Formular de deschidere de cont/Formular actualizare date *Identificarea clientului

Account Application Form/Data Update Form *Customer Identification

PERSOANE JURIDICE / COMPANIES PERSOANE FIZICE / INDIVIDUALS

Va rugam sa atasati acestui formular o copie a certificatului de inregistrare la Oficiul National al Va rugam sa atasati prezentului formular o copie a actului de identitate (buletin de identitate, carte de
Registrului Comertului, precum si a actului de identitate a reprezentantului companiei si imputernicirea identitate sau pasaport). / Please attach a copy of your ID card or Passport.
data acestuia de Consiliul de Administratie sau de Directorul General. / Please hereto append a copy of
the certificate of incorporation with the National Trade Register Office, along with a copy of the ID card
held by the company’s representative and the relevant empowerment issued by the Board of Directors DUMITRU CIPRIAN-IONUT
or the CEO.
Nume si Prenume / Full Name

/ Str.Macelari nr.6
Denumire / Company Name Forma juridica / Legal Form Adresa completa (str, nr, bl, sc, et, ap, oras, judet/sector, cod postal, tara)

Sector 2, Bucuresti, Romania

Reprezentata de / Represented by / Full address (St, no, floor, ap, city, county, zip code, country)

Targoviste Jud.Dambovita 1 9 0 1 1 9 8 1

1 1
Adresa sediului (str., nr., bl., sc., et., ap., oras, judet/sector, cod postal, tara) / Locul nasterii / Place of Birth Data nasterii / Date of Birth

1 8 1 0 1 1 9 1 5 2 4 7 2
/ Registered Office (St, no, floor, ap, city, county, zip code, country) Cod Numeric Personal (CNP) / Social Security Number (SSN)

R K 3 2 6 4 0 9
Cod Unic de Inregistrare / VAT Registration NO. Seria si numarul actului de identitate / ID Card number

1 8 0 4 2 0 1 9 1 9 0 1 2 0 2 9
Numarul de inreg. la Registrul Comertului / Fiscal number Data eliberarii / Issued on Data expirarii / Expiry date

SPCEP Sector 2
Loc inmatriculare / Registered in Emis de / Issued by

0720072325
Telefon / Telephone No. Telefon / Telephone No.

ionut.dumitru@gmail.com
E-mail E-mail
Romania Romania
Pagina web / Website Cetatenie / Citizenship Nationalitate / Nationality

Romania
Capital subscris si varsat / Paid-in capital Tara de origine / Country of origin *

CORESPONDENTA / MAILING RESEDINTA/ RESIDENCE

2
Completati rubrica “Adresa de corespondenta” in cazul in care doriti primirea corespondentei Tradeville la Completati rubrica “Adresa de resedinta" in cazul in care locuiti permanent la o alta adresa decat

3
o adresa diferita de cea mentionata mai sus. / Please fill in if you want to receive Tradeville corespondence adresa de domiciliu / Please fill in the residence address if you are currently staying at a different
at a address different than the one mentioned above. address than the one mention above.

Adresa de corespondenta / Mailing Address Adresa de resedinta / Residence Address

Adresa de corespondenta (continuare) / Mailing Address (continued) Adresa de resedinta (continuare) / Residence Address (continued)

Telefonul de legatura / Emergency Telephone

LISTA PERSOANELOR AUTORIZATE / LIST OF AUTHORIZED PERSONS

Aceasta sectiune este rezervata delegarii drepturilor detinute de dumneavoastra, in calitate de Titular de Cont, altor persoane. Pentru persoanele delegate va rugam sa depuneti copii ale actelor de identitate (buletin

4
de identitate, cartea de identitate sau pasaport). / This section is dedicated to the delegation of the rights owned by you, as Account Holder, to other persons. For each authorized person, please attach a copy of
his/her ID card or passport.
Lista persoanelor care sunt autorizate sa ia decizii in contul si pe seama Titularului de Cont / List of persons authorised to take decisions in the Account Holder’s name:

Nume / Last name Prenume / First Name Cod Numeric Personal / Social Security No. Specimen de semnatura / Signature card Semnatura Titular de Cont / Account Holder Signature

Nume / Last name Prenume / First Name Cod Numeric Personal / Social Security No. Specimen de semnatura / Signature card Semnatura Titular de Cont / Account Holder Signature

CONTUL BANCAR / BANK ACCOUNT

Va rugam sa completati datele privind contul dumneavoastra bancar. / Please fill in the spaces below
with information regarding your bank account.

5
RO94INGB0000999903035222 / RON
#sgncl
Numarul contului / Account number Valuta / Currency

ING BANK BUCURESTI CENTRALA

Banca / Name of the Bank

1 9 0 7 2 0 2 2

SE CONTINUA PE PAGINA URMATOARE / CONTINUED ON THE NEXT PAGE pagina / page 1/3

Calea Vitan nr. 6A, Bl. B, Tronson B, et. 3, sector 3, București, România, cod poștal: 031296
Capital social subscris și integral vărsat: 470.000 RON; Nr. Registrul Comerțului: J40/5868/1996; Cod de înregistrare fiscală: RO 8694021
Decizie autorizare CNVM: 2225/15.07.2003; Nr. Registru ASF: PJR01SSIF/400033; Operator date cu caracter personal: 4283
Tel: (+40) 21 318 7555, fax: (+40) 21 318 7557, (+40) 21 318 7526; e-mail: helpdesk@tradeville.eu, web: www.tradeville.eu
Data actualizarii: 6 aprilie 2020
Formular deschidere de cont / Formular actualizare * Inregistrare conturi /
date Account opening form / Data update form Accounts registration
Va rugam sa completati acest formular si sa il trimiteti companiei Tradeville, la adresa tiparita in partea de jos a paginii, insotit de “Formularul deschidere de cont/Formular actualizare date *
Identificarea clientului” completat. Va rugam sa completati datele cu majuscule, intotdeauna deasupra liniei. In cazul casutelor, va rugam sa marcati optiunea dumneavoastra prin bifare. / Please fill in this form
and send it to Tradeville, to the address printed in the footer of the page, accompanied by the filled in “Account opening form/Data update form* client identification”. Please fill in the data with capital letters,
always above the line. In case of boxes, please tick your option.

CONTURI / ACCOUNTS NIVELUL ANUAL DE VENITURI ALE FAMILIEI /

ANNUAL REVENUE OF THE FAMILY
Va rugam sa marcati tipurile de cont de tranzactionare pentru care optati.
Confirmarea deschiderii contului (conturilor) solicitat(e) va fi transmisa prin email sau posta. Sub 6,000 EUR / Below EUR 6,000 24,000 - 48,000 EUR
Pentru mai multe informatii, va rugam sa consultati site-ul www.tradeville.eu in sectiunea 6,000 - 12,000 EUR
“Deschidere cont”. / Please tick the types of trading accounts selected by you: The 48,000 - 120,000 EUR
confirmation of the opening of the requested account (accounts) ) shall be sent by email or mail.
For more information, please access the website www.tradeville.eu section “Account opening”.
✔ 12,000 - 24,000 EUR Peste 120,000 EUR /
Over EUR 120,000
✔ StartradeRO ✔ StartradeINTL
BENEFICIARUL REAL AL CONTULUI*/BENEFICIAL OWNER OF THE ACCOUNT*
(DACA DA, SPECIFICATI SURSA AVERII/
IF YES, SPECIFY THE SOURCE OF ASSETS)

SCOPUL SI NATURA TRANZACTIILOR / DUMITRU CIPRIAN-IONUT

PURPOSE AND NATURE OF TRANSACTIONS BENEFICIARUL REAL EXPUS PUBLIC* /

DECLARAREA SCOPULUI / PURPOSE
Pe parcursul colaborarii cu Tradeville, tranzactiile mele au scop: /
Throughout the collaboration with Tradeville, the purpose of my transactions shall be:
PUBLICLY EXPOSED BENEFICIAL OWNER*
Beneficiarul real este o persoana expusa public sau are calitatea de membru al familiei unei
persoane expuse public ori de persoana cunoscuta ca asociat apropiat al unei persoane expuse
public / The beneficial owner is a publicly exposed person or is a member of the family of a publicly
exposed person or a person known as associate or close to a publicly exposed person.

✔ Speculativ / Speculative DA / YES ✔ NU / NO

✔ Investitional / Investment
SURSA FONDURILOR SI AVERII BENEFICIARULUI REAL* /
SOURCE OF FUNDS AND WEALTH OF THE BENEFICIAL OWNER*
Altele / Others ......................................................................................................

PROFILUL SOCIO-DEMOGRAFIC /
SOCIAL-DEMOGRAPHIC PROFILE
Aceasta casuta este destinata doar persoanelor fizice. Tradeville garanteaza confidentialitatea
acestor date ce vor fi utilizate exclusiv pentru determinarea profilului socio-demografic. Va rugam sa
bifati o singura varianta de raspuns. / This is only for natural persons Tradeville guarantees the
confidentiality of this data that is to be exclusively used to determine the social-demographic profile.
Please tick only one answer
PROFILUL INVESTITIONAL /
INVESTMENT PROFILE
Aceste informatii sunt necesare pentru determinarea profilului de risc, fara de care deschiderea de
cont nu ar fi etica si nici profesionala. / This information is necessary to determine the risk profile, in
absence thereof the account opening not being ethical or professional.

