Professional Documents
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Snow Moss 2014 Protest Spontaneity
Snow Moss 2014 Protest Spontaneity
2014
ASRXXX10.1177/0003122414554081American Sociological ReviewSnow and Moss
Abstract
This article reexamines spontaneity as an important, albeit neglected, mechanism in collective
action dynamics, and elaborates on its operation and effects in protest events and social
movements. We do not presume that spontaneity is routinely at play in all collective actions.
Rather, based on our grounded analysis of historical and ethnographic data, we contend
that spontaneity is triggered by certain conditions: nonhierarchical organization; uncertain/
ambiguous moments and events; behavioral/emotional priming; and certain ecological/
spatial factors. We conclude by elaborating why the activation of spontaneous actions matters
in shaping the course and character of protest events and movements, and we suggest that
spontaneity be resuscitated in the study of collective action and everyday life more generally.
Keywords
collective action/behavior, grounded theory, protest/protest events, social movements,
spontaneity
[W]hen I read the personal accounts which when we reach Tahrir, we’ll see. There was
the student leaders [of the 1989 Beijing no plan. I mean, there was a plan . . . like,
student movement] gave in my interviews you know, “we’re going to meet at some
and in published memoirs, I found many of point . . .” but [the notion that] we’ll be at
them in the form “I walked down the road Tahrir, we’ll have a plan, there will be, you
and saw X (or, I woke up in the morning and know, security committees . . . —it’s all
thought of Y), and then I decided to do Z.” crap. I mean, this is all spontaneous and it
In other words, many of their activities rep- evolved . . . [over] time. (Hossam El-
resented spontaneous and individualistic Hamalawy, quoted in Al Jazeera English
responses to events rather than conscious 2012)
decisions arrived at collectively by their
organizations. (Zhao 2001:147) a
University of California-Irvine
process is more akin to Simon’s (1957) notion in the late-nineteenth century. One side of the
of “bounded rationality,” with its emphasis on debate, rooted in the revolutionary prognosti-
“satisficing” rather than “optimizing” in the cations of the Manifesto of the Communist
face of limited information and time, and Kah- Party (Marx and Engels 1948), emphasized
neman’s (2011) distinction between fast and the spontaneous emergence of class con-
slow thinking, with spontaneous decision- sciousness. The other side, anchored in Len-
making being a case of fast thinking.2 Finally, in’s (1969) championing of the revolutionary
we want to emphasize that spontaneous Social-Democratic party, emphasized the
actions may occur individually or collectively, external organizational base for the develop-
and sometimes they may be interconnected, as ment of revolutionary class consciousness.
when a spontaneous individual action stimu- However, the less organizationally focused
lates a spontaneous collective action. In either “collective behavior perspective,” ranging
case, we are interested primarily in spontane- from LeBon (1897) through Blumer ([1939]
ous actions that alter the course and character 1972), embraced the concept of spontaneity
of the encompassing collectivity in ways that as a fundamental mechanism in collective
were not previously planned. action dynamics. According to Blumer
Our orienting contention is that some col- ([1939] 1972:68), collective behavior in gen-
lective actions occurring within the context of eral, and its elementary forms more specifi-
protests and movements are spontaneous and cally, constituted behavior that “arises
consequential for the larger collective actions spontaneously and is not due to pre-
in which they are embedded, and sometimes established understandings or traditions.” For
also for subsequent collective actions. If so, Blumer, behavioral coordination occurred
understanding the relationship between spon- through contagion via the coordinating mech-
taneity and protest events is fundamental to anism of “circular interaction” in contrast to
understanding protest events’ character and “interpretive interaction.” Blumer’s thesis, as
dynamics more generally. However, one will well as the contagion argument in general,
find little on spontaneity that is analytically were subsequently criticized (McPhail 1991;
instructive in the literature on protest and Turner and Killian 1987) and expunged from
social movements since the mid-1970s. When the collective action/social movement con-
there has been analytic reference to spontane- ceptual toolkit.
ity, it is typically misplaced temporally in the Turner and Killian (1987:58), however,
life course of protest events, or misconstrued viewed spontaneity as “an essential element . . .
in the dynamics of those events and their in collective behavior” and made it a corner-
sponsoring movements. Before turning to the stone dynamic of their emergent norm thesis. In
evidentiary bases for incorporating spontane- the third edition of their text Collective Behav-
ity into our analyses of protests and move- ior (1987), Turner and Killian refer to protests
ments, we assess the analytic treatment of and other collective phenomena, such as public
spontaneity and its general neglect in recent opinion, as spontaneous. The fate of Turner and
theorization and research. Killian’s emergent norm thesis has not been
quite as dire as LeBon’s and Blumer’s conta-
gion thesis, but it has been similarly criticized
Treatment of Spontaneity in
(McPhail 1991) and has largely fallen out of
Collective Behavior and Protest Event
use. This is due, in part, to the changing context
Analyses
of contentious gatherings associated with
The concept of spontaneity has had a pendulum- changes in protest policing.
like career in the study of collective action Research on protest policing in western
and social movements. Reference to the con- democracies reveals that practices have his-
cept dates back to at least the Marxist debates torically clustered into two styles: “‘hard’
regarding the origins of class consciousness police styles, characterized by an escalated
Snow and Moss 1125
use of force in order to implement law and as spontaneous or emergent, it is during this
order (with low respect for demonstrators’ period.”
rights) versus ‘soft’ police styles, where nego- This line of argumentation strikes us as
tiations (and protest rights) prevail” (della conceptually and empirically misguided, in
Porta and Fillieule 2004:219). The escalated that it misapprehends and erroneously concre-
use of force to control and disperse protesters tizes the place and function of spontaneity,
was particularly prominent during the 1960s treating it as a stage rather than as a dynamic
and the first half of the 1970s. The “softer” element within the collective action process.
approach, involving negotiations between But these issues have become largely irrele-
police and protesters to establish ground rules vant to scholarship on social movements since
in advance of demonstrations, began to pre- the ascendance of the resource mobilization
vail in the 1980s.3 Since then, the general and political process/opportunity perspectives,
trend in the United States and Europe has as spontaneity is rarely mentioned, a few
been toward development of public order exceptions notwithstanding (Auyero 2003;
management systems (POMS), in which pro- Fantasia 1988; Polletta 1998; Zhao 2001).
