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1. Overview
This book is best introduced by its author's very first paragraph:
The idea of this book germinated while I was a fellow at the Center
for Advanced Study in the Behavioral Sciences during 1975-76,
with support from the Guggenheim Foundation. Conceived there
was the idea of epistemics: an enterprise linking traditional epis-
temology, first, with cognitive science and, second, with social
scientific and humanistic disciplines that explore the interpersonal
and cultural processes impinging on knowledge and belief. The
intention was to enrich epistemology while preserving its own
identity, This book articulates the first part of epistemics: the
relation between epistemology and cognitive science. A sequel is
planned to delineate the second part: social epistemics. (p. vii)
Epistemological issues have been a concern of Western philosophy at least as
far back as the Sophists [16]. Cognitive science, on the other hand, is still in its
childhood as an interdisciplinary pursuit which attempts to integrate the
resources of artificial intelligence, cognitive psychology, philosophy, and per-
haps other areas. Since cognitive scientists seem well aware of the potential
value of epistemology, Goldman's objective may be viewed as one of fair
exchange: it is now time for epistemology to begin to reap the benefits of
cognitive science.
It would be fair to say that Goldman does not regard himself as a cognitive
scientist. He is a Professor of Philosophy at the University of Arizona; and, to
judge by his writing on philosophical issues, he is very comfortable in this
element. However, his personal agenda of inquiry has led him beyond the pale
of philosophical literature. In particular, he appears to have been profoundly
Artificial Intelligence 34 (1988) 251-267
0004-3702/88/$3.50 © 1988, Elsevier Science Publishers B.V. (North-Holland)
252 BOOK REVIEW
2. Epistemological Issues
The chapter titles for the first part of Epistemology and Cognition read
somewhat like a college catalog course description for a philosophy depart-
ment: "The Elements of Epistemology," "Skepticism, Knowledge," "Justifica-
tion: A Rule Framework," "Justification and Reliability," "Problem Solving,
Power, and Speed," "Truth and Realism," "The Problem of Content." Since it
is not the purpose of this review to assist in preparation for a final examination
in epistemology, I shall focus my attention on those two chapters which should
be of greatest interest to the artificial intelligence community: "Justification
and Reliability" and "Problem Solving, Power, and Speed."
argument; and in this particular case formal logic is just one of the possible
paths in his garden.
(It should be noted, however, that, in spite of the weakness of his argument,
Goldman has made an interesting point about formal and informal logic. His
primary difficulty seems to lie in a misunderstanding of what formal logic was
trying to formalize. If one considers that prior to formal logic there were
syllogisms, then formal logic has certainly done an admirable job of capturing
an appropriate set of abstractions for those syllogisms. However, Aristotle and
his followers offered no more insight as to how reasoning chooses the most
appropriate syllogism than formal logic does regarding the choice of an
inferential rule. No less a philosopher than Immanuel Kant was aware of this in
his preface to the second edition of his Critique of Pure Reason [6]:
The early success of logic must be attributed exclusively to the
narrowness of its field, in which abstraction may, or rather must, be
made of all the objects of cognition with their characteristic distinc-
tions, and in which the understanding has only to deal with itself
and with its own forms. It is, obviously, a much more difficult task
for reason to strike into the sure path of science, where it has to
deal not simply with itself, but with objects external to itself.
Hence, logic is properly only a propaedeutic--forms, as it were, the
vestibule of the sciences; and while it is necessary to enable us to
form a correct judgement with regard to the various branches of
knowledge, still the acquisition of real, substantive knowledge is to
be sought only in the sciences properly so called, that is, in the
objective sciences.
If such reasoning, which strikes "into the sure path of science," belongs within
the realm of epistemology, then perhaps we are due for the development of a
"mathematical epistemology" which will do for current epistemology what
mathematical logic did for logic based on syllogisms.)
To turn to Goldman's basic argument, the chief merit of the psychological
approach is that it allows one to assess justificational rules in terms of cognitive
states. Goldman regards belief as an activity which involves passing from one
cognitive state to another. Unfortunately, his view of the role played by
justificational rules regarding such transitions is far from clear. On the one
hand, he views the rules as guards" which allow certain transitions of cognitive
state and prohibit others. At the same time, he seems to want to be able to
view the rules as operators on a cognitive state, in which case they would
become the agents of transition.
Because Goldman never takes the trouble to lay down an ontological
foundation for his rules, such confusion is not surprising. One may assume that
his personal sense of the concept of a rule has been strongly influenced by
production rules, particularly as they have been applied in Anderson's work.
