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Psychotherapy Research

ISSN: (Print) (Online) Journal homepage: https://www.tandfonline.com/loi/tpsr20

Effectiveness of the Unified Protocol for


transdiagnostic treatment of emotional disorders
in group format in Spain: Results from a
randomized controlled trial with 6-months follow-
up

J. Osma, O. Peris-Baquero, C. Suso-Ribera, T. J. Farchione & D. H. Barlow

To cite this article: J. Osma, O. Peris-Baquero, C. Suso-Ribera, T. J. Farchione & D. H. Barlow


(2021): Effectiveness of the Unified Protocol for transdiagnostic treatment of emotional disorders
in group format in Spain: Results from a randomized controlled trial with 6-months follow-up,
Psychotherapy Research, DOI: 10.1080/10503307.2021.1939190

To link to this article: https://doi.org/10.1080/10503307.2021.1939190

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Published online: 16 Jun 2021.

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https://www.tandfonline.com/action/journalInformation?journalCode=tpsr20
Psychotherapy Research, 2021
https://doi.org/10.1080/10503307.2021.1939190

EMPIRICAL PAPER

Effectiveness of the Unified Protocol for transdiagnostic treatment of


emotional disorders in group format in Spain: Results from a
randomized controlled trial with 6-months follow-up

J. OSMA 1,2, O. PERIS-BAQUERO 1,2


, C. SUSO-RIBERA3, T. J. FARCHIONE4, &
D. H. BARLOW4
1
Universidad de Zaragoza, Zaragoza, Spain; 2Instituto de Investigación Sanitaria de Aragón, Zaragoza, Spain; 3Universitat
Jaume I, Castellón, Spain & 4Center for Anxiety and Related Disorders, Boston University (EEUU), Boston, MA, USA
(Received 23 February 2021; revised 24 May 2021; accepted 28 May 2021)

Abstract
Background The present study aims to investigate the effectiveness of the Unified Protocol (UP), a transdiagnostic
treatment of emotional disorders (EDs), when applied in a group format in the public mental health system in Spain.
Methods 488 participants with a primary diagnosis of ED were randomized to the UP group or to the treatment as usual
(TAU; individual, disorder-specific cognitive behavioral therapy). Personality, depression and anxiety symptoms, affect,
and quality of life were assessed at pre-treatment, 3 months after treatment onset (coinciding with the end of the UP
treatment), and 6 and 9 months after treatment onset (follow-ups). The moderating effect of the treatment condition and
the number of sessions received in the evolution of study outcomes was investigated with a linear mixed model analysis.
Results A significant improvement in outcomes occurred in both conditions, except for extraversion in the TAU.
Improvements in depression, anxiety and quality of life were larger in the UP condition. After the treatment,
improvements were maintained at follow-ups in all study outcomes. An interaction between Time∗ Condition∗ Sessions
was found for depression.
Conclusion The results add to the existing evidence on the effectiveness of the UP and may be important for implementation
purposes in the Spanish or other similar public mental health systems. Trial registration number NCT03064477 (March 10,
2017).

Keywords: emotional disorders; Unified Protocol; transdiagnostic; group format; public mental health

Clinical or Methodological Significance of this Article: This is a randomized multicenter clinical trial applied in a
naturalistic environment. A significant improvement in outcomes occurred both in the UP and TAU conditions. Changes
in depression, anxiety and quality of life were larger in the UP condition and the improvements were obtained in less
time and were maintained at 6 and 9 months after treatment onset (follow-ups). The UP, a transdiagnostic treatment for
emotional disorders, applied in group format might be an efficient treatment option for public health settings in Spain.

Introduction
negative emotions (e.g., anxiety, anger, sadness or
The Unified Protocol for the transdiagnostic treat- guilt); (b) aversive reactions to these emotions, and
ment of emotional disorders (UP) is a cognitive–be- (c) urges to avoid these emotional experiences, gen-
havioral intervention developed to address erally using maladaptive strategies (Bullis et al.,
emotional disorders (EDs; anxiety, depression and 2019). There is also considerable evidence that
related disorders; Barlow et al., 2011a). People these shared characteristics by individuals presenting
with EDs experience: (a) frequent and intense EDs may be explained by underlying temperamental

Correspondence concerning this article should be addressed to Jorge Osma Departamento de Psicología y Sociología, Facultad de Ciencias
Sociales y Humanas, Universidad de Zaragoza, C/Ciudad Escolar s/n, 44003, Teruel, Spain. Email: osma@unizar.es

