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COMPARATIVE MILITARY LAW

Recommendations for the


Modernisation of the
US Military Justice System
Captain Kevin J Barry, US Coast Guard (Retd)
Board of Directors, National Institute of Military Justice'

" modern military justice system in the


HE military justice system, one commemoration of the
United States came into being with the anniversary took a different tack. Spurred by
enactment of the Uniform Code of Military Congress' call for interested organisations to mark
Justice (UCMJ) on 5 May 1950.2 The UCMJ the 50th anniversary in meaningful ways4 , and
replaced the Articles of War and the Articles for the
believing that an integral part of those
Government of the Navy, which closely followed the
commemorative activities should be a critical
1775 British systems, and had for 175 years served
appraisal of the current operation of the Code and
as the statutory basis for military justice in the
an evaluation of the need for change, the National
United States? These earlier systems of military
justice had been periodically modified and Institute of Military Justice (NIMJ), a US non-
amended in a variety of ways, but the changes governmental organisation, in coordination with
which had been made prior to 1950 never altered the George Washington University Law School in
the fundamental nature of the system as a tool of Washington, DC, sponsored a "Commission on the
command, designed to enforce discipline among 50th Anniversary of the Uniform Code of Military
the troops. Thus it was not a criminal justice Justice". Senior Judge Walter T Cox, III, recently
system as that word is commonly understood. retired from the position of Chief Judge of CAAF,
During World War II, millions of men and chaired the Commission, which soon became
Official seal of the Court of Appeals
women donned the uniform, and perceptions of for the Armed Forces known as "The Cox Commission". In its candid
fundamental unfairness in the system, particularly
Report, issued in May 2001, the Commission found
of "unlawful command influence", were It is generally agreed that the UCMJ has served notable deficiencies in, and called for systemic
widespread. The outcry over such perceived abuses
the nation and its military forces well, and a structural changes to, the US system.
during and after World War I led to a variety of
number of events to celebrate the Code's 50th In this article I will first discuss the current
studies to examine the system, and to propose
changes. The UCMJ was the result: legislation anniversary were conducted, primarily by the structure and operation of the UCMJ. Then I will
enacted to establish a uniform system of criminal armed services and the Court of Appeals for the set forth - with my comments - the most relevant
justice which would for the first time apply a single Armed Forces (CAAF), during the period from 5 portions of the Report of the Cox Commission and
system, oriented to accomplish justice, to all the May 2000 to 31 May 2001. While these events were its far-reaching recommendations for change to the
nation's armed forces. generally devoted to praising the UCMJ and the US US military justice system.'

1. Captin Barryseroed onlactv dty wit 1the US Coast 2.PubtL.No 81-506,64; St at 107 (19 50)). The,,
original, 140) beftingII,, its imprtace. Pub 106-398, 114 Statl 1654
Guard for 25 years duiring whlich he( had assignmentlls at articles oft te Code were Iodified at 50 USC §§ 551 736. (2000).
sea anid Ii avariety of legal duies (, inc(luding; chief trial Todayv the IUCmJ is, codiied all10 USC §§ 80 1-846. Unde16r 5.1The Commission's, recmmendat](fllionlsgo beyonld theII
judge,;( appeliate mIlitary juldge(,anid chief of tIIe Coast §5 of tII( AW,the (oile wentl intlo effect onl Mayv1951. IIilitiy justice systemII pe(rm, and address othewr aspects
Guairdl's IAegislation DIis lot . Ie(is atpast IpresidentI of 3.1TheUM~j atlso relaced the1:I muchore ecn of mI]ilitary law whlidh InIsomeiwayv affct the military
the( Juldge( Advocaites Assoc iationl anid of the( PenIlltonl "disciplinarty laws of the Coast Guiard."
Justic system"'il. For e'xamIple, thewCommil)issionl addressedd
Chapter of tlh Feda Bar Assoc iation. IHewas at 1.fin 556 oftthe( Floyd D)Spence National Defense,
certainl adin(IIIistrative( law, processes, argullIng "we would
mebrof the( Ame1rican Bar Assoc iationl (A\BA) Aultorization Ac for Fiscatl Yearti2001, Congress
be, reiss~iInIign-Iorilng the( impre'ssionl of unfa'irness
Stndingo Commnittee, onllawyers In the irlmed Forcs, commem)Ifforated the( 50th1 annlive(rsary of the( IUCMJ, aske(d
cated byvte growing uise, of adminlistraive%discharge,
itid fronm 19941 to 1999 was atmemberlw of the( WB the( President)to issue atsulitalek poclmaition, and calle'd
Stndingo Commulittee( oi n rme Forces L'aw, (SCAFL1), "upn theDearmetnt of Defense, acton InIlieul of court mlart ial." Walter T Cox, IIIe/ta!,
the
rmed Fo('s,
servng
s cairdurng 9951996. Hecisiamembewr of andl the( United Stiltes, Court oftAppeals for thec Armed Report ol t1w Commission oli the 50th Anninesr of t1w
tIIe Bar As"sociationl of the District of Coluiahii I3AC) Fon(es anid inte(re'ste(d organtiizatlions atldwl embrs of tIIe Uniform Code of Mililai.'y Jnsice~ (May~ 200 1), § IVB,at:
batr ai the pubI~lic to uommemwioralfe thI(ocuasionl (i ]III~ ml~vemrtn~oreothm [hereinafter
mI]ili try and vecteas law InIChantlilly, V'irginlia. Cox Commission RepIort]1.

42 * [2001] New Zealand Armed Forces Law Review


COMPARATIVE MILITARY LAW

The current structure of the US military conform to the new statute. As for required CAs, and most commanding officers of smaller
justice system personnel, a special court-martial can be tried units, are empowered to convene SPCMs 8 . All of
The US military justice system is established by before a court (with a minimum of three these, and certain others in command, may
statutes enacted by Congress6 pursuant to members) without a military judge, but SPCMs convene SCMs 9. In the early years under the
7
authority contained in the US Constitution . Article almost always have a military judge detailed, in UCMJ, the CA would issue a "convening order"
36 of the Code authorises the President to make addition to the required three members. The trial which detailed not only the court members, but
regulations to implement the UCMJ 8 . The Manual counsel need not be (but almost always is) a trial and defence counsel and the law officer (or
for Courts-Martial (MCM) contains the principal lawyer. Except under extraordinary circumstances, later the military judge) as well. Those procedures
9 the defence counsel must be a lawyer who meets have since been modified in each of the services,
regulations implementing the UCMJ , but each
service has implemented additional service-specific the standards of Article 27(b). As with GCMs, the so that the CA now appoints only the court
regulations". members are selected by the CA pursuant to the members. This change avoids any appearance that
There are three types of courts-martial: general abovementioned statutory criteria. the CA exercises control over the military judge
(GCM), special (SPCM), and summary (SCM). The SCM13 is a one-officer court, which may try and the defence counsel, officials who are charged
Each court-martial is a temporary tribunal, called only enlisted persons, and only with their consent, to operate independently of the commander (CA)
into being by the order of a convening authority for non-capital offences, wherein the summary who exercises prosecutorial discretion 0 .
(CA), generally a military (often an operational) court officer plays the roles of trial counsel, The process of a charged offence coming before
commander. defence counsel 6 , judge and jury. Punishments are a court-martial varies with the circumstances, but
The GCM is the court-martial with the greatest limited to 30 days confinement, 45 days hard typically an offence is reported to the military
powers, empowered to try any offence under the labour without confinement, and monetary chain of command, where it is investigated by the
Code and to award any punishment authorised by penalties of two-thirds of one month's pay. immediate commander. If, as a result of the
the Code, as limited by the maximum punishment Courts-martial are called into being by a investigation, an offence appears to be established,
for the offence established in the MCM. Trials convening authority (CA), who is generally a a decision will be made as to disposition.
before GCMs require a certified military judge, a commander or commanding officer. Commanders Commanders have a wide range of alternatives,
trial counsel (prosecutor) and a defence counsel, of major commands, generally flag or general including a variety of administrative measures,
who are both licensed lawyers certified by the JAG officers, as well as the President, the Secretary of which are often effective in dealing with minor
under Article 27(b) as qualified to serve as trial Defense, or the Service Secretary1 7 , and certain offences. As an alternative to such measures,
and defence counsel. There must also be at least others, are empowered to convene GCMs. All GCM which are not part of the UCMJ, the commander
five members, selected by the CA pursuant to
statutory criteria1 2. In addition to appointed
("detailed") military counsel, the accused has an
absolute right to be represented by civilian counsel
at no cost to the government, in which case the
military counsel will act as associate counsel,
unless excused by the accused. In addition, the
accused may request counsel of choice ("individual
military counsel") if that counsel is reasonably
available1 3 . The GCM is the only court with power
to confine officers, or to impose the death penalty.
The SPCM14 might well be thought of as the
"misdemeanour" level court-martial, empowered in
general to try any non-capital offence under the
Code and to award punishment not to exceed a
bad-conduct discharge, confinement for not more
than six months, and monetary penalties not to
exceed two-thirds pay per month for not more than
six months. By a recent amendment to Article 19 of
the Code, the SPCM punishment limitations have
been raised from not more than six months to not
more than one year, but the former penalties
remain in effect until the MCM is amended to CAAF Courthouse

