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(Received St. Louis 5 November 2001 and accepted in revised form 8 January 2002)
Autosomal dominant spinocerebellar ataxia 7 is associated with retinal degeneration. SCA7, the causative
gene, encodes ataxin-7, a ubiquitous 892 amino acid protein of variable sub-cellular localization, and the
disease is due to expansion of an unstable CAG repeat in the coding region of the gene. Recent increases in
understanding of the mechanisms of SCA7-related retinopathy from in vitro and murine model studies
prompted us to perform a detailed study of the retinal phenotype of affected members of a family with
SCA7 mutation (45±47 CAG repeats). There was a spectrum of severity from mild to severe dysfunction.
Early functional abnormalities were at both photoreceptor and post-receptoral levels. When cone and rod
photoreceptor dysfunction was present, it was approximately equal. Regional retinal dysfunction was
evident: there was more dysfunction centrally than peripherally with least effect in the midperiphery. In
vivo cross-sectional retinal images with optical coherence tomography showed an early disease stage of
altered foveal lamination (abnormal area of low re¯ectivity splitting the outer retina-choroidal complex)
accompanied in the parafovea by reduced retinal thickness. Later disease stages showed foveal and
parafoveal retinal thinning. The phenotype in this family with SCA7 is that of a cone±rod dystrophy. These
observations increase interest in a recent hypothesis that ataxin-7 may interfere with the function of CRX
(cone±rod homeobox), a transcription factor regulating photoreceptor genes and a cause of a cone±rod
dystrophy phenotype in man. # 2002 Academic Press
Key words: ataxin; cone; polyglutamine disease; repeat expansions; retinal degeneration; rod; spino-
cerebellar ataxia.
F IG . 1. Pedigree of the family with spinocerebellar ataxia caused by SCA7 mutation. Filled symbol, affected; open symbol,
unaffected; slashed symbol, deceased member.
focal electroretinography (ERG) and optical coherence longitudinal re¯ectivity pro®les (LRPs), was analyzed
tomography (OCT). Details of previous neurological using a customized computer program (Huang et al.,
and ocular examinations were obtained from medical 1998, 2000; Jacobson et al., 1998, 2000). Retinal
records with patient's permission. Informed consent thickness at ®xation and in the paracentral retina was
for all procedures was obtained and the research measured with a computer algorithm (Hee et al., 1996)
procedures were in accordance with institutional and averaged results from at least three central scans
guidelines and the Declaration of Helsinki. were used for the data analyses.
TABLE I
Clinical and molecular characteristics of the patients
®ndings were unchanged; VA had further declined to 200 in BE. On ophthalmoscopy, central RPE changes
20/100. were present.
Patient III-2's earliest symptoms were at age 32;
the patient described decreased clarity of vision and
Peripheral Retinal Function
some dif®culty with walking. VA was 20/25 in BE. No
abnormalities were noted on ophthalmoscopy. At age Standard ERGs from Patients III-1, III-2 and II-1,
34, the patient showed brisk tendon re¯exes in the with similar CAG repeat sizes, are compared with
lower extremities. At age 44, VA was reduced to 20/ those of a normal subject (Fig. 2). The patients show a
F IG . 2. Standard ERGs in patients with SCA7 mutations. (A) Representative rod, mixed cone±rod and cone ERGs from the
three patients compared with a normal subject. (B) ERG parameters in the three patients (symbols). Rectangles are + 2S.D. from
mean normal amplitude (A) and timing (T) parameters.
740 T. S . A L E M A N E T A L .
F IG . 4. Kinetic and static visual ®elds in patients with SCA7 mutations. Kinetic perimetry with V-4e and I-4e targets from one
eye of each patient at the speci®ed ages. Relative scotomas to the I-4e target are displayed in gray; physiological blind spot is
shown in black. Static threshold perimetry using monochromatic stimuli in the light (with a 600 nm stimulus) and dark (with
a 500 nm stimulus) adapted states displayed as gray scale maps of cone and rod sensitivity loss. Scale has 16 levels of gray,
representing 0 (white) to 3 (black) log units. Black square at 128 in the temporal ®eld represents the physiological blind spot. N,
nasal; T, temporal; I, inferior; S, superior ®eld.
patients are shown as pseudocolor scans (Fig. 6, left) in Patient III-1 shows an abnormal re¯ection (black
and as foveal and parafoveal LRPs (Fig. 6, right). In arrow) and a trough of low re¯ectivity vitread to the
the fovea, there are OCT abnormalities in all three ORCC. Patients III-2 and II-1 do not show this feature
patients. The pseudocolor image in Patient III-1 at the fovea but only the single-peaked ORCC and
shows an altered foveal lamination pattern with an severely reduced retinal thickness. At the parafoveal
abnormal re¯ection (Fig. 6, white arrow) interposed locus, OCT data appear to support a `missing compo-
between the re¯ections representing the vitreoretinal nent' hypothesis (Jacobson et al., 2000). Speci®cally,
interface and the outer retina. The other two patients Patient III-1 shows reduction in the vitreal peak of the
have reduced foveal thickness and Patient II-1 has ORCC and absence of the valley component vitread to
increased backscatter sclerad to the outer retinal this peak; Patients III-2 and II-1 show absence of both
re¯ection. Inspection of the scans suggests thinning of LRP features.
the outer retinal re¯ection across the scanned region Retinal thickness is severely reduced at the fovea in
and reduced total retinal thickness outside the fovea Patient III-2 (57 mm) and II-1 (29 mm) compared to
in all three patients. normal (mean + S.D. 166.9 + 14.7 mm, n 13).
