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REPORT
Blackwell Publishing, Ltd.
Abstract
This paper reports on an experimental test of coercion theory early onset model of delinquency. Results are from the Oregon
Divorce Study-II, a randomized preventive intervention trial with a sample of 238 recently separated mothers and their sons in
early elementary school. The objective was to experimentally manipulate parenting variables hypothesized to influence develop-
ment of delinquent behaviors. Multiple-method assessment spanned 36 months. Because the intervention focused on parent
training, we expected that any intervention effects on changes in child outcomes would be mediated by hypothesized intervening
mechanisms. Linear growth models showed significantly greater reduction in boys’ delinquency and deviant peer affiliation in
the experimental group relative to the controls. Subsequent models using no method overlap in constructs demonstrated that
the intervention effect on delinquency operated through growth in parenting and reduction in deviant peer affiliation.
There is a well-established link between marital transi- Even fewer experimental studies have evaluated devel-
tions and increased likelihood of problem behaviors in opmental models within divorce, with the exception of
children (Amato, 1993; Hetherington, Bridges & Insa- two noted studies. Forgatch and colleagues have shown
bella, 1998), especially young boys (Shaw, Emery & short- and long-term effects of parenting on changes in
Tuer, 1993). Increased problem behaviors place boys at child behaviors (DeGarmo, Patterson & Forgatch, 2004;
risk for peer rejection, deviant peer association, and Forgatch & DeGarmo, 1999, 2002; Martinez & Forgatch,
subsequent delinquency (Patterson & Dishion, 1985; 2001). Similarly, comparing a parent training condition
Patterson, Reid & Dishion, 1992). Although established with a literature control, Wolchik and colleagues have
developmental models exist, there remain few experi- demonstrated that improvements in parental discipline
mental trials addressing how preventive interventions and mother–child relationship quality accounted for experi-
operate to ameliorate problem behaviors associated mental reductions in children’s externalizing (Tein, Sandler,
with divorce. Here, we evaluate the roles of parenting MacKinnon & Wolchik, 2004; Wolchik, Sandler, Mill-
and deviant peers in a clearly specified developmental sap, Plummer, Greene, Anderson, Dawson-McClure,
theory of delinquency using a selective prevention Hipke & Haine, 2002; Wolchik, West, Westover, Sandler,
sample. Martin, Lustig, Tien & Fisher, 1993). Much of the ear-
Several studies conclude that early parenting has a lier work has focused on externalizing and internalizing
direct impact on delinquency as well as an indirect (Forgatch & DeGarmo, 1999, 2002; Martinez & For-
impact on deviant peer affiliation (Simons, 1996; Vitaro, gatch, 2001; Wolchik et al., 2002; Wolchik et al., 1993).
Brendgen & Tremblay, 2000). Still others conclude that The current report extends prior findings by focusing on
early parenting has a weak or fully mediated association mechanisms of delinquency, including deviant peers.
with delinquency upon entering deviant peer affiliation
(c.f. Scaramella, Conger, Spoth & Simons, 2002; Thorn-
berry & Krohn, 1997). There are few developmental The social interaction learning model (SIL) of
models specifying how divorce is linked with delin- parenting and delinquency
quency (Patterson, Forgatch, Yoerger & Stoolmiller,
1998; Rebellon, 2002; Simons, 1996). We attempt to This investigation is based on principles of social inter-
expand this literature using an experimental design. action and social learning (Patterson, 1982; Patterson
Address for correspondence: David S. DeGarmo, Oregon Social Learning Center, 160 East 4th Avenue, Eugene, OR 97401, USA; e-mail: davidd
@oslc.org
© Blackwell Publishing Ltd. 2005, 9600 Garsington Road, Oxford OX4 2DQ, UK and 350 Main Street, Malden, MA 02148, USA.
230 David S. DeGarmo and Marion S. Forgatch
et al., 1992), as well as the early starter model of delin- and the SIL approach is that SIL emphasizes the ante-
quency (Patterson, Dishion & Yoerger, 2000; Patterson cedent role and lasting impact of parenting. Social learn-
et al., 1998; Patterson & Yoerger, 1999). One key aspect ing models posit that parenting plays a secondary role
of the SIL is the role of reinforcement and functional in adolescent delinquency through promoting lack of
payoffs for children in key social settings. Coercive self-control and conformity. And a lack of self-control
processes within SIL describe reinforcement patterns promotes deviant peer association, the primary and
established in early parent–child socialization that most proximal mechanism of delinquency (c.f. Elliot,
become overlearned and promote antisocial behaviors. Huizinga & Ageton, 1985; Gottfredson & Hirschi, 1990;
Antisocial behaviors are thought to be a prelude to Scaramella et al., 2002).