6. TheUiforml
Codei(
of Militry Justice (UCM.J or. Code'), 12. Under U1CMJ art 25(d)(2), the CA is req(uired to GCMs", anid the list include6s theIsecretawv concernIed,
aricles 1-146, 10 USC §§ 8009946 (2000). "de0til ats mlemberwis there-of such member of the airmed~ whlich Ii a ermloflart for the secre'dtries of th Alrmy, Air
7.uS Const, art 1,§ 8',cI14Isets, forth1 the( power of forces ats, finIsI opinion, are be Ist quialified 1for th duy Force anid Natv and thIScetr of the Depatmnt fin
Ongiress t itkeRileds for the Govemriet ndti bAy reatson of ageo(,
euA'(11tion, tratining,epreclnt
which the Coatst Guard is operaingi~, which currently is
Regulattion oftthe land and naval Forces" of service" anid judicialteprmn"
theA Depa~tmentJAJ ofII~TansporIttion exceptIwhenlth
81.io us 83K6. UnIlder UCMJ art 36I(at), the( rleswhlich 13 . Counsel rights genlerl ll are( stforthl atlUCMJ art
the PIrIsidentl prescribes'are.( supseo follow the( See also UCMNJ
18(). art 27. Coatst Guard operates ats atservice within the(
ciilian meode fll:
thePrsident "shall, so ar ia 14. SeE'gqnerldy UCMJ art 19. Depatrtment of the Navy, which occurs1 generally only inl
conlside'rs pral ctc, aplly the prinicileks of law anid the( ~~
15.~~enrll
Se ICJArt 20. I timof warl-
rules of evidence gene11rally reiognIised inlthe trial ofl 16(;her is no requirement for the atppoiinmen of 18.';Se UCMJ art 23;.
criinl eases" inlfi th Unlited States" district courtls, butl deec oull1, ats the Su~premeI Court has deterinedw~ 19.A;(
Se UCMJ art 241.
whlich maity notA be( condtary to or. in(onlsistent will) this thatd this courtmaritil is a,,i "disciplinairy" proceedling, 20. Of course, the trial counsel continues to function ats
chaipter". kliitd to offences, not d~clare'd crimiinal inlthe civ ilianl
of the CA\Inlpratlic, the trial
an advKisor. to anid anl atrml
9.1The current ed(Iition is MCM (2000 Edlitionl). community Midd~Adore ery 4li 25 US 25 (1976). See
10. For at(daile'd discuissionl of thsIevrgulationls, Mii~a~yJ stiesprel note 10, at 3;9n113. Inl
Schleter couniseflmay well becan attorney onl the stff oftthe stff
see S(Iehlter, Milary CrimlinalJustice (5t11ed(,1999), pratice, counise lli~
may' beppointecd, or.I itcuse'd maity juidge advocate (SJA ), ther pr1inc(ipall legal advisor. to the
retainl anid be rereene by ciilA counsel. CA. I th Nav the trial counsel is.part of an
11. See gerally UCMJ, art 18 . 17. tUCMJ at 22, lists those empoweird Ito,onvenei( indehpenldent uiti Wich1 provide's trialsuipport ItoC\s.

[2001] New Zealand Armed Forces Law Review * 43


COMPARATIVE MILITARY LAW

during questioning. examination is not allowed.


If the commander has authority to convene an The main difference in the military trial is that
appropriate lower level court-martial, the the "jury of one's peers" required in civil court is
commander may then convene a SCM or SPCM, and replaced with a (usually smaller) panel of
"refer" the case to that court. Otherwise, the members, who are usually officers29 , and are
commander should forward the file to a higher level required to be personally selected by the CA.
command for disposition. If a GCM is contemplated, Unless the accused chooses trial by judge alone -
the charges will first be investigated pursuant to in which case the members are discharged and the
Article 32, UCMJ, usually prior to being forwarded 27. military judge makes findings and determines an
The Article 32 investigation is to be a "thorough appropriate sentence - the members will both
and impartial investigation" at which the accused determine guilt or innocence and, in the event of a
has the right to be present, to be represented by conviction, will thereafter determine an
counsel provided pursuant to Article 38. The appropriate sentence30 . Only a two-thirds vote of
accused also has the right to examine and cross- the members is required to convict, except in the
examine witnesses, to introduce evidence and case of a capital case, where the vote must be
request witnesses, and to testify or not. The unanimous. Only two-thirds of the members are
Senior Judge Walter T Cox who was appointed
by NIMJ President Eugene Fidell to chair accused is entitled to a copy of the report of the required to concur in a sentence, except that three-
the Cox Commission. investigation, which must contain a summary of quarters are required for a sentence which
the evidence, as well as the recommendation of the includes confinement for life or for more than 10
may elect to treat the matter as a disciplinary investigating officer regarding disposition. If the years, and a unanimous vote is required on the
infraction, and impose non-judicial punishment matter is thereafter to be referred to a GCM, the CA death penalty. There are no "sentencing
(NJP) under Article 15 of the Code. Except for must first obtain the advice of his or her SJA, guidelines" as there are in federal district court,
members "attached to or embarked in a vessel," pursuant to Article 34, that the specifications allege and the court is free to impose any sentence, from
the member has an absolute right to refuse NJP 22. offences under the code, that the specifications are "no punishment" to the maximum authorised for
If the determination of the immediate warranted by the evidence indicated in the the offences. Only one sentence is imposed - the
commander is that the matter ought to be disposed investigation, and that the court would have maximum being determined by combining the
of by a court-martial, then the commander, or the jurisdiction over the accused and the offence 28 . maximums for each offence for which the accused
officer who has investigated the charges, will The procedures at trial are quite similar to is convicted.
"prefer" the charges. This is accomplished by
those in a federal district court criminal trial, with All court-martial convictions are subject to
swearing to the truth of the charges before a an arraignment of the accused, followed by a trial review. First, the CA must take "action" on the
commissioned officer authorised to administer which follows rules of evidence and procedure record, and has absolute discretion to approve or
oaths 2 . The accused is informed of the charges, which parallel those in federal court. After the set aside any finding, and to approve, disapprove
often by being provided a copy of the charge sheet, prosecution rests, the accused may, but is not suspend or mitigate any sentence31 . Thereafter,
as soon as practicable. If warranted, the accused required to, present evidence, and may testify or review of the file is conducted by a judge advocate,
may be apprehended (taken into custody)24 , and not, with no inferences being drawn if he or she or in the office of the JAG, if it is an SCM, or if it is
may be placed under suitable restraint, which may remains silent. an SPCM or GCM in which the punishment does
be a moral restraint such as arrest, or restriction to If there are guilty findings after trial on the not meet the threshold for review by the service's
the unit, or a physical restraint, such as merits, the trial will enter a second, sentencing court of criminal appeals (CCA)32 . Cases which do
confinement. Confinement with convicted or phase, at which the prosecution may offer certain meet the threshold must be referred to the court by
enemy prisoners, or punishment prior to trial, is service records, and evidence in aggravation. The the JAG33 . If the CCA affirms the conviction, the
prohibited2 . Prior to any questioning, a accused may offer evidence in extenuation and accused may petition for review by the Court of
servicemember must be advised of his or her rights mitigation, and at this stage, has a right to testify Appeals for the Armed Forces 4. The accused or the
under Article 31 (b), and of the right to counsel, (subject to cross-examination) or to remain silent, government may petition for a writ of certiorari
and to have that counsel present prior to and or to make an unsworn statement, on which cross- from the US Supreme Court in any case where the

