality’, History and Theory 24 (1985), pp. 23–43 – although
those debates are largely outside the scope of this study.
2 Key examples include W.M. Watt, Muhammad: prophet and statesman, Oxford:
Oxford University Press, 1964, and H. Kennedy, The Prophet and the Age of the
Caliphates, Harlow: Longman, 1986, both of which treat the sources in this way; more
recently, see F.M. Donner, Narratives of Islamic Origins: the beginnings of Islamic
historical writing, Princeton, NJ: Darwin Press, 1998.
3 P. Crone, Meccan Trade and the Rise of Islam, Princeton, NJ: Princeton University
Press, 1987. See also A. Noth and L.I. Conrad, The Early Arabic Historical Tradition: a
source-critical study, Princeton, NJ: Darwin Press, 1994 (2nd edn); R.S. Humphreys,
Islamic History: a framework for enquiry, London and New York: I.B. Tauris, 1991 (rev.
edn); S. Leder, ‘The literary use of the khabar: a basic form of historical writing’, in A.
Cameron and L.I. Conrad (eds), The Byzantine and Early Islamic Near East, i: problems
in the literary source material, Princeton, NJ: Darwin Press, 1992, pp. 277–315.
4 Noth and Conrad, Early Arabic Historical Tradition, ch. 3.
5 C.F. Robinson, ‘The conquest of Khūzistān: a historiographical reassessment’, BSOAS
67 (2004), pp. 30–7, discusses how even the traitor topos, though treated in terms of the
literary conventions of the conquest form, can be grounded in reality.
6 Or, as he puts it, the period was not a ‘Prelapsarian Heritageland’; M. Innes, ‘Introduc-
tion: using the past, interpreting the present, influencing the future’, in Y. Hen and
M. Innes (eds), The Uses of the Past in the Early Middle Ages, Cambridge: Cambridge
University Press, 2000, p. 8.
7 R. Collins, The Arab Conquest of Spain, 710–797, Oxford: Basil Blackwell, 1989,
pp. 2–4, 31–6.
8 Cf. G.M. Spiegel, ‘History, historicism, and the social logic of the text’, The Past as
Text: the theory and practice of medieval historiography, Baltimore, MD: Johns
Hopkins University Press, 1997, pp. 21–22.
9 J. Fentress and C. Wickham, Social Memory, Oxford: Blackwell, 1992, pp. 2–4, 6–8.
On the importance of individual memory in the process of composing a historical text,
see M. Carruthers, The Book of Memory: a study of memory in medieval culture,
Cambridge: Cambridge University Press, 2008 (2nd edn), pp. 1–4, 237, 240–57.
10 On which see, for example, D. Beaumont, ‘Hard-boiled: narrative discourse in early
Muslim traditions’, SI 83 (1996), pp. 5–31.
11 N. Frye, Anatomy of Criticism: four essays, Princeton, NJ: Princeton University Press,
1957, p. 76; H. White, The Content of the Form: narrative discourse and historical repre-
sentation, Baltimore, MD: Johns Hopkins University Press, 1987, pp. 4–6, 13–14, 20.
Notes 157
12 T. Sizgorich, Violence and Belief in Late Antiquity: militant devotion in Christianity
and Islam, Philadelphia, PA: University of Pennsylvania Press, 2009, pp. 7–12,
15–17.
13 R. Morse, Truth and Convention in the Middle Ages: rhetoric, representation, and
reality, Cambridge: Cambridge University Press, 1991, pp. 8, 107–24.
14 R. McKitterick, History and Memory in the Carolingian World, Cambridge: Cambridge
University Press, 2004, p. 2.
15 Noth and Conrad, Early Arabic Historical Tradition, for example,. p. 20.
16 Leder, ‘Literary use’, pp. 71, 79; McKitterick, History and Memory, p. 85; see also
below, p. 19.
17 Noth and Conrad, Early Arabic Historical Tradition, p. 19.
18 E. Manzano Moreno, Conquistadores, emires y califas: los omeyas y la formación de
al-Andalus, Barcelona: Crítica, 2006, pp. 32–64, 122–6, and (on the longer-term effects
as reflected in the archaeology) 244–78.
19 G. Martinez-Gros, L’idéologie omeyyade: la construction de la légitimité du Califat de
Cordoue (X e-XI e siècles), Madrid: Casa de Velázquez, 1992, and J.M. Safran, The
Second Umayyad Caliphate: the articulation of caliphal legitimacy in al-Andalus,
Cambridge, MA: Harvard University Press, 2000.
20 H. Kennedy, Muslim Spain and Portugal: a political history of al-Andalus, London:
Longman, 1996, p. 5.
21 J.M. Abun-Nasr, A History of the Maghrib in the Islamic Period, Cambridge:
Cambridge University Press, 1987, p. 28; E. Manzano Moreno, ‘Beréberes de
al-Andalus: los factores de una evolucion histórica’, AQ 11 (1990), pp. 410, 417.
22 Whether either clientage or entry into the army ‘presupposed’ conversion to Islam
(Abun-Nasr, History of the Maghrib, p. 34), and what conversion meant in this period,
will be discussed in chapter three.
23 H. Djaït, ‘Le wilāya d’Ifrīqiya au IIe/VIIIe siècle: étude institutionelle’, SI 27 (1967),
pp. 106–7; Abun-Nasr, History of the Maghrib, pp. 34–5; T. Lewicki, ‘Les origines de
l’Islam dans les tribus berbères du Sahara occidental: Mūsā ibn Nuṣayr et ʿUbayd Allāh
ibn al-Ḥabḥāb’, SI 32 (1970), pp. 209–10.
24 L. Molina, ‘Ṭāriḳ b. Ziyād’, EI2 X, Leiden: Brill, 2000, p. 242.
25 J.F. O’Callaghan, A History of Medieval Spain, Ithaca, NY: Cornell University Press,
1975, p. 52.
26 B.F. Reilly, The Medieval Spains, Cambridge: Cambridge University Press, 1993,
pp. 33–5, 47–9.
27 See chapter six.
28 For example, FM, p. 205. It is difficult to tell how early (or late) this appellation is; a
century earlier, Chr754, § 54, mentions only the ‘straits of Cádiz’ and the ‘pillars of
Hercules’ (on which see chapter four).
29 Reilly, Medieval Spains, p. 52.
2 S.M. Imamuddin, Muslim Spain 711–1492: a sociological study, Leiden: Brill, 1981,
p. 137.
3 AM, pp. 12–13; al-Ṭabarī, i.4, p. 1951. It may, indeed, be a cross-cultural trope; it is
reminiscent of an episode collected in Plutarch on Sparta, tr. R.J.A. Talbert, London:
Penguin, 1988, pp. 141–2.
4 See below, pp. 65, 72–80. The flowering of geographical writing from the mid-tenth
century, and the expansion of provincial administration that required improved
geographical information, were also factors; see chapter four.
5 M. Chamberlain, Knowledge and Social Practice in medieval Damascus, 1190–1350,
Cambridge: Cambridge University Press, 1994, pp. 18–19.
6 AM, pp. 118–19; see also the discussion of this in J.M. Safran, The Second Umayyad
Caliphate: the articulation of caliphal legitimacy in al-Andalus, Cambridge, MA.:
Harvard University Press, 2000, pp. 129–31.
7 Cf. P.J. Geary, Phantoms of Remembrance: memory and oblivion at the end of the first
millennium, Princeton, NJ: Princeton University Press, 1994, pp. 3–12: a neat little
example of how a made-up historical anecdote could be accepted for its parochial
appeal.
8 Al-Ṭabarī, ii.2, p. 1217.
9 An omission that led Ibn al-Athīr (d. 1233), iv, p. 556, to gloat over his own superior
learning.
10 92 A.H.: Ṭāriq fights and defeats Roderic, conquering al-Andalus at a stroke (al-Ṭabarī,
ii.2, p. 1235); 93: Ṭāriq finds the Table of Solomon in Toledo; Mūsā confronts his
wayward mawlā (pp. 1253–4); 95: Mūsā leaves al-Andalus (p. 1267).
11 Al-Maqqarī, i, pp. 229–90.
12 Of the edition used, only pp. 183–225 deal with events west of Egypt.
13 Geary, Phantoms, pp. 19–20, 115–16.
14 C.F. Robinson, Islamic Historiography, Cambridge: Cambridge University Press,
2003, p. 85.
15 R.S. Humphreys, Islamic History: a framework for inquiry, London and New York:
I.B. Tauris, 1991 (rev. edn), pp. 69–70.
16 J. Schacht, ‘On Mūsā b. ʿUqba’s Kitāb al-Maghāzī ’, Acta Orientalia 21 (1953), p. 288.
17 Robinson, Historiography, pp. 94–6.
18 Schacht, ‘Mūsā b. ʿUqba’, p. 300.
19 R. Collins, The Arab Conquest of Spain, 710–797, Oxford: Basil Blackwell, 1989,
pp. 24–5.
20 A. Noth and L.I. Conrad, The Early Arabic Historical Tradition: a source-critical
study, Princeton, NJ: Darwin Press, 1994 (2nd edn), p. 126.
21 FM, p. 208.
22 Ibn Ḥabīb, p. 146.
23 L.I. Conrad, ‘The mawālī and early Arabic historiography’, in M. Bernards and
J. Nawas (eds), Patronate and Patronage in Early and Classical Islam, Leiden: Brill,
2005, pp. 398–401.