BOOK REVIEW 255
All three of these roles are involved in the propositions which characterize a
problem.
Having established this foundation, Goldman turns to what he calls the
"cognitive components" of problem solving. Here he offers a list of pos-
sibilities, without showing much concern for either the completeness of the list
or the interactions among the list entries. His components are not terribly
surprising:
(2) test,
(3) doxastic decision,
(4) concept formation,
(5) pursuit.
The first two components are certainly an acceptable part of the artificial
intelligence view of problem solving. The third is, too, despite its lexical
trappings. (It is worth noting, as an aside, that Goldman really loves this word
"doxastic." Now my Merriam-Webster resources, the seventh Collegiate and
the third International were of no help to me here. Consequently, anything I
say about this word or about how Goldman uses it is based strictly on
inferences from his text.) Essentially, "doxastic decision" is what is done with
the result of a test; that is, it is the assignment of some (discrete or continuous)
level of belief to the hypothesis being tested. The final two components may be
regarded as "recta-components," since the first serves to extend the scope of
hypotheses which may be generated, while the second (in Goldman's sense) is
a control component which guides how hypotheses are generated, tested, and
evaluated.
Once these components are laid out, the discussion quickly begins to exhibit
the influence of cognitive science. The reader is swept through casual refer-
ences to the act of searching a problem space and digressions about the effect
of long-term memory in problem solving activities. This material is probably a
reflection upon the theory of problem solving developed by Allen Newell and
Herbert Simon in Human Problem Solving [12]; but Goldman fails to provide
either an exposition of the theory or an adequate citation. Furthermore, this
discussion is never related back to his initial characterization of a problem or
his list of cognitive components.
Another difficult issue which is confronted, but not particularly satisfactorily,
is that of what it means for something to be a question. Only the weakest
attempt is made to categorize questions, which means that, ultimately, Gold-
man has not been particularly enlightening as to what a problem really is. This
is an issue which has been relevant to artificial intelligence for as long as
artificial intelligence has been concerned with general problem solving; and
while the results which have emerged to date are far from conclusive, there is
definitely evidence for the case that a characterization of problems based on
questions is neither the only way to go nor necessarily the best one.
Indeed, the work pursued by Newell and Simon [12] is a major alternative to
such a characterization. In this case, a problem is represented in terms of
achieving a state of knowledge. Possible states of knowledge are delimited by a
problem space, one state of which serves as the initial state. A designated set of
operators is provided as the means by which one changes one's state of
knowledge. Thus, the solution of a problem is represented by a path through
this problem space, defined through the application of operators, which begins
BOOK REVIEW 257
at the initial state and ends at a solution or goal state. The issue of a question as
a distinct ontological entity is never introduced.
Yet another alternative is to characterize problems in terms of tasks to be
achieved. Thanks to George Polya's How to Solve It [13], we are now well
aware that such a characterization can be traced back to Pappus, who sought to
divide mathematics into problems to find and problems to prove. While it is
true that tasks of finding and proving may be reformulated in terms of
questions which would suit G o l d m a n , such a reformulation would miss a
fundamental point. This is the fact that tasks are achieved through actions and
that, ever since Pappus, there has been an approach to problem solving which
is concerned with how one plans and appropriate set of actions to achieve a
given task. Most recent achievements on this front include the abstract tasks of
William Clancey's HERACLES [3] and the primitive actions which William
Swartout and I are using in EES [18]. G o l d m a n ' s neglect of this alternative view
of problem solving is definitely a shortcoming on his part.
3.1. Memory
To a great extent, Goldman is more interested in the artifacts of Anderson's
research than the particular questions Anderson has investigated. Thus, in his
BOOK REVIEW 259
3.2. Representation
The epistemological issue here is one of the effect of how we represent what
we know on what we actually know. Unfortunately, Goldman's knowledge of
possible resources for representation is rather slim. Consequently, the issue is
never confronted directly. Rather, it is sort of hinted at from the perspective of
particular topics of interest to the author.
Two of these topics are analogy and originality, and neither is handled very
well. Goldman seems concerned with whether analogy should be regarded as a
primitive or whether it can be analyzed in terms of other operators. He makes
a stab at considering analogy in terms of substitution, but he gets in over his
head very quickly. Once again, he should be faulted on unfamiliarity with the
literature, given the extensive work done by Robert Sternberg on a componen-
tial analysis of analogy [17].