© 2021 Society for Psychotherapy Research


2 J. Osma et al.

characteristics, particularly high neuroticism, thus evaluated the effectiveness of the UP in a longer
resulting in emotion dysregulation (Barlow et al., term (12 month), but again the sample size was
2014). small (n = 6; Osma et al., 2015).
The efficacy of the UP for EDs has been supported A final shortcoming refers to the selection of out-
by numerous randomized control trials, as evidenced comes, which has been characterized by an excessive
in recent systematic reviews (Cassiello-Robbins focus on anxiety and depression symptomatology.
et al., 2020; Sakiris & Berle, 2019). However, the For example, only four in nine studies assessed
majority of studies to date have been conducted in quality of life or personality and affect when explor-
highly controlled research settings (e.g., laboratories, ing the effectiveness of the UP in group format.
private centers or residential treatment centers; This is important because the UP aims to lead to
Boswell et al., 2012; Thompson-Brenner et al., enduring changes in personality (i.e., neuroticism)
2019) and in an individual format. This is important and functioning (i.e., quality of life) (Barlow et al.,
to mention because individuals with EDs often seek 2014). So far, the UP applied in a group format
help at public health institutions and these organiz- appears to result in moderate-to-large changes in
ations are still in need of cost-effective and affordable quality of life (Bullis et al., 2015; de Ornelas Maia
interventions for common mental health problems et al., 2017; Osma et al., 2015; Reinholt et al.,
(Saxena et al., 2007). 2017), positive and negative affect (Laposa et al.,
The UP might provide a feasible solution to the 2017; Osma et al., 2015; Reinholt et al., 2017),
aforementioned problems associated with the and neuroticism (Osma et al., 2015).
limited resources for mental health treatments in As noted earlier, the existing findings in relation to
public settings. For example, the UP has been group UP interventions are promising. However,
adapted to be administered in a group format, with higher quality investigations using large samples,
is important for cost-effectiveness purposes (Laposa long follow-up periods, and ecological settings
et al., 2017). Additionally, the fact that the UP can (e.g., public mental health settings) are still needed
be applied to individuals within the full range of to support the effectiveness and durability of the
EDs facilitates the creation of such groups. UP delivered in a group format. The aim of the
To our knowledge, nine studies have now provided present study is to investigate the effectiveness of
evidence on the effectiveness of group UP for EDs the UP applied in group format in public mental
(Cassiello-Robbins et al., 2020). Of these, four health settings in Spain. Building upon prior research
were non-controlled studies (Grill et al., 2017; and the described limitations in the literature, this
Laposa et al., 2017; Osma et al., 2015; Varkovitzky multicenter randomized controlled trial will include
et al., 2018), two were randomized controlled trials a wide range of outcomes (anxiety and depression
(de Ornelas Maia et al., 2017; Zemestani et al., symptoms, quality of life, positive and negative
2017), one was a non-randomized controlled trial affect, neuroticism, and extraversion) and will inves-
(de Ornelas Maia et al., 2015), and two were open tigate the durability of changes up to 6 months after
trials (Bullis et al., 2015; Reinholt et al., 2017). the end of the UP intervention (9 months after treat-
Finally, only four of these nine studies were con- ment onset) in a large sample of individuals with a
ducted in public mental health settings (de Ornelas wide range of EDs.
Maia et al., 2015; Osma et al., 2015; Reinholt Consistent with previous research, we hypothesize
et al., 2017; Varkovitzky et al., 2018). that the UP will produce significant moderate-to-
The results of the previous investigations on the large improvements on all outcomes. Also similar to
effectiveness of a group UP intervention are promis- past research (Cassiello-Robbins et al., 2020; Sakiris
ing and moderate-to-large effects on anxiety (0.45 ≤ & Berle, 2019), we expect that a moderation analysis
d ≤ 2.25) and depression symptoms (0.44 ≤ d ≤ 3.08) will reveal that both interventions exert comparable
have been reported. However, a number of limit- effects on outcomes (moderation by treatment con-
ations have been also identified. For instance, dition is not significant) on study outcomes when
sample sizes have been generally small (11 ≤ n ≤ comparing the UP with the active comparator, that
52), which limits the generalizability of these findings is, non-protocolized individual cognitive–behavioral
and raises questions regarding the reliability of study therapy (CBT)—the usual treatment in public
findings, including effect sizes, due to limited power. health settings in Spain. Because patients in both con-
In fact, as indicated above, effect sizes have been very ditions are likely to receive a dissimilar number of
diverse across studies, ranging from moderate to very treatment sessions due to the limited resources avail-
large. Additionally, follow-up periods have been able for frequent (i.e., weekly) individual therapy, we
either very short (up to 4 months) or non-existent will also analyze the moderating role of the number
(in 5 out of 9 studies). Only one investigation of sessions in an exploratory manner.
Psychotherapy Research 3

Method (supplementary material). In the UP group, the


mean age of the participants was 42.76 years (SD =
Participants
11.61) and 79.2% of them were women (n = 221).
The public mental health centers collaborating in the In the TAU condition, their main age was 42.45
study are described in (Osma et al., 2018). The years (SD = 13.01) and 78.0% of participants were
sample was recruited from 10 public mental health women (n = 163). In total, 220 participants in the
centers and was composed of 488 participants. Par- UP (78.9%) and 154 participants in the TAU con-
ticipants were randomly allocated to the UP (n = dition (73.7%) were taking psychotropic medication
279) or the TAU (n = 209). The distribution of par- at the time of enrollment and randomization.
ticipants according to the treatment condition and
the center was: Center 1: TAU (n = 18), UP (n =
26, grouped in 2 groups); Center 2: TAU (n = 47),
UP (n = 82, grouped in 6 groups); Center 3: TAU Measures
(n = 16), UP (n = 22, grouped in 2 groups); Center Diagnosis. The Spanish version of the Anxiety Dis-
4: TAU (n = 39), UP (n = 37, grouped in 4 orders Interview Schedule for DSM-IV-Lifetime
groups); Center 5: TAU (n = 16), UP (n = 12, Version (ADIS-IV-L; Di Nardo et al., 1994) trans-
grouped in 2 groups); Center 6: TAU (n = 17), UP lated by Botella and Ballester (1997) was used for
(n = 18, grouped in 2 groups); Center 7: TAU (n = diagnostic purposes. Test-retest reliability varies
13), UP (n = 16, grouped in 2 groups); Center 8: depending on the study from .68 to 1.00 (Brown
TAU (n = 20), UP (n = 21, grouped in 2 groups); et al., 2001). The ADIS-IV-L, as opposed to the
Center 9: TAU (n = 10), UP (n = 26, grouped in 2 ADIS-5, was used because the new clinical interview
groups); Center 10: TAU (n = 13), UP (n = 19, for DSM-5 was not available in Spanish at the time
grouped in 2 groups). Figure 1 shows the the initial recruitment took place.
CONSORT flow diagram. The sample size was suf- Personality. The NEO Five-Factor Inventory
ficient according to previous calculations published (NEO-FFI; Costa & McCrae, 1999) is a self-report
in the protocol of the current study (Osma et al., inventory which offers a rapid measure of the Big
2018). Five personality structure, namely neuroticism,
The sociodemographic information is reported in extraversion, openness to experience, agreeableness,
Table I. Principal and comorbid ED diagnosis of and conscientiousness. This questionnaire consists
the participants can be found in Appendix 1 of 60 items. In the NEO-FFI, individuals are asked

Table I. Socio-demographic characteristics of the participants (N = 488).