24 Conventionally dated to the reign of ʿUmar I; al-Ṭabarī, i.5, pp. 2411–18.
25 H.T. Norris, The Berbers in Arabic Literature, London: Longman, 1982, p. 48. For an
example of a medieval Islamic historian co-opting famous figures to aggrandize his
town’s past, see H. Munt, ‘Ibn al-Azraq, Saint Marūthā, and the foundation of
Mayyāfāriqīn (Martyropolis)’, in A. Papaconstantinou (ed.), Writing ‘True Stories’:
historians and hagiographers in the late antique and medieval Near East, Turnhout:
Brepols, 2010, esp. pp. 156–7.
26 Examples of all three can be found in Ibn Ḥabīb, pp. 139–40.
164 Notes
27 M. Cook, ‘The opponents of the writing of tradition in early Islam’, Arabica 44 (1997),
pp. 437–8, 446–76, 482–9; cf. G. Schoeler, The Oral and the Written in Early Islam, tr.
U. Vagelpohl, ed. J.E. Montgomery, London and New York: Routledge, 2006,
pp. 29–32, 41–2. This is typical in societies making the transition from primarily-oral
to literate; J. Fentress and C. Wickham, Social Memory, Oxford: Blackwell, 1992,
pp. 9–11; Geary, Phantoms, p. 124.
28 Even when writing was widely used and books (with the introduction of paper around
750) readily available, oral transmission was still considered more reliable, a face-to-
face transaction between known and respected individuals; F. Rosenthal, ‘ “Of making
many books there is no end”: the classical Muslim view’, in G.N. Atiyeh (ed.), The
Book in the Islamic World: the written word and communication in the Middle East,
Albany, NY: State University of New York Press, 1995, pp. 33–55.
29 As noted by, for example, T. Khalidi, Arabic Historical Thought in the Classical
Period, Cambridge: Cambridge University Press, 1994, p. 17, although Khalidi does
little to engage with secondary scholarship on this matter.
30 C. Melchert, The Formation of the Sunni Schools of Law, 9th–10th centuries CE,
Leiden: Brill, 1997, p. 39. Mālik was particularly important to Andalusī law.
31 That is, falsification was a consequence of the process, rather than deliberate or systematic;
Noth and Conrad, Arabic Historical Tradition, p. 6; S. Bashear, ‘Abraham’s sacrifice of
his son and related issues’, DI 67 (1990), esp. pp. 248 and 262, gives an example – a piece
of Qurʾānic exegesis on Abraham’s sons, with implications for later ritual practice – of
how isnāds grew backwards, frequently contradictorily, to serve positions in later debate.
32 Al-Ṭabarī uses isnāds, for example, but his contemporary al-Yaʿqūbī (d. after 900)
does not, opting instead for a bibliographical essay (al-Yaʿqūbī, ii, pp. 2–4).
33 R.G. Hoyland, ‘History, fiction and authorship in the first centuries of Islam’, in J. Bray
(ed.), Writing and Representation in Medieval Islam: Muslim horizons, London:
Routledge, 2006, pp. 19–20.
34 Ibn Aʿtham, vii, pp. 243–6. Both the writer and Qutayba himself will be discussed in
more detail below, chapter seven.
35 See general discussion in Noth and Conrad, Arabic Historical Tradition, pp. 66–73.
36 T. Sizgorich, Violence and Belief in Late Antiquity: militant devotion in Christianity
and Islam, Philadelphia, PA: University of Pennsylvania Press, 2009, pp. 66–8.
37 S. Leder, ‘Al-Madāʾinī’s version of Qiṣṣat al-Shūrā: the paradigmatic character of
historical narration’, in A. Neuwirth, et al. (eds), Myths, Historical Archetypes and
Symbolic Figures in Arabic Literature: towards a new hermeneutic approach, Beirut:
In Kommission bei F. Steiner, 1999, pp. 387–97, explores how al-Ṭabarī and his source
al-Madāʾinī modified narratives of the council that elected the caliph ʿUthmān (d. 656).
Both writers inserted bridging episodes and extra dialogue, to make the account more
cohesive as a story and – through careful emphasis and juxtaposition – to invite judge-
ment upon those involved without appearing to pass it themselves.
38 S. Leder, ‘The literary use of the khabar: a basic form of historical writing’, in
A. Cameron and L.I. Conrad (eds), The Byzantine and Early Islamic Near East, i:
problems in the literary source material, Princeton, NJ: Darwin Press, 1992, pp. 284,
307–8; D. Beaumont, ‘Hard-boiled: narrative discourse in early Muslim traditions’, SI
83 (1996), pp. 7–8, 13–16.
39 S. Leder, ‘The use of composite form in the making of the Islamic historical tradition’,
in P.F. Kennedy (ed.), On Fiction and Adab in Medieval Arabic Literature,
Wiesbaden: Harrassowitz, 2005, p. 129.
40 S.C. Judd, ‘Narrative and character development: Al-Ṭabarī and al-Balādhurī on
late Umayyad history’, in S. Günther (ed.), Ideas, Images, and Methods of
Portrayal: insights into classical Arabic literature and Islam, Leiden: Brill, 2005,
pp. 209–10, 211–13, 225, demonstrates how reports from a single transmitter could
be arranged by al-Ṭabarī and al-Balādhurī (d. 892) to give different characterisations
of al-Walīd II.
Notes 165
41 H. White, The Content of the Form: narrative discourse and historical representation,
Baltimore, MD: Johns Hopkins University Press, 1987, pp. 4, 9–10; A. Munslow,
‘Authority and reality in the representation of the past’, Rethinking History 1 (1997),
pp. 78, 82.
42 S. Leder, ‘Authorship and transmission in unauthored literature: the akhbār attributed
to al-Haytham b. ʿAdī’, Oriens 31 (1988), pp. 79, 81.
43 See, for example, C.F. Robinson, ‘The conquest of Khūzistān: a historiographical
reassessment’, BSOAS 67 (2004), pp. 14–39; M. Lecker, ‘The Constitution of Medina’:
Muhammad’s first legal document, Princeton, NJ: Darwin Press, 2004.
44 For example, Chr754, § 67 (in praise of ʿUmar II, an interesting early example of a
trope of the later Arabic tradition).
45 On which see below, pp. 239–40.
46 See L. Molina, ‘Un relato de la conquista de al-Andalus’, AQ 19 (1998), pp. 39–65, and
idem, ‘Los itinerarios de la conquista: el relato de ʿArīb’, AQ 20 (1999), pp. 27–45;
M.A. Makkī, ‘Egypt and the origins of Arabic Spanish historiography: a contribution
to the study of the earliest sources for the history of Islamic Spain’, in M. Fierro and J.
Samsó (eds), The Formation of al-Andalus, Part 2: languages, religion, culture and the
sciences, Aldershot: Ashgate Variorum, 1998, pp. 173–233.
47 I. Fierro, ‘The Introduction of ḥadīth in al-Andalus (2nd/8th–3rd/9th centuries)’, DI 66
(1989), pp. 71–3, 76–8.
48 Ibn al-Faraḍī, § 814; E. Manzano Moreno, ‘Los fuentes árabes sobre la conquista
de al-Andalus: una nueva interpretación’, Hispania 59/2 (1999), p. 393; Melchert,
Formation of the Sunni Schools, p. 158.
49 Ibn Ḥabīb also gives the conquest of Spain (pp. 136–56) almost as much space as he
does the Prophetic sīra (pp. 75–97).
50 J.M. Safran, ‘Identity and differentiation in ninth-century al-Andalus’, Speculum 76
(2001), pp. 581–4.
51 D. Urvoy, ‘The ʿulamāʾ of al-Andalus’, in S.K. Jayyusi (ed.), The Legacy of Muslim
Spain, Leiden: Brill, 1992, p. 853.
52 A trend launched by R. Dozy, Recherches sur l’histoire et la literature de l’Espagne
pendant le moyen âge, Leiden: Brill, 1860 (2nd edn), ii, pp. 32–7.
53 Makkī, ‘Egypt and the origins’, pp. 207–8.
54 Ibn Ḥabīb, editor’s introduction, pp. 81, 88–99; Safran, Second Umayyad Caliphate,
pp. 143–4, 147.
55 On the former, see below, pp. 56–60 and 263–4; on the latter, see chapter four.
56 Ibn Ḥabīb, pp. 136–7 (an old man tells Ṭāriq that a Berber is destined to conquer Spain,
and Mūsā reads the same in the stars); pp. 145–6 (augury, with eagles); p. 146 (Mūsā
prophesies future ruin for Cordoba).
57 Yūsuf b. Yaḥyā al-Maghāmī, who spread Ibn Ḥabīb’s work in the east; J. Aguadé,
‘De nuevo sobre ʿAbd al-Malik b. Ḥabīb’, in Actas de las II jornadas de cultura arabe
e islamica (1980), Madrid: Instituto Hispano-Árabe de Cultura, 1985, pp. 11–12.
58 The distinctively Egyptian tenor of FM can be seen, for example, in a discussion –
regarding a treaty with a Berber group in North Africa – of enslaving the children of ahl
al-ṣuḥl. Ibn ʿAbd al-Ḥakam declares this permissible, opting for an earlier, Egyptian
opinion (that of al-Awzāʿī [d. 773]) over accepted Mālikī doctrine; R. Brunschvig, ‘Ibn
ʿAbdalHʾakam et la conquête de l’Afrique du Nord par les Arabes: étude critique’,
Annales de l’Institut d’Etudes Orientales 6 (1942–7), pp. 116–17. Al-Awzāʿī’s legal
pronouncements were favoured in al-Andalus in the late eighth century, before being
superseded by (more fashionable?) classical Mālikī thought in the 820s; Melchert,
Formation of the Sunni Schools, p. 157.