early-onset delinquency. Once coercive patterns are In contrast, others have argued that parenting has
established at home, subsequent antisocial behaviors both a direct and indirect effect on subsequent delin-
and coercive interactions generalize to other settings. quent behaviors (see Simons, 1996, for a review). Sup-
Aversive interactions with teachers and peers lead to porting this, Patterson and Dishion (1985) showed a
early school failure and peer rejection. This, in turn, direct and indirect effect of monitoring on delinquency
leads to association with deviant peers, providing yet for boys; Simons (1996) showed direct and indirect
another social training ground with functional payoffs effects of maternal discipline and monitoring on delin-
for deviancy that escalates antisocial behaviors quency for boys and girls. Finally, a recent experimental
(Dishion, Eddy, Haas, Li & Spraklen, 1997; Patterson test focusing on parent training demonstrated an inter-
et al., 2000; Snyder, 2002). vention effect on changes in parental supervision, and
Training for early arrests, prior to age 14, begins in the parenting in turn showed direct and indirect effects on
home as early as the preschool years (Patterson & delinquency through deviant peers (Vitaro, Brendgen &
Yoerger, 1997). Family members provide negative re- Tremblay, 2001).
inforcement for overt antisocial behaviors (e.g. argues, From the SIL model, we believe several factors can
talks back, fights, etc.), and as early as kindergarten, influence detection of prior parenting effects. First, full
deviant peers provide positive reinforcement for covert mediation may be less likely to occur when one or two
forms of antisocial behaviors (e.g. lying, stealing, cheat- dimensions of parenting are measured, as opposed to
ing, etc.; Patterson, in press; Snyder, Reid & Patterson, more comprehensive parenting constructs that include
2003). Once on this trajectory, early-onset boys are at discipline, positive involvement, and problem solving.
greater risk for adult chronic offending (Patterson & Second, weaker effects of early parenting may be more
Yoerger, 1999). likely when utilizing self-report or global ratings of
With increasing autonomy in the course of develop- parenting as opposed to observation of specific behav-
ment, individuals gravitate toward activities, settings, iors. Finally, lagged models of prior parenting effects
and people that provide higher relative ratios of positive that do not incorporate changes in parenting may pro-
to aversive social experiences (Conger & Simons, 1997; duce weaker effects. For example, many models specify
Dishion, Spraklen, Andrews & Patterson, 1996). Peer a lag of 1 to 3 years of some prior cross-sectional parent-
relationships provide a rich iterative set of daily social ing measure; however, measures that covary change may
experiences and contingencies that shape social behavior, more likely detect parenting effects (c.f. Vitaro et al.’s,
including reinforcing responses to the content of talk as 2001, 7-year growth model).
well as responses to behaviors (Snyder, 2002). Peer rela-
tionships are elective rather than obligatory in nature
and functional payoffs are particularly salient. Hypotheses
to child misbehavior with non-corporal discipline (e.g. Delinquency T-score from the Teacher Report Form
time out, work chores, privilege removal). Simultane- (TRF) of the Child Behavior Checklist (CBCL; Achen-
ously, the intervention focused on the use of contingent bach, 1991). The T-score consisted of 17 items (e.g.
positive reinforcement (e.g. praise, incentive charts) to steals, physically attacks people, destroys others’ prop-
promote prosocial behavior. The topics were presented erty, lies, cheats). Cronbach alphas were .95, .93, .93,
in an integrated step-by-step approach. Each new topic and .93 across the four annual assessments.
was introduced to build upon a previously learned skill. Deviant peer association was a summative index of
Topics were usually introduced in one or more sessions 5 items scored 1 for true and 0 for false. The items were
and then reviewed and revisited throughout the remain- the boys’ report of their friends’ deviant behaviors (e.g.
der of the program. The program was flexible in that it my friends get into fights, clown around, get into trouble,
allowed participants to discuss current relevant issues as do not like schoolwork, and find schoolwork too hard).
part of the regular agenda for each session. Issues were
often linked directly to a specific curriculum topic.