UP (n = 279) TAU (n = 209) Total (N = 488)


n (%) n (%) n (%)

Educational level
Less than 12 years of education 105 (37.6) 81 (38.7) 186 (38.1)
Secondary studies 60 (21.5) 38 (18.2) 98 (20.1)
Primary studies or less 45 (16.1) 43 (20.6) 88 (18.00)
More than 12 years of education 174 (62.4) 128 (61.3) 302 (61.9)
Vocational training 75 (26.9) 56 (26.8) 131 (26.8)
University studies 72 (25.8) 46 (22.0) 118 (24.2)
High school 27 (9.7) 26 (12.4) 53 (19.9)
Marital status
Married/living with partner 153 (54.8) 102 (48.8) 255 (52.3)
Not Married/not living with partner 126 (45.2) 107 (51.2) 233 (47.7)
Single 75 (26.9) 76 (36.4) 151 (30.9)
Separated/ Divorced 45 (16.1) 27 (12.9) 72 (14.8)
Widowed 6 (2.2) 4 (1.9) 10 (2.0)
Job status
Working 126 (45.2) 99 (47.4) 225 (46.1)
Not working 153 (54.8) 110 (52.6) 263 (53.9)
Unemployed 53 (19.0) 43 (20.6) 96 (19.7)
Sick leave 53 (19.9) 37 (17.7) 90 (18.4)
Home-maker 19 (6.8) 9 (4.3) 28 (5.7)
Student 17 (6.1) 14 (6.7) 31 (6.4)
Retired 11 (3.9) 7 (3.3) 18 (3.7)

Note: UP: Unified Protocol; TAU: Treatment as usual.


4 J. Osma et al.

Figure 1. CONSORT diagram illustrating participant flow in the study.

to respond using a 5-point Likert scale ranging from negative affect, with 10 items for each dimension.
0 (totally disagree) to 4 (totally agree). We only Responses use a 5-point Likert scale ranging from 1
present data on neuroticism and extraversion (very slightly or not at all) to 5 (extremely). The
because these are the underlying temperamental internal consistency in the present sample was good
characteristics proposed in the transdiagnostic for both scales, that is, α = .90 for positive affect
model of EDs (Brown & Barlow, 2009). The internal (PA) and α = .90 for negative affect (NA).
consistency in the present sample was α = .77 for Depression. Depression was evaluated with the
neuroticism and α = .82 for extraversion. Beck Depression Inventory-II and the Overall
Affect. The Positive and Negative Affect Schedule Depression Severity and Impairment Scale. The
(PANAS; Sandín et al., 1999; Watson et al., 1988) Beck Depression Inventory-II (BDI-II; Beck et al.,
consists of 20 items that evaluate positive and 1996), validated into Spanish by Sanz et al. (2003),
Psychotherapy Research 5

is a 21-item self-report questionnaire that measures list, which was provided by an external researcher not
the severity of depressive symptoms. The scale has belonging with the center.
a 0–63 range and responses are rated from 0 Inclusion criteria to participate in the study were:
“absence of depressive symptoms” to 3 “severe (a) having a principal (most interfering and severe)
levels of depression”. The internal consistency of ED disorder diagnosis (i.e., anxiety disorder, mood
the BDI-II in the present sample was excellent (α disorder, adjustment disorder, among others); (b)
= .92). The Overall Depression Severity and Impair- being aged 18 or over; (c) being fluent in the
ment Scale (ODSIS; Bentley et al., 2014), validated language in which therapy is performed (Spanish or
in Spanish by Osma et al. (2019), is a 5-item measure Catalan in the present study); (d) being able to
that evaluates the frequency and intensity of depress- attend to the evaluation and treatment sessions and
ive symptoms and their interference with the person’s signing the informed consent form; (e) patients
work or school life and social life. The total score taking pharmacological treatment were asked to
ranges from 0 to 20 and responses use a 5-point maintain the same dosages and medications for at
Likert scale ranging from 0 (None) to 4 (All the least 3 months prior to enrolling into the study and
time). The internal consistency of the ODSIS in during the whole treatment. Exclusion criteria
the present sample was α = .92. were: (a) presence of a severe condition that would
Anxiety. Anxiety was measured with the Beck require to be prioritized for treatment, so that an
Anxiety Inventory and the Overall Anxiety Severity interaction between both interventions could not be
and Impairment Scale. The Beck Anxiety Inventory ruled out. These include a severe mental disorder
(BAI; Beck & Steer, 1993), validated into Spanish (bipolar disorder, schizophrenia, or an organic
by Sanz et al. (2012), is a 21-item measure of mental disorder), suicide risk at the time of assess-
anxiety symptoms. The total score in the BAI ment, or substance use in the last three months; (b)
ranges from 0 to 63 and responses use a 4-point the patient has previously received 8 or more sessions
Likert scale ranging from 0 (Not at all) to 3 of psychological treatment with clear and identifiable
(Severely). The internal consistency of the BAI in Cognitive Behavioral Therapy (CBT) principles
the present sample was α = .92. The Overall within the past 5 years.
Anxiety Severity and Impairment Scale (OASIS; Regarding therapist expertise, all therapists were
Norman et al., 2006), validated in Spanish by licensed psychologists with between 8 and 20 years
Osma et al. (2019), is a 5-item measure that evalu- of experience (n = 8, 44.4%) or clinical psychology
ates the frequency and intensity of anxiety symptoms residents with 2–4 years of experience (n = 10,
and their interference with the person’s work or 55.6%) in delivering CBT in an individual format
school life and social life. All items are rated on a 5- (TAU). In addition, all therapists and co-therapists
point Likert scale ranging from 0 (None) to 4 (All in the UP groups received a UP training workshop
the time). The total scale score ranges from 0 to before starting the intervention. This consisted of 2
20. In the present sample, the Cronbach’s alpha or 3 group workshop sessions where therapists were
was α = .92. instructed on the delivery of the different treatment
Quality of life. The Quality of Life Index (QLI; modules of the UP. The duration of the course was
Mezzich et al., 2000) consists of 10 items that evalu- between 10 and 20 h, depending on the availability
ate different dimensions of quality of life. The total of the center’s therapists. In addition to the work-
score ranges from 10 to 100 and each item is evalu- shop, all therapists received an individual training
ated on a 10-point numerical rating scale ranging during 12 therapy sessions. The individual training
from 1 (Bad) to 10 (Excellent). The Cronbach’s consisted of an online supervision before each
alpha in the present sample was α = .86. session or the participation as a co-therapist with an
expert delivering the UP intervention, who also
assesses treatment fidelity. In both cases, the training
was conducted by the leading author (J.O.), who has
Procedure
been certified as a UP Trainer by the Unified Proto-
The ethical and research committees of all collabor- col Institute.
ating centers approved this ongoing multicenter ran- The 8 treatment modules of the UP were adminis-
domized controlled trial NCT03064477 (March 10, tered during 12 two-hour group treatment sessions,
2017). Participants were stratified according to the at a rate of one session per week. The treatment
severity of anxiety and depression symptomatology modules included: (1) Setting goals and maintaining
(evaluated with the BDI-II and the BAI). Next, motivation; (2) Understanding the adaptability of
using a computer-generated sequence (Randomizer), emotions; (3) Mindful emotion awareness; (4) Cog-
participants were randomized to the UP or the TAU nitive flexibility; (5) Countering emotional beha-
condition. Each center had their own randomization viors; (6) Understanding and confronting physical
6 J. Osma et al.

