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https://doi.org/10.1007/s11694-021-01191-3
ORIGINAL PAPER
Received: 17 June 2021 / Accepted: 9 October 2021 / Published online: 19 October 2021
© The Author(s), under exclusive licence to Springer Science+Business Media, LLC, part of Springer Nature 2021
Abstract
In Developing Countries postharvest loss of fruits is very high due to the perishable nature of fruits, poor postharvest
handling, and lack of cheap and appropriate postharvest technology. Adequate solar drying techniques may be a promising
sustainable technology for transforming local products to obtain foods easily storable at room temperature. Five pilot innova-
tive mild solar drying processes on fruit and vegetable products were carried out at the Research Centre for Engineering and
Food Transformation (Milan, Italy) to verify the influence of the process on some physico-chemical properties of fruits and
their shelf life, for a process scale transposition. Samples were analysed for water activity (aw), colorimetric parameters and
VIS spectral profiles. Solar drying allowed the production of dehydrated products with attractive visual characteristics and
microbiologically safe due to low aw values. Dried product can be used as both final products ready to direct consumption and
food ingredients in their milled form in fortified foods. The possibility to store the products at room temperature can support
the rural sector of the Developing Countries by reducing food loss, poverty, and improving nutritional status of the population.
Keywords Mild solar drying · Fruit and vegetable · Water activity · Colour · Shelf life
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A mild and innovative solar drying process to provide high quality products 663
The physical appearances of dehydrated fruit may change Countries, solar drying of fruits and vegetables is a crucial
significantly due to the shrinkage phenomena and changes activity that greatly provides employment for women; cre-
occurring on the surface of foods which alter their reflec- ates sustainable income-generating schemes; leads to prod-
tivity and therefore their colour [1]. Moreover, the porous ucts with improved shelf life and nutritional standards; and
structure of dried products may affect colour descriptors, produce value added food items [18].
especially the lightness of material due to the presence of In this context, a study was carried out by performing
air voids and pores [7]. pilot solar drying processes on four fruit and one vegetable
Enzymatic oxidation, Maillard reactions, caramelisation, samples. An innovative drying approach was adopted, based
and ascorbic acid browning are some of the chemical reac- on the use of low cost and efficient material and on a natural
tions affecting the product colour that can occur during dry- and soft technology, which allows a slow dehydration at low
ing and storage [1, 3, 8, 9]. Shorter drying times and lower temperature, always below 50 °C. Such condition is reported
drying temperatures, as well as blanching or fruit pre-treat- to minimize organoleptic changes during drying and to allow
ments with ascorbic acid or sulfur dioxide, reduce pigment better retention of colour, vitamins and antioxidant [22, 23].
losses [10]. Enzymatic reactions by phenolases (polyphenol The aim was to illustrate the performance of the employed
oxidase, cresolase, catecholase, tyrosinase) cause the brown- solar dryer and demonstrate its effectiveness in obtaining
ing of some fruits and vegetables (banana, apple, and potato) high quality dried products. The influence of the process
following exposure to the air of phenolic compounds, such on some physico-chemical properties of dried samples was
as hydroxybenzenes, which are oxidised to melanin. This is evaluated.
a significant problem when fruits are peeled and sliced, or
when the peel is damaged during handling [11]. Since unde-
sirable physicochemical reactions also occur during storage, Materials and methods
a crucial aspect is the characteristic of the packaging. Atten-
tion should be paid to the packaging material, that must be Drying experiments were performed at the Research Centre
a good barrier against water vapor, O 2, and other volatiles of Engineering and Food Transformation of the Council for
[12]. The most used materials for the preservation of dried Agricultural Research and Economics (CREA IT, Milan,
products are polyethylene or polypropylene films often cou- Italy) during June and July 2019.