59 Brunschvig, ‘Ibn ʿAbdalHʾakam’, pp. 135, 152–5.
60 FM, pp. 157–61 (on ʿAmr b. al-ʿĀṣ’s spat with ʿUmar b. al-Khaṭṭāb). See also the
discussion in Y. Hilloowala, ‘The History of the Conquest of Egypt, being a partial
translation of Ibn ʿAbd al-Hakam’s Futuh Misr and an analysis of this translation’,
166 Notes
Ph.D. dissertation, University of Arizona, 1998, pp. 230–1, 237–45; I am grateful to
Edward Zychowicz-Coghill for bringing this thesis to my attention.
61 As does A.D. Ṭāha, The Muslim Conquest and Settlement of North Africa and Spain,
London: Routledge, 1989, pp. 86–7, regarding where in North Africa Ṭāriq set sail from.
62 Brunschvig, ‘Ibn ʿAbdalHʾakam’, pp. 152–5.
63 Ibid., p. 109.
64 Raising copies of the Qurʾān to signal righteousness is a gesture familiar in the tradi-
tion; see, for instance, the events surrounding the call for arbitration during the first
civil war (656–61); al-Ṭabarī, i, pp. 3329–49, and cf. G.R. Hawting (tr.), The History of
al-Ṭabarī xvii: the first civil war, Albany, NY: State University of New York Press,
1996, p. 78, n. 319.
65 FM, pp. 208–9.
66 Q. 10:22–23; tr. from M. Fakhry, An Interpretation of the Qurʾān: a bilingual edition,
New York: New York University Press, 2000.
67 FM, p. 209; Brunschvig, ‘Ibn ʿAbdalHʾakam’, pp. 130–1. This will be discussed further
in chapter five.
68 Chr754, § 64.
69 FM, p. 211.
70 On Ibn Ḥabīb: Makkī, ‘Egypt and the origins’, p. 205; on Ibn ʿAbd al-Ḥakam:
Brunschvig, ‘Ibn ʿAbdalHʾakam’, p. 109.
71 C. Pellat, ‘The origin and development of historiography in Muslim Spain’, in B. Lewis
and P.M. Holt, Historians of the Middle East, London: Oxford University Press, 1962,
pp. 118–19.
72 Seventy-five in the ninth century, compared with ten during the eighth; M. Marín, ‘La
transmisión del saber en al-Andalus (hasta 300/912)’, AQ 8 (1987), p. 89.
73 G. Martinez-Gros, L’idéologie omeyyade: la construction de la légitimité du Califat de
Cordoue (X e-XI e siècles), Madrid: Casa de Velázquez, 1992, p. 19.
74 Makkī, ‘Egypt and the origins’, pp. 173–4.
75 Manzano Moreno, ‘Los fuentes árabes’, p. 394.
76 Makkī, ‘Egypt and the origins’, p. 175.
77 Ibid., p. 181.
78 Especially his grandson ʿAbd al-Malik, a qāḍī and then amīr of Egypt: al-Kindī, Kitāb
al-wulāh wa-Kitāb al-quḍāh, ed. R. Guest, Leiden: Brill, 1912, pp. 93, 98, 101; Ibn
Taghrībirdī, al-Nujūm al-zāhira, Cairo: Matbaʿat Dār al-Kutub al-Misrīyah, 1929, i,
pp. 316–17, 324–5.
79 J.E. Brockopp, Early Mālikī Law: Ibn ʿAbd al-Ḥakam and his major compendium of
jurisprudence, Leiden: Brill, 2000, p. 2. His son sometimes quotes him as an authority
on Mālik’s words, for example, FM, p. 228.
80 Brockopp, Early Mālikī Law, p. 2.
81 FM, p. 206.
82 Ibn Ḥajar, vii, § 264.
83 FM, pp. 206–7.
84 FM, p. 209.
85 Ibn Ḥajar, vi, § 140; A. Gateau, ‘Ibn ʿAbd al-Ḥakam et les sources arabes relatives à la
conquête de l’Afrique du nord et de l’Espagne’, Revue Tunisienne (1936), p. 70;
al-Kindī, Kitāb al-wulāh, editor’s introduction, p. 28.
86 Ibn Ḥajar, viii, § 832. Al-Layth was born in Qalqashanda and travelled to the east
on several occasions, although there does not appear to be any evidence that he
visited al-Andalus; R.G. Khoury, ‘Al-Layth b. Saʿd (94/713–175/791), grand maître et
mécène de l’Egypte, vu à travers quelques documents islamiques anciens’, JNES 40
(1981), pp. 190–1.
87 Ibn Ḥajar, v, § 648.
88 R.G. Khoury, ‘L’importance dʾIbn Lahīʿa et de son papyrus conservé à Heidelberg dans
la tradition musulmane du deuxième siècle de l’Hégire’, Arabica 22 (1975), pp. 12–13.
Notes 167
89 Ibn al-Nadīm, Kitāb al-Fihrist, ed. G. Flügel, Leipzig: F.C.W. Vogel, 1871–2, p. 199.
90 Al-Kindī, p. 75 (without isnād); p. 336 gives al-Layth as the authority, at the end of
an isnād, for an embedded letter purportedly written by ʿUmar II.
91 Ibn Ḥajar, xi, § 387.
92 Both FM, p. 207.
93 FM, p. 211.
94 FM, p. 208. This is similar to an episode involving another rich carpet in ʿUmar I’s
reign. Al-Ṭabarī, i.5, pp. 2452–5, gives three versions, each more direct than the last
in its message: Muslims should give up riches to the common good, and the caliph
should have the disposal of them. While the Andalusī carpet is destroyed by greed,
ʿUmar’s cutting-up of his displays his even-handedness.
95 FM, p. 208.
96 FM, p. 209.
97 Ibn Ḥajar, iv, § 129.
98 Makkī, ‘Egypt and the origins’, pp. 198–200.
99 FM, p. 209.
100 Makkī, ‘Egypt and the origins’, p. 200.
101 For example, Ibn Ḥabīb, pp. 139–41 (several separate reports, all regarding loot and
the taking of prisoners).
102 Ibn Ḥabīb, p. 141. It takes place in Toledo, and lacks the detail about Ṭāriq secretly
removing one of the Table’s legs – with which, in the FM, he later proves Mūsā’s
dishonesty to al-Walīd, an incident not related by Ibn Ḥabīb. See chapter five.
103 Ibn Ḥabīb, pp. 141, 139.
104 Two of these are known to have been Mālikīs; Ibn Ḥabīb, editor’s introduction, pp. 71–2.
105 Ibn Ḥajar, vi, § 237.
106 Ibn Ḥabīb, pp. 142, 149 (again from his father), and 143, respectively.
107 Ibn Ḥabīb, p. 141.
108 This follows an account of Ṭāriq finding Visigothic crowns in Toledo, accompanied
by an isnād naming Ibn Wahb and al-Layth. I thus take it to come from the same
source, since there is no fresh qāla or similar signifier, although the editor has placed
a paragraph break between the two stories, implying that they are to be taken sepa-
rately; Ibn Ḥabīb, p. 140. Makkī, ‘Egypt and the origins’, pp. 213–14, notes that Ibn
Ḥabīb did not travel outside al-Andalus until ten years after Ibn Wahb’s death, which
casts some doubt on the isnād.
109 FM, p. 206.
110 Ibn Ḥabīb, p. 140.
111 Ibn Ḥabīb, pp. 143–4.
112 Chr754, § 52. In CAIII Roderic is largely ignored in favour of Witiza’s sons; see
chapter six.
113 FM, p. 205; see also chapter six.
114 FA, pp. 12–13, and Ibn al-Faqīh, p. 83 (the earliest non-western source to carry it),
both have versions with dialogue; Ibn al-Qūṭīya, p. 7, Ibn ʿIdhārī, ii, p. 3, and Ibn
al-Athīr, iv, p. 567, all have shorter versions. There is reason to believe that it also
lasted outside the history books; two marble caskets, made for the Dhū al-Nūnid ṭāʾifa
dynasty in the eleventh century, and subsequently taken as spoils of war by Christian
armies, bear carved decorations whose iconography (bows, turbans) is both typical of
hunting scenes and identical to the imagery of Muslim triumph in the House of Locks
story; A. Shalem, ‘From royal caskets to relic containers: two ivory caskets from
Burgos and Madrid’, Muqarnas 12 (1995), pp. 32–5. In his version of the House of
Locks story, the biographer Ibn Khallikān (d. 1282), Wafayāt al-aʿyān, ed. I. Abbās,
Beirut: Dār al-Thaqāfah, 1968–77, v, p. 328, mentions that the images of the Arabs
were painted on the sides of the chest, not inside.
115 On whom see A.M.H. Shboul, Al-Masʿūdī and His World: a Muslim humanist and his
interest in non-Muslims, London: Ithaca Press, 1979, pp. 1–17.
168 Notes
116 Al-Masʿūdī, Kitāb al-Tanbīh, ed. M.J. de Goeje, Leiden: Brill, 1894, p. 106.
117 Herodotus, The Histories, tr. A. de Selincourt, London: Penguin, 1996 (rev. edn), p. 74.
118 Makkī, ‘Egypt and the origins’, pp. 180–5. This, of course, assumes that there was
something to link to, of which I am by no means convinced.