sensations; (7) Exposure to emotions; (8) Recogniz- Data Analysis


ing accomplishments and looking to the future (for
Analyses were carried out using SPSS version 22.0
more information see Osma et al., 2018). The UP
(IBM Corp, 2013). First, the sociodemographic
treatment was conducted over approximately three
characteristics of the sample were analyzed (n = 488).
months. If clinicians considered that there was a
Next, comparisons of patients who received the TAU
need to provide additional sessions to the partici-
and the UP condition were investigated using a multi-
pants after treatment completion due their clinical
variate analysis of variance (MANOVA) for continu-
status, they were allowed to do so in an individual
ous variables and a chi-square test for categorical
format (each session would have an approximate
variables. The same procedure will be used to
duration of 35 min). This information was collected
compare the characteristics between the participants
and will be described later in the corresponding
in the UP condition who required extra treatment ses-
section. Groups were composed of eight to ten par-
sions and those who did not.
ticipants and two clinicians (therapist and co-thera-
Following this, a linear mixed model analysis with
pist). All participants in the UP condition received
compound symmetry as a covariance structure (AL-
the UP workbook (Barlow et al., 2011b).
Marshadi, 2014) was performed. Main effects of
The TAU at the collaborating public mental health
time were used to assess if there were improvements
centers is individual, non- protocolized CBT plus
in outcomes throughout the study. In addition to the
pharmacological treatment (i.e., antidepressants
main effect of time, we also included the main effects
and/or anxiolytics). In the TAU condition, partici-
of treatment condition and number of sessions. This
pants received the number of sessions established
was done to calculate interaction effects (treatment
by their therapists according to their clinical judg-
condition∗ time, as well as treatment condi-
ment and the availability of therapists based on
tion∗ number of sessions∗ time) that would reveal
waiting lists in the collaborating settings. The dur-
whether the treatment condition and the number of
ation of sessions was, on average, 35 min each (SD
sessions received interacted with time in the predic-
= 5.05, ranging from 30 to 40 min depending on
tion of changes in study outcomes (i.e., whether
the center). The most commonly used techniques
changes in outcomes were different across treatment
in this treatment condition included: psychoeduca-
conditions and dependent on the number of treat-
tion, cognitive restructuring, exposure techniques,
ment sessions received).
and activity scheduling (used by 90% of the thera-
Next, we conducted a post hoc analysis when a sig-
pists), followed by mindfulness techniques (80%),
nificant interaction was observed in the mixed model
relaxation techniques (70%), problem-solving train-
analyses. To do so, we categorized the number of ses-
ing (70%), and communication skills training (50%).
sions using a half standard deviation below and above
Participants from both conditions were patients
our sample mean (i.e., ≤8 sessions, 9–12 sessions,
who attended mental health units for psychological
and > 12 sessions). Similar to past research (Kerig
treatment and were not compensated economically
et al., 2011), by doing this we expected to distinguish
for their participation. Irrespective of the assigned
subgroups of patients who presented a different evol-
condition, participants completed four evaluations
ution in study variables according to the number of
at the same times, that is, at pre-treatment, at 3
sessions they received.
months after treatment onset (coinciding with the
As a final step, as recommended by the literature in
end of the UP treatment), and 6 and 9 months
multicenter studies (Leichsenring et al., 2013),
after treatment onset (follow-ups). Assessments
center effects were included as a random effect in
were conducted by trained evaluators who were
the linear mixed model. Specifically, we included as
blind to the number of sessions performed and the
Center∗ Time interaction in order to assess the mag-
clinical status of the participants in the TAU con-
nitude of the random variance(s) at the between
dition (e.g., clinical discharge or still in treatment).
and within-center levels.
This means that, at the end of the month 9 after treat-
ment onset, patients in the TAU condition received 9
months of episodical (i.e., often monthly, as will be
described later) individual CBT, while patients in Results
the UP condition received an intensive 3-month
Treatment Sessions Received Over Time in
UP treatment in group format. Participants in both
UP and TAU Conditions
conditions were allowed to use pharmacological
treatment in addition to psychological intervention. The average number of treatment sessions 9 months
However, they were asked to maintain the same after treatment onset was 12.49 (SD = 2.18, range =
dosages from three months prior to the onset of the 8–18) in the UP group and 6.07 (SD = 2.51, range =
intervention and until the end of the study. 3–14) in the TAU condition. After the end of the UP
Psychotherapy Research 7

