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Issue 196 May 2022

Seeing the Combined


Effects of Aid Programmes
Multiple aid agencies often try to support change in the same
places, at the same time, and with similar actors. Surprisingly, their
interactions and combined effects are rarely explored. This Policy Examining aid
Briefing describes findings from research conducted on recent aid programmes’
programmes that overlapped in Mozambique, Nigeria, and Pakistan, overlapping
and from a webinar with UK Foreign, Commonwealth & Development issue areas and
Office (FCDO) advisors and practitioners. The research found three
distinct categories of ‘interaction effects’: synergy, parallel play, and
subnational
disconnect. We explore how using an ‘interaction effects’ lens in territories
practice could inform aid agency strategies and programming. reveals
interaction
Key messages effects between
– Conventional aid programme analysis – including evaluation – aid actions that
tends to reflect a narrow, siloed focus on single aid programmes, would not be
neglecting the interactions across programmes.
visible if any
– Identifying the direct and indirect interaction effects of overlapping
aid programmes offers a different ‘way of seeing’ the impacts, that
one aid
goes beyond the normal donor coordination and harmonisation programme
approaches. was studied in
– Overlapping aid programmes can reinforce one another, miss isolation.
opportunities, or undermine one another. We call these scenarios
synergy, parallel play, and disconnect.
– Identifying donor interaction effects could add value to aid
strategies – allowing development actors to avoid conflicting
Richard Burge,
actions and siloed working and achieve more through synergy with
Rachel Nadelman,
others. Rosie McGee,
Jonathan Fox and
ids.ac.uk Colin Anderson
About the research
Our research started from the hypothesis
that governance reform aid programmes Overlaps between aid
that overlapped in geographical territories
programmes’ actions can
were likely to have important interactions
that affected their outcomes. We explored have three possible kinds of
this in three countries – Mozambique, Nigeria, interaction effects. Synergy:
and Pakistan – as part of the Action for
one programme’s actions
Empowerment and Accountability (A4EA)
research programme. All three countries are reinforce the other’s; parallel
significant recipients of governance-focused play: aid programme actions
international aid from multiple parties and
co-exist within a shared issue
are therefore places where we might expect
to see aid programme interactions. Ongoing area or territory, without
conflicts in parts of each country complicate reinforcement or convergence
these efforts.
(null category); and
We selected in each country one
FCDO-financed programme that aimed to disconnect: the actions of at
enhance state accountability to citizens. least one programme
We paired each of these with another
undermine the other.
aid programme that overlapped for
some of the implementation period and
shared accountability goals.1 The ‘paired’ The research takes into account both direct
programmes in Pakistan were both funded and indirect interaction effects. Direct effects
by FCDO whilst the programmes selected come about through contact between aid
in Nigeria and Mozambique included one programme donors. Indirect effects arise
funded by another aid agency. Researchers in through other related actors such as the
each country interviewed project stakeholders programmes’ grantees or government actors
at multiple levels. Insights from these case the programmes seek to influence. While our
studies led us to develop the conceptual lens research focused on the interaction effects
on interaction effects that we share here. across just two programmes in each country,
this lens could be applied to larger numbers
Developing an interaction effects of programmes as well. It also seems highly
lens relevant for sectors other than the governance
Different international aid programmes programmes we looked at.
that involve overlapping issues, actors, and We found that overlaps between aid
territories can have interaction effects in programmes’ actions can have three possible
those shared arenas. Interaction effects are kinds of interaction effects:
defined as the results of these overlaps in – Synergy: one programme’s actions
aid programme actions. Interaction effects reinforce the other’s;
can happen with or without direct contact
between those working in aid agencies. – Parallel play: aid programme actions co-
exist within a shared issue area or territory,
1
The aid programmes covered were, in Nigeria: Partnership to Engage, without reinforcement or convergence (null
Reform and Learn (PERL) and World Bank-funded States Fiscal
Transparency, Accountability and Sustainability (SFTAS); in Pakistan: category);
AAWAZ Voice and Accountability Programme and Consolidating
Democracy in Pakistan (CDIP); and in Mozambique: SIDA-funded – Disconnect: the actions of at least one
Action for Inclusive and Responsive Governance (AGIR) and FCDO-
funded Civil Society Support Mechanism (MASC). programme undermine the other.
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These categories emerged inductively from
the research and, in turn, led to developing
a lens that brings together the distinctions
between direct and indirect interactions, and
the three kinds of interaction effects observed.