21. Non-judicial punishmnt, referred to as, "aticle 15, 2ThAricle 3I2investitlion is olften compared with1 ai appellatle courts wh ich are.( limit ed to rviewing" olyI
"NM'," "office houirs," or "captin's mas, it sumiilty "ganjry" investigatlion, butl it is,conlsiderabVly ore, errors of law. Thle CCA\ also rviews anyiothewr catse which
proceeding whre I llim er Iis no right to couinsel, providing the clcud with an exc ellnt means of thI'JAG; refers toitheIcout Iml pursuant ito\Aricle 69 (d)(1).
butl is.generally afftorded flte rightlto have(at disc-v, anid flte opportunl]ity to thwart flte process by :. UCMJ at W; 6().
repren" ttive, typically atmlore senIior en1lishtd memberl, uinderinIling the overnmentil's evdne ross- 34 . See UCMJ at 67.'I( The CAV is also rqIre to rev\iew
to seaitk on iIIs,, or her beialf. Puiiiii
shtiiii s rlimiiitd, e'xaiingil' governmentoi witnesses', anid by peetn all catses inlwhic t()Ihe sentence11, ats alffiiled btyt he CCA\,
dediing on Ih rank of tIh comndjig ofiwr eidencindefence or inlexI(tenution and mitigaoitionl. atffects atgeneiral or flag; offikcr, or extends to deafi;l anid
conducting flte proceeding, and the grade or- ranik of the 29. At the requeitst of Iltheacusd one third of the all[cases inlwhich anyiissue, is."cerdtiied" toit by the
per1sonl atccused,1 Itis nlot atcriinalilproceedingl , anid does membellrs mlust be enllisted membllers, who are selected by JA\G. Hlistorically, m]ost certificattionls have(bwen of issue(s
not result ilnta convicion. Howvr, it Itially reslts inl the CA\froml atunlit olwithert it accsed's. onl whlich the CCA\ founid inlfavourl of Iythe accsed anid
an ent1iy- ofsolme sort inlthe membel~r's ser ice record, 3I0. Avatriationl onlthis themei occurs when flte accused agiainlstlIIi
the govrnment.hThs,
\ t his cert ificattion process
anid inlrecent years evenione instance of NIP) can pleadis gulilty, inlwhlich eatse Il th dg will conducti anl hats beelln(' ecevd ats grantling Ite govenmnt avirtulal
serioutslyaffect or eveni at atsatdethiknell to the iniquily into the proprie1 tofite plea, anid enterI finldings gularatleed right of atppe(al to) C2\AV inlaniy catse it
memers ilitary catreer. pursnit to thIlea Theeate the members will fulfill chloose's, whlile the atccused mayt, oldypetitionl for
22. UCMJ at 15(at).Thiis so-called "vessel excptionl" onily hfnctiiIion of determnining atsedntnc. discretionairyv., reiew. OverI flte years, the( CA\AFI hats
hats been1 seve(,IrVly ciicised. See( Dwight H Suillivanl, 31.See UCVMJ art 60. gorated review inlless than 10% of the catses inlWhich at
'Overhautling the Ve(ssel E,1xce(ption' 43;Naval L,Re~v 57, 3;2.SeeUCVMJ arts"64 , 66 anid 69. Asentence to death, to petitionl for reiewhs beenl filed. The CA an iid thec
57-59(1996). atdismissal or discharge, or to) confiinement foriayear or. CC~s also exercise, "extraiordinar y writs" jurisdictionl
23;.Stir UCMJ art 3;0. muris warratnts rviskw by the CCA.S5I UCMJ art (bll). uinder tIw "All1 Writs Ac," 28 u sc 1651(at) (2000), butl
241. See UCMJ ats?7 and 8 The CCA maIly affirim olyIsuchl "findingos of gulili t ad flte t hatl jurisdict ionl is.not uliite~d, anid doe's not exI(ten to
25. Ste UCMJ ats 9 13. setneor such pat or amilountl of thle sentencec, as it admliinist ratlive maitters outside Ite UCMJ which are nto
26. See UnitedStates r ITempia, 16iUSCMA\ 629,3;7 CMR finlds corretl inllaw and fact anid idterinels, onlflte mlore t han collateral aldinlistrativeconse quences of
2419 (CMA\ 1967). batsis of the ent11ire record, should be, approve'd." UCMJ art courts martial. See Clinton r Goldsith, 526 US 529
27. See IUCMJ at 33:. 66c)lTuste CCA halis p~owerI which oes be(yond m]ost (1999).

44 * [2001] New Zealand Armed Forces Law Review


COMPARATIVE MILITARY LAW

CAAF has granted review 3 . Association's Standing Committee on Armed Forces It is quite clear that the Commission's
Service members may also seek to challenge Law had seriously considered recommending just recommendations, in every case, warrant
certain court-martial convictions through collateral such a review Commission as part of the 50th thoughtful, careful consideration and study. In a
review in other federal courts. One such route is to Anniversary activities. few cases, such studies should include surveys and
the Court of Federal Claims through a "back pay" In effecting its vision of sponsoring the gathering of empirical data, something too often
claim for pay lost as a result of a court-martial at Commission, NIMJ President Eugene R Fidell first lacking in changes to the UCMJ or the MCM
which a constitutional right was denied 6 . Such contacted Senior Judge Walter T Cox, III, recently proposed under current regulations and practices.
challenges are rare, since the military appellate retired chief judge of the CAAF, to discuss the In most cases, the Commission's recommendations
courts review and enforce both constitutional and concept of a Commission, and to solicit his ideas are precisely on the money.
statutory rights of servicemembers. Another and willingness to participate43 . Judge Cox agreed Based on the response to the
potential collateral attack is to a federal district to the concept, agreed to serve as chair, and Commission's request for comments on
court seeking habeas corpus relief, a remedy most thereupon he and Mr Fidell discussed possible the current military justice system, a
likely to be taken in a death case37. commissioners. It was agreed that to be "bottom-up" review of military justice is
Finally, the question is often asked whether independent, it would be appropriate that the long overdue. In recent years, countries
rights guaranteed in the Constitution extend to commissioners not be currently on active duty or around the world have modernized their
persons subject to trial under the Code. There has actively engaged on behalf of the government in the military justice systems, moving well
been great debate, even in the modern era, as to administration of the military justice system. It was beyond the framework created by the
the degree to which the protections of the Bill of also agreed that it would be necessary to obtain UCMJ fifty years ago.
Rights apply to the military38 . The answer, as commissioners of stature, with good balance, if the
expressed by Judge Cox, is that "the protections of Report of the Commission was to have the requisite In contrast, military justice in the United
the Bill of Rights apply to service members, unless credibility. Together they agreed on four potential States has stagnated, remaining insulated
expressly or by necessary implication they are commissioners4 , each of whom was subsequently from external review and largely
made inapplicable."39 Many rights have been contacted, and each agreed to serve. unchanged despite dramatic shifts in
extended by statute. These include the fifth The Commission had no funding, and all armed forces demographics, military
amendment rights not to incriminate oneself and commissioners and staff agreed to serve without missions, and disciplinary strategies.
to appropriate warnings under Article 31, the fifth compensation and to pay their own expenses. To Since the Tailhook episode in 1991, the
amendment double jeopardy protection under accomplish the task under these circumstances, it armed forces have faced a near-constant
Article 44, the sixth amendment right to counsel was decided to try an experiment, and to see if the parade of high-profile criminal
under Articles 27 and 38, and the eighth Internet could be effectively used as the principal investigations and courts-martial, many
amendment right against cruel or unusual vehicle for communications. Alter the formation of involving allegations of sexual
punishment under Article 55. Other protections, the Commission had been announced worldwide misconduct, each a threat to morale and a
such as the fourth amendment right to be free through the NIMJ website and the NIMJ's Military public relations disaster. As a result of the
from unreasonable searches and seizures, and the Justice Gazette, the commission received more perceived inability of military law to deal
first amendment right to free speech and assembly, than 250 emailed and mailed comments. fairly with the alleged crimes of
are generally held to apply in the military, but the A public hearing was held on 13 March 2001 at servicemembers, a cottage industry of
application of these rights is limited by military the George Washington University Law School43 , at grassroots organisations devoted to
necessity4". What is clear is that the general trend which more than 20 organisations or individuals dismantling the current court-martial
- over the last 80 years in particular - has been to appeared and testified, from as far away as system has appeared, aided by the reach
extend due process and other protections to the Washington State, Colorado and Massachusetts. of the worldwide web and driven by the
citizen-servicemember subject to the jurisdiction of Extensive materials were also submitted4". The Cox passions of frustrated servicemembers,
this system. "The man who dons the uniform of his Commission issued its Report in late May 2001 to their families, and their counsel. The
country today does not41discard his rights to fair coincide with the 50th Anniversary of the Commission - which could not pay for the
treatment under law. implementation of the Code on 31 May 1951. travel of witnesses, and which publicized
its hearings largely by word-of-mouth -
NIMJ sponsors the Commission on the 50th Report of the Commission on the 50th heard testimony from citizens who
Anniversary of the UCMJ Anniversary of the UCMJ travelled to Washington, D.C., from states
In November 2000, NIMJ announced the formation The Cox Commission and its Report and around the country, including those who
of the Commission on the 50th Anniversary of the Recommendations are perhaps the most important came from Washington, Colorado,
Uniform Code of Military Justice. The purpose of the event in military justice in the United States in Massachusetts, and Louisiana to make
Commission was to appraise the current operation decades. It is the first comprehensive review of the their voices heard, joining hundreds who
of the Code and to evaluate the need for change. operation of the system in at least three, if not five, submitted written comments.
The decision to sponsor the Commission arose out decades. The more significant of the substantive There is general agreement that in 1951 the
of a specific congressional call for meaningful portions of the Report and its Recommendations, UCMJ was a "shining star" among the world's
activities to mark the 50th Anniversary42 It was also less footnotes, are reproduced below, with my own military justice systems. There is also substantial
taken with the knowledge that the American Bar comments where appropriate. agreement that the reforms effected through 1969

:;5. 1 at: 67a. S:also 2


::CMJ § 1259. ::SC
:: Rev 1,23; (19S'7). University Law School Reatr Aminra John SJenkins,
3;6.See 2S USC 1491. I0.ii ida23 24. 3AWC, USN (Retdt) and LJietnn Colonel Frank 1
3;7.-See, eg1Captain Dwiht HSullia, "I'le Last ~ine( of 41. Remlarks of Pre-(siien Lyndonl B.Johnlson onlthe SInnrISA(RetWd).
Dees:Federal Htabeas Review of Military Deth occasionl of signling into law the Military Justicel Acto
Penlty Catses' 144 Mul LRev 1(19941). 1968 (24 Octobe 16), quioted inlCox, suipra nlote 39, atl 45. MJ Caz No 9 (Febructry2001).
3.For example, Frederick lBernys Weiner atrgued 19. 46. Se, ("gthe Re'solutlionl of the Board of Directors, anid
strenutouislyV that thecsixi t amendmentl rightd Itocounll 42. See suprai note 4 and accompanying text. the related suipporting docmetssumitedbyTh Bar
Was ne(ver. intded to aplyl inlther militaryjutc 43. Thlis discuissionl isadapted from the remnarks of Judgoe Associationl of the District of Columbliia, atl
Weini 'Couts Matild the Bill of Rights:
system Cox onl12 June 2001 itothe Code Commnittee onlMilitary liIi/wW.batdc.or1htJl 111it aldaw.htm[henafe
TheOriina
Prctie ' 7 Havar L ev1,27 28 Justice (see UCMJ art 146l)atlits Annualit Meeting held atl
1195~) the( CA\AF C,~louhose,. BADC
ecommndatins].Tauthor wats a member of
3;9.WalterTCox, Ill, Ilie Army, The Courts, and the( 44. Capltin Guy RAbbatel, Jr, JA\GC, USN (Retd); the BAD\IC Miilitiy law CommitteeW, anid playewd at
Conistitution:TeEouin fMltrlusie,1 i P~rofessor Mary MChehd of the George Watshingono substantial role inlprepatringo these materials.