LRPs reveal further details of the abnormalities in Patient III-1 has normal retinal thickness (168 mm),
signal components of the OCTs. The normal LRP at a measurement complicated by the abnormal lamin-
both foveal and parafoveal loci has two prominent ation. At the parafovea, all three patients have reduced
peaks: one at the vitreoretinal interface and another retinal thickness (normal mean + S.D. 268 +
in the outer retina, termed the outer retina-choroidal 13 mm, n 13). Patient III-1 shows the least reduc-
complex or ORCC. The ORCC is normally double tion in thickness (218 mm); there is greater thinning in
peaked, but in all patients and at both loci the vitread Patient III-2 (168 mm). Patient II-1 is missing almost
peak of the ORCC is reduced or absent. The foveal LRP one-third of retinal thickness (162 mm).
742 T. S . A L E M A N E T A L .
F IG . 6. In vivo cross-sectional retinal images with OCT in a representative normal subject and three patients. Left: pseudocolor
images across central 158 of retina. Scale represents re¯ectivity: red and white are high re¯ectivity; blue and black are low
re¯ectivity. T, temporal retina; N, nasal retina. Right: OCTs are analyzed with LRPs at two locations, the fovea and 48 in parafoveal
temporal retina. Raw scans are in gray for normals and black for patients. For the parafoveal location, the patient LRPs were `cut'
and overlaid on the normal LRP; alignment was with the vitreoretinal interface and the sclerad peak of the ORCC.
function showed the pattern seen commonly in cone± avian and mammalian retinas (Huang et al., 1998,
rod dystrophies: greater dysfunction at central and 2000). Postmortem histopathological studies of
peripheral retinal regions than in the midperiphery patients with ADCAII or OPCAIII have shown both
(Yagasaki and Jacobson, 1989). The photoreceptor outer and inner retinal abnormalities (Ryan et al.,
was found to be a site of disease by ERG photoresponse 1975; Traboulsi et al., 1988; Martin et al., 1994).
recordings. Relatively equal loss of cone and rod Mechanisms of the retinal disease in SCA7 have
ERG responses, as we found in the SCA7 patients, is a recently been explored in transgenic mouse models
feature of many cone±rod dystrophies (for example, (Yvert et al., 2000; La Spada et al., 2001). In a study
Yagasaki and Jacobson, 1989; Birch and Anderson, using the rhodopsin promoter to generate rod photo-
1990; Szlyk et al., 1993; Jacobson et al., 1998). The receptor overexpression of human ataxin-7, mice with
abnormality in oscillatory potentials suggests inner a (CAG)90 repeat expansion developed outer retinal
retinal dysfunction; whether this is a primary disease degeneration and ERG photoreceptor (a-wave)
site or secondary to the photoreceptor disease is abnormalities (Yvert et al., 2000). An unexpected
uncertain. Another recent study of retinal function result was the extension of disease beyond the
in molecularly proven SCA7 disease affecting two photoreceptors to inner retinal neurons, attributed to
Japanese families emphasized the macular degener- transneuronal degeneration. As has been noted in
ation in the patients; a cone worse than rod ERG human pathological tissue from patients with SCA7
abnormality in one subject was found (Abe et al., (Mauger et al., 1999; Cancel et al., 2000; Einum et al.,
2000). 2001), there were ataxin-7 immunoreactive intra-
Cross-sectional retinal imaging with OCT provided nuclear inclusions. What role these intranuclear
an in vivo view of histopathology of SCA7 retinopathy. inclusions or ataxin-7 staining in the cytoplasm of
At the earliest stage studied, represented by Patient III- neurons play in disease pathogenesis is not clear
1, the unusual foveal OCT abnormality may be the (Cancel et al., 2000; Cummings and Zoghbi, 2000).
