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PHYSIOLOGY 33: 281–297, 2018. Published June 13, 2018; doi:10.1152/physiol.00014.

2018
REVIEW
Carotid Bodies and the Integrated Bruce G. Lindsey, Sarah C. Nuding,
Lauren S. Segers, and
Cardiorespiratory Response to Hypoxia Kendall F. Morris
Department of Molecular Pharmacology and Physiology,
Advances in our understanding of brain mechanisms for the hypoxic ventila- Morsani College of Medicine, University of South Florida,
Tampa, Florida
blindsey@health.usf.edu
tory response, coordinated changes in blood pressure, and the long-term
consequences of chronic intermittent hypoxia as in sleep apnea, such as
hypertension and heart failure, are giving impetus to the search for therapies
to “erase” dysfunctional memories distributed in the carotid bodies and
central nervous system. We review current network models, open questions,
sex differences, and implications for translational research.

Introduction chemoreceptors (213). Repeated episodes of


transient hypoxia, as during sleep apneas, can
Carotid body chemoreceptors are sensors of arte- induce a distributed “memory” in circuits of the
rial O2, CO2, and pH (31, 123, 143, 236). These brain stem and spinal cord, termed “long-term
peripheral receptors operate cooperatively with facilitation” or LTF, expressed as increases in
central chemoreceptors in the brain that monitor respiratory drive and blood pressure that persist
CO2-pH or O2 (22, 43, 78, 87, 180, 195, 211, 259). well beyond the evoking perturbations (17, 51,
Carotid chemoreceptors contribute to the drive to 77, 113, 160, 161, 171, 172). Parallel mechanisms
breathe. Their activity is enhanced during hypox- evoked by disruption of vagal feedback during
emia, a reduction in the PO2 in the blood that repeated obstructive apneas, but independent of
commonly occurs at high altitude, during apneas hypoxia, can also trigger potentiated hypoglossal
associated with sleep disordered breathing or dys- motor neuron activity (243, 248).
autonomia (80, 107, 214), with ventilation-perfu- Chronic intermittent hypoxia, depending on its
sion mismatching in the lungs, or as a severity, duration, and patterning, can trigger a
consequence of other disorders (201, 255). Numer- time-dependent and escalating cascade of physio-
ous medical conditions are associated with altered logical responses (206, 235) that, although initially
carotid body function (see discussion in Refs. 143, adaptive, can cause or exacerbate hypertension,
154). heart failure, and other disorders (143, 207, 209,
Hypoxia stimulates oxygen-sensing mechanisms 256). There is a growing body of preclinical and
in the carotid bodies, leading to reduced potas-
clinical research targeting the carotid bodies with
sium currents in type I glomus cells (29, 30, 123,
the goal of developing therapies for these disorders
141–143, 208, 212). The resulting depolarization
(45, 106, 153, 179, 237). Recent papers have de-
and transmitter release evoke action potentials
scribed hypoxia-sensing transduction mechanisms
in the glossopharyngeal nerve, exciting neurons in
in the carotid bodies (143, 208, 212, 236), the ven-
the nucleus of the solitary tract (NTS). The brain
tilatory response to hypoxia (192, 249), adaptations
stem circuits targeted by these NTS neurons gen-
to chronic sustained or intermittent hypoxia (17,
erate a ventilatory response, expressed as increases
72, 82, 84, 101, 143, 193, 196, 205, 220, 222), and
in tidal volume and breathing frequency, along
cardiorespiratory coupling (56, 91), including pul-
with coordinated changes in sympathetic and
parasympathetic outflows that increase cardiac monary receptor-evoked cardiovascular effects
output and vascular tone to maintain or reestab- triggered by air pollution (12, 103).
lish tissue PO2 sufficient to meet metabolic de- This review focuses on the brain stem network
mands (114, 152, 209, 236, 249, 260). Reciprocal through which the carotid bodies enhance the
interactions between the respiratory and cardio- drive to breathe and blood pressure, and induce
vascular control systems through brain networks LTF. Some open questions on mechanisms, sex
and via sensory systems mediate this “cardiorespi- differences, and translational research are also
ratory coupling” (14, 56, 91, 165, 265). considered. The models and hypotheses reviewed
Carotid chemoreceptor activity evoked by hyp- are based on results from many laboratories and
oxia is sufficient to cause the reemergence of diverse experimental and computational ap-
breathing during hypocapnic apneas (69, 185) proaches, as described in the cited literature and in
and to maintain ventilation under conditions as- other recent complementary reviews (17, 56, 80,
sociated with the congenital loss of central 81, 91, 131, 162, 164, 216, 265).