[2001] New Zealand Armed Forces Law Review * 45


COMPARATIVE MILITARY LAW

further enhanced the status of the UCMJ as a As many witnesses before the Commission be amended to require this improvement
premier system of military criminal justice. pointed out, the far-reaching role of in the fundamental fairness of court-
However, in the more than 30 years since, commanding officers in the court-martial martial procedure.
reasoned and credible calls for substantial further process remains the greatest barrier to
While the selection of panel members is
reforms, particularly of those aspects of the system operating a fair system of criminal justice
clearly the focal point for the perception of
which allow for the continued perception of within the armed forces. Fifty years into
improper command influence, the present
unlawful command influence and control, have the legal regime implemented by the
Code entrusts to the convening authority
largely gone unheeded. UCMJ, commanding officers still loom
numerous other pretrial decisions that
Changes made to the Code over the last two over courts-martial, able to intervene and
also contribute to a perception of
decades have worked rather to the benefit of the affect the outcomes of trials in a variety of
unfairness. For example, the travel of
government, and had the effect of limiting and ways. The Commission recognizes that in
witnesses to Article 32 hearings, pretrial
delaying review of courts-martial47. Subsequent order to maintain a disciplinary system as
scientific testing of evidence, and
statutory and regulatory changes have similarly well as a justice system commanders must
investigative assistance for both the
often worked against rights and prerogatives which have a significant role in the prosecution
government and the defense are just a few
formerly accrued to accused persons. But it is of crime at courts-martial. But this role
of the common instances in which the
primarily in the last decade that the UCMJ has must not be permitted to undermine the
convening authority controls the pretrial
"failed to keep pace with the standards of standard of due process to which
process and can withhold or grant
procedural justice adhered to not only in the servicemembers are entitled.
approval based on personal preference
United States, but in a growing number of
The submissions that appear in Appendix rather than a legal standard. While the
countries around the world" Thus the Code has
B describe many possible ways to reduce responsibility for such matters shifts to
now lost its former position as the model for other
the impression of unfairness created by the military judge upon referral to court-
justice systems. In a footnote to this section of its
the role of convening authorities in martial, the delays created before the trial
Report, the Cox Commission makes reference to
military criminal justice. The question of begins undermine due process for both
two of the cases which reflect such developments:
what role such authorities should play in sides at a court-martial. The need for the
the cases of Findlay in the European Court of
the disciplinary and criminal structure of availability of a sitting judge, from at least
Human Rights, and Gdndreux in the Supreme
the modern armed forces warrants further the moment of preferral of the charges, is
Court of Canada. Both are important and
study. But based on the Commission's discussed at length in III.B. below, but it is
instructive. Findlay and Gdndreux will both be
experience, and on the input received in the perception that the convening
further addressed below in the context of the
submissions and testimony, there is one authority can manipulate the pretrial
relevant Cox Commission recommendations.
action that should be taken immediately: process to the advantage of either side
Before setting forth its recommendations, Convening authorities must not be that mandates this change in authority
the Commission wishes to acknowledge over pretrial legal matters. This issue goes
permitted to select the members of courts-
the unique atmosphere in which military to the core of a serviceperson's rights to
martial.
justice operates. During hostilities or due process and equal protection under
emergencies, it is axiomatic that There is no aspect of military criminal
the law. Pretrial decisions involve legal
commanders must enjoy full and procedures that diverges further from judgments that can - and often do -
immediate disciplinary authority over civilian practice, or creates a greater affect the outcome of trials. For that
those placed under their command. The impression of improper influence, than reason, like the selection of panel
Commission believes that none of its the antiquated process of panel selection. members, decisions on pretrial matters
suggestions will interfere with the The current practice is an invitation to should be removed from the purview of
recognised need of commanding officers mischief. It permits - indeed, requires - a the convening authority and placed within
to function decisively and effectively convening authority to choose the persons the authority of a military judge.
during times of war as well as peace. responsible for determining the guilt or
innocence of a servicemember who has The Commission is aware of the 1999-
The tension between "justice" and "discipline" is
been investigated and prosecuted at the 2000 comprehensive study completed by
the fundamental issue which has caused so much
order of that same authority. The the Joint Service Committee on Military
debate over so many years. The Commission was no
Commission trusts the judgment of Justice of the Department of Defense,
less aware of this ongoing tension, but clearly
convening authorities as well as the which concluded that the present
believed that its recommendations struck a proper
officers and enlisted members who are allocation of responsibility among
balance, and did not disparage the commander's
appointed to serve on courts-martial. But convening authorities and military judges
need for, or ability to ensure, discipline.
there is no reason to preserve a practice should be retained. We respectfully
The Commission identified four areas in disagree with the conclusions reached by
that creates such a strong impression of,
need of immediate attention, based on its that body. The combined power of the
and opportunity for, corruption of the trial
first-hand observations as well as the convening authority to determine which
process by commanders and staff judge
submissions received and the testimony charges shall be preferred, the level of
advocates. Members of courts-martial
heard. We recommend the following court-martial, and the venue where the
should be chosen at random from a list of
changes be effected as soon as possible: charges will be tried, coupled with the
eligible servicemembers prepared by the
A. Modify the pretrial role of the convening authority, taking into account idea that this same convening authority
convening authority in both selecting operational needs as well as the selects the members of the court-martial
court-martial members and making limitations on rank, enlisted or officer to try the cases, is unacceptable in a
other pre-trial legal decisions that status, and same-unit considerations society that deems due process of law to
best rest within the purview of a currently followed in the selection of be the bulwark of a fair justice system.
sitting military judge. members. Article 25 of the UCMJ should There is strength and power in the language

47. For example, becatuse:of Ite 1983 t:;Iransfomai tin of prior toconven ingoatilhori:y action.Thus, many, if not the first zrquired lgal irview of the case.
Ite SJA\ Rev iew into an SJA\ Recommen[1('1dation, no) virtuatlly all, SP)CM snecs(anid somew 6CM 48'.Cox Commission Report,supra note 5, at § I
dtiled written le'gal or fatu1al rev,\iew is now required sentences) to) coninetl()' are compiltel y serve'd prior to (ptaragraph acomp11anlying footnlote 2).

