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Keywords: Coarctation of the aorta (Coa) is a potentially life threatening diagnosis. It occurs in 0.3 per
Coarctation of the aorta 1000 live births and accounts for 6-8% of all infants with congenital heart defects. Neonates
Aortic arch hypoplasia with severe Coa may be completely asymptomatic at birth, as the ductus arteriosus can
Fetal Cardiology provide flow to the lower body. Those who are not diagnosed prenatally may be diagnosed
critical coarctation of the aorta only after constriction of the ductus arteriosus, when they present in cardiogenic shock.
This group has a higher risk for mortality and morbidity relative to those diagnosed prena-
tally. Despite the increasing practice of universal pulse oximetry screening, many cases
with significant coarctation of the aorta still go undiagnosed in the newborn period. In this
article, we present the pathophysiology, diagnosis, presentation, treatment and outcomes
of Coa.
Published by Elsevier Inc.
*Corresponding author.
E-mail address: Bhawna.Arya@seattlechildrens.org (B. Arya).
https://doi.org/10.1016/j.semperi.2022.151584
0146-0005/Published by Elsevier Inc.
2 S E M I N A R S I N P E R I N A T O L O G Y 46 (2022) 151584
Prenatal assessment
Fig. 2 – Abnormal fetal echocardiogram demonstrating (A) Coronal view of the four-chamber heart with right ventricular and
tricuspid valve dilation and borderline small mitral valve and left ventricle. (B) Sagittal view of the aortic arch with transverse
aorta hypoplasia and increased distance between second and third head vessels. (C) Three-vessel view of the great vessels
with size discrepancy between ascending aorta and pulmonary artery and tapering of the transverse and distal aortic arch.
diagnosed aortic coarctation (4-30%), although this relation- have neonatal CoA.17,18,32 Similarly, in the outflow tract view,
ship is somewhat unclear, as the incidence of this finding in the aortic valve z-score may be smaller and the pulmonary
the general population is difficult to elucidate.17,21,24 It is also valve diameter z-score larger.17,18,32 Finally, fetuses with con-
helpful to note which intracardiac defects carry particularly firmed CoA have a smaller ascending aorta and aortic isth-
high risk for development of Coa. Identification of these mus z-score in the sagittal and three-vessel trachea views
defects should also prompt careful interrogation of the aortic prenatally (Fig. 2b and c).16-18,32 There is also utility in calcu-
arch. Ventricular septal defects (8-13%), atrioventricular sep- lating the ratios of specific absolute diameters. Namely, an
tal defects (complete atrioventricular canal, 3-4%), double RV/LV ratio of greater than one and mitral valve/tricuspid
outlet right ventricle (1-9%), transposition of the great arteries valve ratio, aortic isthmus/ductus arteriosus ratio, and the
(2-8%), and double inlet left ventricle with ventricular arterial ascending aorta/main pulmonary artery ratio of less than one
discordance (1-4%) are common in series of Coa.21,22,24 While are predictive of CoA.33
a fetus with one of these defects may not warrant delivery at While these methodologies result in improved prenatal
a cardiac surgical center or admission to the neonatal inten- detection of CoA, the false positive rate has remained high,
sive care unit on the basis of the primary defect alone, con- upwards of 40-60%. Novel metrics aim to maintain the sensi-
cern about the risk of developing Coa with postnatal ductal tivity of prenatal detection while improving on specificity.
constriction may influence postnatal management. Similar to These include aortic arch morphometric measures such as
cases of ventricular size discrepancy or an associated left- increased distance between the second and third head and
sided structural anomaly, a cardiovascular evaluation of a neck vessel, as well as the absolute angles formed by the
fetus with one of these lesions should include careful evalua- descending aorta and surrounding structures (the ductus
tion of the aortic arch. arteriosus, ascending and transverse aorta).16,34 In conjunc-
Other, non-cardiac disease states also increase the risk for tion with standard measures, an acute ascending to descend-
Coa. The classic genetic association is with Monosomy X ing aorta angle of less than 21o, an obtuse transverse
(Turner syndrome), which occurs in 5-12% of females with descending aorta angle of greater than 96o improve the false
Coa; up to 35% of infants with Monosomy X have Coa.25,26
Less statistically significant, but still important associations
exist with Kabuki and Williams syndrome. Non-cardiac struc-
tural diseases associated with Coa include congenital dia- Table 1 – Fetal echocardiographic parameters for Coa
phragmatic hernia, with a reported incidence of 2-3%.27,28 assessment.