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REVIEW
Brain Stem Circuits for the copy inputs that cooperatively tune inspiratory
Integrated Cardiorespiratory drive and, as considered subsequently, autonomic
Response to Transient Hypoxia influences on cardiovascular function (135, 177,
190, 233). During exercise, carotid chemoreceptors
Neurons in the NTS and adjacent medial medulla contribute to tonic vasoconstriction and locomotor
have heterogeneous phenotypes and diverse re- blood flow; their role in the enhancement of sym-
sponses to carotid body stimulation (2, 4, 36, 116, pathetic activity and their interactions with other
120, 157, 194, 265). These “chemoresponsive” neu- afferent and feed-forward central command mech-
rons operate through multiple circuit pathways to anisms remain incompletely understood (46). The
regulate the depth and frequency of breathing and, convergence of chemoreceptor and efference copy
concurrently, cardiac output and vascular tone motor influences at VRC t-E hub neurons during
(FIGURE 1) (91, 177). rhythmic behaviors like breathing and coughing
suggests that these hubs may have a role in the
Inspiratory Drive and the Hypoxic generation of hyperpnea and other physiological
Ventilatory Response responses to exercise (186, 234).
Via NTS neurons, carotid chemoreceptors also
A rostral cluster of pre-inspiratory “I-Driver” neu- cooperate with central CO2-pH chemoreceptors
rons in the pre-Bötzinger complex (128, 131, 162, in the retrotrapezoid nucleus-parafacial region
229, 231, 240) of the ventral respiratory column (FIGURE 1D) (22, 89, 91, 94, 253, 259). Recent evi-
(VRC) excites a downstream “chain” of premotor dence suggests that chemoresponsive neurons in
and motor neurons for the diaphragm, other in- this area influence inspiratory drive via multi-path
spiratory pump muscles, and muscles that influ- modulation of t-E neuron nodes, supporting a
ence airway resistance, such as those of the tongue complex, partly hierarchical architecture for coop-
and oropharynx (FIGURE 1A) (19, 67, 73, 83, 246). erative interactions between peripheral and central
Carotid chemoreceptor stimulation can shorten chemoreceptor drives and a quasi-periodic tuning
the inspiratory burst duration of some I-Driver of VRC circuits by coordinated clusters of adjacent
neurons, which otherwise exhibit little or no tegmental field neurons (177, 189, 190, 233).
change in their firing rate, whereas their targets,
including bulbospinal premotor neurons, exhibit Tuning Breathing Rate
larger rate increases, enhancing inspiratory drive.
These observations led to a model with parallel Chemoresponsive NTS neurons evoke changes in
circuit mechanisms for tuning tidal volume and breathing frequency through mechanisms that re-
breathing frequency (173, 177). duce or limit the durations of both inspiratory
Chemoresponsive NTS neurons operate on a and expiratory phases (Ti and Te, respectively).
subset of rostral I-Driver neurons and at multiple Truncation of I-Driver activity and the inspira-
sites along the inspiratory neuron chain to increase tory phase is mediated in part by enhanced post-
neuronal firing rates (11, 171, 173). Evidence for inspiratory (decrementing expiratory) neuron
excitatory synaptic interactions between some re- inhibition caused by carotid body stimulation
sponsive NTS and VRC neurons supports a model (FIGURE 1E) (125, 128, 138, 139, 173, 177, 216,
for inspiratory drive amplification that includes 226). Teasing apart the physiological contexts
positive feedback circuits constrained by synaptic and respective contributions of inhibition and
depression in the recurrent arm of the loop intrinsic mechanisms for the I-Driver “off
(FIGURE 1B; see Fig. 11B in Ref. 177). This model is switch” remains an active and controversial area
consistent with the observation that some chemo- of research, in part because of the different prep-
responsive NTS neurons have an evoked or arations and model systems studied and the
enhanced inspiratory-modulated firing pattern complex consequences of pharmacological ma-
during carotid body stimulation (194). nipulations used (7, 10, 37, 150, 216, 225).
A second stage of amplification mediated by a A shortened expiratory phase, although not
disinhibitory microcircuit downstream from the obligatory, when present, may reflect enhanced
pre-Bötzinger complex has also been proposed rostral Bötzinger complex augmenting expiratory
(233). An efference copy of inspiratory drive excites neuron inhibition of the relevant inhibitory decre-
inhibitory inspiratory neurons, which in turn in- menting expiratory (E-Dec) cells (FIGURE 1F) (129,
hibit pericolumnar tonic expiratory (t-E) neurons. 139, 140), overcoming chemoreceptor-driven en-
This sequence results in disinhibition of their ex- hancement of E-Dec neuron activity (11, 96, 170,
citatory inspiratory neuron targets (FIGURE 1C). 173, 187, 238). Regulation of the expiratory phase
These t-E neurons operate as network “hubs” for of the respiratory cycle remains an area of active
integration of convergent baroreceptor, peripheral research, and additional network mechanisms
and central chemoreceptor, and motor efference proposed to tune breathing frequency, including