119 M. Marín, ‘Ṣaḥaba et tābiʿūn dans al-Andalus: histoire et legende’, SI 54 (1981), pp. 5–9.
120 Makkī, ‘Egypt and the origins’, p. 181.
121 Ibn Ḥabīb, pp. 138–9, 142.
122 FA, p. 28, and al-Maqqarī, i, pp. 277–8, 287–8, among others, collate what was known
or claimed (zaʿama) of the tābiʿūn. This was often wishful thinking: al-Ḥimyarī, for
example, includes ʿAmr b. al-ʿĀṣ (d. 663); Marín, ‘Ṣaḥaba et tābiʿūn’, pp. 11–12.
123 Abū al-Arab al-Tamīmī, Ṭabaqāt ʿulamāʾ Ifrīqiya wa-Tūnis, Tunis: al-Dār
al-Tūnisīyah lil-Nashr, 1968, p. 82.
124 Ibn Saʿd (d. 845), Ṭabaqāt al-kubrā, Beirut: Dār Sādir, 1957–68, vii, p. 512.
125 Labelled a trustworthy transmitter (thiqa) by Ibn Saʿd, ibid., p. 515.
126 Makkī, ‘Egypt and the origins’, pp. 182–3, 186.
127 Al-Maqqarī, i, p. 279: discussing ʿAlī b. Rabāḥ, he notes, ‘Al-Layth transmitted on the
authority of his son Mūsā b. ʿAlī’ (rawā al-Layth ʿan ibnihi Mūsā b. ʿAlī).
128 Al-Maqqarī, i, p. 278.
129 Al-Bakrī, § 1505 (whose work survives only in partial form: J.F.P. Hopkins,
‘Geographical and navigational literature’, in M.J.L. Young, J.D. Latham, and R.B.
Serjeant (eds), Religion, Learning and Science in the ʿAbbasid Period, Cambridge:
Cambridge University Press, 1990, pp. 317–18); FA, p. 28.
130 FA, editor’s introduction, pp. XXVIII-XXX, argues that the text is a redaction of an
eleventh-century work by Ibn Muzayn, prince of the ṭāʾifa of Silves; Ibn Muzayn
drew upon Ibn Ḥayyān (d. 1076), who in turn had used Ibn Ḥabīb, al-Rāzī, and others.
FA, p. 120, gives a terminus ad quem for the compilation with a reference to Yūsuf b.
Tashufīn (d. 1106) as if he is still alive.
131 Kitāb al-imāma wa-al-siyāsa, in J. Ribera (ed.), Historia de la conquista de España,
Madrid: Tipografía de la ‘Revista de Archivos’, 1926, pp. 126–7. This text has long
been attributed, wrongly, to Ibn Qutayba; Makkī, ‘Egypt and the origins’, pp. 223–6,
while rejecting Ibn Qutayba’s authorship, still prefers a ninth-century date for its
conquest section, though admits that it is an incoherent compilation. I believe it
contains much later material: for example, Ṭāriq’s speech, Kitāb al-imāma, pp. 122–3.
A lengthy and anachronistically phrased bayʿa for ʿUmar II – see discussion in
A. Marsham, Rituals of Islamic Monarchy: accession and succession in the first
Muslim empire, Edinburgh: Edinburgh University Press, 2009, pp. 148–9 – is typical.
G. Lecomte, Ibn Qutayba (mort en 276/889): l’homme, son œuvre, ses idées, Damascus:
Institut français de Damas, 1965, pp. 175–6, says that it is the work of Ibn al-Qutiya,
but the strong differences between it and the Taʾrīkh iftitāḥ make this doubtful; my
thanks to Christopher Melchert for drawing my attention to this reference.
132 Makkī, ‘Egypt and the origins’, pp. 181–3.
133 Al-Ghassānī, Riḥlat al-wazīr fī-iftikāk al-ashīr, in Ribera, Historia de la conquista,
p. 194.
134 FA, p. 25.
135 FA, editor’s introduction, p. XXVII.
136 La conquista de al-Andalus, tr. M. Penelas, Madrid: Consejo Superior de Investiga-
ciones Científicas, 2002, p. 18, n. 46.
137 Ibn ʿIdhārī, ii, p. 13.
138 Ibn Ḥabīb, p. 138.
139 Both fourteenth century: CMR is based on an earlier Portuguese translation, and all
extant MSS of it contain only al-Rāzī’s famous geographical description of Spain (on
which see chapter four) and the pre-Islamic history; Chr1344 is largely based on
CMR, and preserves that text’s Andalusī history.
140 Chr1344, p. 143.
Notes 169
141 AM, p. 15.
142 L. Molina, ‘Los Ajbār Maŷmūʿa y la historiografía árabe sobre el periodo omeya en
al-Andalus’, AQ 10 (1989), p. 513, notes the impossibility of pinning it down, since it
contains such a variety of reports and styles; E. Manzano Moreno, ‘Oriental ‘topoi’ in
Andalusian historical sources’, Arabica 39 (1992), p. 43, suggests that there is at least
a substantial amount of tenth-century material in it.
143 AM, p. 15; Chr1344, p. 145.
144 Ibn al-Qūṭīya, pp. 9–10 (both); AM, pp. 9–15 (Ṭāriq), 15–8 (Mūsā). All the later
Arabic and Spanish Christian sources containing itineraries are derived from tenth-
century material: FA, pp. 20–4 (Ṭāriq), 24–9 (Mūsā); Ibn al-Athīr, iv, pp. 563–4
(Ṭāriq), 564–5 (Mūsā); Chr1344, pp. 134–5 and 139–42 (Ṭāriq), 142–53 (Mūsā).
E. de Santiago Simón, ‘The itineraries of the Muslim conquest of al-Andalus in the
light of a new source: Ibn al-Shabbāṭ’, in M. Marín (ed.), The Formation of al-Andalus,
Part 1: history and society, Aldershot: Ashgate Variorum, 1998, pp. 5–9, compares a
number of itineraries, all late.
145 Molina, ‘Un relato’, pp. 42–3, 49. It is presumably not a coincidence that al-Rāzī
was also responsible for the first major Andalusī description of the geography of the
peninsula; see chapter four.
146 Neither account is structured around itineraries of named cities, as are all narratives
from the mid-tenth century onwards. Both mention Algeciras, Toledo, and Cordoba
(Ibn Ḥabīb uses the latter in the context of Mūsā’s prophecy only, not as a conquest).
FM adds Carteya, Narbonne (pp. 206 and 208, neither as conquests), and Sidonia
(pp. 206–7, the site of the battle with Roderic) and Ibn Ḥabīb, p. 142, Zaragoza.
147 Martinez-Gros, L’idéologie, p. 63.
148 Al-Wāqidī had a reputation for untrustworthiness among later traditionists:
al-Dhahabī, Siyār aʿlām al-nubalāʾ, ed. S. Amāʾūt and H. Asad, Beirut: Muʾassasat
al-Risālah, 1981–88, ix, § 172; Ibn Ḥajar, ix, § 604; S. Leder, ‘al-Wāḳidī’, EI 2 XI,
Leiden: Brill, 2002, p. 102. He is suspected by modern scholars of having embellished
his compilations with spurious detail; M. Cook, Muhammad, Oxford: Oxford Univer-
sity Press, 1983, pp. 63–6 (though cf. M. Lecker, ‘The death of the Prophet
Muḥammad’s father: did Wāqidī invent some of the evidence?’, Zeitschrift der
Deutschen Morgenländischen Gesellschaft 145 [1995], pp. 9–27).
149 Ibn al-Nadīm, Fihrist, pp. 98–9, lists only a Kitāb al-taʾrīkh al-kabīr and some eastern
regional studies; Leder, ‘Al-Wāḳidī’, p. 103, notes that the attribution to him of a
surviving monograph on the conquest of Egypt is a false one.
150 Ibn Ḥabīb, pp. 136, 149.
151 Al-Balādhurī, pp. 230–1.
152 Al-Ṭabarī, ii.2, pp. 1235 (summarising al-Wāqidī) and 1253–4.
153 Al-Yaʿqūbī, ii, p. 341; notably, he includes the detail of Ṭāriq removing one of the
Table’s legs, even though he never follows up on this part of the story.
154 Ibn Ḥabīb, p. 138, possibly via Ibn Wahb, as he is cited two pages previously.
155 Al-Masʿūdī, § 747 (commenting on the Spanish origins of Theodosius).
156 Al-Bakrī, § 505; Ibn Khurdādhbih, p. 90. L.A. García Moreno, ‘Spanish Gothic
consciousness among the Mozarabs in al-Andalus (VIII–Xth centuries)’, in A. Ferreiro
(ed.), The Visigoths: studies in culture and society, Leiden: Brill, 1999, p. 313, argues
that the presence of ‘Ishbān’ in Arabic texts demonstrates a continuing Hispanic iden-
tity among the inhabitants of al-Andalus, although this does not explain why it appears
in eastern (or eastern-sourced) works long before it turns up in Andalusī ones.
157 Al-Bakrī, § 1487; Isidore, Etymologies, IX.ii.109; J. Vallvé Bermejo, ‘Fuentes latinas
de los geógrafos árabes’, Al-Andalus 32 (1967), pp. 252–3. Ibn al-Athīr, iv, p. 556,
has another variant (‘They said: [. . .] The Christians called al-Andalus “Ishbānīya”
after the name of a strong man there, called Ishbānus’).
158 Ibn ʿIdhārī, ii, p. 6.
159 For example, Ibn ʿIdhārī, ii, pp. 7–8.
170 Notes
160 The text of the address appears in Una crónica anónima de ʿAbd al-Raḥmān III
al-Nāṣir, ed. and tr. E. Lévi-Provençal and E. García Gómez, Madrid: Consejo Supe-
rior de Investigaciones Científicas, 1950, p. 79, and the surviving fragment of ʿArīb b.
