EQUITY - SECTOR / INDUSTRY FOCUS

Series 2022-2, ADT 2124

Utilities Portfolio
A Hartford Investment Management Company (“HIMCO”) Portfolio
Morningstar Equity Style BoxTM
Investment Objective & Principal Investment Strategy
The Utilities Portfolio is a unit investment trust (UIT) holding an unmanaged portfolio of stocks
of utility companies seeking above-average total return through dividend income and
capital appreciation.

The portfolio was selected by Hartford Investment Management Company (“HIMCO”).*

Security Selection
Ticketing Information The Utilities Portfolio focuses on quality and highly liquid stocks of domestic utility companies. A
CUSIP (Cash/Reinvest) 00777D821 / 839 utility company is defined as being a company involved in aspects of providing access to gas,
Fee-Based CUSIP (Cash) 00777D847 / 854 water and electricity. HIMCO, the portfolio consultant, considered a broad universe of utility
Ticker Symbol UTLAHX
companies within the Russell 3000® Index when selecting the portfolio.
Essential Information
HIMCO selected the portfolio based on a disciplined approach that seeks to identify high quality
Unit price at inception (per unit) $10.000
Initial redemption price (per unit) $9.7750 stocks with the potential for above-average dividend yields. The process seeks to identify
Initial date of deposit 8/12/2022 companies within the Utilities sector possessing strong fundamentals, such as attractive
Portfolio ending date 8/5/2024 valuations based on normalized earnings and sales, quality earnings, and a long-term trend in
Distribution frequency Monthly, if any profitability.
Number of Holdings 30
Historical 12-Month Distribution The portfolio seeks to provide a stable income by investing in quality companies and by investing
Rate of Trust Holdings* 2.76% across most major sub-industries of the Utilities sector.

*The distribution rate paid by the trust may be higher or

lower than the amount shown above due to factors Why Utilities Now?
including, but not limited to, changes in the price of trust
units, changes (including reductions) in distributions paid by • Historically, stocks of utility companies have generally generated higher dividend income
issuers, changes in actual trust expenses and sales of than the broader equity market. Specifically, over the 10-year period that ended July 31,
securities in the portfolio. There is no guarantee that the 2022, the dividend yield on the S&P 500 Utilities Index averaged approximately 3.54% versus
issuers of the securities included in the trust will pay any
distributions in the future. The Historical 12-Month an average of 1.91% for the S&P 500 Index.1
Distribution Rate of Trust Holdings is calculated by taking • In the last decade, many stocks of utility companies have also generated an attractive risk/
the weighted average of the regular income distributions
paid by the securities included in the trust’s portfolio over
reward profile due to the defensive nature of the sector. During the financial crisis (from June
the 12 months preceding the trust’s date of deposit reduced 2007 to February 2009), the S&P 500 Utilities Index outperformed the broader S&P 500
to account for the effects of trust fees and expenses. The Index by over 14.00% on a cumulative basis. 2
percentage shown is based on a $10 unit price. This 1 Source: Bloomberg, as of July 31, 2022.
historical rate is for illustrative purposes only and is not 2 Source: Bloomberg, eVestment, as of July 31, 2022. The S&P 500 Utilities Index returned 10.79% with
indicative of amounts that will actually be distributed by the
trust. an annualized standard deviation of 14.57% over the 10-Year period ended July 31, 2022. The S&P 500
Index returned 13.80% with a standard deviation of 13.94% over the same time period. Standard
Sales Charges (Based on $10 unit price)+ Deviation is a measure of the volatility of returns.
As a % of $10 Amount per
Standard Accounts unit price 100 units Past performance is no guarantee of future results. It is not possible to invest directly in an index.
Initial sales fee 0.00% $0.00
Deferred sales fee 2.25% $22.50
Creation & Development fee 0.50% $5.00 *HIMCO is a SEC registered investment advisor. SEC registration does not imply a certain level of skill,
Maximum sales fee 2.75% $27.50 nor does it imply that the SEC has sponsored, recommended or otherwise approved of HIMCO.
As a % of $10 Amount per
Fee-Based Accounts unit price 100 units
Maximum sales fee 0.50% $5.00

+The initial sales fee is the difference between the total

sales fee (maximum of 2.75% of the unit offering price) and
the sum of the remaining deferred sales fee and the total
creation and development fee. The deferred sales fee is
fixed at $0.225 per unit and is paid in three monthly
installments beginning February 20, 2023. The creation
and development fee is fixed at $0.05 per unit and is paid
at the end of the initial offering period (anticipated to be
approximately six months). When the public offering price
per unit is less than or equal to $10, you will not pay an
initial sales fee. When the public offering price per unit
price is greater than $10 per unit, you will pay an initial Page 1 of 3
sales fee. The initial and deferred sales fees may not apply
to fee-based accounts. See the prospectus for more details Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
about fee-based account eligibility requirements.
 Utilities Portfolio Series 2022-2, ADT 2124

Portfolio Holdings (as of date of deposit)

Ticker Market Value Ticker Market Value
Symbol Issue Name Per Share* Symbol Issue Name Per Share*

Electric Utilities (56.61%) Multi-Utilities (30.02%)

