EQUITY - DIVIDEND STRATEGIES

Series 2022-3Q, ADT 2126

Minimum Volatility Equity Income Portfolio

A Hartford Investment Management Company (“HIMCO”) Portfolio

Morningstar Equity Style BoxTM

Investment Objective & Principal Investment Strategy
The Minimum Volatility Equity Income Portfolio seeks to provide above-average dividend income
and lower volatility compared to the broader U.S. equity market with capital appreciation as a
secondary objective.

Security Selection
Ticketing Information The Minimum Volatility Equity Income Portfolio invests in common stocks selected by Hartford
CUSIP (Cash/Reinvest) 00779J461 / 479 Investment Management Company (“HIMCO”), the portfolio consultant, from a broad universe of
Fee-Based CUSIP (Cash/Reinvest) 00779J487 / 495 U.S. exchange-listed securities of companies categorized primarily as either mid or large
Ticker Symbol MVIBEX capitalization by HIMCO as of the trust’s inception. In selecting the portfolio, HIMCO sought to
Essential Information achieve the lowest amount of expected volatility compared to the broad U.S. equity market over
Unit price at inception (per unit) $10.000 the life of the trust subject to a set of reasonable constraints related to quality and dividend yield
Initial redemption price (per unit) $9.8650 designed by HIMCO. Low volatility stocks tend to have lower risk profiles than the equity market in
Initial date of deposit 8/18/2022 general. Investing in low volatility stocks may not protect the trust from market declines and may
Portfolio ending date 11/20/2023
Distribution frequency Monthly, if any reduce the trust’s participation in market gains.
Number of Holdings 68
Historical 12-Month Distribution
Rate of Trust Holdings* 2.17% Investment Process

*The distribution rate paid by the trust may be higher or

lower than the amount shown above due to factors
including, but not limited to, changes in the price of trust
units, changes (including reductions) in distributions paid by
issuers, changes in actual trust expenses and sales of
securities in the portfolio. There is no guarantee that the
issuers of the securities included in the trust will pay any
distributions in the future. The Historical 12-Month
Distribution Rate of Trust Holdings is calculated by taking
the weighted average of the regular income distributions
paid by the securities included in the trust’s portfolio over
the 12 months preceding the trust’s date of deposit reduced
to account for the effects of trust fees and expenses. The
percentage shown is based on a $10 unit price. This
historical rate is for illustrative purposes only and is not
indicative of amounts that will actually be distributed by the
trust.

Sales Charges (Based on $10 unit price)+

As a % of $10 Amount per
Standard Accounts unit price 100 units
Initial sales fee 0.00% $0.00
Deferred sales fee 1.35% $13.50
Creation & Development fee 0.50% $5.00
Maximum sales fee 1.85% $18.50
As a % of $10 Amount per
Fee-Based Accounts unit price 100 units

Maximum sales fee 0.50% $5.00

+The initial sales fee is the difference between the total sales
fee (maximum of 1.85% of the unit offering price) and the sum
of the remaining deferred sales fee and the total creation and
development fee. The deferred sales fee is fixed at $0.135 per
unit and is paid in three monthly installments beginning
December 20, 2022. The creation and development fee is fixed
at $0.05 per unit and is paid at the end of the initial offering
period (anticipated to be approximately three months). When
the public offering price per unit is less than or equal to $10,
*Beta is a measure of the risk arising from exposure to general market movements. Idiosyncratic risk is specific to an
you will not pay an initial sales fee. When the public offering asset or a small group of assets. It typically has little or no correlation with market risk.
price per unit price is greater than $10 per unit, you will pay an
initial sales fee. The initial and deferred sales fees may not Page 1 of 4
apply to fee-based accounts. See the prospectus for more
details about fee-based account eligibility requirements. Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
 Minimum Volatility Equity Income Portfolio Series 2022-3Q, ADT 2126