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REVIEW
circuit loops through the pons, are considered Efference Copy and Hypoxia-Evoked
subsequently. Changes in Autonomic Activity

Enhancement of Expiratory Drive The brain stem respiratory network has a profound
influence on the patterns (121) and magnitude (8) of
Mechanisms for the enhanced expiratory effort as- autonomic nervous system signaling that modulates
sociated with hypoxia are less well understood. cardiac output and blood pressure in response to
Active expiration, including excitation of abdomi- hypoxia (FIGURE 1I). Carotid chemoreceptors evoke
nal and intercostal expiratory muscles, is present coordinated changes through other routes, including
during resting breathing under some conditions (1, direct NTS neuron projections to pre-sympathetic C1
35, 42, 105, 185, 219) and dramatically enhanced and non-C1 neurons in the rostral-ventrolateral me-
during hypoxia (140). It remains to be determined dulla (RVLM) (116, 120). These RVLM neurons excite
whether this increased expiratory drive reflects, in spinal pre-ganglionic sympathetic neurons that
part, NTS chemoresponsive neurons acting directly drive vasoconstriction and stimulate the heart in
on caudal bulbospinal expiratory premotor neurons. response to hypoxia (93, 156, 188, 265). The RVLM
However, there is evidence for the recruitment of C1 and non-C1 neurons are phenotypically heter-
both Bötzinger and adjacent RTN-parafacial neurons ogeneous, with attributes including three distinct
during chemoreceptor stimulation (75, 108, 109, classes of respiratory modulated discharge pat-
191). The parafacial-lateral tegmental field region, a terns: inspiratory-excited [presumably excited by
site with complex neuronal interactions (177, 189, pre-Bötzinger complex I-Driver neurons or down-
190) and where peripheral and central chemorecep- stream inspiratory chain follower neurons (166)],
tor influences converge, as noted above, has been inspiratory-inhibited, and those with a post-in-
strongly implicated as a source of expiratory drive spiratory modulation (166, 168). C1 neurons are
(20, 94, 131, 164). Hypercapnia leads to disinhibition involved in inspiratory modulation of sympathetic
of non-chemosensitive late-E neurons proposed to activity enhanced by carotid chemoreceptors
excite downstream expiratory neurons (41). This ob- (167). The post-inspiratory subset includes neu-
servation and other recent results collectively suggest rons that also exhibit late expiratory neuron exci-
parallel push-pull excitatory and disinhibitory con- tation following chronic intermittent hypoxia, an
trol circuits for expiratory drive tuning, including example of plasticity considered further in a sub-
tightly coordinated control of premotor inspiratory sequent section of this review (168). RVLM neurons
and expiratory drives by shared RTN-pF region neu- are modulated by baroreceptors indirectly through
rons (FIGURE 1G) (104, 162, 177, 189, 190, 233). inhibitory neurons (FIGURE 1I) in the intermediate
ventrolateral medulla (IVLM, “alias” caudal ventro-
Central Oxygen Sensing and Gasping lateral medulla) (93), which also receive post-in-
spiratory excitation during hypoxia (168).
Selective stimulation of carotid chemoreceptors Parasympathetic cardiac vagal pre-ganglionic
may evoke somewhat different motor patterns and neurons in the nucleus ambiguus (NA) receive
autonomic responses than transient systemic hyp- convergent carotid chemoreceptor and barorecep-
oxia, which stimulates oxygen sensors within the tor influences via the NTS; they are inhibited dur-
carotid bodies and in the brain, all of which can ing inspiration, presumably by neurons in the VRC
potentially contribute to the hypoxic ventilatory (FIGURE 1J). The resulting respiratory sinus ar-
response via parallel actions on pre-Bötzinger rhythmia (RSA) caused by reduced vagal inhibition
complex I-Driver neurons (FIGURE 1H) and other of the heart can contribute to increased cardiac
elements of the brain stem respiratory network (87, output (85, 88). Moderate hypoxia diminishes the
236). magnitude of the RSA (28, 60, 254, 262, 263). The
Under conditions of severe hypoxia, breathing is extent to which changes in the breathing pattern
first enhanced and then depressed until apnea or and autonomic modulation of the heart and circu-
the cessation of breathing (217, 218), followed by lation influence venous return and cardiac output
the emergence of a simplified reconfigured respi- depends on various factors (147). Left ventricular
ratory network that generates an autoresuscitative stroke volume decreases during inspiration, al-
gasping motor pattern. The network states and though right ventricular filling pressure increases
biophysical processes required for this behavior (221). Moreover, venous flow from the legs dur-
remain incompletely understood, as does the ex- ing inspiration varies, depending on the relative
tent to which efferent copies of this drive engage contributions of the diaphragm and intercostal
autonomic circuits (57, 64, 82, 122, 197, 226, 245, and abdominal muscle activity (258). Respiratory
251). Gasping is common in patients in cardiac sinus arrhythmia does not appear to improve gas
arrest with ventricular fibrillation and is associated exchange efficiency, but rather minimizes the
with successful resuscitation (61). work done by the heart while maintaining

