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access to International Review of the Aesthetics and Sociology of Music
UDC: 781.1
DAVORIN KEMPF
Conference Paper
PriopCenje sa znanstvenog
University of Zagreb, Music Academy, skupa
Received: October 10, 1996
Gundulideva 6, 10000 Zagreb, Croatia
Primljeno: 10. listopada 1996.
Accepted: October 25, 1996
PrihvaCeno: 25. listopada 1996.
Abstract - R&sum=
Through the history of music - in various tions within a compositional wholeness; 2) The
musical forms and styles - it is possible to rec- so-called mirror symmetry, the mirror reflection
ognize some universal principles. One of them of a micro- or macro-formal structure around a
is symmetry, a specific aspect of repetition. There vertical or a horizontal axis, as well as vertical
are various ways of its realization in musical and horizontal axes simultaneously.
structure and form, as well as presuppositions Symmetry is mostly broken in various
of its application, concerning different ways. The main reason for small or strong
compositional systems and styles. Here are two violation of symmetry is the fact that the
basic ways in which symmetry is realized: 1) The mathematical and musical logic are not nec-
symmetrical arrangement of formal parts or sec- essarily compatible.
Music is the art essentially associated with the dimension of time. Its formal
structure may be defined as a specific articulation of time. The most important,
fundamental compositional principle, a kind of archetype of formal idea in music,
is repetition and variation (or varied repetition). Repetition requires contrast and
- vice versa - contrast demands repetition. Articulation of musical form can
hardly be imagined without some sort of identity.
Symmetry is a specific aspect of repetition. There are various ways of its reali-
zation in musical structure and form, as well as presuppositions of its application,
concerning different compositional systems and styles.
* Conference paper read at the 23rd ABI/IBC International Congress on Arts and Communica-
tions, San Francisco, U.S.A., June 30 - Juli 7, 1996.
Regarding the dimension of time, there are two basic ways in which symme
try is realized. The first is in the domain of succession of formal parts or sectio
and appears as their symmetrical arrangement within a compositional wholenes
The second is the so-called mirror symmetry, that may also be applied to a micr
and macroformal structure. It is a matter of a closed system consisting of tw
parts. The second part is a mirror reflection of the first one. In other words, in the
course of musical time, after the imagined vertical axis, we are listening to t
retrograde version of the music that we have just heard in its original version.
As regards the first aspect, i.e. a symmetrical arrangement of formal parts, the
most important, wide-spread symmetrical pattern A-B-A, should be mentione
first of all. It appears frequently in various realizations, not only in music but a
in other arts like architecture, film etc. After the interpolated, more or less contras
tive middle section, the music of the opening section, reappears as a recapitul
tion. It is to be found in piano-miniatures and (art) songs, especially from the ep
och of Romanticism, in the three-part song forms of classical instrumental mus
in arias - first of all in >>da capo<< arias from the Baroque era, then in the three-par
formal variants of classical Menuetts and Scherzos that represent a kind of sym
metry in symmetry etc... The exposition, development and recapitulation of s
nata form follows the same formal pattern, but in a more complex and specif
way, associated with a dialectical process. The tonal, harmonic tension between
the first and second theme (T-D, thesis-antithesis), is overcome (after a develop
mental process of synthesizing) in the recapitulation synthesis, that belongs com
pletely to the tonic key. In the case of the so called >>subdominant recapitulation
(e.g. W.A. Mozart: Sonata Facile) the typical tonal disposition of exposition, toni
- dominant, remains, but the whole first part of >sonata allegro formn is bei
transposed, so that the recapitulation begins in the subdominant and ends in th
tonic key. A very similar procedure was already used by J.S. Bach within the fo
mal concept of his Two-part Invention No. 8, F-major. In such cases the symmet
is conserved, or, alternatively, there is only a small violation of symmetry, and the
symmetrical attraction between exposition and recapitulation increases throug
the tonal-harmonic interrelations:
SD
T T.
SD
Concerning the chorale tradition, with special regard to the polyphonic set-
tings of the ordinarium missae, a symmetrical formal disposition has often re-
sulted from the structure of the text. For example: Kyrie eleison, Christe eleison,
Kyrie eleison. Or >Hosanna in excelsis!<< - at the end of Sanctus, and after that
>>Benedictus que venit in nomine Dominic<, and then again >Hosanna in excelsis!<<.
In his Mass ofNotre DameGuillaume de Machaut follows the idea of symmetrical
ternary form A-B-A within the initial triple exclamation of >Sanctus(, as well as in
the 5th movement Agnus Dei - symmetrical around the center, so that the first
and third formal sections are musically identical. The isorhythmic structure, with
the same numerical proportions (taleae) represents a complex system of symmetries
by itself.
or their parts being symmetrical around the vertical axis. Even a retrograde
of a fugal theme is out of the question. Only exceptionally, and only in microform
structure or stratum, such a mirror symmetry can appear.
But in Hindemith's Ludus tonalis, the 20th century pendant of th
Woh1temperiertes Klavier, composed in a system of expanded tonality and
contrapuntal style with emancipated dissonance, the mirror symmetry divid
by means of a vertical axis in the middle of the 2nd development - the Fug
in F into two symmetrically interrelated parts, aesthetically and stylistically
sistent and coherent. The freely added contrapuntal lines at the end of the fu
can be observed as a musically justified violation of symmetry.
In the middle formal section Ricercar II of his Cantata, Igor Stravinsky
plies the mirror reflection around the vertical axis in the stratum of the m
line. All the intervals and rhythms of the theme are symmetrical around t
central dividing line.
