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DOI: 10.1080/09593980500422529
The aim of this study was to evaluate a physiotherapeutic treatment intervention in Bell’s palsy. A
consecutive series of nine patients with Bell’s palsy participated in the study. The subjects were enrolled
4 21 weeks after the onset of facial paralysis. The study had a single subject experimental design with
a baseline period of 2 6 weeks and a treatment period of 26 42 weeks. The patients were evaluated
using a facial grading score, a paresis index and a written questionnaire created for this study. Every
patient was taught to perform an exercise program twice daily, including movements of the muscles sur-
rounding the mouth, nose, eyes and forehead. All the patients improved in terms of symmetry at rest,
movement and function. In conclusion, patients with remaining symptoms of Bell’s palsy appear to
experience positive effects from a specific training program. A larger study, however, is needed to fully
evaluate the treatment.
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44 Cederwall et al/Physiotherapy Theory and Practice 22 (2006) 43 52
periods without movement. These muscles are impair the drainage of tears, which tend to over-
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relatively slow to degenerate, have small motor flow the lower lid. Dysfunction of m. orbicularis
units and are principally without muscle spindles oculi has the most immediate consequences, the
(Adour, Byl, Hilzinger, and Sheldom, 1978; most serious complication being permanent cor-
Diels, 1995, 1997, 1998; Dubner, Sessle, neal damage (Brackmann, 1974; Eneroth et al,
and Storey, 1978). Restitution occurs slowly 1982).
(months), through the growth of new neurons When the facial nerve is involved in the
from the area of the injury, or distally inflammatory process above the point at which
through the growth of branches from remain- the chorda tympani leaves it, there is loss of
ing axons (Dumitru, Walsh, and Porter, 1988; taste in the anterior two-thirds of the tongue.
Eneroth et al, 1982). In about a third of the cases, the branch to the
There are three major hypotheses concerning stapedius is also involved, causing the patient
the etiology of Bell’s palsy. It may be caused by to suffer from hyperacusis (Walton, 1993). The
problems related to vascular ischemia, viral forehead branch of n. facialis is possibly the
infections, or it may have a hereditary origin least important of the three major branches,
(Adour, Byl, Hilzinger, and Sheldom, 1978; but damage can result in cosmetic and func-
Brackmann, 1974). It is also believed that com- tional impairments (House, 1983).
binations of these possible causes are relevant In a Swedish study comprising 250 people
for the development of the disease. The most with facial palsy (about 60% were Bell’s palsy),
common explanation of Bell’s palsy assumes that 23% had symptoms related to the eye, 21% to
it is due to acute inflammation of the seventh the mouth and 24% to the eye and mouth
cranial nerve, n. facialis, and edema compressing (Edström et al, 1992).
the nerve within its canal (Brackmann, 1974; According to Eneroth, the majority of peri-
Eneroth et al, 1982; Walton, 1993). pheral nerve injuries involve a combination of
The most common symptom is facial muscle neurapraxia and axonal degeneration (Eneroth
weakness, illustrated in Figure 1. Disorders of et al, 1982). Between 50 and 85% of cases of Bell’s
the facial neuromuscular system can result in palsy recover completely (Bleicher, Hamiel,
paralysis of the muscles of expression. This Gengler, and Antimariono, 1996; Dumitru,
results in functional difficulties in activities of Walsh, and Porter, 1988; Edström et al, 1992;
daily living, such as eating, drinking and com- Eneroth et al, 1982; Huizing, Mechelse, and Staal,
municating, and in the esthetic disfigurement 1981; Laranne et al, 1995; Staal, Huizing, and
of the face (Brackmann, 1974; Eneroth et al, Mechelse, 1979). There is no reliable method for
1982; van Swearingen and Brach, 1996; Walton, predicting the prognosis at an early stage of the
1993). Lip and cheek flaccidity results in the cor- disease (Eneroth et al, 1982; Huizing, Mechelse,
ner of the mouth drooping. Voice resonance and Staal, 1981).
may be affected and articulation problems are If there is a partial return of voluntary power in
common. Synkinesis may be present (Diels, the face at the end of three weeks from the onset,
1997). The facial nerve also plays a basic role recovery is likely to be rapid and probably com-
in the expression of human feelings. Many plete in a few weeks (Dumitru, Walsh, and Porter,
people with facial palsy are unable to express 1988; Eneroth et al, 1982; Peitersen, 1982;
emotions such as surprise and happiness Walton, 1993). A satisfactory recovery is usually
(Eneroth et al, 1982; van Swearingen and Brach, possible if return appears between 21 days and
1996). Voluntary, emotional and associated two months from onset. If return is noted after
movements are involved. The eyebrow droops two to four months, an unsatisfactory outcome
and the wrinkles of the brow are smoothed out. is often the result (Dumitru, Walsh, and Porter,
Closure of the eye is often impossible, due to par- 1988). General factors associated with a poorer
alysis of m. orbicularis oculi, and the patient risks prognosis than average include age over 60 years,
damage to the cornea. These negative effects are diabetes mellitus and special factors like hyper-
partly compensated for by the reflectory Bell’s tension, hyperacusis and diminished lacrimation
phenomenon, which occurs when the patient (Eneroth et al, 1982; Walton, 1993).
attempts to close the eye. Ectropion and damage Patients suffering from partial paresis recover
to the muscle movements of saccus lacrimalis better than patients with total paralysis. The
Cederwall et al/Physiotherapy Theory and Practice 22 (2006) 43 52 45
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Figure 1. Patient examples (a) and (b), Smiling before and after the intervention period.