NIVELUL DE STUDII /
LEVEL OF EDUCATION PROCENT DIN VENITURI ALOCAT PENTRU INVESTITII /
PERCENTAGE OF REVENUES ALLOTTED TO INVESTMENTS
< 10 clase / Scoala postliceala / ✔ Postuniversitare /
< 10 grades Post-secondary Post-graduate Sub 10% / Below 10% ✔ 30% - 50% 70% - 90%

Liceu / Universitate /
High school Academic 10% - 30% 50% - 70% Peste 90% / Over 90%

ESTIMAREA MENTINERII INVESTITIILOR /

IT si telecomunicatii ESTIMATED TERM OF KEEPING THE INVESTMENTS
DOMENIUL DE ACTIVITATE /
FIELD OF ACTIVITY 1-3 luni / 3-6 luni / ✔ 6- 12 luni / 1-3 ani / peste 3 ani /
1-3 months 3-6 months 6-12 months 1-3 years over 3 years

NIVEL DE RISC ACCEPTAT / EXPERIENTA INVESTITIONALA /

INFORMATII PRIVIND OCUPATIA / INFORMATION ACCEPTED RISK LEVEL INVESTMENT EXPERIENCE
CONCERNING THE OCCUPATION
Scazut / Speculativ / Sub 6 luni / 1-3 ani
Low Speculative Below 6 months 1-3 years
Antreprenor, liber profesionist
Ocupatia/Profesia …...................................................................…………….............
Occupation/Profession
…....... Mediu / 6-12 luni / Peste 3 ani /
✔ Average ✔ 6-12 months Over 3 years
Microintreprindere
Numele angajatorului*…...................................................................……………......
Employer's
… name
* sau natura activitatii proprii / * or nature of own activity * Ma angajez sa notific orice schimbare in 24 de ore, conform prevederilor legale. / * I undertake to
notify any change within 24 hours, according to legal provisions.

#sgncl
1 9 0 7 2 0 2 2

SE CONTINUA PE PAGINA URMATOARE / CONTINUED ON THE NEXT PAGE pagina / page 2/3

Calea Vitan nr. 6A, Bl. B, Tronson B, et. 3, sector 3, București, România, cod poștal: 031296
Capital social subscris și integral vărsat: 470.000 RON; Nr. Registrul Comerțului: J40/5868/1996; Cod de înregistrare fiscală: RO 8694021
Decizie autorizare CNVM: 2225/15.07.2003; Nr. Registru ASF: PJR01SSIF/400033; Operator date cu caracter personal: 4283
Tel: (+40) 21 318 7555, fax: (+40) 21 318 7557; e-mail: helpdesk@tradeville.eu, web: www.tradeville.eu
Data actualizarii: 6 aprilie 2020
Formular deschidere de cont / Formular actualizare * Inregistrare conturi /
date Account opening form / Data update form Accounts registration
Va rugam sa completati acest formular si sa il trimiteti companiei Tradeville, la adresa tiparita in partea de jos a paginii, insotit de “Formularul deschidere de cont/Formular actualizare date * Identificarea
clientului” completat. Va rugam sa completati datele cu majuscule, intotdeauna deasupra liniei. In cazul casutelor, va rugam sa marcati optiunea dumneavoastra prin bifare. / Please fill in this form and send it to
Tradeville, to the address printed in the footer of the page, accompanied by the filled in “Account opening form/Data update form* client identification”. Please fill in the data with capital letters, always above the
line. In case of boxes, please tick your option.

PRODUSE DE INVESTITII CE PREZINTA INTERES PENTRU DUMNEAVOASTRA / SURSA FONDURILOR CE URMEAZA SA FIE UTILIZATE IN DERULAREA
INVESTMENT PRODUCTS OF INTEREST FOR YOU RELATIEI DE AFACERI* / SOURCE OF FUNDS TO BE USED THROUGHOUT THE
BUSINESS RELATIONSHIP*
Actiuni romanesti / CFD (indici, actiuni, marfuri, etf-uri, etc.) /
✔ ✔
Romanian shares CFD (indices, shares, goods, etfs, etc.) Venituri din dividende/dobanzi
✔ Actiuni internationale/ ✔ CFD (FOREX) ✔ ETF-uri /
International shares ETFs
IDENTITATE CLIENT TRADEVILLE / IDENTITY
✔ Obligatiuni /
Bonds
✔ Fonduri de investitii
Investment funds
✔ Altele /..........................
Others
OF TRADEVILLE CLIENT
USERNAME-UL SI PAROLA /
USERNAME AND PASSWORD
CLIENT PROFESIONAL* / PERSOANA EXPUSA PUBLIC* / Pe parcursul colaborarii cu Tradeville, USERNAME-ul ales initial va ramane neschimbat, in timp ce
PROFESSIONAL CLIENT* PUBLICLY EXPOSED PERSON* PAROLA aleasa online / comunicata initial poate fi modificata prin intermediul platformelor de
(DACA DA, SPECIFICATI SURSA AVERII/ tranzactionare. / Throughout the collaboration with Tradeville, the USERNAME initially selected
(se completeaza de catre Tradeville) Clientul
se incadreaza in categoria clientilor IF YES, SPECIFY THE SOURCE OF shall remain the same, while the online selected / initially communicated PASSWORD can be
ASSETS) changed on the trading platforms.
profesionali: /
(to be filled in by Tradeville) The client is Clientii se incadreaza in categoria persoanelor ionut.dumitru
included in the professional clients category. expuse public sau detine calitatea de membru al USERNAME: .........................................................................................................
familiei persoanei expuse public ori de persoana (va contine intre 6 - 13 caractere alfanumerice, fara spatiu) / (must contain 6 to 13 alphanumeric
cunoscuta ca asociat apropiat al unei persoane characters, no space)
expuse public / Clients frame within the publicly
exposed persons category or are members of the
family of a publicly exposed person or persons
known as associate or close to a publicly exposed REZIDENT DOMICILIU* /
person. DOMICILE RESIDENT*
Clientul se incadreaza in categoaria persoanelor cu domiciliul in Romania atestat cu documente. /
DA / YES ✔ NU / NO DA / YES ✔ NU / NO The client is included in the category of persons domiciled in Romania according to documents.

FUNCTIE PUBLICA DETINUTA* /

PUBLIC FUNCTION HELD* ✔ DA / YES NU / NO

SURSA FONDURILOR SI AVERII TITULARULUI DE CONT* /

SOURCE OF FUNDS AND WEALTH OF THE ACCOUNT HOLDER*

MENTIUNI SPECIALE / SPECIAL OBSERVATIONS

Mentiuni speciale (ex. Adaugare cont client, prenume tata si mama client, etc.) / Special Observations (e.g. Add client account, name of client's father and mother etc.)

Mentiuni speciale (continuare) / Special Observations (continuation)

IMI EXPRIM EXPRES CONSIMTAMANTUL PRIVIND DEMARAREA INCHEIERII UNUI CONTRACT LA DISTANTA CU SOCIETATEA TRADEVILLE S.A., OPERAT PRIN
INTERNET SI IMI EXPRIM EXPRES ACORDUL PREALABIL PENTRU UTILIZAREA MIJLOACELOR DE COMUNICARE LA DISTANTA /
I HEREBY EXPRESS MY CONSENT REGARDING THE INITIATION OF A LONG DISTANCE AGREEMENT WITH TRADEVILLE S.A., OPERATED ONLINE AND
THEREFORE EXPRESS MY CONSENT WITH REGARD TO USING ALL RELEVANT LONG DISTANCE MEANS OF COMUNICATION.
Cunoscand faptul ca falsul in declaratii se pedepseste conform dispozitiilor legale aplicabile, declar pe propria rapundere ca nu am calitatea de inculpat si nu am fost condamnat in
dosare penale pentru savarsirea infractiunii de spalare a banilor, finantare a terorismului sau a altor infractiuni financiare prevazute de legi speciale./Knowing that false statements
are punishable under the applicable laws, I declare on my own responsibility that I am not a defendant and have not been convicted of criminal offenses for money laundering,
terrorist financing or other financial crimes provided by law. special.

