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ABSTRACT
Studies have demonstrated that the stress of family caregiving places caregivers at risk for developing
depression, poor quality of life, and health problems. The purpose of this review was to identify the ways in
which variables are operationalized in studies addressing psychological stressors and physical health of
family caregivers of stroke survivors. The adapted Pittsburgh MindYBody Center model provides the
organizing conceptual framework for this literature review. A literature search for relevant articles was
conducted using Ovid Medline, PsycINFO, and Ovid Nursing Database for the period of July 1999 through
June 2009 using the following search terms: caregiver (or family caregiver), stroke, stress, and health.
Articles were included if they met the following inclusionary criteria: (a) written in English, (b) published
in peer-reviewed journal, (c) focused on adults who were caring for an adult who experienced stroke,
(d) included measures of stress and physical health or health-related quality of life, and (e) primarily used
quantitative research methods. Twenty-four articles were identified that met the inclusion criteria. Findings
related to the variables included in the adapted Pittsburgh MindYBody Center model are discussed.
Variables were not well defined, a wide array of measurement instruments were used, and measures were
taken at broadly divergent time frames following stroke. Future research guided by a theoretical
framework, consistent measures of variables, and standardized measurement time points would allow for
better comparison of findings across studies, thus enabling clinicians to better understand the health risks
of family caregivers.
Copyright @ 2010 American Association of Neuroscience Nurses. Unauthorized reproduction of this article is prohibited.
Volume 42 & Number 3 & June 2010 129
Copyright @ 2010 American Association of Neuroscience Nurses. Unauthorized reproduction of this article is prohibited.
130 Journal of Neuroscience Nursing
Note. Adapted with permission from the Pittsburgh MindYBody Center model (http://pghmbc.org; Mathews, 2008; Sherwood et al, 2008).
which may include depressive symptoms, anxiety, sleep search were then conjoined using OR with the terms
problems, and changes in health-promoting behavior, biomarkers, cortisol, or cytokines. Articles were in-
impact the caregiver’s biologic response. Psychologi- cluded if they met the following inclusionary criteria:
cal responses differ from behavioral responses in that (a) written in English, (b) published in peer-reviewed
psychological responses are symptoms, such as feel- journal, (c) focused on adults who were providing care
ings of anxiety, whereas behavior responses are be- to an adult who experienced stroke, (d) included mea-
haviors, such as alterations in sleep or changes in sures of stress and physical health or health-related
health-promoting behaviors. Examples of potential quality of life, and (e) used primarily quantitative re-
biologic responses in this model include changes in search methods. Reference sections of identified arti-
the inflammatory response and immune function. These cles were also searched for additional relevant articles.
responses to stress can lead to changes in overall health
of the caregiver. In the model, overall health is de-
fined as the caregiver’s perceived physical functioning, Results of Search Strategy
ability to fulfill roles, pain, and perceived physical Twenty-four articles were identified that met the in-
health (Ware, Kosinski, Turner-Bowker, & Gandek, clusionary criteria (see the Appendix, Supplemental
2002). The concepts and their relationships within the Digital Content 1, http://links.lww.com/JNN/A2).
adapted PMBC model are used to guide the following Sample size of caregivers ranged from 31 to 257,
literature review focusing on the psychological stress with a mean of 103 (SD = 59) and a median of 93.
and physical health interaction in caregivers of stroke Of the 24 studies reviewed, 12 (50%) were descrip-
survivors. tive or cross-sectional, and 12 (50%) were prospec-
tive. Two of the descriptive studies compared
African American and White caregivers (Cuellar,
Method of Search Strategy 2002; Williams, 2000), and 1 study included a control
A literature search for relevant articles was conducted group of family members of persons with mild hy-
using Ovid Medline, PsycINFO, and Ovid Nursing pertension (Fatoye, Komolafe, Adewuya, & Fatoye,
Database for the period of July 1999 through June 2006). Five (21%) studies included interventions for
2009 using the following search terms: caregiver (or caregivers. Interventions consisted of psychoeduca-
family caregiver), stroke (including both hemorrhagic tional programs (Draper et al., 2007), educational
and ischemic), stress, and health. Results of this programs (Louie, Liu, & Man, 2006), support groups
Copyright @ 2010 American Association of Neuroscience Nurses. Unauthorized reproduction of this article is prohibited.