Portfolio Holdings
Ticker Market Value Ticker Market Value
Symbol Issue Name Per Share* Symbol Issue Name Per Share*
Communication Services (5.50%) Industrials (8.87%)
CMCSA $39.26 MMM $147.43
EA 133.17 CHRW 116.11
OMC 73.01 LSTR 155.54
Consumer Discretionary (7.95%) LMT 441.59
MCD 266.82 OTIS 80.58
NWL 21.10 RSG 147.94
POOL 386.63 WM 175.29
TGT 175.34 WSO 304.39
Consumer Staples (13.40%) Information Technology (22.71%)
CLX 148.64 DOX 89.05
FLO 28.06 APH 79.64
GIS 77.14 AAPL 174.55
SJM 139.38 CSCO 46.66
KMB 136.83 CTSH 68.90
KR 48.55 CNXC 133.63
PG 149.24 DLB 78.53
REYN , Inc. 28.83 HPQ 34.31
Energy (2.97%) INTC 35.78
KMI 18.57 JKHY 197.30
PSX 89.87 MSFT 291.32
Financials (8.05%) NLOK 23.80
ALL 132.04 TXN 176.71
ERIE 220.16 Materials (2.45%)
MKTX 274.25 APD 268.00
NDAQ 193.78 NEM 44.90
BPOP 81.16 Real Estate (4.61%)
RDN 23.32 AMT 277.46
VIRT 25.49 CCI 181.47
Health Care (15.60%) EXR 215.05
ABT 110.55 PSA 355.27
ABC 149.53 Utilities (7.89%)
AMGN 250.58 AEE 96.34
BAX 61.38 D 85.62
BMY 74.56 DUK 112.03
GILD 66.02 FE 40.89
MRK 91.04 HE 43.28
PFE 49.27 WEC 106.97
PINC 37.68 XEL 76.93
DGX 137.84 *As of 8/17/2022 and may vary thereafter.

Industry Breakdown*
% of Portfolio
Information Technology 22.71%
Health Care 15.60%
Consumer Staples 13.40%
Industrials 8.87%
Financials 8.05%
Consumer Discretionary 7.95%
Utilities 7.89%
Communication Services 5.50%
Real Estate 4.61%
Energy 2.97%
Materials 2.45%
Source: Global Industrial Classification Standard (GICS®)

Page 2 of 4

Intelligent Investments. Independent Ideas.

 Minimum Volatility Equity Income Portfolio Series 2022-3Q, ADT 2126

Why Minimum Volatility?

Minimum volatility strategies seek to produce comparable returns to the broad markets with less volatility*
− Over the 10-year period ended July 31, 2022, the S&P 500 Minimum Volatility Index has generated comparable returns relative to the S&P
500® Index with substantially lower volatility.
• It has also produced a Beta relative to the S&P 500® Index of 0.82 over that time period, showing reduced market risk.

Historical Risk & Reward for over the 10-Year Period which ended July 31, 2022

*There can be no assurance that this objective will be met or that losses will be avoided. The trust is not intended to track the performance of the S&P 500 Minimum Volatility Index, the
S&P 500 Index or any other index. The S&P 500® Index is an index of stocks compiled by Standard & Poor’s, a division of the McGraw-Hill Companies, Inc. The S&P 500® Minimum
Volatility Index is designed to reflect a managed-volatility equity strategy that seeks to achieve lower total risk, measured by standard deviation, than the S&P 500® Index while main-
taining similar characteristics.

Source: eVestment, Standard & Poor’s as of July 31, 2022.

Past performance is no guarantee of future results. Each index shown is unmanaged and the returns do not reflect the actual cost of investing in the instruments that comprise it. You
cannot invest directly in an index. An index does not include cash. Standard Deviation is a measure of price volatility (risk). A higher degree of variability indicates more volatility and
therefore greater risk. Beta is a measure of the risk arising from exposure to general market movements.