Effective parenting practices
Forgatch and DeGarmo (1999) summarized the content
of each intervention session, described interventionist Observations of parenting were obtained in the labor-
training, and provided details regarding program fidelity. atory during structured interaction tasks (SIT) lasting
The intervention program is fully described in the manual 45 minutes. The tasks included mother–son problem-
Parenting through change (Forgatch, 1994). The manual solving discussions about current hot conflicts, a teaching
contains information for group leaders and materials for task, an unstructured activity, a forbidden toy situation,
mothers. In the leader manual, each session is detailed and a refreshment break. Microsocial data were scored
with agenda, objectives and rationales, procedures, exer- using the Interpersonal Process Code (IPC; Rusby, Estes
cises and role-plays, and group process suggestions. & Dishion, 1991). The IPC has 13 codes scored in real
Parent materials include summaries of principles, home time using computers providing information on respondent
practice assignments, charts, and other necessary mate- and recipient, sequence, content, affect, context, and
rials. The program also includes a 30-minute videotape, duration. Aversive behaviors are those scored as negative
The divorce workout (Forgatch & Marquez, 1993), which either in content (e.g. refusal, criticism) or in affective
shows three families using effective parenting practices tone (e.g. hostile, sad). Positive behaviors are either pos-
to help their children adjust to divorce. itive in content (e.g. positive interpersonal, endearment)
with neutral or positive affect, or neutral in content (e.g.
talk) with positive affect (e.g. happy, caring). Coders
Measures
also rated more global aspects of interaction following
Multiple-method assessments were conducted that microsocial coding. Approximately 15% of the inter-
included structured interviews with mothers and chil- actions were scored for intercoder reliability at each wave.
dren; observations of mother–child interactions in the The factor score of effective parenting was measured
laboratory; and questionnaires filled out by mothers, by 7 domains demonstrating convergence (Forgatch &
children, and teachers. Teacher data were collected DeGarmo, 2002): positive involvement, skill encourage-
annually for 36 months, whereas the majority of parent– ment, problem solving, monitoring, negative reinforce-
child data were collected semi-annually for 30 months. ment, negative reciprocity, and aversive discipline.
The assessment timelines for teacher and family data for Cronbach’s alpha for the 7-indicator construct was .73,
this report are presented in Table 1. .70, .73, .72, and .63 across time.
Positive involvement was obtained from global coder
ratings following each of the eight SIT tasks. Likert-scale
Child outcomes
items included: warm, empathetic, encouraging, affec-
Delinquency was evaluated on a nationally normed tionate, treated child with respect. Cronbach alphas ranged
measure of delinquent acts rated by teachers using the from .90 to .94. ICCs were .83, .90, .82, .79, and .93.
Skill encouragement was based on global ratings of unsure when disciplining, used inappropriate discipline.
mothers’ ability to promote child skill development Cronbach alphas were .91, .92, .92, .92, and .91. ICCs
through contingent encouragement and scaffolding were .70, .85, .78, .77, and .88.
strategies observed during the 10-minute teaching task. Relevant control variables included (a) number of
The measure comprised 11 Likert-scale items (e.g. months separated, to control for variance in divorce
breaks task into manageable steps, reinforces success, adjustment; (b) maternal antisocial characteristics meas-
prompts appropriate behavior, corrects appropriately). ured by scales 4 (psychopathic deviate) and 9 (hypo-
Cronbach’s alphas were .69, .73, .81, .70, and .67 from mania) on the MMPI (Hathaway & McKinley, 1943), to
baseline to 30 months. Intra-class correlation coefficients control for individual personality differences for mothers
(ICCs) of coder agreement were .73, .67, .66, .48, and and to serve as a proxy for genetic influence; (c) boys’
.76, respectively. age to control for differences in development; and finally
Problem-solving outcome was a scale score of global (d) socioeconomic status measured by the mean of
coder ratings made following each of the three problem- standardized measures of years of education and occu-
solving interactions involving a mother-identified issue. pational status. Occupational status was based on nine
Nine Likert-scale items were averaged to compute the categories coded from the Hollingshead Four Factor
scale score (e.g. solution quality, extent of resolution, Index of Social Status (Hollingshead, 1975).
likelihood of follow through, apparent satisfaction).
Cronbach alphas ranged from .87 to .92 across the three
topics and five waves of assessment. ICCs were .77, .81, Results
.76, .84, and .79.
