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Urban Ecosystems (2019) 22:367–384

https://doi.org/10.1007/s11252-019-0823-9

The effect of urbanization gradients and forest types on microclimatic


regulation by trees, in association with climate, tree sizes and species
compositions in Harbin city, northeastern China
Wenjie Wang 1,2 & Bo Zhang 2 & Wei Zhou 2 & Hailiang Lv 1 & Lu Xiao 1,2 & Hongyuan Wang 1,2 & Hongju Du 1,2 &
Xingyuan He 1,3

Published online: 24 January 2019


# Springer Science+Business Media, LLC, part of Springer Nature 2019

Abstract
Rapid urbanization and climate change require stronger microclimatic regulation by urban trees, and maximizing their cooling, humid-
ifying, and shading functions requires an exact understanding of the underlying mechanisms affected by climatic conditions and the
forest characteristics. By measuring different aspects of microclimate regulation by urban trees in 165 plots in Harbin city and measuring
climaticconditions, treesize,andcompositionaldifferences, we definechanges inpatternsalong variousurban-ruralgradients (ring-road
development and urban history) and for different forest types and decoupling the complex associations among them. We found that the
horizontal cooling (1.7 °C to 4.0 °C) was larger than the vertical cooling (−1.71 °C to 0.33 °C) and soil cooling (0.28 °C to 2.17 °C); The
humidifying effect (ΔRH) ranged from −0.34% to 7.30%, and total radiation intercepted (ΔE) ranged from 11.07 kLux to 45.95 kLux.
We also found higher under-branch height, larger canopy, and higher percentage of Ulmaceae, but lower percentage of Salicaceae in
more urbanized regions. The relative importance of tree compositions and size on microclimatic regulation was shown using redundancy
analysis (RDA), and RDAvariation partitioning showed that tree sizes explained 24.7% of the variations in the microclimate regulations,
and tree composition and their interactions with climatic conditions explained 9.5% and 25.4% of the variations, respectively. Our
findings reveal that maximizing microclimatic regulation by urban forests in northeastern China could possibly be achieved through
specific-function-oriented afforestation and an increase conservation of large existing trees, and the data in this paper could favor policy
decision of urban forest manager and local administration of urban green infrastructure.

Keywords Affiliated forest . Climate differences . Ecological welfare forest . Landscape forest . Ring road urban-rural gradient .
Roadside forest

Highlights
1. Microclimatic regulation by urban trees were measured in a Chinese Abbreviations
city of Harbin. AF affiliated forest. Mainly found in schools
2. Urbanized regions had less microclimatic canopy cooling and radiation institutes
interception.
university and residential areas
3. Tree size and composition and climatic conditions explained most of
the variation of microclimate regulation. RF roadside forest. Mainly along streets in
4. Conserving large trees and careful afforestation can maximize urban regions
the regulation. LF Landscape and relaxation forest. Mainly
in parks and botanical gardens
* Wenjie Wang EF Ecological and public welfare forest.
wangwenjie@iga.ac.cn; wjwang225@hotmail.com;
wwj225@nefu.edu.cn Distributed mainly in urban-rural integra-
tion areas of farmland protection forest,
1
and other protected coastal estuarine or
Northeast Institute of Geography and Agroecology,
water supply areas
Changchun 130102, People’s Republic of China
2
ΔE outside radiation - under-canopy
Key Laboratory of Forest Plant Ecology, Northeast Forestry
radiation
University, Harbin 150040, People’s Republic of China
3
Shading (%) ΔE/outside radiation × 100%
University of Chinese Academy of Sciences, Beijing 100049,
outside forest Tair - forest floor Tair
People’s Republic of China
368 Urban Ecosyst (2019) 22:367–384

Horizontal cooling 2016b). Tree growth characteristics such as leaf angle, leaf
ΔT1 size, canopy density (Sanusi et al. 2017), canopy size, tree
Vertical cooling canopy Tair - under canopy Tair height, and under-branch height (Zhang et al. 2017) may also
ΔT2 shape regulatory functions. Furthermore, dry and sunny
Soil cooling outside forest Tsoil - forest floor Tsoil weather is generally correlated with stronger regulatory func-
ΔT3 tions from urban forests in semi-arid regions (Norton et al.
Humidifying forest floor RH - outside forest RH 2015; Zhang et al. 2017), which shows the importance of
effect ΔRH the background climate in terms of tree-related microclimate
RDA redundancy analysis regulation (Wang et al. 2018d). In addition, the geography of
DBH diameter at breast height buildings or streets outside urban forests (Sanusi et al. 2016),
Radiation solar radiation outside forest shade the geometry of street canyons (Coutts et al. 2016), and forest
Tair air temperature outside forest shade types classified by the land around them, can also shape the
RH air relative humidity outside forest shade regulatory functions of trees (He et al. 2004; Zhang et al.
Tsoil soil temperature at 5 cm 2017). Quantifying the pattern of different aspects of urban
microclimatic regulation by trees, and decoupling their asso-
ciations with the various factors noted above, may assist urban
Introduction forest management.
Harbin city is the capital of Heilongjiang Province, the
Urbanization is currently a major driver of changes in global northernmost province in China. Long-term records on urban-
land vegetation (Lorenz and Lal 2015). In the United Sates, ization process, dating back to the 1900s, are available; this
the developed land cover increased by 50% in the last 25 years meant that the urban-rural gradients could be classified by
(Brown et al. 2012). In China, the rate of urbanization in- human disturbance (urban history) (Lv et al. 2016; Xiao
creased from 17.92% of the total population in 1978 to et al. 2016b). The urban-rural gradients could be also charac-
51.27% in 2011, and the population of urban areas rose from terized by the development of ring roads (Lv et al. 2016; Xiao
0.17 billion to 0.69 billion (Yue 2013). It is an established fact et al. 2016b). Urban forests in the city include affiliated forest
that urban microclimates, including temperature and moisture, (AF; found mainly in schools, institutes, and university and
have changed in all cities compared to neighboring natural residential areas), roadside forest (RF; found mainly in street
sites, and urban trees have been recognized as important for surroundings), landscape and relaxation forest, (LF; mainly
improving microclimatic comfort (Abreu-Harbich et al. 2015; parks and botanical gardens), and ecological and public wel-
Sanusi et al. 2017; Shashua-Bar et al. 2012; Wang et al. 2018c; fare forest (EF; distributed mainly in urban-rural integration
Zhang et al. 2017). Some classifications that are used as prox- areas of farmland protection forest, and other protected coastal
ies of the urbanization process, such as urban-rural gradients estuarine or water supply areas) (Lv et al. 2016; Xiao et al.
related to urban history and the development of ring roads, are 2016b). Harbin is vigorously developing its urban forests and
useful for both scientific studies and practical applications (Lv green spaces (having a green space coverage area of 33.9% of
et al. 2016; Wang et al. 2018d; Xiao et al. 2016a; Zhai et al. the total urban area) to provide an environment that promotes
2017). Furthermore, forests related to different land uses (e.g., better wellbeing (Ren et al. 2018; Xiao et al. 2016a, b; Zhang
affiliated forests, landscape forests, roadside forests and et al. 2017, 2016; Zheng et al. 2017). Urban-tree-related mi-
ecological-protection forests) have been used widely to eval- croclimatic regulations and their association decoupling with
uate and manage urban trees (He et al. 2004; Lv et al. 2016; forest characteristics were not well-defined to date, and a sys-
Wang et al. 2018d). By uncovering differences in the micro- tematic study will favor future management of urban forest
climatic regulatory functions and potential underlying mech- and trees for maximizing their ecological services for both
anisms of urban forests using selected urban-rural gradients Harbin and other cities with similar situations (weather, topog-
and the types of forest in a city, land managers can determine raphy and coordination).
an appropriate strategy for managing urban forests in response In this study, a large field survey was conducted in Harbin
to rapid urbanization (Wang et al. 2018a, d). to test the hypothesis that the functions of urban trees in reg-
Regulating the microclimate requires consideration of fac- ulating microclimates are vary across urban-rural gradients
tors such as humidity, temperature, and solar radiation inter- and forest types, while tree size, local climatic conditions,
ception (Sanusi et al. 2016); different media (such as soil and and composition differences (species abundance) are the main
air); vertical profiles and horizontal distances (Zhang et al. contributors to these variations themselves. The following
2017). Tree species have different regulatory functions in a questions will be answered: 1) What are the main differences
microclimate (Abreu-Harbich et al. 2015; Sanusi et al. 2017; in the shading, cooling, and humidifying effects of urban for-
Shahidan et al. 2010); therefore, configuring them properly is ests in two urban-rural gradients and different forest types?
important for the functioning of urban forests (Xiao et al. What are the related changes in tree size, climatic conditions,
Urban Ecosyst (2019) 22:367–384 369

