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Applied Energy 242 (2019) 57–68

Contents lists available at ScienceDirect

Applied Energy
journal homepage: www.elsevier.com/locate/apenergy

Digital numerical map-oriented estimation of solar energy potential for site T


selection of photovoltaic solar panels on national highway slopes

Jaehoon Junga, SangUk Hana, Byungil Kimb,
a
Department of Civil and Environmental Engineering, Hanyang University, 222 Wangsimni-ro, Seongdong-gu, Seoul 04763, Republic of Korea
b
Department of Civil Engineering, Andong National University, 1375 Gyeongdong-ro, Andong-si, Gyeongsangbuk-do 36729, Republic of Korea

H I GH L IG H T S

• AA framework for solar site selection using digital numerical maps is proposed.
• A high-resolution solar map is created considering shade effects and tilted surfaces.
• A clustering approach to identify suitable sites on highway fill slopes is presented.
• case study is provided to identify the most suitable site in Gongju, South Korea.

A R T I C LE I N FO A B S T R A C T

Keywords: Photovoltaic systems are promising replacements for fossil fuels at places where high solar energy is available.
Digital numerical map The estimation of available solar energy is the key to maximizing energy generation because sites with high
Solar irradiation available solar energy must be selected. Previous approaches to site selection required several experts to avoid
National highway network subjective biases, often relying on rough estimations where the topography was not fully considered. Therefore,
Suitable site selection
this study proposes a computational method that estimates the potential of solar energy for prioritizing and
selecting sites for photovoltaic solar panels using publicly available digital numerical maps. These maps provide
various kinds of spatial data to support proper land utilization. We focus on the use of national highway slopes as
potential installation sites because they are typically unused public areas with high accessibility and few re-
strictions. For the estimation of annual solar irradiation, elevation contours and highway networks are first
separated from the digital numerical maps. The extracted contours are subsequently used to generate a set of
topographic data for the estimation. The extracted highway network is used to produce a binary mask re-
presenting fill slopes within which grid cells of high solar energy are identified and clustered to locate suitable
sites. The proposed method is applied to a test site near Gongju, South Korea, where top 10 potential installation
sites are clustered and ranked based on their estimated annual solar irradiation. The most suitable site is
identified in eastern Gongju with an annual solar energy of approximately 49,623.7 MWh.

1. Introduction Solar energy is one of the most noteworthy renewable energy


sources viable to replace fossil fuels because it provides an unlimited
Fossil fuels (e.g., coal, natural gas, and petroleum) remain the supply without pollution. In addition to the environmental aspects,
dominant energy source in the global economy. However, if con- modern photovoltaic (PV) systems can provide noticeable returns on
sumption continues at its current rate, resources will be depleted within investment comparable to fossil fuels and can meet the demands of
several decades owing to their limited supply [1]. Furthermore, there world energy consumption [3,4]. During the last ten years, the global
are many negative consequences to using fossil fuels, such as the solar PV market has rapidly increased with a growth rate of 50% [5].
emission of greenhouse gases and other pollutants. To avoid the rapid Furthermore, the International Energy Agency expects that the share of
increase of greenhouse gases, the key lies in the improvement of energy global electricity of PV systems will reach 16% by 2050 [6].
efficiency on the consumer side or shifting to renewable energy re- However, there are still some challenges preventing the wide use of
sources on the supply side [2]. PV systems. One noticeable shortcoming is the low efficiency of a solar


Corresponding author.
E-mail addresses: jhjung1216@gmail.com (J. Jung), sanguk@hanyang.ac.kr (S. Han), bkim@anu.ac.kr (B. Kim).

https://doi.org/10.1016/j.apenergy.2019.03.101
Received 17 September 2018; Received in revised form 15 February 2019; Accepted 9 March 2019
Available online 14 March 2019
0306-2619/ © 2019 Elsevier Ltd. All rights reserved.
J. Jung, et al. Applied Energy 242 (2019) 57–68

