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Tine B. Henriksenb,c
a
Department of Cardiothoracic Surgery, Rigshospitalet, Blegdamsvej 9, 2100 Copenhagen, Denmark
b
Perinatal Epidemiology Research Unit, Department of Pediatrics, Aarhus University Hospital, Palle Juul-Jensens Boulevard 99, 8200 Aarhus, Denmark
c
Department of Pediatrics, Aarhus University Hospital, Palle Juul-Jensens Boulevard 99, 8200 Aarhus, Denmark
d
Department of Cardiology, Rishospitalet Hospital, Blegdamsvej 9, 2100 Copenhagen, Denmark
e
Department of Public Health, Aarhus University, Bartholins Allé 2, 8000 Aarhus, Denmark
Keywords: Background: The evaluation of the patent ductus arteriosus (PDA) in the very premature neonate is a challenge.
Patent ductus arteriosus Echocardiography provides an interpretation of the hemodynamic condition. It is however, only a snapshot.
Copeptin Biomarkers may represent a physiological response to the hemodynamic alterations brought on by the PDA and
Natriuretic peptides may add to the identification of the clinical significant PDA.
Endothelin-1
Aim: To investigate the association between mid regional proadrenomodulin (MR-proADM), N-terminal pro b-
Adrenomodulin
type natriuretic peptide (NT-proBNP), mid regional pro-atrial natriuretic peptide (MR-proANP), C-terminal pro
Preterm neonate
endothelin-1 (CT-proET1) and copeptin and echocardiographic measures of PDA.
Study design: Cohort study with echocardiography performed on day 3 and 6. Blood samples from day 3.
Subject: 139 consecutive neonates born at a gestational age < 32 weeks.
Outcome measures: The main outcomes were presence of a PDA day 3 and 6, PDA diameter, left atrium to aorta
ratio (LA:Ao-ratio), and descending aorta diastolic flow (DADF).
Results: Adjusted plasma levels of all investigated biomarkers, except CT-proET1, were found to be associated
with both PDA diameter and LA:Ao-ratio, and also the presence of a large PDA. CT-proET1 and copeptin was
found to be associated with abnormal DADF. Using pre-specified cut-off values NT-proBNP and MR-proANP day
3 seemed to be of value in identifying a large PDA day 3 and 6 in very preterm neonates.
Conclusion: Among the investigated biomarkers NT-proBNP and MR-proANP performed best in relation to
echocardiographic markers of PDA severity in very preterm neonates.
1. Introduction transitional period, may not be captured unless frequent serial in
vestigations are carried out. Also, echocardiography is not always
The assessment of the clinical significance of the patent ductus ar available, it is costly, a stress factor for the newly born preterm neonate,
teriosus (PDA) in the preterm neonate is a challenge [1]. Echocardio and the investigation is prone to inter observer variability underlining
graphy is considered the gold standard for diagnosis of PDA, despite the the need for other diagnostic tools in the evaluation of the PDA [3].
lack of consensus on what echocardiographic measures should be used Biomarkers in plasma may represent a way to evaluate the changes
to define ductal significance. PDA diameter, LA:Ao-ratio, and des brought on by the PDA, reflecting both the degree of shunting, the
cending aorta diastolic flow (DADF) are considered important measures impact on perfusion, and the neonate's ability to cope with these
[2] However, echocardiography only provides information valid at the challenges. Among plasma biomarkers, BNP and NT-proBNP are the
time of the investigation, while the changing hemodynamics during the most studied in both adult and neonatal population. They do only
Abbreviations: LA:Ao-ratio, left atrium to aorta ratio; MR-proADM, mid regional proadrenomodulin; NT-proBNP, N-terminal pro b-type natriuretic peptide; MR-
proANP, mid regional pro-atrial natriuretic peptide; CT-proET1, C-terminal pro endothelin-1; PDA, patent ductus arteriosus; GA, gestational age; NICU, neonatal
intensive care unit; BPD, broncho pulmonary dysplasia; DADF, descending aorta diastolic flow
⁎
Corresponding author at: Department of Cardiothoracic Surgery, Rigshospitalet, Blegdamsvej 9, 2100 Copenhagen, Denmark.