and composition traits (relative abundance of main species)? currently, four ring road roads have been developed in
and 2) which factors (tree size, climatic conditions, and com- Harbin. Both urban history and ring roads have been used
positional changes) contribute to differences in regulatory to study the changes in urban forests (Lv et al. 2016;
function? What suggestions can this study recommend for Xiao et al. 2016b).
urban forest management? A stratified random sampling method was adopted to de-
termine sampling plots and secure a balanced survey across all
the urban forests in the city. A total of 165 plots (ca. 660 trees)
Materials and methods were surveyed for this study. Around the ring road urban-rural
gradient, there were 13 plots (52 trees) in ring road 1 region,
Study sites 23 plots (92 trees) in ring road 2 region, 58 plots (232 trees) in
the ring road 3 region, 66 plots (264 trees) in the ring road 4
The study sites were in Harbin (45.73°N, 126.66°E), the cap- region, and 5 plots (20 trees) in the region outside the ring road
ital of Heilongjiang Province in northeast China. The average 4 region. Examining the urban history-related gradient, 5 plots
elevation of Harbin is 151 m above sea level. There were 5.49 (20 trees) were in the region of 100-year old, 10 plots (40
million people in the Harbin urban area according to the 2015 trees) were in the region of 80-years old, 15 plots (60 trees)
census. Its annual precipitation and mean temperature are were in the region of 70-years old, 21 plots (84 trees) were in
524 mm and 3.5 °C, respectively. The main trees in urban the region of 50-years old, 39 plots (154 trees) were in the
forests include different species of Populus L. (Salicaceae), region of 10-years old, 44 plots (176 trees) in the new urban-
Salix L. (Salicaceae), Picea A. Dietr. (Pinaceae), and Pinus ized region (0-years old), and 31 plots (124 trees) were in the
thunbergii Parl. (Pinaceae). Harbin was founded in 1898 with non-urbanized region. Areas with trees of a particular age
the arrival of the Chinese Eastern Railway, and the initial (for example, 60 years old) have been termed Burban his-
urban area was constructed near the Middle East railway in tory regions^ (60 year old region). In terms of forest
1896. After a commercial port was opened in 1907, Harbin types, 120 trees were in AFs (30 plots), 184 in RFs (46
gradually became a single city made up of multiple towns, and plots), 144 were in LFs (36 plots), and 148 trees were in
urban areas expanded slowly. The development of ring roads EFs (37 plots). The distribution of the plots is shown in
is another feature of the urban sprawl in Chinese cities; Fig. 1.

Fig. 1 The location and sample sites of the study area: a the position of regions of different human settlement time and the black lines indicated
study site in China mainland, b the map of Harbin administrative regions the different ring road boundaries. The map was created using ArcGIS
and c the map of study area, in which the shading color represented the 10.3 (Esri, Redlands, CA, USA; http://www.esri.com/software/arcgis)
370 Urban Ecosyst (2019) 22:367–384

For deciding the measuring trees in each plot, top 4 abun- than the ground for about 5 min to record the final data. Soil
dant tree species were selected for the microclimate regulating temperature at approximately 5 cm deep was measured with a
measurement. Besides tree abundance, the larger tree in the thermorecorder with a needle thermometer (Wanyunshan,
plot was also measured, and in general, healthy trees (no pests, Fuzhou, China) for about 5 min. Canopy temperature and
no stent support) with a regular crown shape were selected for under-canopy temperature were measured with an infrared
measurement. When in a forest community, tree at forest edge hand-held temperature measurement gun (303b Victor,
were preferred for the measurement owing to the ease of mea- Shenzhen Victory Hi- tech Co., Ltd.) (Zhang et al. 2017),
suring tree shade microclimate, and outside forest microcli- and canopy temperature was measured from the middle of
mates. In each plot, microclimate regulations from 4 to 6 trees the canopy, and the under-canopy temperature was measured
were measured in general. at the upper stem, just below the live branch (the actual mea-
suring height was different at different plots owing to tree
Measurement of microclimate, composition, height difference). Three measurements were averaged for
and tree-size related parameters each parameter. All these data were used to calculate the mi-
croclimate regulatory functions given in the next section; the
We measured the height and under-branch height (m) of the outside forest radiation, Tair, and RH were used as climatic
trees studied using a Nikon forestry PRO laser tree height conditions for this study. Local sunrise and sunset times were
meter (Nikon Corporation, Tokyo, Japan); Diameter at breast 4:30 and 19:30 UTC + 08:00, respectively. All the data used in
height (DBH) was measured in centimeters, using a regular this study were collected between 8:00 and 18:00 on sunny
soft tape-measure, at 1.3 m above the ground. Canopy size days to guarantee its precision (Zhang et al. 2017), and at least
was measured as the projected area of the canopy, using an three replications throughout field survey of each parameter,
elliptic area formula (m2) with the east-west width and the taken at each plot within about one hour of the field survey,
north-south width as the radii. For all these measurements, at were averaged for each tree sampled.
least four of each top 4 abundant tree species were measured
(not all trees in the plots were measured because the planted
Calculating microclimatic regulation by trees
trees were usually of very similar sizes).
The species, genus, and family names, and the number of
Microclimatic regulation was determined based on the mea-
each tree species in the plot were recorded for laboratory cal-
sured microclimatic data in the previous section above-de-
culation and future analysis. These data were used to find their
scribed. The effect of shading was represented by ΔE
differences in urban-rural gradients, and the different forest
(kLux), where ΔE = outside radiation – under-canopy radia-
types were used to find differences in tree sizes and composi-
tion; we also used the relative changes, i.e., the degree of
tions. The compositional traits were described as the relative
shading (%) calculated as ΔE/outside radiation × 100%, to
abundance of the top abundant species (percentage of the
describe the shading effects (both absolute values and relative
family at each gradient or forest type with reference to total
values could give a full picture of the urban tree shading ef-
trees surveyed). Three main families (Salicaceae, Ulmaceae,
fects). The horizontal cooling difference was represented by
and Pinaceae) were classified and all other species were rec-
ΔT1 (°C), ΔT1 = outside forest Tair - forest floor Tair and the
ognized as belonging to an Bother species^ group in the rela-
vertical cooling difference ΔT2 (°C) was calculated as ΔT2 =
tive abundance calculation.
canopy Tair - under canopy Tair. The soil cooling difference
Climatic factors outside and inside forests (sunlight radia-
ΔT3 (°C) was computed by using the equation ΔT3 = outside
tion intensity, air temperature [Tair], air humidity [RH], soil
forest Tsoil - forest floor Tsoil, the humidifying effect was rep-
temperature, under-canopy temperature, and canopy tempera-
resented as the ΔRH (%), which was calculated as follows:
ture) were measured during the plot inventory survey during
ΔRH = forest floor RH - outside forest RH. Details on these
the summer (July–August) in 2014. These data were used to
calculations can be found in previous publications (Wang
compute the cooling, shading, and humidifying effects of ur-
et al. 2018a; Wang et al. 2018d; Zhang et al. 2017, 2013).
ban trees. Tair and RH were measured with a handheld tem-
perature and humidity meter (Victor231, Shenzhen Victory
Hi-tech Co., Ltd., Shenzen, Guandong, China) in the shade Data analysis
of the tree canopy and outside forest plot without canopy
shade (approximately 10 m away from the canopy projection Multivariate analysis of variance (MANOVA) and post-hoc
edge of the measured tree). Similarly, solar radiation was mea- multiple comparisons were performed using SPSS 22.0
sured with a digital radiation meter (Tes-1330a, Tai Electronic (SPSS Inc., Chicago, IL, USA) to find the differences in the
Industry Co., Ltd.). Air temperature, solar radiation inside and microclimatic regulatory functions (horizontal and vertical
outside the forests, and forest shadiness were measured by cooling, soil cooling, the effects of humidifying and shading),
placing a thermometer and radiometer about 20 cm higher climatic conditions (radiation, Tair, and RH) and tree size (tree
Urban Ecosyst (2019) 22:367–384 371