PV panel, which only converts some part of solar energy into a usable Section 6 describes the test results of the proposed approach applied to
form of energy (e.g., electricity), while the remaining energy is lost. the case study in Gongju, South Korea. Finally, Section 7 identifies the
Typically, the efficiency of solar PV systems is in the range of 15–20% potential utility of the proposed approach and future work.
[7]. During the last decade, much effort has been put to overcome the
technical limitations, and some recent studies have been reported to 2. Related work
achieve a conversion efficiency of more than 40% [8,9]. However, more
efficient solar panels are available at higher prices [10]. Another Suitable site selection for PV systems is critical to minimizing pro-
shortcoming is that PV systems require large installation areas [11,12]. ject costs while maximizing solar energy generation. A good selection
Because land cost increases over time, the demands for an efficient use process entails a comprehensive analysis to evaluate several aspects
of available land increases [13]. including geographical, economic, social, technical, political, and en-
Installing integrated PV systems in densely populated urban areas is vironmental factors [20,21]. To deal with various types of information,
one method of overcoming the issue of limited space, high land prices, recent developments in geographic information systems (GISs) have
and matching the energy requirements in these areas [14]. Nowadays, aided spatial analyses over broad areas, in which diverse variables are
instead of large and centralized solar power plants, the “distributed stored and visualized digitally in vector- or raster-layer formats. The
generation” with a solar PV system on abundant rooftops is receiving grade of a given variable is based on the importance of the decision and
great attention, providing onsite electricity generation for nearby cus- is subsequently intersected with other variables, thereby filtering sui-
tomers with small capacities in building sectors [15]. However, there table locations by the largest overall grade [22]. A key requirement for
are several issues with building-integrated PV systems, such as move- GIS site selection is the prioritization of conflicting variables, often
ment of owner, renovation, health, and safety concerns [16]. As an aided by multicriteria decision analysis (MCDA). Over the last decade,
alternative, the integration of noise barriers with PV systems has at- as the integration of GIS and MCDA has become common for identifying
tracted interest in many countries, where a noise barrier located near a suitable solar sites [23,24], many different approaches have been de-
roadway or railway is used as a support structure for the PV system veloped: the fuzzy set method, weighted product method, weighted
[17], and its shape and arrangement have become a subject of research sum method, weighted least-square method, and analytical hierarchy
in the recent years [18]. In particular, the use of a bifacial solar module process (AHP) [25,26]. Among these, Al Garni and Awasthi [24] con-
is an emerging area of research because it is advantageous in collecting sider AHP as the most effective owing to its simplicity and flexibility.
both direct and reflected radiations from two sides [19]. Unfortunately, However, these models and methods often require the labor of
the dazzling reflections of PV panels installed on noise barriers cause several experts with intensive knowledge and are more difficult to
roadway distractions. On the contrary, a floating solar PV system in a implement because the large number of factors need to be considered.
reservoir is receiving great attention to meet the energy demands of Moreover, from a technical perspective, collecting and combining sev-
agricultural or aquaculture areas such as the shrimp-farming sector in eral criteria layers at different scales and from different reference sys-
Thailand [11]. This is particularly advantageous in generating more tems in a single analysis is time consuming and labor intensive. Thus,
electricity than other ground-mount and rooftop systems owing to the much effort is required to reduce errors caused by misregistration,
cooling effect of water underneath the PV panel; however, transporting missing data, and different spatial and temporal resolutions [23,27].
the generated electricity to the land is a difficult task [16]. One notable technical limitation found in literature is low-resolution
A viable location to install PV systems is the national highway solar mapping (e.g., resolutions of 50 m [1], 90 m [20], 500 m [23],
slopes. These areas have several potential benefits: most highway slopes 100 m [27], 1000 m [28], 1000 m [29], 5000 m [30]). If the purpose of
are unused public lands; economies of scale can be achieved because of MCDA is to analyze a small area with a large amount of details, the use
their long and linear extent; proximity to roads reduces project and of high-resolution solar maps is vital to reduce the uncertainty caused
logistical costs; highway slopes contain fewer trees and objects that by a mixed-pixel problem [22,31]. Particularly, when mountainous
block sunlight; and a majority of highway extensions do not pass areas are involved, topographic and shade effects should be considered.
through densely populated or protected areas. Thus, there are fewer These considerations are missing in many prior studies
chances of civil complaints and damages to the environment. [1,23,27–29,32]. Thus, a lack of reliable solar mapping can skew the
Despite these advantages, the selection of suitable sites for solar final decision towards suboptimal sites. Even if all other criteria are
panel installation is time consuming, costly, and labor intensive. considered, a location may not be suitable unless the solar energy po-
Moreover, there are safety concerns for the surveying personnel tential is sufficiently high [1].
working in areas adjacent to heavy traffic. Our research explores the To minimize the time and effort required to analyze various spatial
potential use of digital numerical maps for suitable solar panel site inputs for solar site selection, Fernandez-Jimenez et al. [33] proposed a
selection. These maps contain various kinds of spatial data that can methodology for ranking feasible locations for PV plants based on ob-
support a wide range of spatial analysis. The primary objectives of this servability. They used the fuzzy viewshed and distance-decay methods
study are to to calculate the maximum number of hours a PV plant could be viewed
by observers on the road. This approach demonstrated its potential as a
• propose a computational framework to estimate the available solar criterion for social restrictions. Dias et al. [34] archived the location
energy and select a suitable site for PV solar panels using digital and quantification of suitable areas for PV system installations using
numerical maps, land-use data. After excluding protected natural and water areas, the
• provide a high-resolution 5 × 5 m solar map considering shade ef- remaining available land was evaluated further through three land-use
fects and tilted surfaces, and competition scenarios based on the ratio of PV favorability to the
• propose a clustering approach to identify suitable sites on highway economic value of land use. Subsequently, the suitable areas were
fill slopes. prioritized using terrain features such as slope and aspect. However, in
the above two studies, the solar energy potential was not directly
The remainder of this paper is organized as follows. Section 2 re- considered. Bocca et al. [35] developed a mathematical model to assess
views recent studies relevant to suitable site selection for PV systems the solar energy potential in Italy using an offline database from the
and identifying their limitations. Section 3 outlines the procedures of Joint Research Centre of the European Commission. This approach
the proposed approach and presents a description of the study site. provided a quick analysis of the given regions rather than providing a
Section 4 provides the details of spatial data generation from digital spatial distribution map of solar energy. Merrouni et al. [32] in-
numerical maps. Section 5 provides the details of the proposed meth- vestigated the eastern region of Morocco for hosting large PV farms.
odology to investigate suitable solar sites on national highway slopes. They provided a solar map covering this region by interpolating