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pagina / page 3/3

Calea Vitan nr. 6A, Bl. B, Tronson B, et. 3, sector 3, București, România, cod poștal: 031296
Ca
Capital social subscris și integral vărsat: 470.000 RON; Nr. Registrul Comerțului: J40/5868/1996; Cod de înregistrare fiscală: RO 8694021
Decizie autorizare CNVM: 2225/15.07.2003; Nr. Registru ASF: PJR01SSIF/400033; Operator date cu caracter personal: 4283
Tel: (+40) 21 318 7555, fax: (+40) 21 318 7557; e-mail: helpdesk@tradeville.eu, web: www.tradeville.eu
Data actualizarii: 6 aprilie 2020
 CONTRACT DE PRESTARI DE SERVICII DE INVESTITII FINANCIARE
prin serviciul de tranzactionare StartradeINTL
- Termeni si conditii -
Prezentul Contract de prestari de servicii de investitii financiare
(“Contractul”) este incheiat intre:
Tradeville S.A., societate de servicii de investitii financiare, cu sediul in
Bucureşti, sectorul 3, Calea Vitan nr. 6A, Bl. B, Tronson B, et. 3, avand
codul de inregistrare fiscala RO 8694021 si numarul de ordine in
Registrul Comertului J40/5868/1996, autorizata pentru prestarea de
servicii de investitii financiare prin Decizia CNVM nr. 2225/15.07.2003,
inregistrata in Registrul ASF sub nr. PJR01SSIF/400033 din 17.05.2006 si
la ANSPDCP sub numarul 4283, reprezentata prin dna. Marinescu
Madalina Florentina, Specialist piata de capital in cadrul
Departamentului Operatiuni – Back Office, denumita in cele ce urmeaza
„SSIF”,
si
Titularul de cont, identificat prin cererea de deschidere de cont –
Formular de deschidere de cont (Anexa 1), denumit in cele ce urmeaza
“Client”.
Preambul:
(i) Clientul declara ca serviciile de investitii financiare ce fac obiectul
prezentului Contract sunt furnizate de SSIF la initiativa Clientului;
(ii) Clientul declara ca tranzactiile cu instrumente financiare ce fac
obiectul prezentului Contract, admise la tranzactionare pe piete
reglementate internationale, prevazute in Anexa StartradeINTL
(Anexa 3) la prezentul Contract, corespund cu obiectivele sale
investitionale, cu gradul sau de experienta si cu apetitul sau pentru
risc;
(iii) Clientul declara ca este un investitor informat, cu pregatire in
domeniul tranzactiilor cu instrumente financiare de tipul celor ce
fac obiectul prezentului Contract si intelege si isi asuma fara
rezerve si in totalitate riscurile asociate acestor tranzactii astfel
incat solicita incheierea prezentului Contract de prestari de servicii
de investitii financiare prin serviciul de tranzactionare
StartradeINTL in termenii si conditiile expuse in cele urmeaza;
(iv) Clientul acorda SSIF, in temeiul prezentului Contract de comision,
un mandat fara reprezentare in relatia cu Intermediarul Strain
definit la art. 1.2 din Contract. Clientul declara, intelege si accepta
faptul ca, urmare a preluarii si transmiterii ordinelor si
instructiunilor sale, SSIF va fi tratat de Intermediarul Strain ca o
contraparte eligibila si ca SSIF va incheia cu Intermediarul Strain
acte juridice in nume propriu, dar pe seama (contul) Clientului,
efectele acestor acte producandu-se in patrimoniul Clientului fara
insa a da nastere unor raporturi juridice directe intre Client si
Intermediarul Strain, ci numai intre acesta din urma si SSIF.
1. Obiectul Contractului
1.1 SSIF presteaza in beneficiul Clientului servicii de investitii financiare
constand in preluarea si transmiterea ordinelor si instructiunilor
primite de la Client prin intermediul sistemului de comunicare prin
internet operat de SSIF in legatura cu instrumente financiare admise la
tranzactionare pe piete reglementate internationale sau pe alte piete
pentru care Intermediarul Strain a incheiat acorduri in vederea
executarii ordinelor Clientului (“Piata Externa”), prevazute in Anexa
StartradeINTL – Anexa 3 la prezentul Contract („Instrumente
Financiare”).
Data actualizarii: 03 mai 2022
CONTRACT FOR FINANCIAL INVESTMENT SERVICES
through the StartradeINTL trading service
-Terms and Conditions-
This financial investment services contract (the "Contract") is
concluded between:
Tradeville S.A., a financial investment firm, with the registered office in
Bucharest, District 3, 6A Calea Vitan, Block B, Section B, 3rd floor, with
fiscal code RO8694021 and the order number in the Trade Register
J40/5868/1996, authorized for the provision of financial investment
services by the CNVM Decision no. 2225/15.07.2003, registered in the
ASF Register under the number PJR01SSIF/400033 of 17 May 2006 and
at ANSPDCP under the number 4283, represented by Ms. Marinescu
Madalina Florentina, capital market specialist within the Operations
Department – Back Office, hereinafter referred to as "SSIF"
and
The account holder, identified by the account opening application -
Account opening form (Annex 1), hereinafter referred to as the
"Client".
Preamble:
(i) The Client declares that the financial investment services that are
the object of this Contract are provided by SSIF at Client's
initiative;
(ii) The Client declares that the transactions with financial
instruments that are subject to this contract admitted for trading
on internationally regulated markets provided in the
StartradeINTL Annex (Annex 3) to this contract are in line with his
investment objectives, with his degree of experience and appetite
for risk;
(iii) The Client declares that he is an informed investor, trained in the
field of transactions with financial instruments such as those that
are the object of this contract and understands and undertakes
without any reserve and to the full extent the risks associated with
such transactions, thus he request the conclusion of this Contract
for financial investment services through the StartradeINTL
trading service under the terms and conditions set forth below;
(iv) The Client grants to SSIF, under this commission contract, a
mandate without representation in relation to the Foreign
Intermediary as defined in art. 1.2 of the contract. The Client
declares, understands and accepts that, as a result of taking over
and sending his orders and instructions, SSIF shall be treated by
the Foreign Intermediary as an eligible counterparty and SSIF shall
conclude legal documents with the Foreign Intermediary in its own
name but on behalf of the Client, the effects thereof being
produced in Client's corporate assets, without giving rise to direct
legal relations between the Client and the Foreign Intermediary
but only between the latter and SSIF.
1. Object of the Contract
1.1 SSIF provides financial investment services to the benefit of the
Client consisting in the take over and sending of orders and
instructions received from the Client through the Internet
communication system operated by SSIF in relation to the financial
instruments admitted to trading on international regulated markets or
other markets for which the Foreign Intermediary has entered into
contracts in order to execute Client's orders (the "External Market")
provided in the Annex StartradeINTL - Annex 3 to this contract
("Financial Instruments").
1/18
1.11 Prin sistemului de comunicare prin internet operat de SSIF se
intelege platforma principala de tranzactionare si comunicare pusa la
dispozitie Clientului de SSIF (https://2.tradeville.ro/ ).
1.2 Clientul a luat cunostinta, intelege si isi asuma faptul ca SSIF nu
executa ordinele emise de Client in legatura cu Instrumente Financiare
admise la tranzactionare pe Piata Externa. Prin prezentul Contract,
Clientul mandateaza SSIF sa preia si sa transmita aceste ordine in
vederea executarii acestora de catre si prin intermediul KBC Bank NV,
divizia KCB Securities Services (“Intermediarul Strain”), care este un
intermediar autorizat de National Bank of Belgium (N.B.B) si
reglementat de Financial Services and Markets Authority din Belgia,
care va asigura executarea acestora in conformitate cu reglementarile
aplicabile Pietei Externe.
1.3 Pentru derularea prezentului Contract, SSIF va presta in beneficiul
Clientului si alte servicii principale si conexe pentru care este autorizat,
in functie de specificul activitatii de tranzactionare, de capacitatile si de
disponibilitatea SSIF. Serviciile de consultanta de investitii si de
administrare de portofolii nu fac obiectul prezentului Contract.
1.4 Locurile de tranzactionare si instrumentele financiare la care
Clientul are acces in temeiul prezentului Contract sunt descrise in
Documentul de prezentare a SSIF (Anexa 2).
1.5 Clientul declara ca a fost informat si isi exprima consimtamantul
explicit cu privire la pastrarea activelor sale la Intermediarul Strain sau
la orice alta terta parte, implicata in lantul de custodie al
Intermediarului Strain (subcustode), dintr-un stat membru sau dintr-o
tara terta in conditiile art. 6.9 de mai jos.
2. Durata Contractului
2.1 Prezentul Contract intra in vigoare la data semnarii sale de catre
ambele parti contractante.
2.2 Prezentul Contact se incheie pe baza cererii de deschidere de cont