test demonstrations become increasingly We contend that a central reason why
standardized, thus reducing the likelihood of spontaneity has been ignored lies in the ten-
newsworthy tactical innovations and sponta- dency for scholars to think analytically about
neous actions.4 The diffusion of POMS, social movement dynamics in terms of binary
wherein demonstrations are negotiated and oppositions. Binary juxtapositions are preva-
scripted temporally, locationally, and behav- lent in movement theorizing and analysis, just
iorally prior to their occurrence, may obviate as they are in much of sociological analysis
the likelihood of emergent norms. However, (Zerubavel 1996). Some of the more common
it does not preclude the possibility of sponta- oppositions include rationality versus irra-
neous action under certain conditions, which tionality and emotion; solidarity versus break-
we identify and illustrate. down; disorganization versus organization;
The relevance of spontaneity to social and spontaneity versus organization. One
movements more generally has also been dis- problem with such oppositions is that they
puted. The debate has not been about whether often become cognitively encoded, such that
spontaneity is sometimes at play in the opera- both our gaze—that is, what we look at and
tion of social movements, but about its locus see—and how we think about what we see
in a movement’s career. For example, Blumer become one-sided and inflexible. We find a
([1939] 1972) and Turner and Killian (1972) clear history of this encoded binary with
argued that spontaneity is more likely early in respect to spontaneity versus organization
a movement’s career than as movements that dates back to the Marxist debates, runs
develop and become more organized. How- through much of the theorization associated
ever, Turner and Killian (1987:294) later with the subsequent collective behavior per-
moved beyond Blumer and the earlier collec- spective, and culminates most recently with
tive behavior literature by noting the role of the dominance of the resource mobilization
organization and calling attention to “the and political process/opportunity perspec-
interplay between spontaneity and organiza- tives. In each period, spontaneity and organi-
tion.” This suggested focus on the “interplay” zation were seen as essentially antithetical:
was ignored in subsequent commentary, how- the organized, revolutionary party trumped
ever, as Marx and McAdam (1994:73) spontaneity following Lenin (1969); sponta-
restated Blumer’s initial claim even more neity trumped organization during the collec-
strongly: “It is at the outset that social move- tive behavior era; and organizational and
ments bear their closest relationship to other political contextual considerations relegated
forms of collective behavior. To the extent spontaneity to the historical dustbin during
that social movements can ever be described the current contentious politics era. The
1126 American Sociological Review 79(6)
them, that we began to consider the phenom- identified condition with the subsequent cases
enon as a topic for analytic interrogation and investigated. In this way, we proceeded to
to case the literature for empirical accounts of identify a set of conditions associated in a
other instances of its occurrence in the con- precipitating fashion with the occurrence of
text of collection action. spontaneous collective actions.
This process of “casing” the literature In keeping with the strategy of theoretical
involved several steps. First, we searched for sampling, one might proceed until no new
rich, on-the-ground, descriptive accounts of category properties or conditions emerge,
protest-related collective action events that which, in principle, could be indefinitely. But
included reference to what we conceptualized eschewing methodological idealism for meth-
as spontaneous actions. This generated a rela- odological pragmatism, we not only identi-
tively small number of historical cases, not fied spontaneity as a sometimes important
only because of the rarity of detailed ethno- element of collective action dynamics, but we
graphic accounts of protest events, but also also identified and elaborated a set of associ-
because of the previously mentioned neglect of ated triggering conditions. Moreover, we find
spontaneity by the dominant collective action/ that Katz’s (2001:331) contention with respect
social movement perspectives. Additionally, to the overlapping strategy of analytic induc-
most protest event research over the past 25 tion also applies to the grounded theory
years has not been well-suited for examining approach to which we adhered: “There is no
on-the-ground dynamic elements such as spon- methodological value in piling up data of a
taneity. This research has been based largely sort already determined to be consistent with”
on interviews with protest participants to the revised or emerging theory.
account for their participation or analysis of
media accounts, principally newspapers, of
protest events. Although protest event research Conditions Triggering
has become a dominant method for studying Spontaneous Collective
protests and movements and has advanced Action
understanding of aspects of these phenomena
(Soule 2013), it is limited in large part by the Our orienting proposition is that spontaneity
character of the media data analyzed. sometimes figures prominently in the dynam-
These limiting factors associated with pro- ics of social movement demonstrations and
test event research notwithstanding, we looked protest events. We do not argue that spontane-
to studies of now well-chronicled protests ity is routinely or randomly distributed across
(e.g., Ireland’s Bloody Sunday, Kent State, collective action events. Rather, we contend
and Tiananmen Square) compiled by ethno- that the occurrence of spontaneous collective
graphic or qualitative/historical researchers actions is most likely under specifiable condi-
and investigatory reports that provide detailed, tions. In identifying and elaborating these
first-hand accounts of the events examined. conditions, we do not presume they are mutu-
We identified a number of such studies and ally exclusive or exhaustive. As we argue and
then examined them for conditions that illustrate, they may interact and combine.
appeared to precipitate or be associated with Conditions other than those we identify may
the occurrence of spontaneous actions. Con- also occasion the occurrence of spontaneous
sistent with the constant comparative charac- collective actions. Accordingly, this analysis is
ter of grounded theory methodology and its a first step, albeit a major one, in development
associated principle of theoretical sampling, of an empirically grounded theory of spontane-
which involves searching for and zeroing in ity within the context of social movements and
on data that elaborate and refine the categories their associated collective action events.
