Professional Documents
Culture Documents
Pililla, Rizal
In Partial Fulfillment
Page
TITLE PAGE i
TABLE OF CONTENTS ii
LIST OF TABLES iv
LIST OF FIGURES v
Chapter
Introduction 1
Background of the Study 5
Scope and Limitation of the Study 8
Statement of the Problem 10
Hypothesis/Assumptions 11
Theoretical Framework 12
Conceptual Framework 15
Definition of Terms 16
Age 23
Sex 26
Level of Position 31
Length of Service 35
Municipality Affiliation 39
Performance Planning and Commitment 42
Performance Monitoring and Coaching 46
Performance Review and Evaluation 50
Performance Rewarding and Development Planning 52
ii
Office Performance Commitment & Review 57
Individual Performance Commitment & Review 62
3 Research Methodology
REFERENCES 79
APPENDIX A - GANTT CHART OF ACTIVITIES 95
CURRICULUM VITAE 97
III
LIST OF TABLES
Tables Page
IV
LIST OF FIGURES
Figures Page
1 Conceptual Framework of the Performance 17
Appraisal System of Local Government
Units: The Case Study of SPMS Implementation
In the Province of Rizal
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CHAPTER 1
Introduction
an agency (Who said this?). Their significance lies in the fact that the success of
an entity is tied to the competence and effectiveness of the people who work in
a performance appraisal system. This system ensures not only the quality of
performance but also the liaison of accomplished outputs and outcomes which
flowed from the organization’s vision and mandate or reason of existence. The
success of an appraisal system relies on the people who are responsible for
performance evaluation and appraisal systems. After being conferred with the
Through the years, these appraisals have evolved many times keeping up with
the trends and filling up the gaps and weaknesses of the appraisal system. In
1978, the New Performance Appraisal System (NPAs) was implemented through
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Memorandum Circular (MC) No. 2. This appraisal was based on Peter Drucker’s
rating system in which appraisal of performance and attitude comes from self-
supervisors, and clients. This circular required each agency to create its
the agency’s performance standards. This evaluation system has been too
complex for the employees. On such note, the CSC issued MC No. 13, s. 2001
giving discretion to the agency heads to utilize the approved PES or devise their
own based on a combination of the old PES and the revised performance
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linking the performance management system with national goals of that time
After its pilot test in 2011, the CSC introduced the Strategic Performance
the past appraisal structure. This was to address the gaps and weaknesses
strategic goals. This system however also links the performance management
The legal mandates related to the issuance of SPMS are the following:
Base Pay Schedule of Military and Uniformed Personnel in the Government, and
was created in 2011 through Administrative Order No. 25. This task force
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agency’s SPMS; Executive Order No. 80, s. 2012 (Directed the Adoption of
government unit (LGU), the Municipal Government of Teresa has submitted its
that will provide a scientific and verifiable basis in assessing the agency’s
emphasizing strategic alignment with the LGU’s mandate with the day-to-day
operations. In the early months of the researcher’s engagement with the Human
players, i.e., the Local Chief Executive (LCE), Performance Management Team
workshops and meetings have been done to clearly define each other’s
responsibilities and functions in the system. Over the years, the other parts of
Rewarding & Development Planning) have lost their existence and have not been
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(Source)
implementation with other municipalities and cities in the Province of Rizal. The
problems and challenges they have encountered over the period they have been
using the SPMS as their performance appraisal system and what course of
actions they have implemented to minimize these challenges. What are these
gaps?) This is where you can explain the gap which is the basis of your study—spell out
different local governments within the province. The gained perceptions will
universities and colleges, local water districts, and local government units. In
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reported in the inventory comprising of 43,421 1 st level and 151,401 2nd level
one component city, employs a total of 4,071 career service personnel out of
With the directives issued by the Executive Branch of the government, the
local government units formulated their core management tool which would
meaningfully and objectively link employees’ performance with that of the LGUs’
of work plans for the year. These shall consist of performance measures and
called the major final output arises from the strategic objectives, core, and
support functions of the office. Both the office and the individual employee must
employees and the progress of work output. The emphasis is essentially on the
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should fully carry out the intervention in enhancing the potentials of every
employee under them. The third phase in the cycle is the Performance Review
and Evaluation. This phase aims to assess the office performance level if it is in
parallel with the major final output set in the planning and commitment stage and
should objectively determine the gaps between the actual and desired
performance gaps, and the opportunities to address these gaps, career paths,
and alternatives. The result of the which shall serve as inputs to the progressive
this appraisal system. After the identification of the outputs that should be
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indicators that may parallel with the changing times, resulting in self-rated
SPMS cycle ended with the submission of the stated forms. The researcher is
The SPMS is one of the criteria for one LGU to be eligible with the
Budget Management (DBM) No. 4, s. 2020 (Guidelines in the Grant of PBB for
Officials and Employees of LGUs for Fiscal Year 2020) Section 3, stated that the
SPMS. In addition to that, to be eligible with PBB, an LGU must pass minimum
LGU must have the most current and updated Citizen’s Charter and sustained
compliance with audit findings. It is important to note that while the provision of
released an updated list of eligible LGUs for PBB as of August 13, 2021, and
only the municipalities of Angono, Binangonan, Tanay, and Taytay are eligible to
receive the PBB out of the province's 13 municipalities and one component city.
It is perceived that due to the strict and rigid qualifications of the guidelines stated
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expected.