While there are likely multiple physiologic processes at play,
Fetal Echocardiographic Parameter Abnormal Value
there is evidence that increasing mass effect on the left heart Right ventricular to left ventricular Greater than 1.5 to 1
in this condition can result in reduced flow through the left ratio
side and predispose fetuses to develop Coa.29,30 Interestingly, Mitral valve z-score Less than -2
this relationship does not appear to be present in left sided Aortic valve Less than -2
lung masses, which develop later in gestation, after much of Ascending aorta z-score Less than -1.8
Aortic Isthmus z-score (sagittal view) Less than -2.4
cardiac development has occurred.31
Mitral to tricuspid valve ratio Less than 1
Several fetal echocardiographic parameters are useful for
Ascending aorta to main pulmonary Less than 1
accurate identification of CoA. Some are classified as stan- artery ratio
dard metrics, and include gestational age-adjusted z-scores Aortic isthmus to ductus ratio Less than 1
of the largest diameters of specific cardiac structures and Ascending to descending aorta angle Less than 20 degrees
their associated ratios (Table 1). In the four-chamber view, Transverse to descending aorta Greater than 96 degrees
the mitral valve z-score may be smaller (less than -2) and the angle
Descending aorta to ductal angle 82-125 degrees
tricuspid valve z-score is often larger in fetuses confirmed to
4 S E M I N A R S I N P E R I N A T O L O G Y 46 (2022) 151584
positive rate of prenatal. Color and spectral Doppler assess- obscure the anatomy of the aortic isthmus. As the ductus
ment play a role in fetal diagnosis of Coa; the presence of a arteriosus can provide blood flow to the lower body, reduced
left to right foramen ovale shunt or flow acceleration with flow through the transverse aortic arch and isthmus pre-
diastolic continuation and/or retrograde flow in the aortic cludes the use of a pressure gradient to diagnose Coa. Even
arch increase the likelihood that Coa is present when the sus- after spontaneous closure of the ductus arteriosus, residual
picion is raised.8,35 More recently, advance imaging modali- ductal tissue at the level of the aortic isthmus can further
ties such as computational fluid dynamics36 and fetal cardiac constrict the aortic arch, resulting in clinically significant
magnetic resonance imaging demonstrate utility in under- obstruction. Although this period of uncertainty is inherently
standing the geometry and hemodynamics of the fetal aortic unavoidable, the initial echocardiogram can be quite useful.
ach.37 Cardiac magnetic resonance data suggests that prena- A transthoracic echocardiogram is not subject to the same
tal Coa is associated with decreased flow in the ascending limited acoustic windows of many fetal echocardiograms.
aorta and aortic arch. Despite these advances, the false posi- Many of the same predictive measurements used during fetal
tive rate for fetal diagnosis of Coa remains unchanged. life are quite powerful when applied in the neonatal period.41
Historically, fetal cardiologists perform multiple fetal echo- When the prenatal or postnatal suspicion for Coa is high
cardiogram through gestation once there is concern for Coa. while the ductus arteriosus remains patent, venous access
Sometimes, multiple fetal echocardiograms are necessary if (peripheral or central) is obtained and intravenous prostra-
there is concern for evolving hypoplasia of other left heart glandin E1 is initiated. These patients are transferred to a
structures. In cases of isolated fetal Coa, multiple echocardio- neonatal or cardiac intensive care unit away from their moth-
grams may be performed in order to improve diagnostic accu- er’s bedside. Once the diagnosis is confirmed by transthoracic
raty. However, it is important to understand that the echocardiogram, neonates with Coa remain in the intensive
limitations of prenatal Coa are related to poor prediction of care unit until intervention for continuous infusion of prosta-
the changing physiology from a fetus to a neonate as it per- glandin E1, but also for clinical monitoring. Central access,
tains to the ductus arteriosus and isthmus. Recognizing the via umbilical venous catheter or peripheral intravenous cen-
challenges of accurate diagnosis of Coa in the fetus, the cost- tral catheter is obtained for infusions and frequent blood test-
effectiveness of multiple fetal echocardiographic assess- ing. Because neonates with aortic arch obstruction are at
ments through a gestation, recognizing the risks of a missed increased risk for poor intestinal perfusion and necrotizing
diagnosis and socioeconomic burden of a false positive. enterocolitis, the volume of milk fed to the newborn is lim-
When a concern for Coa is raised on fetal echocardiogram, ited, necessitating total parenteral nutrition. An arterial cath-
subsequent fetal echocardiogram do not improve diagnostic eter is placed for continuous blood pressure monitoring in
accuracy, but do increase cost. Thus, once a diagnosis of Coa conjunction with at least daily 4-extremity cuff blood pres-
is made in the fetus, the most cost-effective management sures. Risks associated with instrumentation of these large
strategy is a postnatal clinical assessment for Coa and post- vessels include infection, bleeding and thrombus formation.