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FIGURE 1. Continued

physiological levels of arterial carbon dioxide or inspiratory phase duration, slows the heart rate
PaCO2 (23, 24). An enhancement of firing rate by increasing the firing rate of cardiac vagal pre-
during the post-inspiratory interval also has ganglionic neurons (65, 88).
been observed in vivo, supporting the hypothesis Cardiorespiratory coupling is also apparent in
that slow breathing, which increases the post- the arterial pulse modulation of respiratory

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FIGURE 1. Medullary circuit mechanisms in contemporary models of carotid chemoreceptor and baroreceptor modulation of
breathing and cardiovascular functions
A–K: schematic representations of specific functional interactions described in the text. Neuron populations are grouped by brain stem location and
labeled by their respiratory modulated firing rates: inspiratory (I), post-inspiratory (post-I), or expiratory (E), according to the phase of greatest aver-
age activity, and as decrementing (Dec) or augmenting (Aug) if the average peak firing rate occurs during the first or second half of the phase, re-
spectively. I-Driver neuron activity begins slightly before phrenic nerve discharge, with firing rates that peak in the early I phase and then slowly
decrease before abruptly decreasing at the end of inspiration. Tonic E cells (t-E) are active throughout the respiratory cycle, with their greatest rate
during expiration. Black lines and “synapses” indicate inferred functional connectivity discussed in the text. 1, Cross-correlogram with offset peak
consistent with RTN-pF region neuron exciting a putative premotor caudal VRC augmenting expiratory neuron. Figure adapted from Fig. 5D in Ref.
190 with permission from Journal of Neurophysiology. Both neurons responded to transient hypoxia with increased firing rates (177). Bin-
width ⫽ 15.5 ms, 71,132 trigger neuron spikes, 25,541 target neuron spikes. Böt, Bötzinger complex; BS, bulbospinal; FTL/RTN-pF, lateral tegmen-
tal field/retrotrapezoid n.-parafacial n; IML, intermediolateral column of the spinal cord; IVLM, intermediate ventrolateral medulla; Lum, lumbar
nerve; NA, n. ambiguus; NTS-DMM, n. tractus solitarius-dorsal medial medulla; Phr, phrenic nerve; pre-Böt, pre-Bötzinger complex; RVLM, rostral
ventrolateral medulla; VRC, ventral respiratory column.