a Clientului – Formular de deschidere de cont (Anexa 1), semnata
olograf sau prin semnatura electronica calificata bazata pe un certificat
calificat eliberat de un stat membru al Uniunii Europene, de acesta ori
de reprezentantul sau autorizat si insotita de documentele solicitate de
SSIF pentru deschiderea de cont.
2.3 SSIF isi rezerva dreptul sa nu accepte sau sa limiteze accesul
Clientului la unul sau mai multe dintre tipurile de conturi solicitate prin
cererea de deschidere de cont, in cazul in care considera ca a primit de
la Client informatii insuficiente, care induc in eroare sau sunt
neadecvate, precum si in cazul in care documentele depuse de Client in
vederea deschiderii unor astfel de conturi sunt incomplete sau
incompatibile cu anumite piete internationale la care accesul este
restrictionat prin reglementari nationale sau internationale.
2.4 Prezentul Contract se incheie pe perioada nedeterminata si
inceteaza in cazurile si conditiile prevazute mai jos.
3. Deschiderea de cont
3.1 Exclusiv pentru a tine evidenta operatiunilor ce fac obiectul
Contractului si care vor fi efectuate de SSIF pe seama Clientului, SSIF va
deschide si va opera in sistemul intern de backoffice, in numele si in
contul Clientului, cont/conturi in functie de moneda in care au loc
tranzactiile pe pietele detaliate in Anexa StartradeINTL – Anexa 3.
Operatiunile ce fac obiectul Contractului vor fi efectuate de SSIF pe
contul/conturile Clientului. Toate aceste operatiuni, precum si
detinerile de Instrumente Financiare si numerar ale Clientului vor fi
evidentiate de catre SSIF in conturi distincte de cele proprii ale SSIF,
deschise si operate de SSIF in conformitate cu prevederile prezentului
Contract. Clientul va avea unul sau mai multe conturi in functie de
Data actualizarii: 03 mai 2022
1.11 The internet communication system operated by SSIF means the
main trading and communication platform made available to the Client
by SSIF (https://2.tradeville.ro/ )
1.2 The Client has acknowledged, understands and undertakes that
SSIF does not execute the orders issued by the Client in connection with
the Financial Instruments admitted to trading on the External Market.
Through this Contract, the Client authorizes SSIF to take over and send
these orders for execution by and through KBC Bank NV (the "Foreign
Intermediary"), KCB Securities Services division, which is an
intermediary authorized by the National Bank of Belgium (N.B.B) and
regulated by the Financial Services and Markets Authority in Belgium
and shall ensure their execution in accordance with the regulations
applicable to the Foreign Market.
1.3 For the fulfilment of this Contract, SSIF shall also provide, to the
benefit of the Client, other main and ancillary services for SSIF is
authorised, depending on the specifics of the trading activity and on
SSIF’s capacities and availability. Consulting services and portfolio
management services are not the subject to this contract.
1.4. The trading venues and the financial instruments to which the
Client has access under this Contract are described in the Presentation
document of SSIF (Annex 2).
1.5 The Client declares that he was informed and gives explicit consent
about his assets being kept in custody at the Foreign Intermediary or at
any other third party involved in the custody chain of the Foreign
Intermediary (sub-custodian), of a member state or a third country,
under the conditions of art. 6.9. below.
2. Contractual term
2.1 This Contract shall enter into force on the date of its signature by
both contracting parties.
2.2 This Contract is concluded based upon Client's account opening
application – Account opening form (Annex 1), signed by hand or
qualified electronic signature based on a qualified certificate issued in
one Member State of the European Union, by him or by his authorized
representative and accompanied by the documents requested by SSIF
to open the account.
2.3 SSIF has the right not to accept or restrict Client's access to one or
several types of accounts requested under the account opening
application if it considers that it has received insufficient, misleading or
inadequate information from the Client, as well as if the documents
submitted by the Client for opening such accounts are incomplete or
incompatible with certain international markets to which access is
restricted by national or international regulations.
2.4 This Contract is concluded for an indefinite period and ceases in the
situations and conditions provided below.
3. Account opening
3.1 For the exclusive purpose of keeping records of the transactions
that are the object of the Contract and that shall be executed by SSIF
on behalf of the Client, SSIF shall open and operate in the internal back-
office system, on behalf of the Client and in his account, the
account/accounts depending on the currency in which the transactions
on the markets detailed in the Annex StartradeINTL - Annex 3 are made.
Operations object of the Contract shall be performed by SSIF on the
Client's account/accounts. All these operations, as well as the holding
of Client's Financial Instruments and cash shall be evidenced by SSIF in
accounts distinct from those of SSIF, opened and operated by SSIF in
accordance with the provisions of this contract. The Client shall have
2/18
moneda de decontare in care este exprimat numerarul pentru Piata
Externa pe care doreste sa tranzactioneze.
3.2 Clientul este obligat sa alimenteze contul/conturile cu suma minima
si in monedele, prevazute de SSIF prin Anexa StartradeINTL – Anexa 3,
in termen de cel mult 30 de zile de la data activarii contului/conturilor.
In cazul care Clientul nu alimenteaza contul/conturile in termenul sus
mentionat, SSIF poate sa ii suspende Clientului accesul la
contul/conturile respectiv/e. Alimentarea cu numerar a
contului/conturilor Clientului se face prin virament bancar in contul
bancar „clienti” indicat de SSIF. In vederea alimentarii cu numerar,
Clientul va preciza ce cont doreste a alimenta acceptand efectuarea
schimbului valutar de catre SSIF, dupa caz.
3.3 Clientul intelege si se obliga sa depuna fondurile sau sa transfere
instrumentele financiare in contul deschis la SSIF anterior lansarii unui
ordin de cumparare, respectiv de vanzare, prevederile art. 9.4
ramanand aplicabile.
3.4 Clientul declara ca, anterior incheierii prezentului Contract, SSIF i-a
furnizat in timp util Documentul de prezentare a SSIF (Anexa 2), care
cuprinde toate informatiile referitoare la SSIF si la serviciile de investitii
financiare prestate de acesta, necesar a fi aduse la cunostinta Clientului
conform reglementarilor aplicabile, incluzand, fara limitare:
(i) informatiile privind SSIF si serviciile oferite de acesta clientilor si
clientilor potentiali;
(ii) informatiile privind instrumentele financiare ce vor fi
tranzactionate,
(iii) informatii privind protejarea instrumentelor financiare si a
fondurilor clientilor,
(iv) informatii privind costurile si cheltuielile aferente prestarii
serviciilor de investitii financiare ce fac obiectul prezentului
Contract.
3.5 Clientul declara in mod expres ca a citit integral Documentul de
prezentare a SSIF (Anexa 2), l-a inteles, a luat cunostinta in mod complet
de acesta si nu are nicio rezerva in legatura cu acesta.
4. Transmiterea si preluarea ordinelor
4.1 Clientul declara ca are acces la internet in mod regulat si ca este de
acord cu utilizarea comunicarii prin internet pentru transmiterea de
ordine si instructiuni catre SSIF, precum si pentru alte comunicari facute
intre parti. SSIF este autorizata in mod expres de Client prin prezentul
Contract sa preia si sa transmita catre Intermediarul Strain ordinele si
instructiunile primite de la Client prin mijloacele de comunicare la
distanta mentionate anterior.
4.2 Procedura alternativa. In cazul in care, din motive tehnice sau de
alta natura, sistemul de comunicare prin internet operat de SSIF devine
temporar inoperant sau Clientul se afla temporar in imposibilitatea de
a accesa sistemul de comunicare, Clientul isi exprima acordul expres cu
privire la utilizarea comunicarii prin fax sau prin telefon pentru a
transmite ordine si instructiuni catre SSIF si pentru alte comunicari, SSIF
fiind autorizat prin prezentul Contract sa preia si sa transmita ordinele
si instructiunile primite de la Client prin mijloacele de comunicare
mentionate anterior. In cazul in care, din motive tehnice sau de alta
natura, sistemul de comunicare operat de SSIF devine temporar
inoperant, Clientul intelege sa nu tina responsabil SSIF pentru niciun
prejudiciu pe care l-ar putea suporta din aceasta cauza.
4.3 Transmiterea telefonica a ordinelor si instructiunilor de catre Client
se va face numai la numerele de telefon special alocate de SSIF pentru
preluarea acestora. Clientul isi exprima consimtamantul expres pentru