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Fig. 1. Schematization of the proposed method.

measurements collected from 10 meteorological stations using the bifacial PV modules and investigated the effects of orientation, tilt,
Kriging algorithm. Then, to screen unsuitable sites, they mapped the location, cell position, and bypass diode configuration on the annual
exclusion criteria (i.e., hydrology, infrastructure, and land occupation) energy generation. Mahmud et al. [19] proposed a concept of vertical
to a solar map, comparatively simulating two regions of interest: Oujda installation of bifacial solar panels in the middle of highways and si-
and Almeria. Although the method proposed in [32] provided an in- mulated the electricity production for eight roads in Bangladesh. These
sight into the use of GIS tools in suitable PV installation areas, the in- researches demonstrated the potential use of national highways for PV
terpolation method, used to estimate the solar energy potential, did not systems; unfortunately, optimal site selection was not considered. Many
fully reflect adjacent topographies, such as the shade effect, for an ac- state-level transportation departments in the U.S. have also explored
curate estimation. Amjad and Shah [29] considered the raster data of opportunities to utilize highway networks for solar energy develop-
direct nominal irradiation in Pakistan to identify the top 5% solar en- ment. The first solar highway project in the U.S. was conducted in 2008
ergy regions. Subsequently, a density-based clustering technique was by the Oregon Department of Transportation (DOT). They deployed 594
used to identify suitable solar sites. The proposed method was applied solar panels that produced solar energy of about 130 MWh annually
and tested for low-resolution solar mapping (1 × 1 km). Further re- along Interstate-5 and Interstate-205 south of Portland [38]. In 2015,
search is required to validate small-scale and mountainous areas. Thus, the Colorado DOT provided guidance for highway rights-of-way for
solar energy potential remains unanswered for wide-area searches with solar array deployment [36]. However, the guidelines principally fo-
high-resolution solar mapping. cused on the potential impacts to highway safety and operations.
A national highway network is a major solar panel installation site Moreover, spatial analysis, necessary for suitable site selection, was not
because it includes unused public lands with high infrastructure ac- considered. Sharma and Harinarayana [13] proposed the construction
cessibility (e.g., road networks and transmission lines) and few re- of roof structures above national highways. They investigated feasible
strictions (i.e., no forests or protected areas). Additionally, solar de- sites using Google Earth. Recently, Kim et al. [39] demonstrated the
velopment in areas around the highway network can produce revenue potential use of unused national highway land for solar energy gen-
by generating energy to power various transportation assets or by eration. Using a spatial information database and criteria from advisory
leasing land to energy providers [36]. For several decades, European groups, two candidate sites were determined. Subsequently, a follow-up
countries such as Germany, Netherlands, and Switzerland have utilized analysis was performed to assess the suitability of the candidate sites,
unused spaces and noise barriers along highways to deploy solar panels based on estimated solar power generation capacities. However, they
[37]. Faturrochman et al. [17] proposed noise barriers integrated with relied heavily on manual qualitative analysis to identify candidate sites.