Volume 42 & Number 3 & June 2010 131
(Schure et al., 2006; van den Heuvel et al., 2002), characteristics, caregiver psychobehavioral responses,
home visit programs (Schure et al., 2006; van den caregiver biologic responses, and caregiver overall
Heuvel et al., 2002), and problem-solving training health.
(Grant, Elliott, Weaver, Bartolucci, & Giger, 2002).
Most studies (58%) did not report using a theo- Stroke Survivor Characteristics
retical framework or conceptual model to guide the Characteristics of the stroke survivor including gen-
study. Of the nine studies that did report a theoretical der, age, severity of stroke, functional status, and
framework, the following were used: (a) the stress cognitive impairment that may impact or moderate
and coping theory of Lazarus and Folkman (Bakas & the caregiver’s response to the experience of care-
Burgener, 2002; Schure et al., 2006; van den Heuvel, giving were assessed in the literature review. Of the
de Witte, Schure, Sanderman, & Meyboom-de, studies reviewed, 21 (88%) included information
2001; van den Heuvel et al., 2002), (b) Moos and about the stroke survivor. Findings related to char-
Tsu Model of Coping With the Crisis of Physical acteristics measured in the stroke survivor are sum-
Illness (King & Semik, 2006), (c) Impact of marized in Table 1. Demographic information, such
Caregiving Model (Singh & Cameron, 2005), and as gender, age, and marital status, was the most com-
(d) Deimling’s Conceptual Framework for Compre- mon type of information collected from the care
hensive Assessment of Caregiver Functioning (Teel, recipient. Two studies (Bugge et al., 1999; Smith
Duncan, & Lai, 2001). One study reported using et al., 2004) included a measure of social status.
both the self-efficacy theory of Bandura and the Carstairs Deprivation Scores (McLoone, 2009) mea-
stress and coping theory of Lazarus and Folkman to sures household deprivation: overcrowding, male
describe differences in African American and White unemployment, social class, and car ownership. In
caregivers of stroke survivors in rural Mississippi one study, over half of the caregivers and recipients
(Cuellar, 2002). Another study combined caring the- were found to be living in highly deprived circum-
ory and social exchange theory to guide a study com- stances (Smith et al., 2004). Functional status of the
paring distress and hardiness in African American stroke survivor was measured in 11 (46%) of the 24
and White caregivers (Williams, 2000). Of these studies, with the Barthel Index (Mahoney & Barthel,
models, the adapted PMBC model (Mathews, 2008; 1965) being the most commonly used instrument.
Sherwood et al., 2008) is most similar to the stress Other stroke survivor characteristics included were
and coping theory of Lazarus and Folkman (Lazarus physical health (31%), mental health (26%), cogni-
& Folkman, 1984) in terms of demonstrating the tive status (21%), stroke severity (16%), and health
relationships among stressors and health. However, services utilization (5%). Unfortunately, many stud-
the models differ in that the PMBC model includes ies did not clearly identify whether the stroke sur-
the interaction between psychological, physiological, vivor or the caregiver provided the information
and health outcomes. about the stroke survivor characteristics.