height, under branch height, DBH, and canopy size), at urban- and for urban history regions, the peak value, in the 80 year
rural gradients, and for different types of forest. history region (ΔT1: 4.00 °C), was approximately 1.7 times
Regression and correlation analyses of microclimatic reg- higher than the lowest in the 100 year history region.
ulation, environmental factors, and tree growth factors were However, these differences were not statistically significant
also performed using SPSS 22.0. RDA was used to graphical- (p > 0.05) (Table 1).
ly represent the associations of the microclimatic regulating The ΔT2 differed significantly (p < 0.05) between ring
functions, outside-forest climatic conditions, tree size, and road regions, forest types, and urban history regions. The
compositional differences, while partial RDA was used to par- ΔT 2 was the lowest in the outside ring road 4 region
tition the contribution of different explanatory factors to the (−1.71 °C, indicating a canopy temperature 1.71 °C cooler
response factors for microclimatic regulation (Braak and than the under-canopy temperature), but the highest was in
Šmilauer 2012). Canoco 5.0 (Biometrics, the Netherlands) the ring road 1 region (0.33 °C, indicating a canopy tempera-
was used for the RDA analysis. ture 0.33 °C hotter than the under-canopy temperature). For
urban history regions, the new settlement region had the low-
est ΔT2 (0 year, −0.94 °C), while the peak value was found in
Results the oldest region (100 year). Thus, both urban-rural gradient
analyses showed that more urbanized regions had lower can-
Differences in microclimatic regulation opy cooling effects. In different forest types, the ΔT2 was
lowest in RF (−1.16 °C), while the highest was found in AF
For ring road-related urban-rural gradients, the peak ΔT1 (0.26 °C); thus, afforestation along roadsides is more likely to
(3.32 °C) was found in the ring road 2 region, while the lowest provide a cooler canopy atmosphere (Table 1).
(1.72 °C) was in the outside ring road 4 region. For forest The ΔT3 differed significantly (p < 0.05) among forest
types, the ΔT1 ranged from 3.24 °C (AF) to 2.70 °C (RF) types and urban history regions, but no significant differences

Table 1 Microclimate regulation


differences in different ring roads, Groups Cooling effects (°C) Humidifying Shading effects N
and urban history-related urban- effect
rural gradients and different forest
types ΔT1 ΔT2 ΔT3 ΔRH (%) ΔE (kLux) Shading %

Ring road urban-rural gradient (ring)


1 ring 2.05 a 0.33 a 0.99 a 3.27 ab 18.66 a 87.84 a 13
2 ring 3.32 a 0.04 a 1.25 a 6.51 b 32.83 ab 88.29 a 23
3 ring 2.72 a −0.31 a 1.48 a 5.69 ab 27.43 ab 80.96 a 58
4 ring 3.01 a −0.61 a 1.84 a 3.99 ab 34.63 ab 81.41 a 66
Outside 4 1.72 a −1.71 b 1.14 a −0.34 a 45.95 b 89.05 a 5
Urban history urban-rural gradient (yr)
100-yr 2.26 a 0.56 a 1.98 b 7.3 a 11.07 a 86.18 a 5
80-yr 4.00 a 0.05 ab 0.28 a 1.92 a 37.45 b 89.86 a 10
70-yr 2.43 a 0.38 a 1.93 b 5.11 a 25.78 ab 91.29 a 15
50-yr 2.96 a 0.01 ab 0.99 ab 7.28 a 26.77 ab 84.86 a 21
10-yr 2.41 a −0.4 ab 1.61 ab 4.77 a 26.63 ab 79.1 a 39
0-yr 2.97 a −0.94 a 1.62 ab 5.64 a 33.09 b 77.63 a 44
nonurban 3.03 a −0.45 ab 1.91 b 2.06 a 39.72 b 87.25 a 31
Forest types
AF 3.24 a 0.26 a 0.97 a 5.78 b 29.79 a 89.96 c 45
RF 2.7 a −1.16 b 1.75 c 3.77 a 28.46 a 76.88 a 47
LF 2.97 a −0.54 b 1.57 b 5.36 b 32.72 a 89.33 bc 36
EF 2.89 a −0.5 ab 2.17 c 3.3 a 35.39 b 87.76 ab 37

Different letters in the same group and the same parameter indicate significant differences among urban-rural
gradients or forest types (p < 0.05); while the same letters showed non-significant differences (p > 0.05)
ΔT1 horizontal cooling difference, ΔT2 vertical cooling difference, ΔT3 soil cooling difference, ΔRH humid-
ifying effect, ΔE radiation intercepted by forest canopy, Shading % the percentage of radiation under canopy
relative to outside forest radiation, AF affiliated forests, RF roadside forests, LF landscape forests, EF ecological
welfare forests
372 Urban Ecosyst (2019) 22:367–384

(p > 0.05) were found in ring road regions. LF and RF showed Linear regression showed that two parameters of microcli-
the largest ΔT3 (1.75–2.17 °C), while AF had the lowest soil matic regulation showed linear changes at urban-rural gradi-
temperature difference of 0.97 °C. In the different urban his- ents. The first parameter is the ΔE; the ΔE increased in a
tory regions, ΔT3 ranged from 0.28 °C (80 year region) to linear manner with the urban-rural gradient (y = 5.638x +
1.98 °C (100 year region). For the ring road regions, the ΔT3 14.986; R2 = 0.7927) (raw data is in Table 1). The other pa-
ranged from 0.99 °C to 1.84 °C (Table 1). rameter is the ΔT2. Linear decreases were also found in the
The ΔRH between the ring road regions and forest types urban history gradient (y = −0.2068x + 0.7143; R2 = 0.7402)
differed significantly (p < 0.05), while no differences were and ring road gradient (y = −0.473x + 0.967; R2 = 0.9017)
found with different urban history regions (p > 0.05). In the (raw data is in Table 1). Linear regression between raw data
ring road regions, the highest ΔRH was in ring road 2 region and urban-rural gradients further confirmed this. Significant
(6.51%), while the lowest was found in the outer ring road 4 (p < 0.01) linear decreases in ΔT2 were observed at the ring
region (−0.34%). For the different forest types, the highest road gradient and the urban history gradient (Appendix
△RH were found in the AF and LF, each 1.6 times higher than Fig. 4). Similarly, the ΔE was found to increase in a linear
the lowest, which were found in the RF and EF. For the urban manner along the ring road gradient (p < 0.05) (Appendix
history regions, the △RH ranged from 2.06% to 7.30% Fig. 4).
(Table 1).
Shading effects were expressed as two parameters: ΔE and Differences in climatic conditions
percent (%) shade. MANOVA showed that the ring road re-
gions, urban history regions, and forest types differed signif- For different ring road regions, the Tair ranged from 29.11 °C
icantly (p < 0.05) in the ΔE while the percent shaded was to 31.68 °C (p > 0.05). For the urban history regions, the low-
significantly different (p < 0.05) for forest types. Ring road 5 est Tair value was found in the 10 year region (29.0 °C), while
region had the highest value, while the lowest was found in the the highest was found in the 0 year region (31.02 °C). For
ring road 1 region. Of the forest types, EF had the highest different forest types, no significant different Tair was ob-
shading % (35.39 kLux), while RF had the lowest shading served in the four types of forest (Table 2). The ring road 5
effects (28.46 kLux, 76.88%). Of the urban history regions, region and the new settled urban region (non-urban and
the nonurban region had the highest shading effect (39.72 0 year) had the peak radiation, while the lowest value was
kLux and 87.25%) (Table 1). found in oldest urbanized regions (such as the 114-year old