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In contrast to existing methods, we propose a computational ap- providing the highest resolution at 1:1000 for major urban areas and
proach to estimate the solar energy potential of candidate solar sites 1:5000 for the entire Korean peninsula [42]. The objects in digital
based on digital numerical maps to reduce the time and cost of col- numerical maps are classified into eight categories: transportation (A),
lecting and combining spatial data. Notably, the amount of computa- building (B), facilities (C), vegetation (D), water system (E), topography
tionally estimated solar energy is an essential criterion that must be (F), boundary (G), and label (H), among which the information con-
considered in any solar site analysis. Given a digital numerical map, our taining elevation contours and national highway networks are used to
solar site analysis include high-resolution solar energy mapping generate topographic and highway-slope datasets.
(5 × 5 m) that considers shade and tilted-surface effects. A digital nu- The digital numerical maps were created using a digital photo-
merical map is particularly efficient for generating highly detailed to- grammetric system. During data generation, several factors can poten-
pographic data for reliable solar energy mapping. The generated solar tially affect the accuracy of the digital maps, such as uncertainties on
map is combined with a highway network to determine the most sui- ground control points, photography, triangulation, orientation, and
table location for solar panel installation. The following section de- plotting [43]. Because it is challenging to identify the influence of in-
scribes the proposed approach in more detail. dividual factors on the uncertainty in the final product, the NGII cal-
culated the root mean square errors of the generated maps using the
3. Overview and case description 571 field measurements collected across the country. As a result, the
horizontal and vertical accuracies of the digital numerical maps were
In this study, we focus on a computational method that estimates calculated to be 1.904 and 0.915 m, respectively [44], which are within
the potential of solar energy for prioritizing and selecting sites for in- the grid-cell size (5 × 5 m) adopted in the present study. Accordingly, it
stalling PV solar panels on highway fill slopes using publicly available can be said that the uncertainties on the digital numerical map do not
digital numerical maps. Our proposed approach can be divided into two have significant impacts on the generated topographic data and esti-
phases: data generation and suitable site selection (refer Fig. 1). For mated solar irradiation in the later phase. The following sections de-
data generation, our method takes as input only a digital numerical scribe these steps in more detail.
map including elevation contours and highway networks. Using ele-
vation contours, three topographic datasets (i.e., the digital elevation 4.2. Topographic data creation
model (DEM), slope, and aspect models) are generated. The highway
network is rasterized and a morphological dilation operation is con- A DEM provides a continuous digital representation of the topo-
ducted to determine the highway slopes. These slopes are then classi- graphic surface of the Earth, commonly used for terrain analysis and
fied as cut or fill slopes. Because the dazzling reflections of PV panels solar radiation estimation [45,46]. In this study, to generate a DEM of
installed on cut slopes may distract the oncoming traffic, we create a the study area, vector-type elevation contours (Fig. 3a) are extracted
binary mask to limit the site selection to fill slopes. from the digital numerical map and converted into raster data con-
For suitable site selection, we assume clear skies. Daily solar ra- taining elevation values for each grid cell (Fig. 3b). The size of the grid
diation values are estimated at hourly intervals and compiled over cell is 5 × 5 m based on the contour interval (5 m) of the 1:5000 scale
365 days to provide a yearly accumulated solar irradiation map. Using map. Then, the DEM is transformed to UTM coordinates (Zone 52), a
the three topographic datasets, solar mapping considers the diffuse, preferred reference system for subsequent solar analyses. Fig. 3b shows
ground-reflected, and direct nominal irradiances on a tilted surface and that the coordinate transformation often leads to the deformation of the
the shade effects caused by nearby topographies. After generating the input image to match the shapes and sizes of different coordinate sys-
solar map, the top 10% grid cells, in terms of solar energy, are identified tems. The DEM is then used to compute the slope and aspect for each
and clustered along the highway fill slopes. Finally, the clusters with grid cell using the procedure employed by Hebeler [47]. The slope
the highest solar energy potential are selected as the most suitable sites model in Fig. 3c represents the angle of the surface normal from the
for solar panel installation. The details of each phase shown in Fig. 1 are horizontal plane. The aspect model in Fig. 3d represents the angle of the
provided in Sections 4.1–5.3. surface normal clockwise from south, classifying eight different direc-
The feasibility of the proposed approach is investigated via a case tions and flat areas with different colors. Angles of both the models are
study in Gongju, located in the middle part of South Korea between in units of degrees. The resulting topographic data are used to estimate
latitudes 36°11′ and 36°44′ N and longitudes 127°07′ and 127°33′ E. the solar radiation (refer Section 5.1).
The city has a continental climate with a mean temperature of −2.2 °C
in winters and 25.7 °C in summers. The mean annual precipitation is 4.3. Highway fill-slope extraction
1265 mm. The elevation ranges from 2 to 587 m above sea level. The
study area is mountainous, and there is a clear difference in the amount Spatial restrictions are important to reduce the search space within
of solar radiation received at different spots. Fig. 2 shows an ArcMap a feasible area for site selection. Fig. 4a shows the road network ex-
image of the study area, including a radial highway network high- tracted from the digital numerical map for the study area, where the
lighted in yellow, where the total extension is measured to about 69 km. national highway network (highlighted in red) can be readily separated
using the feature code “A0013111.” Subsequently, the vector-type
4. Data generation highway network is rasterized into a binary image representing the
road surface as “1” and the other parts as “0,” for which the same grid-
4.1. Digital numerical map cell size (5 m) as used for DEM generation is used. The resulting
highway-network binary image is used to identify the highway slopes
In South Korea, the National Geographic Information Institute using a morphological dilation operation [48]. This expands the objects
(NGII) digitized the spatial information of the entire national territory contained in the binary image using a structuring element to decide the
to create digital numerical maps to support efficient land management operation according to the object’s shape and size. In this study, we
[40]. These maps store various kinds of spatial information as vector- adopt a simple disk-shaped structuring element with a radius of six grid
type data with 3D coordinates (ITRF2000 UTM-k), which can be readily cells, yielding an enlarged highway-network binary image 30 m from its
transformed to other data formats for a wide range of applications. boundaries. The enlarged parts are then labeled as “2” to represent the
Digital maps are updated every two years for urban areas and four years slopes, distinguishing them from the road surfaces. Fig. 4b depicts the
for other regions to provide users with up-to-date information [41]. generated highway-slope image, where the slopes are highlighted in
Since 2016, to encourage the widespread use of spatial information, the green.
NGII has made the digital maps available to the public at no charge, Next, fill slopes are segmented from the highway-slope image.

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Fig. 2. Study area (ArcMap image).

Fig. 3. Topographic data generation: (a) elevation contours extracted from the digital numerical map; (b) DEM; (c) slope model; and (d) aspect model.

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Fig. 4. (a) Highway network extracted from the digital numerical map and (b) highway-slope image overlaid on the DEM and ArcMap image.

Fig. 5. (a) Conceptual illustration of cut and fill slopes and (b) the highway fill-slope binary image overlaid on the DEM and ArcMap image.