This study will analyze the performance appraisal system of the local
guidance of other LGUs in the province. (Why benchmarking in the SPMS in the
and one component city in the Province of Rizal. As of August 2021, per CSC’s
IGHRSv2, the province employs 4,412 career service personnel out of which
2,717 are 1st level and 1,354 in 2nd level. ( Relevance of this data)
2021-2022 (?) to give the researcher ample time for the preparation of the
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sense that it will focus on the present condition of the performance appraisal and
evaluative because it will assess the implementation of the process from the
eyes of the major key players of SPMS. Data will be gathered using researcher-
employees concerning OPCR for department heads and IPCR for individual
employees. For an in-depth study, the researcher will conduct interviews with
the selected employees on the problems that they have encountered during the
This study will aim to analyze the performance appraisal system of the
local government units and the SPMS implementation in the province of Rizal.
1.1 Age;
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1.2 Sex;
2. What is the level of implementation of the LGU on the SPMS cycle with
respect to?
local government units’ employees (?) (see your title, you said units) on
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findings?
Hypothesis
The study will analyze the level of implementation of SPMS based on the
perception of the respondents and their level of compliance. Given the main
objective, this study will specifically test the following hypotheses: (Delete)
2. The level of implementation does not affect the level of compliance of local
Rizal.
Theoretical Framework
If you are a combination of TF, state clearly in the beginning of your sentence. Also,
explain why use a combination of TF?
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Goal-setting Theory presented by Edwin Locke in 1960. This theory states that
this theory, Lunenberg (2011) in his study has stated that the most effective
performance is equated when goals are specific and challenging; when they are
Planning and Commitment where during the initial stage of the performance
period, the local chief executive meets with department heads and staff to concur
effectiveness in the fulfillment of work plans for the year are called success
indicators. The major final outputs arising from strategic objectives, core, and
support functions of the office shall be indicated as targets aside from the Office
forms used for target setting are the OPCR for offices and IPCR for individual
employees.
organization and systems within. As indicated by Barrows & Neely (2012), the
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operation of all systems should be in unison with the overall goals and objectives
standards is the case of output control. Chetty (2016) cited Krausert’s (2009)
opinion that in the input control system, the competencies of employees are
Relating this framework to SPMS, the control theory falls in the category of
stages. The monitoring and coaching stage focuses on the critical function and
Assessment of both the office and the individual employees’ performance is done
at the performance review and evaluation stage and is based on the target set at
the initial stage of the cycle. The coach/mentor factually determines the disparity
School Management in 1964. This theory states that the passion to perform in a
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organizations using in all facets of the employment correlation with the main
outcome and that the qualified employees must be rewarded for their outstanding
may be considered for other human resource development purposes. The results
will provide the basis for identification and provision of interventions needed,
citations.
What are the variables in the theoretical framework—state these variables clearly
in sentence statement.
Conceptual Framework
Explain all the Independent Variables that you got from your Theoretical Framework and
what other variables did you add? And where did you get the added variables, and why
did you choose these variables? Explaining this will clarify the use of your Conceptual
Framework. Due to the uniqueness of the study on “______”, the researcher added the
following variables as described by an author.
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paradigm of the study. The first frame consists of the inputs to the study such as
The level of compliance to SPMS with respect to OPCR and IPCR’s performance
indicators, outputs, and ratings. The problems that the LGU employees
The second frame is the process of the study to gather and analyze the data
questionnaires. There are two types of questionnaires used in the study, for
gathering quantitative data and for the interviews. Next is the administration of
The last frame is the output where the analysis of the SPMS
The arrows indicate the flow of the study, the inputs are processed to
come up with the output. Feedback is for the use of future research as input.
Definition of Terms
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This study includes keywords and concepts that were introduced even in
the early sections of this Chapter and will be discussed thoroughly in the
Age. The length of time the respondents have existed in life since birth.
assessment of the performance of the LGU and its employees based on SPMS.
FEEDBACK
Figure 1
Coverage of the Civil Service. July 25, 1987). The first level shall include clerical
trades, crafts, and custodial service positions that require less than four years of
technical, and scientific positions that require at least four years of college
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the office.
During this stage, success indicators are determined and will serve as a
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performance levels of both offices and individual employees based on the office
2013).
or female.
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Chapter 2
This chapter expounds on the notable related literature and studies that
available papers that contain information on the topic presented. Discussion and
critical analysis were contemplated for the readers to fully comprehend the topic
of the study.
supports each of the variables of your studies)—Do this to all your variables---
This Gap should ALSO BE stated earlier in your Background of Study). I DID NOT
Remember that the CF variables is the reason for your research. Without the IV,
there is NO research.
to better understand their potential for future growth and development (Juneja,
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aligned with organizational goals using this process. The appraisal system aids
against organizational goals to plan and develop the company's future. There is
(Kim, T., & Holzer, M., 2016). Human resource managers have traditionally
prioritized
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cited the arguments of Desler (2008) which stated that to have an effective
appraisal system. However, Villaganas et. al, (2017) contended that the
The Variables
the respondents (i.e., age, sex, level of position, length of service, and municipal
affiliation) and the four stages of the SPMS namely, performance planning and
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variables that are dependent on the aspects stated above are office performance
Age
older workers and fewer younger workers (Bal & De Lange, 2015). The
employees in organizations, while there are fewer and fewer young people
of working age in the population as a whole is decreasing (Schlick, et. al, 2013).