treatment, 18 (7.14%) participants in the UP con- neuroticism (F = 14.17, p < .001, dof = 392.42, pre-
dition were provided with additional individual UP ses- treatment to 9 months after treatment onset Cohen’s
sions (mean = 2.22 sessions, SD = 1.51, range = 1–5). d = 0.45), negative affect (F = 20.22, p < .001, dof =
427.81, pretreatment to 9 months after treatment
onset Cohen’s d = 0.61), positive affect (F = 5.70, p
Sociodemographic Characteristics of the = .001, dof = 393.69, pretreatment to 9 months after
Sample and Differences Between Treatment treatment onset Cohen’s d = −0.27), the BDI-II (F
Conditions Before Treatment Onset = 48.73, p < .001, dof = 386.22, pretreatment to 9
(Baseline Assessment) months after treatment onset Cohen’s d = 0.70), the
ODSIS (F = 12.09, p < .001, dof = 384.74, pretreat-
The MANOVA indicated no significant baseline
ment to 9 months after treatment onset Cohen’s d =
differences in any of the study variables, including
0.41), the BAI (F = 25.31, p < .001, dof = 392.16, pre-
age, the BDI, the BAI, and remaining study out-
treatment to 9 months after treatment onset Cohen’s d
comes when comparing the TAU and the UP (p
= 0.49), the OASIS (F = 12.31, p < .001, dof =
> .05). No baseline differences were found in
392.09, pretreatment to 9 months after treatment
gender (χ 2 (1) = .106, p = .744) and clinical diag-
onset Cohen’s d = 0.49) and the QLI (F = 18.46, p
noses (χ 2 (2) = 1.174, p = .556) between conditions
< .001, dof = 394.56, pretreatment to 9 months after
either. Similarly, no differences were found
treatment onset Cohen’s d = −0.47). No significant
between the participants who required extra UP
changes were observed on extraversion after the
treatment sessions and those who did not in any of
TAU intervention (F = .43, p = .733, dof = 391.01,
the study outcomes (p > .05) and sociodemographic
pretreatment to 9 months after treatment onset
variables, including age (F(1) = .018, p = .895),
Cohen’s d = −0.12).
gender (χ 2 (1) = 2.498, p = .114), and clinical diag-
As indicated in Table II, relevant improvements
nosis (χ 2 (14) = 10.779, p = .703).
mostly emerged when comparing the pre-treatment
and 3 months after treatment onset (coinciding
with end of the UP treatment), especially in the
Changes in Personality, Affect, Depression,
case of the UP condition (all effect sizes over 0.30).
Anxiety, and Quality of Life After the
The improvements accomplished after 3 months of
Interventions
treatment were generally maintained after treatment
As seen in Table II, there was a significant effect of termination (during the follow-ups, which occurred
time after the UP application. We found moderate- 3 and 6 months after the UP treatment finished).
to-large effect sizes of the UP on neuroticism (F = This was evidenced by the small effect sizes pre-
48.41, p < .001, dof = 488.361, pretreatment to 9 sented in Table II when comparing the 3 months
months after treatment onset Cohen’s d = 0.72), after treatment onset (end of UP treatment) with
negative affect (F = 27.66, p < .001, dof = 532.93, the 6-month after treatment onset (3 months after
pretreatment to 9 months after treatment onset UP termination). In this case, the Cohen’s d’s were
Cohen’s d = 0.76), the BDI-II (F = 109.29, p generally close to 0 or smaller than 0.30, except for
< .001, dof = 482.15, pretreatment to 9 months negative affect in the TAU condition, which obtained
after treatment onset Cohen’s d = 0.87), the ODSIS a Cohen’s d of 0.35 (continued to improve). Similar
(F = 70.74, p < .001, dof = 490.04, pretreatment to findings were obtained when comparing the results 6
9 months after treatment onset Cohen’s d = 0.78), and 9 months after treatment onset, where Cohen’s d
the BAI (F = 60.30, p < .001, dof = 487.30, pretreat- was generally close to 0 or smaller than 0.30.
ment to 9 months after treatment onset Cohen’s d =
0.69), the OASIS (F = 78.49, p < .001, dof = 499.65,
pretreatment to 9 months after treatment onset
Main Effects and Interaction Effects of
Cohen’s d = 0.90), and the QLI (F = 63.53, p
Treatment Condition and Number of
< .001, dof = 491.07, pretreatment to 9 months
Sessions
after treatment onset Cohen’s d = −0.83). The
results also revealed significant moderate effects of The results of the main effects and interaction effects
the UP on extraversion (F = 19.41, p < .001, dof = of the treatment condition and the number of ses-
470.81, pretreatment to 9 months after treatment sions can be found in Table III. A main effect of
onset Cohen’s d = −0.41) and positive affect (F = treatment condition was found on the BDI-II (F =
25.59, p < .001, dof = 504.20, pretreatment to 9 9.01, p = .003, dof = 972.16, Cohen’s d = 0.27), the
months after treatment onset Cohen’s d = −0.57). ODSIS (F = 8.10, p = .005, dof = 994.24, Cohen’s
Regarding the TAU condition, a significant effect of d = 0.26), the BAI (F = 9.52, p = .002, dof =
time was also observed. Effect sizes were moderate on 986.50, Cohen’s d = 0.28), the OASIS (F = 9.92, p
8
J. Osma et al.

Table II. Main effects of the linear mixed models across different treatment periods (N = 488).

Main effects
Cohen’s d
Dependent variable Time 1 Time 2 Time 3 Time 4 F p
M (SD) M (SD) M (SD) M (SD) Time 1-to-Time 2 Time 2-to-Time 3 Time 3-to-Time 4 Time 1-to-Time 4