E-mail addresses: anna.sellmer@clin.au.dk (A. Sellmer), vibeke.hjortdal@regionh.dk (V.E. Hjortdal), jesper.bjerre@skejby.rm.dk (J.V. Bjerre),
michael.rahbek.schmidt@regionh.dk (M.R. Schmidt), bhb@ph.au.dk (B.H. Bech), tine.brink.henriksen@clin.au.dk (T.B. Henriksen).
https://doi.org/10.1016/j.earlhumdev.2020.105142
Received 6 February 2020; Received in revised form 8 July 2020; Accepted 27 July 2020
0378-3782/ © 2020 Elsevier B.V. All rights reserved.
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A. Sellmer, et al. Early Human Development 149 (2020) 105142
2. Methods
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Fig. 2. Plasma concentrations of MR-proADM, MR-proANP, NT-proBNP, CT-proET1, and copeptin day 3 of life according to PDA diameter, LA:Ao-ratio and des
cending aorta diastolic flow in 139 neonates born before 32 weeks of gestation at Aarhus University Hospital.
Large PDA (diameter > 1.5 mm) vs. no PDA, small PDA (PDA diameter ≤ 1.5 mm) vs. no PDA. Large LA:Ao-ratio (> 1.5) vs small LA:Ao-ratio (≤1.5). Retrograde
DADF (descending aorta diastolic flow) vs antegrade DADF. *P value < 0.05 **P value < 0.001.
five cardiovascular biomarkers and the three most often used echo clinical situations primarily in the adult populations [23–25,63].
cardiographic markers of PDA; PDA diameter > 1.5 mm, LA:Ao- NT-proBNP has been found to be associated with PDA in preterm
ratio > 1.5, and retrograde DADF [2]. We found that all the in neonates in numerous studies [14,26–31], but has gained limited
vestigated biomarkers on day 3, except CT-proET1, were associated clinical usage. Previous studies are difficult to compare as they vary by
with increased median values in neonates with a large PDA day 3 and 6 patient characteristics, assay method, units reported, timing of testing,
and neonates with a large LA:Ao-ratio day 3 and 6, also when adjusted. adjustment for confounders and cut-off investigated [12,32]. We used
We also found that all the investigated biomarkers were associated with the commercially available assay and the analysis was part of their
increased median values in neonates with retrograde DADF on day 6, routine at the Department of clinical biochemistry. We used a cut-off for
on day 3 this was only found for CT-proET1 and copeptin. Further the NT-proBNP at 5000 pmol/l in concordance with a previous studies
discriminatory ability was best for NT-proBNP and MR-proANP. [12,14] and confirm that NT-proBNP day 3 had good sensitivity and
We are the first to describe that there is an association between MR- specificity in identifying a large PDA both day 3 and 6 in very preterm
proADM and echocardiographic measures of PDA in very preterm neonates. The sensitivity in identifying a large LA:Ao-ratio and retro
neonates. MR-proADM levels day 3 were 20% higher in neonates with a grade DADF was good, however, the specificity was not impressive.
large PDA day 3 or day 6 compared to neonates with no PDA. We also The A-type natriuretic peptide (ANP) is in adults primarily released
found an association between MR-proADM and LA:Ao-ratio day 3 and from the atrium and has several biological roles including natriuresis,
6. There is little evidence on the site of production, biological actions diuresis, vasodilatation, and inhibition of the renin-angiotensin-aldos
and metabolism of ADM in preterm neonates [15,16]. In adults adre terone axis and the sympathetic nervous system [33]. However, in
nomodulin is produced by vascular endothelial cells and is widely preterm neonates, place of release, receptors and their localization and
distributed in the cardiovascular system, including the heart, blood the biological actions have not been described. Plasma ANP levels are
vessels, and kidneys. ADM causes vasodilation and hypotension, and is higher in neonates with PDA compared to neonates without a PDA
part of the inflammatory process [17]. Adrenomodulin has recently [34,35]. MR-proANP is the mid regional and very stable fragment of the
been found to be a prognostic marker in sepsis [18] and heart failure precursor hormone that is released in equimolar ratio to ANP. MR-
[19] in the adult population. proANP has been found to be associated with cardiovascular disease
The B-type natriuretic peptide (BNP) is released as a pro-hormone and infections in children and adults [20,33,36–38].