Usop, et. al (2013) has stated that the relationship between age and work
decade. Many people believe that as they get older, their work performance
deteriorates. Kunze, et. al (2011) has declared at the onset of their study that
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laboratory results tend to portray older adults as clearly inferior to young adults
on several ostensibly basic cognitive abilities, even though we are all aware of
competent, if not remarkable, accomplishments of people well into their 60s, 70s,
and beyond. These results have been agreed upon by Chung, et. al (2015) in
their studies that it cannot be stated that older workers with more experience
improves. As the average age of the workforce in many countries rises, more
younger and older workers (Ng & Feldman, 2013). In the study of Bertolino, et.
al (2013), they have indicated that older and younger workers were perceived
Arteche, et. al (2020) have specified that working retirees have adequate
job competence as well as strong physical and mental capacities. There is a link
between working retirees' physical and mental functioning and their job
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In the local setting, age discrimination makes it difficult for older Filipinos
to find work. Employers' hiring practices include arbitrary age requirements that
prevent older people from being hired. Similarly, some employers impose early
older people and civil society, age discrimination persists in the country, despite
the passage of Republic Act No. 10911, also known as the Anti-Discrimination
Act of 2016. The Philippines has set a mandatory retirement age of 65 years, and
organizations. Advocates argue that the retirement age cap should be voluntary
rather than mandatory. Older people want to keep working because it gives them
support their families, who are still either directly or indirectly dependent on them
Labor Secretary Silvestre H. Bello III has signed Department Order No.
170 which includes stipulations that are applicable to all employers, publishers,
or not. This is to promote equal employment opportunities for all. Unlawful acts
include, but are not limited to, printing or publishing, or causing to be printed or
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2017). In July 2018, the number of people in the Philippine labor force was
reported to be 43.0 million (1.8 million are considered senior workforce) out of a
Authority, 2019).
including the Philippines, are paying close attention to the occupational safety
and health (OSH) of older workers. Demographic trends, combined with rapid
and an environment that allow older workers to remain productive and bring their
service under certain conditions and can be extended for another six months for
required under the Government Service Insurance System (GSIS) Law for a
Sex
Humans are classified into two groups: males and females. Their
differences are not only in physical structure or gender but most importantly in
how the brain works. Male and female brain functioning differ, and these
differences can affect how they work and how they respond to problems at work
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(Abun, et. al, 2019). According to Maamari & Shouweiry (2016) although both
males and females are affected by the same emotional intelligence factors, they
are affected differently and at different levels. We can see that females have
higher emotional ratings of others than males. Furthermore, we can see that
how females regulate their emotions has a significant impact on their job
performance, whereas how males regulate their emotions has a minor impact.
On the contrary, males' use of emotions has a greater impact on their job
performance than females'. As a result, men and women have different levels of
emotional intelligence.
In terms of leadership, Duff (2013) has stated that women are socialized
to norms of communal support in ways that men are not. Female leaders should
be more likely than male leaders to use a servant leadership style. The World
Bank (2011) posits in their study that women are trapped in low-productivity, low-
pay jobs as a result of persistent gender segregation in the labor market, and
representing unpaid workers and the informal sector, and they infrequently rise to
policies, but also as a positive gender diversity practice. Joshi et al. et al. (2018)
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prestigious occupations but were paid significantly less than men. They were
able to close the gender gap in rewards and performance evaluations only with a
In the field of medicine, it was found out by Miao, et. al (2017) that male
doctors had considerably higher monthly salaries, longer working hours, more
monthly night shifts, longer continuous working hours, and long years of service
at current facilities, whereas female doctors had marginally higher hourly wages
and longer years of service. Female doctors, on the other hand, demonstrated
hand, reported higher levels of satisfaction with their overall job satisfaction and
accomplishment.
Furthermore, Asio and Jimenez (2020) found that female employees have
employees. Other studies have negated these presumptions and professed that
while the study discovered that men and women continue to be graded higher in
their stereotypical dimensions, one gender does not consistently receive higher
performance ratings than the other. This was true regardless of whether the job
performance aspect was more communal, whether the job was managerial or
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specific job (Hatch, 2016); and that can exhibit both high and low levels of work
(Deligero & Laguador, 2014). Anumaka & SSemugenyi (2013) postulated that
male and female employees are entitled to equal compensation for work of equal
value and equal access to promotion and training opportunities and that there is
no dependable evidence that women and men experience different levels of job
satisfaction (Usop et. al, 2013). Nufable (2017) also added that when employees
are grouped based on their related factors, there are no significant differences in
One of the most prominent issues being tackled when sex and/or gender
hire men over equally qualified women when faced with a choice between the
two. David et. al (2018) discussed in their paper that the global goal of achieving
gender equality, which includes ending all forms of discrimination against women
and girls and ensuring their safety, is significant to achieving the Sustainable
of gender, has the opportunity to reach their full potential. This entails providing
equal opportunities for men and women in education, paid employment, and real
fundamental human right and a prerequisite for poverty eradication and national
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social and economic development. The principle of basic human rights calls for
all individuals to have equal civil, political, economic, social, and cultural rights.