46 * [2001] New Zealand Armed Forces Law Review


COMPARATIVE MILITARY LAW

used by the Cox Commission when addressing the B. Increase the independence,
role of the convening authority, particularly in availability and responsibilities of
selecting court members. In the Commission's military judges.
view, convening authorities must not be
Complaints against the military justice
permitted to select the members of courts-martial, system have long been fuelled by
and action to institute this change should be taken allegations that military judges are neither
immediately. The Commission also addressed the sufficiently independent nor empowered
variety of other roles played by the convening enough to act as effective, impartial
authority in the pre-trial process, and the arbiters at trial. Since the adoption of the
perception of unfairness and the potential for UCMJ, the authority of military judges
manipulation by the CA that can occur, and (initially "law officers" under the 1950
recommended these be changed to eliminate the UCMJ) has gradually increased, to the
CA's role. point where many judges now possess,
The Cox Commission earlier made reference to either by regulation or by custom and
changes in other countries, including the Findlay tradition of the services, at least some
case. In Findlay49, the European Court of Human modicum of judicial independence. The
Rights considered the propriety of the United Commission is convinced that further and
Kingdom's court-martial process which (at the innovative change is needed to complete
time) was quite similar in many respects to the US the process of making military trial and
system, in that the same officer (the "convening appellate judges full-fledged adjudicators Major General Kenneth J Hodson who supported the
concept of permanent or "standing" courts-martial.
officer") who exercised prosecutorial discretion and of criminal law and procedure.
decided who went to trial and for what charges, also The Commission believes that three
decided the level of court-martial, convened the preserving public confidence in the
immediate changes would enhance the
court, and appointed the members. The convening fairness of courts-martial, and bringing
military judiciary and its ability to
officer also appointed the prosecutor and defence United States military justice closer to the
accomplish its mission and, at the same
counsel0 . The same officer thereafter served as standards being set by other military
"confirming officer" to approve the court, a step time, provide greater protections for
criminal justice systems around the world.
accused persons. The changes would also
necessary before the decision of the court-martial enhance the prosecutors' ability to process Third, either the President through his
could have any effect51. courts-martial in an orderly and effective rule making authority, or Congress
The European Court determined that this fashion. First, the Commission through legislation, should establish clear
organisational structure violated Mr Findlay's right recommends the creation of standing processes and procedures for collateral
to a fair hearing before an independent and judicial circuits, composed of tenured attack on courts-martial and authorize
impartial tribunal, under Article 6(1) of the judges and empowered to manage courts- appellate military courts to both stay trial
European Convention for the Protection of Human martial within geographic regions. proceedings and to conduct hearings on
Rights and Fundamental Freedoms. It determined Variants of this system are already in use said matters within their jurisdiction. The
that, under the above scenario, with the multiple in some regions and branches of the present ad hoc system of appellate courts
roles of the convening authority/confirming officer, service, but it is crucial that a judge be ordering post-trial hearings without any
"Mr Findlay's doubts about the tribunal's identified and made available to all clear guidelines or procedures is contrary
independence and impartiality could be objectively accused servicemembers, as well as to the to the practice of the United States
justified."5 prosecution, after charges are preferred. District Courts and state trial courts
Judge Rant, Judge Advocate General of the Under the current system, neither defense throughout the land.
Armed Forces of the United Kingdom, summarised counsel nor prosecutors have a judicial As in the case of the role of the convening
the basis for the ruling of the court as having three authority to whom to turn until very close authority, the Cox Commission again made
parts: (1) the convening officer appeared to be at to the date of trial. This creates delay, reference to a change in another country on an
least in part a prosecutor; (2) the post-trial inefficiency, and injustice, or at a issue of longstanding concern in the US. In
procedure did not cure this difficulty because it minimum, the perception of injustice, as Gdndreux6 , the Supreme Court of Canada held that
was held in private; and (3) neither the oath of the described in IIIA. above.
military trial judges at general courts-martial in
members, nor the presence of the judge advocate Second, establishing fixed terms of office the Canadian Forces must, inter alia, have fixed
cured the defect54. for military judges would also enhance the terms of office, in order to satisfy the "independent
Through a 1996 statute, which preceded the overall independence of the military tribunal" guarantee of the Canadian Charter of
decision in the case, the United Kingdom has judiciary. The Joint Service Committee of Rights and Freedoms and Liberties. By the time the
completely revised its court-martial system: the the Department of Defense in a recent ruling was issued, the Department of National
convening authority no longer exists, and the report to the Code Committee recognised Defence had already changed its own rules to
functions formerly performed by the CA are spread that this was desirable and feasible, but provide for such terms of office 7 . In the US,
among three different authorities, each of which stopped short of recommending a regulations requiring fixed terms have been issued
operates with independence. Thus, the United legislative fix. The Commission believes by the Army and the Coast Guard, but will
Kingdom has eliminated the multiple roles of the that increased judicial independence is apparently not be issued by the other services,58
convening authority as a systemic issue, but this critical, given the central role of judges in notwithstanding that all the services had given
troublesome issue continues to afflict the US system. upholding the standards of due process, prior indications that they would issue such

49. Pind/lay r Unitrd Aigd (1997) 24 E RR 22 1. 53;.IAid atlpatragrapl176. t court adiiistration oicers.Ibid See also Rant,
50. Findkzy at paragraph 8'.\ll th membe'111rs were 541.Rat,l'Finldly, the Coseuncs Jude dvoat 'The Britishi Courts-Martial System: It Ain't Broke,, Butl It
"directlyv or ult iimtely unide r his coi nm and." Ibid at General School, Nove(mber 1997' 25:3 The Reporter13 NeedsI.,
Fixingo' 152 Mil L,Rev%17,9(1996).
paragraph 75& (199%). 56. Rr 1lnea
1992) ', DLii (4th) 100.
51. Ibid atlparagoraph 241. 55. Findlay,at paragraphs 52 57.~ Th hree( boies are-( 57. See MJ Gaz No 2 (Akpril 1992).
52. Ibid atlFIr patragraph 1. the "hligher authlorities, the pmosecuingl authlority, anid 58'.See MJ (az No 88(FebruaryV 2001).

[2001] New Zealand Armed Forces Law Review * 47


COMPARATIVE MILITARY LAW

regulations59 . court suspended its determination for a year to systems, the governments of both the United
At least as significant as Gdndreux was the allow for remedial legislation to be enacted 64 . On 10 Kingdom and Canada either had already completely
recent Courts Martial Appeal Court of Canada case, December 1998, amendments to the National resolved the systemic flaws, or had commenced
Lauzon v The Queen"°, in which the question was Defence Act resolving the Charter violations statutory or regulatory reforms designed to
whether the standing court-martial was an received the Royal assent, and became law65 . accomplish that result, before the court ever
independent tribunal within the meaning of The decisions in Canada are of particular reached a decision. This has not been the approach
section 11(d) of the Canadian Charter of Rights interest in the US, since our system of selecting in the US; rather US governmental administrators
and Freedoms. Once again, inter alia, the status of and compensating and re-appointing military have generally elected to ignore comparative law
military judges was at issue. The court found that judges suffers from virtually the same flaws as did from other jurisdictions 6 , as well as many years of
the arrangements currently in place did not satisfy the Canadian system. When the US system was criticism and calls for reform by professional and
the Charter, not because the military trial judges challenged, however, rather than moving to enact credible commentators in this country. Instead, they
did not have terms of office (they did), but because statutory reforms as did the Canadian Department have chosen simply to defend the current system.
their reappointment at the end of their fixed of National Defence, the US Departments of The result has been a system which has continued
terms was done by the Minister, Defense and Justice chose to defend the status to generate ever stronger calls for fundamental,68

"who can decide not to renew the term of quo. And though they were successful, it cannot be systemic reform from ever widening sources.
a military trial judge who has taken considered a "pretty" victory, particularly in light of The Cox Commission also, as part of its proposal
positions which are unpopular with the the words of Justice Scalia, in his concurring to have military judges, rather than convening
Department or more generally with the opinion in the US Supreme Court case that upheld authorities, decide pre-trial issues, called for the
Executive. While the recommendation to the process of appointing military judges: establishment of permanent or "standing" courts-
renew the term of a military trial judge "The present judgment makes no sense martial. This is a concept which was proposed in
comes from the Chief Military Trial Judge, except as a consequence of historical 1973 by Major General Kenneth J Hodson 69 , as well
the Chief Military Trial Judge's own practice... [NIo one can suppose that as many others, including BADC in its submissions
similar protections against improper to the Cox Commission. Currently there is no
posting is also done by the Minister. And
influence [as provided in the UCMJ] military trial judge assigned to a case until the case
that is not all. This reposting is done on
would suffice to validate a state criminal- is "referred" for trial by the CA. One result is that
the recommendation of the Judge
law system in which felonies were tried by there is a relatively active extraordinary writs
Advocate General who, with his or her
judges serving at the pleasure of the practice at the military appellate courts at pre-trial
staff, regularly argues cases for the
Executive. I am confident that we would stages, for matters which in federal district court
Minister before the military trial judges
and the Chief Military Trial Judge. not be satisfied with mere formal would be routinely handled by a sitting federal
district (trial) judge. Permanent courts would also
Furthermore, while the military trial judge prohibitions [as provided for in the
solve the problem of handling post-trial evidentiary
may only be removed for cause, a refusal UCMJ] in the civilian context, but would
issues, such as when a case is remanded from an
to repost is entirely within the discretion hold that due process demands the
appellate court for fact-finding on an issue.
of the Minister, without any protective structural protection of tenure in office,
Currently such cases are typically remanded for a
standard or guideline which, for all which has been provided in England since
hearing to be conducted by a military trial judge, a
practical purposes, is equivalent to 1700, was provided in almost all the
process first used in UnitedStates v DuBay 0. While
removal from the performance of duties former English colonies from the time of
perhaps not as critical to the actual or apparent
without cause." 61 the Revolution, and is provided in all the
fairness of the system as certain other issues,
The court was clearly concerned also with States today. (It is noteworthy that one of
standing courts-martial are the best solution to the
appearances: "An informed person can reasonably the grievances recited against King
current problem of the pre-trial roles of the CA, and
conclude that the office of military trial judge is not George III in the Declaration of
would enhance the efficiency of the system as well
free from discretionary or arbitrary intervention by Independence was that "[h]e has made
as materially improving the fairness of the
the Executive or by the authority responsible for Judges dependent on his Will alone, for
administration of justice.
appointments. ' 62 The court went on to state in the tenure of their offices.")" 66
C. Implement additional protections in
addition that "an informed observer would be Thus, of all jurisdictions (federal and state)
death penalty cases.
justified in believing that military trial judges who trying criminal cases in the United States, only this
preside over Standing Courts Martial have no one jurisdiction is allowed, purely as an anomaly of Given the increased scrutiny focused on
institutional independence in terms of financial history, to function with judges whose indepen- capital litigation in the United States, the
63
security in their dealings with the Executive. dence would not have passed the scrutiny of the operation of the death penalty in the
The court held that the arrangement violated signers of the Declaration of Independence in armed forces deserves close attention.
fundamental rights guaranteed in the Charter, and 1776. While this system may thus be "lawful," it Opponents of capital punishment have
declared invalid the governing statutory provision. should shock the conscience of all who observe it, raised substantial questions of whether
However, recognising that reform measures had and it should be immediately reformed. the modern military needs a death penalty,
already been proposed by the Minister of Defence It is instructive that, when faced with court particularly during peacetime (an issue
and were being considered by the Parliament, the challenges to the fundamental fairness of their that the Commission feels deserves