and then cleaved into the physiologically active BNP and the inert NT- Our study confirms that MR-proANP day 3 is associated with the
proBNP. The biological actions described in adults include natriuresis, size of the PDA [39,40] we further found it to be associated with LA:Ao-
diuresis, vasodilation, and direct suppression of volume-retaining, va ratio and retrograde DADF both on day 3 and 6. We demonstrated that
soconstricting systems including the renin–angiotensin–aldosterone and MR-proANP levels day 3 were not only able to identify a large PDA the
sympathetic nervous systems [21]. BNP and NT-proBNP have proven to same day but also able to predict a large PDA 3 days later [39]. Findings
be sensitive markers of cardiac dysfunction and are being used to resemble that of NT-proBNP. Despite MR-proANP and NT-proBNP ex
screen, diagnose and monitor response to treatment in a variety of hibit very similar properties, and levels seem to be closely correlated in
Table 2
Plasma MR-proADM, NT-proBNP, MR-proANP, CT-proET1, and copeptin day 3 in neonates born before 32 weeks of gestation at Aarhus University Hospital.
MR-proADM NT-proBNP MR-proANP CT-proET1 Copeptin
n = 139 n = 119 n = 139 n = 139 n = 139
Crude Adjusteda Crude Adjusteda Crude Adjusteda Crude Adjusteda Crude Adjusteda
PDA diameter 14 9 (4; 15)⁎⁎ 124 108 (76; 147)⁎⁎ 72 64 (47; 83)⁎⁎ 10 3 (−4; 12) 55 39 (23; 58)⁎⁎
LA:AO-ratio 52 40 (9; 80)⁎ 1642 1161 (451; 2948)⁎⁎ 362 295 (138; 555)⁎⁎ 28 16 (−20; 70) 210 156 (45; 351)⁎
Day 3
PDA vs no PDA 25 9 (−2; 22) 289 195 (76; 394)⁎⁎ 152 119 (62; 196)⁎⁎ 20 3(−14; 23) 135 79 (38; 132)⁎⁎
Small vs no PDA 11 −0.1 (−20; 6) 85 32 (−28; 140) 57 32 (−4; 81) 20 0.2 (−20; 26) 100 49 (6; 108)⁎
Large vs no PDA 35 21 (8; 37)⁎ 583 456 (246; 793)⁎⁎ 246 204 (125; 310)⁎⁎ 20 4 (−15;38) 161 101 (47; 176)⁎⁎
Large vs small/no PDA 31 24 (10; 40)⁎ 472 382 (191; 694)⁎⁎ 212 176 (133; 316)⁎⁎ 15 2 (−15; 23) 132 83 (34; 152)⁎⁎⁎
LAAo > 1.5 vs < 1.5 22 23 (4; 45)⁎ 352 330 (164; 600)⁎⁎ 128 121 (65; 214)⁎⁎ 7 6 (−16; 37) 49 42 (4; 95)⁎
DADF retrograde vs antegrade 21 8 (−19; 45) 234 110 (−45; 702) 110 56 (−22; 210) 70 41 (7; 88)⁎ 254 148 (63; 278)⁎⁎
Day 6
PDA vs no PDA 26 15 (1; 30)⁎ 300 234 (97;467)⁎⁎ 162 131 (71; 213)⁎⁎ 29 12 (−5; 31) 129 88 (39; 154)⁎⁎
Small vs no PDA 0.5 −6 (−20; 10) 82 39 (−30; 174) 63 32 (−11; 97) 18 4 (−15; 28) 118 76 (14; 171)⁎
Large vs no PDA 36 20 (5; 37)⁎ 368 266 (117; 517)⁎⁎ 147 119 (59; 201)⁎⁎ 28 14 (−4; 36) 71 53 (12; 110)⁎
Large vs small/no PDA 48 32 (16; 50)⁎⁎ 626 466 (342; 836)⁎⁎ 240 196 (120; 297)⁎⁎ 33 17 (−2; 39) 101 67 (20; 133)⁎
LAAo > 1.5 vs < 1.5 22 25 (6; 47)⁎ 383 371 (194; 653)⁎⁎ 132 130 (69; 211)⁎⁎ 4 5 (−18; 33) 53 46 (6; 101)⁎