Throughout the last decades, various groups have studied gender equality
confessed that increasing job opportunities and decent work for women is critical
for inclusive growth and for advancing a country's economic and social
around the world, including in Asia. However, attitudes toward providing decent
work to men and women alike, regardless of ethnic origin or social class, remain
ambiguous, complex, and contentious, because the issue touches on deeply held
politics.
still a top priority in the Philippines, with policies in place to address equal
The country is also one of the few with a gender provision in its constitution, as
well as one of the first signatories to the United Nations (UN) Convention on the
Employment has released the Workers Basic Rights which include stipulations of
equal opportunities for all. Male and female employees are entitled to equal pay
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Level of Position
accountability. The person at the top of the chain of command bears the most
responsibility within the organization and thus has the final say in decision-
making. With each step down the chain of command, the level of power in
established to clarify each employee's role and to whom they report. Most
employee only reports to the person directly above him or her in the chain of
organizational structure that aligns with the mission and objective is critical, and
potential. Job design, departmentation, delegation, the span of control, and chain
of command are typical basic elements. Having a strong and proper chain of
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command has been an accepted norm from time immemorial, from traditional
between the top and bottom levels of management. Its responsibilities include
phase, policies and plans are put in place. Day-to-day activities are closely
monitored
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In the local setting, Executive Order No. 292 Book V/Title I/Subtitle
the class of positions in the civil service. The first level shall include clerical,
trades, crafts, and custodial service positions that require less than four years of
technical, and scientific positions requiring at least four years of college work up
to the Division Chief level that involves professional, technical, or scientific work
examinations open to both inside and outside the service members who meet the
will be covered at the third level. Entry to a higher level does not necessitate
prior qualification at a lower level. The Career Executive Service Board will set
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of the study of Kim & Brymer (2011), executives' leadership is related to middle
this does not always translate into their willingness to go the extra mile. Xu and
leaders accentuate a collective vision and earn employees' respect and trust
through their actions. Second, inspirational motivation occurs when leaders set
high expectations for their employees, thereby providing challenge and meaning
component promote rational thought, challenge the status quo, and, ultimately,
As a result, the development and growth of the services sector ensure overall
Kuchinke, 2016).
Supervisors are significantly more engaged at work and are less likely to
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well as the relationship between dedication and intention to leave (Lu et. al,
2016). Vast research is still being conducted as asserted by Johannesse & Chou
(2017), to determine the factors that cause people to leave their jobs, and to
date, there has been limited and broad consistency in findings. There are
numerous reasons why people leave their jobs in search of better opportunities.
Job anxiety, a lack of loyalty to the organization, and job dissatisfaction are all
peer relationships, and work schedule, whereas factors such as job attachment,
have no bearing on the difference. In recent times, as Bakotić (2016) stated that
managers prefer to have satisfied employees who feel good about their
workplace; collaborate with people who are enthusiastic about their jobs.
Workers with a high level of job satisfaction generally enjoy their jobs; they feel
justice in the workplace and believe that their jobs provide them with benefits
coworkers, and so on. Workers who are happy at work will devote private time to
their work activities, they will be creative and committed, they will look for a way
to overcome any obstacles that may arise in the performance of their duties, and
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Length of Service
The term length of service or job tenure refers to the number of years an
such as job satisfaction and intention to leave (Maden, 2014). The length of
example, are frequently retained during periods of consolidation, while those with
less are laid off. The assumption underlying personnel decisions is that
individuals who have been in one or more positions with a company for a longer
and skills grow with time, so will one's job performance. As job tenure increases,
employees are more likely to become bored and dissatisfied with their jobs. This
claim was negated by Phytanza & Burhaein (2020) stating that the longer they
tend to work and the more experience they have, the better their performance will
be. One's productive age also has an impact on job tenure. Someone who is still
productive has a higher level of productivity than someone who is older and has
physical limitations. On the other hand, excessive job tenure without promotion
and variation in work will make someone uninterested in doing a specific job.
Tiraieyari & Uli (2011) added that employees who stay with an organization for a
longer period of time are thought to gain more job competency and, as a result,
perform better than employees with less tenure. Individuals with long tenure are
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employees with a longer tenure may bring qualities such as experience to the
job. The significant moderating effects of organizational tenure highlight the fact
that employees with longer tenure and social competencies will be better able to
showed that employee tenure has an effect on performance, but tenure does not
that as tenure increases, the positivity becomes weaker. Tenure does not
appear to have the same reliability in its relationship with job satisfaction. The
more dependent on the characteristics of the work situation (Usop, et. al (2013).
maintaining good performance (Manzano, et. al, 2021), thus affecting the intent
engaged/disengaged with the organization (Abun, et. al, 2020). This has been
employees.