Modern highways in mountainous regions are constructed using a series Algorithm 1. Highway fill-slope segmentation
of cuts and fills [49]. Fig. 5a is a conceptual illustration of cut and fill 10 Find the elevation, E1:Gn , of η1: n from the DEM ,
∑n G
k = 1 Ek
slopes using regular latticed patterns. Cut slopes are generated by cut- 11 Compute the mean elevation, Ē G = ,
n
ting out part of a mountainous terrain to make way for a roadway.
12 If E c ≥ Ē G
Conversely, fill slopes are generated in an elevated section above the 13 HS [i][j] = 0
original ground surface. Because dazzling reflections on solar panels 14 End
installed on cut slopes can distract the oncoming traffic, it is desirable 15 HF = HS
to limit solar site selection to fill slopes. Algorithm 1 includes the details 16 Return HF
of the proposed highway fill-slope segmentation. A disk-shaped detec-
tion window with radius r is defined, detecting each slope grid cell (υ)
5. Suitable site selection
of the highway-slope image (HS ) (refer Fig. 5a) to determine υ in the fill
slopes when the mean elevation of the road-surface grid cells (η1: n ),
5.1. Solar radiation estimation
within r , is greater than the elevation of υ . In this study, r (60 m) is set
to be double of the radius of the structuring element specified in the
Thermal energy is the sum of all short- and long-wave radiation
previous highway-slope extraction phase to ensure that nearby road-
effects at ground level. A positive thermal energy value indicates a
surface grid cells are located within the radius (i.e., n > 0). With this
radiation energy surplus, whereas a negative value signifies energy loss.
restriction, a new binary mask (HF ) containing only the highway fill
Because net radiation is affected by ground conditions (e.g., soil and
slopes is created as shown in Fig. 5b. This enables the selection of
plant cover), direct solar radiation, computed from the geometric po-
suitable sites only in those areas.
sition of the Sun with respect to the surface, is generally used [50,51].
In this study, the estimation of solar radiation on a tilted surface is built
Algorithm 1. Highway fill-slope segmentation upon the research in [52]. Solar radiation falling on a surface normal to
1 Input: A highway-slope image (HS) and DEM the Sun’s rays atop the Earth’s atmosphere is called the solar constant
Output: A highway fill-slope image (HF) (I0 ) [53]. However, the actual availability of solar radiation (I ) can vary
2 Define the disk-shaped detection window with radius r
because the Earth’s orbit is elliptical, and the Earth–Sun distance varies
3 Count the number of rows ( p ) and columns (q ) of the DEM
4 For each occupied grid cell, υ =HS [i][j], where i = 1: p and j = 1: q , across the year. The following approximate relationship can be used to
5 If υ is on the road surface (i.e., υ = 1) account for the variation without a significant loss in accuracy:
6 H[i][j] = 0
7 Elseif υ is on the slope (i.e., υ = 2 ) I = I0 [1 + 0.034cos(360n/365.25)°] (1)
8 Find the elevation, E C = DEM[i][j],
where n is the day number, considering January 1 as 1. Recently, new
9 Find the road-surface grid cells, η1: n , within r,
measurements by NASA found the value of I0 to be 1366.1 W/m2 [52],

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Table 1
Values of τb and τd for South Korea (37.57 °N / 126.97 °E).
Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec

τb 0.409 0.483 0.571 0.631 0.712 0.789 0.682 0.560 0.503 0.479 0.441 0.387
τd 1.844 1.669 1.529 1.476 1.397 1.343 1.526 1.771 1.845 1.808 1.861 1.982

as adopted by this study. As I passes through the atmosphere, the Ic = Ir,c + Id,c + Ib,c (8)
portion of solar radiation reaching the Earth’s surface without a change
Fig. 6 shows the geometry of solar angles for a tilted surface [52].
in direction is called “direct solar radiation.” The radiation levels on the
First, the ground reflected solar radiation is approximated as
Earth’s surface are prone to uncertainties stemming from local climatic
conditions. Thus, in situ climatic parameters are necessary to calibrate Ir,c = ρIh sin2 (β /2) (9)
the estimation model. However, because it is often difficult to obtain in
where β is the angle between the tilted surface and the horizontal plane,
situ data, Gueymard and Thevenard [54] proposed a model to estimate
which can be obtained from the slope model (Section 4.2), and ρ is the
the solar radiation in clear skies.
ground reflectance (0.2 is typically assumed for ordinary ground or
b grass). Next, the sky diffuse radiation on a tilted surface can be de-
Ib,N = I (e−τ b m ) (2)
termined from the sky diffuse radiation (Id,h ) on a horizontal surface.
d
Id,h = I (e−τd m ) (3) Id,c = Id,h cos2 (β /2) (10)
where Ib,N indicates the beam radiation per unit area normal to the Finally, the beam radiation on a tilted surface per unit area can be
Sun’s rays, and Id,h indicates the sky diffuse radiation per unit area on a calculated as
horizontal surface. τb and τd are beam and diffuse optical depths, re-
Ib,c = Ib,N cosi (11)
spectively. They are site dependent and vary across the year. Table 1
provides the values of τb and τd for South Korea [52]. Note that because cosi = cosα cos(as − a w )sinβ + sinα cosβ (12)
the optical depths in the table are estimated for the 21st day of each
month, values for other days can be obtained by linear interpolation where i is the incident angle of the beam radiation on a tilted surface,
between the two neighboring months. and a w is the tilted surface azimuth angle from due south obtained from
In Eqs. (2) and (3), m is the air mass ratio indicating a dimensionless the aspect model (Section 4.2). The solar azimuth angle (as ) is mea-
path length of sunlight through the atmosphere approximated as fol- sured on a horizontal plane between the due-south line and the direc-
lows: tion to the Sun as projected onto the horizontal plane. In this study, we
estimate as using the algorithm implemented by Koblick [55].
1 The solar azimuth angle changes daily and seasonally [56]. Because
m≈
sinα + 0.50572(6.07995 + α )−1.6364 (4) the amount of solar radiation is an accumulated output, it is necessary
where the Sun’s altitude angle (α) is obtained using the procedure to determine the input year and time interval for the calculation. In this
implemented by Koblick [55]. b and d are the beam and diffuse air mass study, 2018 is used as the input year, and the daily solar radiation is
exponents, respectively, defined as follows: estimated at hourly intervals, added for 365 days, and stored on square
grid cells (5 × 5 m) to produce the annual solar irradiation map.
b = 1.219 − 0.043τb − 0.151τd − 0.204τb τd (5)
5.2. Shaded-area estimation
d = 0.202 + 0.852τb − 0.007τd − 0.357τb τd (6)