46 Cederwall et al/Physiotherapy Theory and Practice 22 (2006) 43 52
the baseline, or non-treatment, condition, while patient indicates the existence and degree of
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‘‘B’’ refers to the first identified treatment or nuisance of common symptoms of facial palsy.
intervention phase (Bobrovitz and Ottenbacher, A total score of 0 56 is possible, where 0 sig-
1998; Zhan and Ottenbacher, 2001). The study nifies the absence of problems and 56 the highest
was approved by the local ethics committee at possible degree of problems. During the start of
Sahlgren’s University Hospital. After informed the baseline period and immediately after the
consent was obtained, the baseline assessments intervention period, the photographers at the
were performed. Department of Plastic Surgery took pictures of
each patient at rest and during the standardized
exercises.
Instrumentation
At each measurement, the patient completed Procedures
a written questionnaire (QS, Appendix 1) to
The baseline period consisted of three to four
quantify his or her palsy-related problems. The
measurement sessions during a period of two to
facial grading score (FGS, Ross, Fradet, and
seven weeks, as a difference between the subjects
Nedzelski, 1996) and the paresis index (Eneroth
is desirable in SSED. This was followed by an
et al, 1982) were completed by the physio-
intervention period of 26 to 42 weeks, during
therapist. The FGS is based on an evaluation
which 6 to 7 measurements were performed,
of resting symmetry, degree of voluntary excur-
until the measured scores were relatively stable,
sion of facial muscles and degree of synkinesis
see Figure 3. The values that are given are the
associated with specified voluntary movement.
exact values on every occasion. The time from
Different regions of the face are examined separ-
the baseline assessment to the start of the inter-
ately using five standard expressions. All the
vention period is presented in Table 1.
items are evaluated on point scales and a cumu-
On the last baseline test occasion, the patient
lative score is tabulated. The possible score is
was instructed individually to perform facial
0 100. The higher the score, the better the func-
movement exercises. They were performed in
tion. The FGS has been tested for validity and
front of a mirror; 5 10 repetitions of each
reliability (Ross, Fradet, and Nedzelski, 1996).
exercise, twice a day, according to the specific
During observation of the active facial move-
program in Appendix 2. The instructions during
ments, the patient was instructed to wrinkle
training were to perform a few, well-coordinated
the forehead, close the eyes gently, smile, snarl
repetitions with a maximum of concentration
and pucker his or her lips.
rather than performing as many repetitions as
The paresis index was used to evaluate facial
possible. The training took about 10 15 minutes
paresis at rest and during activity. Ten items are
on each occasion. The patient was instructed to
scored ‘‘yes’’ or ‘‘no,’’ resulting in a total index
document the training in a diary. In all, the sub-
of 0 10. Four of the items describe facial tone
jects were observed for at least 30 weeks. All the
at rest and the remainders describe functional
‘‘face to face observations’’ were made by the
movements such as wrinkling the forehead, clos-
same observer.
ing the eyes and puckering the lips. The higher
the index, the more pronounced the paresis
(Eneroth et al, 1982). Statistical analysis
To evaluate the inter-rater reliability, all the
patients were videotaped during one session The data did not fulfil the criteria for any
each. Three experienced examiners, one physio- refined statistical evaluation. Only descriptive
therapist, one plastic surgeon and one otolaryn- statistics were used according to the method-
gologist, graded the videotaped facial images ology of the SSED (Bobrovitz and Ottenbacher,
independently. The scores that were used were 1998). In order to eliminate systematic errors in
the FGS and the paresis index. The score sums the inter-rater reliability, it was calculated with
of each evaluator were also ranked. adjusted scores (score minus mean value). The
The question score (QS) is a subjective instru- inter-rater reliability is presented as adjusted
ment designed by the investigator (EC). The and unadjusted numbers in Table 3. A visual
48 Cederwall et al/Physiotherapy Theory and Practice 22 (2006) 43 52
Figure 2. Facial grading score in every subject during the baseline and treatment period. Values are based on the live observations.