Table 2 climatic conditions (RH,


Tair and radiation) and tree size Climatic differences Tree size differences
(tree height, DBH, underbranch
height, and canopy size) Tair (°C) Radiation RH (%) Height DBH (cm) Underbranch Canopy
differences at different forest (kLux) (m) Height (m) size (m2)
types, urban history and ring road
regions Ring road urban-rural gradient (ring)
1ring 29.1 a 20.3 a 62.8 b 9.0 a 26.0 b 2.4 b 59.6 ab
2ring 30.1 a 36.2 ab 56.8 b 8.4 a 23.2 ab 2.5 b 70.5 b
3ring 30.1 a 32.7 ab 56.6 b 7.5 a 17.0 a 2.1 b 36.7 ab
4ring 30.1 a 40.7 ab 54.8 b 9.2 a 21.9 ab 2.2 b 49.5 ab
Outside 4 31.7 a 50.7 b 40.2 a 11.7 b 34.0 c 1.4 a 23.3 a
Urban history urban-rural gradient (yr)
100-yr 29.4 a 12.6 a 57.9 a 7.6 a 23.4 bc 2.2 a 58.8 ab
80-yr 30.6 a 40.0 b 61.9 a 9.0 a 26.0 bc 2.6 a 50.9 ab
70-yr 29.3 a 27.8 ab 58.6 a 9.2 a 22.7 abc 2.6 a 70.7 b
50-yr 30.5 a 31.1 ab 55.0 a 8.5 a 22.1 abc 2.1 a 61.8 ab
10-yr 29.0 a 32.2 ab 58.9 a 7.7 a 18.2 ab 2.4 a 39.9 ab
0-yr 31.0 a 40.2 b 52.5 a 6.9 a 14.9 a 2.0 a 29.7 a
Nonurban 30.0 a 44.3 b 54.0 a 11.6 b 29.9 c 2.0 a 61.1 ab
Forest types
AF 30.03 a 33.8 a 56.1 a 7.4 a 19.4 a 2.0 ab 55.0 a
RF 30.04 a 35.5 a 55.2 a 7.6 a 18.5 a 2.4 ab 37.0 a
LF 29.92 a 33.7 a 58.9 a 8.4 a 19.7 a 2.4 b 42.6 a
EF 30.01 a 38.7 a 54.4 a 10.6 b 26.2 b 2.0 a 57.9 a

Different letters in the same group and the same parameter indicate significant differences among urban-rural
gradients or forest types (p < 0.05); while the same letters showed non-significant differences (p > 0.05)
Tair air temperature, RH air relative humidity DBH diameter at breast height, AF affiliated forests, RF roadside
forests, LF landscape forests, EF ecological welfare forests
Urban Ecosyst (2019) 22:367–384 373

region and the ring road 1–3 regions) (Table 2). For the dif- The highest tree heights were found in outside the ring road 4
ferent forest types, radiation ranged from 38.72 kLux in EF to region and the non-urban region, while the lowest heights
33.74 kLux in LF (Table 2). The highest RH was found in the were found in regions with medium levels urbanization, such
ring road 1 region (62.75%), while the lowest was found in the as the newly urbanized region and the ring road 3 region. For
outside ring road 4 region (40.24%) (p < 0.05). The RH for the ring road urban-rural gradients, there were linear decreases
urban history regions ranged from 52.45% to 61.88%, and under-branch height on the urban-rural gradient (y =
those for the different forest types ranged from 54.37% to −0.211x + 2.749; R2 = 0.6861); canopy size showed a similar
58.95% (Table 2). tendency (y = −9.338x + 75.942; R2 = 0.6343) (raw data is in
Linear regression showed that the Tair, radiation, and RH Table 2). However, there was no such tendency in the urban-
values changed linearly at the ring road urban-rural gradients, history urban-rural gradients (raw data is in Table 2).
but weak relationships were found in the urban history gradi- The data showed that the different forest types had different
ent. Radiation and Tair increased as urbanization became more patterns of height, DBH, under-branch height, and canopy
intense, from the ring road 1 region to the ring road 5 region size. For forest types, the DBH value was the highest in the
(radiation: y = 6.552x + 16.456, R 2 = 0.8618; Tair : y = EF and the lowest value was found in the RF. The under-
0.516x + 28.65, R2 = 0.7757), and from the oldest to the youn- branch height was highest in the LF and lowest in the EF.
gest history region (radiation: y = 16.651 × 0.499, R2 = 0.6436; There were non-marked differences in canopy size (Table 2).
Tair: y = 16.651 × 0.499, R2 = 0.6436). The RH value decreased
in a linear manner at the ring road urban-rural gradient (y = Differences in family composition
−4.709x + 68.359; R2 = 0.7894) and urban history gradient
(y = −1.0786x + 61.266, R2 = 0.5051) (raw data is in Table 2). The changes in tree family relative abundance, evident at ring
road regions, regions with different urban histories, and forest
Differences in tree size types, are shown in Table 3. In both urban-rural gradients,
there were linear decreases in the percentage of Ulmaceae in
The tree size parameters differed significantly among the ring the forest (y = −9.2225x + 62.579, R2 = 0.8466 for the urban
road regions, urban history regions, and forest types (Table 2). history gradient; y = −15.766x + 70.756, R2 = 0.9094 for the

Table 3 Family-related relative


abundance at different ring road Relative abundance of trees from different family
regions, urban history regions and
forest types Pinaceae (%) Salicaceae (%) Ulmaceae (%) Other spp. (%)

Ring road urban-rural gradient (ring)


1ring 0 15.38 61.54 23.08
2ring 17.39 34.78 39.13 8.7
3ring 13.79 43.11 12.07 31.03
4ring 9.09 77.27 4.55 9.09
Outside 4 0 100 0 0
Urban history urban-rural gradient (yr)
100-yr 0 0 60 40
80-yr 20 40 30 10
70-yr 6.67 33.33 46.67 13.33
50-yr 14.29 38.1 23.8 23.81
10-yr 17.95 51.28 10.26 20.51
0-yr 11.36 54.55 9.09 25
Nonurban 0 100 0 0
Forest types
AF 11.1 37.8 33.3 17.8
RF 4.3 61.7 10.6 23.4
LF 27.8 27.8 16.7 27. 8
EF 2.7 97.3 0 0
Whole city
Average 10.91 55.76 15.76 17.58

AF affiliated forests, RF roadside forests, LF landscape forests, EF ecological welfare forests