Monitoring comprised five items rated by coders and First, we evaluated missing data over time. Data at each
parent interviewers. Coders rated how skilled the mother assessment wave could be missing due to attrition or
was in supervising the child, keeping close track of the partially completed assessments (e.g. participant left
youngster’s behavior, and obtaining information from items blank, refused to answer particular items, etc.). We
the child. Interviewers rated how well the mother knew conducted a missing values analysis on Level 1 repeated
what the boy does on a day-to-day basis and tracked measures, as well as on Level 2 predictors of growth.
antisocial behavior. Cronbach alphas for the scale score Little’s chi-square test indicated that the data was miss-
were .72, .64, .71, .70, and .55. ing completely at random (MCAR χ2 = 1463.07, df =
Negative reinforcement was defined as frequency of 1439, p = .32).
conflict bouts initiated by the mother that were termin- Aggregate trajectories for TRF delinquency T-scores
ated by the child. Bouts began when the mother intro- are plotted in Figure 3 by group condition. The graph
duced an aversive behavior following a period of at least displays pairwise means and their 95% confidence inter-
12 seconds of interaction without aversive behavior by vals. At each time point, any mean for one group falling
either party. For example, the mother gave the child a outside the confidence intervals of the other group rep-
command, the child shouted a refusal, the mother with- resents a statistically significant difference at the .05 level.
drew the command, and the interaction became neutral.
In this sense, the child escaped the aversive situation pro-
vided by the mother by introducing his own aversive
behavior, which resulted in the mother’s backing down
and thereby negatively reinforcing the boy’s use of aver-
sive behavior. ICCs were .78, .58, .47, .68, and .60.
Negative reciprocity was measured with the Haberman
binomial z score (Gottman & Roy, 1990), reflecting the
conditional likelihood that the mother reciprocated the
child’s aversive behavior with an aversive behavior of her
own. ICCs were .65, .74, .54, .63, and .67.
Inept discipline was based on ratings made by coders
after observing the interaction tasks. The discipline
score was the mean of 13 items, scaled from 1 to 5,
indicating poor erratic discipline. Sample items rated
whether mother was overly strict and authoritarian,
used nagging or nattering to get compliance, expressed Figure 3 Group by time trajectories of TRF delinquency
anger/hostility while disciplining, seemed indecisive or T-scores.
were significantly associated with change in delinquency. intervention effects on deviant peer association. When
Third, including the mediators in the full model made testing the hypothesis that benefits to parenting practices
nonsignificant the path from the intervention to child would explain the change in boy-reported deviant peer
delinquency. The data were trajectories of change from association we found a marginal effect. Since the inter-
baseline to 30 months for parenting practices and devi- vention was provided to mothers and not their sons,
ant peer association, and from baseline to 36 months for other mother-generated factors may have stimulated this
delinquency. positive outcome.
Strengths in the research design and current analysis Limitations to the current study could be addressed
included random assignment to experimental or no- in future research with divorced families. For example,
intervention control groups, and the measures were based theoretical and methodological advances in studies of
on multiple methods and multiple agents. There was no deviancy training have included observations of peer
agent overlap between the mediators and the outcome in interactions to measure reinforcement contingencies for
the model, thus mismatching indicators reduced influ- deviance. Further specification through adolescence
ence of method bias in the models. Teachers were differ- should evaluate distinctive growth in overt versus covert
ent at each assessment and were blind to which families trajectories and, finally, official offense records are
participated in intervention. The parenting construct needed to evaluate the model through adolescence.
included theoretically derived observational measures Finally, there remain comparatively few long-term
of discipline, problem solving, positive involvement, skill follow-up studies of prevention trials (Tremblay et al.,
encouragement, and monitoring. The multilevel models 1999; Wolchik et al., 2002). Potential benefits involving
employed a flexible analytical tool that reliably evaluates long-term follow-up of prevention trials outweigh costs
intervention and control group trajectories. of assessing families, compared to studies without inter-
In terms of direct beneficial impact to families as ventions. This is particularly relevant for understanding
well as society, these data underscore the importance of how intervention mechanisms operate across the life
prevention efforts with at-risk families during the develop- course.
mental periods of early delinquent behaviors. Empirical
evaluations of the coercion model have shown the
emergence of early-start offending by the age of 14. At Acknowledgements
3 years from baseline, the boys in this sample were 10.8
years old on the average, ranging from 9.1 to 13.6 years Support for this research was provided by NIMH grant
of age. Prior studies have also demonstrated that the MH 38318 from the Child and Adolescent Treatment and
best predictor of violent behavior is frequent criminal Preventive Intervention Research Branch; and in part, by
behavior of all types, and the best predictor of frequent grants HD 42115, Demographic and Behavioral Sciences
criminal behavior is delinquency that begins prior to or Branch; MH 46690, Prevention and Behavioral Medicine
during early adolescence (Patterson & Yoerger, 1999). Research Branch; and DA 54248, Division of Epidemio-
The persistent physical fighting, stealing, and noncom- logy, Services and Prevention Branch.
pliance displayed by early starters are the most frequent
reasons that children and adolescents are brought into
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