inregistrarea si stocarea de catre SSIF pe suport electronic/optic sau pe
un suport echivalent a ordinelor, instructiunilor si/sau confirmarilor
transmise telefonic de catre Client.
Data actualizarii: 03 mai 2022
one or several accounts, depending on the settlement currency in
which the cash is expressed for the External Market where he wants to
trade.
3.2 The Client is obliged to fund the account/accounts with the
minimum amount and in the currencies provided by SSIF through the
StartradeINTL Annex - Annex 3, within no more than 30 days of the date
of activation of the account/accounts. If the Client does not fund the
account/accounts within the above-mentioned term, SSIF may suspend
Client's access to that account/accounts. The cash funding of Client's
account/accounts is made by bank transfer to "clients" bank account
indicated by SSIF. In order to fund by cash, the Client shall specify which
account he wishes to fund, by accepting the exchange rate transaction
by SSIF, as applicable.
3.3 The client understands and undertakes to deposit the funds or to
transfer the financial instruments into the account opened with SSIF
before the sending of a purchase order, respectively a sale order,
provisions of art. 9.4 remaining applicable.
3.4 The Client declares that, before the conclusion of this contract, SSIF
has provided in due time the SSIF Presentation Document (Annex 2),
which contains all the information regarding the SSIF and the financial
investment services provided by it, necessary to be brought to the
attention of the Client according to the applicable regulations,
including, without limitation to:
(i) the information about SSIF and its services offered to clients and
potential clients;
(ii) the information on financial instruments that shall be traded,
(iii) the information on the protection of financial instruments and
Clients' funds,
(iv) the information on costs and expenses related to the provision of
financial investment services that are the object of this contract.
3.5 The Client expressly declares that he has fully read the SSIF
Presentation Document (Annex 2), has understood it, fully took note of
it and has no reservation in relation to it.
4. Sending and taking over the orders
4.1 The Client declares that he has access to the Internet on a regular
basis and agrees with the use of Internet communication for the
sending of orders and instructions to SSIF, as well as for other
communications made between parties. SSIF is expressly authorized by
the Client through this contract to take over and send orders and
instructions received from the Client to the Foreign Intermediary by the
aforementioned remote communication means.
4.2 Alternative procedure. If, for technical or other reasons, the
Internet communication system operated by SSIF becomes temporarily
inoperative or the Client is temporarily unable to access the
communication system, the Client expressly agrees to the use of the fax
communication or by telephone to send orders and instructions to SSIF
and for other communications, SSIF being authorized herein to take
over and send the orders and instructions received from the Client by
the above-mentioned communication means. If, for technical or other
reasons, the communication system operated by SSIF becomes
temporarily inoperative, the Client understands not to hold SSIF liable
for any damage he may incur as a result thereof.
4.3 The telephone sending of orders and instructions by the Client shall
be made only to the special telephone numbers assigned by SSIF for
their taking over. The Client expressly expresses his consent to the
registration and storage by SSIF on electronic/optical media or on an
equivalent medium of orders, instructions and/or confirmations sent
by the Client by telephone.
3/18
4.4 Clientul poate accesa sistemul de comunicare prin internet operat
de SSIF, printr-un computer sau un telefon mobil conectat la internet
prin orice tip de protocol, la adresa site-ului de internet al SSIF
(www.tradeville.ro sau m.tradeville.ro) sau la orice alta adresa de back-
up comunicata de SSIF, sub protectia userului si a parolei alese de Client.
4.5 Clientul isi asuma intreaga responsabilitate cu privire la ordinele si
instructiunile receptionate de catre SSIF, comunicate sub parola de
catre Client prin sistemul de comunicare prin internet. SSIF nu va putea
fi tinut raspunzator de catre Client sau de o alta persoana sau entitate
pentru niciun prejudiciu suferit de oricare dintre acestea ca urmare a
preluarii si transmiterii de catre SSIF a ordinelor sau instructiunilor
primite de la Client prin acest mijloc de comunicare la distanta.
4.6 Clientul declara in mod expres ca este singurul utilizator autorizat al
sistemului de comunicare prin internet operat de SSIF, in baza
prezentului Contract, si intelege necesitatea si, totodata, se obliga sa isi
actualizeze periodic parola de acces care ii permite autentificarea in
sistem. Pastrarea confidentialitatii user-ului, a parolei de acces si a
oricaror alte elemente de securitate care permit autentificarea
Clientului in sistem, accesarea evidentei contului sau deschis la SSIF si
utilizarea oricarei functiuni a sistemului de comunicare prin internet
constituie responsabilitatea exclusiva a Clientului.
4.7 Clientul va putea solicita asistenta utilizand datele de contact
urmatoare: mesagerie platforma Live Help, email: help@tradeville.ro,
telefon: (+40) 21 318 75 55, pentru a obtine lamuriri privind functiunile
si informatiile disponibile in sistemul de comunicare prin internet
operat de SSIF, pentru a obtine informatii cu privire la activitatea
desfasurata in contul sau/conturile sale, la Instrumentele Financiare,
emitenti sau piete, si pentru a se informa cu privire la regulile si
procedurile de tranzactionare aplicabile pietei.
4.8 SSIF va putea utiliza orice mijloc de comunicare, inclusiv un mijloc
de comunicare la distanta, pentru transmiterea ordinelor si
instructiunilor Clientului catre Intermediarul Strain.
4.9 Clientul intelege si accepta faptul ca in intervalul scurs de la
transmiterea ordinului de catre Client catre SSIF si receptionarea de
catre acesta din urma, respectiv de la preluarea ordinului de catre SSIF
si transmiterea acestuia spre executare Intermediarului Strain si, in
continuare, pana la executarea ordinului Clientului de catre
Intermediarul Strain, conditiile pietei pot duce la imposibilitatea
executiei acestuia de catre Intermediarul Strain.
4.10 Clientul are cunostinta, intelege si este de acord ca SSIF sa
transmita Intermediarului Strain spre executare ordinele si
instructiunile Clientului, in numele propriu al SSIF si pe seama (contul)
Clientului, prin intermediul unui cont global deschis la Intermediarul
Strain, dispozitiile clauzei 6.1 aplicandu-se in mod corespunzator.
Ordinele si instructiunile Clientului vor fi executate de Intermediarul
Strain in numele SSIF si pe seama (contul) Clientului. Pentru evitarea
oricarui echivoc, in relatia cu Intermediarul Strain, SSIF actioneaza in
nume propriu si pe seama Clientului in temeiul prezentului mandat
contractual fara reprezentare in sensul preluarii si transmiterii ordinelor
acestuia in vederea executarii lor de catre Intermediarul Strain, activele
Clientului fiind segregate de activele proprii ale SSIF.
4.11 Clientul declara ca a fost informat de SSIF, ca este de acord ca SSIF
sa fie tratat de Intermediarul Strain ca o contraparte eligibila si ca
intelege consecintele si isi asuma riscurile asociate incadrarii SSIF drept
o contraparte eligibila de catre Intermediarul Strain. Clientul declara ca
renunta la invocarea oricarui prejudiciu fata de SSIF in legatura cu sau
nascut din tratarea SSIF drept o contraparte eligibila de catre
Intermediarul Strain.
Data actualizarii: 03 mai 2022
4.4 The client can access the Internet communication system operated
by SSIF through a computer or a mobile phone connected to the
Internet through any type of protocol at SSIF website
(www.tradeville.ro or m.tradeville.ro) or to any other back-up address
communicated by SSIF, under the username protection and the
password chosen by the Client.
4.5 The Client undertakes full responsibility for the orders and the
instructions received by SSIF, communicated under password by the
Client through the Internet communication system. SSIF cannot be held
liable by the Client or any other person or entity for any damage
suffered by any of them as a result of the taking over and sending by
SSIF of the orders or instructions received from the Client through this
mean of remote communication.
4.6 The Client expressly declares that he is the only authorized user of
the Internet communication system operated by SSIF under this
Contract and understands the need and also undertakes to periodically
update the access password for the authentication in the system.