Neuroticism UP 32.36 (7.55) 29.17 (8.20) 27.63 (8.80) 26.31 (9.20) 48.41 < .001 0.40 0.18 0.15 0.72
TAU 31.88 (7.63) 29.82 (8.07) 28.92 (7.54) 28.44 (7.77) 14.17 < .001 0.26 0.11 0.06 0.45
Negative Affect UP 28.56 (8.48) 23.31 (8.21) 24.32 (7.96) 21.99 (8.71) 27.66 < .001 0.63 −0.12 0.28 0.76
TAU 28.92 (8.23) 25.73 (9.19) 22.66 (7.69) 23.91 (8.27) 20.22 < .001 0.36 0.35 −0.16 0.61
Extraversion UP 21.58 (8.45) 23.73 (8.63) 24.34 (8.65) 25.21 (9.17) 19.41 < .001 −0.25 −0.07 −0.10 −0.41
TAU 22.36 (8.47) 22.31 (8.83) 22.34 (8.68) 23.40 (8.50) 0.43 .733 0.11 −0.00 −0.12 −0.12
Positive Affect UP 20.57 (6.86) 23.97 (8.03) 24.32 (7.96) 25.16 (9.09) 25.59 < .001 −0.45 −0.04 −0.10 −0.57
TAU 20.91 (6.98) 22.79 (7.13) 22.66 (7.69) 22.93 (7.96) 5.70 .001 −0.27 0.02 −0.03 −0.27
BDI-II UP 27.87 (12.34) 17.92 (13.11) 16.69 (13.41) 16.31 (14.01) 109.29 < .001 0.78 0.09 0.03 0.87
TAU 27.97 (12.25) 21.63 (12.64) 20.62 (13.82) 18.70 (14.29) 48.73 < .001 0.51 0.08 0.14 0.70
ODSIS UP 10.10 (5.09) 6.08 (5.47) 5.63 (5.51) 5.67 (6.17) 70.74 < .001 0.76 0.08 −0.01 0.78
TAU 9.35 (5.43) 7.86 (6.00) 7.32 (5.76) 7.12 (5.44) 12.09 < .001 0.26 0.09 0.03 0.41
BAI UP 26.75 (13.06) 18.57 (13.31) 17.44 (14.14) 17.04 (14.86) 60.30 < .001 0.62 0.08 0.03 0.69
TAU 26.72 (13.48) 22.27 (14.12) 21.21 (14.25) 19.89 (14.08) 25.31 < .001 0.32 0.07 0.09 0.49
OASIS UP 10.83 (4.37) 6.95 (4.81) 6.31 (5.02) 6.33 (5.54) 78.49 < .001 0.84 0.13 −0.00 0.90
TAU 10.53 (4.62) 8.65 (5.11) 8.67 (6.06) 8.16 (5.07) 12.31 < .001 0.38 −0.00 0.09 0.49
QLI UP 4.52 (1.64) 5.57 (1.83) 5.72 (1.79) 6.00 (1.92) 63.53 < .001 −0.60 −0.08 −0.15 −0.83
TAU 4.60 (1.58) 5.16 (1.69) 5.47 (1.88) 5.43 (1.90) 18.46 < .001 −0.34 −0.17 0.02 −0.47

Note: Time 1: Pre-Treatment; Time 2: 3-month after treatment onset (coinciding with end of UP treatment); Time 3: 6-month after treatment onset; Time 4: 9-month after treatment onset; M:
Mean; SD: standard deviation; UP: Unified Protocol; TAU: Treatment as usual; BDI-II: Beck Depression Inventory; ODSIS: Overall Depression Severity and Impairment Scale; BAI: Beck
Anxiety Inventory; OASIS: Overall Anxiety Severity and Impairment Scale; QLI: Quality of Life Index; p < 0.05: statistically significant; Cohen’s d ≈ 0.2: Small effect sizes; Cohen’s d ≈ 0.5:
Medium effect sizes; Cohen’s d ≈ 0.8: Large effect sizes.
Cohen’s

0.18
0.18
0.12
0.16

0.13

Note: BDI-II: Beck Depression Inventory; ODSIS: Overall Depression Severity and Impairment Scale; BAI: Beck Anxiety Inventory; OASIS: Overall Anxiety Severity and Impairment Scale; QLI:
d
= .002, dof = 1016.50, Cohen’s d = 0.29), and the

QLI

.012
.048
.203
.030

2.14 .059
QLI (F = 3.93, p = .048, dof = 1018.56, Cohen’s d

p
= 0.18). The post hoc analyses of the main effect of

3.68
3.93
1.62
3.01
F
treatment condition can be seen in detail in Appen-

Cohen’s
dix 2 (supplementary material). The main effect of

0.23
0.29
0.05
0.20

0.13
d
the number of sessions was not significant on any
OASIS outcome (p > .05).

.000
.002
.603
.004

1.94 .085
p
In terms of the interaction effects, a Time∗ condi-

6.16
9.92
0.27
4.56
tion effect was evidenced for the BDI-II (F = 4.67, p
F

= .003, dof = 695.11, Cohen’s d = 0.20), the ODSIS


Cohen’s

0.24
0.28
0.02
0.18

0.13
(F = 4.05, p = .007, dof = 719.88, Cohen’s d =
d

0.18), the BAI (F = 3.96, p = .008, dof = 713.99,


BAI

.000
.002
.852
.008

2.12 .061
Cohen’s d = 0.18), the OASIS (F = 4.56, p = .004,
p

dof = 740.59, Cohen’s d = 0.20) and the QLI (F =


7.01
9.52
0.03
3.96
F

3.01, p = .030, dof = 736.02, Cohen’s d = 0.16).


These findings together with an inspection of Table
Cohen’s

0.22
0.26
0.07
0.18

0.16

II evidenced that the UP resulted in larger improve-


d
ODSIS

ments in depression (BDI-II and ODSIS), anxiety


.001
.005
.474
.007

3.03 .010

(BAI and OASIS), and quality of life when compared


Quality of Life Index. p < 0.05: statistically significant; Cohen’s d small ≈ 0.2; Cohen’s d medium ≈ 0.5; Cohen’s d large ≈ 0.8.
p

with the TAU. In contrast to this, both interventions


5.53
8.10
0.51
4.05
F

produced comparable changes in neuroticism, nega-


Cohen’s

tive affect, extraversion, and positive affect.


0.29
0.27
0.18
0.20

0.15
d

Finally, the linear mixed model analyses showed an


interaction effect of Time∗ Condition∗ Sessions for the
BDI-II

.000
.003
.843
.003

2.82 .016
P

BDI-II (F = 2.82, p = .016, dof = 672.88, pretreat-


ment to 9 months after treatment onset Cohen’s d =
10.37
9.01
0.04
4.67
F

0.15) and the ODSIS (F = 3.03, p = .010, dof =


693.72, pretreatment to 9 months after treatment
Cohen’s

0.06
0.03
0.16
0.06

0.07
Positive Affect

onset Cohen’s d = 0.16). Post hoc analyses were


carried out considering the treatment condition and
.722
.361
.072
.763

0.55 .744

subgroups according to the number of sessions


P

received (less or equal to 8, from 9 to 12, and more


0.44
0.83
3.25
0.39
F

than 12 sessions). The results are reported in Table IV.