pled with aluminum or polyamide, sometimes under vacuum
sealed [12–15]. Recently, modified atmosphere packaging
solutions are also being studied [16]. Samples
To increase the shelf life of dried products drastic heat
treatments are needed, which determine a greater reduction Fruits and vegetables used in this study were purchased
of the a w of the product but also lead to significant changes from a local market. Apple, banana, mango, pineapple,
in colour. In general, to preserve the colour of the dried and zucchini were processed. To prevent physiological and
product, expensive and energy demanding techniques must chemical changes due to respiration process, samples were
be used, such as freeze-drying [17]. stored at 4 ± 1 °C (relative humidity = 40 ± 2%) before the
Solar drying is an economical and sustainable alternative experimentation.
to traditional techniques, being a simple and low-cost tech- Prior the drying process, the samples, previously allowed
nology, both in terms of initial capital and management. No to acclimate to room temperature, were thoroughly washed
skilled labour is required, and large quantities of crops can with tap water, dried with paper towels, and weighted to
be dried, using renewable energy [1] record the gross weight. All not-edible parts of the fruits
Nonetheless, solar drying may be a promising sustainable were removed, and the edible weight was recorded. Edible
technology in Developing Countries where postharvest loss portions of fruits were cut into slices of uniform thickness
of fruits is very high due to the perishable nature of fruits, (0.3 cm) with a slicing machine to ensure a uniform drying
poor postharvest handling, and lack of cheap and appropriate and a homogenous final product. The slices were placed on
postharvest technology. African countries, for example, have the drier trays close to each other without overlapping, using
a great solar potential and in the last 10 years a great effort all the available space for the greatest process efficiency, as
has been made to improve the fruit drying process, moving shown in Fig. 1.
from sun drying, susceptible to contamination by dust, rain
and animals, to more efficient solar drying systems [18–21]. Drying process
For example, Ssemwanga proposed an improved solar dryer
method with an auxiliary solar concentrator plate to enhance The drying process was performed with Italo BASE+ solar
absorption and retention of thermal energy for the drying of dryer (G-teK srl, Modena, Italy) (Fig. 2a).
mangoes and pineapples in Tanzania [21]. In Developing
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664 L. Marinoni et al.
Fig. 2 Solar drier used in the experiments (a); details of the drier components (b)
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A mild and innovative solar drying process to provide high quality products 665
Physico‑chemical analyses
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666 L. Marinoni et al.
where subscript “0” refers to the colour of fresh sample, spectral data. As the best pre-treatment, the second deriva-
while L*; a* and b* indicate colour parameters of dried sam- tive transformation (Savitzky–Golay method, gap size = 3
ples, respectively [29]. data points), was applied to extract the most useful infor-
mation from the spectra.
Data processing Principal component analysis (PCA) was applied for
uncovering molecular modifications and samples grouping
Analyses of aw and colorimetric parameters were per- during storage.
formed in triplicates, and all data were analysed using
Analysis of Variance (ANOVA) by using SPSS software
(version 20.0, SPSS Inc., Chicago, IL, USA). Student's t Results and discussion
test was used to compare means of fresh samples and their
corresponding t = 0 dried; one-way ANOVA was used to Dehydration process
compare means of the parameters during the storage. The
means were separated using a Tukey's HSD test, and their The five solar drying experiments were performed out-
statistical significance was determined at 5% (p < 0.05) door with mean daily temperature and relative humidity of
level. 34.4 °C and 32%, respectively. The mean drying air tempera-
tures for mango, zucchini, banana, apple, and pineapple were
38, 38, 39.3, 38 and 34.1 °C, respectively. Figure 4 shows,
Spectroscopic data processing as an example, the trend of external and internal tempera-
tures and relative humidity (RH%) values during the drying
Visible (VIS) spectra were analysed by using The process of zucchini.
Unscrambler software (v 9.7, Camo, Inondhcim, Nor- Temperatures were found to be fairly constant during the
way). To minimize the effect of baseline shifts, Standard process compared to relative humidity. The internal tem-
Normal Variate (SNV) pre-processing was applied to the peratures ranged from 32 to 42 °C and were always higher
than the external ones, which ranged from 30 to 37 °C. The
external relative humidity was the most variable parameter
with maximum values that reached 40% at midday. It is evi-
dent that the external humidity did not affect the process, as
the internal humidity progressively decreased from 37% to
12%. This proved the efficiency of the solar drying system
employed.