Keeping the confidentiality of the user, the access password and any
other security elements that allow the Client to authenticate in the
system, the access of the account record opened at SSIF and the use of
any of the functions of the Internet communication system is the
exclusive responsibility of the Client.
4.7 The client can request assistance at the following contact details:
Live Help messenger service in the trading platform, email:
help@tradeville.ro, phone: (+40) 21 318 75 55 to obtain clarifications
about the functions and information available in the Internet
communication system operated by SSIF to obtain information about
the activity carried out in his account/accounts, the financial
instruments, the issuers or the markets and to be informed about the
trading rules and procedures applicable to the market.
4.8 SSIF can use any means of communication, including remote
communication means, to send Client's orders and instructions to the
Foreign Intermediary.
4.9 The Client understands and accepts that, within the time elapsed
between the sending of the order by the Client to SSIF and the receipt
by the latter, respectively from the taking over of the order by SSIF and
its sending for execution to the Foreign Intermediary and so on, until
the execution of the Client's order by the Foreign Intermediary, the
market conditions may lead to the impossibility of its execution by the
Foreign Intermediary.
4.10 The Client is aware, understands and agrees that SSIF shall send to
the Foreign Intermediary to execute Client's orders and instructions, on
behalf of SSIF and on account of the Client, through a global account
opened with the Foreign Intermediary, and provisions of clause 6.1
shall apply correspondingly. Client's orders and instructions shall be
executed by the Foreign Intermediary in the name of SSIF and on behalf
of the Client. In order to avoid any ambiguity in relation to the Foreign
Intermediary, SSIF acts in its own name and on behalf of the Client
under this contractual mandate without representation in the sense of
taking over and sending his orders in order to be executed by the
Foreign Intermediary, Client's assets being segregated from SSIF's own
assets.
4.11 The Client declares that he was informed by SSIF that he agrees
that SSIF be treated by the Foreign Intermediary as an eligible
counterparty and that he understands the consequences and
undertakes the risks associated with SSIF's listing as an eligible
counterpart by the Foreign Intermediary. The Client declares that he
waives the invocation of any damage towards SSIF in connection with
or arising from the treatment of SSIF as an eligible counterparty by the
Foreign Intermediary.
4/18
4.12 SSIF va putea sa refuze preluarea si transmiterea unui ordin primit
de la Client daca executarea acestuia nu este tehnic posibila sau daca
SSIF considera ca exista motive intemeiate pentru acest refuz. Refuzul
de a prelua sau de a transmite un ordin va fi comunicat imediat
Clientului, impreuna cu justificarea acestui refuz.
4.13 Clientul va putea modifica sau retrage un ordin numai daca starea
tehnica sau de executie a ordinului permite acest lucru, avand in vedere
inclusiv intervalul de timp necesar pentru realizarea comunicarii dintre
SSIF si Intermediarul Strain.
4.14 Clientul declara ca a citit, a inteles si este de acord cu politica de
executare a ordinelor a SSIF, care prevede ca ordinele acestuia sunt
transmise Intermediarului Strain, si este de acord in mod expres ca
executarea tuturor ordinelor sale sa fie realizata in conditiile prevazute
in politica Intermediarului Strain de executare a ordinelor.
4.15 Clientul declara ca a luat cunostinta, a citit, a inteles si este de
acord cu politica Intermediarului Strain de executare a ordinelor si cu
Termenii si conditiile acestuia pentru clienti profesionali si contraparti
eligibile si se obliga sa se informeze permanent cu privire la eventuale
actualizari ale acestei politici de pe site-ul Intermediarului Strain
(https://securitiesservices.kbc.be/en/legal-
information/documents.html, PROFESSIONAL CLIENTS – information/documents.html,
INTERMEDIARY, „BEX Policy”).
4.16 Clientul are cunostinta, intelege si este de acord ca Intermediarul
Strain este singurul responsabil pentru luarea tuturor masurilor
necesare pentru obtinerea celor mai bune rezultate posibile raportat la
pretul, cantitatea, tipul de ordin, instructiunile specifice transmise de
catre Client referitoare la respectivul ordin, practicile pietei, dar si
lichiditatea din piata, viteza sau posibilitatea de executare a
respectivului ordin.
4.17 Clientul va transmite SSIF doar instructiuni specifice care vor fi
preluate si transmise de SSIF in vederea executarii de catre
Intermediarul Strain a ordinului Clientului conform acelor instructiuni si
politicii Intermediarului Strain de executare a ordinelor.
4.18 Clientul declara in mod expres ca este de acord cu executarea
partiala a ordinelor de tranzactionare. Clientul intelege si accepta ca nu
poate instructa expres executarea printr-o singura tranzactie la
plasarea Ordinului. Clientul intelege si accepta ca Intermediarul Strain
nu garanteaza ca un ordin de tranzactionare al Clientului va fi dus la
indeplinire in cadrul unei singure tranzactii. Clientul are cunostinta,
intelege si isi asuma faptul ca exista posibilitatea refuzului executarii
ordinelor de catre Intermediarul Strain.
5. Furnizarea de confirmari si rapoarte
5.1. SSIF va furniza Clientului, prin sistemul de comunicare prin internet
operat de SSIF, urmatoarele rapoarte:
a) confirmari privind executarea ordinelor de catre Intermediarul
Strain, de indata ce este posibil si cel mai tarziu in prima zi
lucratoare ce urmeaza primirii confirmarii de la Intermediarul
Strain;
b) extrase de cont, care contin date privind Instrumentele Financiare
si disponibilul de numerar evidentiate in contul/conturile
Clientului deschis(e) la SSIF, actualizate zilnic;
c) rapoarte privind activitatea desfasurata de SSIF in contul/conturile
Clientului,actualizate zilnic.
d) informatii despre toate costurile si cheltuielile, inclusiv despre
costurile si cheltuielile aferente serviciului de investitii si
instrumentului financiar, care nu sunt generate de aparitia riscului
de pe piata activului-suport, in forma agregata, cel putin anual; la
cererea clientului aceasta informare poate fi furnizata si in mod
defalcat.
Data actualizarii: 03 mai 2022
4.12 SSIF may refuse to take over and send an order received from the
Client if the execution thereof is not technically possible or if SSIF
considers that there are good reasons for such refusal. The refusal to
take over or send an order shall be immediately communicated to the
Client, together with the justification of this refusal.
4.13 The client can modify or withdraw an order only if the technical or
execution state of the order so allows, by also taking into account the
time required for the communication between SSIF and the Foreign
Intermediary.
4.14 The Client declares that he has read, understood and agrees with
SSIF's execution policy of orders, which provides that his orders are
sent to the Foreign Intermediary, and expressly agrees that the
execution of all his orders be carried out under the conditions
stipulated in the policy of the Foreign Intermediary on the execution of
the orders.
4.15 The Client declares that he has acknowledged, read, understood
and agrees with the policy of the Foreign Intermediary on the execution
of the orders and his Terms and conditions for professional clients and
eligible counterparties and undertakes to be permanently informed of
any updates of this policy on the Foreign Intermediary's website
(https://securitiesservices.kbc.be/en/legal-
PROFESSIONAL CLIENTS –
INTERMEDIARY, “BEX Policy”).
4.16 The Client is aware, understands and agrees that the Foreign
Intermediary is solely responsible for taking all necessary measures to
obtain the best possible results in relation to the price, the quantity,
the type of order, the specific instructions sent by the Client regarding
that order, the market practices, but also the liquidity on the market,
the speed or the possibility of executing that order.
4.17 The Client shall send to SSIF only specific instructions that shall be
taken over and sent by SSIF in order for the Foreign Intermediary to
execute Client's order in accordance with those instructions and the
policy of the Foreign Intermediary for the execution of orders.
4.18 The Client expressly declares that he agrees with the partial
execution of trading orders. The Client understands and accepts that
he cannot expressly instruct the execution by one transaction at the
placement of the Order. The Client understands and accepts that the
Foreign Intermediary does not guarantee that a Client's trading order
shall be performed in a single transaction. The Client is aware,