natal transthoracic echocardiogram to evaluate the aortic Pre- and post-ductal oxygen saturations45,46 along with cere-
arch shortly after birth.38 Realizing parental stressors and bral (pre-ductal) and renal (post-ductal) near infrared spec-
need to finalized delivery plans, it is reasonable to perform a troscopy are monitored continuously in the intensive care
second fetal echocardiogram in the third trimester, around unit.44 Arterial blood gases and lactates are collected at a
34-36 weeks, for confirmation of the degree of Coa concern. minimum of once daily as markers for evolving end-organ
damage. Prostaglandin E1 infusion is associated with apnea
and fever, which can result in escalating respiratory support
Perinatal management or work-up for neonatal sepsis, respectively. For the neonate
with moderate or high Coa concern, the clinical team may
Once the concern for fetal coarctation of the aorta has been monitor in the CICU without initiation of prostaglandin. In
raised, a cascade of events occurs. As with diagnosis of any these cases, multiple transthoracic echocardiograms are
congenital heart defect, maternal anxiety increases, resulting often performed prior to complete ductus arteriosus closure
in increased risk for peripartum depression, traumatic stress to ensure that no intervention is necessary. If the aortic arch
and decreased happiness about being pregnant.39 Further anatomy is unusual or echocardiographic imaging does not
compounding this increased stress and anxiety is the inher- definitively demonstrate the extent of Coa, advanced cross
ent uncertainty that accompanies a fetal diagnosis of Coa. sectional imaging such a cardiac computed tomography is
Fetal identification of Coa, however, does appear to be associ- performed.
ated with reduced postnatal morbidity. The prenatal team is The above challenges prompted the development of a
therefore wary of failing to identify cases of Coa and may tiered clinical management pathway for the perinatal man-
diagnose fetuses that demonstrate minor, non-specific find- agement of fetuses identified prenatally with increased con-
ings with Coa. This binary approach results in false positive cern for Coa.24 Fetuses were stratified into those with mild-,
rates of up to 66%, particularly if ventricular size discrepancy moderate-, or high-risk for development of Coa relative to the
alone is used to make the diagnosis.40 This highlights the general population (Table 2). Fetuses in the mild-risk category
importance of careful assessments to optimize both specific- had mild aortic isthmus or transverse aortic arch hypoplasia,
ity and sensitivity as much as possible. and did not meet criteria for the moderate-risk category.
Upon delivery, this period of uncertainty continues. If the Moderate-risk criteria included isthmus narrowing and other
first echocardiogram is performed within the first few hours anatomic features consistent with development of COA.
after delivery, the presence of the ductus arteriosus will High-risk criteria included moderate-risk anatomic features
TAGEDENS E M I N A R S I N P E R I N A T O L O G Y 46 (2022) 151584 5
*VSD, AVSD, DORV with subpulmonary VSD, aortic valve stenosis, TGA (VSD).
plus physiologic features associated with development of intervention is necessary. If the aortic arch anatomy is
postnatal COA. These included any aortic arch flow reversal unusual or echocardiographic imaging does not definitively
or any foramen ovale left-to-right flow, including bidirec- demonstrate the extent of Coa, advanced cross sectional imag-
tional flow at these levels. Mild-risk criteria were designed to ing such a cardiac computed tomography may be performed.
be sensitive, while high-risk criteria were designed to be spe-
cific. A standard delivery and postnatal plan was designed for
each group, allowing low risk neonates to have close monitor-
Criteria for intervention
ing without immediate medical interventions and for high
risk patient to be delivered with postnatal Coa management.