DADF retrograde vs antegrade 33 32 (15; 50)⁎⁎ 707 731 (177; 2394)⁎⁎ 489 479 (134; 1331)⁎⁎ 44 36 (17; 58)⁎⁎ 65 76 (36; 127)⁎⁎
PDA closure −13 −16 (−30; 0.2) −57 −56 (−78; −10)⁎ −57 −56 (−78; −11)⁎ −17 −10 (−30; 16) −29 −27 (−51; 9)
Percent change in concentration of MR-proADM, NT-proBNP, MR-proANP, CTproET1 or copeptin respectively by a) one unit increase in PDA diameter or LA:Ao-ratio
or b) between groups (PDA vs. no PDA, small PDA vs no PDA, large PDA vs no PDA, large PDA vs. no or small PDA, LA:Ao-ratio > 1.5 vs. LA:Ao-ratio ≤ 1.5,
retrograde flow vs antegrade DADF, PDA closed from day 3 to 6 vs. remained open). LA:Ao-ratio left atrium to aorta ratio. Small PDA if diameter ≤ 1.5 mm. Large
PDA if diameter > 1.5 mm. DADF descending aorta diastolic flow.
a
Adjusted for gestational age, early onset sepsis defined as 7 days of antibiotics initiated before day 3, and mechanical ventilation day 3. In 7 neonates an
echocardiography was not performed day 6.
⁎
P value < 0.05.
⁎⁎
P value < 0.001.
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Table 3
Area under the curve AUC (CI) for MR-proADM, NT-proBNP, MR-proANP, CT-proET1, and copeptin day 3 in relation to echocardiographic markers of PDA in 139
very preterm neonates, Aarhus University Hospital.
Echocardiography day 3 Echocardiography day 6
PDA diameter > 1.5 mm LAAO-ratio > 1.5 DADF retrograde PDA diameter > 1.5 mm LAAO-ratio > 1.5 DADF retrograde
MR-proADM 0.72 (0.62; 0.82) 0.67 (0.54; 0.79) 0.70 (0.37; 1.00) 0.83 (0.74; 0.92) 0.82 (0.74; 0.92) 0.81 (0.69; 0.94)
NT-proBNP 0.86 (0.79; 0.94) 0.81 (0.71; 0.91) 0.72 (0.40; 1.00) 0.90 (0.84; 0.96) 0.90 (0.84; 0.96) 0.91 (0.82; 1.00)
MR-proANP 0.89 (0.82; 0.95) 0.79 (0.69; 0.89) 0.79 (0.51; 1.00) 0.92 (0.87; 0.97) 0.92 (0.87; 0.97) 0.97 (0.92; 1.00)
CT-proET1 0.59 (0.47; 0.71) 0.57 (0.43; 0.71) 0.82 (0.62; 1.00) 0.67 (0.55; 0.79) 0.67 (0.55; 0.79) 0.70 (0.46; 0.95)
Copeptin 0.78 (0.69; 0.87) 0.63 (0.50; 0.77) 0.90 (0.82; 0.97) 0.75 (0.64; 0.85) 0.75 (0.64; 0.85) 0.75 (0.62; 0.88)
very preterm neonates [40]. However, there are indications, that they on the renin-angiotensin-aldosterone system and the sympathetic ner
differ in ways not yet fully described. Plasma levels of both MR-proANP vous system [49]. In preterm neonates the physiological effects of AVP
and NT-proBNP rises rapidly after birth and then gradually fall to a may also be important, however, it is not as well characterized as in the
steady state level. The decent of MR-proANP is slower than that for NT- adult population [50]. The physiologic effects of copeptin remain to be
proBNP reaching a plateau after 4 and 2 days, respectively [31,41,42]. identified [51].