Holdings Style Summary Key Points to Consider

% of Portfolio Attractive Income Potential
Large-Cap Blend 25.12% − Enhanced dividend income potential relative to the broad U.S. equity
market
Large-Cap Growth 6.38%
Possibility for Lower Relative Volatility & Risk Profiles
Large-Cap Value 21.43%
− Focus on minimum volatility and high-quality factors seeks to provide
Mid-Cap Blend 21.07% lower volatility and risk profiles relative to traditional broad market equity
indices, such as the S&P 500® Index
Mid-Cap Growth 1.36%
Liquidity
Mid-Cap Value 14.91%
Small-Cap Blend 6.89%
− Focus on large capitalization stocks potentially provides greater liquidity
than if focused on smaller capitalization stocks
Small-Cap Value 2.84%
Source: Morningstar
As of 8/18/2022 and may vary thereafter. Breakdowns are based on the sources shown
and may differ from any category definitions used in selecting the trust portfolio.

Page 3 of 4

Intelligent Investments. Independent Ideas.

 Minimum Volatility Equity Income Portfolio Series 2022-3Q, ADT 2126

Unit Investment Trusts (UITs) are sold only by prospectus. You should consider the trust’s investment objectives, risks, charges and expenses
carefully before investing. Contact your financial professional or visit Advisors Asset Management online at www.aamlive.com/uit to obtain a
prospectus, which contains this and other information about the trust. Read it carefully before you invest.
Risks and Considerations: All investments involve risk, including possible loss of principal. Unit values will fluctuate with the portfolio of underlying securities and
may be worth more or less than the original purchase price at the time of redemption. There is no guarantee that the objective of the portfolio will be achieved.
Additionally, the trust may terminate earlier than the specific termination date as stated in the prospectus. Consult your tax advisor for possible tax consequences
associated with this investment. An investment in this unmanaged unit investment trust should be made with an understanding of the risks associated therewith that
includes, but is not limited to:
Common Stock: An investment in common stocks should be made with an understanding of the various risks of owning common stock, such as an economic
recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.
Dividend Payment Risk: An issuer of a security may be unwilling or unable to pay income on a security. Common stocks do not assure dividend payments and
are paid only when declared by an issuer’s board of directors. The amount of any dividend may vary over time.
Long-Term Strategy: Although this unit investment trust terminates in approximately 15 months, the strategy is long term. Investors should consider their ability to
pursue investing in successive portfolios, if available.
Small & Mid-Size Companies: The trust may invest in securities issued by small and mid-size companies. These stocks are often more volatile and have lower
trading volumes than stocks of larger companies. Small and mid-size companies may have limited products or financial resources, management inexperience and
less publicly available information.
The Morningstar Equity Style Box™: This table provides a graphical representation of the investment style of a trust based on holdings as of the date of deposit
which may vary thereafter. The Morningstar Equity Style Box™ placement is based on the Morningstar market capitalization classification (determined relative to
other stocks in the same geographic area) of the stocks in the trust’s portfolio (vertical axis), and by comparing the growth and value characteristics of the stocks in
the trust’s portfolio with growth and value factors developed by Morningstar (horizontal axis). Value, blend and growth are types of investment styles. Growth
investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value
investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing.
A blended investment combines the two styles. ©2022 Morningstar, Inc. All Rights Reserved. The information contained herein relating to the Morningstar Equity
Style Box™: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or
timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
The information provided does not constitute investment advice and is not an offering of or a solicitation to buy or sell any security, product, service or fund,
including the fund being advertised.
Securities are available through your financial professional. Not FDIC Insured. Not Bank Guaranteed. May Lose Value.
For informational purposes only and not a recommendation to purchase or sell any security.
©2022 Advisors Asset Management
Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
18925 Base Camp Road | Monument, CO 80132 | www.aamlive.com | CRN: 2021-0510-9168 R Link 7418 / 22-0093

Page 4 of 4

Intelligent Investments. Independent Ideas.