premotor and motor neurons (52, 74). Barore- cally reconfigured over the course of the respira-
ceptors provide a major coordinating influence tory cycle and baroreceptor and carotid
on cardiorespiratory coupling during hypoxia chemoreceptor stimulation (6, 32, 127, 172). These
through their actions on breathing and via coor- circuits (FIGURE 1K) have been proposed to incor-
dinated feedback regulation of cardiovascular porate internal equilibrium-seeking mechanisms
function. Functional connectivity of medullary ra- that help to stabilize breathing and regulate reflex
phe circuits supports baroreceptor modulation of gain during perturbations of blood pressure, for
inspiratory drive and expiratory phase duration via example, during cough (130, 134, 135, 202), and to
push-pull tuning of VRC t-E and E-Dec neurons, contribute to the respiratory modulation of the
respectively (9, 135). Raphe circuits are dynami- sympathetic baroreceptor reflex (9).

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The Role of the Pons in the Hypoxic breathing frequency and cardiovascular function
Ventilatory Response and Cardiorespiratory during and following hypoxia (118, 119). Neurons
Coupling in the A5 group project to the VRC, have post-
inspiratory and expiratory modulated firing pat-
The Kölliker-Fuse/parabrachial complex of the terns, and are responsive to hypoxia (50, 59, 92).
dorsolateral pons receives inputs from NTS neu- Micro-injections of muscimol into the ventrolat-
rons that relay signals from carotid body afferents eral pons prolongs inspiration (110), whereas ap-
(FIGURE 2A) (98, 244). Neurons of the Kölliker- plication of glutamate prolongs expiration (111).
Fuse (K-F) region contribute to cardiorespiratory This expiratory-facilitating function is apparent
coupling and are activated during hypoxia and ca- during and following episodes of transient severe
rotid sinus nerve stimulation (63). They project to hypoxia: respiratory frequency first increases, then
several brain stem sites that participate in the con- slows in a “post-hypoxic frequency decline,” fol-
trol of tidal volume and breathing frequency and lowed by a gradual return to control levels. A sim-
directly to brain stem sympathetic circuits that ilar sequence is observed during and following
regulate the cardiovascular network (13, 15, 16, 53, carotid sinus nerve stimulation under hyperoxic
59). Pharmacological perturbations of K-F neurons conditions, suggesting that the frequency decline is
disrupt the hypoxic ventilatory response (38), pos- of central origin (97).
sibly, in part, through reciprocal connections with
the RTN and parafacial region (59, 223, 239). Raphe-Pontine Circuits, Slow Breathing,
The dorsolateral pons influences breathing fre- and Mayer Wave-Related Oscillations
quency during hypoxia through inspiratory-expira-
tory phase switching mechanisms. These circuits Slow (~0.1 Hz) oscillations in respiratory drive and
remain incompletely understood; models (5, 17, blood pressure, termed Mayer waves, can be trig-
178, 203) include pontine neurons that operate gered by hypoxia or hemorrhage, conditions that
to shorten inspiration and expiration (e.g., increase carotid body chemoreceptor activity and
FIGURE 2B). Inhibition of the K-F region with sympathetic drive (3, 33, 68, 124, 262). Oscillations
muscimol, a GABA-A receptor agonist, reduces evoked by carotid artery occlusion with hemor-
the enhancement of phrenic and sympathetic rhage can be eliminated by section of the carotid
drive (FIGURE 2C) and breathing frequency sinus nerves or destruction of carotid body chemo-
responses to hypoxia (39). The Kölliker-Fuse nu- receptors, suggesting that hypoxia or under-perfu-
cleus also provides a pathway for post-inspira- sion of the carotid body can evoke this category of
tory modulation of cardiac vagal parasympathetic cardiorespiratory coupling (3).
activity (FIGURE 2D) (65). K-F connectivity to post- Bilateral vagotomy commonly results in a pro-
inspiratory or E-Dec neurons could also contribute longation of the inspiratory phase. The loss of
to modulation of augmenting or late expiratory the Breuer-Hering reflex (96) together with the
neuron activity and the enhancement of active ex- aforementioned inspiratory off-switch function
piration with increased chemical drive (18). of the pons (55) contributes to this slowing of
Neurons of the lateral parabrachial nucleus breathing frequency. A second mechanism
(LPBN) may also enhance breathing frequency involving cardiorespiratory coupling has been
during hypoxia by reducing expiratory phase du- proposed to play a role in the generation of the
ration (242). Bilateral lesions of K-F nuclei provoke slower breathing rhythm. The VRC is embedded
apnea, suggesting that neurons there promote in- in a highly interconnected pontomedullary net-
spiration (204). This conclusion is supported by the work with medullary raphe circuits providing
finding that both pharmacological and patterned parallel signaling routes between the pons and
electrical microstimulation within the pontine me- the VRC (184, 230, 232). Pontine and raphe neu-
dial parabrachial nucleus promote inspiratory rons with Mayer wave-related oscillations
burst onset (FIGURE 2E) and can evoke a prema- (MWROs) can become synchronized 1:1 with the
ture onset of the next inspiratory phase, thereby breathing rhythm after vagotomy (FIGURE 2F)
shortening Te and increasing breathing frequency (176). Computational models show that neurons
(266). with inspiratory efference copy input and feed-
The A5 cell group of noradrenergic and glutama- forward inhibition produce similar rate profiles
tergic neurons in the ventrolateral pons modulates (55). Prior to vagotomy, withholding lung inflation