Cohen’s

In the UP condition, a statistically significant main


0.10
0.14
0.00
0.14

0.08
d
Extraversion

effect of time was found in the BDI-II in participants


who received 9–12 sessions (F = 27.77, p < .001) and
.331
.131
.962
.075

0.79 .554
p

more than 12 sessions (F = 19.59, p < .001). A statisti-


<0.01

cally significant main effect of time was also found in


1.14
2.28

2.31
F
Table III. Main effects of the linear mixed models (N = 488).

the ODSIS in subgroups who received 9–12 sessions


Cohen’s

(F = 21.26, p < .001) and more than 12 sessions (F =


0.11
0.00
0.12
0.11

0.08
Negative Affect

15.68, p < .001). The strongest effects of time were


observed in the subgroup of participants who received
.246
.985
.200
.208

0.68 .637
p

9–12 sessions (Cohen’s d over 0.96 in both cases).


In the TAU condition, only the subgroup of par-
<0.01
1.38

1.65
1.52
F

ticipants who received 8 sessions or less showed stat-


istically significant improvements in the BDI-II (F =
Cohen’s

0.18
0.12
0.02
0.09

0.09
Neuroticism

38.14, p < .001, Cohen’s d = 0.72) and the ODSIS


d

(F = 10.45, p < .001, Cohen’s d = 0.52).


.010
.190
.849
.449

0.89 .484
p

3.83
1.72
0.04
0.88
F

Random Effects of Center on Study


Time∗ Condition

Outcomes
Condition

Sessions
Condition

The random effects were statistically non-significant


Sessions
Time∗
Time

for neuroticism (Wald Z = 1.00, p = .317, 95% confi-


dence interval: 0.07–3.44), negative affect (Wald Z =


10 J. Osma et al.

1.88, p = .059, 95% confidence interval: 0.77–6.16),

variables for which there was a significant Time∗ Condition∗ Sessions effect (Table III) are included here. For the UP condition, the “less to 8 sessions” category was not included due to the reduced
number of participants in this group. The same occurred for the TAU condition in the 12-session group. p < 0.05: statistically significant; Cohen’s d small ≈ 0.2; Cohen’s d medium ≈ 0.5; Cohen’s
Time 1-to-Time 2 Time 2-to-Time 3 Time 3-to-Time 4 Time 1-to-Time 4

Note: Time 1: Pre-Treatment; Time 2: 3-month after treatment onset (coinciding with end of UP treatment); Time 3: 6-month after treatment onset; Time 4: 9-month after treatment onset; M:
Mean; SD: standard deviation; UP: Unified Protocol; TAU: Treatment as usual; BDI-II: Beck Depression Inventory; ODSIS: Overall Depression Severity and Impairment Scale. Only the
positive affect (Wald Z = 1.13, p = .258, 95% confi-

1.03
0.60
0.72
0.45
0.96
0.52
0.55
0.29
dence interval: 0.11–3.50), the ODSIS (Wald Z =
1.89, p = .059, 95% confidence interval: 0.07–
3.44), and the BAI (Wald Z = 0.63, p = .527, 95%
confidence interval: 0.03–13.96). For extraversion,
the BDI, the OASIS and the QLI convergence
issues were found, even when interactions were
−0.10
−0.06
−0.03

−0.26
−0.12

−0.11
0.21

0.05
increased to 3000.
Cohen’s d

Discussion
−0.10

−0.01

−0.05
0.30

0.08

0.35

0.12
0.37
To the best of our knowledge, this is the first multi-
center randomized controlled trial study conducted
in public mental health settings in Spain to show
the effectiveness of the UP for the transdiagnostic
treatment of EDs in group format. In relation to
the effectiveness of the treatments, we hypothesized
0.88
0.82
0.71
0.28
0.94
0.78
0.34
0.04

that both the UP and the TAU would result in sig-


nificant moderate-to-large improvements in study
outcomes. The results obtained in this study have
<.001
<.001
<.001

<.001
<.001
<.001
.215

.584

confirmed this hypothesis, with the only exception


p

of extraversion in the case of TAU.


Regarding the results of the UP, we expected that
27.77
19.59
38.14

21.26
15.68
10.45
1.57

.66
F

the UP would produce significant improvements


with moderate-to-large effects sizes on study out-
17.81 (15.29)
20.19 (14.45)
21.08 (14.12)
26.19 (18.29)
6.50 (6.49)
7.28 (6.19)
7.49 (5.61)
8.20 (7.56)

comes. Consistent with the former idea and in line


M (SD)
Time 4

with past research (Grill et al., 2017; Osma et al.,


2015), we found a large positive impact of the UP
on all outcomes. Importantly, these changes were
16.32 (13.89)
19.27 (13.75)
20.68 (12.88)
29.75 (15.42)

maintained in the follow-up periods even though


Main effects

4.97 (5.15)
6.53 (5.88)
7.80 (5.54)
7.42 (5.84)
M (SD)
Time 3

the large majority of the participants in the UP con-


Table IV. Post hoc analyses for the Time∗ Condition∗ Sessions effects (N = 488).

dition (92.86%) had not received additional treat-


ment during the follow-ups (6 and 9 months after
treatment onset). Of particular interest for the
20.56 (13.88)
17.96 (12.73)
21.67 (12.76)
29.57 (13.68)
6.91 (5.95)
6.25 (5.27)
8.49 (6.12)
9.86 (7.20)

present study was the finding that improvements in


M (SD)
Time 2

depression (BDI-II and ODSIS), anxiety (BAI and


OASIS), and quality of life were larger in the UP con-
dition than in the TAU group. These results add to
the existing research supporting the potential clinical
31.93 (11.83)
28.03 (11.69)
30.31 (11.39)
33.11 (11.60)
11.63 (3.87)
10.17 (4.82)
10.42 (4.99)
10.15 (5.78)

utility of the UP in group format for the treatment of


M (SD)
Time 1

EDs in public mental health settings (Reinholt et al.,


2017).
In addition to depression and anxiety, another rel-
Sessions

evant study finding was that the UP produced large


9–12

9–12
9–12

9–12
> 12

> 12
≤8

≤8

reductions in neuroticism and negative affect,


which is again consistent with previous literature
TAU

TAU

(Ornelas et al., 2017; Osma et al., 2015). These find-


UP

UP

ings support the idea that the UP is a useful interven-


Dependent variable

tion to address emotional dysregulation (high


neuroticism), a mechanism believed to be shared by
d large ≈ 0.8.