or conditions associated with the emergent With these caveats in mind, we turn to an
theory, we coded and then compared each elaboration of four conditions we identified
1128 American Sociological Review 79(6)
as precipitants of spontaneous collective Los Angeles region, including one protest con-
actions: the absence of hierarchical organiza- ducted jointly with activists in the Occupy
tion; uncertain/ambiguous moments and L.A. movement, and participant accounts of
events with a number of associated sub- Occupy D.C. After the onset of anti-regime
conditions; behavioral/emotional priming and protests in Syria and corresponding regime
framing; and ecological/spatial contexts and crackdowns in 2011, Syrian-American activ-
constraints. ists protested at Russian and Chinese embas-
sies, held demonstrations and fundraisers, and
put on “flash mobs,” in which participants
Condition 1: Nonhierarchical
froze in scenes reenacting the regime’s vio-
Movements
lence. These events were characterized by their
Much has been made in the past 30-plus years nonhierarchical structure, being initiated pri-
about the organizational dimensions of social marily through informal calls to action on
movements, including formal, professional, Facebook and by word of mouth, and partici-
and hierarchical leadership (e.g., Andrews pants frequently initiated unrehearsed actions
and Edwards 2004; Davis et al. 2005; McCar- over the course of the events. Although some
thy and Zald 1977). Yet, social movements individuals did volunteer to take on greater
are also populated by “varied and malleable responsibilities, thus making them de facto
organizational forms” (Clemens and Minkoff leaders, impromptu coordination attempts by
2004:156), including movements character- these participants were often overridden by
ized by anti-hierarchical, participatory, and other participants. For example, pleas for
deliberative democratic styles (Doerr 2013; chants to be spoken in English were frequently
Polletta 2002; Rothschild and Whitt 1986). overtaken by jubilant singing in Arabic; groups
These collectivities are wary of formal lead- of protesters waved their shoes at pro-Assad
ership and strive to treat participants as rela- counter-protesters despite the disapproval of
tively equal contributors rather than as the de facto leaders; street-corner rallies trans-
“rank and file.” We propose that nonhierar- formed into marches without any stated pur-
chical movements are more likely to produce pose or preplanned timing; and chants were
spontaneous collective actions, because their debated and modified throughout the demon-
cultures valorize openness, innovation, and strations. At a protest at the L.A. Chinese Con-
experimental forms of collective action (Pol- sulate, for example, a participant with a
letta 2002). As we will discuss, this does not bullhorn yelled out, “down, down with China!”
mean hierarchical movements do not exhibit He was then interrupted by a debate; after
spontaneity, or that the rank and file do not negotiations, the collectivity modified the
sometimes act spontaneously (Fantasia 1988). chant to “shame, shame on China’s politics!”
This is also not to say that nonhierarchical Ethnographic observation of a joint
movements are defined by spontaneity, as Occupy L.A. and Syrian-American protest
they are also characterized by routinized pro- held at Los Angeles’ City Hall in December
cedures and activities (Glass 2010). However, 2011 further illustrates the importance of
because nonhierarchical movements value spontaneous, creative actions in shaping the
and often rely on impromptu contributions by character of nonhierarchical protest events.
participants, we propose that these move- First, after a series of improvised speeches
ments are more likely to produce unplanned about Syria at the onset of the gathering, the
actions and dynamics. group agreed on a demonstration route and
Concrete illustration of how nonhierarchi- proceeded to march around City Hall. As the
cal movements produce spontaneity during gathering paused at an intersection, a partici-
protest events is provided by grounded obser- pant pointed to the L.A. Sister Cities monu-
vations by the second author of Syrian-American ment and suggested we declare Homs, a
demonstrations in 2011 and 2012 in the greater Syrian city facing regime bombardment, to be
Snow and Moss 1129
a sister city. After this decision was voted on an incidental coalition opposed to Chinese
and approved by the group, several protesters policy. Rather than perceived as digressions
suggested that a makeshift sign be attached to from a preordained plan, such spontaneous
the monument itself. After participants scat- detours were celebrated by the group as invig-
tered to assemble the necessary supplies, a orating the spirit of the event. We suspect that
discussion ensued about which other Syrian analyses of the 2011 Occupy movements, for
cities should be commemorated. In response example, will likely find that the valorization
to a chorus of replies, the sign’s author of creative, spontaneous initiatives between
announced they would include Homs, Hama, equals—only loosely channeled by participant-
and Dar‘aa; participants huddled at the base moderators and emergent subgroups—
of the monument around the sign-writer and frequently produced unplanned collective
agreed that the city names should be in Arabic actions that reinforced deliberative demo-
on one side and English on other. Once the cratic processes and shaped participants’ daily
sign was written, a young woman climbed the experiences. As a founding member of the
signpost and secured the sign to the loud Occupy D.C. movement reported in an inter-
applause and cheers of the group. At this view,7 the movement began with just a hand-
point, participants initiated a series of impro- ful of individuals excited about the happenings
vised speeches dedicating the monument in in New York’s Occupy Wall Street, without
English and Arabic. The mood of the protest the planning or involvement of Washington’s
was invigorated by the success of the sym- known leftist community, whose members
bolic dedication and the emotional solidarity were “shocked” that the movement had
it produced between Syrians and Occupiers, formed without their resources or expertise.
some of whom cried and thanked each other. This founding member attested that partici-
As the march continued, intermittently inter- pants volunteered in various capacities to
rupted by additional improvised speeches, the distribute food, administer medical attention,
protesters at the head of the march led the and other such activities because “you wanted
group back to the City Hall steps, where another to do it. Nobody told you to do it.” Yet, the
group of demonstrators were holding banners fact that spontaneous actions, when condoned
describing the Chinese government’s human by group consensus, are regarded as a virtue
rights abuses in Tibet. Upon approaching this within and across such movements has
group, the Syrian–Occupy demonstrators spon- received only sparse analytic attention. In
taneously erupted in exuberant chants of “Free light of these observations, we propose that
Tibet!” and then, without instruction, moved to spontaneity is more likely to be found within
stand beside the pro-Tibet protesters on the nonhierarchical movements, because it is an
steps. One of the de facto leaders of the Syrian integral part of their culture and operation.