Saʿīd: J. Castilla Brazales (tr.), La Crónica de ʿArīb sobre al-Andalus, Granada:
Impredisur, 1992, pp. 205–6.
161 Safran, Second Umayyad Caliphate, pp. 10–13; Martinez-Gros, L’idéologie, p. 20.
162 M. Fierro, ʿAbd al-Raḥmān III: the first Cordoban caliph, Oxford: One World, 2005,
pp. 56–7.
163 Safran, Second Umayyad Caliphate, p. 22.
164 Their court ceremonies, for example, were claimed as better than the ʿAbbāsids’,
because they were older; M. Meouak, Pouvoir souverain, administration centrale et
élites politiques dans l’Espagne ummayade (II e-IV e/VIII e-X e siècles), Helsinki:
Academia Scientiarum Fennica, 1999, p. 23.
165 M. Barceló, ‘The manifest caliph: Umayyad ceremony in Córdoba, or the staging of
power’, in Marín, Formation, Part 1, pp. 426–7, 433–4.
166 J.M. Safran, ‘Ceremony and submission: the symbolic representation and recognition
of legitimacy in tenth-century al-Andalus’, JNES 58 (1999), p. 191; the same was true
of new allies, including Jaʿfar b. ʿAlī al-Andalusī, whose defection from the Fāṭimids
was framed as a ‘return’ to submission, pp. 193–7. On Ibn Ḥafṣūn, see below,
pp. 106–7.
167 M. Fierro, ‘Violencia, política y religión en al-Andalus durante al s. IV/X: el reinado
de ʿAbd al-Raḥmān III’, in M. Fierro (ed.), EOBA xiv: De Muerte Violenta: política,
religion y violencia en al-Andalus, Madrid: Consejo Superior de Investigaciones
Científicas, 2004, pp. 44–6, 50–1.
168 M. Fierro, ‘The mobile minbar in Cordoba: how the Umayyads of al-Andalus claimed
the inheritance of the Prophet’, JSAI 33 (2007), pp. 153–61.
169 N.N.N. Khoury, ‘The meaning of the Great Mosque of Cordoba in the tenth century’,
Muqarnas 13 (1996), pp. 80, 83–4. This was also common practice in early North
African mosques, for example, in Fez; V.J. Cornell, Realm of the Saint: power and
authority in Moroccan Sufism, Austin, TX: University of Texas Press, 1998, p. 297 n.
32.
170 A. Fernández-Puertas, Mezquita de Córdoba: su studio arqueológico en el siglo XX,
Granada: Universidad de Granada, 2009, pp. 296–9.
171 Ibid., p. 380; Ibn ʿIdhārī, ii, p. 237 (al-Ḥakam sent to Constantinople for decorative
materials, again as had been done for the Damascus mosque); M. Fierro, ‘En torno a
la decoración con mosaicos de las mezquitas omeyas’, Homenaje al Prof. Jacinto
Bosch Vilá, Granada: Universidad de Granada, 1991, i, pp. 135–39, 143–4.
172 Ibn ʿIdhārī, ii, p. 229 (quoting al-Rāzī).
173 Safran, Second Umayyad Caliphate, pp. 45–7, 190–5.
174 J.T. Monroe, ‘The historical arjūza of Ibn ʿAbd Rabbihi, a tenth-century Hispano-
Arabic epic poem’, JAOS 91 (1971), pp. 70–3, notes that the titular narrative poem – a
florid honouring of ʿAbd al-Raḥmān III’s rise, complete with angels – was based on
one written by the (not very successful) ʿAbbāsid Ibn al-Muʿtazz.
175 Ibn ʿAbd al-Malik al-Marrākushī (d. 1303), al-Dhayl wa-al-takmila, ed. I. Abbās,
Beirut: Dār al-Thaqafa, 1955–73, v.i, pp. 141–3; A.C. Lopez, ‘Vie et oeuvre
du fameux polygraphe de Cordoue, ʿArīb ibn Saʿīd (Xe siècle)’, in R. Barkai (ed.),
Chrétiens, musulmans et juifs dans l’Espagne médiévale: de la convergence à
l’expulsion, Paris: Éditions du Cerf, 1994, pp. 88–9.
176 In turn, Ibn al-Shabbāṭ’s description of the cities of al-Andalus, based upon a twelfth-
century compendium of non-extant earlier accounts, is the only surviving fragment of
his writings; de Santiago Simón, ‘Itineraries’, pp. 1–4.
177 ʿArīb b. Saʿīd, Le Calendrier de Cordoue, ed. R. Dozy, tr. C. Pellat, Leiden: Brill,
1961.
178 Manzano Moreno, ‘Los fuentes árabes’, p. 398.
Notes 171
179 Ibn al-Faraḍī, §§ 135, 1068.
180 ʿĪsā quoted in a fragment from Ibn Ḥayyān (d. 1076); Arabic text in E. Lévi-
Provençal, ‘Sur l’installation des Rāzī en Espagne’, Arabica 2 (1955), p. 230.
181 Ibn al-Faraḍī, § 135.
182 Manzano Moreno, ‘Los fuentes árabes’, pp. 398–401.
183 Castilla Brazales, Crónica de ʿArīb, tr.’s introduction, pp. 9, 19–20.
184 M. Meouak, ‘Histoire de la kitāba et des kuttāb en al-Andalus umayyade (2e/VIIIe-4e/
Xe siècles)’, Orientalia Suecana 41/42 (1992–3), p. 167.
185 Castilla Brazales, Crónica de ʿArīb, tr.’s introduction, pp. 41–2, 72.
186 E. Manzano Moreno, ‘El “medio cordobés” y la elaboración cronística en al Andalus
bajo la dinastía de los omeyas’, in G.I. García (ed.), Historia social, pensamiento
historiográfico y edad media, Madrid: Ediciones del Orto, 1997, pp. 74–5, 83–4. Ibn
al-Qūṭīya’s teachers, for example, included Qāsim and Ibn Lubāba (d. 926) (Ibn
al-Faraḍī, §§ 1187, 1316), and he cites the latter as a source on his Christian ancestors;
Ibn al-Qūṭīya, pp. 36–40.
187 B. Soravia, ‘Entre bureaucratie et literature: la kitāba et les kuttāb dans l’administration
de l’Espagne umayyade’, Al-Masāq 7 (1994), pp. 166–7.
188 L.I. Conrad, ‘ʿUmar at Sargh: the evolution of an Arabic tradition on flight from
the plague’, in S. Leder (ed.), Story-telling in the Framework of Non-Fictional Arabic
Literature, Wiesbaden: Harrassowitz, 1998, p. 490.
189 A. Noth, ‘On the relationship in the caliphate between central power and the prov-
inces: the “Ṣulḥ”–“ʿAnwa” traditions for Egypt and Iraq’, in F. Donner (ed.), The
Expansion of the Early Islamic State, Aldershot: Ashgate Variorum, 2008, p. 181.
190 As laid down in Q. 8:41.
191 Abū Yūsuf, Kitāb al-kharāj, Būlāq: al-Matbaʿah al-Mīrīyah, 1302/1884, pp. 14–15;
al-Ṭabarī, i.4, p. 2154 (among others); A. Noth, ‘Some remarks on the “nationalisa-
tion” of conquered lands at the time of the Umayyads’, in T. Khalidi (ed.), Land
Tenure and Social Transformation in the Middle East, Beirut: American University
of Beirut, p. 225; F. Løkkegard, ‘Fayʾ’, EI2 II, Leiden: Brill, 1965, p. 869; Noth,
‘ “Ṣulḥ”–“ʿAnwa” traditions’, pp. 181–6.
192 N. Calder, Studies in Early Muslim Jurisprudence, Oxford: Clarendon Press, 1993,
p. 112.
193 Abū ʿUbayd, Kitāb al-amwāl, ed. M.K. Harrās, Beirut: Dār al-Kutub al-ʿIlmīyah,
1986, § 42.
194 Calder, Studies, p. 112.
195 G. Frantz-Murphy, ‘Conversion in early Islamic Egypt: the economic factor’, in
Y. Rāġib (ed.), Documents de l’Islam medieval: nouvelles perspectives de recherche,
Paris: Institut français d’archéologie orientale, 1991, pp. 11–12. Examples: al-Ṭabarī,
i.4, p. 2062; Abū ʿUbayd, al-Amwāl, §§ 146–53, who concludes that Muḥammad
favouring distribution and ʿUmar I forbidding it was not a contradiction, but came about
because they followed different Qurʾānic verses: 8:41 and 59:7–10, respectively.
196 The so-called ‘fiscal rescript of ʿUmar II’ suggests it was an issue in the early eighth
century, or considered sufficiently important later to be projected onto the (legally and
historiographically) exemplary Umayyad caliph; H.A.R. Gibb, ‘The fiscal rescript of
ʿUmar II’, Arabica 2 (1955), pp. 10–11, 14.
197 Abū Yūsuf, Kitāb al-kharāj, pp. 39, 49 (unsurprisingly, favouring the solution that
gave the caliphs more tax, i.e. ruling that it remained kharāj land); Abū ʿUbayd, Kitāb
al-amwāl, pp. 194–205; T. Sato, ‘ʿUshr’, EI 2 X, Leiden: Brill, 2000, pp. 917–18.
198 A. Guessous, ‘Le rescrit fiscal de ʿUmar b. ʿAbd al-ʿAzīz: une nouvelle appréciation’,
DI 73 (1996), p. 114.