equivalent of a subretinal deposit described previously A more recent study generated transgenic mice by
in postmortem retinal tissue from a young patient with inserting the ataxin-7 coding region into the murine
OPCAIII (To et al., 1993). OCT of the fovea at later prion promoter with the goal of achieving more
disease stages was consistent with foveal cone and generalized neuronal expression (La Spada et al.,
Henle's ®ber layer losses and abnormalities of the 2001). Mice with a (CAG)92 insertion showed patchy
retinal pigment epithelium. The paracentral retina of retinal degeneration thought to be mainly affecting
Patients III-2 and II-1 showed reduced retinal thick- cone photoreceptors. ERGs in mild and moderate
ness. LRP analyses of these OCTs suggested loss of both phenotypes showed both cone and rod a- and b-wave
outer and inner retinal elements. These interpretations abnormalities. The most severe phenotype had non-
are based on previous histological-OCT comparisons in detectable signals, although histopathology was not
744 T. S . A L E M A N E T A L .
profoundly altered. Nuclear inclusions of ataxin-7 in Cideciyan, A. V. and Jacobson, S. G. (1996). An alternative
the three nuclear layers of the retina were observed. Of phototransduction model for human rod and cone ERG
a-waves: normal parameters and variation with age.
major interest to the present study were in vitro Vis. Res. 36, 2609±21.
experiments that showed interaction of ataxin-7 and Cummings, C. J. and Zoghbi, H. Y. (2000). Trinucleotide
CRX, a transcription factor regulating photoreceptor repeats: mechanisms and pathophysiology. Ann. Rev.
genes (Freund et al., 1997; Swain et al., 1997), and Genomics Hum. Genet. 1, 281±328.
possible interference of ataxin-7 with CRX-regulated David, G., Abbas, N., Stevanin, G., DuÈrr, A., Yvert, G., Cancel,
G., Weber, C., Imbert, G., Saudou, F., Antoniou, E.,
genes.
Drabkin, H., Gemmile, R., Giunti, P., Benomar, A., Wood,
CRX mutations, like SCA7, can cause a cone±rod N., Ruberg, M., Agid, Y., Mandel, J.-L. and Brice, A.
dystrophy phenotype in man (Jacobson et al., 1998). (1997). Cloning of the SCA7 gene reveals a highly
The hypothesis that the SCA7 retinal disease may unstable CAG repeat expansion. Nat. Genet. 17, 65±70.
involve an inappropriate interaction between the David, G., DuÈrr, A., Stevanin, G., Cancel, G., Abbas, N.,
expanded ataxin-7 and CRX leads to similar pheno- Benomar, A., Belal, S., Lebre, A.-S., Abada-Bendib, M.,
Grid, D., Holmberg, M., Yahyaoui, M., Hentati, F.,
types (La Spada et al., 2001) is worth testing further Chkili, T., Agid, Y. and Brice, A. (1998). Molecular and
with in vivo and in vitro experimental studies and clinical correlations in autosomal dominant cerebellar
careful characterization of the human phenotype of ataxia with progressive macular dystrophy (SCA7).
known SCA7 and CRX genotypes. Our experience to Hum. Mol. Genet. 7, 165±70.
date in small subsets of molecularly de®ned patients is de Jong, P. T. V. M., de Jong, J. G. Y., de Jong-Ten Doeschate,
J. M. M. and Delleman, J. W. (1980). Olivopontocer-
that there may be similarities in retinal disease ebellar atrophy with visual disturbances. An ophthal-
expression in SCA7 and CRX heterozygotes (Jacobson mologic investigation into four generations.
et al., 1998). Ophthalmology 87, 793±804.
Del-Favero, J., Krols, L. and Michalik, A. et al. (1998).
Molecular genetic analysis of autosomal dominant
cerebellar ataxia with retinal degeneration (ADCA
Acknowledgements type II) caused by CAG triplet repeat expansion. Hum.
This work was supported by National Institutes of Health Mol. Genet. 7, 177±86.
(EY-05627; EY-13203); Foundation Fighting Blindness, Einum, D. D., Townsend, J. J., Ptacek, L. J. and Fu, Y. H.
Inc.; Macula Vision Research Foundation; Association (2001). Ataxin-7 expression analysis in controls and
FrancËaise Retinitis Pigmentosa; F.M. Kirby Foundation; spinocerebellar ataxia type 7 patients. Neurogenetics 3,
The Macular Disease Foundation; the Institut de la Sante 83±90.
et de la Recherche MeÂdicale (France) and the Mackall Trust. Freund, C. L., Gregory-Evans, C. Y., Furukawa, T.,
S.G.J. is an RPB Senior Scienti®c Investigator; A.V.C. is an Papaioannou, M., Looser, J., Ploder, L., Bellingham, J.,
RPB Special Scholar. We thank Mr D. Hanna, Ms L. Ng, D., Herbrick, J.- A. S., Duncan, A., Scherer, S. W.,
Gardner, Dr Y. Huang, Mr D. Marks, Ms K. Mejia, Dr J. Tsui, L.-C., Loutradis-Anagnostou, A., Jacobson, S. G.,
Huang, Ms R.-J. Chen and Ms E. Dale for help with data Cepko, C. L., Bhattacharya, S. S. and McInnes, R. R.
collection and analyses. (1997). Cone±rod dystrophy due to mutations in a
novel photoreceptor-speci®c homeobox gene (CRX)
essential for maintenance of the photoreceptor. Cell
91, 1±20.
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