group and several spokespersons for the Tibetan
group initiated a series of unplanned speeches
Condition 2: Ambiguous Moments
emphasizing the common struggle facing both
and Events
groups against brutal dictatorships, adapting
their messages on the fly to address the newly A central element in symbolic interactionist
formed coalition. One of the pro-Tibet spokes- theorization about collective behavior/action
persons announced that after marching to the is the concept of ambiguity. In his study of
Chinese Consulate, their group would demand rumor, Shibutani (1966:23) asserted that the
that the government stop supporting the Assad “basic unit of analysis” is “the ambiguous
regime, which produced loud cheers from the situation, and the central problem is to ascer-
Syrian–Occupy protesters. tain how working orientations toward it
These unplanned actions produced numer- develop.” Drawing on Shibutani in their
ous symbolic dedications, strengthened approach to collective behavior and social
within-movement solidarities, and generated movements, Turner and Killian (1987:58)
1130 American Sociological Review 79(6)
contend that when “faced with ambiguity, the sets of actors that populate the event field,
actors must engage in the construction of a which may include bystanders, counter-
new definition of the situation,” which they protesters, and the media in addition to the main
designate as the “emergent norm.” However, protesters and control agents. The presence of
this is an overstatement, particularly from the these various actors can affect the flow and
standpoint of continental philosophies such as character of a protest event in unforeseen
phenomenology and existentialism, for which ways independent of the negotiated script.
ambiguity is a frequent companion of every- Moreover, there is no guarantee that protest-
day life at both the individual and collective ers and control agents will behave as scripted,
levels but does not necessarily give rise to as evidenced in various studies of protest
unpredictable, spontaneous actions. Smelser policing and “riots”8 (Stark 1972; Wadding-
(1962:86–88) also noted that what he calls ton 1991; Walker 1969). Consequently, nego-
“structured ambiguity” is a routine feature of tiated scripts are vulnerable to disruption or
some aspects of social life. Yet, as Shibutani violation by various sets of actors. In some
and Turner and Killian surmised, there is instances, the disruption or violation may be
often a causal relationship between ambiguity intentional and thus covertly scripted by some
and spontaneous collective action. The prob- actors, as in the case of agent provocateurs
lem is that neither they nor others have (Marx 2013); in other instances, the disrup-
clearly identified the conditions likely to link tion may be unplanned. In either case, we
ambiguity and spontaneous collective actions. argue that script disruptions or breakdowns
To this end, we identified three such causal are likely to produce spontaneous adjust-
sub-conditions: script breakdown, script dis- ments and lines of action.
solution, and non-scripted square-offs. To illustrate, we turn first to ethnographic
observations conducted in 1983 in Austin,
Script breakdown or disruption. As Texas.9 The event was a Ku Klux Klan march
noted earlier, protest policing strategies have through downtown Austin to the state capitol
evolved and congealed into public order man- grounds, around the capitol, and back to the
agements systems (POMS) (McCarthy and Klan staging area. Several hundred Klan
McPhail 1998). The general objective of marchers, festooned in their traditional garb,
these new procedures is to reduce the pros- were protected on all sides by phalanxes of
pect of disorder and violence by standardiz- city and capitol police who wore riot helmets
ing policing practices in ways that control and and carried shields to protect themselves and
manage protesters’ access to and behavior in the Klan from the stones and lunch bags of
public spaces. POMS exhibit a number of dog feces being thrown their way. The march
“important principles in their operations,” was organized beforehand in accordance with
including “negotiation between affected par- the POMS in place. But, as suggested earlier,
ties” (McCarthy and McPhail 1998:91), such events do not always proceed as scripted;
as social control agents and representatives of rather, sudden, unanticipated adjustments are
the movement organization sponsoring the likely to occur in response to script disrup-
event. The outcome of these negotiations is tions. As the parade of marching Klansmen,
the development of what we call a negotiated cordoned off by the police on each side and to
script, which constitutes the ground rules the front and rear, approached the capitol
regarding the timing, location, and behavioral grounds, spectators and counter-protesters
repertories of the event. While there is no fell in behind the parading entourage, making
question that these negotiated scripts have it increasingly difficult for the control agents
standardized, and even conventionalized, to maintain separation among the different
much protest, they are often fragile and tenu- and conflicting elements of the gathering. As
ous. This is due in no small part to the fact the head of the Klansmen parade arrived at a
that pre-event negotiations seldom include all Y in the road just before reaching the capital
Snow and Moss 1131
mimicry or contagion is to label it rather than protesters having observed or heard about
to explain it. To answer such questions, we these activities on other campuses. The recur-
draw on the social psychological concept of rent chant of “the people want the fall of the
priming and its connection to framing. regime!” during the Arab Spring is another
Priming refers to an increased sensitivity to example. Mimicry may be involved, but we
certain stimuli due to prior experiences. It is a argue that the priming process makes the
pre-sensitizing process that increases the prob- mimicry more likely.
ability of activating a concept, frame, emo- Research on the “ghetto riots” of the 1960s
tion, or line of action based on exposure to an and 1970s across U.S. cities further demon-
earlier, similar stimulus or experience. This strates the relationship between priming and
experiential priming effect was theorized spontaneous collective action. These studies
some time ago by Mead in The Philosophy of found that the disorders were often triggered
the Act (1938). Although Mead (1938:3) did by a precipitating incident or event involving
not use the word priming, his discussion of the police action that was perceived as excessive
impulse stage of the act foreshadowed its and brutal by black residents. As the National
operation: “there accompanies this attitude Advisory Commission on Civil Disorders
[by which he meant the reaction to a stimula- (1968:93) concluded in 1967, “almost invari-
tion] of the response some imagery which is ably the incident that ignites disorder arises
taken from past experiences in which the from police action.” But it is also likely that
responses have been carried out.” Psycholo- during this period, excessive police actions in
gists have recently affirmed this priming effect urban black communities far exceeded the
by showing that words and mental con- occurrence of disorders. Although these civil
structs—traits, stereotypes, and prejudices— disorders were generally spontaneous in the
can elicit behavior without any awareness on sense that they were unplanned, it is clear
the part of the individuals so affected (Bargh, they did not combust spontaneously solely in
Chen, and Burrows 1996; Kahneman 2011; concurrence with excessive police actions.