Key findings
Our research identified a number of cases INTERACTION
of synergy and parallel play, and one of
disconnect. EFFECT LENS
Synergies were achieved where: IN PRACTICE
– One aid programme clearly capitalised
Our research explored this in three
on the institutional memory and history
locations selected on practical
of engagement by another programme.
grounds from the five A4EA focus countries.
This occurred in Pakistan where the
Consolidating Democracy in Pakistan
(CDIP) programme took up and built Nigeria
on programme infrastructure, human
resource investments, and networks
We studied the actions of PERL and
built by the earlier AAWAZ Voice and SFTAS in the States of Jigawa and Kaduna.
Accountability Programme. In Nigeria,
subnational states proved eligible for
World Bank support because of previous
work on state capacity and state–civil Pakistan
society coalitions undertaken by the
FCDO Partnership to Engage, Reform We studied the actions of AAWAZ
and Learn (PERL) programme. We also and CDIP in the provinces of Punjab and
observed it in Mozambique, where local Khyber Pakhtunkhwa.
civil society organisations met the Action
for Inclusive and Responsive Governance
(AGIR) programme’s fairly demanding
eligibility criteria for its core support and Mozambique
project funding thanks to the Civil Society
Support Mechanism (MASC) programme’s
We included evidence from the
earlier investments, which had enabled actions of MASC and AGIR in Maputo
them to gain formal registered status and Cabo Delgado.
and build their administrative and grant
management capacities. Source: © IDS and Itad

– Organisations which were implementers Mozambique, where some grantees of both


and/or grantees of more than one programmes integrated their approaches
programme created efficiencies. This to managing them, without the donors’
occurred in two consecutive programmes involvement.
in the case of Pakistan, where AAWAZ’s
implementer then developed and – At least one of the aid programmes
implemented CDIP, basing it on AAWAZ pursued a deliberately adaptive
systems and structures. We also observed approach. This was the case in Pakistan
this in the two simultaneous programmes in where AAWAZ created new spaces for

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citizen empowerment in parallel to non-
functioning state spaces, and CDIP later
re-purposed the AAWAZ-supported
Aagahi (citizen awareness) centres to
The interaction effects lens
underpin its efforts to expand democratic helps to broaden the scope of
political spaces. In Nigeria, PERL’s adaptive adaptive management
design enabled it to identify and respond
to the opportunities provided by the approaches to include the
World Bank’s States Fiscal Transparency, possibility that one aid
Accountability and Sustainability’s (SFTAS)
programme may or may not
new incentives for public sector reform.
adapt to others’ actions.
Parallel play occurred where:
– Aid programmes did not effectively take Jigawa State, Nigeria, to securing a ‘model’
advantage of the other’s operating procurement law led to the bar getting
space or experiences, or of opportunities set lower than PERL’s previous efforts had
presented. In Nigeria, the SFTAS one-size- already set it in practice. This potentially
fits-all model did not align with the depth rolled back progress, as well as introducing
of PERL’s adaptive support for citizen new loopholes that could reduce civil
engagement. Consequently, SFTAS did society engagement.
not position itself to take advantage of the
opportunities that PERL had created by
empowering citizens to hold state actors
Wider implications
to account. In Mozambique, AGIR and Five broad propositions emerge from our
MASC worked in parallel without forging a interaction effects lens:
common vision or joint efforts, which would 1. Illumination: examining aid programmes’
have afforded opportunities to reinforce overlapping issue areas and subnational
one another’s progress towards their territories reveals interaction effects
shared objectives. Instead, they created between aid actions that would not be
segmentation along the lines of different visible if any one aid programme was
funding sources and competing donor studied in isolation, as is commonly the
identities. case.
– One aid donor or implementer was so 2. Accountability: analysing aid actions for
bound by its own rules, foundations, and accountability underscores the relevance
procedures that it failed to recognise or of the concept of the ‘accountability
interact with those of the other actor. In ecosystem’. Our understanding of that
Nigeria, despite the two programmes’ ecosystem is broadened when the full
significant thematic and geographic range of international actors is taken into
overlap, opportunities were missed to account.
collaborate on shared targets – both in 3. Broader dynamics: whilst we looked at
relation to the ambition of those targets, interaction effects of programmes with
and their measures of success. similar aims, the interaction effects lens
can also help see the combined impacts of
Disconnect occurred where: actions in different sectors, such as health
– One aid programme’s narrow results focus and education.
undermined another’s long-term efforts. 4. Adaptation: the interaction effects lens
The formulaic approach taken by SFTAS in helps to broaden the scope of adaptive

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5 pr opositions
3 i n t e r a c t i o n types
Interactions
SYNERGY
Aid programme
The key to
1
interactions reinforce achieving I L L U MI N A TI ON
each other. synergy...

2
ACCOUNTABILITY
PARALLEL
THE
I NTERA C TI O N
PLAY
Co-existence of
3
EFFECT LENS aid programme ... identifying BROADER
Aid programmes that actions within a parallel DYN AMIC S
A l ens t o i n f o r m overlap by geography shared issue play...
a i d str ate gi e s or issue are likely to area or territory,
t h a t maximise
syner gy, i d e n t i f y
have interactions in
practice or outcomes.
but without
convergence.
4
parallel play ADAP T AT ION
and and
minimise
di sc o nnec t.
DISCONNECT 5
Interaction of aid STRATEGY
programmes where ... and avoiding
the actions of at least one disconnect.
undermines the other.