59. The:: : rican::Bar Assocition's Sltnding:: Comml::: ittee : the Minister o NationalDefeacE on hI(Admilistration of Rev\195, 197 (2000).
onlArmed Forces, Law (SCAFL) had beeni see(king such MilitarylJustic in the Canadian Forces A Reiew fom I 6, For. the most compren'isive pmoposadlto reform11 the(
reglatidions for several yeatrs, iWid, anid all serv ices hadt( September-1999 to 3I1March 2O0*0, §2. ', at militajudiciary,seFredric I Ldere & Barbara S
advlised Major Generatl Keithe I% Nelson, IUSAF (etd) the httnilww+,w+dnd a/ja2/hlannualrport e++lii, indicating
IHundey, 'Neecded: AntIndepewndenti MilitryJudiciaryA
chaiir of S;CA\FL, thatl they wouldI issue temnr rule~s fior thatl ech of the flaws identdified byv
the court had been1 Proposadlto Amenid the Unliiorm1 Code of Military Justice'
mlilitary-jldges. resolve~d
2 William &Mary Bill of Righits Journal 629 (1994).
60o. (1998) 129 CCC (3:d)399 (CMAC). 6G.Weiss v UnitedStates 510 US 1(3;, 18 (1994) (Scalia
61 . Lauzon)/ att patraglraph 27. J.......
nc ing (citiols mittd).
i .
62. Ibid att paragraph 29. 67. "Itisan uihnfotunae but uindeniiable fact that Change?', 22 Kan L,Rev\ 31 (1973), re~printedi in Mi L,Rev\
63AIid at paragraph 36. For atdiscussionl of thlis casew, histori(ally, American milit.y jutise jurisprudence has Bicentenial Issue 579 (1975). G nrlHodsoi wis i
see also M J Gaxz No 60 (October19) shown liite interest inforeign mililiry itice iformerJudge Advoc te General of the Army and fomeirl
64Iidiat patraglraph39. devlomens.
Euen R idll,'AWorld Wd ChiefJuge ofheArmy
t Court of MilitaryRev iew.
65. See(Annual Report of the Judge Adoate General to 70. 17 USCMA\ 147, 37 CMR 411 (1967).

48 * [2001] New Zealand Armed Forces Law Review


COMPARATIVE MILITARY LAW

further study), but even the most ardent Addressing the Commission's third concern number of members more than four, has been well
supporters of the death penalty accept the is more difficult, but no less important, than developed by the leading commentator73 .The Cox
critical need for procedural fairness in addressing the issues of panel size and Commission stated that this variable and small size
capital cases. The Commission racial disparities in the administration of of capital jury was an "anomaly that corrupts the
recommends that three steps be taken to the military death penalty. Inadequate legitimacy of both panel selection and the verdict
improve capital litigation in the military: counsel is a serious threat to the fairness itself." These are strong words. In a civilised world
1. Require a court-martial panel of 12 and legitimacy of capital courts-martial, which has largely rejected the death penalty, and in
members. made worse at court-martial by the fact that which nations are abolishing the military death
2. Require an anti-discrimination so few military lawyers have experience in penalty74, for the current system in the US to
instruction. defending capital cases. The current system continue to be one which "corrupts the legitimacy"
3. Address the issue of inadequate counsel of providing and funding defense counsel of both the process and the verdict, is indefensible.
by studying alternatives to the current shortchanges accused servicemembers who D. Repeal the rape and sodomy
method of supplying defense counsel. face the ultimate penalty. It has been long provisions of the Uniform Code of
recognised by every US jurisdiction with a Military Justice, 10 USC. §§ 920 &
Among all of the United States criminal
jurisdictions that may impose a sentence 925, and the offenses specified under
of death, only at a court-martial does that
Among all of the United the general article, 10 USC. § 134,
sentence not require the verdict of a States criminal jurisdictions that concern criminal sexual
misconduct. Replace them with a
twelve-person jury. A general court may that may impose a comprehensive Criminal Sexual
adjudge death with as few as five
members, an anomaly that corrupts the
sentence of death, only at Conduct Article, such as is found in
legitimacy of both panel selection and the a court-martial does that the Model Penal Code or Title 18 of
verdict itself. Because citizens in uniform the United States Code.
sentence not require
deserve no less consideration than their Of all of the topics that appeared on the
civilian peers, the UCMJ should be the verdict of a Commission's long list of possible areas
amended to require twelve members in twelve-person jury. for consideration, the issue of prosecuting
capital cases. Already the Manual for consensual sex offenses attracted the
Courts-Martial requires special procedures greatest number of responses from both
for capital courts-martial, and the Court of death penalty that only qualified attorneys individuals and organisations. The
Appeals for the Armed Forces has may conduct death penalty cases. The Commission concurs with the majority of
recognised the burdens that capital paucity of military death penalty referrals, these assessments in recommending that
litigation imposes on both accused combined with the diversity of experience consensual sodomy and adultery be
servicemembers and the resources of that is required of a successful military eliminated as separate offenses in the
military justice. Requiring twelve members attorney, leaves the military's legal corps UCMJ and the Manual for Courts-Martial.
to serve on capital courts-martial (and unable to develop the skills and experience Although popular acceptance of various
implementing our first recommendation necessary to represent both sides properly. sexual behaviors has changed dramatically
overall, calling for random selection of The Commission believes that Congress in the fifty years since the UCMJ became
eligible members) would raise the should study and consider the feasibility of effective, the Commission accepts that
standard of procedural justice for accused providing a dedicated source of external there remain instances in which
servicemembers to the level already funding for experienced defense counsel if consensual sexual activity, including that
established in civilian capital litigation. military capital litigation continues to be a which is currently prosecuted under
feature of courts-martial in the 21st century. Articles 125 and 134, may constitute
Like requiring twelve-member panels in
criminal acts in a military context.
capital cases, our second recommendation Six military members are now on death row, all
Virtually all such acts, however, could be
could be implemented without major cost tried under the "new" capital punishment
prosecuted without the use of provisions
or change in existing procedures. We procedures found constitutional by CAAF in 199171.
specifically targeting sodomy and adultery.
recommend that military judges instruct Every one of those cases had issues relating to the
Furthermore, the well-known fact that
panels in capital cases that they may not adequacy of counsel at trial. In addition, the
"ungoverned revolving door" of appellate defence most adulterous or sodomitical acts
consider the race of the accused
committed by consenting and often
servicemember or the victim(s) in counsel in capital cases, seven in one case - which
married (to each other) military personnel
deciding whether to impose death. The was cited as a systemic problem by Judge Wiss in
are not prosecuted at court-martial creates
racial disparities of military death row his dissent in one case 2 - has continued to plague
a powerful perception that prosecution of
mirror the disparities evident in civilian this system. The Cox Commission's suggestion
this sexual behavior is treated in an
criminal jurisdictions that impose death. that the solution to the counsel problem is to hire
arbitrary, even vindictive, manner. This
Of the six servicemembers currently on outside counsel is a stark admission that the
perception has been at the core of the
military death row, four are African military defence counsel structure, operating in an
military sex scandals of the last decade.
American, one is a native Pacific Islander, environment of very few capital cases, is "unable"
and one is white; all were convicted for to produce counsel qualified to adequately Because it is crucial that service members
killing white victims. An explicit represent accused persons in capital cases. The are both made aware of and held
instruction prior to sentencing would situation and the recommendation are clearly accountable for sexual activities that
remind courts-martial of the importance of worthy of the closest study. interfere with military missions,
ensuring racial justice amid the high The problem of the varying size of GCM member undermine morale and trust within
stakes and emotions of capital cases. panels in capital cases, which allows for any military units, or exploit the hierarchy of

71. See Ruile for Court -Marltial (1RCM) 1004 Thew Martial P~anel Size, anld the Militaryv De'ath P'enalty' iSS
pImedures adopted wei uphId in United States r Curtis 72. Unitd States r Loving 41 Wi 213;,:329 (19941)
(Wiss .J mi L 1,(I1998).
3;2 W 252 (CMA\ 1991).The prior proedures hiad leen 74LSe, egFidell, supra not 67, atl204, noting Itat
rule1d un1onistitutIIionlal inlUnite /States v,Matthewts 16iMJ 73. See Dwihtd HfSullivan, 'Playiing the Numbers: Court- Canada abholished its mlilitary deathi penlalty inl19l

