Professional Documents
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2018
REVIEW
Carotid Bodies and the Integrated Bruce G. Lindsey, Sarah C. Nuding,
Lauren S. Segers, and
Cardiorespiratory Response to Hypoxia Kendall F. Morris
Department of Molecular Pharmacology and Physiology,
Advances in our understanding of brain mechanisms for the hypoxic ventila- Morsani College of Medicine, University of South Florida,
Tampa, Florida
blindsey@health.usf.edu
tory response, coordinated changes in blood pressure, and the long-term
consequences of chronic intermittent hypoxia as in sleep apnea, such as
hypertension and heart failure, are giving impetus to the search for therapies
to “erase” dysfunctional memories distributed in the carotid bodies and
central nervous system. We review current network models, open questions,
sex differences, and implications for translational research.
1548-9213/18 Copyright © 2018 Int. Union Physiol. Sci./Am. Physiol. Soc. 281
Enhancement of Expiratory Drive The brain stem respiratory network has a profound
influence on the patterns (121) and magnitude (8) of
Mechanisms for the enhanced expiratory effort as- autonomic nervous system signaling that modulates
sociated with hypoxia are less well understood. cardiac output and blood pressure in response to
Active expiration, including excitation of abdomi- hypoxia (FIGURE 1I). Carotid chemoreceptors evoke
nal and intercostal expiratory muscles, is present coordinated changes through other routes, including
during resting breathing under some conditions (1, direct NTS neuron projections to pre-sympathetic C1
35, 42, 105, 185, 219) and dramatically enhanced and non-C1 neurons in the rostral-ventrolateral me-
during hypoxia (140). It remains to be determined dulla (RVLM) (116, 120). These RVLM neurons excite
whether this increased expiratory drive reflects, in spinal pre-ganglionic sympathetic neurons that
part, NTS chemoresponsive neurons acting directly drive vasoconstriction and stimulate the heart in
on caudal bulbospinal expiratory premotor neurons. response to hypoxia (93, 156, 188, 265). The RVLM
However, there is evidence for the recruitment of C1 and non-C1 neurons are phenotypically heter-
both Bötzinger and adjacent RTN-parafacial neurons ogeneous, with attributes including three distinct
during chemoreceptor stimulation (75, 108, 109, classes of respiratory modulated discharge pat-
191). The parafacial-lateral tegmental field region, a terns: inspiratory-excited [presumably excited by
site with complex neuronal interactions (177, 189, pre-Bötzinger complex I-Driver neurons or down-
190) and where peripheral and central chemorecep- stream inspiratory chain follower neurons (166)],
tor influences converge, as noted above, has been inspiratory-inhibited, and those with a post-in-
strongly implicated as a source of expiratory drive spiratory modulation (166, 168). C1 neurons are
(20, 94, 131, 164). Hypercapnia leads to disinhibition involved in inspiratory modulation of sympathetic
of non-chemosensitive late-E neurons proposed to activity enhanced by carotid chemoreceptors
excite downstream expiratory neurons (41). This ob- (167). The post-inspiratory subset includes neu-
servation and other recent results collectively suggest rons that also exhibit late expiratory neuron exci-
parallel push-pull excitatory and disinhibitory con- tation following chronic intermittent hypoxia, an
trol circuits for expiratory drive tuning, including example of plasticity considered further in a sub-
tightly coordinated control of premotor inspiratory sequent section of this review (168). RVLM neurons
and expiratory drives by shared RTN-pF region neu- are modulated by baroreceptors indirectly through
rons (FIGURE 1G) (104, 162, 177, 189, 190, 233). inhibitory neurons (FIGURE 1I) in the intermediate
ventrolateral medulla (IVLM, “alias” caudal ventro-
Central Oxygen Sensing and Gasping lateral medulla) (93), which also receive post-in-
spiratory excitation during hypoxia (168).
Selective stimulation of carotid chemoreceptors Parasympathetic cardiac vagal pre-ganglionic
may evoke somewhat different motor patterns and neurons in the nucleus ambiguus (NA) receive
autonomic responses than transient systemic hyp- convergent carotid chemoreceptor and barorecep-
oxia, which stimulates oxygen sensors within the tor influences via the NTS; they are inhibited dur-
carotid bodies and in the brain, all of which can ing inspiration, presumably by neurons in the VRC
potentially contribute to the hypoxic ventilatory (FIGURE 1J). The resulting respiratory sinus ar-
response via parallel actions on pre-Bötzinger rhythmia (RSA) caused by reduced vagal inhibition
complex I-Driver neurons (FIGURE 1H) and other of the heart can contribute to increased cardiac
elements of the brain stem respiratory network (87, output (85, 88). Moderate hypoxia diminishes the
236). magnitude of the RSA (28, 60, 254, 262, 263). The
Under conditions of severe hypoxia, breathing is extent to which changes in the breathing pattern
first enhanced and then depressed until apnea or and autonomic modulation of the heart and circu-
the cessation of breathing (217, 218), followed by lation influence venous return and cardiac output
the emergence of a simplified reconfigured respi- depends on various factors (147). Left ventricular
ratory network that generates an autoresuscitative stroke volume decreases during inspiration, al-
gasping motor pattern. The network states and though right ventricular filling pressure increases
biophysical processes required for this behavior (221). Moreover, venous flow from the legs dur-
remain incompletely understood, as does the ex- ing inspiration varies, depending on the relative
tent to which efferent copies of this drive engage contributions of the diaphragm and intercostal
autonomic circuits (57, 64, 82, 122, 197, 226, 245, and abdominal muscle activity (258). Respiratory
251). Gasping is common in patients in cardiac sinus arrhythmia does not appear to improve gas
arrest with ventricular fibrillation and is associated exchange efficiency, but rather minimizes the
with successful resuscitation (61). work done by the heart while maintaining
FIGURE 1. Continued
physiological levels of arterial carbon dioxide or inspiratory phase duration, slows the heart rate
PaCO2 (23, 24). An enhancement of firing rate by increasing the firing rate of cardiac vagal pre-
during the post-inspiratory interval also has ganglionic neurons (65, 88).
