INTRODUCTION OF COMPANY

Incorporated in February 2000, Sharekhan is India's 3rd largest stock broker (after ICICI
Direct and HDFC Securities). Sharekhan provides brokerage services through its online trading
website Sharekhan.com and 1800 offices which includes branches & franchises in over 550 cities
across India. Sharekhan has seen incredible growth over last 10+ years though it's very
successful online trading platform and the chain of franchises located in almost every part of
India. Sharekhan also has international presence in the UAE and Oman.

Sharekhan offers its services to all kinds of customers including individual investors and traders,
corporate, institutional and NRI's. As of Dec 2014, Sharekhan has over 13 lakh
customers. Sharekhan offers trade execution facilities for equity cash and derivatives segments
on BSE and NSE, commodities trading facilities on MCX and NCDEX. Sharekhan also offer
depository services (demat account) and option to invest in mutual funds and IPOs.

Sharekhan.com is the finest investment portal for India stock market. The well designed
website provides wide range on investment options, share market news, research reports, stock
quotes, fundamental and statistical info across equity, mutual funds, IPOs and much more.

Sharekhan also offers 'Sharekhan TradeTiger', one of the most popular trading terminals, for
retail investors. The Trade Tiger is quite similar to Broker Terminal and allows frequent traders
to place and execute their orders at a high speed. It also provides live data and other tools on the
same screen to help the users with their trades.

Sharekhan's 'ShareMobile' platform offers trading facility though mobile application. Mobile
apps are available for popular iPhone, iPad, Blackberry, Android and other phones.

Services offered by Sharekhan include trading in equity, F&O and Commodity and investment
in IPO's, Mutual Funds, Insurance, Bonds and NCD's. Company also provide Sharekhan Demat
Account and registered as a depository participant with NSD and CDS.

Sharekhan offers verity of accounts to suite customer requirement. These accounts include
Sharekhan First Step Account Sharekhan Classic Account, Sharekhan Trade Tiger Account and
Portfolio Management Services (PMS) though Sharekhan Platinum Circle Account.

Sharekhan has its own research teams which regularly publishes investment advice, stock tips,
quarterly company result analysis and news alerts to its customer though email, SMS and on
Sharekhan.com. Sharekhan has an excellent knowledge center on its website to help stock and
commodity market investors of all kind. It also offers free online and classroom seminars /
workshops to investors. Each Sharekhan Accounts comes with online and in-person help from
Sharekhan representative.
• THE COMPANY

• Name of the company: Sharekhan ltd.

• Year of Establishment: 1925

• Headquarter: Sharekhan SSKI

A-206 Phoenix House
Phoenix Mills Compound
Lower Parel Mumbai - Maharashtra, INDIA- 400013

• Nature of Business: Service Provider

• Services: Depository Services, Online Services and Technical Research.

• Number of Employees: Over 3500

• Website: www.sharekhan.com

• Slogan: Your Guide to The Financial Jungle.

 • Vision
To be the best retail brokering Brand in the retail business of stock market.
• Mission
To educate and empower the individual investor to make better investment decisions through
quality advice and superior service.

• Sharekhan is infact-
• Among the top 3 branded retail service providers
• No. 1 player in online business
• Largest network of branded broking outlets in the country serving more than 7,00,000 clients.

Sharekhan's management team is one of the strongest in the sector and has positioned Sharekhan
to take advantage of the growing consumer demand for financial services products in I ndia
through investments in research, pan-Indian branch network and an outstanding technology
platform. Further, Sharekhan's lineage and relationship with SSKI Group provide it a unique
position to understand and leverage the growth of the financial services sector.

SSKI Corporate Finance Private Limited (SSKI) is a leading India-based investment bank with
strong research-driven focus. Their team members are widely respected for their commitment to
transactions and their specialized knowledge in their areas of strength.

• SHAREKHAN LIMITED’S MANAGEMENT TEAM

DIRECTORS:

Sharekhan Limited INSIDERS ON Board Members

Name (Connections) Relationships Title Age
Tarun Shah 9 Relationships Chief Executive Officer and Whole-Time Director --
Jaideep Arora 9 Relationships Whole-Time Director --
Shankar Vailaya 9 Relationships Whole-Time Director --

Other Board Members On Board Members

Name (Connections) Relationships Type of Board Members Primary Company Age
Jimmy Mahtani 22Relationships Member of the Board of Sharekhan Limited --
Directors
Marc Desaedeleer 21Relationships Member of the Board of Citi Venture Capital 65
Directors International
Rahul Yadav 9Relationships Member of the Board of Sharekhan Limited --
Directors
 Anil Nagu 10Relationships Member of the Board of Citi Venture Capital --
Directors International
Sumeet Narang 9Relationships Member of the Board of Sharekhan Limited --
Directors
Vikram Limaye 57Relationships Member of the Board of IDFC Limited 50
Directors
Thiruvidaimarudhur 9Relationships Alternate Director Sharekhan Limited -
Sivashankar

• Demat account:

Sharekhan is a depository participant. This means that we can keep the shares in dematerialized
form in Sharekhan. But for this one has to the demat account in Sharekhan. Dematerialization is
the process by which a client can get physical certificates converted into electronic balances
maintained in his account with the DP.