199 C.F. Robinson, Empire and Elites after the Muslim Conquest: the transformation of
northern Mesopotamia, Cambridge: Cambridge University Press, 2000, pp. 1–15.
200 See discussion above, and, for other examples: ibid., pp. 2–6; L.I. Conrad, ‘The
conquest of Arwād: a source-critical study in the historiography of the early medieval
172 Notes
Near East’, in Cameron and Conrad, Byzantine and early Islamic Near East, i,
pp. 362–3.
201 A. Noth, ‘Futūḥ-history and futūḥ-historiography: the Muslim conquest of Damascus’,
AQ 10 (1989), pp. 453–8 (on Damascus).
202 See above, pp. 45–6.
203 Chr754, § 75; see also §§ 74 (721: taxes on Christians increased), 91 (747: recently-
deceased Christians are removed from the tax rolls, presumably decreasing the
collective liability of the community, although this is characterized negatively).
204 E. Manzano Moreno, Conquistadores, emires y califas: los omeyas y la formación de
al-Andalus, Barcelona: Crítica, 2006, pp. 37–8.
205 Soravia, ‘Entre bureaucratie et literature’, pp. 170–1; M. Meouak, ‘Histoire de la
ḥiğāba et des ḥuğğāb en al-Andalus umayyade (2e/VIIIe-4e/Xe siècles)’, Orientalia
Suecana 43/44 (1994–95), pp. 159–61, notes that the caliphal ḥājib was an important
agent of central control in the provinces, vested with military and diplomatic powers.
206 Meouak, ‘Histoire de la kitāba’, pp. 166–7, 170.
207 J. Vallvé, El Califato de Córdoba, Madrid: Editorial Mapfre, 1992, pp. 132–58.
208 Manzano Moreno, Conquistadores, pp. 423–8.
209 Robinson, Empire, p. 22.
210 F.M. Donner, ‘Centralised authority and military autonomy in the early Islamic
conquests’, in A. Cameron (ed.), The Byzantine and Early Islamic Near East, iii:
states, resources and armies (Princeton, NJ: Darwin Press, 1995), pp. 338–42.
211 Manzano Moreno, Conquistadores, p. 40.
212 Ṭāriq is almost always called a mawlā. Ibn ʿIdhārī, ii, p. 5, notes dispute over Ṭāriq’s
kunyā and origin, but concludes that most agree he was a Berber mawlā. He quotes
(ibid.) a Berber lineage for Ṭāriq running to eight names, in which his grandfather’s
name is given as ‘ʿAbd Allāh’, the first overtly Islamic appellation, suggesting that
Ṭāriq was not the first to convert; cf. R.W. Bulliet, ‘Conversion stories in early Islam’,
in M. Gervers and R.J. Bikhazi (eds), Conversion and Continuity: indigenous Chris-
tian communities in Islamic lands, eighth to eighteenth centuries, Toronto, ON:
Pontifical Institute of Mediaeval Studies, 1990, pp. 128–9. This genealogy may, of
course, be a fabrication on the part of later descendants or partisans, to bolster Ṭāriq’s
Islamic credentials. FM, p. 204, calls him ‘Tāriq b. ʿAmr’, which may represent
confusion with a mawlā of the caliph ʿUthmān (cf. Ansāb, vi, pp. 218–19).
213 Ibn Ḥabīb, pp. 136–7; cf. above, n. 59.
214 FM, p. 207; cf. similar phrasings in the eastern conquest narratives, pp. 225–6, below.
215 Khalīfa b. Khayyāṭ, Taʾrīkh Khalīfa b. Khayyāṭ, ed. A.D. al-ʿUmarī, Damascus: Dār
al-Qalam, 1977, p. 306.
216 Ibn ʿIdhārī, ii, p. 4, concluding, ‘Thus he was dependent upon Mūsā, and the report of
al-Ṭabarī is true; the report of al-Rāzī agrees with him.’
217 Ibn ʿIdhārī, ii, pp. 4–5.
218 Ibn ʿIdhārī, ii, p. 5.
219 Ibn ʿIdhārī, ii, p. 6.
220 Al-Maqqarī, i, p. 259.
221 Al-Maqqarī, i, p. 277.
222 The ellipsis represents an insertion in the edition which is not present in the surviving
manuscript; D. James, Early Islamic Spain: the History of Ibn al-Qūṭīya, London:
Routledge, 2009, p. 54 n. 7.
223 In the early eighth century, a sijill was a document carried by someone who had to
travel between tax districts, which identified them, their reason for travelling, and
their tax status; a complete example (APEL 174) survives from 722, issued by ʿUbayd
Allāh b. Ḥabḥāb, a high-status provincial official; W. al-Qāḍī, ‘Population census and
land surveys under the Umayyads (41–132/661–750)’, D. I. 83 (2008), p. 400. The
use of the term here, however, almost certainly indicates nothing more than a desire
for some official-sounding language.
Notes 173
224 Ibn al-Qūṭīya, pp. 3–4.
225 For example, FA, pp. 16–17; Ibn al-Athīr, iv, p. 561. Illustrating how historical mate-
rial crossed genres, the biographer Ibn al-Faraḍī, § 1316, quotes Khalīfa b. Khayyāṭ’s
account. Ibn Khallikān, v, p. 320, meanwhile, had imbibed the preference for prop-
erly-delegated authority to the extent that he credited Mūsā with all the initiative:
‘[Mūsā] wrote to Ṭāriq, who was in Tangiers, ordering him to raid (yaʾmuruhu
bi-ghazw) the land of al-Andalus [. . .] So Ṭāriq obeyed (imtathala) his order.’
226 Ibn al-Qūṭīya, p. 3; in classical law, ṣafāyā were items of loot claimed by an expedi-
tion leader, in addition to the khums.
227 Ibn Ḥabīb, p. 142.
228 Ibn Ḥabīb, p. 140.
229 Al-Maqqarī, i, pp. 259–64: a long passage from al-Rāzī, filled with ʿanwatan and
ṣulḥan. Ibn ʿIdhārī, ii, p. 13: a report supposedly from ʿAlī b. Rabāḥ, saying Sidonia
was conquered ʿanwatan; cf. FM, p. 206, which mentions Sidonia without saying
anything about the manner of its conquest.
230 Noth, ‘Futūḥ-history’, pp. 457–8.
231 H. Kennedy, Muslim Spain and Portugal: a political history of al-Andalus, London:
Longman, 1996, p. 9; Ibn ʿIdhārī, ii, p. 15, shows an attempt to reconcile this.
He took all its citizens into captivity and sold them into slavery like cattle, except
for the Jews who surrendered the city. For they went out secretly to Maslama, made
an agreement with him, and treacherously directed him to the entrance of the city.
These he took into captivity and did not sell them.
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Index
ʿAbd Allāh, amīr (r. 888–912) 29, 50, 61, ʿāmil (governor) 38, 45, 67, 85, 134
150. 179n.134 ʿAmr b. ʿAbd Allāh 59
ʿAbd Allāh b. Wahb 32, 46, 91, 188n.6 ants, man-eating 72, 77, 81
ʿAbd al-Azīz b. Mūsā b. Nuṣayr 20, 136 ʿanwatan (conquest by force) 42, 44, 122,
ʿAbd al-Ḥamīd 33, 94, 149 128–9, 145–6, 152, 173n.229
ʿAbd al-Malik, caliph (r. 685–705) 15–16, Apocalypse 9–11, 13, 15, 73
24, 50, 57, 65, 79–80, 97, 126–7 Arabs 1, 5, 9, 12–16, 19, 21, 26, 29, 34,
ʿAbd al-Malik b. Maslama 30, 32 47–59, 61–4, 67–8, 95–6, 98–9, 101,
ʿAbd al-Raḥmān I, amīr (r. 756–88) 24, 107, 110–11, 121, 125, 128, 137–40,
60, 67, 150, 173n.5, 179n.134 142, 150
ʿAbd al-Raḥmān II, amīr (r. 822–52) 21, ʿArīb b. Saʿīd (d. 980) 33, 41, 65, 86, 105,
29, 41, 44, 60 109, 119, 153
ʿAbd al-Raḥmān III, caliph (r. 912–61) authority 5, 8, 10, 19, 26–7, 44, 63, 67,