FIGURE 2. Simplified functional connectivity of hypoxia-responsive pontine neurons


A–E: interactions inferred from various experimental approaches reviewed in the text that contribute to the hypoxic ventilatory response and
changes in cardiorespiratory coupling during hypoxia in current models. F and G: MWRO-triggered firing rate histograms of a pontine neuron be-
fore and after bilateral vagotomy and phase resetting of MWROs by withholding lung inflation in vagus-intact cat. Figure derived from Fig. 5A in
Ref. 176 with permission. See text for details. KF, Kölliker-Fuse n.; LPBM, lateral parabrachial n.; MWRO, Mayer wave-related oscillations; NPBM,
medial parabrachial n.; Ti (Te), duration of inspiratory (expiratory) phase.

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FIGURE 3. Distributed network sites for induction and expression of carotid body- and intermittent hypoxia-induced long-term
facilitation
A: responses of raphe neurons and integrated phrenic nerve activity during repeated selective stimulation of carotid chemoreceptors and induction
of long-term facilitation (LTF). Figure is derived from Ref. 174 with permission from Respiration Physiology. B: raphe circuit mechanism proposed to
contribute to ratchet-like incremental induction of LTF (171, 172). C: firing rate histogram and by-cycle rate plots show opposite responses of a ra-
phe neuron to selective stimulation of central and peripheral carotid chemoreceptors. Figure derived from Fig. 2A, C in Ref. 183 with permission
from The Royal Society. D: increased number of black bins in the top right quadrant along the diagonal of the joint peri-stimulus time histogram
(JPSTH) documents a significant increase in spike synchrony and effective connectivity for two raphe cells following induction of LTF. Figure
adapted from Fig. 4A in Ref. 171 with permission from Journal of Physiology. E: offset cross-correlogram peak shows effective connectivity between
a pre-Bötzinger I-Driver neuron and a VRG inspiratory target cell; binwidth ⫽ 0.5 ms, 8,216 trigger neuron spikes, 4,569 target neuron spikes. F:
non-uniform distribution of statistically significant black bins along the diagonal of the JPSTH for the same neurons shown in E documents en-
hanced effective connectivity between this pair of neurons following induction of LTF. Figure derived from Fig. 3, B and C, in Ref. 171 with permis-
sion from Journal of Physiology. G–L: additional sites for distributed LTF expression following repeated episodes of intermittent hypoxia. See text
for details.

during inspiration both prolongs the inspiratory (54). Functional connectivity inferred from multi-
phase and resets the MWROs (FIGURE 2G) (176). array recordings suggests that pontine-raphe cir-
Increased cardiorespiratory coupling can persist cuits contribute to this aspect of cardiorespiratory
following slow deep breathing in human subjects coupling (176).