374 Urban Ecosyst (2019) 22:367–384

ring road gradient) (raw data is in Table 3). The percentage of coefficient of the Pearson’s correlations in Appendix
Salicaceae showed the opposite tendency (y = 21.173x - Table 5) was the first parameter in the model for percentage
9.411, R2 = 0.9668 for the ring road gradient; y = 12.395x - shading, indicating that a larger tree size when a relatively
4.2557, R2 = 0.7983 for the urban history gradient) (raw data lower percentage of Salicaceae were present was usually ac-
is in Table 3). For Pinaceae, a middle-peak pattern was ob- companied with a higher percentage shade. For the ΔE, a
served in the ring road gradient (y = −3.8614 × 2 + 22.339x - higher outside forest radiation, larger tree size, and higher
16.486; R 2 = 0.8596) and urban history gradient (y = percentage of Pinaceae accompanied the higher ΔE
−0.0733 × 3–0.6798 × 2 + 9.2571x - 5.1814, R2 = 0.5242) (Appendix Table 6). For the ΔRH model, tree height, canopy
(raw data is in Table 3). Other species showed no generalized size, and under-branch height were the three parameters used;
patterns in the two urban-rural gradients (Table 3). in general, lower tree heights and larger tree canopies accom-
For the different types of forest, AF had the highest per- panied higher ΔRH (Appendix Table 6). The standardized
centage of Salicaceae (37.8%); there was also a peak number coefficient of the stepwise models was used to compare the
of Salicaceae in RF (61.7%) and EF (97.3%). In LF, relative contributions of the climatic conditions, tree sizes, and
Salicaceae, Pinaceae, and other species made up the same family compositions to microclimatic regulatory functions
percentage (27.8%) of the total (Table 3). (Appendix Table 6). Climatic conditions showed the highest
City-level analysis showed that Salicaceae had the highest influences on the ΔT2 (RH, beta = 0.678) and ΔE (radiation,
percentage (55.76%), followed by other species (17.58%) and beta = 0.903). The family composition showed the highest
Ulmaceae (15.76%), while Pinaceae made up 10.91% of the influences on percentage shade (Salicaceae, beta = −0.958)
total, in terms of percentage (Table 3). and ΔT1 (Pinaceae, beta = 0.571). Tree size had the highest
influences on the ΔRH (height, beta = −0.980) (Appendix
Associations between microclimatic regulation, Table 6).
climatic conditions, tree sizes, and tree compositions RDA visually showed the complex relationships among
microclimatic regulation, tree size, outside forest climatic con-
Analysis using Pearson’s correlation showed that the ΔRH ditions, and family compositions (Fig. 2a). Two axes in Fig. 2a
was negatively correlated with radiation (p < 0.05), while explained approximately 64.7% of the total variations in mi-
ΔE was positively correlated with radiation and Tair (and neg- croclimatic regulation. For the ΔT1, larger ΔT1 and ΔE
atively with RH) (p < 0.05). The ΔT2 was negatively correlat- values were accompanied by higher percentages of Pinaceae
ed with radiation and Tair but positively correlated with RH and larger tree sizes (e.g., DBH, canopy size). These were also
(p < 0.05). However, non-significant associations were found confirmed by the Pearson’s correlation test and stepwise re-
between other cooling effects and climatic conditions gressions (Appendix Tables 5 & 6). Forests in the 80-year
(Appendix Table 5). The larger canopy size and higher un- region and ring road 2 region had much higher ΔT1 and ΔE
der-branches, along with the lower tree height and DBH, were values than the RF forest or the 10 year region did (Fig. 2b).
usually accompanied by a larger ΔT1 and ΔT2 but not a larger For the ΔT2, positive correlations were found in the percent-
ΔT3 (p > 0.05). The taller tree heights, DBH, and larger can- age of Ulmaceae, RH, canopy size, and under-branch height,
opy sizes linearly increased the effect of shade in terms of the while negative correlations were found for percentage of
ΔE and the percentage shade (p < 0.05) (Appendix Table 5). Salicaceae. For ΔT3, the smaller tree sizes and lower percent-
The ΔRH was negatively correlated with tree height and DBH age of Pinaceae were usually accompanied by a larger ΔT3
(p < 0.05), but positively correlated with canopy size and (Fig. 2a).
under-branch height (non-significant, p > 0.05) (Appendix The ΔE showed positive correlations with outside forest
Table 5). Tree family relative abundance also significantly radiation, Tair, tree height, and negative correlations with per-
correlated with microclimatic regulatory functions centages of other species present (Fig. 2a). Some forests, such
(Appendix Table 5). Examples of these relationships include as those in the outer ring road 4 region, usually had a higher
those between the ΔT1 and percentage Pinaceae (positive); ΔE than areas such as the 100-year region, ring road 1 region,
ΔT2 and percentage Salicaceae (negative, p < 0.05); ΔT2 and 70-year region (Fig. 2b). The ΔRH was higher in forests
and percentage Ulmaceae (positive, p < 0.05); ΔT3 and per- with a higher percentage of Ulmaceae, larger canopy sizes, a
centage Pinaceae and Ulmaceae (positive) and Salicaceae lower percentage of Salicaceae, lower tree height, Tair, and
(negative) (Appendix Table 5). radiation (Fig. 2a). Some forests, such as the 100-year region
The results of stepwise regression analysis (Appendix and the ring road 1 region, had a larger ΔRH while other
Table 6) confirmed the findings of the Pearson’s correlation forests (such as the outer ring road 4 region) had a much lower
test (Appendix Table 5). For three cooling differences, the ΔRH (Fig. 2b).
parameters with the peak coefficients in Appendix Table 5 RDA results for each group of explanatory factors (climatic
were entered into the stepwise models shown in Appendix conditions, tree sizes, and compositional traits) (Appendix
Table 6. For the percentage shade, the DBH (the peak Fig. 5) showed results similar to the conditional-effects-
Urban Ecosyst (2019) 22:367–384 375

0.8 ∆T1 indicates the selection of proper tree species at suitable sites
Shadi% is important for microclimatic regulation (Fig. 3).
∆T2 CanpSize Pinaceae
RDA2=27.1%

RH UndBrnHe
DBH
∆E
Ulmaceae Tair Discussion
Radiatio
Height
∆RH Functions regulating microclimates: urbanization
Salicace
effects and forest-type differences
Otherspp
The urban green infrastructure is currently managed according
to its location and forest type, and the characterizing the dif-
-0.8

ferences in microclimatic regulation at different sites may fa-


∆T3
vor administration and management related to urban forests.
-1.0 RDA1=37.6% 1.0
Previous studies of the environmental benefits of urban forests
a
mainly examine their role in regulating air temperature and
1.5

80-yr
relative humidity through shading, transpiration, and evapora-
tive cooling (Mo et al. 2007; Zhou et al. 2005), or compare
2ring
tree species and community types (Lee et al. 2006; Shahidan
et al. 2010; Shashuabar et al. 2010; Zhang et al. 2013). In this
AF
study, through a large-scale field survey of 165 sites in a
50-yr
1ring
592 km2 urban region, we found that the microclimatic regu-
LF Nonurban

EF
latory functions of urban trees are different at varying urban-
70-yr 4ring
0-yr outer 4ring rural gradients and forest types, and that these patterns are
3ring
100-yr
different for cooling, shading, and humidifying effects.
10-yr
Firstly, our data defined the range of multiple aspects of
-1.0

RF microclimatic regulation from urban trees in the middle of the


-1.5 2.0 summer season around 45o north latitude, while previous stud-
b ies in general only focused on one aspect (e.g., horizonal
Fig. 2 Ordination of microclimate regulations, outside forest climates, cooling effect). The horizontal cooling (ΔT1) was 1.7 °C to
tree size and compositions (a) and differentiation of the study sites (b)
4.0 °C, which was higher than the vertical cooling (ΔT2:
by the redundancy analysis. Full names of the abbreviations in the figures
could be found from Tables 1, 2, and 3 −1.71 °C to 0.33 °C) and soil cooling (ΔT3: 0.28 °C to
2.17 °C). The humidifying effect (ΔRH) ranged from
−0.34% to 7.30%, while total radiation intercepted (ΔE)
tested results, where colinearly effects among different factors
were excluded in the analysis (Fig. 2).
By using the partial RDA of ‘Var-part-3groups-
Conditional-effects-tested’ in Canoco 5.0, we partitioned the
variations in microclimatic regulation into three groups of
explanatory factors: climatic conditions (Group1: Tair, RH,
radiation), tree size (Group 2: height, DBH, under-branch
height, canopy size), and composition (Group 3: Pinaceae,
Salicaceae, Ulmaceae, other species). The climatic conditions
(the unique effect of group 1) and traits of tree compositions
(the unique effect of group 3) could explain 12.7% (a) and
9.5% (c) of the variation, while tree size (Group 2 unique
effect) could explain about 2-fold higher of the variations (b:
Fig. 3 Microclimate regulation variation partitioning into 3 groups
24.7%), showing the importance of tree size in regulating the explaining factors of climatic conditions, tree sizes and composition
microclimate. Furthermore, interactions between the parame- traits in partial RDA Analysis of ‘Var-part-3groups-Conditional-effects-
ters of the three groups could explain 53.1% of the variation in tested’ in Canoco 5.0. a unique explaining power from first group; b
microclimatic regulations (d + e + f + g). Of these, the interac- unique explaining power from second group; c unique explaining
power from third group; d interaction explaining power from first and
tion between compositional traits and climatic conditions (f) second groups; e interaction explaining power from second and third
could explain 25.4% of the variations. As the climatic condi- groups; f interaction explaining power from third and first groups; g
tions on-site were not controlled, this strong interaction interaction explaining power from first, second and third groups
376 Urban Ecosyst (2019) 22:367–384