Finally, solar radiation on a horizontal surface can be calculated A shaded area can occur on surfaces when there is a topographic
using the following equation: obstacle between the Sun and the surface. The shaded area receives
only the energy of diffuse radiation [57], and the effect is more pro-
Ih = (Ib,N sinα + Id,h ) (7)
nounced in a mountainous region, such as the study site. In this study,
Once Ih is obtained, solar radiation on a tilted surface can be com- the shaded area is estimated using the cast-shadow algorithm im-
puted as the sum of the ground reflection (Ir,c ), sky diffusion (Id,c ), and plemented by Schwanghart and Scherler [58]. Algorithm 2 describes
beam radiation (Ib,c ). the shaded-area estimation in detail. Given azimuth (as ) and altitude

Fig. 6. Geometry of solar angles for a tilted surface.

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Algorithm 2. Shaded-area estimation


5 Count the number of rows ( p ) and columns (q ) ofDEMR
6 Create a p × q matrix (S) of zeros
7 For each grid cell S[i][j], where i = 2: p and j = 1: q ,
8 Find the terrain elevation in the previous row, Ept = DEMR [i − 1][j]
9 Find the terrain elevation in the current row, Ect = DEMR [i][j]
10 Compute the shadow elevation, E s = Ept − Δ
11 IfE s ≥ Ect
12 S[i][j] = 1
13 End
14 Rotate S back to the original coordinates
15 ReturnS
Fig. 7. Conceptual illustration of cast shadow.

(α ) of a distant light source (the Sun), the DEM (Section 4.2) is rotated 5.3. Clustering of solar grid cells
with respect to the Sun’s azimuth angle to allow light from the source
situated in the north, shown in the profile view in Fig. 7. Next, the This step clusters the adjacent grid cells with high solar energy
shadow elevation is calculated from the second to the last row ( p ) by potential. Algorithm 3 describes the proposed clustering method in
sequentially reducing the height by the decrement (Δ ). For each row, detail. First, from the annual solar irradiation map (A ) (Sections 5.1 and
between the shadow and the terrain elevation, the larger value is 5.2), the grid cells on the highway fill slopes are identified using the
considered to calculate the shadow elevation for the next row. By highway fill-slope image (HF ) (Section 4.3). The grid cells with annual
subtracting the terrain elevation from the shadow elevation, the grid solar energy greater than the user-defined threshold (the 10th percen-
cells with zero or positive values are chosen as the shaded areas, which tile is adopted) are identified and used to produce a new binary image
are then converted into binary forms representing the shaded areas as representing the high-solar-energy grid cells as “1” and the others as
“1” and the others as “0.” Subsequently, the binary image is rotated “0.” Because the occupied grid cells in the new binary image are un-
back to its original coordinates using bilinear interpolation, producing a organized and isolated, it is necessary to group them into clusters. A
shadow model with shade values ranging from 0 to 1. Finally, the connected-component labeling process is performed on the remaining
shaded values are multiplied by the amount of beam radiation (Ib,N in occupied grid cells. The algorithm begins with morphological proces-
Eq. (2)) to incorporate the shade effect in solar mapping. sing to define which occupied grid cells are connected to other grid cells
It is noteworthy that typically the digital numerical maps in South according to the number of connected neighborhoods [61–62]. In this
Korea have been created through aerial photogrammetry using high- study, eight-connectivity is used to determine the touching edges and
resolution digital aerial photographs (0.25 × 0.25 m). Because aerial corners. Each cluster is uniquely labeled with different integer values as
photographs capture the first-reflected object, the contour lines of the shown in Fig. 8; thus, the clusters can be readily distinguished. Finally,
digital numerical maps do not necessarily represent the ground surface, the amount of solar energy for each cluster is calculated from the an-
but represent the top of the object that is first seen, such as tree tops nual solar map and sorted in descending order to select the cluster with
[59–60]. Consequently, the shaded-area estimation with the digital the highest solar energy potential.
numerical maps account for tree heights near the highway in moun-
tainous regions. Algorithm 3. Clustering of solar grid cells
1 Input: A highway fill-slope image (HF) and an annual solar map (A)
Output: Clusters of grid cells (C ) with high solar energy potential
Algorithm 2. Shaded-area estimation 2 Define the threshold (δ )
1 Input: Azimuth (as ) and altitude (α ) of the Sun, DEM 3 Count the number of rows ( p ) and columns (q ) of the annual solar map
Output: A shade image (S )
4 Create the p × q matrix (C) of zeros
2 Define the grid-cell size ( g)
5 For each grid cell C[i][j], where i = 1: p and j = 1: q ,
3 Compute the decrement, Δ = g × tanα
6 If A[i][j] ≥ δ and HF [i][j] = 1
4 Generate the rotated DEMR with respect to as