The time frame for measurement varied widely
in the reviewed studies. Data were collected within Caregiver Characteristics
the first year after stroke in most (54%) of the stud- Characteristics of the caregiver encompass personal
ies (see the Appendix, Supplemental Digital Con- attributes such as personality type, social attributes,
tent 1, http://links.lww.com/JNN/A2). Longitudinal sociodemographics, and health status that may in-
studies most commonly collected data at the 1-, 3-, fluence the caregiver’s psychobehavioral response
and 6-month periods following the stroke or to the stressor of caregiving. Table 2 summarizes the
rehabilitation (Bugge, Alexander, & Hagen, 1999; instruments used to operationalize caregiver charac-
Teel et al., 2001). Only a few studies included par- teristics in the studies reviewed. Overall, caregiver
ticipants who were providing care for greater than characteristics encompassed a wide variety of vari-
3 years (Bakas & Burgener, 2002; Schure et al., ables, and there were numerous instruments used in
2006; van den Heuvel et al., 2001, 2002). However, the reviewed studies. Most studies measured demo-
these studies reported wide ranges of time frames graphic information such as age, gender, marital sta-
for caregiving. For example, Bakas and Burgener tus, race, and educational level of the caregiver. Two
(2002) included persons providing care between studies (Cuellar, 2002; Williams, 2000) compared
2 months and 23 years. the differences in White and African American care-
givers of stroke survivors. Three studies reported the
Findings number of hours or time spent caregiving (Bugge
Findings related to the following variables included et al., 1999; Smith et al., 2004; Teel et al., 2001).
in the adapted PMBC model (Mathews, 2008) will be Only 54% of the studies accounted for other char-
discussed: stroke survivor characteristics, caregiver acteristics of the caregivers such as socioeconomic
Copyright @ 2010 American Association of Neuroscience Nurses. Unauthorized reproduction of this article is prohibited.
132 Journal of Neuroscience Nursing
status, confidence, social support and status, and self- about the level of different types of support received,
esteem. The most commonly measured characteristic number and persons providing support, and the in-
of the caregiver was social support. However, there dividual’s subjective appraisal of the quality of sup-
was no consistency in the choice of instruments used port were assessed. The authors found that tangible
to operationalize social support. Only a few studies and social companionship were the most important
delineated between appraised quality of social factors related to the caregiver’s psychosocial health.
support and frequency and amount of social support.
For example, Sit et al. (2004), in a study of family Caregiver Psychobehavioral Responses
caregivers of stroke survivors during the first 12 Psychological Responses
weeks following stroke, incorporated measures of so- Caregiver psychological responses were most fre-
cial support that included emotional support, tangible quently characterized as stress (including caregiver
support, informational support, and social compan- burden and strain; 58% of studies), mood (30% of
ionship. For each of these components, information studies), depressive symptoms (16% of studies), and
Copyright @ 2010 American Association of Neuroscience Nurses. Unauthorized reproduction of this article is prohibited.
Volume 42 & Number 3 & June 2010 133
coping (13% of studies). Less frequently measured psy- Cameron (2005), in their study of 48 caregivers of
chological variables were fatigue, caregiver adjustment, stroke survivors, measured behavior using two dif-
sorrow, and satisfaction with caregiving. Caregiver ferent tools: Bother Scale (modified Behavior Scale;
stress was most commonly measured using the Care- Williams, 1994) and the Caregiving Impact Scale
giver Strain Index (Robinson, 1983) included in five (Cameron et al., 2002). Hartke et al. (2006), in a
(22%) of the studies reviewed. Three studies (13%) study of 124 White female caregivers of stroke sur-
operationalized caregiver stress using the Caregiver vivors, developed a questionnaire to measure both
Assistance Scale (Cameron, Franche, Cheung, & health and health habits of caregivers. This tool in-
Stewart, 2002). There was no consistency among the cluded ratings of caregiver nutrition, exercise, and fre-
tools in measuring any of the other caregiver psy- quency and causes of accidents. None of the studies
chological responses in the studies reviewed. reviewed considered sleep or energy expenditure
(Table 3).
Behavioral Responses
Caregiver behavioral responses were less commonly Caregiver Biologic Responses
measured in the reviewed studies. Only two (8%) Biologic responses encompass measures of physio-
studies measured caregiver responses. Singh and logical responses or physical characteristics such as
Copyright @ 2010 American Association of Neuroscience Nurses. Unauthorized reproduction of this article is prohibited.