Cederwall et al/Physiotherapy Theory and Practice 22 (2006) 43 52 49
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Figure 3. Questionnaire score (QS) for every subject during the baseline and treatment period. Values are based on the live
observations.
our study were included 4 21 weeks after the treatment lies in the subjective methods of
onset, but they were then only observed during assessment and reporting (House, 1983). The
a baseline period of 2 6 weeks (i.e., the patients analysis of the inter-rater data provides an exter-
started the treatment 7 28 weeks, median 11 nal test of the reliability of the measurements.
weeks, after onset). When scrutinizing the results, One important observation is that the phy-
most patients had a stable baseline period, fol- siotherapist’s FGS ratings (average score 56)
lowed by a positive change during the period of tend to be more positive than those of the other
training. It is then possible to conclude that the evaluators (average score 45). The different eva-
results for the patients included in this trial were luators’ rankings of subjects are almost identical
not only the result of a spontaneous recovery but (Table 3).
also an effect of the training. The observable difference between the phy-
The main problem when assessing the results siotherapist’s ratings based on live evaluations
of physiotherapy, facial nerve surgery or medical and video recordings is very small. In a more
comprehensive comparative study of evalua-
tion techniques, observations based on video
Table 2. Paresis index during the baseline versus training recordings were shown to be less reliable than
period in the eight subjects. both direct observations and photo slides
(Smith, Murray, Cull, and Slattery, 1991). The
Subject
actual rates given to a specific subject differ
number Baseline Treatment
between the evaluators, up to 23 points for the
1 4 2 2 2 1 0 0 0 0 0 FGS and 2 points for the paresis index. The
2 4 3 2 1 1 1 1 1 1 1 adjusted values for FGS ratings in Table 3 were
3 8 8 9 8 7 6 2 2 2 2 obtained by subtracting the mean value of all
4 8 8 5 5 6 6 4 4 2 2 ratings allocated by the evaluator. This table
5 9 9 9 8 7 4 3 3 3 3 shows good agreement between the adjusted
6 10 10 10 10 10 10 7 7 4 ratings allocated by different evaluators to the
7 9 9 8 9 8 4 3 1 2 7 same subject. The span of values over subjects
8 8 8 8 7 6 6 5 4 4 is reduced from between 6 and 23 for the unad-
justed values to between 5 and 12 for the adjusted
50 Cederwall et al/Physiotherapy Theory and Practice 22 (2006) 43 52
Table 3. Inter-rater reliability of facial grading score. Three evaluators’ ratings made from video observations of the eight
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subjects and the span between the ratings. Each subject’s ranking (1 8) by the three evaluators is also given, as well as ratings
from the live observation made by one of the evaluators.
Evaluator 3,
Subject Evaluator Evaluator Evaluator live
number 1 2 3 Span Ranking observation
Unadjusted 1 80 77 94 17 1,1,1 94
values 2 26 17 26 9 7,7,8 34
3 18 13 27 14 8,8,7 22
4 59 49 56 10 4,4,4 55
5 60 57 80 23 3,3,2 90
6 69 66 75 6 2,2,3 78
7 41 23 42 19 5,6,6 43
8 29 33 47 18 6,5,5 47
Mean 48 42 56 58
Adjusted 1 32 35 38 6 36
values 2 22 25 30 8 24
3 30 29 29 10 36
4 11 7 0 11 3
5 12 15 24 12 32
6 24 24 19 5 20
7 7 19 14 12 15
8 19 9 9 10 11
Standard 21 22 24 25
deviation
Coefficient 0.44 0.52 0.43 0.43
of variation
values, demonstrating a large, systematic error in individual ratings over time, any such systematic
the subtracted values. In this adjustment, only error is irrelevant. It simply moves an entire
the video observations are included. Simul- curve up or down in the diagram. The conclusion
taneous inclusion of the live evaluations would of ratings over time indicates that the scores
involve the uncontrolled mixing of different reported in Figures 2 and 3 are reliable.
kinds of systematic error. What is also important There are three factors that evaluate and
is that the ranking of the subjects is almost unani- determine the grade of sequelae: 1) the degree
mous. This analysis supports the conclusion that of paresis, 2) contracture, and 3) associated
the correlation among raters is in fact good. The movements. The final functional and esthetic
reliability is then within 10 points for an individ- results depend on a combination of these three
ual measurement and, of course, much less for elements (Peitersen, 1982). These various aspects
longer measurement series. However, in the light should be evaluated individually and expressed
of the relative smoothness of the curves describ- quantitatively (Huizing, Mechelse, and Staal,
ing the measurement series for the different 1981). All these factors can be estimated by the
patients, a ‘‘stochastic’’ error limit of 10 points measurements used in this study. The paresis
must be an exaggeration. Visual inspection of index is a clinically widespread tool introduced
the individual curves in Figures 2 and 3 indicates in 1976. It provides a very rough measurement
that the ‘‘noise level’’ is lower than this. Needless of the status of the subject. The FGS is more
to say, this does not exclude systematic errors, precise; it separately measures resting symmetry,
which may vary between patients, but, as the voluntary movements and synkinesis. Each of
aim is to study the change in each patient’s the three parts evaluates different regions of
Cederwall et al/Physiotherapy Theory and Practice 22 (2006) 43 52 51
multi-center study original paper. Otorhinolaryngology 2. Pucker your mouth with open lips (like a
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