Steele and Aronson 1995). Such word-based Other factors were also necessary, as the riot
priming effects, which are consistent with the literature makes clear.13 One such factor, we
symbolic interactionist contention that sym- submit, was priming. As Feagin and Hahn
bols have lines of action embedded within (1973:172) write:
them, are explained in part through what cog-
nitive psychologists call associative memory If the precipitating incident represents a
and activation. But priming is associated not problem that has been a long-standing or
only with concepts and words. Research also increasing source of discontent, local resi-
shows that engaging in various actions can dents may be more likely to respond actively
prime subsequent actions and emotions in to the rumor and affiliate themselves with
ways not anticipated (Kahneman 2011).12 street crowds. Thus the recruitment of addi-
Drawing on such observations, we argue tional riot participants on the basis of infor-
that in the face of script breakdowns and dis- mation received about the precipitating
solutions and the associated ambiguities that incident is greatly facilitated by pre-existing
result, the spontaneous lines of action that sentiments and experiences.
emerge are not random but are dictated, in
part, by prior priming experiences or cues and Further illustration of the importance of
their relative recency. The inclination to shout preexisting sentiments and experiences as
out “strike, strike, shut it down,” and the asso- primers in relation to spontaneous collective
ciated action of marching to the administra- action is provided by the Rosenstrasse and
tion building, can thus be construed as primed Grosse Hamburger Strasse protests in Berlin
by an evolving prognostic master frame in 1943. These events involved several hun-
(Snow and Benford 1992) and by the dred gentile women whose Jewish husbands
Snow and Moss 1135
and children had been locked in detention is enacted is often unpredictable and
centers by the Nazis. The women protested unplanned. Studies of wildcat strikes in labor
against the likelihood of their loved ones protests describe this dynamic (Fantasia
being deported by staging defiant demonstra- 1988; Stepan-Norris and Zeitlin 1996). While
tions and chanting, “Give our husbands wildcat strikes have long been a part of work-
back!” According to Stoltzfus’s (2001) his- ers’ repertoires of resistance, the initiation of
torical analysis of the women’s biographies, wildcat strikes is not always preplanned or
they neither knew each other beforehand nor subject to the control of union leadership.
were connected via prior association. There Workers often employ wildcat strikes when
was no publicized anti-Nazi protest to mimic, their moods sour over issues large and small.
yet the women came together despite the A former member of the United Auto Work-
absence of these standard organizational ers’ Ford Local No. 600 describes this situa-
mechanisms or structures. As one participant tion in Stepan-Norris and Zeitlin (1996:123):
said, “Of course there was an investigation to
find out whether someone was instigating The very term wildcat means a spontaneous
this. But nothing was found. . . . [The protest] struggle. A spontaneous struggle is some-
wasn’t organized but spread by word of thing that takes place at the spur of the
mouth. It was a spontaneous reaction” (Stoltz- moment, and [can] take place over the crazi-
fus 2001:244). est issues that nobody could really anticipate.
Stoltzfus’s explanation is that the women It will explode over anything. . . . I would
had already been engaging in nearly a decade wake up one morning and find out that a
of individual resistance—what Mansbridge bunch of guys went out on strike because
(2013) calls “everyday activism”—ignoring there wasn’t toilet paper in the toilet.
pressure from the Gestapo to divorce their
husbands and harassment from neighbors. Workers may be primed to initiate a wildcat
According to our reading of Stoltzfus, the strike by their resentment over poor working
women’s ongoing individual-level resistance, conditions, anger at their union bosses, or
coupled with their love and loyalty, primed stress created by surveillance and the threat of
them to take spontaneous action during their violence (Stepan-Norris and Zeitlin 1996).
family members’ incarceration. The initiation of a wildcat strike itself, how-
Drawing on this case, Doherty (2013:1299) ever, may be spontaneous. And because
contends the following: workers may have to convince their fellow
workers to join unplanned strikes on the fly,
It is useful to make an analytical distinction this can lead to a variety of other improvised
between two elements of tactical choice: first tactics, such as shouting keynotes, giving
the decision to choose particular forms of impromptu speeches, coaxing hesitant co-
action, which involves planning and calcula- workers, and turning preexisting sentiments
tion; and second, the relational moment when of solidarity into action (Fantasia 1988).
the tactic is put to action and others react. In As a final illustration of the connection
the Rosenstrasse case, there was no collec- between priming and spontaneous collective
tive planning, as this action was as close to action, we return to the Kent State shooting.
spontaneous as a protest can be, and is thus The shootings occurred around 12:45 p.m. on
similar to other examples that remind us of Monday, May 4, 1970, when 28 National
the importance of decisive but unplanned Guardsmen fired from the highest point on the
actions taken in the heat of the moment. campus (Blanket Hill) in the midst of a stu-
dent demonstration that had shifted its focus
Hypothesizing further, we contend that a par- from protesting the invasion of Cambodia to
ticular tactic may be present in a movement’s the presence of the National Guard on cam-
repertoire, but the moment at which that tactic pus. While some reports claim the shootings
1136 American Sociological Review 79(6)
were the result of an organized conspiracy by and Leyens 1992). In the following section,
some of the guardsmen, most investigations we describe how ecological and spatial condi-
suggest a far more complex set of circum- tions may further prime social control agents
stances involving a series of spontaneous to react with spontaneous aggression.