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argumentative issue. A word like "Endo" has become prevalent in the labor’s
regular employees. Endo, on the other hand, is only one of two sides of the
issue; the other is labor-only contracting, which violates workers' rights to security
contractor or sub-contractor who recruits workers for a certain project and they
become liable to all the rightful claims of the workers. In the bureaucracy, a
Joint Circular from the CSC, COA & DBM has been issued (JC No. 1, s. 2018)
allowing government agencies to hire new Job Order (JO) and Contract of
Service (COS) workers, as well as renew existing JO and COS contracts, until
December 31, 2020. The transition period was extended in order to avoid
impeding public service delivery. These JO and COS, under the law, have no
retention is critical for an organization's stability, growth, and revenue. This can
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diverse workforce. Third, hire people with the necessary skills. Finally, provide
employee turnover rates. The bottom line is that increased employee tenure
Municipal Affiliation
spends a third of his day working. De Guzman & Teng-Calleja (2018) have
acknowledged that employees have become more critical and selective about the
workplaces in which they work. It appears that factors such as compensation and
security are no longer sufficient to make a company a great place to work. Their
study indicated that the nature of work, the work environment, organizational
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examples of these. People who work in such environments are more likely to
In addition, Bacong & Encio (2017) stated that employees always want to
feel like they are contributing to the company's goals, which necessitates
relationship among the company's employees can deliver good quality and high
performance. Narag (2018) has added that it is critical to ensure that employees
are satisfied and interested in their jobs. If the reasons for employees'
dissatisfaction are identified, more efforts can be made to improve their working
conditions and make them more satisfied, because when people are satisfied
with their jobs, they will unconsciously perform their jobs more carefully and will
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dynamic nature of the environment (Raziq & Maulabakhsh, 2015). One of the
many challenges that a business faces are satisfying its employees to cope with
commitment, the company must meet the needs of its employees by providing
good working conditions. Jain & Kaur (2014) also stressed that workplace social
work environment attracts people into the organization while also allowing them
(Oswald, 2012).
Omair et. al, (2019) has discussed that organizational output is heavily
job timings, and so on. Special attention and effort are required, specifically on
the factors of working environment, and team and coworker relationship, as they
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for their employees and promoting programs that foster peer relationships (J., A,
2014). Massoudi & Hamdi (2017) stated that the quality of an employee's
affects their error rate, level of innovation and collaboration with coworkers,
absenteeism, and, ultimately, the length of time they stay on the job. It was also
stressed by Matabaran (2018) that motivation and work efficiency have a strong
relationship, implying that motivated employees are more likely to produce high-
environment in which the company requires its employees more than the
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et. al, (2018), the measurement system is critical for tracking individual
abilities when they understand why they are working and how their efforts help
the organization move forward, rather than when they are performing isolated
organization, the impact they are having, and the level of performance that is
based framework, they become more engaged and motivated with the larger
employee's performance with the goals and objects of the organization, ensuring
that everyone contributes to the overall success of the agency. Goals indicate
and direct an employee as to what must be done and how much effort must be
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satisfaction, active participation, and motivation to work with people and the
organization's purpose and how well it is achieving that purpose (Plachy &
supervisors and subordinates agree on (1) the objectives to be met and (2) the
will then develop their Key Result Areas (KRAs) and objectives. Following that,
Quality (Q) means doing the right things. It refers to the extent to which
objectives are met as intended and issues are addressed with a high level of
innovation, personal initiative are all part of it. (2) Efficiency (E) is the degree to
which goals are met with the least amount of time or resources. Efficient
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utilization (e.g., money, logistics, office supplies); and (3) Timeliness (T)
determines whether or not the target deliverable was completed within the
In related studies, Bhatti, et. al, (2011) deliberated that human capital has
received a great deal of attention in the current research era. Any individual who
challenge confronting managers around the world is talent drain and executive
organization. Individuals run and guide organizations. Goals and objectives are
set and achieved through the efforts of these individuals (Amistoso et. al, 2019).
appraisal, organizational facilitation of goal achievement, and goal clarity are all
Standards are established to ensure that inputs and work processes are used
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of desired results (Abdulkadir, et. al, 2012). In addition, Salleh, et. al (2013)
pointed out that through the mediating factor of satisfaction, perceived fairness
performance.
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for their employees, according to the scholarly literature of Ellinger et. al (2011).
SPMS requires that the performance of the office and each individual be
ensure that timely and appropriate steps are taken to keep a program on track
and that its objectives or goals are met as effectively as possible. Managers and
monitoring and evaluation yields insights into how plans can be better
the act of observing, keeping track of, documenting output and behavior, and
they understand the current level of performance within the organization (“How
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persuading them to move in the direction you want them to go to achieve a goal.
(Michael, 2019). In Philippine bureaucracy, the heads of the agency, the planning
office, the office heads, and individual employees conduct regular performance
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individual potential. January to June and July to December are the suggested
In further studies, Albrecht, et. al, (2015), asserted the first critical step in
this process required that any goals established reflect not only organizational
objectives but also the employee's values, interests, and personal goals.
system provides information that allows for the differentiation of effective and
Torneo & Mojica (2019) noted that monitoring systems are necessary to
ensure that employees are evaluated fairly. Coaching, on the other hand, is
concerned with the development of employees. Saks and Gruman (2011) also
and increase the coachee's skills and competencies. However, there were
was asserted that raters should ensure consistency in tracking and recording
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manage and develop individual potentials. Another study attested those cases of
and the reasons for potentially significant gaps in the evaluation (Gabriel &
targets agreed upon during the Performance Planning and Commitment Phase.