all patients with EDs (Barlow et al., 2014). Also con-


sistent with past research (Grill et al., 2017; Laposa
ODSIS
BDI-II

et al., 2017; Osma et al., 2015; Reinholt et al.,


2017), the present study results revealed moderate
Psychotherapy Research 11

effects of the UP on positive affect. Different to a pre- (BDI-II and ODSIS). In the UP condition, receiving
vious investigation with a much smaller sample (n = 9–12 sessions was associated with greater improve-
6; Osma et al., 2015), however, we found a signifi- ments, while approximately 8 sessions were the
cant moderate effect of the UP on extraversion. optimal in the TAU condition. At an equal number
While the discrepancies between findings might be of sessions (9–12 sessions), the UP condition
attributable to small sample size in the previous obtained the best results. While these results should
investigation, there is previous evidence to support be taken with caution due to their novelty, we encou-
the social benefits of the group format (Burlingame rage researchers to include the number of sessions
et al., 2013), which might explain the positive into their models when comparing the effectiveness
results obtained in extraversion after the UP group of the UP with other active controls because this
intervention. Finally, a large effect of the UP was might shed light into the recommended number of
observed on quality of life. This result is again con- sessions to achieve the desired results in individuals
sistent with recent findings from a systematic with EDs.
review and meta-analysis of UP studies, including It is important to note that only a small percentage
those applied in group format (Sakiris & Berle, of participants in the UP condition (7.1%) required
2019), and supports the utility of the UP delievered additional treatment after the 12-session interven-
in group for the improvement of wide range of tion. The effect of this additional number of sessions
outcomes. was controlled by including this variable (main effect
It is important to note that the usual psychological and interaction effect) in the prediction of outcomes.
treatment in public mental health settings in Spain Most importantly, what this small prevalence of par-
generally occurs with a 4-to-6 week frequency. ticipants requiring additional treatment means is that
Therefore, therapy can last several months or even the majority of participants with ED diagnosis found
years and distress due to delayed consecutive sufficient help with the pre-established intervention.
appointments—and therefore delayed training of This result is relevant for public health care managers
psychological skills—cannot be ruled out. Contrary and authorities because it suggests that only a very
to this, changes with the UP occurred rapidly after small proportion of participants will probably
an intensive 3-month intervention and were main- require additional resources when the UP in group
tained even though patients were no longer being format is implemented. In addition, the results of
treated. Therefore, the UP in a group format might this study are likely to be generalizable to mental
provide a more feasible, ethical and effective alterna- health systems that are in a situation of collapse or
tive as groups can be more easily formed thanks to lack of resources. Attending to World Health Organ-
the inclusion of a wide range of ED diagnoses and ization (WHO) estimates, depression and anxiety
allow treating several individuals at the same time disorders have increased between 14.9% and
with little additional resources (i.e., a co-therapist 18.4% from 2005 to 2015 worldwide (WHO,
and a larger room). Ultimately, the adoption of a 2017), so if this growing trend is maintained over
group format and the selection of the UP as the treat- time, all mental health systems, at least to some
ment option mean that patients will receive more extent, will need to cope with this large demand for
treatment sessions in a reduced period of time com- psychological care by offering effective and efficient
pared to other existing treatment options (individual treatments. The results of this study can help in
therapy or disorder-specific CBT group interven- this direction.
tions). Additionally, by implementing UP groups The results of this study should be considered in
more patients can be treated in less time. Again, light of a number of limitations. First, the assess-
this may help alleviate some of the issues associated ments were too long. Specifically, it took approxi-
with limited resources that make the implementation mately 3 h to complete the first evaluation and
of empirically-supported psychological treatments in approximately 45 min to fill the rest of the evalu-
public mental health systems difficult. ations, since the ADIS was not administered sys-
In addition to the effects of the UP compared with tematically by all clinicians at all assessment
the TAU, the present investigation also explored times (it was only required during the pre-evalu-
whether the number of sessions received was a deter- ation to establish clinical diagnoses [inclusion cri-
minant factor moderating the effect that treatments teria]). This may have reduced some participant’s
had on outcomes. In this regard, the results support willingness to complete study evaluations. In this
the idea that this variable is not necessarily a decisive sense, the inclusion of a shorter diagnostic inter-
one for treatment effectiveness. An interesting view, such as the MINI (Sheehan et al., 2015) as
finding, however, was observed in relation to the opposed to the ADIS (Di Nardo et al., 1994)
interaction between the number of sessions and the should be considered in future research conducted
treatment condition in the prediction of depression in public mental health settings. Similarly, several
12 J. Osma et al.

measures of depression and anxiety symptoms Data Availability Statement


were used here because of the relatively recent
The data that support the findings of this study are
nature of the ODSIS and the OASIS. However,
available from the corresponding author, [Jorge
there is now enough evidence to support their
Osma], upon reasonable request.
use as measures of depression and anxiety symp-
toms (and interference) and both are rec-
ommended in the assessment of change with the
UP because they were developed according to Acknowledgements
this psychological perspective (Osma et al., We would like to thank all collaborating centers, all
2019). These changes would facilitate the work healthcare professionals, and all volunteers and par-
of clinical psychologists in the public system ticipants that made this study possible.
because they are much shorter (5 items each)
than other traditional measures of depression and
anxiety, such as the BDI-II or the BAI (21 items
Supplemental data
each). Additionally, because this study took place
across several public mental health settings, the Supplemental data for this article can be accessed
results might not be generalizable to other con- here https://doi.org/10.1080/10503307.2021.193
texts. The study took place in many centers (10) 9190.
and each center contributed with a very different
number of participants (from 28 to 129 partici-
pants). Additionally, some differences in the train- ORCID
ing of therapists existed. This could have resulted
in patients from one specific center to improve J. OSMA http://orcid.org/0000-0002-7293-318X
more than those from another center. Fortunately, O. PERIS-BAQUERO http://orcid.org/0000-
the center analyses showed no significant cen- 0002-2437-1207
ter∗ time effects, which means that comparable
improvements were achieved regardless of the
center. Another aspect to highlight is the difficulty References
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