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FIGURE 3. Continued

Distributed Memories Induced by bodies (236). These multi-scale mechanisms for


Intermittent Hypoxia adaptive physiological responses alter cardiorespi-
ratory coordination and can exacerbate or result in
In 1980, David Millhorn and colleagues reported various pathophysiological conditions (143, 207,
that episodic stimulation of carotid body chemo- 209, 256, 261).
receptors can induce a respiratory memory ex- Cardiorespiratory-related neurons of the med-
pressed as an increase in phrenic nerve inspiratory ullary raphe nuclei have dynamic functional
burst amplitude and breathing frequency. This associations and interact with the VRC, pons,
“long-term facilitation” (LTF) persists well beyond RTN, and other brain stem sites for the coordi-
the period of stimulation (160, 161) and can also be nated regulation of breathing and the cardiovas-
evoked by direct electrical stimulation of n. raphe cular system (6, 32, 91, 132–134, 136, 172, 173,
obscurus but not by central CO2 chemoreceptors; 177, 184, 210). Some raphe neurons respond to
it is prevented or attenuated by serotonin (5-HT) repeated stimulation of the carotid chemorecep-
antagonists (76, 159, 160). Hypoxia and electrical tors with step-like increases in firing rate
stimulation of the carotid sinus nerve also induces (FIGURE 3A). A “ratchet-like” circuit mechanism
Fos-like immunoreactivity in serotoninergic and has been proposed to contribute to this incremen-
catecholaminergic neurons at multiple sites within tal induction of respiratory LTF: periods of evoked
the brain stem (63). Raphe stimulation releases high firing rate in some neurons are limited by the
5-HT in the cervical ventral horn of the spinal cord, delayed inhibitory actions of other neurons
the site of phrenic motor neurons (27, 215). Sub- (FIGURE 3B), until the firing rates of the early re-
sequent research has identified stimulus parame- sponders increase and “saturate” (149, 171, 172).
ters and conditions necessary for enhancement of Some raphe neurons excited by peripheral carotid
specific motor and autonomic outflows by inter- chemoreceptor stimulation are functionally inh-
mittent hypoxia (76, 117, 169, 257), along with in- ibited by central chemoreceptor activation
sights into the network, and cellular and molecular (FIGURE 3C) (183), a result consistent with the
mechanisms for a memory system distributed inability of central chemoreceptor stimulation to
among multiple sites in the brain stem (26, 77, 126, evoke LTF (159). Indeed, repeated episodes of hy-
137, 174, 175), spinal cord (34, 70, 247), and carotid percapnia have been shown to induce a long-term