In the current era, despite widespread adoption of fetal echo-
Of 34 fetuses designated as mild risk, only one underwent
cardiography, coarctation of the aorta unfortunately often
surgery for Coa. This fetus had a coincident diagnosis of
remains undiagnosed prior to birth. In this setting, the pre-
Ebstein’s anomaly, and therefore was already slated to deliver
sentation of neonatal coarctation varies with the severity of
at a surgical center and was admitted to the neonatal inten-
the disease. Neonates may present with a systolic ejection
sive care unit upon delivery. Additionally, 30 (88%) mild-risk
murmur as the lone finding if the narrowing is mild in sever-
fetuses had a completely normal aortic arch without any
ity. However, with increasing severity, the presentation can
degree of narrowing. However, among 19 fetuses designated
extend to diminished or absent pulses, diminished cardiac
as high-risk, only 12 (63%) underwent surgery for Coa. The
output, poor end organ perfusion, and cardiogenic shock.
use of a management pathway based on the above tiered
Cases such as this present in the neonatal period, soon after
diagnostic algorithm resulted in reduced delivery location
spontaneous closure of the ductus arteriosus. Administration
changes and instrumentation in infants who did not have
of prostaglandin E1 via a continuous infusion is life-saving,
surgical Coa, with trends towards shorter hospital stays,
and these patients undergo surgery in the neonatal period to
shorter intensive care unit stays and time to enteral feeding.
repair the aortic arch prior to leaving the hospital. However,
Further work is needed to optimize specificity in the moder-
the timing of surgery in less severe cases of coarctation are
ate- and high-risk group; the false positive rate in this group
less clear. Patients with untreated coarctation of the aorta are
remained high at 37%. Based on the above data, we adjusted
at high risk for suffering a number of potential long-term com-
our postnatal management pathway with the aim of further
plications, including systemic hypertension, coronary artery
reducing unnecessary delivery location changes and medical
disease, cerebrovascular disease, heart failure and death. In
procedures. Fetuses designated mild-risk for Coa can be
fact, in adults with untreated significant Coa, the median age
safely delivered at the previously designated location, as long
of death is only 35 years old.45 It is in this setting that well-
as a postnatal echocardiogram can be arranged within the
established criteria for surgical or transcatheter intervention
first week of life. Those designated as moderate- or high-risk
were developed (Table 3). At many large scale surgical cen-
should deliver at a cardiac surgical center and admitted to
ters, these criteria are ascribed to the neonatal setting. Data
the neonatal intensive care unit for continuous monitoring.
on the importance of intervention in infancy or early child-
Continuous near infrared spectroscopy and pulse oximetry is
hood to prevent long-term systemic hypertension and the
used to surveil for hemodynamic deterioration. Umbilical
venous catheters are not empirically placed and prostaglan-
Table 3 – Indications for intervention (surgery or
din infusions are not empirically begun. The only difference catheterization)
in management between moderate and high-risk fetuses is
that high-risk fetuses undergo an echocardiogram with the Indications for intervention (surgery or catheterization)
results relayed directly to the intensive care unit physician Systolic upper to lower extremity blood pressure gradient > 20mmHg
within the first 4 hours of delivery. on non-invasive blood pressure measurement, echocardiography or
For the neonate with a borderline aortic arch, infants are cardiac catheterization
Radiologic evidence of significant collateralization
typically monitored inpatient (often in an intensive care set- Loss of lower extremity pulses
ting) without initiation of prostaglandin. In these cases, multi- Systemic hypertension in the presence of significant coarctation
Heart failure attributable to coarctation
ple transthoracic echocardiograms are often performed prior
to complete ductus arteriosus closure to ensure that no
6 S E M I N A R S I N P E R I N A T O L O G Y 46 (2022) 151584
low mortality rate in neonatal period support this 11%.53 The introduction of a patch material in surgical repair
approach.46,47 However, in pre-term or particularly young of Coa may increase the risk for aneurysm formation, or alter-
infants, the risk of intervention is higher and must be bal- natively, poor growth of non-native tissue and re-stenosis in
anced with the severity of coarctation.48 the future.54 Lifelong need for re-intervention is approxi-
In the era of prenatal diagnosis of congenital heart disease, mately 20-30%. The aortic arch advancement technique,
there is a growing cohort of patients with concern for Coa. which involves a coarctectomy and end-to-side anastomosis
The postnatal management of this group of patients is trou- of the descending aorta to the distal ascending/proximal
blesome, as infants will be clinically asymptomatic upon transverse aorta attempts to utilize native tissue in the repair.