This phase aims to evaluate the performance of both the office and individual
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office and individual performance contracts (CSC, 2012). The manager identifies
the employee's strengths and weaknesses and provides a preliminary rating. The
manager and the employee discuss performance data and reach an agreement
appraisal. However, this was disputed by Kim & Holzer (2016), both supervisors
deadlines to meet. The truth is that some managers tend to put off doing a
difficult task (Payos, 2016). Tamayo (2017), supervisors must strive to improve
the working environment and remain calm during difficult times. This can only be
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score to that assessment, and then usually informs the employee of his or her
formal rating. Performance ratings are typically obtained from supervisors, but it
has long been recognized that other sources of performance evaluations may be
used (e.g., subordinates, self-ratings) (DeNisi & Murphy, 2017). In other studies,
and some major errors. Furthermore, Aguinis et al. (2012) stated that feedback
that focuses on the employee's strengths rather than weaknesses will increase
institution and facilitate better learning among students in his recent study of
system also provides feedback to faculty members, which influences their self-
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53
evaluation and review of their performance (Kinicki et. al, 2013). The appraisal
and he or she can work on these to be more effective with work and career
organization. The raters usually identify the ratees' strong points as well as their
ratees (Dizon, et. al, 2018). Torneo & Mojica (2020) recommended that
because rater bias, gaming, cognitive strain, and attribution errors may affect the
reliability and validity of SPMS in the Philippine civil service, all government
The final phase of the SPMS cycle, which is based on the results of the
review and evaluation phases. The supervisor and subordinate talk about
accomplishments and the associated rewards and incentives. They also discuss
are motivated when they believe that a particular course of action will result in the
achievement of a goal and a valuable reward - one that meets their needs. A
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54
relationship (Hshie & Chen, 2011). Rewards can also be viewed as including
not only financial rewards but also non-financial benefits. Salary increases and a
relationship between rewards and personal goals (it is all about the
system as per Executive Order No. 80, series 2012. This was adopted to
incentives and bonuses granted in government agencies. The PBIS includes two
bonus (PBB). The first is an “across-the-board” bonus, while the second is a top-
team-level, and individual performance conditions. (Albert, et. al, 2020). Torneo,
et. al, (2017), expressed that because of the multi-tiered evaluation system, the
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55
PBB encourages teamwork; the agency must first qualify, and then the unit must
achieve a high rating for individuals to receive high PBBs. Employees and
supervisors were able to see the relationship between their performance and that
of their unit and the agency thanks to the SPMS. However, this may not be the
who receive the same benefit despite contributing nothing to the agency's overall
because their PBB payout is the same as that of those who received only a
'satisfactory' rating. They believe there is no justice in a PBB that does not take
into account the quality of one's performance. Also, teachers brought up the fact
that the dropout rate of students is the only metric used to assess their
Non-monetary rewards may be able to play a role equal to, if not greater
than, monetary awards in some situations (Shields, et. al 2015). Training and
development is a broad activity, but the current study found that need-based and
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56
and meet their learning and development needs. Tailor-made interventions can
resources, which may increase work engagement and job performance. In terms
et. al, 2015). Aguinis, et. al, (2012) stated that recommendations for areas of
commitment, civil servant satisfaction, and fair performance appraisal within the
organization should be prioritized. This was agreed upon by Waheed & Malik,
for anyone who has the opportunity to advance to a higher position in his or her
satisfaction (Dioses, 2019). Antenor (2017) cited Ogiamen and Izzuagbe (2016)
This was also supported by Eisenbergen’s (2011) and Heng (2012)'s observation
that if an organization fails to reward its employees, it will have a direct impact on
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57
for example, has been criticized for rewarding win-lose outcomes rather than win-
issues during the earlier implementation. Their research concluded that the most
pressing issue was the quantity of work done rather than the quality of work.
There was no clear link between the tasks for which points were awarded and
the agency's overall goals, making it difficult for employees to understand how
their work influenced the agency. Since the implementation of the PBB scheme
in 2012, the effectiveness of the scheme, particularly its impact on agency reform
efforts and public sector employees' motivation and productivity, has not been
and how this will be accomplished by clarifying and agreeing on what people are
expected to do and how they are expected to behave and then using these
agreements as the foundation for measuring, reviewing, and developing plans for
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58
focused services and products, as well as the achievement of targets under the
The core functions include establishing the parameters that will allow the
Scope- defining and managing all of the work required to complete the project.
Time - estimating how long it will take to complete the project and developing a
ensuring that the project will meet the needs for which it was created (Hazel &
Jacobson, 2014). The Planning Office or any responsible unit within the agency
shall consolidate, review, validate, and evaluate the initial performance of the
indicators, as well as the allocated budget versus the actual expenses. The
(PMT) for calibration and recommendation to the Agency's Head. The final rating
assessment with the relevant offices. This includes the Financial Office's
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59
office and decided by the head of agency during this conference, and the final
Planning Office shall provide the final Office assessment to each Office to be
used as the basis for evaluating individual staff members (CSC, 2012).
Plachy & Plachy (2021) contended that regardless of how the information
management - typically the job manager and one or two higher levels of
individual versus team performance. Both are important, but emphasizing one
over the other will result in an ineffective system (Boachie-Mensah & Seidu,
2012). For the public sector, Heinrich (2012) added that the primary goal of
established in advance to ensure the efficient use and management of input and
operational level, these standards are incorporated into the success indicators
engagement within the institution. The supervisor, with the authority granted by
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60
management, defines and deploys members based on functions, and the tasks
and functions are heavily defined by the supervisor. Supervisors typically explain
the internal and external environments when establishing strategic priorities. The
public sector is more reliant on formal regulations and procedures than the
private sector, which influences how strategic management is carried out. The
customer is the citizen or constituent, who indirectly pays for the service through
taxes. It is then critical to understand where the critical success factors can be
identified. Measures should be derived from goals and objectives, different types
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61
much more than simply meeting targets. Above all, it must be 'accountability.'