Fig. 8. Conceptual illustration of potential solar site clustering.

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J. Jung, et al. Applied Energy 242 (2019) 57–68

Algorithm 3. Clustering of solar grid cells


7 C[i][j] ← 1
8 End
9 Perform the labeling process on C to group clusters
10 ReturnC

6. Results

ArcMap 10.2.2 and MATLAB R2017b were used as the im-


plementation tools for the proposed approach. Initially, the ArcMap
software was used to separate the elevation contours and highway
networks from the digital numerical map. Vector-type data were con-
verted into raster data of the DEM and binary images. According to the
1:5000 scale of the digital numerical map, a grid-cell size of 5 × 5 m
Fig. 10. Estimated annual solar irradiation on the Gongju city in 2018.
was chosen for rasterization, resulting in images of size 3606 × 4858
grid cells for both the raster data. These images were then imported into
MATLAB for follow-up analysis including solar radiation estimation and Fig. 11b shows a histogram with bin sizes of 10 kWh/m2, representing
suitable site selection. The experiment was carried out on a computer the annual solar irradiation on the highway fill slopes, showing similar
with an Intel Xeon CPU E5620 (2.4 GHz, 24 GB RAM), and the pro- distribution of the entire study area in Fig. 11a. The largest peak was
cessing times were 7797.3 and 16.1 s for solar radiation estimation and observed between 2010.0 and 2020.0 kWh/m2, and the maximum an-
suitable site selection, respectively. nual solar irradiation was estimated to be 2259.0 kWh/m2. Within the
The Sun’s position changes daily and seasonally. Consequently, fill slopes, only the grid cells with annual irradiation within the 10th
shadows are short when the Sun is at its highest point around noon and percentile were identified and clustered using the local grouping
long when the Sun is low, either early or late in the day. Because method described in Section 5.3. Table 2 lists the top 10 clusters in the
Gongju has highly mountainous regions, the shade effects should be descending order of annual solar irradiation. The table shows that the
considered for reliable solar mapping. Fig. 9 shows the changes in terrains of the top 10 clusters tend to have a similar mean slope of
shadow over Gongju at hourly intervals on June 1, 2018. The terrains around 20° owing to the construction regulations of highway fill slopes.
are color coded with grayscale values ranging from 0 to 1 representing The mean aspects tend to face southwards but represent a wide range
the shade values from low to high. The shaded areas were computed (between −90° and 90°) because of the varying directions of highways.
hourly during an entire day of the year, and were applied to the esti- Overall, the changes in the mean annual solar energy of the top clusters
mation of the yearly accumulated solar irradiation of Gongju, as shown are relatively minor (between 2181.1 and 2224.9 MWh). However, the
in Fig. 10. The color bar denotes the variation of the solar irradiation in largest difference in the total annual solar energy is observed between
kWh/m2. Overall, the areas experiencing northern exposure have lower the first (49,623.7 MWh) and the rest of the clusters (≤13,619.5 MWh)
solar energy compared to the flat areas or those experiencing southern because the area of 22,700 m2 for the first cluster is much larger than
exposure, owing to the strong solar influence in the northern hemi- the areas of the remaining clusters (below 6200 m2). In the last two
sphere between latitudes 36°11′ and 36°44′ N. In Fig. 11a, a histogram columns of Table 2, the geographic location of each cluster’s centroid is
with bin sizes of 10 kWh/m2 was computed to represent the annual represented by latitude and longitude. The first cluster’s location is
solar irradiation of the study area, where the largest peak was observed identified in the eastern region of Gongju with the coordinates of lati-
between 2000.0 and 2010.0 kWh/m2. The maximum annual solar ir- tude 36° 29′ 3.253″ and longitude 127° 13′ 57.800″. Fig. 12b shows the
radiation was estimated to be 2260.9 kWh/m2. Note that the study area top 10% solar grid cells on the highway fill-slope binary image, where
was small enough to assume the same climate conditions; hence, the the first cluster is highlighted with a yellow box. For visual inspection,
meteorological factors were not considered. the boundary of the first cluster in grid format was imported into the
Using the highway fill-slope binary image (Section 4.3), the annual ArcMap software. Fig. 13 shows that there are a few trees and man-
solar irradiation map was segmented, as shown in Fig. 12a, enabling the made structures in the area, demonstrating its potential use for solar
detection of suitable solar sites within the highway fill slopes, as shown panel installation.
in Fig. 12b. About 1.1% of all land in the study area was identified as
highway slopes out of which 50.8% were identified as fill slopes.