LNT Alliant Energy Corporation $61.64 BKH Black Hills Corporation $75.93
DUK Duke Energy Corporation 108.51 CNP CenterPoint Energy, Inc. 31.91
EIX Edison International 69.00 CMS CMS Energy Corporation 68.68
ETR Entergy Corporation 118.78 ED Consolidated Edison, Inc. 98.48
EVRG Evergy, Inc. 69.34 D Dominion Energy, Inc. 81.76
ES Eversource Energy 91.61 NI NiSource, Inc. 30.42
EXC Exelon Corporation 45.70 NWE NorthWestern Corporation 55.05
FE FirstEnergy Corporation 40.07 UTL Unitil Corporation 54.85
HE Hawaiian Electric Industries, Inc. 42.29 WEC WEC Energy Group, Inc. 104.33
NEE NextEra Energy, Inc. 89.43 Water Utilities (6.68%)
NRG NRG Energy, Inc. 40.43 AWK American Water Works Company, Inc. 155.20
OGE OGE Energy Corporation 41.10 WTRG Essential Utilities, Inc. 50.42
PNW Pinnacle West Capital Corporation 75.70 *As of 8/11/2022 and may vary thereafter.
POR Portland General Electric Company 53.59
PPL PPL Corporation 29.43
SO The Southern Company 77.90
XEL Xcel Energy, Inc. 74.61
Gas Utilities (3.35%)
UGI UGI Corporation 41.00
Independent Power Producers (3.34%)
CWEN Clearway Energy, Inc. 38.72

Utilities Sector Breakdown** Holdings Style Summary**

% of Portfolio % of Portfolio

Electric Utilities 56.61% Large-Cap Blend 6.64%

Multi-Utilities 30.02% Large-Cap Value 13.37%
Water Utilities 6.68% Mid-Cap Blend 36.66%
Gas Utilities 3.35% Mid-Cap Value 23.32%
Independent Power Producers 3.34% Small-Cap Blend 16.67%

Source: Global Industry Classification Standard (GICS®) Small-Cap Value 3.34%

Source: Morningstar
**As of 8/12/2022 and may vary thereafter. Breakdowns are based on the sources shown
and may differ from any category definitions used in selecting the trust portfolio.

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Intelligent Investments. Independent Ideas.

 Utilities Portfolio Series 2022-2, ADT 2124

Unit Investment Trusts (UITs) are sold only by prospectus. You should consider the trust’s investment objectives, risks, charges and expenses carefully
before investing. Contact your financial professional or visit Advisors Asset Management online at www.aamlive.com/uit to obtain a prospectus, which
contains this and other information about the trust. Read it carefully before you invest.

Risks and Considerations: All investments involve risk, including possible loss of principal. Unit values will fluctuate with the portfolio of underlying securities and
may be worth more or less than the original purchase price at the time of redemption. There is no guarantee that the objective of the portfolio will be achieved.
Additionally, the trust may terminate earlier than the specific termination date as stated in the prospectus. Consult your tax advisor for possible tax consequences
associated with this investment. An investment in this unmanaged unit investment trust should be made with an understanding of the risks associated therewith that
includes, but is not limited to:
Common Stock: An investment in common stocks should be made with an understanding of the various risks of owning common stock, such as an economic
recession and the possible deterioration of either the financial condition of the issuers of the equity securities or the general condition of the stock market.
Concentration Risk: Because the trust is invested primarily in companies in one industry it is subject to greater risk than an investment that is invested across a
more diversified mix of sectors.
Dividend Payment Risk: An issuer of a security may be unwilling or unable to pay income on a security. Common stocks do not assure dividend payments and are
paid only when declared by an issuer’s board of directors. The amount of any dividend may vary over time.
Investment Process Risk: The trust invests in securities selected by HIMCO. In the event that HIMCO incorrectly assesses an issuer’s prospects for growth or if
HIMCO’s judgment about how other investors will value an issuer’s growth is wrong, then the price of an issuer’s stock may decrease or not increase to the level
anticipated.
Long-Term Strategy: The UIT matures in approximately 2 years and, as such, investors should consider their ability to reinvest any proceeds in a subsequent UIT,
if available, with a like or differing strategy, at the applicable sales charge.
Small & Mid-Capitalization Company Stocks: Investments in small and mid-capitalization companies may involve a higher degree of risk and volatility than
investments in larger, more established companies.
The Morningstar Equity Style Box™: This table provides a graphical representation of the investment style of a trust based on holdings as of the date of deposit
which may vary thereafter. The Morningstar Equity Style Box™ placement is based on the Morningstar market capitalization classification (determined relative to
other stocks in the same geographic area) of the stocks in the trust’s portfolio (vertical axis), and by comparing the growth and value characteristics of the stocks in
the trust’s portfolio with growth and value factors developed by Morningstar (horizontal axis). Value, blend and growth are types of investment styles. Growth
investing generally seeks stocks that offer the potential for greater-than-average earnings growth, and may entail greater risk than value or blend investing. Value
investing generally seeks stocks that may be sound investments but are temporarily out of favor in the marketplace, and may entail less risk than growth investing.
A blended investment combines the two styles. ©2022 Morningstar, Inc. All Rights Reserved. The information contained herein relating to the Morningstar Equity
Style Box™: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or
timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information.
Utilities: The value of your trust is more susceptible to fluctuations based on factors that impact utilities companies. Investments in utility companies are subject to
risks of increases in fuel and other operating costs; restrictions on operations and increased costs and delays as a result of environmental, nuclear safety and other
refutations; regulatory restrictions on the ability to pass increasing wholesale costs along to the retail and business customer; energy conservation; technological
innovations, etc. In addition, taxes, government regulation, international politics, prices and supply fluctuations, and volatility of interest rates and energy
conservation may cause difficulties for utilities companies.
Securities are available through your financial professional. Not FDIC Insured. Not Bank Guaranteed. May Lose Value.
For informational purposes only and not a recommendation to purchase or sell any security.
©2022 Advisors Asset Management
Advisors Asset Management, Inc. (AAM) is a SEC registered investment advisor and member FINRA/SIPC.
18925 Base Camp Road | Monument, CO 80132 | www.aamlive.com | CRN: 2021-0310-9016 R Link 7312 / 22-0084

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Intelligent Investments. Independent Ideas.