Originality is the sort of topic one might expect a humanist to revel in.
However, this is not a realm which is new to artificial intelligence, as anyone
familiar with Douglas Lenat's work on AM and EURISKO [9] should know.
Alas, Goldman does not appear to be aware of this work; so we are left with
some interesting speculations which could have been more substantive had they
taken note of some concrete achievements to support them.
4. Assessment
From this one may conclude that Epistemology and Cognition is more a book
for philosophers than for cognitive scientists. Goldman certainly covers a lot of
epistemological ground, so that one may consider him as a source to learn
many basic topics in epistemology. Unfortunately, as a writer, he is not
inclined to reinforce the reader with summaries of his major points. Thus, one
gets the impression that he is writing to refresh the memories of those
philosophers who constitute his peer group, rather than to educate any
"outsiders" who wish to test the waters of epistemology.
On the cognitive science side, his background is definitely too narrow and
selective to satisfy most practitioners. However, one must never forget his
intentions. If he wishes to use cognitive science to shake the tree of epistemolo-
gy, he should probably be encouraged. It is good to know that philosophers are
thinking about such things (and, to judge from Goldman's notes, he is not
alone). This is definitely a positive interdisciplinary gesture. To use a favorite
expression of Warren McCulloch [10], Goldman knows better than to bite a
finger when he should look where it is pointing. One only wishes that his
presentational style could have been more accommodating to those outside his
immediate circle.
REFERENCES
1. Anderson, J.R., Language, Memory, and Thought (Erlbaum, Hillsdale, NJ, 1976).
2. Anderson, J.R., The Architecture of Cognition (Harvard University Press, Cambridge, MA,
1983).
3. Clancey, W.J. and Bock, C., Representing control knowledge as abstract tasks and metarules,
Memo KSL 85-16, Stanford Knowledge Systems Laboratory, Palo Alto, CA, 1986.
4. Holland, J.H., Holyoak, K., Nisbett, R. and Thagard, P., Induction: Processes of Inference,
Learning, and Discovery (MIT Press, Cambridge, MA, 1986).
5. Johnson-Laird, P.N., Mental Models: Towards a Cognitive Science of Language, Inference, and
Consciousness (Harvard University Press, Cambridge, MA, 1983).
6. Kant, I., Critique of Pure Reason (Dent, London, 1934); Translated by J.M.D. Meiklejohn.
7. Kolodner, J.L., Retrieval and Organizational Strategies in Conceptual Memory: A Computer
Model (Erlbaum, Hillsdale, NJ, 1984).
264 BOOK REVIEW
8. Langer, S.K., Philosophy in a New Key: A Study in the Symbolism of Reason, Rite, and Art
(New American Library, New York, 1951).
9. Lenat, D.B., The role of heuristics in learning by discovery: Three case studies, in: R.S.
Michalski, J.G. Carbonell and T.M. Mitchell (Eds.), Machine Learning: An Artificial Intellig-
ence Approach (Tioga, Palo Alto, CA, 1983) Ch. 9, 243-306.
10. McCulloch, W.S., Embodiments of Mind (M1T Press, Cambridge, MA, 1965); Introduction by
S. Papert.
11. McDermott, D., A temporal logic for reasoning about processes and plans, Cognitive Sci. 6
(1982) 101-155.
12. Newell, A. and Simon, H.A., Human Problem Solving (Prentice-Hall, Englewood Cliffs, N J,
1972).
13. Polya, G., How to Solve It: A New Aspect of Mathematical Method (Princeton University
Press, Princeton, NJ, 2nd ed., 1971).
14. Rips, L.J., Cognitive processes in propositional reasoning, Psychol. Rev. 90 (1) (1983) 38-71.
15. Rumelhart, D.E. et al., Schemata and sequential thought processes in PDP models, in: J.L.
McClelland and D.E. Rumelhart (Eds.), Parallel Distributed Processing: Explorations in the
Microstructures of Cognition (MIT Press, Cambridge, MA, 1986) Ch. 14, 7-57.
16. Russell, B., A History of Western Philosophy (Simon and Schuster, New York, 1945).
17. Sternberg, R.J., Component processes in analogical reasoning, Psychol. Rev. 84 (4) (1977)
353 378.
18. Swartout, W.R. and Smoliar, S.W., Explaining the link between causal reasoning and expert
behavior, in: Proceedings SCAMC-87, submitted.
19. VanLehn, K., The Architecture of Cognition (Book Review), Artificial Intelligence 28 (2)
(1986) 235-240.