[2001] New Zealand Armed Forces Law Review * 49


COMPARATIVE MILITARY LAW

the military rank structure, the amendments to the MCM containing new guidance likely to come from SJA's and "others
Commission recommends that a new regarding adultery 7 . The new provisions did not subject to the Code," see Article 36 (b), as
statute be drafted to replace the current materially change the previous guidance on from convening authorities. The Code and
provisions. Many issues presented in the adultery - they did not solve the underlying the Manual for Courts-Martial should be
modern context simply do not fit the concerns which had generated the entire effort a amended to stress the need for
current statutes. For example, adultery, year earlier. A statute such as recommended by the impartiality, fairness and transparency on
indecent exposure, indecent acts, Commission would go a long way in that direction. the part of staff judge advocates as well as
unprotected sexual intercourse by an HIV- The Commission stands ready to assist in all attorneys, investigators, and other
positive servicemember, wrongful the implementation of the command personnel involved in the court-
cohabitation, fraternization, and recommendations set forth above. These martial process. These amendments
numerous other offenses are not specified proposals, however, do not exhaust the should be drafted so as to make clear that
in the Uniform Code of Military Justice need for reform within the military justice violation of these principles as well as the
but are instead prosecuted under the system. Additional matters worthy of trust inherent in these tasks is punishable
general article of the Code as "conduct further consideration include: under the UCMJ.
prejudicial to good order and discipline or The Commission is precisely on the mark in
service discrediting conduct." The same is A. Staff Judge Advocates. The
noting that unlawful command influence is not
true of incest, the sexual abuse of minors, impression that staff judge advocates
limited to commanders. Indeed, it can occur
pandering or pornography. (SJA's) possess too much authority over
without the knowledge of commanders, as in
the court-martial process is nearly as
A comprehensive Criminal Sexual Conduct United States v Hilow77 , where the list of
damaging to perceptions of military justice
statute would more realistically reflect the prospective court-martial members to be submitted
as the over-involvement of convening
offenses that should be proscribed under to the CA was prepared by a staff officer, who
authorities at trial. The broad authority
military law. The new statute would eliminated all potential members other than those
reconfigure the entire field of "Criminal he thought would be sufficiently pro-prosecution.
Sexual Conduct" in the military context,
Can you get a fair trial in Such cases have contributed to the consistent
replacing the outdated "rape and carnal the military?... raising of the question, "Can you get a fair trial in
the military?" Hilow suggests that the answer is,
knowledge," "sodomy," and general article [Y]ou cannot ever know for
offenses with a modern statute similar to "Yes, but you can't ever really be sure." The reason
the laws adopted by many states and in
sure... because the system you cannot ever know for sure is because the
Title 18 of the United States Code. The is so structured that it system is so structured that it allows for the
Commission urges that the new statute potential for inadvertent error or secret manipu-
allows for the potential for lation, either of which are not readily discoverable.
recognize that military rank and
organisation may produce an atmosphere inadvertent error or secret The system is so structured, for example, that it
where sexual conduct, although apparently manipulation. would be almost impossible to find out if the
consensual on its face, should be Assistant SJA, who is detailed as trial counsel, and
proscribed as coercive sexual misconduct. who is frequently the officer who initially draws up
There are many models from civilian life the list of prospective members, has unknowingly
granted some staff judge advocates creates
that make similar legal distinctions, (or consciously, similar to what occurred in Hilow)
a number of unwanted, contradictory
including laws that govern sexual activity applied constitutionally defective criteria in
images of courts-martial: that over-zealous
between teachers and students, doctors assembling that list.
prosecutors can pursue charges at will and
and patients, probationers and counselors, The entire question raises a related issue,
are rewarded for aggressive prosecution,
and corrections officers and prisoners. which is answered differently at different times
that convening authorities routinely
The Commission believes that this type of and in different services: Is the uniformed military
disregard the legal advice of their SJA's in
statute is appropriate and relevant in a attorney a lawyer first or a military officer first?
order to pursue unwarranted or even
military organisation with its attendant Such slogans as "Military officer first, lawyer
vindictive prosecutions, and that lawyers,
subordinate-superior and special trust always," which one occasionally hears, don't really
relationships. rather than line officers, control the
answer the question. Organisationally, many
military justice apparatus. Staff judge
The Commission makes an excellent military attorneys, including SJAs, not only work
advocates, who act as counsel to
recommendation for the adoption of a new statute for but receive their all-important performance
commanding officers and not as
which would solve a number of problems, not the evaluations from, their non-lawyer commanders
independent authorities, should not exert
least of which is the current use of the "general (convening authorities). The right of the SJA to
influence once charges are preferred,
article" to prosecute crimes of a sexual nature, communicate freely with more senior command
should work out plea bargains only upon
including adultery. Given that in 1998 it came SJAs and with the Judge Advocate General,
approval of the convening authority, and
under fairly intense criticism as a number of high- guaranteed in Article 6(b) of the Code, may provide
deserve a clear picture of what their
visibility court-martial cases focused much little solace when the SJA's usual military
responsibilities are.
attention on the problem of the prosecution of responsibility (and the desires of the
adultery in the military, the Pentagon should be It has been recognised since the adoption commander/CA - ie staff officers shall support
pleased with this recommendation. On 3 July 1997, of the UCMJ that the invidiousness of command) conflicts with the SJA's legal respons-
DOD General Counsel Judith A Miller wrote a letter command influence strikes at the heart of ibilities (eg to advise the CA that the charges may
to a number of organisations, including the SCAFL the fairness of the process. Too often, not lawfully go forth to a court-martial). Some
and NIMJ, seeking comments and suggestions on however, critics have focused exclusively organisations solve such problems by having legal
how the guidance on the offence of adultery on the inappropriate actions of convening advisors reported on and evaluated by more senior
contained in the MCM might be improved 75. Many authorities in pointing out instances of attorneys, and not by the non-lawyer "clients."
organisations responded, and after due command influence that violate Article 36 Until these organisational relationships are
deliberation, the DOD published proposed of the UCMJ. In reality, the threat is as adequately addressed and resolved, the perceptions

75. See, eg , lettr from Judith AMiller to Francis S 76.63; Fed Regl 157 at 43;687 (4August99) 77.3;2 W 43;9 (CMA\ 1991).
Moranl Jr (Chair, SCA\FL) (3;JulyV1997).

50 * [2001] New Zealand Armed Forces Law Review


COMPARATIVE MILITARY LAW

regarding the SJA, and unlawful command on active duty, rather than relying on an and the appropriate punishment level, was more or
influence, will continue. arcane hierarchy of discharge categories. less universally known. If that were once true, it is
B. Administrative processes. not today, when the number of cases is well below
Second, the current system encourages
The Commission's focus is on military that in past decades, the number of cases tried
disparate treatment of service members:
criminal justice, but we would be remiss with members is quite a low percentage of all
One member may be administratively
in ignoring the impression of unfairness cases, and officers (other than lawyers) no longer
discharged for felonious conduct, such as
created by the growing use of adminis- serve as counsel.
use of controlled substances, and another
trative discharge action in lieu of court- In addition, many of today's military lawyers
subjected to court-martial for the same
martial. While the services must be specialise in areas other than military justice. The
offense. The member who is tried by a
afforded considerable latitude to manage result is that even many lawyers, as they become
court-martial ends up with a federal
their personnel, there is no denying that more senior and are assigned into SJA billets, do not
criminal felony record, the other none.
administrative action, from non-judicial have enough experience in the justice system to
Such widely varying punishments are
punishment to administrative withdrawal have developed a "sense" for how the system ought
inconsistent with the UCMJ's fundamental
to operate, or at what level a particular offence
of qualifications, certifications, and goal of standardizing and modernizing
might normally be tried, or what punishment might
promotion opportunities, can have a criminal sanctions in the armed forces
be appropriate. Thus the convening authorities,
devastating effect on an individual's and should be corrected.
enlistment or career. The misuse, or the whose own instincts may not be very well developed,
Finally, the current system does not are forced to rely on the advice of their SJA, whose
perception of misuse, of these adminis-
provide ready access to the federal courts instincts may also be quite undeveloped. The
trative processes subverts the funda-
or other appellate review. Consideration necessary result of these factors is an enormous
mental protections of the UCMJ,
should be given to providing for military amount of "disparate treatment."
destroying the notion of fundamental
appellate review of administrative The solution might include authorising fewer
fairness that is so critical to a professional
discharges. The military appellate courts (possibly only professional) prosecutors, as in
military force. The Commission
are already in place and are capable of Canada, and developing centralised prosecution
recognizes that an aggrieved service
reviewing administrative discharges in a guidance. But that is only part of what needs to be
member may seek administrative redress
manner similar to their current review of considered. Studies must explore better
at either the appropriate military
court-martial convictions. Likewise, the administrative processes, and ways to ensure
administrative appeal board or in federal
United States Court of Appeals for the better and more ready access to judicial review.
court, but in most instances these
Armed Forces could review the military The Cox Commission is absolutely correct in its
processes cannot make these individuals
appellate courts upon petition in the same sense that there is a fundamental need for a
whole. Rarely can service members be
way that it currently reviews courts- thorough study of the administrative discharge
returned to normal career tracks once they
martial convictions. process, but that need extends to all the other
have been unfairly administratively
Once again the Commission has identified a administrative processes as well. Such a study
sanctioned and fallen behind their career
thorny series of issues. One is the disparate must also include members from well beyond the
peer groups. Thus, the Commission
treatment possible, where one member is treated armed services themselves, and be broadly
recommends an overall review of the
administratively - and another is tried by a court- structured and balanced, if its findings are to
military disciplinary system [which]
martial - for virtually identical conduct. appear credible. Such in-depth studies should be
should consider, and, where necessary,
The two recent Annual Reports published by the undertaken with dispatch.
reform, the administrative disciplinary
and sanctioning process. Judge Advocate General of the Canadian Forces D. Sentencing1 . The Commission
contain most interesting documents which set believes the sentencing process at court-
Three aspects of the current system in forth their written standards for exercising the martial deserves further review.
particular concern the Commission. First, prosecution function78 . Coupled with a single Suggestions for reform have ranged from
the manner in which discharges are prosecution office, it is easy to see that Canada has the use of sentencing guidelines to
characterized is a relic of the past and done much to avoid the kinds of disparate making military judges responsible for all
should be updated to reflect contemporary treatment which the Commission stated the US sentencing. An anomaly of the court-
realities. The current US military is a system not only allows, but encourages. martial sentencing process is that a
volunteer-mercenary force, not a One rarely mentioned problem is that the US military accused may request to be
conscripted armed force. It may be military justice system has an enormous but sentenced by military judge alone only if
sufficient simply to "fire" a service member indeterminate number of convening authorities,79 , he or she elects to be tried without court
who does not conform to the standards and all of whom exercise prosecutorial discretion, members. The Commission urges
norms of military service rather than based, it would seem, largely on their own instinct, Congress to authorize a military accused
stigmatizing that person with a negative without the benefit of written guidance for the to permit the military judge to pass on a
discharge. This shift in the exercise of that discretion 0 . One can surmise that sentence even if a trial has proceeded
characterization of military discharges there was a day in this system when courts-martial before court members. Further, the
would permit service members to receive were so numerous, and when the average officer Commission recommends that serious
veterans' entitlements based on criteria had such consistent involvement with them as consideration and study be given to
such as their length of good service and counsel or court-member, that a "sense" of the making military judges responsible for all
whether they were medically disabled while worth of a case in terms of the level of tribunal, sentencing in all cases, and to granting