understands and undertakes that the Foreign Intermediary may refuse
to execute the orders.
5. Provision of confirmations and reports
5.1. SSIF shall provide the following reports to the Client, through the
Internet communication system operated by SSIF:
a) the confirmations regarding the execution of the orders by the
Foreign Intermediary as soon as possible and, at the latest, on
the first working day following the receipt of the confirmation
from the Foreign Intermediary;
b) the statements of account that contain data on Financial
Instruments and the available cash recorded in Client's
account/accounts opened at SSIF, updated on a daily basis;
c) the reports on the activity performed by SSIF in Client's
account/accounts, updated on a daily basis.
d) information about all costs and expenses, including costs and
expenses related to investment services and financial
instrument, which are not generated by the occurrence of the
risk on the underlying asset market, in aggregate form, at least
annually; at the request of the Client a breakdown of this
information can be provided.
5/18
5.2 Clientul declara si se obliga sa se asigure ca sistemele informatice
utilizate de acesta pentru a accesa sistemul de comunicare prin internet
operat de SSIF permit descarcarea si salvarea rapoartelor transmise de
SSIF prin acest sistem. Totodata, Clientul declara ca este de acord ca
toate rapoartele mentionate in prezentul Contract si in reglementarile
aplicabile sa ii fie transmise de SSIF exclusiv in format electronic, prin
sistemul de comunicare prin internet operat de acesta.
5.3 Clientul se obliga sa notifice in scris SSIF cu privire la orice eroare
aparuta in continutul rapoartelor primite, in termen de cel mult 36
(treizeci si sase) de ore de la momentul la care acestea au devenit
disponibile prin sistemul de comunicare prin internet operat de SSIF.
Dupa expirarea termenului stabilit, continutul raportului se considera
aprobat de catre Client.
5.4 Clientul declara ca este de acord ca SSIF sa efectueze raportarile
cerute de normele aplicabile, in Romania sau in strainatate, in legatura
cu operatiunile efectuate in contul sau/conturile sale. In particular, SSIF
este autorizat sa raporteze Intermediarului Strain si/sau autoritatilor de
supraveghere din Romania si din strainatate, daca acest lucru este
solicitat in conformitate cu normele aplicabile, detinerile de
Instrumente Financiare evidentiate in contul/conturile Clientului
deschis(e) la SSIF.
6. Evidenta contului/conturilor Clientului
6.1 SSIF va tine evidenta separata a detinerilor de Instrumente
Financiare si numerar ale Clientului in contul/conturile acestuia
deschis(e) la SSIF, in functie de moneda de decontare in care este
exprimat numerarul pentru Piata Externa pe care doreste sa
tranzactioneze. SSIF va tine evidenta operatiunilor de tranzactionare ale
Clientului in sistemul intern corespunzator operatiunilor inregistrate in
contul global mentionat la clauza 4.10 de mai sus.
6.2 Contul de numerar al Clientului va fi creditat cu:
a) sumele de bani depuse de Client in contul bancar „clienti” indicat
de SSIF; la alimentarea contului/conturilor de tranzactionare
Startrade INTL, Clientul va preciza contul/conturile pe care doreste
a se efectua alimentarea, tinand cont de moneda si de conditiile
de schimb valutar prevazute in Anexa StartradeINTL;
b) sume de bani incasate din procesarea evenimentelor corporative
ale emitentilor si orice alte sume de bani platite de emitent
detinatorului Instrumentelor Financiare evidentiate in contul
Clientului, SSIF fiind imputernicita de Client pe toata durata
Contractului de intermediere ca, in numele si pe seama acestuia,
sa solicite plata, sa incaseze si sa vireze in contul/conturile acestuia
deschis la SSIF dividendele cuvenite Clientului, daca acest lucru
este permis de catre emitent, formuland, semnand si depunand in
numele Clientului orice cerere si declaratie necesara in acest sens;
c) pretul incasat din vanzarea Instrumentelor Financiare evidentiate
in contul/conturile Clientului.
6.21 In cazul in care SSIF crediteaza contul de numerar al Clientului cu
sume de bani necuvenite acestuia, Clientul se obliga sa notifice imediat
SSIF despre aceasta si sa nu utilizeze si sa nu retraga sumele respective
ci sa le restituie imediat SSIF. Prin prezenta prevedere, Clientul
autorizeaza in mod expres si irevocabil SSIF sa retraga din contul de
numerar al Clientului sumele respective. Daca Clientul utilizeaza si/sau
retrage sumele respective inainte ca SSIF sa retraga aceste sume,
Clientul autorizeaza in mod expres si irevocabil SSIF ca intr-un astfel caz
SSIF sa vanda la pretul pietei oricare din Instrumentele Financiare din
portofoliul Clientului pana la acoperirea contravalorii acelor sume
utilizate si/sau retrase de Client si, respectiv, SSIF sa retraga din contul
de numerar al Clientului sumele obtinute din aceasta vanzare si orice
alte sume din cont pana la acoperirea integrala a contravalorii sumelor
de bani pe care Clientul este obligat sa le restituie SSIF conform
prezentei prevederi.
Data actualizarii: 03 mai 2022
5.2 The Client declares and undertakes to ensure that the computer
systems used by him to access the Internet communication system
operated by SSIF enable the download and save of the reports sent by
SSIF by this system. At the same time, the Client declares that he agrees
that all reports mentioned in this contract and in the applicable
regulations shall be sent by SSIF exclusively in electronic format via the
Internet communication system operated by him.
5.3 The Client undertakes to notify SSIF in writing of any error in the
content of received reports, within no more than 36 (thirty-six) hours
of the moment they were made available through the internet
communication system operated by SSIF. After the expiry of the
deadline, the content of the report is considered approved by the
Client.
5.4 The Client declares that he agrees that SSIF performs the reports
required by the applicable rules, in Romania or abroad, in relation to
the operations carried out in his account/accounts. In particular, SSIF is
authorized to report to the Foreign Intermediary and/or supervisory
authorities in Romania and abroad, if required in accordance with the
applicable rules, the holdings of Financial Instruments highlighted in
Client's account/accounts opened at SSIF.
6. Records of Client's account/accounts
6.1 SSIF shall keep separate records of the Client's Financial
Instruments and cash holdings in his account/accounts opened at SSIF,
depending on the settlement currency in which the cash is expressed
for the External Market on which he wants to trade. SSIF shall keep
records of the Client's trading operations in the internal system
corresponding to the operations recorded in the global account
referred to in clause 4.10 above.
6.2 The Client's cash account shall be credited with:
a) the amounts of money deposited by the Client in the "clients"
bank account indicated by SSIF; to fund the StartradeINTL trading
account/accounts, the Client shall specify the account/accounts
that he wants to fund, taking into account the currency and the
exchange rate conditions provided in the StartradeINTL Annex;
b) the amounts of money collected from the issuers' corporate
events processing and any other amounts of money paid by the
issuer to the holder of the Financial Instruments evidenced in the
Client's account, SSIF being mandated by the Client for the entire
duration of the brokerage contract that, in his name and on his
behalf, to request the payment, to collect and to transfer in his
account/accounts opened at SSIF the dividends due to the Client,
if this is allowed by the issuer, by formulating, signing and
submitting on behalf of the Client any request and declaration
necessary for this purpose;
c) the price collected from the sale of the Financial Instruments
recorded in Client's account/accounts.
6.21 If SSIF transfers in the Client’s cash account undue amounts
of money to which the Client is not entitled, the Client undertakes
to immediately notify SSIF of this and not to use or withdraw the
respective amounts, but to return them immediately to SSIF. By
this provision, the Client expressly and irrevocably authorizes SSIF
to withdraw from the Client’s cash account the undue amounts. If
the Client uses and/or withdraws the respective amounts before
SSIF withdraws these amounts, the Client expressly and
irrevocably authorizes SSIF in such case to sell at market price any
of the Financial Instruments in the Client’s portfolio until it is
covered the equivalent value of such amounts used and/or
withdrawn by Client and, respectively, to withdraw from the
Client’s cash account the amounts obtained from this sale and any
other amounts from the Client’s cash account up to cover in full
6/18