CT-proET1 is the C-terminal of the ET-1 precursor. In adults, the The value of copeptin as a marker of cardiovascular disease in adults
main site of ET-1 production is considered to be the bronchial epithe is being studied with increasing interest [22,49,52]. To our knowledge
lium and the endothelium of the pulmonary arteries [43,44]. In adults, we are the first to study the association between copeptin and PDA in
it is released in response to angiotensin II, inflammatory mediators, and very preterm neonates. Although we found that copeptin levels day 3
vascular shear stress. A wide spectrum of biological activities of ET-1 were associated with PDA presence, PDA diameter and LA:Ao-ratio
has been described in adults, including vasoconstriction, regulation of both day 3 and 6 copeptin did have limited diagnostic value. The as
other hormones, bronchoconstriction, natriuresis, and diuresis [45]. sociation between copeptin and retrograde DADF was present day 3 and
CT-proET1 has been found to be associated with heart failure in an 6. CT-proET1 and copeptin both known vasoconstrictors provide im
adult population [46]. CT-proET1 is thought to participate in the cir portant information on the hemodynamic alterations brought on by the
culatory adaption in the fetal-to-neonatal transition period. Animal PDA that complement the information obtained from the vasodilators in
studies have found endothelin-1 to be involved in the closure of the particularly NT-proBNP and MR-proANP. We speculate if a bedside
PDA immediately after birth [47,48]. PDA biomarker test ought to include two biomarkers; both a vasodilator
In a study of 52 neonates with a gestational age below 32 weeks CT- and a vasoconstrictor.
proET1 was not associated with significant PDA. Earlier results from the There is sparse evidence on the regulation, affinity and localization
same research group found an association between CT-proET1 and of receptors, metabolism, and the biological effects of these 5 markers
LA:Ao-ratio [13,40]. Our study supported the finding, that CT-proET1 is in the neonatal population. And it remains to be clarified if these
not a marker of PDA size nor LA:Ao-ratio in very preterm neonates. markers are not only important in relation to the hemodynamic changes
Interestingly, we found that neonates with retrograde DADF on day 3 as that take place after birth, but if they in fact also contribute in a ne
well as 6 had higher levels of CT-proET-1. The endothelin system is gative feed forward mechanism to maintain a PDA [53]. Animal studies
complex, and the action of ET-1 depends on concentration, but also on have demonstrated that BNP has not only vasodilatory but also anti-
the type of receptors, their localization, and present physiological si remodeling effects on the ductus arteriosus, hence elevated plasma le
tuation [48]. A high level of ET-1 may be an adaptive mechanism that vels may delay PDA closure [54]. Studies have found, that some of these
protects the pulmonary circulation by vasoconstriction from the hyper- biomarkers are also independently related to morbidity known to be
perfusion state reflected by the retrograde flow in the descending aorta. associated with PDA [5,55,56].
However, the high level of ET-1 may also just be an epiphenomenon. Echocardiography is currently considered the most important tool
CT-proAVP also known as copeptin is the C-terminal portion of in the evaluation of PDA in preterm neonates [57,58]. Ultrasound is
prepro-vasopressin. Copeptin is co-released with arginine-vasopressin widely used in the care of preterm neonates e.g. to diagnose pneu
(AVP) in equimolar quantities. In adults, AVP has been shown to have mothorax, confirm placement of central catheters, and evaluate treat
potent vasoactive properties, increase renal water reabsorption and act ment response when hemodynamics are challenged. The approach to
Fig. 3. NTproBNP and MRproANP levels day 3 as markers of large PDA on day 3 and 6 in 119 very preterm neonates.
The Area under the curve (AUC) is larger for MRproANP (○) compared to NTproBNP (+) in identifying a large PDA day 3 (A). No difference in AUC was found on
day 6 (B).
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A. Sellmer, et al. Early Human Development 149 (2020) 105142
Table 4
Diagnostic and predictive value of NT-proBNP and MR-proANP day 3 in relation to echocardiographic markers of PDA 139 very preterm neonates, Aarhus University
Hospital.