ranged from 11.07 kLux to 45.95 kLux (79.1% to 91.3% in of intercepted radiation and 4% higher relative shading than
terms of percentage shade). These ranges were different from other cities (Wang et al. 2018a). Comparing the data between
the values reported in other regions but similar to the ranges the two cities showed that different types of forest may per-
reported in Harbin. For example, the maximum cooling and form microclimatic regulation differently, and that different
humidifying effects were approximately 24% and 41%, re- cities have shown varying patterns related to this.
spectively, in urban parks (Georgi and Zafiriadis 2006), and Thirdly, urbanization affected various aspects of the micro-
a long-term study also found that forests could decrease daily climate regulating functions of trees differently, and different
maximum temperature by at most 5.1 °C (overall average: cities showed a similar pattern in terms of the effect of shad-
1.8 °C), and increase daily minimum RH up to 12.4% (overall ing. Urban-rural gradient sampling is a typical method used in
average: 5.1%) (von Arx et al. 2012). The air temperature studies on the effects of urbanization on various functions of
reduction by urban trees was greater for streets running east- forests, such as soil organic carbon accumulation (Lv et al.
west (2.1 °C) than for those running north-south (0.9 °C) 2016) and changes in tree diversity (Xiao et al. 2016b). In this
(Sanusi et al. 2016). Model calculations showed study, more urbanized regions had weaker canopy cooling
transpiration-related latent heat absorption of 0.40 °C– effects and lower amounts of radiation intercepted by cano-
1.22 °C in urban Harbin (Chen et al. 2012), and an urban pies, however there were no linear changes in horizontal
botanical garden showed a 2 °C–4 °C lower air temperature cooling, soil cooling, and the humidifying effect at the
and a 6.2%-–14.2% higher RH with reference to neighboring urban-rural gradients. In Changchun (300 km south of
downtown regions (Li et al. 2008); others also found 77%– Harbin), linear increases in the shading effects were observed
90% increase in sunlight interception, 3%–6% increase in hu- from central urban regions to rural ones (Wang et al. 2018d),
midity, a 3 °C increase in horizontal cooling, and a 1 °C–2 °C showing the general pattern of urbanization on the shading
change in soil cooling from averages of various urban trees at effects of trees. Vertical cooling is becoming more important
different locations of roadsides, urban parks, universities and for urban regions, due to utilization of sky space by high
urban-rural interaction regions (Zhang et al. 2017). buildings (Perini et al. 2012; Zhang et al. 2017); the urbaniza-
Secondly, microclimatic regulating functions were found to tion of Harbin has declined the vertical cooling (canopy
largely differ in different forest types, and inter-city differ- cooling) effects. We also found that tree size (under-branch
ences were found in northeastern China. In China, urban for- height and canopy size) and percentage of Ulmaceae de-
ests and trees are classified as AF, EF, AF, and LF according to creased linearly along the urban-rural gradient, while there
land use differences outside forests (Xiao et al. 2016b; Zhou was a linear increase in percentage Salicaceae, showing ur-
et al. 2017). This study found much evident soil cooling in all banization linear effect’s on forests and trees, and possibly
forest types (0.97 °C–2.17 °C). Harbin has a slight canopy associated with the microclimate regulation services. These
heating effect, such as from AF at 0.26 °C, while under- findings can assist scientists with choosing possible indicators
canopy cooling was found in RF, LF and EF (−0.5 °C to with which to estimate the effects of urbanization on tree com-
−1.16 °C). In other city, canopy cooling was found at all forest position and microclimatic regulation. In the future, more at-
types (−0.7 °C to −1.4 °C) (Wang et al. 2018a). For the hor- tention should be paid to differences in both horizontal and
izontal cooling effect in Harbin, there were no differences in vertical air cooling and the differences in cooling of other
the different forest types (2.7 °C–3.24 °C), which was similar media (e.g., soil), aiming to improve the functional effects of
to the finding in other cities (about 3 °C on average among urban forests (Shashua-Bar et al. 2012; Wang et al. 2018a, d;
four forest types) (Wang et al. 2018a). Previous studies found Zhang et al. 2017).
that street segments with trees had temperatures 5.6 °C lower
than the afternoon ambient air temperature and 27.5 °C lower Associations between microclimate regulations,
than road surface temperatures (Vailshery et al. 2013), and and tree and composition and climatic conditions:
these horizontal cooling effect strongly associated with land- statistical analysis and variation partitioning
scape patterns (Ren et al. 2013) and urbanization intensity
(Wang et al. 2018d). In the case of humidifying effect in In this study, the importance of climatic conditions, tree sizes,
Harbin, RF and EF had a lower effect (about 3%) than AF and tree composition in the regulation of microclimates was
and LF (about 5.5%). A similar tendency was found in another made manifest by their close associations; their relative con-
city in northeastern China, i.e., the humidifying effects of the tribution to shaping microclimatic regulations were quantified
AF and LF (5%–7%) were better than that of the RF and EF by RDA ordination-variation partitioning, stepwise regres-
(3%–4%) (Wang et al. 2018a). For the effect of shading, we sion, and Pearson’s correlations. It is well known that climatic
found RF in Harbin had the lowest value, while values at AF, conditions may shape the microclimatic regulatory functions
LF, and EF were 1.15–1.17 times higher than that from RF, on of trees (Shashuabar et al. 2010) and that this is usually stron-
average. Different patterns were found in Changchun city ger in dry and sunny weather (Shashuabar et al. 2010; Zhang
(about 300 km south): EF and RF had 1.5–2.7 times the value et al. 2017). Different scientists found that plants play a great
Urban Ecosyst (2019) 22:367–384 377

role in cooling during periods of high solar radiation (Jim and usually accompanied by a higher vertical cooling but a lower
Zhang 2015), and the cooling effects of trees on hot, clear days value of radiation intercepted.
were two times higher than that on cold, cloudy days (Wang RDA is a direct gradient analysis technique that summa-
et al. 2015). Larger trees in urban regions usually had stronger rizes the linear functions between components of response
regulating functions in terms of both the magnitudes and dis- variables that are Bredundant^ with (i.e., explained by) a set
tances affected (Barro et al. 1997; Dwyer et al. 1991); their of explanatory variables (Legendre and Legendre 2012).
diameter, height, and canopy size have been used to charac- Partial RDA analysis provides a method with which to parti-
terize these associations (Zhang et al. 2017). Tree species also tion the explanatory power of different groups of variables in
differed in their capacity to regulate the microclimate (Abreu- terms of the variations in response variables (Braak and
Harbich et al. 2015) due to transpiration-related characteristics Šmilauer 2012). In this study, the elements of the microclimate
(Mo et al. 2007; Wang et al. 2015; Zhou et al. 2005) and (ΔT1, ΔT2, ΔT3, ΔE, percentage shade, and ΔRH) are the
factors related to tree architecture, including leaf area index, response variables while climatic conditions (radiation, Tair,
foliage aggregation, average leaf inclination angle, vertical and RH), tree size (DBH, height, under-branch height, and
distribution of foliage (Sampson and Smith 1993), canopy canopy size), and family composition (four family-related dif-
cover ratio (Yan et al. 2012), foliage cover and branching habit ferences) were used as three groups of explanatory variables.
(Shahidan et al. 2010), and plant area index (including leaf A total of 92.7% of the variations in microclimatic regulation
angle, leaf size, and canopy architecture or simply canopy (forest types and urban-rural gradients) could be accounted for
density) (Sanusi et al. 2017). These studies have provided a by all the explanatory factors (Appendix Table 4; total shared
basis for future studies; however, there has been no definite effects). Of these, the explanatory power of unique tree size is
statistically significant quantification of the relative impor- at least twofold higher than those from climatic conditions and
tance of tree size, composition, and climate in regulating composition traits. Furthermore, the interaction between cli-
microclimates. matic conditions and composition explained 25.4% of the var-
In Harbin, three statistical methods cross-checked the im- iations, which is 1.15 times larger than the sum of the unique
portance of local climate, tree size, and composition on regu- climatic conditions and unique compositional traits. Tree fam-
lating multiple aspects of microclimates; these findings are ily relative abundance showed a specific pattern in the urban-
similar to those from the previously mentioned studies. In rural gradients and different forest types (Table 3); similarly,
general, the higher the Tair and radiation values, the lower air there were significant variations in climatic conditions in dif-
humidity usually was, in line with lower vertical cooling; ferent urban regions (Table 2). A positive interaction between
however, higher amounts of radiation were intercepted. them should indicate a suitable place to plant tree species to
Despite this, there were no significant relationships between maximize microclimatic regulation. Thus, our result indicates
horizontal cooling, soil cooling, and the humidifying effects in that proper tree species selection for afforestation, and the
terms of climatic conditions. Thus, different aspects of micro- conservation of larger trees, are very important in terms of
climatic regulation were associated differently with climate increasing the ecological services of microclimatic regulation.
conditions outside the forests. In this study, tree size parame- Furthermore, traits related to the family, genus, and species
ters including height, canopy size, under-branch height, and composition of trees have been long recognized as indicators
diameter played a role in microclimatic regulation. Large trees of the health of urban forests, such as the 10/20/30 rule of
generally have a stronger impact on microclimatic regulation, thumb (Kendal et al. 2014) which states that municipal forests
while different microclimate regulating aspects (horizontal should comprise no more than 10% of any particular species,
cooling, vertical cooling, soil cooling, humidification and 20% of any one genus, or 30% of any single family
shading effects) are expressed in different patterns. For exam- (Santamour Jr 2004). In Harbin, a total 66 tree species from
ple, taller tree heights and larger DBH are usually accompa- 34 genera, and 18 families were observed; most abundant
nied by a higher effect of shading but lower humidifying ef- species, genus, and family are Populus alba (13.5%),
fect. High under-branch height and a large canopy size are Populus (37.6%), and Salicaceae (45.5%), respectively.
usually accompanied by larger differences in vertical cooling. Therefore, with reference to the 10/20/30 rule, the species
However, no significant associations were found between hor- configuration of urban trees in Harbin was reasonable, but
izontal cooling, soil cooling, and tree sizes. The impact of unreasonable in terms of genus and family (Xiao et al.
species composition on regulating microclimatic features such 2016b). The findings of this paper indicate that family com-
as temperature, shade, and humidity were also observed in position is possibly also important in indicating microclimatic
Harbin. In general, the greater the percentage of Pinaceae in regulation. The reason could possibly be related to leaf phe-
a forest, the higher the horizontal cooling, while a higher per- nology and lifespan (conifer and broadleaf; evergreen and
centage of Salicaceae was usually matched with a high value deciduous, respectively), branching features (e.g., the wide-
of radiation intercepted and the lower humidifying and differ- open branches of Ulmaceae form broad and short canopies
ences in vertical cooling. A higher percentage of Ulmaceae are while the thin and compact branches of Pinaceae form a
378 Urban Ecosyst (2019) 22:367–384