Drying yields were different for the different products and
related to the initial moisture content of the samples: 5.3,
12.6, 14, 15 and 21% for zucchini, apple, pineapple, mango,
and banana, respectively.
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A mild and innovative solar drying process to provide high quality products 667
the efficiency of the process to ensure the hygienic quality of for apples subjected to a more severe convective drying at
the final products and the maintenance of the residual water 70 °C, after both 7 and 12 months of conservation in plastic
contents within safety values. polyethylene bags under vacuum at 25 °C.
The statistical analysis (ANOVA) was carried out for each Although the perishability of dried fruits is very low
type of preparation, as a function of the storage time. since their respiration rates are very low (< 1 mg CO2/kg·h
All the samples showed aw values lower than 0.4 at t = 0. at 5 °C) compared to their fresh counterparts, due to the
Mango samples values were in accordance with Link et al. reduced water content and the living status of the tissues,
[30] who found a w values of 0.353 for samples subjected to product spoilage could always occur. Due to their active sur-
air drying process at 60 °C. Zucchini samples showed the face, dried fruits and vegetables are very sensitive to humid-
lowest aw value (0.290) while the fresh product generally has ity and oxidation during their storage [12]. The packaging
the highest water content (more than 93% [31]) compared characteristics and the storage method are of great impor-
to the other fruit. tance during the dried fruits and vegetables conservation in
Banana and pineapple samples showed the highest aw val- preventing undesirable physicochemical reactions that may
ues (0.347). Banana data were in accordance with Hofsetz compromise the quality of the product. In the present work,
and Lopes [32] who reported water activity values ranging small transparent resealable plastic bags were chosen in view
from 0.409 to 0.345 after several high temperature and short of a possible use of dried products as “on the go” snacks.
time drying stage combined with a 70 °C air drying process Although the samples were not vacuum packed, the adopted
on sliced banana samples. The starchy nature of the product process allowed to maintain low and rather constant aw val-
may has affected the evaporation of water from the food ues, ensuring the microbiological safety.
matrix, making its removal more difficult. Haqbeen et al. Water activity variations during storage of dried products
[33] found similar results for osmo-dehydrated pineapple were also evaluated on portions of samples milled immedi-
slices, showing values ranging from 0.328 and 0.423. ately after the drying process and stored under the same con-
Apples aw values were slightly higher compared to those ditions. Very similar trends were observed compared to the
found by De-la Fuente et al. [34] resulted lower than 0.26 sliced samples, indicating a good shelf life even for such a
after an instant decompression controlled vacuum dehy- preparation to be used as a food ingredient (data not shown).
dration process, while Aktas et al. [15] reported aw values
higher than 0.4 for apples dried in hot air dryer at 50 °C. Colorimetric analysis
Although the applied process was characterized by mild
conditions, comparable and sometimes even lower aw values Table 3 shows the colorimetric parameters of fresh and dried
were achieved compared to literature data referring to more samples at t = 0 and during the shelf life.
expensive and stronger processes at higher temperatures. In The total colour differences ΔE from the fresh samples
our experiments, all aw values were found to be within the were used to evaluate the overall impact of the drying pro-
microbiological safety zone, set from 0.2 to 0.6 aw values cess on the colour of the product. The fresh samples colour
[35]. This range guarantees the food protection from any was used as reference and larger ΔE denotes greater colour
microbiological contamination because these low values change from the fresh material.
of free water prevent the proliferation of almost all bacte- L* is a crucial parameter for drying as it is generally the
ria, yeasts, and moulds. Our values confirmed the products first quality attribute that consumers evaluate for the accept-
safety. ance of a product [36]. High L* values are mainly associ-
During the shelf life, a general increase in the aw value ated to non-enzymatic browning reactions which can occur
was detectable with different trends among the products. between reducing sugars and amino acids. Ascorbic acid,
Zucchini regained the greatest amount of moisture in the first dehydroascorbic acid and other degradation products from
2–3 weeks of storage, but the phenomenon slowed down in ascorbic-acid oxidation can be ascribable to Maillard-type
the following months. Fruit samples, in general, exhibited a browning reactions as well [37].