Echocardiography day 3 Echocardiography day 6
PDA diameter > 1.5 mm LAAO-ratio > 1.5 DADF retrograde PDA diameter > 1.5 mm LAAO-ratio > 1.5 DADF retrograde
n = 34 n = 22 n=5 n = 24 n = 21 n=3
assessment of the PDA is moving in the direction of not only identifying treatment strategies. Future studies must investigate their association to
PDA patency, need of treatment, or quantification of hemodynamic PDA related morbidity in the neonatal population.
effects but also to identify neonates at increased risk of PDA related
morbidity and mortality [4,59]. Biomarkers may turn out to be very Contributions
important tools in this risk assessment. Biomarkers provide a compre
hensive evaluation as they should represent a measure of the challenges Anna Sellmer: Conceptualization, Methodology, Formal analysis,
posed on the neonates over time by the PDA and also the neonate's Investigation, Writing - Original Draft, Funding acquisition. Final ap
ability to cope with this. Future studies will have to demonstrate if the proval of the version to be submitted.
use of biomarkers can guide our management of PDA in the preterm Vibeke E. Hjortdal: Conceptualization, Methodology, Formal ana
neonates to improve outcome. lysis, Writing - Review & Editing, Supervision, Funding acquisition,
Final approval of the version to be submitted.
Jesper V. Bjerre: Methodology, Investigation, Writing - Review &
4.1. Strengths and limitations
Editing, Final approval of the version to be submitted.
Michael R. Schmidt: Investigation, Writing - Review & Editing,
We consecutively included and performed echocardiography in a
Final approval of the version to be submitted.
total of 139 very preterm neonates making this a very large study
Bodil H. Bech: Methodology, Formal analysis, Writing - Review &
within this population. None of the neonates were treated with
Editing, Supervision, Final approval of the version to be submitted.
Ibuprofen before plasma samples were collected. This is important be
Tine B. Henriksen: Conceptualization, Methodology, Formal ana
cause prostaglandins are involved in synthesis and release of both ANP
lysis, Investigation, Writing - Review & Editing, Supervision, Funding
[60] and AVP [61].
acquisition, Final approval of the version to be submitted.
It is a strength that we were able to use pre-specified cut points for
the evaluation of biomarkers NT-proBNP and MR-proANP. As it has
Funding
been shown that use of data-driven cut points tend to exaggerates test
performance [62].
Funding for this study was obtained from Novo Nordisk Foundation
Neonates that were diagnosed with a PDA were born at a lower
grant nr. NFF17SA0030576, Aarhus University Faculty of Health, and
gestational age compared to neonates with no PDA. To make groups
The Aase and Ejnar Danielsen's Foundation. The funders had no role in
more comparable we made sub-analysis including only neonates born
the study design, data collection and analysis, decision to publish, or
before 28 gestational weeks and found that this slightly changed point
preparation of the manuscript.
estimates and CI (hence a lower number of patients) but the conclusions
made on the association between the investigated biomarkers and
Declaration of competing interest
echocardiographic markers were unchanged.
We only included neonates with plasma values of all five in
vestigated markers. As plasma analysis for NT-proBNP and the 4 other The authors of this manuscript have none.
markers were not made on the same platform we experienced that
analysis of plasma values did not fail in the same neonates on the two Acknowledgements
platform, therefore we had to exclude neonates with valid values from
one platform as it did not have a value from the other platform. Also The authors would like to thank the parents of the infants enrolled,
missing samples were related to blood samples not being collected, the staff at the neonatal intensive care unit at Aarhus University
samples being incorrectly handled, and samples that coagulated. One Hospital, Aarhus, and laboratory technician Jane Knudsen for handling
could speculate that the neonates doing worse were more likely not to plasma samples. Also a special thanks to the Department of Clinical
have extra blood samples taken, thereby introducing sampling bias. Biochemistry for their great effort in making this study possible.
However, we did supplementary analysis (not shown) and found that
neonates with missing plasma values of the biomarkers were not dif References
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