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depression of phrenic nerve activity (115) through (113). An altered balance of hypoxia-inducible fac-
processes involving activation of 5-HT1A and ␣2- tor-␣ isoforms and redox state were identified in the
adrenergic receptors (227). NTS, RVLM, and adrenal medulla of rats exposed to
Intermittent or sustained hypercapnia can have chronic intermittent hypoxia. These changes were
a profound effect on the responses to intermittent prevented by carotid body ablation, suggesting that
hypoxia (155). Although intermittent hypercapnia carotid-evoked changes in neural activity lead to
may depress ventilatory LTF, sustained hypercap- these alterations and the associated development of
nia facilitates it (90, 95). Sustained hypocapnia pre- hypertension and elevated sympathetic activity (199).
vents the occurrence of LTF, hence LTF can be Chronic intermittent hypoxia enhances the
difficult to observe during sleep-disordered sensitivity and gain of carotid body chemorecep-
breathing. Such breathing is made up of cycles of tors in an age- and history-dependent manner
hyperventilation followed by apneic hypoxic hy- (FIGURE 3L). Hypoxic sensitization requires ~10
percapnia followed by arousal, hyperventilation, times the number of episodes of intermittent
etc. (155). hypoxia in adult compared with neonatal rats.
In rats, both intermittent and sustained hypoxia Moreover, subsequent acute intermittent hyp-
increase sympathetic nerve activity after 2 wk, but oxia evokes LTF in the carotid body of previously
they affect sympatho-respiratory coupling differen- exposed adults but not of neonates (196, 198).
tially (56). Intermittent hypoxia enhances sympatho- Hypoxia-induced changes in the redox state of
respiratory coupling and decreases ventilatory the carotid bodies via an altered balance of HIF-
variability. Constant hypobaric hypoxia replaces nor- 1␣-dependent pro-oxidant and HIF-2␣-dependent
mal 1-to-1 coupling between bursts of sympathetic anti-oxidant activities may play a role in the induc-
and phrenic nerve activity with 2-to-3 coupling with tion of these changes (235, 236); a recent study
increased ventilatory variability. Even a single session reports that HIF-2␣ is essential for carotid body
of hypoxic exposure is capable of increasing tonic function and development (146). Acute hypoxia
sympathetic nerve output (sympathetic long-term fa- with concurrent hypercapnia also evokes sensory
cilitation) and altering chemo- and baroreflexes LTF in carotid bodies (224).
(260). The hypoxemic carotid body expands far beyond
Several lines of evidence collectively support an its normal size (142). Adult neural stem cells contrib-
important role for distributed brain stem circuits in ute to carotid body growth during hypoxia acclima-
the induction and expression of LTF, including tization, and these new cells contain voltage-
carotid chemoreceptor-evoked responses, changes dependent ion channels (193). This adaptation to
in functional connectivity among raphe neurons chronic hypoxia requires HIF-2␣ for oxygen-sensitive
(FIGURE 3D), and evidence of increased effective glomus cells to develop and survive within the ca-
connectivity among I-Driver neurons and their rotid body (146) and for normal responses to hypoxia
premotor targets (FIGURE 3, E–G) (17, 62, 79, 127, (101). Contrary to maladaptive responses outlined
171, 172, 257). How chronic intermittent hypoxia previously, other studies have suggested therapeutic
impacts different states of inspiratory activity in benefits of hypoxic or hypercapnic regimes in spinal
the pre-Bötzinger complex remains an active area cord injury (34, 181), obstructive sleep apnea (153),
of research (81). Cell signaling pathways for LTF of and other cardiovascular, respiratory, cognitive, and
inspiratory drive have been most thoroughly inves- metabolic consequences of intermittent hypoxia
tigated in the spinal cord (FIGURE 3H), where se- (154).
rotonin-dependent induction of facilitation in
phrenic motor neurons depends on competing cell Future Directions for Basic and
signaling mechanisms that interact conditionally Translational Science
with adenosine-dependent pathways for motor fa-
Sex Differences in Responses to Hypoxia
cilitation (47– 49, 71, 77, 200, 252).
Serotonergic mechanisms are also implicated in Further research is needed to better understand
the induction of expiratory LTF (126) at sites in the sex differences in the hypoxic ventilatory re-
RTN-pF respiratory group (FIGURE 3I) (91). This en- sponse and their impact during development.
hanced expiratory drive, together with sensitization Prenatal nicotine exposure alters the postnatal
to central CO2 chemoreception with chronic inter- heart rate response to hypoxia and respiratory
mittent hypoxia, contribute to increased sympathetic sinus arrhythmias in young male but not female
nerve activity (51, 163, 264). A subset of non-C1 rats (25). The hypoxic ventilatory response is
RVLM presympathetic neurons (FIGURE 3J) has greater in men than in women (86), and is dif-
been implicated as a source of this enhancement ferentially depressed more in women by mor-
(168). Recruitment of 5-HT systems by hypoxia and phine (228). Age- and sex-dependent differences
hypercapnia also modulates the excitability of para- in serotonin-dependent hypoxia-evoked neural
sympathetic cardiac vagal neurons (FIGURE 3K) plasticity have also been identified: LTF in-

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REVIEW
creases with age in female rats but declines in Work from the authors’ laboratory reviewed herein was
male rats (21). supported by National Institute of Neurological Disorders
and Stroke Grants R01/37 NS-019814 and R01 NS-046062
as part of the NSF/NIH Collaborative Research in Compu-
The “Erasure” of Dysfunctional tational Neuroscience (CRCNS) Program.
Cardiorespiratory Network Memories No conflicts of interest, financial or otherwise, are de-
clared by the author(s).
An emerging goal of contemporary translational Author contributions: B.G.L. and L.S.S. prepared figures;
research is to identify safe and effective therapeutic B.G.L., S.C.N., and L.S.S. drafted manuscript; B.G.L.,
strategies for management and treatment of the S.C.N., L.S.S., and K.F.M. edited and revised manuscript;
B.G.L., S.C.N., L.S.S., and K.F.M. approved final version of
long-term consequences of adaptations to chronic
manuscript.
intermittent hypoxia (106, 143, 153, 236). Pharma-
cological and immunological approaches and gene
therapy are being actively considered (145, 148,
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