40, 44, 58, 60, 150, 170n.174, 179n.144 95–7, 102, 106, 115, 118–19, 122, 126,
Abraham, patriarch 14, 16–17, 71, 97 128, 136, 140, 141, 145, 149–52,
Abū Shayba 32–33 173n.225; of mawālī 52, 60, 149; Mūsā
acculturation 17, 49–50, 57, 126, 137; and Ṭāriq 52, 63, 100, 140, 152;
anti- 17, 114 Umayyad 5, 38, 41, 44, 46, 95–7, 150
adab (manners, approach to literary work)
70–3, 81, 122 Badajoz 57
ʿahd (covenant) 20, 67, 110, 135, 149, Baghdad 3, 24, 42, 54, 60, 69–70, 72, 96,
152; Julian’s 110, 197n.67 120, 141, 155
ʿajāʾib (marvels) 4, 25, 69–70, 72, 74–6, al-Bakrī (d. 1094) 36, 39, 77, 83,
78–80, 82, 88, 96, 118, 139, 145–6, 186n.82
148–9, 154 al-Balādhūrī (d. 892) 38, 105, 121–3, 125,
ʿajam (non-Arab, i.e. barbarian) 53, 59, 127, 129–30, 132, 134, 141–2
109–10, 115 Balʿamī 139
Akhbār Majmūʿa 24, 38, 65–66, 105, 110, barbarians 11–14, 16–17, 39, 45, 53,
115–16, 151 59, 61, 89–91, ++110, 135, see also
Akhbār al-Ṣīn wa-al-Hind 77, 81 ʿajam, ʿilj
Alexander the Great 69, 71, 73–5, 78, 80, battles 2, 7, 12, 17–19, 32, 46, 53, 81, 85,
82, 96, 139, 192n.110. 192n.119, 104, 106, 111–12, 121, 129–30, 132–3,
193n.140, 203n.88, see also Dhū 137, 147–8, 151
al-Qarnayn Berbers 1, 4–6, 17, 45, 52–3, 55–61, 63–4,
ʿAlids 58, 96, 155 67–8, 74, 76, 83, 99, 103, 109, 113, 140,
ʿAlī b. Rabāḥ 36–40, 151 145, 155, 165n.56, 165n.58; abused or
amān (safe-conduct) 5, 39, 42, 45–6, 105, stereotyped 58–60, 74, 99, 103, 140; and
110, 114–5, 130–1, 135–7, 140, 149, conflict with others 5–6, 53, 56, 58–9,
197n.67; Nīzak’s 130–1, 135–6, 143 61, 68; in the conquest armies 6, 36, 45,
Index 239
52, 55–6, 63–4, 67, 109; as governors Chronicle of 754 17, 19–21, 23, 28, 30, 35,
57–8; settlement 56, 58 43, 59, 68, 93, 107, 109, 112–13, 115,
bilād (territory) 79, 134–5 150, 152–3
al-Bīrūnī (d. 1050) 124, 132, 134 Chronicle of 1344 38, 66, 109–10, 151
Blankinship, K. 127 Chronicle of Alfonso III 18–19, 112–15
Buddhists 133, 135 Chronicle of Zuqnīn 15, 21
Bukhārā 121, 123–5, 131, 135, 138–9, churches 8, 13, 20, 41, 43, 65, 87–8, 91,
201n.22 105, 107, 113
Bulliet, R. 51, 55–6 cities 13, 18, 23, 27, 35–6, 38–9, 46, 62,
Byzantine 8, 41–2, 105–6, 109 65–6, 75, 80–2, 85–6, 89, 91–3, 97,
Byzantine Empire 8–9, 13, 15, 62, 91, 93 102–7, 110–11, 115–16, 124–5, 128–30,
132, 134–5, 138–40 see also sieges
Cádiz 75–7, 82–3 City of Copper 29, 69, 73, 79–82, 151, 154
caliph 4, 5, 21, 31, 32, 40, 49, 62, 73, 74, civil war, 6, 13 see also fitna
82, 101, 114, 126, 129, 133, 134, 136, client, see mawlā
141, 149, 161n.89, 171n.97, 186n.83, clientage, see walāʾ
188n.135, 199n.102, 205n.110; authority coinage 16, 19–20, 22, 57, 92
of 29, 31, 36, 42, 44–5, 60, 62–4, 66, Collins, R. 2
67–8, 84, 85–6, 99–100, 118, 120, comeuppance 62, 148 see also downfall
127–8, 131, 138, 143, 152, 167n.94, conquest itineraries 38, 83, 155
patronage of 31, 41–2, 54–5, 67–8, Conrad, L. 77, 152
69–70, 96, 97, 105, 145–6, 149–50 Constantinople 17, 76–7, 88, 93–4, 96
caliphate, ʿAbbāsid 4, 24, 31, 38, 40, conversion 17, 47, 50–2, 55–6, 61, 71, 98;
42–43, 54, 60, 62, 65, 99, 118–19, 123; to Islam 6, 18–19, 41, 43, 47, 49–52,
revolution 31, 99–100 54–6, 59, 66–7, 71, 78, 97–8, 114, 135,
caliphate, Fāṭimid 40, 61, 75, 96, 138; and taxation 43, 51–2
151, 155 converts 4, 19, 41, 47, 49–57, 59–60, 64,
caliphate, Umayyad 1, 5, 24, 31, 40, 46, 66, 71, 76, 97, 99, 135, 142, see also
52, 65–67, 95–7, 99, 120, 149–51; of mawlā, muwallad
Cordoba 4–6, 23–4, 31, 38, 40–1, 46, copper 35, 74–7, 79–80, see also ‘City of
55, 57, 59–61, 65–8, 95–6, 99, 103, 120, Copper’
129, 140, 143, 146, 149–51, 153–5; of Cordoba 3–4, 17, 23, 39, 40–2, 44, 55,
Damascus 1, 3, 5, 24, 31, 40, 45–46, 52, 58–9, 63, 65–7, 76, 95, 104–6, 114, 140,
64–8, 95–7, 99, 120, 126, 149–51 150–1, 154–5; calendar of 41; conquest
captives 18, 52, 55 of 63, 65–6, 104–6; Great Mosque
Cartagena 91 40–1, 95
Castilian (language) 1, 38–9, 66 correspondence 41, 46, 107, 126, 144, 146,
Central Asia 5, 118, 121–3, 126–7, 131, 205n.135; between Ṭāriq and Mūsā 44,
133–4, see also Transoxania 100; with caliphs 100, 120, 126, 131;
Chachnāma 125–6, 129–30, 132–5, 137–8, with governors 126, 129–30
141, 153 Crone, P. 2, 48–9, 51–2
chain of command 44–5, 100, 109, 114, Crónica del Moro Rasis 38, 151
128–31, 146 crowns 34, 85, 91, 94–5, 98, 136, 148, 150
Chamberlain, M. 24
Characterisation 16, 35, 116, 150, Damascus 4, 7, 24, 31, 39–41, 44, 46, 62,
164n.40 67, 84–5, 100, 114, 140, 149
Christianity 3, 6, 8–13, 15, 18–19, 87, 115, Daniel, Book of 10, 14–6
139, 150 Daybul 130, 132–5, 139
Christians 1, 9–17, 21, 34, 38, 41, 43, 57, de Planhol, X. 71, 77
59, 61, 66–8, 76, 88, 106–7, 109, De Rebus Hispaniae 94, 109
113–15, 117, 133, 137, 150, 153; decentralisation 58, 62
authors and sources 12–13, 15–19, 22, dhimma (pact of protection, for non-
35, 57, 71, 73, 94, 102–4, 106, 109–10, Muslims under Muslim rule) 20,
112–13, 115–16, 135 48–9, 122
240 Index
dhimmī (person in receipt of dhimma) 43, ḥadīth (tradition of the Prophet
50, 138, 145 Muḥammad) 2, 10, 26, 29–30, 32, 36,
Dhū al-Qarnayn 73–6, 97, 139, see also 40, 48, 96
Alexander the Great al-Ḥajjāj, governor of Iraq (d. 714) 52,
al-Dīnawarī (d. c. 895–900) 123, 140 121–2, 126–7, 129–134, 136, 138–41,
dīwān (register of troops entitled to state 143, 146, 152; is a busybody 126,
payment) 26, 51–2 129–31, 134, 140
Doctrina Jacobi 15–16 al-Ḥakam II 40–1, 60, 76
downfall 18, 112, 124–5, 136, 140–1, Hallaq, W. 50
143–5, see also comeuppance Ḥanafīs 48, 175n.52
dreams 10–11, 44, 193n.140 heads, chopped off 40, 108, 142
Heraclius, emperor 8, 12–13, 18,
Egypt 13, 15–16, 20, 23, 25, 28–9, 31–3, 206n.164
35–6, 38, 41, 43, 58, 89, 98, Hercules 75–6, 82, 112, 151, 183n.20
148–9, 155 heresy 11–13, 16–17
Egyptians 13, 15, 20, 31–2, 97; sources 23, Herodotus 35, 106, 108
29, 31–3, 35–6, 38–40, 82, 84, 100, 109, heroes 3, 24–5, 29, 61, 64–5, 71, 73–4,
131, 141, 147, 149 81–2, 88, 96–7, 100–1, 120, 125–6, 137,
Elton, D. 122 145, 147; anti- 108–111
End Times 9, 16, 58, see also Hindus 120, 126, 133–4, 138, 145
Apocalypse Hishām b. ʿAbd al-Malik 67
ethnic conflict 47, 57–8, 61, 63, 68, 99, History Against the Pagans, see Orosius
see also shuʿūbīya House of Locks 29, 32–3, 35, 40, 76, 83,
ethnicity 4, 16–17, 49–50, 54–5, 57–9, 61, 147–53
63, 99, 135, 138, 153 Hoyland, R. 8
Eusebius of Caesarea (d. c. 339) 8–9, 12, hubris 34
16–17 Huesca 20
Evagrius (d. c. 594) 9 al-Ḥurr, governor 30, 152
Extremadura 56
Ibn ʿAbd al-Ḥakam (d. 870) 23, 25–6,