In Sharekhan, under demat account there are two types of terminals.

TYPE OF DEMAT DEPOSIT (Refundable) CHARGES (non-refundable)

ACCOUNT TERMINAL

Account Types

1. Classic account

Allow investor to buy and sell stocks online along with the following features like multiple
watch lists, Integrated Banking, demat and digital contracts, Real-time portfolio tracking with
price alerts and Instant credit & transfer.

• Online trading account for investing in Equities and Derivatives

• Free trading through Phone (Dial-n-Trade)

• Two dedicated numbers for placing your orders with your cellphone or landline.
 • Automtic funds tranfer with phone banking (for Citibank and HDFC bank
customers)

• Simple and Secure Interactive Voice Response based system for authentication

• get the trusted, professional advice of our telebrokers

• After hours order placement facility between 8.00 am and 9.30 am

• Integration of: Online trading + Bank + Demat account

• Instant cash transfer facility against purchase & sale of shares

• IPO investments

• Instant order and trade confirmations by e-mail

• Single screen interface for cash and derivatives

2. TradeTiger account

This is a net based executable application for active traders who trade frequently during the day's
trading session. Following are few popular features of Trade Tiger account.

• A single platform for multiple exchange BSE & NSE (Cash & F&O), MCX, NCDEX

• Multiple Market Watch available on Single Screen

• Hot keys similar to a traditional broker terminal

• Tie-up with 12 banks for online transfer of funds

• Different tools available to gauge market such as Tick Query, Ticker, Market Summary,
Action Watch, Option Premium Calculator, Span Calculator

• Graph Studies are available including Average, Band- Bollinger, Know SureThing,
MACD, RSI, etc

Special offer for our website visitors

Free Trading & Demat Account (for limited time only)

Sharekhan offers FREE Trading + Demat Account (Rs 1150 waived). You can also avail of
attractive trading plans that suit your needs by just paying the AMC charges that are fully
adjustable against brokerage. Thereby saving up to 70% on brokerage.
This is a limited time offer. Simply leave your contact information with us and Sharekhan
representatives will contact you.

Sharekhan Brokerage Charges 2016

Account Opening Fees & Annual maintenance charges (AMC)

• Trading Account Opening Charges (One Time): Rs 750 (Classic Account), Rs 1000
(Trade Tiger Account)- charges fully adjusted against first 6 months brokerage.

• Trading Annual maintenance charges (AMC): Nil

• Demat Account Opening Charges (One Time): Included in trading account opening
charges

• Demat Account Annual Maintenance Charges (AMC): Rs 400 (Free for 1st year with
trading account.)

Sharekhan Trading Brokerages Charges:

• Intra-day Trades: 0.1% on the buy side and 0.1% on the sell side.

• Delivery Based Trades: 0.5% or 10 paise per share or Rs 16/- per scrip whichever is
higher.

• F&O Trades: 0.1% on the first leg and 0.02% on the second leg if squared off on the
same day and 0.1% if squared off on any other day.

• Options Trades: Rs 100/- per contract or 2.5% on the premium (whichever is higher).

• Currency Future: 0.1%.

• Currency Options: Rs 30/- per lot or 2.5% on premium (whichever is higher).

• Commodity: 0.1%.

Sharekhan Minimum Brokerage Fee:

• For Intra-day Trades: Sharekhan charges minimum brokerage of 5 paise per share. This
means that while doing intraday trading if the share price you trade in is Rs 50/- or less, a
minimum brokerage of 5 paise per share will be charged.
 • For Delivery Based Trades: Sharekhan charges minimum brokerage
fee of 10 paise per share. This means; for delivery based trades
minmum brokerage of 10 paise per share is charged when the share
price is Rs 20/- or less.

• Minimum DP charges: DP charges of Rs 16/- per scrip is charged

when the total traded value is Rs 3200/- or less in case of sell
transaction.

• Useful links about Sharekhan:

1. Sharekhan Website: http://www.ShareKhan.com

2. Product Demo - Speed Trade: http://www.sharekhan.com/Demos/speedtrade/index.html
3. Product Demo - Classic: http://www.sharekhan.com/Demos/classic/index.html
4. Email: info@sharekhan.com
5. FAQs: http://sharekhan.com/KnowledgeCentre/Sharekhan_FAQ.aspx
6. Phone: 022-66621111
7. Toll Free: 1-800-22-7500

• TRADING SESSION:-

Trading timings are from 9:55 A.M. to 3:30 P.M. on all 5 days of
the trading period. Monday to Friday is the trading period in all
the stock exchanges. SEBI has Stipulated that all the stock
exchanges in India must have same trading period.