It is understandable that in the world of atonality there are many exampl
mirror reflections in musical structure and form, especially in Webern's late
In the 1st movement of his Variations op. 27 for piano there are many >local<< ve
tical axes of symmetry. The 2nd part of the 1st movement of Symphony op.
symmetrical around the middle vertical axis. An interesting example of four-
double retrograde canon is the 18th piece Der Mondfleck from Sch6nberg's Pi
Lunaire. As the rhythms do not coincide the result is a kind of polyrhythm.
As has already been shown by Haydn's Menuetto al Rovescio, a symmet
arrangement of formal sections in the course of musical time can be comb
with a mirror reflection around the vertical axis or axes. Here is another ex
of such a synthesis: Alban Berg's Lyric Suite, 3rd movement. The outer polyp
sections are not only symmetrical regarding the ternary A-B-A formal conc
but also regarding an imagined vertical axis. In other words, the third section
literal retrograde recapitulation of the first one. Because of the interpolated f
composed homophonic central section the procedure may be denoted as a po
poned mirror.
A very important aspect of mirror symmetry in musical structure and form
mirror reflection around a horizontal axis. First of all in the polyphonic music. T
simple imitation or canonic imitation can be comprehended and experienced
sort of symmetry, because of the translation in pitch and time. This basic p
phonic compositional procedure is the starting point of a very complicated sy
of interrelated symmetries, mathematical proportions and geometric shapes i
exposition of the double fugue Kyrie eleison, Christe eleison from Mozart's
uiem. As the system is so ideal, and the polyphonic structure so plastic and t
parent, the effect of symmetry experienced in the course of listening to this mu
is very strong. As for the impression of symmetry and canonic procedure, a
canon and a Baroque sequence should be mentioned here, as well as a canon
employs invertible counterpoint (J.S. Bach: The Two-part Invention No. 2, C-
nor). In addition, here is an application of canonic imitation on a homophon
chordal structure (Orlando di Lasso: The Echo from Libro di Villanelle, Mor
et altri canzoni, Paris 1581.)
divisions of the 1st part of this composite double retrograde four-part canon a
symmetricaly interrelated with those in the second part.
Regarding the field of expanded tonality, a very beautiful example of applic
tion of simultaneous mirror reflection around both the vertical and horizontal axis
can be found in Hindemith's Ludus tonalis. The symmetrical conception of the
whole work culminates in symmetrical interrelations between the Prelude and the
Postlude. The Postlude is the Prelude played retrogradely and upside-down. The
horizontal axis >goes< through the tones of C and C-sharp, written on the second
ledger line above the staff (treble clef), as well as on the second ledger line below
the staff (bass clef). The succession of tonal centres of the twelve 3-part fugues,
linked by interludes, is arranged symmetrically around the first and main tonal
centre C. The last, 12th fugue is written in F-sharp. While the Postlude leads the
tonality back from F-sharp to C, the Prelude leads it from C to F-sharp. The final
low tone, great C-sharp at the beginning of the Preludium, becomes the high,
three-lined C-sharp at the beginning of the retrogradely inverted Postludium.
In the complete formal plan, the Postludium is a postponed double mirror. It
is understandable that in the tonal system of major and minor keys associated
with the laws of tonal counterpoint and classical harmony there are no such exam-
ples of realization of symmetry.
Although a diagonal symmetry does not have a great importance in the ar-
ticulation of musical form, it does appear sporadically, mostly in formal micro-
structure. Here is an example from Bach's music: The Two-part Invention No. 6, in
E-major. Both the subject and its countersubject are based on the idea of scale. The
beginning is characterized by )>motus contrarius<< between the subject and coun-
tersubject and the application of invertible counterpoint. The descending thematic
and ascending contrapuntal melodic lines cross in the middle point, the one-lined
tone oe<, diagonally.
This paper is a short survey of various ways of realization of symmetry in
musical structure and form, associated with polyphonic and homophonic music,
tonality, expanded tonality and atonality. Through the history of music - in vari-
ous musical forms and styles - it is possible to recognize some universal princi-
ples. One of them is symmetry. Its ideal or literal realization appears very seldom,
especially in tonal music. Symmetry is mostly broken in various ways. The main
reason for small or strong violation of symmetry is the fact that the mathematical
and musical logic are not necessarily compatible. The presence of symmetry,
achieved consciously or unconsciously, conserved or broken, guarantees nothing.
Only in traces of a genial creative act, there is an ideal synthesis of all components
relevant for great art.
BIBLIOGRAPHY
BERNSTEIN, Leonard: Young People's Concerts, Simon and Schuster. New York 19
BLUME, Joachim: Komposition nach der Stilwende, M6seler Verlag, Wolfenbilttel und
1972.
SCH(ONBERG, Arnold: Structural Functions of Harmony, ed. by Leonard Stein. First pub-
lished in 1954 by Williams and Horgate Limited.
SCHWEITZER, Albert: J.S. Bach, Breitkopf and Hiirtel, Wiesbaden 1952.
STOCKHAUSEN, Karlheinz: Band 1: Texte zur elektronischen und instrumentalen Musik;
Band 2: Texte zu eigenen Werken zur Kunst Anderer, Aktuelles, M. DuMont Schauberg,
K61n 1964.
YOUNG, Percy M.: The Choral Tradition. A Historical and Analytical Survey From the
Sixteenth Century to the Present Day, W.W. Norton, New York 1971.
Satetak
SIMETRIJA U GLAZBI