similar behaviour, but with smaller aw increases compared In general, brightness tended to decrease significantly
to zucchini samples. This difference could be related to after the drying process. However, the measured L* values
the higher water content of zucchini compared to the other remained quite high, indicating, together with low ΔE val-
fruits, which allowed them to dry out more easily but also to ues, the mildness of the adopted drying treatment.
regain moisture more quickly during the shelf life. Banana It was interesting to note that fresh apple and pineap-
showed significant differences in a w values among all the ple samples showed negative values of a* while the dried
four checkpoints while pineapple resulted the most stable counterparts were located at positive values in the colour
product. space. Zucchini was the only one preparation maintaining a
In general, our results are consistent with Cichowska tendency towards the green axis (with negative a* values)
and Kowalska [14] who reported aw values around 0.35 even after the process.
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668 L. Marinoni et al.
Table 3 Colorimetric parameters of fresh and dried fruits and vegetables at the end of the drying process (t = 0) and during the shelf life
Product t (days) L* a* b* h C* ΔE
The brightness value L* of mango decreased with drying, attributed the low ΔE of dried mango compared to other
as reported in literature after the application of different dry- fruits to its native ascorbic acid content. Ascorbic acid can
ing conditions [8, 38, 39]. prevent enzyme discolouration of fruit by reducing polyphe-
The a* values did not change significantly as reported by nol oxidase activity which is associated with the conversion
Chong et al. [8], who found very similar values for mango of phenolic compounds to quinones.
dried with four different methods. The b* and C* param- Zucchini were also little affected by the heat treat-
eters increased with drying, indicating a product with a more ment, showing a low ΔE value (ΔE = 8). The colorimet-
intense yellow colour. Literature data about b* parameter are ric parameters were not statistically different from the
rather discordant. Dereje and Abera [38] and Mugodo [39] fresh sample, except for brightness. As expected, the L*
reported a decrease in the yellow parameter of mango after parameter was higher in the fresh sample. Cuccurullo et al.
drying, while Chong et al. [8] did not observe significant [40] used a raw material with colorimetric characteristics
changes. very close to our (L* = 86; a* = − 5; b* = 30), but obtained
The found total colour change (ΔE = 6), which is a com- a significant decrease of L* and a* and a high ΔE (35)
bination of L*, a* and b* values, indicated that drying had after a microwave treatment of zucchini slices at 65 °C.
a little impact on the mango colour. Literature data reported Thus, despite the very similar characteristics of the start-
very variable values depending on the drying conditions. ing point, in our study the quality of the final product was
Dereje and Abera [38] and Mugodo [39] reported higher better maintained compared to the more drastic and expen-
ΔE value (20 and 11 respectively) for solar dried mango, sive treatment applied by Cuccurullo.
while Chong et al. [8] found ΔE value very close to our for The fresh banana showed all colour parameters signifi-
heat pump drying method at 35 °C (ΔE = 8.66). The Authors cantly different from the dried counterparts. In particular,
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A mild and innovative solar drying process to provide high quality products 669
the dried product was less bright, and the colour tended caused by degradation of ascorbic acid, which is a precursor
to orange yellow, indicating that browning reactions of the Maillard reaction [46].
occurred. Maskan [41] found similar trend of colour Apple samples resulted rather stable for the first two
changes for hot air-dried banana samples at 60 °C: they months of storage. At the end of the shelf life, lightness
reported a decrease in L* and an increase of a* parameters. increased together with a partial discolouration of the sam-
They also reported higher ΔE (18.6–31) for different treat- ples, with a decrease of a*, b* and h parameters. Similar
ments; only hot air drying followed by a microwave finish results were found by Rizzolo et al. [47] for air-dried apple
drying process gave a low ΔE (9.9), close to our finding rings, showing constant colorimetric parameters in the first
(12). three months of storage and an increase of L* together with
The chromatic characteristics of apple samples were also a decrease of a* and b*. Similarly, Aktas et al. [15] found
greatly influenced by the heat treatment. Brightness and hue an increase of luminosity in the last 6 months of storage,
decreased dramatically after heat treatment while a*, b* and associated to an increase of the water activity values for
C* values increased. The red–green chromaticity increased apple samples dried at 50–70 °C. Despite the mild heat treat-
considerably, changing from negative values towards green ment applied in the present study, the obtained dried apples
to positive ones. These colour changes resulted in a rather showed a stability of the colorimetric parameters compara-
high ΔE value of 20. Similarly, Aktas et al. [15] reported a ble to products dried with traditional techniques, character-
ΔE of 24.03 for Granny Smith apples subjected to hot air ised by a high economic and environmental impact.