Fig. 9. Changes in shadow over Gongju city at hourly intervals on June 1, 2018.

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J. Jung, et al. Applied Energy 242 (2019) 57–68

Fig. 11. Histogram of the annual solar irradiation (a) on the entire study area and (b) on the highway fill slopes of Gongju in 2018.

Fig. 12. (a) Estimated annual solar irradiation and (b) suitable site for solar panel installation on the national highway fill slopes in Gongju.

Table 2
Details of the top 10 suitable solar sites on the highway fill slopes in Gongju.
No. Area (m2) Annual solar irradiation Mean slope (°) Mean aspect (°) Latitude (°/′/″) Longitude (°/′/″)

Total (MWh) Mean (kWh/m2)

1 22,700 49,623.7 2186.1 24.6 27.5 36/29/3.253 127/13/57.800


2 6200 13,619.5 2196.7 21.0 32.9 36/29/37.776 127/6/51.610
3 4925 10,958.1 2225.0 25.9 −50.1 36/29/2.275 127/3/21.305
4 4550 9923.5 2181.0 19.2 42.5 36/29/47.265 127/6/25.859
5 4275 9488.7 2219.6 24.0 61.5 36/29/14.470 127/13/4.700
6 4125 9034.9 2190.3 18.1 −97.4 36/29/55.619 127/10/19.773
7 3875 8485.4 2189.8 21.7 −86.2 36/29/3.124 127/5/34.293
8 3575 7924.8 2216.7 21.9 61.5 36/29/6.353 127/5/43.456
9 3550 7882.3 2220.4 22.3 13.8 36/29/4.839 127/6/10.617
10 3575 7860.6 2198.8 25.3 −103.2 36/29/3.253 127/13/57.800

7. Conclusion to conventional methods, the proposed approach primarily uses pub-


licly available digital numerical maps, and thus reduces time and cost to
Selecting suitable sites is a crucial step for deploying photovoltaic collect and analyze various kinds of spatial data from different sources.
panels to maximize the generated output power while minimizing Additionally, by limiting the suitable site selection process to national
project costs. In this study, we developed an efficient approach to in- highway fill slopes, many economic and environmental issues related to
vestigate a suitable solar site using digital numerical maps. In contrast photovoltaic panel installation can be avoided. Furthermore, a high-

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J. Jung, et al. Applied Energy 242 (2019) 57–68

Fig. 13. Suitable solar site overlaid on the ArcMap image.

resolution solar map comprising of a tilted surface with shade effects sites and an evaluation of the economic feasibility of photovoltaic
was provided, enabling reliable solar energy estimation in highly system installations on highway slopes. This will facilitate comparisons
mountainous regions. To identify suitable sites on highway fill slopes, of the proposed highway integrated photovoltaic systems against other
an automated clustering method is proposed, which is able to extract types of solar panel installations such as rooftop or floating photo-
detailed spatial information about a suitable site (e.g., location, area, voltaic systems, thereby enabling the users to make an informed deci-
slope, aspect, and solar energy potential). The proposed approach was sion on investments. In addition to overcoming these limitations, our
tested in a local area, Gongju, South Korea. The most suitable site was future work will consider the integration of land-use datasets, such as
identified in eastern Gongju with an annual solar energy of approxi- the Korean [66] or the US [67] national land-use datasets, into our
mately 49,623.7 MWh. The suitable site in grid format was imported framework to investigate the ability to improve the suitable site selec-
into the ArcMap software, and its potential use for photovoltaic panel tion process. The future work will also entail an expansion of the study
installation was confirmed through a visual investigation. area to the national scale.
The proposed approach can be applied to any region if the topo-
graphic data and highway networks are available. Currently in South 8. Declarations of interest
Korea, digital numerical maps are managed and updated routinely by
the National Geographic Information Institute providing up-to-date None.
spatial information at no charge. In the United States, the medium scale
(1:24,000) topographic data are provided by the United States Acknowledgement
Geological Survey representing a seamless coverage of geospatial data
including boundaries, elevations, geographic names, hydrography, land This research was supported by a grant (18CTAP-C141728-01) from
cover, orthoimagery, structures, and transportations across the country Technology Advancement Research Program (TARP) funded by
[63]. The Ordnance Survey of the United Kingdom produces various Ministry of Land, Infrastructure, and Transport of Korean government.
scales of maps (from 1:2500 to 1:250,000) including topography, Any opinions, findings, and conclusions or recommendations expressed
highway networks, green spaces, and water network layers [64]. in this study are those of the authors and do not necessarily reflect the
Worldwide, this process can be facilitated using the Shuttle Radar To- views of Ministry of Land, Infrastructure, and Transport of Korean
pography Mission digital elevation model, which is freely available, government.
covering about 80% of Earth’s land area with a spatial resolution of
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