Source: © IDS and Itad

management approaches to include the society) as well as a donor view.


possibility that one aid programme may or Webinar participants considered that
may not adapt to others’ actions, as well. synergies are more likely to occur when there
5. S
trategy: the interaction effects lens is a single-issue focus (e.g. around elections
can inform aid strategies that maximise or responding to a specific crisis) or a higher-
synergy, while identifying and addressing level goal (e.g. donor support to an agreed
parallel play and minimising disconnects. peace deal). They also felt synergies are more
But it requires incentivising aid programme likely where there are shared frameworks and
staff – including donors! analysis amongst donors, but this requires
The interaction effects lens and the above pushing for a shared, common analysis and
propositions were discussed at a webinar in actively creating a space to identify and
January 2022 with FCDO governance advisors raise issues around disconnects and missed
and several implementers of FCDO aid opportunities. This takes time, effort, and
programmes. commitment. It requires actors to consider
Overall, the lens resonated with incentives which go beyond their own narrow
participants, who could see more parallel play donor requirements. This calls for the right
and disconnect from their own experience. skills and experience among aid programme
They noted that sometimes intentions to architects and implementers to build and
act synergistically ended up faltering and maintain relationships to keep synergies ‘on
producing parallel play. They also felt the lens track’, while recognising that the ‘plumbing’
could be relevant to looking at interaction (e.g. business cases, procurement rules,
effects within the same donor (i.e. FCDO) reporting requirements, and rigid and not
across different sectors. It was also seen as adaptive processes) can hinder aid staff from
critical to look at interaction effects from a seeing the bigger picture of the interaction
recipient view (i.e. host governments and civil effects in the wider aid ecosystem.

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Policy recommendations Implementers of aid programmes should:
Aid policymakers and practitioners would – Invest in the ‘peripheral vision’ needed
benefit from an understanding of the to see what is happening outside of their
interaction effects within and between their direct sphere of influence as a result
aid programmes, not least to encourage a of other aid actors, and update their
theories of change and action to these
more coherent use of aid money.
shifts in the context.
Employing an interaction effects lens can
help to inform aid strategies that maximise – Watch out particularly for other efforts
synergy, identify parallel play, and minimise that lower the bar or set less ambitious
disconnect. targets for reform – and opportunities to
avoid that.
Aid programme architects should:
– Build capacity for adaptation and
– Write business cases and project plans course correction into programming,
that cover how their actions will interact and influence other actors to encourage
with others, and adapt to changes adaptation in their programming.
in what others are doing in real time,
identifying opportunities for synergy. – Engage staff and partners who know
the landscape well and can maximise
– Push for a broader common analysis indirect interactions between aid
with other aid actors at the design programme actions.
phase, to bring about shared or explicit
Evaluators and researchers of aid
understandings of problems and their
programmes should:
causes.
– Actively investigate and bring to the
– Be alert to the human assets and fore interaction effects, to encourage
capacities being built by other more open debate with multiple actors
programmes and proactively seek to involved in accountability reforms and
build on them rather than starting afresh. foster deeper lesson learning.
– Be prepared to pool resources and – Share real-time findings during
combine efforts to undertake multi- programme implementation, not only
programme research and evaluation at retrospectively, and as openly as possible,
strategic points – and be better value for to head off potential disconnects, and
money. find opportunities for synergy.

Institute of Development Studies, Library Road, Brighton, This IDS Policy Briefing was written by Richard Burge,
BN1 9RE, United Kingdom  +44 (0)1273 606261  ids.ac.uk Rachel Nadelman, Rosie McGee, Jonathan Fox and Colin
IDS is a charitable company limited by guarantee and Anderson. It was edited by Emilie Wilson and supported by
registered in England. Charity Registration Number 306371. Jenny Edwards. It was produced as part of the Action for
Charitable Company Number 877338. Empowerment and Accountability (A4EA) research
programme, funded with UK Aid from the UK government
Further reading
(FCDO). The opinions expressed are those of the authors and
Aremu, F.A. (2022) Donor Action for Empowerment and
do not necessarily reflect the views or policies of IDS or the
Accountability in Nigeria, IDS Working Paper 565, Brighton:
UK government.
Institute of Development Studies, DOI: 10.19088/IDS.2022.015
© Institute of Development Studies 2022. This is
Khan, A. and Qidwai, K. (2021) Donor Action in Pakistan: A
an Open Access briefing distributed under the
Comparative Case Study of CDIP and AAWAZ, IDS Working
terms of the Creative Commons Attribution 4.0 International
Paper 549, Brighton: Institute of Development Studies,
licence (CC BY), which permits unrestricted use, distribution,
DOI: 10.19088/IDS.2021.025 and reproduction in any medium, provided the original
Burge, R. and McGee, R. (2022) New Insights on Adaptive authors and source are credited and any modifications or
Management in Aid Programming, IDS Opinion, 17 March adaptations are indicated.
ISSN 1479-974X DOI: 10.19088/IDS.2022.031

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