78.,'See upra note 65. Seealso thecurrendA nnal Report thtUnitd Sits Attorney's otics, which, wMile De'patrtmenit of Just"Iice' to il nrm te juidgment of te US
forthe pe
1riod I A\pril 2000 1o31 March 2001 atlthe same inlde'pendentl, are.( limlited inlnumbel~rA(.V
hey( arelso all Attorly. See, Ieg1itd States Attorney's Mnuial,
webhsite: htIll w~n~aiQh aninuatreort elitml. attorneys, mlost withi either prosecti on eprncor published by tlein Dpir ml ofte J atsti,
79. Maniiy if not virturally,all cmmantiders lor very experiencewd staffs, or bhl. httplwwwusdo~govusaneouslfoaradinggroom/uisat
commanltldingl' off'icers) exercise, somle sort of conve(ning '0.Such] gulidance~ doe's not exist inlthe1US mlilitary rllinidexhtm[Il. Ch11apter 9 of IlthManal relates to
juist ice system'1,butl does inlothecr mililty fiust ikcsystes criinial matters.
There are( I ts, nto doubtl, literatlly thouisanids of such ats Canadali's, anid inlthe federal civilianl systeml, '1.Reolicmedationl C isulnelated to mliilitry justice
indiv iduals matking prosectorial decisions. Thlis isatl which contlains atplethora of gu;lidanlce fr-oml the anid isoittelid fromt this discuissionl.
oddIs with) the profe'ssionailisml uisually associated with)

[2001] New Zealand Armed Forces Law Review * 51


COMPARATIVE MILITARY LAW

military judges the authority to suspend addressed. Protecting the rights of subpoenas, and to make binding
all or part of a court-martial sentence. conscientious objectors is a particular recommendations to dismiss charges
Such judicial powers are closely related to concern at court-martial, where an where no probable cause was found.
the Commission's suggestion that the individual who has professed principled Others recommended increasing the
military judges be given enhanced opposition to military service is judged by number of peremptory challenges for
independence and authority to manage persons who have embraced that very both the government and the defense,
pretrial matters. service. Military judges should issue clear permitting lawyer voir dire, granting
If the various calls for all sentencing to be done instructions explaining the legal status military judges contempt power over both
by military judges were heeded, this would be a and responsibilities of a servicemember military personnel and civilians during
change that goes to the heart of the military justice who has made a claim of conscientious trial, and allowing witnesses to be sworn
system. The system has always prided itself on its objection but is awaiting a decision on his by either military judges or clerks. The
"blue-ribbon panels", which are said to be better or her status. The services should also Commission takes no position regarding
than other systems in that they well reflect the study ways to coordinate better the these suggestions, but believes that like
military community's perception of appropriate criminal and administrative processes in many of the other issues presented, these
these cases, particularly when criminal comments are worthy of further study and
sentencing. In a system where many accused
persons are young, most are first offenders, with
charges are brought against a full consideration.
fine backgrounds untainted by civilian discipline
servicemember whose discharge for
These are but a few of the many suggestions
conscientious objection is pending.
problems or prior convictions, it would appear that which were made to the Commission 5 . It is indeed
the average sentences are well beyond what would E Jurisdiction of the military appropriate that further studies be initiated into all
be expected for similar crimes if committed by appellate courts. In the aftermath of the these ideas. As noted by the Commission, it is time
these same individuals in the civilian community, Supreme Court's decision to limit the for a new and thorough "bottom-up" review,
and tried in that civilian community (as civilians). authority of the United States Court of similar to that conducted more than 50 years ago
While harsher penalties for military crimes have Appeals for the Armed Forces in Clinton v. by the Morgan Committee16 .
frequently been argued for and might well be Goldsmith [526 US 529 (1999)], the
justified 2 , such harsher sentences are much Commission believes that further study to Conclusion
harder to justify for offences which have no clarify the jurisdiction of appellate courts The military justice system of the United States
"service-connection" whatever. should be undertaken. However, if the has been evolving for 225 years, with the most
Many defence counsel would not favour a system authority of military judges were marked change being the adoption of the UCMJ in
which denied a military member the right to be enhanced as suggested above in III.B., the 1950, putting the US military justice system on the
sentenced by court-members, because those question of appellate jurisdiction would forefront - ahead not only of other nations'
members might better reflect the cross section of begin to resolve itself, since military military justice systems, but also of civilian justice
military (as influenced by civilian) society in their appeals courts clearly possess authority systems in the US in a number of important areas.
sentence. There is a perceived risk that a under the UCMJ to review the rulings of However, the world has moved forward significantly
professional military judge might reflect to a greater military judges at trial. in the last 50 years, and in the last decade there
degree an unduly "militaristic" perspective, and this Since the decision in Clinton v Goldsmith, cited have been dramatic advances in what other
risk is increased if that judge is also operating by the Commission, the government has argued in nations view as "fair", and consider the minimum
without tenure, without security of compensation, a number of cases 3 that the military appellate requirements of due process in military justice
and without any sentencing guidelines. courts' All Writs Act jurisdiction is limited to cases systems. While other nations have recognised such
However, there seems no risk in allowing a which fall within the courts' "actual jurisdiction", changes, and have aggressively responded, the Cox
member to choose judge alone sentencing even and that it does not extend to the appellate courts' Commission found that the US has not kept pace
while seeking a panel to determine guilt or "potential", "ancillary", or "supervisory" with these developments, and recommended
innocence. Some may perceive an advantage in jurisdiction. This argument has been soundly substantial procedural and substantive changes to
judge alone sentencing, and this would be rejected by CAAF and by all but one of the courts of the UCMJ and the MCM.
particularly so if the judge were authorised, when criminal appeals - in my view properly so 4. To fully effect the Cox Commission's vision, it
sentencing, to suspend whatever portion of the Nevertheless, an integrated system is needed here, will need to be followed by larger studies, for the
sentence deemed appropriate, or to otherwise allow which includes not only standing trial courts, but Cox Commission had neither the resources nor the
for other forms of probation and rehabilitation. In appellate courts with appropriate and adequately access to accomplish the extended reviews needed.
this vein, alternative punishments to those now defined jurisdiction. Study and action to ensure Their review was only a beginning. What is now
authorized in the Code should be seriously such an integral system are clearly warranted. needed is a commitment by the administration to
considered, both for judge and for member G. Pre-trial and trial procedures. implement the Commission's primary
sentencing. The Commission received a number of recommendations, and to conduct the much-
E. Instruction on conscientious suggestions concerning improvements to needed "bottom-up" review of this system.
objection. The armed forces' current the actual trial process. For example, Is the US up to that challenge? One would hope
management of conscientious objectors is many submissions suggested that the so. American servicemen and women, who
hindered by inadequate trial instructions Article 32 officer should be either a volunteer to put their lives on the line to defend
and administrative shortcomings, both of military judge or a field grade judge constitutional rights for all others privileged to live
which the Commission believes should be advocate with enhanced powers to issue in this great nation, deserve no less.

82. See, eg Gilligan and kdeer Court-MartialProcedure Judicial Coliferenee of the United Stat's Court of the tree serv I rmy, Navy and Air Forc), wlhich
Appeatls for the1Armed Forces (2001). wals take o reiewiall the( prior studties of the( m1ilitar~y
8.Se,eg Unid StateS 54lMJ 469 (2001);
v,IlliiW 85.BA\D(C alonle submIIitte'd more Itan 40 page;(s of anid to prepare at"uniorm code' of
juistice ,SWtem,
UitedStates v Sanchcz 53 3 (2000); UnlitedState3 suggests'iuns, unly dt frdctiu which were able tubeh
uo]f nh1iliitl justicewhlich wulld be' applicalt al thre
r Salahuddi 51 MJ 918 (Air Force (A 200 1);Ponderr atddress"ed by the( Commliission).See BAUC Serv ices, anid which could be subhmitted to the '1st
Stone 5 4613 MI(Nav yMarine CorpsCA, 2000) United Recomendtios, spranote 46. Congrevss ats the recmnmendat ion of the Nat ional
rmy (2CA, 2000); (Jotted
States r Kinsch 54 MJ G4 (AII 8.Tepost World War Ifcommittee, chatired b)'y Milita establishment". JonathanLuie, Military Justice
Stateis r OniimtM 52 MJ 691 (Coatst Guiard ccA\, 2000)). P'rofe~ssor EdJmund Morgoan of the Harvnard law School in Anmerica:17 US Cour/ of Appeals for thw i d
antd comprisig at ivMiian undersecretary fromleachdof (2001), 90
Fores, 1177571980

52 * [2001] New Zealand Armed Forces Law Review

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