adjustments by sets of demonstrators and
National Guardsmen.14 Even the firing of guns
Condition 4: Ecological/Spatial
by 28 guardsmen can be described as rela-
Contexts and Constraints
tively spontaneous; little, if any, concrete evi-
dence suggests the guardsmen received direct Ecological factors refer to spatial configura-
orders to open fire. tions and arrangements, whether natural or
Among the contested reasons observers built, that affect patterns of human settlement
have given for the shootings, priming was and interaction. The importance of ecological
unquestionably at work. First, tensions factors in shaping everyday life and extraordi-
between student protesters and security agents nary events has been demonstrated in studies
were high because of the recurrent presence of architecture, crowding, and human vulner-
of the National Guardsmen on Ohio’s various ability to various spatially produced dangers
campuses. As an Ohio congressman stated in (Freedman 1975; Goffman 1971; Newman
an FBI report: 1973; Sommer 1974). Sewell (2001) and Tilly
(2000) argue that spatial arrangements also
[B]y the first week in May, 1970, violence affect contentious events, but the physical
on Ohio’s state supported campuses was an environment’s effect on protest was generally
old story. Few institutions had been spared. under-theorized until Zhao’s (1998, 2001) in-
Governor Rhodes had already acquired a depth analysis of the 1989 Beijing student
reputation for prompt and firm response; he movement and Tiananmen Square massacre.15
had called out the National Guard forty According to Zhao (2001:187), the ecol-
times. In fact, Ohio’s expenditure for ogy of Beijing’s various universities signifi-
National Guard duty is said to have exceeded cantly affected student mobilization. Among
the total for all other forty-nine states during the most important ecological factors was the
1968–70. (Best 1978:7) proximity of most of Beijing’s 67 universities
to each other, with most being less than 30
Locally, the tensions between Kent State stu- minutes apart by bicycle; separation of most
dents and the community were already boil- universities from the outside world by large
ing with in-town demonstrations and what walls; the dense campus living conditions,
some called “rioting.” Further exacerbating with a half dozen or more students living in
the tension was the order for National Guards- the same room; the “total institution” charac-
men to move from Akron, where they were ter of campus life; and spatial layouts that
monitoring a trucker’s strike, to Kent State’s channeled students’ routines and activities.
campus on Saturday, May 2nd. With this Student dormitories also became temporary
move, the protesters’ target shifted from the homes for thousands of students who
war to the armed guards themselves, which descended upon Beijing from outside to
primed both sides for a confrontation. Given observe and join the student movement.
the confluence of these contextual and inter- Together, these spatial characteristics con-
actional factors, the fact that some guardsmen stituted an ecology that affected mobilization
opened fire spontaneously is not surprising, in a number of ways, including the generation
especially in light of experimental research of numerous spontaneous individual and col-
showing that the presence of guns can func- lective actions. Central locations on cam-
tion as a potent cue that primes aggression, puses, such as Beijing University’s “Triangle,”
particularly when participants are angry and became mobilizing locales for unplanned pro-
fearful (Berkowitz and LePage 1967; Turner tests. Before the occupation of Tiananmen
Snow and Moss 1137
Square, students who were “milling around” unplanned repressive responses, leading to
the Triangle heard a rumor that students from casualties. For example, in the Kent State
a nearby university had initiated street pro- incident, the fatality closest to the firing
tests outside of their campus (Zhao 2001:253). guardsmen was 20 yards away, whereas the
Some students furthest was about 250 yards away, with the
remaining two somewhere in the middle. The
. . . became very excited and wanted to stage answer to this puzzling pattern resided “in the
a demonstration at Tiananmen Square as topography of the area” (Best 1978:21–22).
well. Only around two hundred students fol- As explained in one analysis:
lowed them. These students marched inside
the dormitory area first, however. As they The pagoda on Blanket Hill is the high point
shouted and made noise, more and more of the area and shots fired over the heads of
students were attracted and came out of people twenty yards away would carry in a
their dormitories. The size of the formation downward trajectory and inflict mortal
gradually swelled . . . to between five and wounds hundreds of yards away to people at
six thousand, and eventually they marched whom the guardsmen weren’t aiming. Thus,
out of the campus. (Zhao 2001:253) the guardsmen who thought they were
safely aiming over the heads of people
Zhao notes that many students spontaneously nearby may have inflicted wounds on others
joined such demonstrations out of curiosity or quite some distance away.
excitement. He argues that students would not
have successfully infiltrated Tiananmen If this account is correct, ecological factors
Square on April 27, 1989, if not for the accounted, in part, for the pattern of casual-
“marching and shouting” that took place on ties at Kent State.
campus, which amassed thousands of students The Bloody Sunday incident further illus-
and “created an atmosphere of excitement and trates how ecological factors can exacerbate
heightened the pitch of their anger” (Zhao the outcomes of spontaneous confrontations
2001:261). Because of this, the students col- with social control agents. After the break-
lectively overcame their fears of repression down of the negotiated script described in
enough to leave the confines of their respec- Condition 2, Brigadier MacLellan refrained
tive universities. Zhao’s account makes clear from giving the go-ahead for soldiers to con-
that ecological factors not only affected the duct a “running battle” to make arrests
emergence and character of the student move- because of the inability of army personnel to
ment, but also made possible an array of spon- distinguish between so-called rioters and
taneous collective actions that later appeared peaceful marchers (BSI 2010, v. 2:267).
to be preordained and coordinated. Because of However, in violation of the brigadier’s order,
these ecological factors, “many of their activi- Colonel Wilford ordered his Support Com-
ties represented spontaneous and individualis- pany to move into a designated “no go” area
tic responses to events rather than conscious called the Bogside. Soldiers then chased civil-
decisions arrived at collectively by their ians through the Bogside, shooting 20 civil-
organizations” (Zhao 2001:147). ians who were either fleeing or trying to help
Just as ecological factors may give rise to the injured. As described in the official
spontaneous mobilization processes, they Inquiry, the ecological layout of the Bogside
may also stimulate unplanned responses by contributed to the eventual use of lethal force:
members of the security apparatus deployed
to curb mobilization. In the cases of the Kent Soldiers of Support Company had been told
State shootings and the Bloody Sunday pro- by officers and believed that this was a par-
tests in Derry, the ecological layout of the ticularly dangerous area for the security
protest scenes exacerbated the effects of forces, with any incursion running the risk
1138 American Sociological Review 79(6)
Second, we submit that some kinds of Finally, spontaneous collective actions may
spontaneous actions within the context of an also lead to the kinds of outcomes that gener-
ongoing protest event increase the probability ally have been thought possible only through
of the occurrence of collective violence. highly organized strategic action. Particularly
Although research shows that interpersonal or illustrative are eyewitness accounts of pro-
intergroup violence is only an occasional con- tester–police interactions in Cairo on January
comitant of protest gatherings (McPhail and 25, 2011; the wildcat strikes described by
Wohlestein 1983), and although much of that Fantasia (1988); and Stoltzfus’s (2001)
research concludes that the violence that does accounts of the 1943 Rosenstrasse and Grosse
occur is most likely due to interactions of Hamburger Strasse protest events in Berlin.