134 Journal of Neuroscience Nursing
Copyright @ 2010 American Association of Neuroscience Nurses. Unauthorized reproduction of this article is prohibited.
Volume 42 & Number 3 & June 2010 135
cortisol, cytokines, or body mass index. None of the caregivers would allow researchers to better compare
studies in this review reported any caregiver bio- results from these variables between studies and al-
logic responses. low expansion of knowledge related to family care-
givers of stroke survivors.
Caregiver Overall Health Only one study (Smith et al., 2004) reported the
Caregiver overall health was operationalized as per- number of health services used by stroke survivors.
ceived health, well-being, and quality of life. Often, Utilization of resources may be an indicator of the
authors did not include clear definitions of these severity of illness, but it may also demonstrate the
concepts or differentiate between them. In the stud- availability and accessibility of resources. Explora-
ies that included a measure of perceived health, the tion of the types of healthcare resources available to
Short Form 36 was the most widely used (38%) both the stroke survivor and caregiver and the utili-
measurement. Measures of well-being and quality of zation of these resources may be an important vari-
life were more varied, with no one measure being able to consider in future research focusing on the
predominant (Table 4). stress and physical health of family caregivers of
stroke survivors.
TABLE 4. Caregiver Overall Health: Variables and Instruments Used in Reviewed Studies
Variable
Measured Instrument Study
Perceived General Health Questionnaire Draper and Brocklehurst (2007)
health SF-36 Smith et al. (2004); Schure et al. (2006); Sit et al. (2004);
van den Heuvel et al. (2002); van den Heuvel et al.
(2001); Tooth et al. (2005); Bugge et al. (1999); Bakas
and Burgener (2002); and Grant et al. (2002)
Caregiver Reaction Teel et al. (2001)
Assessment-health subscale
Author developed King and Semik (2006) and Williams (2000)
Well-being and Life Satisfaction Index Cuellar (2002)
quality of life World Health Organization Fatoye et al. (2006)
Quality of Life Questionnaire
Quality of Life Visual Analog Scale Franzen-Dahlin et al. (2007)
EuroQoL Franzen-Dahlin et al. (2007)
Bradley’s Well-Being Scale Franzen-Dahlin et al. (2007)
Bakas Caregiving Outcomes Scale Bakas and Burgener (2002)
Satisfaction With Life Scale Blake and Lincoln (2000)
Physical health Charlston Comorbidity Index Singh and Cameron (2005)
Inventory of Physical Symptoms Williams (2000)
Copyright @ 2010 American Association of Neuroscience Nurses. Unauthorized reproduction of this article is prohibited.
136 Journal of Neuroscience Nursing
support between African American and White care- of life. Clearer, more precise definitions of health in
givers of stroke survivors in a small study by future research of family caregivers of stroke sur-
Cuellar et al. (2002), African American caregivers vivors would allow for a better understanding of the
reported higher social network size when compared impact of caregiving.
with White caregiver. This finding warrants further
exploration with a larger sample. Summary
Only a few studies considered caregiver charac-
Research related to stress and health in family care-
teristics such as financial resources, social class, and
givers of stroke survivors is in its infancy. Although
personality traits. These may be important mediating
24 studies were found that considered the variables
or moderating factors in the interaction between
of stress and health in caregivers of stroke survivors,
stress and health in caregivers of stroke survivors.
few studies reported the interaction between stress
Caregiver Psychobehavioral Responses and health. There was little consistency among stud-
ies related to type of variables measured, especially
The vast majority of studies included a measure of
in regard to caregiver characteristics. Furthermore, a
psychological stress or caregiver burden. However,
wide array of instruments were used to measure
instruments to measure stress and caregiver burden
variables. For example, eight different measures of
were inconsistent. Mood was the next most com-
caregiver stress or burden were identified in the 24
monly measured psychological variable. Surprisingly,
studies reviewed. Theoretical and conceptual frame-
only four studies included a measure of depression.