been observed in vivo, supporting the hypothesis Cardiorespiratory coupling is also apparent in
that slow breathing, which increases the post- the arterial pulse modulation of respiratory
FIGURE 1. Medullary circuit mechanisms in contemporary models of carotid chemoreceptor and baroreceptor modulation of
breathing and cardiovascular functions
A–K: schematic representations of specific functional interactions described in the text. Neuron populations are grouped by brain stem location and
labeled by their respiratory modulated firing rates: inspiratory (I), post-inspiratory (post-I), or expiratory (E), according to the phase of greatest aver-
age activity, and as decrementing (Dec) or augmenting (Aug) if the average peak firing rate occurs during the first or second half of the phase, re-
spectively. I-Driver neuron activity begins slightly before phrenic nerve discharge, with firing rates that peak in the early I phase and then slowly
decrease before abruptly decreasing at the end of inspiration. Tonic E cells (t-E) are active throughout the respiratory cycle, with their greatest rate
during expiration. Black lines and “synapses” indicate inferred functional connectivity discussed in the text. 1, Cross-correlogram with offset peak
consistent with RTN-pF region neuron exciting a putative premotor caudal VRC augmenting expiratory neuron. Figure adapted from Fig. 5D in Ref.
190 with permission from Journal of Neurophysiology. Both neurons responded to transient hypoxia with increased firing rates (177). Bin-
width ⫽ 15.5 ms, 71,132 trigger neuron spikes, 25,541 target neuron spikes. Böt, Bötzinger complex; BS, bulbospinal; FTL/RTN-pF, lateral tegmen-
tal field/retrotrapezoid n.-parafacial n; IML, intermediolateral column of the spinal cord; IVLM, intermediate ventrolateral medulla; Lum, lumbar
nerve; NA, n. ambiguus; NTS-DMM, n. tractus solitarius-dorsal medial medulla; Phr, phrenic nerve; pre-Böt, pre-Bötzinger complex; RVLM, rostral
ventrolateral medulla; VRC, ventral respiratory column.
premotor and motor neurons (52, 74). Barore- cally reconfigured over the course of the respira-
ceptors provide a major coordinating influence tory cycle and baroreceptor and carotid
on cardiorespiratory coupling during hypoxia chemoreceptor stimulation (6, 32, 127, 172). These
through their actions on breathing and via coor- circuits (FIGURE 1K) have been proposed to incor-
dinated feedback regulation of cardiovascular porate internal equilibrium-seeking mechanisms
function. Functional connectivity of medullary ra- that help to stabilize breathing and regulate reflex
phe circuits supports baroreceptor modulation of gain during perturbations of blood pressure, for
inspiratory drive and expiratory phase duration via example, during cough (130, 134, 135, 202), and to
push-pull tuning of VRC t-E and E-Dec neurons, contribute to the respiratory modulation of the
respectively (9, 135). Raphe circuits are dynami- sympathetic baroreceptor reflex (9).
FIGURE 3. Distributed network sites for induction and expression of carotid body- and intermittent hypoxia-induced long-term
facilitation
A: responses of raphe neurons and integrated phrenic nerve activity during repeated selective stimulation of carotid chemoreceptors and induction
of long-term facilitation (LTF). Figure is derived from Ref. 174 with permission from Respiration Physiology. B: raphe circuit mechanism proposed to
contribute to ratchet-like incremental induction of LTF (171, 172). C: firing rate histogram and by-cycle rate plots show opposite responses of a ra-
phe neuron to selective stimulation of central and peripheral carotid chemoreceptors. Figure derived from Fig. 2A, C in Ref. 183 with permission
from The Royal Society. D: increased number of black bins in the top right quadrant along the diagonal of the joint peri-stimulus time histogram
(JPSTH) documents a significant increase in spike synchrony and effective connectivity for two raphe cells following induction of LTF. Figure
adapted from Fig. 4A in Ref. 171 with permission from Journal of Physiology. E: offset cross-correlogram peak shows effective connectivity between
a pre-Bötzinger I-Driver neuron and a VRG inspiratory target cell; binwidth ⫽ 0.5 ms, 8,216 trigger neuron spikes, 4,569 target neuron spikes. F:
non-uniform distribution of statistically significant black bins along the diagonal of the JPSTH for the same neurons shown in E documents en-
hanced effective connectivity between this pair of neurons following induction of LTF. Figure derived from Fig. 3, B and C, in Ref. 171 with permis-
sion from Journal of Physiology. G–L: additional sites for distributed LTF expression following repeated episodes of intermittent hypoxia. See text
for details.
during inspiration both prolongs the inspiratory (54). Functional connectivity inferred from multi-
phase and resets the MWROs (FIGURE 2G) (176). array recordings suggests that pontine-raphe cir-
Increased cardiorespiratory coupling can persist cuits contribute to this aspect of cardiorespiratory
following slow deep breathing in human subjects coupling (176).
FIGURE 3. Continued
to hypercapnia was reduced (144). These observa- 6. Arata A, Hernandez YM, Lindsey BG, Morris KF, Shannon R.
Transient configurations of baroresponsive respiratory-related
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