police and protesters, little research inspects These outcomes of spontaneity are impor-
that interaction. However, a number of our tant and consequential for the dynamics of the
observations shed some light on this puzzle, collective action events in which they are
as they suggest that the occurrence of sponta- embedded and for subsequent events. As
neous actions associated with ambiguity- such, this study highlights the importance of
induced script breakdown, script dissolution, recognizing spontaneous actions as salient
and non-scripted square-offs increase the aspects of protest events and social move-
probability of violence. ments. To dismiss or ignore their existence is
Third, we find that spontaneous actions to miss important elements of collective
often produced a subsequent, spontaneously action dynamics.
altered script or plan of action, which occurred In light of these observations, we suggest
in an episodic, contingent manner. By this, we scholars of protest and movements have held to
mean that an adjustment by one set of actors an “overly-organized” conception of these phe-
within the field of protest led to an unplanned nomena over the past several decades. Piven
but primed adjustment by another set of and Cloward (1991:436) have argued similarly
actors. This occurred, for example, when the that protest is often analyzed “as more organ-
free speech gathering in the wake of the Kent ized than it is, as if conventional modes of for-
State shootings marched spontaneously to the mal organization also typify the organizational
Akron campus administration building with forms taken by protest.” Thus, to paraphrase
the intent of “shutting it down” in response to Wrong’s (1961:191–92) erstwhile contention
a keynote to “strike, strike, shut it down!” that humans are “social but not entirely social-
Also illustrative of this dynamic are the ized,” we contend that protest events and their
unplanned violent reactions to the actions of movement sponsors are organized but not
protesters or counter-protesters, as occurred entirely organized. This is not to dismiss the
on Bloody Sunday and during the 1968 Chi- organizational dimension of protests and social
cago Democratic convention (Walker 1969).16 movements. Rather, it is to acknowledge and
A fourth outcome of spontaneous confron- call for a more dialectical and interactionist
tations is that they may affect planning and conception of the various factors at play in their
negotiations for subsequent demonstrations, unfolding dynamics—a conception that focuses
as we saw with the Klan rallies in Austin, on the interplay between spontaneity and
Texas. Additionally, past collective actions, organization, rather than on their presumed
whether planned or spontaneous, may func- antithetical opposition.
tion as primers for future events. This occurred Our findings and conclusions are not only
in the spontaneous “strike, strike, shut it consistent with the logic of grounded theory
down” march and in the civil disorders of the on which they are based; they also are in
1960s, and it is likely the case with convivial keeping with the logic of qualitative compar-
campus gatherings that may escalate into col- ative analysis (Ragin 2000), in as much as we
lective violence (McCarthy, Martin, and identify a set of conditions under which spon-
McPhail 2007). taneous collective actions are likely to occur
1140 American Sociological Review 79(6)
and show that these conditions are not mutu- (McAdam, Tarrow, and Tilly 2001), The Blackwell
Companion to Social Movements (Snow, Soule, and
ally exclusive but may interact and combine
Kriesi 2004), or The Wiley-Blackwell Encyclopedia
to increase the probability of the occurrence of Social & Political Movements (Snow et al. 2013).
of such actions. Identifying precisely the Polletta’s (1998:137) analysis of black student sit-
alternative pathways that can lead to different ins in the American south might be taken as an
types of spontaneous collective actions exception to the neglect of spontaneity in movement
studies, as she invokes spontaneity via the “meta-
remains to be done, but our analysis identifies
phors of wildfire, fever, and contagion.” However,
empirically a set of precipitating conditions the question of whether there were moments of
with which more refined empirical analyses spontaneity in the sit-ins is bypassed by attribut-
might begin. Future analyses aside, our find- ing spontaneity to students’ accounting practices.
ings call not only for reconsideration of the We do not take exception with Polletta’s empirical
observations, but we do think the analysis reflects
role of spontaneity in protests and move-
the tendency for movement theorizing to be couched
ments, but also for further recalibration of in binary terms: if there is evidence of planning and
how it fits into theorizing about the dynamics organization, then reference to spontaneity is anti-
of collective action more generally. Given our thetical other than as a narrating practice.
conceptualization of spontaneity as rooted in 6. To accent the interactive interplay between organi-
zation and spontaneity is quite consistent with key
the intersection of symbolic interactionism
organizing principles of symbolic interactionism
and cognitive psychology, we believe our (see Snow 2001, especially pages 369–71).
observations also apply to areas of inquiry 7. This interview was conducted as part of a separate
beyond the study of collective action and thus project by the second author on the “Arab Spring
call for empirical inquiry and theorization Abroad” (human subject approvals #2012-8887 and
#2012-8918, University of California-Irvine).
about the operation of spontaneity in the
8. We place riots in quotation marks because it is not
course of everyday life. always clear that the collective actions to which
the term is applied should be labeled as such. Even
though “most social scientists have an intuitive
Acknowledgments sense of what constitutes a riot,” Myers (2013:1124)
Earlier versions of this article were presented at the 2013 notes that “the edges of the definition are fuzzy,”
meetings of the American Sociological Association in New often making it “difficult to determine whether or
York, the UCLA Contentious Politics and Organizations not some events are actually ‘riots.’” Addition-
Workshop, and the UCI Social Movements and Social ally, the term is sometimes used as a political label
Justice Seminar. We are grateful for the helpful comments for contentious, unruly collective action engaged
of the ASA session and seminar participants, as well as in by a challenging group or focuses attention on
those from Jack Katz, John McCarthy, Clark McPhail, one segment of participants and implies something
David Meyer, Charles Ragin, Edward Walker, Dingxin demeaning about them. Such concerns have been
Zhao, and the ASR editors and anonymous reviewers. noted in relation to the “ghetto riots” of the 1960s
in the United States (see Feagin and Hahn 1973: fn
4, vi–vii). Thus, we question the presumption that
Notes riots constitute a pure or unambiguous form of col-
1. See Stinchcombe’s (2001) analysis of formality and lective action and contend that the term should be
when it works or applies. used advisedly.