works guided the choice of variables measured and
Given the strong association between depression and
analysis of relationships between variables in less
physical health (Song, Moser, & Lennie, 2009) in the
than half of the studies reviewed. The use of a the-
general literature, depression may be an important
oretical framework or conceptual model would be
variable to consider in future studies.
useful in identifying variables important to measure,
Caregiver Biologic Responses guiding instrument selection, and elucidating po-
tential relationships among variables. The adapted
No studies reported biologic or physiological re-
PMBC model (Mathews, 2008; Sherwood et al.,
sponses of family caregivers of stroke survivors.
2008), used as a framework for this literature review,
Physiological measures of stress and inflammation,
could provide researchers interested in stress and
such as cortisol, amylase, cytokines, and C-reactive
health in caregivers of stroke survivors a useful
protein, have been assessed in other family caregiver
foundation for guiding their research.
populations and have been found to indicate higher
The duration of caregiving varied widely in the
levels of physiological stress in caregivers when com-
studies reviewed. This may be related to the dif-
pared with controls. For example, in a small recent
ficulty in recruiting family caregivers to participate
study of informal caregivers of brain cancer patients,
in research studies (Newberry et al., in press). How-
it was found that caregivers demonstrated significant
ever, a better understanding of the trajectory of fam-
changes in salivary amylase, a marker of the sym-
ily caregiving would help identify time points when
pathetic nervous system, as compared with the con-
caregivers may be particularly vulnerable to the
trol group (Rohleder, Marin, Ma, & Miller, 2009).
stresses of caregiving, allowing clinicians to closely
In another study, salivary cortisol levels were sig-
monitor at-risk family members.
nificantly higher in caregivers of Alzheimer’s pa-
Future research guided by a theoretical frame-
tients than in a noncaregiver control group (Wahbeh,
work, consistent instruments to measure variables,
Kishiyama, Zajdel, & Oken, 2008). Physiological
and standardized measurement time points would al-
markers may augment psychological measures and
low for better comparison of findings across studies,
assist in identifying family caregivers of stroke sur-
thus enabling clinicians to better understand the
vivors who are at particular risk of morbidity and
health risks of family caregivers of stroke survivors
mortality from diseases fostered by excessive stress
and develop tailored interventions to optimize their
and inflammation.
health. Collaboration among family caregiver re-
Caregiver Overall Health searchers is imperative as we advance this important
area of inquiry and seek to provide the best possible
There was some variation in the literature about the
care to family caregivers.
definition of health of caregivers. Although some
studies defined health in terms of physical symp-
toms, others operationalized it as perceived health, Acknowledgments
most commonly measured with the Short Form 36 Dr. Saban is supported by a 3-year Veterans Af-
(Ware & Sherbourne, 1992), or well-being or quality fairs Health Service Research and Development
Copyright @ 2010 American Association of Neuroscience Nurses. Unauthorized reproduction of this article is prohibited.
Volume 42 & Number 3 & June 2010 137
Postdoctoral Fellowship (TPN-42-001). Dr. Hynes is Hamer, M., Gibson, E. L., Vuononvirta, R., Williams, E., &
supported by a 5-year Veterans Affairs Health Ser- Steptoe, A. (2006). Inflammatory and hemostatic responses
to repeated mental stress: Individual stability and ha-
vice Research and Development Service Research bituation over time. Brain, Behavior, and Immunity, 20,
Career Scientist Award. The views expressed do not 456Y459.
necessarily reflect the position or policy of the De- Hartke, R. J., King, R. B., Heinemann, A. W., & Semik, P.
partment of Veterans Affairs. The authors express (2006). Accidents in older caregivers of persons surviving
their gratitude to the anonymous article reviewers stroke and their relation to caregiver stress. Rehabilitation
Psychology, 51, 150Y156.
whose thought-provoking feedback helped strengthen
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