narrow but high canopy), physiological traits (Salicaceae uti- utilization of poplars (Xiao et al. 2016b), and tree growth
lize more water than Pinaceae), and growth habits (Salicaceae status (Zhang et al. 2016). Other works have focused on the
species are pioneers that usually grow fast; Fabaceae or effects of urbanization on urban forest structure, carbon accu-
Leguminosae are nitrogen-fixing families capable of self- mulation, and carbon stability (Lv et al. 2016; Zhai et al.
fertilizing underground soil; Rosaceae are famous worldwide 2017). In Harbin, the higher percentage of Salicaceae and
for their flowers). These differences could impact microcli- lower percentage of Ulmaceae usually matched higher values
matic regulation through their interaction with water efflux of intercepted radiation; the same compositions were accom-
from leaf photosynthesis-transpiration (Mo et al. 2007; Yan panied by a lower vertical cooling effect. Currently, the per-
et al. 2012). However, until now very little research has fo- centage of Ulmaceae has decreased in a linear manner while
cused on microclimatic regulation at the family level, a diver- the percentage of Salicaceae in the city showed linear increase
sified family composition stabilizes the supply of various eco- (Table 3), indicating possible higher shading effects but lower
system services (Kendal et al. 2014; Londe et al. 2017; vertical cooling effects in newly urbanized regions. The pres-
Santamour Jr 2004; Zhang et al. 2018). In the future, inter- ence of greater numbers of Pinaceae in the forests was in line
species comparison data can assist urban planners in design- with higher horizontal cooling, and the highest percentage of
ing urban tree landscapes that maximize microclimate regula- Pinaceae was found in medium urbanized regions. These re-
tion functions of green trees (Lee et al. 2006; Norton et al. sults indicate that different trees may be beneficial for different
2015; Wang et al. 2017). aspects of microclimatic regulation. Considering landscape
patterns importance and remote sensing technique, and spe-
Implications cies difference in ecological services highlighted by different
scientists (Lv et al. 2018; Ozkan et al. 2017; Ren et al. 2018;
Many previous studies have suggested that urban forest man- Wang et al. 2017, b), during future afforestation practices, a
agement is an effective way to maximize ecological services balanced effort with various species in different urbanization
(Khosropour et al. 2018; Li et al. 2018; Ren et al. 2018; Sanusi regions is recommended; our data provide a basis for maxi-
et al. 2016; Xiao et al. 2016b; Zheng et al. 2017). Forests in mizing ecological services via species configuration.
northeast China is very important for environmental security, Thirdly, the methods used in this paper (RDA ordination
but sharp fragmentation in the past 2 decades has badly affect- and variation partitioning, stepwise regression, and Pearson
ed possible ecological services for local regions (Dai et al. correlations) were possibly favored over other ecological
2018). The findings of this study can show urban planners complexity decoupling methods. Many ecological functions
how to design urban tree landscapes to maximize the micro- in field studies (such as carbon sequestration and pollution
climate regulation functions of green trees in the following removal) can be affected by various groups of parameters like
ways. the climatic conditions, tree sizes, and tree compositions in
Firstly, the protection of larger trees is important, particu- this study. By using this method, the main controlling factor
larly given the fast pace of urbanization in China. Harbin had a could be extracted favoring the exact evaluation ecological
low percentage of large trees; those taller than 10 m accounted services and also proposing effective measures to maximize
for less than 30% of the total, and those with a diameter larger the same (Wang et al. 2018d).
than 100 cm for less than 20%. Less than 5% of the trees were
wider than 200 cm at DBH (Zhang et al. 2016). Currently,
urbanization and the development of buildings are always Conclusions
accompanied with direct deforestation or damage to the re-
maining large trees. As shown in this study, trees with smaller The effects of microclimate regulation functions such as
canopy sizes and lower under-branch heights are generally cooling, shading, and humidifying varied over both urban-
found in newly urbanized regions (such as the outer ring road rural gradients and land uses outside forests. In addition, there
region and regions with a shorter urban history). Thus, in the were also clear changes in climatic conditions, tree size, and
future urban development of Harbin, the conservation of larg- family composition and their variations could possibly have
er trees (including providing a good growth environment and been responsible for the variations in the microclimate regu-
avoiding direct damage or clear-cutting) and new afforestation lation functions. Of these, tree size differences and the way
practices should be fully considered together to maximize changes in family composition affected climatic conditions
their microclimate regulation functions. could explain about half the variations in the microclimatic
Secondly, tree species suitable to afforestation practices regulation. This shows the importance of the characteristics of
should be planted and managed in future. In northeastern urban forests in regulating microclimates. Our data provide a
China, studies have been carried out on the relationships be- basis for the improvement of urban forests, and the maximi-
tween tree diversity, the presence of alien species and urban- zation of their microclimate regulatory functions, in Harbin
ization (Xiao et al. 2016a), the potential risk from over- city.
Urban Ecosyst (2019) 22:367–384 379

Acknowledgements This study was supported financially by the


National Science Foundation of China (3167069; 41730641), Basic-
research fund for Central Universities (2572017DG04), Longjiang
Scholar fund from Northeast Forestry University (T201702).

Appendix

Fig. 4 Linear relations between


urban-rural gradients and micro-
climate regulations. Left: ringroad
gradient; right: urban history gra-
dient. Line in the figures are linear
regression. Dash lines are lines of
p > 0.05; solid lines are lines of
p < 0.05
380 Urban Ecosyst (2019) 22:367–384

0.4 RH

ΔT2

Shadi%
ΔT3
ΔT1

ΔE ΔRH
Radiatio

Tair
-0.6

-0.6 0.6
a)
0.4

Shadi%

ΔT2
HeightDBH
CanpSize

ΔRH ΔT1
ΔE

ΔT3

UndBrnHe
-0.4

-0.6 0.4
b)
0.3

Ulmaceae

Shadi% ΔT2 Salicace


ΔT3
ΔE

Otherspp
ΔT1

ΔRH
-0.5

Pinaceae

-0.6 0.4
c)
Fig. 5 RDA results on the relations between microclimate regulations
and climatic conditions (a), between microclimate regulations and tree
sizes (b) and between microclimate regulations and tree compositional
traits (c)
Urban Ecosyst (2019) 22:367–384 381

Table 4 Results of seven steps for the analysis BVar-part-3groups-Conditional-effects-tested^