Public organizations have experimented with many tools designed for and used
in the private sector to achieve the best results in the public sector. In most
cases, despite being practical in design, these setups fail to deliver results. The
reasons for this. This becomes a tedious task in the public sector because the
measure (Shah & Jabeen, 2021). This has been agreed by Torneo & Mojica
(2020) in their study stating that the process itself takes time and involves several
determines the extent to which individual employees' goals are aligned with the
overall performance and success (Ablaña, et. al, 2015). Managers' performance
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62
and national behavior (Bhardwaj & Punia, 2013). Employee contracting will
assist employees in identifying major final outputs for their respective positions,
whereas cascading goals will assist employees in understanding how their work
managers is measured by how much has been accomplished with the budgeted
linked to the organization's overall performance and success (Ablaña & Isidro,
on service and product delivery and is linked to the KRAs and core functions of
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63
objectives are the duties and responsibilities that an employee must execute
while on the job. This is a tool for determining whether a person is carrying out
supervisor based on the commitment made at the start of the rating period. There
is no need for self-rating because the performance rating will be based solely on
the records of accomplishment. The SPMS prioritized major final outputs that
aforementioned bases/proof, a specific task will not be rated and will be ignored.
review form, including competency assessment and critical incidents so that the
HR office can use them for development purposes such as promotion and other
interventions. Before submitting the IPCR form to the Head of Office, the
supervisor shall discuss the employee's assessment with the concerned ratee.
Based on the proof of performance, the Head of Office shall determine the final
The final grade must correspond to one of the following adjectival descriptions:
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64
evaluation. The head of the office must ensure that the employee is notified of
his/her final performance evaluation and that the Summary List of Individual
provide an employee with insights into areas of strength and areas for
employees should be done one on one. Address their concerns and questions in
private. The appraisal is a delicate subject that should be handled with care. In
an article Payos (2016), wrote that Filipino culture works against the system
because Filipinos are not brutally honest. They don't want to inflict harm on
others. Most of the time, they avoid the issue by using euphemisms rather than
interview, they begin with the positive - that the employee has done well before
revealing the flaws. They tend to avoid or minimize the negatives while focusing
ineffective. They are not only harming the organization but also our subordinates.
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65
The employee continues on his merry way, not attempting to improve his
specific high goals and see the relationship between what they are doing and the
outcome they can expect, i.e., goal attainment (Ford, Latham, & Lennox, 2011).
is problematic because it has both direct and indirect consequences. The direct
costs are associated with higher compensation costs than those justified by true
subordinate performance. The indirect costs are associated with the difficulty of
Goals must be both realistic and challenging. When an individual achieves them,
he feels a sense of pride and triumph, and it sets him up for the next goal. The
more difficult the goal, the greater the reward in general and the greater the
critical for an organization's effective operation and for the organization to grow
and expand at a faster rate. Organizations must integrate all of the determinants
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66
2015). The study of Salleh, et. al, (2013), noted that employees with strong
organization's interests, and having a strong desire to stay with the organization.
This finding is consistent with the government's efforts to make the decision-
As stressed by Torneo & Mojica (2020) in their study, the IPCR is used to
motivated, but we believe they would prefer to have their efforts formally
recognized through both intrinsic and extrinsic rewards. The standards used to
employee's point of view. The basis for the performance rating, in particular,
Another issue posted by Gabriel & Villaroman, (2019) in their study is that
employees are unclear about the processes used to determine timeliness and
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67
individuals and groups at any given time, with some having more targets than
services being delivered is inevitably lower for those with many targets than for
According to Dizon, et. al, (2018), the rater checks every accomplishment
and factual foundation. Boachie-Mensah & Seidu (2012) reasoned out that
67
Chapter 3
RESEARCH METHODOLOGY
be used, the locale of the study, the subjects, and the activities to be taken to
complete the research. This chapter will also give a detailed description of the
validated, and administered. Also included are the procedures on how data will
be gathered, sample size, sampling technique and the statistical tool to be used
to answer the questions in the Statement of the Problem presented in the earlier
Chapter.
This study will use the descriptive-evaluative type of research design. The
information about the current state of phenomena. This type of research aims to
Specifically, this study is an Evaluation Research which was opined by Rovai &
22
frequently takes the form of commentary on the program's quality and
23
69
the level of implementation of the LGUs on the four phases of the SPMS
The locale particularly chosen for this study is the Province of Rizal (see
Figure 2) located in the CALABARZON region, in the central part of the island of
Luzon. The province covers 1,182.65 square kilometers (456.62 square miles) of
land. According to the 2020 Census, its population was 3,330,143 people. This
accounted for 20.56 percent of the total population of the CALABARZON region,
5.35 percent of the total population of the Luzon Island group, and 3.05 percent
be 2,816 people per square kilometer or 7,293 people per square mile based on
these figures. Bulacan, Quezon, Laguna, Laguna de Bay, and the National
Capital Region border Rizal, clockwise from the north. The province is
Cainta, Cardona, Jalajala, Morong, Pililla, Rodriguez, San Mateo, Tanay, Taytay,
and Teresa; and 1 component city - City of Antipolo (Rizal profile – PhilAtlas,
of the economy in some municipalities, the majority of people now work in tertiary
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70
industries such as trading and other services. Many manufacturing plants are
located in the province, particularly in the towns of Cainta, Taytay, and Rodriquez
(Montalban). People who live near Laguna de Bay, the country's largest lake, rely
Human Resource System (IGHRSv2.0), there are a total of 4,071 career service
employees, out of which 2,717 are the first level, and 1,354-second level
custodial service positions that require less than four years of collegiate studies
supervisory capacity. The second level shall include professional, technical, and
scientific positions that require at least four years of college work and involve
these numbers, for the first level, there are 1,479 males and 1,238 females and
for the second level, there are 550 male and 804 female personnel. The study
will make use of 364 employees, the combination of the two levels and based on
the computation using the Slovin’s Formula at five percent margin of error (see
Table 2). As of this proposal writing, the researcher was not able to gather data
70
71
71
72
72
73
Total
1 1 2 1 4
Populatio 5 8
4 2 7 3 0
n of 5 0
7 3 1 5 7
Employee 0 4
9 8 7 4 1
s
3 3 6 1 3 10
3
6 0 6 4 0 0
4
1 1 2 1 3
Sample 5 7
3 1 4 2 6
Size 0 2
3 1 4 2 4
CSC, IGHRSv2.0 as of August 31, 2021) and the sample size of the study.