delivery due to the presence of the ductus arteriosus. While Mid-term follow-up (median 6 years) demonstrates need for
in some cases it seem obvious based on the fetal echocardio- re-intervention in 3%.55
gram that surgery will be necessary and a prostaglandin infu- Post-operative complications of surgical repair of Coa include
sion should be begun to maintain systemic blood flow, this bleeding, paradoxical hypertension, paraplegia, cerebral ische-
scenario represents a minority of cases. In fact, even in fetal mia (in the case of extended aortoplasty), as well as injury to
cases with clear aortic arch hypoplasia, relative left-sided structures surrounding the repair site. Recurrent laryngeal nerve
hypoplasia and flow reversal in the aortic arch, the aortic injury may result in vocal cord paresis/paralysis and injury to
arch may be unobstructed upon spontaneous closure of the the thoracic duct may result in chylothoraces.50 Long-term com-
ductus arteriosus after birth.24 Several clinical conundrums plications, which can extend into adulthood include abnormali-
exist in this setting due to the inherent uncertainty. The neo- ties along the surgical site including re-coarctation or aneurysm
natologist, cardiologist and other members of the manage- which can lead to dissection and/or rupture. The ascending
ment team must decide whether or not to: administer a aorta, proximal to the repair site is also at risk for aneurysm for-
prostaglandin E1 infusion, place umbilical lines, feed the mation. Systemic hypertension is common into adulthood and
infant, use near infrared spectroscopy monitors, and draw poor anti-hypertensive management can lead to Berry aneurysm
arterial or venous blood gas samples. Preoperative imaging is formation within the circle of Willis.50
most often includes only the transthoracic echocardiogram, Transcatheter repair of a native Coa can be performed with
but may include cross-sectional imaging (cardiac MRI or CT balloon dilation, which stretches and tears the thickened inti-
angiography). However, despite the availability high-level mal “shelf” and adjacent layers. Limiting the damage to the Coa
cardiovascular imaging, the uncertainty of the amount of layers is not guaranteed, and acute rupture and dissection can
ductal tissue at the level of the aortic isthmus often necessi- rarely occur.56 This is particularly challenging in infants, and
tates a period of hemodynamic monitoring of the infant off of therefore it is reserved for children over 6-12 months of age. In
a prostaglandin infusion. With careful, non-invasive monitor- this younger sub-group of infants less than 6 months of age,
ing, this period of uncertainty is typically low-risk, without risk for re-coarctation after native balloon dilation is increased
high risk for hemodynamic compromise. as well.57 A common risk after balloon dilation of Coa is aneu-
rysm formation over time.58 Stenting of native or recurrent Coa
can be performed in children and adults, furthermore, aneu-
Interventional Management rysm formation in the setting of surgically or interventionally
repaired Coa can be treated with stent placement. Unfortu-
In the neonate, surgery remains the gold standard for Coa nately, stenting of the aortic arch cannot be performed in
repair. Surgical repair of Coa is usually performed via a left infants and very young children due to risk for vascular damage
lateral thoracotomy (without cardiopulmonary bypass) when in the setting of large catheterization sheaths.59
the stenosis is discrete or a short segment. The standard
approach is resection of the narrowed aorta followed by an
end-to end anastomosis.49 For longer segment narrowing, an Conclusion
extended prosthetic patch aortoplasty is performed. The duc-
tal tissue is ligated and divided, a longitudinal incision is When undetected in the neonatal period, delayed diagnosis
made across the Coa and the prosthetic patch is sutured in of Coa is associated with significant morbidity and ultimately
place to enlarge the stenotic region. This technique mini- can result in mortality. Despite improvements in fetal and
mizes aortic mobilization and avoids a circumferential suture neonatal screening techniques, over a quarter of infants pres-
line, decreasing the risk for re-stenosis. The subclavian flap ent in extremis due to delayed diagnosis. Recognition of sub-
approach to Coa repair, which was the original approach to tle fetal cardiac findings on anatomy scan results in detailed
Coa repair in 1966 is rarely utilized in the current era, due to fetal echocardiographic assessment and risk stratification of
the need to sacrifice the left subclavian artery and impaired Coa risk. Appropriate delivery plans based on risk, along with
growth of the affected arm.50 standardized postnatal monitoring and imaging allow for
Extensive aortic arch hypoplasia that requires augmenta- improved diagnosis of Coa requiring intervention prior to
tion of the transverse and distal aortic arch using patch mate- neonatal hospital discharge.
rial is done via midline sternotomy procedures performed on
cardiopulmonary bypass.51,52 The most common technique
in infants and small children is an extended end-to-end anas- Conflict of interest statement
tomosis, where a broader longitudinal incision and anasto-
mosis are created across the proximal aorta. This technique The authors report no proprietary or commercial interest in
demonstrates low mortality rates and restenosis rates of 4- any product mentioned or concept discussed in this article.
TAGEDENS E M I N A R S I N P E R I N A T O L O G Y 46 (2022) 151584 7
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