1. Analysis ‘Var-part-3groups-Conditional-effects-tested’, step ‘SharedEffect’


Method: RDA
Total variation is 96.00000, explanatory variables account for 92.7%
(adjusted explained variation is 78.2%)
Statistic Axis 1 Axis 2 Axis 3 Axis 4
Eigenvalues 0.376 0.271 0.1717 0.0691
Explained variation (cumulative) 37.6 64.7 81.87 88.79
Pseudo-canonical correlation 0.995 0.9717 0.9848 0.8036
Explained fitted variation (cumulative) 40.55 69.77 88.28 95.73
Permutation Test Results:
On All Axes pseudo-F = 6.4, P = 0.002
2. Analysis ‘Var-part-3groups-Conditional-effects-tested’, step ‘Group1Unique’; Method: partial RDA
Partial variation is 16.23987, explanatory variables account for 57.1%
(adjusted explained variation is 31.3%)
Statistic Axis 1 Axis 2 Axis 3 Axis 4
Eigenvalues 0.0776 0.0171 0.0018 0.0432
Explained variation (cumulative) 45.9 56 57.09 82.63
Pseudo-canonical correlation 0.9487 0.8425 0.4044 0
Explained fitted variation (cumulative) 80.4 98.1 100
Permutation Test Results:
On All Axes pseudo-F = 2.2, P = 0.082
3. Analysis ‘Var-part-3groups-Conditional-effects-tested’, step ‘Group2Unique’;Method: partial RDA
Partial variation is 23.66837, explanatory variables account for 70.6%
(adjusted explained variation is 47.0%)
Statistic Axis 1 Axis 2 Axis 3 Axis 4
Eigenvalues 0.1087 0.0349 0.0278 0.0026
Explained variation (cumulative) 44.07 58.23 69.5 70.56
Pseudo-canonical correlation 0.9584 0.8119 0.7353 0.3764
Explained fitted variation (cumulative) 62.47 82.53 98.51 100
Permutation Test Results:
On All Axes pseudo-F = 3.0, P = 0.01
4. Analysis ‘Var-part-3groups-Conditional-effects-tested’, step ‘Group3Unique’; Method: partial RDA
Partial variation is 14.94550, explanatory variables account for 53.4%
(adjusted explained variation is 25.4%)
Statistic Axis 1 Axis 2 Axis 3 Axis 4
Eigenvalues 0.066 0.0169 0.0003 0.0432
Explained variation (cumulative) 42.37 53.21 53.37 81.12
Pseudo-canonical correlation 0.906 0.9241 0.0924 0
Explained fitted variation (cumulative) 79.39 99.69 100
Permutation Test Results:
On All Axes pseudo-F = 1.9, P = 0.118
5. Analysis ‘Var-part-3groups-Conditional-effects-tested’, step ‘Group1Over3’; Method: partial RDA
Partial variation is 41.37589, explanatory variables account for 42.8%
(adjusted explained variation is 23.7%)
Statistic Axis 1 Axis 2 Axis 3 Axis 4
Eigenvalues 0.1087 0.0591 0.0166 0.1206
Explained variation (cumulative) 25.22 38.94 42.8 70.77
Pseudo-canonical correlation 0.8681 0.721 0.5205 0
Explained fitted variation (cumulative) 58.94 91 100
382 Urban Ecosyst (2019) 22:367–384

Table 4 (continued)
Permutation Test Results:
On All Axes pseudo-F = 2.2, P = 0.032
6. Analysis ‘Var-part-3groups-Conditional-effects-tested’, step ‘Group2Over1’,Method: partial RDA
Partial variation is 43.83822, explanatory variables account for 65.9%
(adjusted explained variation is 48.9%)
Statistic Axis 1 Axis 2 Axis 3 Axis 4
Eigenvalues 0.1606 0.1033 0.0362 0.0008
Explained variation (cumulative) 35.18 57.8 65.72 65.91
Pseudo-canonical correlation 0.8566 0.8728 0.7523 0.2381
Explained fitted variation (cumulative) 53.38 87.7 99.72 100
Permutation Test Results:
On All Axes pseudo-F = 3.9, P = 0.002
7. Analysis ‘Var-part-3groups-Conditional-effects-tested’, step ‘Group3Over2’,Method: partial RDA
Partial variation is 41.53015, explanatory variables account for 60.9%
(adjusted explained variation is 46.2%)
Statistic Axis 1 Axis 2 Axis 3 Axis 4
Eigenvalues 0.177 0.0689 0.0175 0.0876
Explained variation (cumulative) 40.93 56.85 60.9 81.15
Pseudo-canonical correlation 0.8491 0.9158 0.8766 0
Explained fitted variation (cumulative) 67.21 93.36 100
Permutation Test Results:
On All Axes pseudo-F = 4.2, P = 0.002

In this table, SharedEffect is total effect from all 3 groups, i.e. a + b + c + d + e + g in Fig. 3; Group1Unique is the unique effect from group1
(group1 is the climatic condition, a in Fig. 3); Group2Unique is the unique effect from group2 (group2 is the tree size group, b in Fig. 3);
Group3Unique is the unique effect from group3 (group3 is the forest composition group, c in Fig. 3); Group1Over3 is the interaction effect from
group 1 and group 3(f in Fig. 3); Group2Over1 is the interaction effect from group 2 and group 1(d in Fig. 3); Group3Over2 is the interaction
effect from group 3 and group 2(e in Fig. 3)

Table 5 Pearson correlations between microclimate regulating functions and tree sizes, compositional changes and climatic conditions outside forests

Climatic condition
Tair 0.151 -0.659** -0.325 -0.023 0.719** -0.395
Radiation 0.269 -0.752** -0.11 -0.053 0.98** -0.628**
RH 0.373 0.756** -0.138 0.077 -0.6* 0.424
Tree size
Height m -0.199 -0.304 0.1 0.491 0.596* -0.746**
DBH perimeter cm -0.245 -0.128 -0.135 0.609* 0.408 -0.701**

U branch H m 0.417 0.594* -0.112 0.059 -0.436 0.362

Canopy size m2 0.259 0.796** 0.054 0.536* -0.35 0.358

Family composition
Pinaceae 0.571* 0.091 -0.366 -0.017 0.119 0.358
Salicaceae -0.019 -0.729** 0.275 -0.134 0.802** -0.674**
Ulmaceae -0.113 0.815** -0.258 0.407 -0.749** 0.427
Otherspp -0.162 0.341 0.018 -0.363 -0.792** 0.692**
Regulating function ∆T1 ∆T2 ∆T3 Shading % ∆E ∆RH
The more in red color, the higher negative coefficient, while the more in green color, the higher positive coefficient. **: p < 0.01; *: p < 0.05
Urban Ecosyst (2019) 22:367–384 383

Table 6 Stepwise regressions between climatic regulation functions and various factors related with family compositions, tree sizes and outside-forest
climatic conditions

Model Nonstandardized coefficient Standardized coefficient T Sig.

B SE Beta

ΔT1 (constant) 2.434 0.180 13.533 0.000


Pinaceae 0.037 0.014 0.571 2.602 0.021
ΔT2 (constant) −4.116 0.707 −5.821 0.000
Ulmaceae 0.012 0.003 0.391 3.455 0.005
Canopy size 0.019 0.005 0.429 3.968 0.002
RH 0.082 0.023 0.678 3.585 0.004
Under branch H −0.908 0.387 −0.423 −2.342 0.039
Shading % (constant) 87.582 7.130 12.284 0.000
DBH 0.154 0.064 0.504 2.400 0.034
Salicaceae −0.153 0.040 −0.958 −3.807 0.002
Otherspp −0.311 0.122 −0.777 −2.552 0.025
ΔE (constant) −7.182 1.573 −4.566 0.001
Radiation 0.819 0.030 0.903 27.363 0.000
DBH 0.112 0.020 0.213 5.578 0.000
Pinaceae 0.142 0.036 0.146 3.997 0.002
ΔRH (constant) 18.026 3.413 5.281 0.000
Height −1.413 0.207 −0.980 −6.829 0.000
Canopy size 0.097 0.022 0.661 4.383 0.001
Under branch H −2.757 1.203 −0.377 −2.291 0.041

Stepwise regression criterions: F-to-enter p < = 0.05 and F-to-remove p > = 0.10

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