factionalism; under Umayyads of 29–33, 35–6, 38–40, 43–4, 46, 63, 65–6,
Cordoba 58, 61, 64, 112; under the 82, 86, 91, 97–8, 109–10, 146, 151–3
Umayyads of Damascus 112, 126, 140, Ibn Abī ʿĀmir al-Manṣūr 41
141–3, 145; under the Ibn Aʿtham (d. early 900s.) 27, 43, 123,
Visigoths 19, 103, 112 127–9, 131–3, 135–6, 139,
fate 29, 34, 46, 80, 112 141–3, 152
Fatḥ al-Andalus 36–7, 65–6, 105, 109, Ibn al-Athīr (d. 1234) 47, 65, 83–4, 89,
111, 150–1 100–1, 115–6, 122–3, 141
Fierro, M. 40, 55, 60, 67, 154 Ibn al-Faqīh (fl. c. 903) 73, 77, 80, 82,
fitna 60, 74, 76, 82–3 see also civil war 85, 151
foundation myths 113, 137–9, 155 Ibn al-Faraḍī (d. 1013) 41
‘Fredegar’ 12–13, 16, 107 Ibn Gharsiya 62, 64
frontier 44, 51–2, 59, 72, 75, 101, 118, Ibn Ḥabīb (d. 852) 23, 26–7, 29, 31–40,
123, 126–7, 129, 140, 145, 152 44, 46, 59, 65, 71–2, 78, 80–2, 84,
91–2, 94, 109, 141, 145–50,
Galicia 46, 66, 76, 197n.67 153–4
genealogy 26, 54, 57, 61, 67, 172n.212 Ibn Ḥafṣūn 40, 61, 151
genre 9, 10, 57, 70, 73, 82, 96, 119, Ibn Ḥayyān (d. 1076) 60–1, 66, 116,
145–6 Ibn Ḥazm (d. 1064) 60
geography 25, 70–73, 79, 82–3, 121 Ibn ʿIdhārī (d. 1307) 37–9, 44–5, 65–6, 83,
Ghaznavids 122, 124, 132, 143 89, 105, 109, 111, 115–16, 151
Gibraltar 6, 75 Ibn Khurdādhbih (d. 911) 39, 70–1, 73,
Gog and Magog 71, 73–4, 76, 79, 139 77, 82
Guichard, P. 56–7 Ibn Lahīʿa (d. 790) 32, 97
Index 241
Ibn Lubāba 50–1 khums (fifth, proportion of conquest loot
Ibn Mann Allāh al-Hawwārī 53 belonging to caliph) 42, 44–5, 66,
Ibn al-Qūṭīya (d. 977) 3, 26, 41, 45–7, 54, 131–3, 148
65, 67–8, 109–11, 114–5, 119, 137, 141, Khwārazm 124, 134–5
149–50, 152–3 kidnapping 5, 108, 134, 144
Ibn al-Shabbāṭ (d. 1221) 33, 41, 65, 86, al-Kindī 32
91, 105 Kitāb mafākhir al-barbar 59
idols 35, 69, 75–7, 82, 132–4, 148 see also
statues, talisman Latin language 1–3, 9, 12, 20, 23, 43, 57,
Ifrīqiya 37, 45, 67, 85, 140, see also North 76, 87, 94, 106, 151–2
Africa law 5, 16, 20–1, 25, 29, 46, 49–50, 53, 56,
ʿilj, pl. ʿulūj (barbarian) 45, 61, 109, 133 115, 122, 154–5
India 5, 122, 124, 126, 130, 132, 135, al-Layth b. Saʿd (d. 791) 32–3, 35, 46, 91,
137–8 94, 100
Innes, M. 2 Leder, S. 2
insults 59, 65, 114, 134, 142 legitimacy; political 40–1, 45, 87, 89–91,
Iraq 2, 41, 52, 118, 120–1, 130, 95–6, 118–19, 128, 146, 150; religious
146, 153 40–1, 45, 58, 95–6, 128, 150
irony 64; dramatic 111; sarcastic 143 León 57
ʿĪsā b. ʿAbd Allāh al-Ṭawīl 32 letters, see correspondence
Ishoʿyahb III, catholicos 13, 19, 21 local history 119, 124–5, 137, 201n.26
Isidore of Seville (d. 636) 12, 17, 39, loot 5–7, 29–32, 34, 46, 62, 64, 84–6,
92–3 88–90, 92, 95–6, 98, 100, 105, 131–2,
islands 44, 69, 72, 75, 77–9, 81 144–5, 147–8, 152–3 see also khums
isnād (transmitter chain for historical
reports) 26–7, 31–3, 35, 37–9, 40, 97, McKitterick, R. 3, 12
103, 122–3, 148, 154–5 al-Madāʾinī (d. 820) 122–3, 129
Istoria de Mahomet 19 Maghrib, 4, 58, 80, see also North Africa
Maḥmūd of Ghazna 143
Jesús Rubiera Mata, M. 84 Makkī, M. 28, 35–7, 39
Jews 9–10, 87–9, 94, 96–7, 105–6, 116, Mālik b. Anas (jurist and legal theorist,
135; and their tradition 10, 71, 73, 87–8, d. 795) 26, 30, 32
93, 95–7, 101; depicted as traitors Mālikīs 29–30, 32–3, 39, 48, 57, 131, 153
115–16 al-Manṣūr, caliph (r. 754–75) 24, 43
jihād 103, 133 al-Maqqarī (d. 1632) 1, 24, 36–9, 65–6, 81,
jizya (poll tax) 52, see also taxation 83, 91, 116
John of Biclaro (d. 624/5) 17, 94 Manzano Moreno, E. 6, 154
John of Damascus (d. c. 750) 16, 21 Marín, M. 56
John of Nikiu (fl. 640s) 13, 107 Marsham, A. 126
John Bar Penkāyē (fl. 690s) 14–15, 18, Martinez-Gros, G. 6, 38
21, 107 martyrs 18, 114; of Cordoba 114
Julian 6, 35, 38–9, 45, 103, 108–11, 116, Maslama b. ʿAbd al-Malik 132
148–9; and his daughter 35, 103, al-Masʿūdī (d. 955/6) 35, 39, 72, 75, 79,
108–11, 117, 148, 150 82, 122, 138
junds (army units) 58, 136 mawlā, pl. mawālī (client) 4, 6–7, 25, 37,
jurists 3, 23–4, 26–7, 29, 31–2, 36, 110, 41–2, 44–5, 47–68, 84–5, 94, 98–100,
122, 131, 154 106, 121, 127–8, 142–3, 149–50,
153–4
khabar, pl. akhbār (historical report/ Mecca 17, 40–1, 53
anecdote) 26–9, 41–2, 103–4, 106, 109, memory 3, 26, 87, 149; collective 2, 24–6
112, 115, 123–4, 133, 149, 152, 155 Merida 38, 190n.44
Khālid b. al-Walīd 23 Molina, L. 28, 38, 65–6
Khalīfa b. Khayyāṭ 44 Moors 19, 31, 43 see also Saracens
kharāj (land tax) 42–3, see also taxation Morse, R. 3
242 Index
mosques, 27, 51, 124, 138; Great Mosque 41, 53–4, 62; history 123–5; language
40–1, 95 124–5, 138, 155
Mughīth al-Rūmī 47, 62, 65–6, 68 Persians 18, 52–4, 71, 73, 108, 124–5
Muḥammad, Prophet 2–3, 11, 16, 25, 119, plunder, see loot
139, 146 portents 9, 14–15, 29, 144
Muḥammad I, amīr of Cordoba (r. 852–86) prayer 17, 51, 59, 113, 138, 140
44, 59 precious stones 84, 90; emerald 90, 94;
Muḥammad b. ʿAbd al-Salām al-Khushanī pearl 90–1, 94–5; sapphire 90–1, 94, 98,
59 188n.141
Muḥammad b. al-Qāsim 121–2, 124–7, Procopius (d. c. 565) 8–9, 88–9, 92–4
129–35, 137–41, 143–5 propaganda 1, 8, 19, 25, 40, 46, 52, 70, 96,
Multān 77, 132, 134, 138, 103, 112, 114, 117
Murcia 20, 23 prophecy, 10, 14, 29, 109, 123, 139–41,
Mūsā b. ʿAlī b. Rabāḥ 37–8 158n.19
Mūsā b. Nuṣayr 4, 6–7, 11, 19–21, 23–6,
31–3, 36–9, 44–6, 48, 52, 59, 61–6, 71, qawm 115, 127, 150
77–81, 84–6, 91, 94, 98–101, 108, Qayrawān 6, 53, 79
111–2, 114, 127–9, 131, 136, 140–1, Qurʾān 15, 16, 30, 49–50, 53–4, 57, 70, 72,
143–5, 148–9, 151–3 73, 94, 96, 133, 138, 139, 164n.31,
muwallad, pl. muwalladūn (non-client 171n.190, 171n.195, 185n.64, 193n.121,
converts to Islam) 4, 41–2, 47, 54–5, 205n.136
58–62, 68, 96, 114 Qutayba b. Muslim 27, 121–4, 126–31,
133–6, 138–43, 152; insults delivered
naming 6, 20, 23, 26, 34, 36–9, 44, 46, 57, by 141–2
59, 66, 73, 75, 79, 84, 88, 102, 104, 108,
116, 139–40, 142, 147, 152; aetiology al-Rāzī, Aḥmad (d. 955) 37–9, 41, 45,
66; in isnād 33, 35, 38; of non-Arabs 65–6, 75–6, 82–3, 88, 94, 99, 105, 109,
after Arabs 57, 62; onomatomania 26, 115, 151, 153–4
37, 39, 108, 152; of Sara’s sons 68 Reccared 16–17
nisba (part of name denoting tribal rhetoric 18, 78, 99, 104, 112, 124
affiliation, home town/region, etc.) 48, Robinson, C. 2, 43
52, 57, 61, 66 Roderic 6–7, 19, 32, 34–5, 39, 45–6, 97–8,
Nīzak 131, 135–6, 143, 206n.152 108–15, 136, 148–53
North Africa 6, 23, 29, 31, 36, 40, 45, 55, Roman Empire 6, 10, 15–17, 38, 49,
58, 64, 79, 89, 110–11, 141, 155 86–90, 93, 107–8, 154
Noth, A. 2–3, 21, 145, 152 Rome 6, 18, 88–90, 92–3, 95, 108