drying at 60 °C, while Chong et al. [8] found ΔE values Colorimetric parameters of banana and pineapple sam-
from 15 to 26 after applying several combined drying tech- ples resulted rather stable during the shelf life, indicating a
niques. The colour change of apple slices during drying is good aptitude of these products to be processed. Constant
ascribable to both enzymatic and non-enzymatic browning, values of colorimetric parameters suggested very low losses
mainly due to their high sugar content [8, 42]. Enzymatic of nutritional constituents with positive effects on health in
browning occurs in apples after cutting as a result of interac- using dried products both as snacks and food ingredients.
tions between polyphenol oxidases and phenolic compounds The good stability of the colorimetric parameters
and the use of high temperatures in the early drying stages is obtained in these drying processes is due to the character-
an efficient method of inactivating enzymes and preventing istics of the innovative mild drying system. This process
decomposition reactions [42]. Our results are in agreement allowed a rather slow dehydration at low temperatures,
with those reported by Mariscal and Bouchon [37]. They always below 45 °C. The process is designed to be started
found most important changes in colour when analysing in the morning, operating at higher temperatures during the
L* and a* coordinates for apple frying process. Similarly, sunny daytime hours. Conversely, during the night, with the
Krokida et al. [10, 43] reported significant increase in both decrease of the plant ventilation, partial natural rehydration
redness and yellowness parameters after several drying treat- of the product can occur. This phenomenon ensures the for-
ments at different temperatures, but they also found that dry- mation and maintenance of a surface film of moisture that
ing did not influence the L* parameter. prevents excessive overheating of the product surface in the
For pineapple, an influence of the drying process was subsequent hours of dehydration, resulting in a lower surface
detectable on the brightness and a* parameters. L* param- non-enzymatic browning reaction. When the sun has again
eter decreased significantly with drying, while a* values influence on the fan speed, the film of moisture is gradually
highly increased. The reduction of L* together with the removed and the internal moisture can move again to the
increase of a* values indicated a loss of luminosity and the surface with a consequent minimisation of colour degrada-
formation of some compounds deriving from non-enzymatic tion [48]. The Authors observed a gradual rate of colour
browning reactions (Maillard reaction). Yellowness and change for banana and guava samples when a step-down in
chroma parameters did not change significantly. Ramallo drying air temperature occurred, with a consequent sufficient
and Mascheroni [44] found a* and b* values of pineapple tempering time allowed. They suggested the use of the high
slightly increased during drying at 45° and 60 °C, while no temperature if the aw remains high and then the reduction of
significant L* value modifications were detected. the air temperature when the critical zone of the product aw
The storage influence was investigated by comparing the is passed. The tempering of the product at lower tempera-
means of the stored samples through the ANOVA and Tuk- ture and moisture content reduces thermal effect and allows
ey’s post hoc test. In general, an overall decrease of luminos- internal moisture to diffuse to the product surface, forming
ity and an upward trend in the a* parameter were observed, a protective layer which minimises Maillard reactions [48].
most likely due to the formation of brown pigments [41,
45]. This trend was mainly observed for mango and zucchini
samples. Non-enzymatic browning in zucchini is primarily
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670 L. Marinoni et al.
Fig. 5 Second derivative of SNV pre-treated VIS spectra of fresh products (a) and t = 0 dried samples (b)
Fig. 6 Second derivative of SNV pre-treated VIS spectra of Mango (a) and Zucchini (b) samples
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A mild and innovative solar drying process to provide high quality products 671
Conclusions
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