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74
The researcher began the study through the submission of proposed titles
to the panel of experts. The proposed titles were scrutinized, and an approved
title was decided. Chapters 1, 2, and 3 were written, submitted, and revised. It
Upon receipt of the approval to gather data, the researcher will develop
experts in the field of public administration, language, and civil service. A letter
constructed, duly signed, and approved by the Thesis Advisor and the Dean of
Graduate Studies. These letter requests will then be submitted to the different
SPMS based on the perception of the respondents and the level of compliance of
the municipal employees with the OPCR and IPCR respectively. Interviews will
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75
Sources of Data
answered by 367 career employees, composed of heads of office and rank and
file employees from the 13 municipalities and one component city in the province.
The result of their answers will be based on their perception, experience, and
performance appraisal.
province. Given the sample size of 367 employees, the number of respondents
per LGU will be computed based on the percentile of the total municipal career
personnel over the total number of career employees in the province. In this
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76
regard, the larger the municipality, the higher number of employees will be
included in the sample. For the municipal level, respondents will be chosen
guidelines. The interview questions that the researcher will be using are also a
and language critics for appropriate review, comments, and suggestions which
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77
the Human Resource Office. Instructions and reasons for the study will be
to assess the precision of the answers in the written survey and also to fully
The data for this study will be gathered using a validated questionnaire
the survey sheets because the identities of the respondents need not be
revealed.
influence their honesty and effectiveness in responding to the survey, the option
to respond, and the surveys will be collected two or three days later by the
researcher. Moreover, for the in-depth interviews, respondents will not be asked
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of their names but they need to state their age, level of position, and length of
service.
will be used to interpret the mean of every stage of the independent and
dependent variables.
Statistical Treatment
used.
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79
of the local government units and its employees on SPMS implementation in the
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all Workers Based on Social Justice in the 1987 Philippine Constitution.
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APPENDIX A
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Task 13
Task 11
Task 9
Task 7
Task 5
Task 3
Task 1
9/4/2021 10/24/2021 12/13/2021 2/1/2022 3/23/2022
CHART OF ACTIVITIES
Task Submission
No. Activities Start Date Date Duration
Title Defense
Task 1 09/18/2021 10/05/2021 17
Presentation
Writing and Composition
Task 2 10/05/2021 10/16/2021 11
of Chapter 1
Writing and Composition
Task 3 10/17/2021 10/23/2021 6
of Chapter 2
Writing and Composition
Task 4 10/24/2021 10/30/2021 6
of Chapter 3
Return of Revised
Task 5 10/30/2021 11/06/2021 7
Proposal
Submission of Revised
Task 6 11/07/2021 11/20/2021 13
Proposal
Task 7 Proposal Defense 12/04/2021 12/18/2021 14
Validation of Instruments
Task 8 & consultation with 01/03/2022 01/07/2022 4
Thesis Adviser
Task Submission
No. Activities Start Date Date Duration
Preparation of Documentary
Task Requirements to gather data
01/10/2022 01/14/2022 4
9 (duly signed by the Research
Adviser and the Dean of
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97
Graduate Studies)
Task Administration of instruments
01/17/2022 02/04/2022 18
10 & data gathering
Data submission for
Task statistical treatment &
02/07/2022 02/11/2022 4
11 consultation with Thesis
Adviser
Writing and Composition of
Task Chapter 4 and 5 &
02/14/2022 02/25/2022 11
12 consultation with Thesis
Adviser
Task Submission of Thesis to
02/28/2022 03/11/2022 11
13 Language Editor
CURRICULUM VITAE
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98
PERSONAL DATA:
Mobile: 09174277250
Email: mariacristinalbiasca@gmail.com
EDUCATION:
WORK HISTORY:
Job Title:
Administrative Officer II
Municipal Government of Teresa, Rizal
(January 1, 2017 - September 30, 2019)
Administrative Assistant II
Municipal Government of Teresa, Rizal
(January 1, 2015 - December 31, 2016)
Administrative Aide VI
Municipal Government of Teresa, Rizal
(January 2, 2013 - December 31, 2014)
Instructor
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99
Branch Coordinator
Skill Power Institute
(July 1, 2006 to June 28, 2010)
Finance Officer
Skill Power Institute
(October 2, 2004 - June 30, 2006)
Branch Accountant
Skill Power Institute
March 16, 2004 to October 1, 2004)
99
100
100
101
101
ii
ii