2. Kahneman (2011:13, 20) describes fast thinking as 9. The researchers included the first author and then-
“spontaneous” and “intuitive” rather than delibera- graduate students Leon Anderson, Robert Benford,
tive and operating “automatically and quickly, with and Steven Worden.
little or no effort and no sense of voluntary control.” 10. Also referred to as Londonderry (see also Conway
As such, it happens in a “blink,” to use Gladwell’s 2010; Murray 2012; Pringle 2002).
(2005) popularized metaphor. 11. This and the following quotes are from the Al
3. For concrete examples of these protest policing Jazeera English documentary Tweets from Tahrir
styles, see McPhail, Schweingruber, and McCarthy (2012).
(1998). 12. Gladwell (2005:114) provides an explicit example
4. See della Porta and Reiter (1998) and McCarthy in relation to basketball: “Basketball is an intricate,
and McPhail (1998) for discussions of protest polic- high-speed game filled with split-second, spontane-
ing in Europe and the United States. ous decisions. But that spontaneity is possible only
5. For example, spontaneity is neither discussed nor when everyone first engages in hours of highly
listed in the index of the Dynamics of Contention repetitive and structured practice—perfecting their
Snow and Moss 1141
shooting, dribbling, and passing and running plays edited by D. A. Snow, S. A. Soule, and H. Kriesi.
over and over again—and agrees to play a carefully Malden, MA: Blackwell Publishing.
defined role on the court.” Conway, Brian. 2010. Commemoration and Bloody Sunday:
13. See Lieberson and Silverman (1965) for analysis Pathways of Memory. New York: Palgrave Macmillan.
of precipitants of race riots from 1913 to 1963. For Davis, Gerald, Doug McAdam, W. Richard Scott, and
additional summaries and assessment of research Mayer Zald. 2005. Social Movements and Organiza-
on the ghetto riots of the 1960s, see Feagin and tion Theory. New York: Cambridge University Press.
Hahn (1973) and McPhail (1994). Della Porta, Donatella and Olivier Fillieule. 2004.
14. Of the many sources on the shootings and the flow of “Policing Social Protest.” Pp. 217–41 in The Black-
precipitating events, we draw from Scranton (1970) well Companion to Social Movements, edited by
and Best (1978), which are primarily descriptive. D. A. Snow, S. A. Soule, and H. Kriesi. Malden, MA:
For more analytic accounts, see the third section of Blackwell Publishing.
essays in Hensley and Lewis (1978). Della Porta, Donatella and Herbert Reiter, eds. 1998.
15. See also Feagin and Hahn (1973), Gould (1995), Policing Protest: The Control of Mass Demonstra-
and Heirich (1971), although they do not accent tions in Western Democracies. Minneapolis: Univer-
ecological factors as does Zhao. sity of Minnesota Press.
16. For an alternative view of the civil disorders associ- Doerr, Nicole. 2013. “Direct Democracy.” Pp. 359–60
ated with the 1968 Democratic Convention in Chi- in The Wiley-Blackwell Encyclopedia of Social and
cago, see Kusch (2008), whose post-hoc interviews Political Movements, edited by D. A. Snow, D. della
with the police suggest they conducted themselves as Porta, B. Klandermans, and D. McAdam. London:
ordered by their superiors. Even so, prearranged direc- Wiley-Blackwell.
tives from above do not necessarily prescribe the exact Doherty, Brian. 2013. “Tactics.” Pp. 1295–1301 in The
form and intensity of behavior, which can become Wiley-Blackwell Encyclopedia of Social and Politi-
spontaneously volatile during the heat of conflict. cal Movements, edited by D. A. Snow, D. della Porta,
B. Klandermans, and D. McAdam. London: Wiley-
Blackwell.
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D. Snow, D. della Porta, B. Klandermans, and D. ment. Chicago: University of Chicago Press.
McAdam. London: Wiley-Blackwell.
Stark, Rodney. 1972. Police Riots: Collective Violence &
David A. Snow is a Distinguished Professor of Sociol-
Law Enforcement. Belmont, CA: Wadsworth Publishing.
ogy and Co-Director of the Center for Citizen Peace-
Steele, Claude and Joshua Aronson. 1995. “Stereotype
building at the University of California-Irvine. His
Threat and Intellectual Test Performance of African
current research focuses on social movements, their
Americans.” Journal of Personality and Social Psy-
intersection with culture and religion, the comparative
chology 69(5):797–811.
study of homelessness, and the character and determi-
Stepan-Norris, Judith and Maurice Zeitlin. 1996. Talking
nants of engagement in domestic terrorism. His work has
Union. Chicago: University of Illinois Press.
appeared in the leading journals in sociology and in
Stinchcombe, Arthur L. 2001. When Formality Works:
numerous authored and co-authored books.
Authority and Abstraction in Law and Organizations.
Chicago: University of Chicago Press.
Stoltzfus, Nathan. 2001. Resistance of the Heart: Inter- Dana M. Moss is a PhD candidate in sociology at the
marriage and the Rosenstrasse Protest in Nazi Ger- University of California-Irvine. Her dissertation, titled
many. New Brunswick, NJ: Rutgers University Press. “The ‘Arab Spring’ Abroad,” compares and analyzes
Strauss, Anselem and Juliet Corbin. 1990. Basics of Qual- how members of the Libyan, Yemeni, and Syrian diaspo-
itative Research: Grounded Theory Procedures and ras in the United States and Great Britain mobilize to
Techniques. Newbury Park, CA: Sage Publications. support the recent revolutions and assesses why their
Tilly, Charles. 2000. “Spaces of Contention.” Mobiliza- mobilizations have varied significantly. Her research is
tion: An International Journal 5(2):135–59. supported by an NSF Doctoral Dissertation Improvement
Turner, C. and J. Leyens. 1992. “The Weapons Effect Grant, an American Institute for Yemeni Studies’ Predis-
Revisited: The Effects of Firearms on Aggressive sertation Fellowship Grant, and several Larry and Dulcie
Behavior.” Pp. 201–221 in Psychology and Social Kugelman Fellowships at UCI. She has published in
Policy, edited by P. Suedfeld and P. E. Tetlock. New Mobilization and The Wiley-Blackwell Encyclopedia of
York: Hemisphere. Social & Political Movements.