6.3 Contul de numerar al Clientului va fi debitat cu:
a) sumele de bani retrase de catre Client, la cerere, conform clauzei
6.4 b); la retragerea numerarului, Clientul va preciza
contul/conturile din care se doreste operarea retragerii si va tine
cont de moneda si de conditiile de schimb valutar prevazute in
Anexa StartradeINTL;
b) pretul platit pentru Instrumentele Financiare detinute in contul
Clientului;
c) taxele, comisioanele si celelalte costuri aferente operatiunilor
efectuate de SSIF in nume propriu si pe seama Clientului;
d) impozitul retinut in baza legilor nationale si/sau a conventiilor
internationale aplicabile, dupa cum este cazul;
e) sume de bani platite pentru participarea in cadrul evenimentelor
corporative ale emitentilor;
f) sumele de bani retrase de catre SSIF conform art. 6.21 de mai sus.
Aceste sume vor fi debitate cu prioritate fata de orice alte sume.
6.4 Sumele de bani evidentiate in creditul contului/conturilor Clientului:
a) vor fi depuse in conturi bancare “clienti”, deschise de SSIF la
institutii de credit alese de acesta sau pot fi pastrate la
Intermediarul Strain;
b) sunt platibile la cererea Clientului, in termen de 3 (trei) zile
lucratoare, dar nu mai devreme de data primirii de catre SSIF a
sumelor respective de la Intermediarul Strain, cu exceptia sumelor
necesare pentru finalizarea operatiunilor in curs si a oricaror sume
datorate SSIF de catre Client; SSIF isi rezerva dreptul de a nu
efectua plata in cazul primirii unor instructiuni de plata incomplete
sau eronate sau atunci cand suma care se doreste a fi transferata
nu acopera toate obligatiile de plata, incluzand dar fara a se limita
la taxele si comisioanele necesare efectuarii transferului bancar;
c) nu sunt purtatoare de dobanzi in beneficiul Clientului.
6.5 SSIF este autorizat de Client sa transfere sumele de bani necesare in
vederea decontarii tranzactiilor emise de Client si sa solicite schimbul
valutar al sumelor existente in contul/conturile Clientului in valuta
necesara pentru decontare, daca este cazul. Schimbul valutar va fi
efectuat la cursul valutar al bancii Intermediarului Strain prin care se
efectueaza schimbul, fara perceperea unui comision de catre SSIF.
Clientul va putea contesta cursul de schimb valutar numai daca SSIF va
aplica un curs de schimb diferit de cursul de schimb practicat de banca.
6.6 In cazul incapacitatii SSIF de a returna fondurile banesti sau
Instrumentele Financiare ce apartin Clientului, acesta va putea fi
compensat financiar de Fondul de Compensare a Investitorilor, in
limitele si in conditiile prevazute de reglementarile aplicabile.
6.7 Operatiunile cu Instrumente Financiare vor fi evidentiate in
contul/conturile Clientului in baza ordinelor de vanzare si/sau de
cumparare si a altor instructiuni ale Clientului, preluate de catre SSIF
conform prevederilor prezentului Contract si transmise spre executare
Intermediarului Strain. Pentru evenimentele corporative pentru care
Clientul trebuie sa-si manifeste optiunea, SSIF va transmite
Intermediarului Strain optiunea primita de la Client in termenul limita
stabilit. In cazul in care Clientul nu comunica SSIF optiunea sa, SSIF va
considera ca acesta nu doreste sa participe la eveniment si va informa
Intermediarul Strain in acest sens. Pentru evenimentele corporative
pentru care Clientul nu trebuie sa isi manifeste vreo optiune, SSIF
inregistreaza procesarea evenimentului asa cum este
transmisa/inregistrata de Intermediarul Strain.
Data actualizarii: 03 mai 2022
the value of the amounts of money the Client is obliged to return
to SSIF according to this provision.
6.3 The Client's cash account shall be debited with:
a) the amounts withdrawn by the Client upon request, according to
clause 6.4 b); upon the withdrawal of the cash, the Client shall
specify the account/accounts from which the withdrawal
operation is to be carried out and shall take into account the
currency and the exchange rate conditions provided in the
StartradeINTL Annex;
b) the price paid for the Financial Instruments held in Client's
account;
c) the fees, the commissions and other costs related to the
operations performed by SSIF in its own name and on behalf of
the Client;
d) the tax withheld pursuant to the applicable national laws and/or
international applicable conventions, as appropriate;
e) the money paid for participation to issuers’ corporate events;
f) the amounts withdrawn by SSIF according to clause 6.21 above.
These amounts shall be debited with priority over any other
amounts.
6.4 The amounts recorded as credit in Client's account/accounts:
a) shall be deposited in the "clients" bank accounts opened by SSIF
at credit institutions chosen by it or may be kept at the Foreign
Intermediary;
b) are payable at Client's request within 3 (three) business days, but
not earlier then the date of receipt by SSIF of those amounts from
the Foreign Intermediary, except for the amounts necessary to
complete the ongoing operations and any amounts owed by the
Client to SSIF; SSIF reserves the right not to make the payment in
the event of receiving incomplete or erroneous payment
instructions or when the amount to be transferred does not cover
all payment obligations, including but not limited to the fees and
commissions required to make the bank transfer;
c) are not interest-bearing to Client's benefit.
6.5 SSIF is authorized by the Client to transfer the amounts of money
required to settle the transactions remitted by the Client and to request
the exchange rate of the existing amounts in Client's account/accounts
in the currency required for settlement, if applicable. The foreign
exchange shall be made at the exchange rate of the Foreign
Intermediary Bank through which the exchange takes place, without
the charging of any fee by SSIF. The client shall only be able to contest
the exchange rate if SSIF applies a different exchange rate than bank's
exchange rate.
6.6 In the event of SSIF being unable to return the funds or Financial
Instruments belonging to the Client, it may be financially offset by
Investors' Compensation Fund within the limits and under the
conditions provided by the applicable regulations.
6.7 The operations with Financial Instruments shall be recorded in
Client's account/accounts on the basis of the sales and/or purchase
orders and other instructions of the Client, taken over by SSIF in
accordance with the provisions of this contract and sent to the Foreign
Intermediary for execution. For the corporate events for which the
Client must express his option, SSIF shall send to the Foreign
Intermediary the option received from the Client within the established
deadline. If the Client fails to communicate his option to SSIF, SSIF shall
consider that he does not wish to participate to the event and shall
inform the Foreign Intermediary in this regard. For the corporate
events for which the Client must not express an option, SSIF shall
register the processing of the event as sent/recorded by the Foreign
Intermediary.
7/18
6.8 SSIF va putea exercita drepturile conferite de Instrumentele
Financiare detinute in contul/conturile Clientului (de exemplu, drepturi
de subcriere, drepturi de vot) in conformitate cu instructiunile si/sau
mandatul primit de la Client. SSIF nu va exercita niciun drept de vot
aferent activelor aflate in portofoliul Clientului fara a avea
consimtamantul acestuia.
6.9 SSIF va actiona cu diligenta pentru a pastra in siguranta fondurile si
Instrumentele Financiare ale Clientului si in ceea ce priveste selectarea,
desemnarea si verificarea institutiilor de credit si/sau a Intermediarului
Strain, avand in vedere experienta si reputatia profesionala a acestuia /
acestora. Clientul declara ca a fost informat si este de acord ca fondurile
si Instrumentele sale Financiare detinute la SSIF pot fi pastrate la
Intermediarul Strain sau la orice alta terta parte, implicata in lantul de
custodie al Intermediarului Strain (subcustode), situata in Spatiul
Economic European sau in afara acestuia. Cu toate acestea, SSIF nu
actioneaza in calitate de garant al Intermediarului Strain si/sau al
institutiilor de credit unde sunt depozitate fondurile si Instrumentele
Financiare ale Clientului si nu garanteaza Clientului solvabilitatea
acestora.
7. Comisioane si taxe
7.1 In schimbul serviciilor prestate de SSIF, Clientul se obliga sa
plateasca SSIF comisioanele si taxele prevazute in Anexa StartradeINTL
– Anexa 3 la prezentul Contract, precum si toate taxele si costurile
datorate unor terti in legatura cu tranzactiile efectuate pe contul
Clientului (ex. taxa aplicata la valoarea tranzactiilor de cumparare
pentru actiunile listate pe pietele din Franta, Italia, Marea Britanie și
Irlanda etc.).
7.11 Clientul se obliga sa asigure disponibilul banesc necesar in contul
de tranzactionare pentru plata catre Tradeville a tuturor taxelor,
comisioanelor si oricaror altor costuri datorate de Client in temeiul
prezentului Contract.
7.12 In cazul in care Clientul nu asigura disponibilul banesc necesar in
contul de tranzactionare pentru plata tuturor taxelor si comisioanelor
si a oricaror costuri datorate Tradeville, iar valoarea cumulata a
acestora atinge echivalentul a 50 EUR, Clientul autorizeaza in mod
expres si irevocabil SSIF ca intr-un astfel caz SSIF sa vanda la pretul pietei
oricare din Instrumentele Financiare din portofoliul Clientului pana la
acoperirea contravalorii comisionului de custodie si, respectiv,
autorizeaza SSIF sa retraga din contul de numerar al Clientului sumele
obtinute din aceasta vanzare si orice alte sume din cont pana la
acoperirea integrala a taxelor, comisioanelor sau oricaror costuri
restante.
7.2 SSIF poate modifica structura si cuantumul comisioanelor si taxelor
percepute Clientului, atat in sensul majorarii, cat si in sensul diminuarii
acestora, si/sau poate introduce noi comisioane si/sau taxe numai cu
notificarea prealabila a Clientului in conformitate cu prevederile art. 14
din prezentul Contract. Comisionul / taxa modificat(a) si/sau nou
introdus(a) va deveni aplicabil(a) la data comunicata de SSIF prin
notificare, care va fi ulterioara cu cel putin 5 (cinci) zile lucratoare datei
notificarii Clientului de catre SSIF. In termen de 5 zile lucratoare de la
data primirii notificarii, daca nu este de acord cu nivelul comisionului /
comisioanelor / taxei / taxelor modificat(e) / nou introdus(e) de SSIF,
Clientul va putea opta pentru a denunta in scris Contractul, fara
acordarea vreunui termen de preaviz. Neprimirea de catre SSIF a unui
raspuns din partea Clientului sau nedenuntarea Contractului in
termenul anterior mentionat va fi considerata acceptare tacita de catre
acesta a respectivelor modificari.
7.3 SSIF va putea acorda discounturi si va putea stabili comisioane
preferentiale pe perioade limitate sau pentru anumite tranzactii, fara
ca pentru aceasta sa fie necesara informarea prealabila a Clientului.
Data actualizarii: 03 mai 2022
6.8 SSIF shall be able to exercise the rights conferred by the Financial
Instruments held in Client's account/accounts (for example,
subscription rights, voting rights) in accordance with the instructions
and/or mandate received from the Client. SSIF shall not exercise any
voting rights attached to the assets in the Client's portfolio without his
consent.
6.9 SSIF shall act diligently to safely keep Client's funds and the Financial
Instruments in regard to the selection, designation and verification of
credit institutions and/or the Foreign Intermediary, taking into account
his / their professional experience and reputation. The Client declares
that he was informed and agrees that the funds and his Financial
Instruments held with SSIF may be retained by the Foreign
Intermediary or any other third party involved in the custody chain of
the Foreign Intermediary (sub custodian) located in the European
Economic Area or outside it. However, SSIF does not act as a guarantor
of the Foreign Intermediary and/or the credit institutions where
Client's funds and Financial Instruments are deposited and does not
guarantee their solvency to the Client.
7. Commissions and fees
7.1 In return for the services provided by SSIF, the Client undertakes to
pay to SSIF the fees and charges provided in the StartradeINTL Annex -
Annex 3 to this Contract, as well as all the fees and charges owed to
third parties in connection with the transactions executed in Client's
account (e.g. the tax applied to the value of purchase transactions for
listed shares on markets in France, Italy, Great Britain and Ireland).
7.11 The Client undertakes to provide the necessary cash in the trading
account for the payment to Tradeville of all fees, charges and any other
costs due by the Client under this Agreement.
7.22 If the Client does not provide the necessary cash in the trading
account for the payment of all fees, charges and any other costs due to
Tradeville, and the cumulative value of these reaches the equivalent of
50 EUR, the Client expressly and irrevocably authorizes SSIF in such case
to sell at market price any of the Financial Instruments in the Client’s
portfolio until it is covered the equivalent value of custody fee and,
respectively, authorizes SSIF to withdraw from the Client's cash account
the amounts obtained from this sale and any other amounts from the
account until full coverage of all due fees, charges and any other costs.
7.2 SSIF may modify the structure and the amount of commissions and
fees charged to the Client, either in the sense of increasing or
diminishing them, and/or may introduce new commissions and/or fees
only with the prior notice of the Client in accordance with the
provisions of art. 14 in this contract. The Commission/charge modified
and/or newly introduced shall become applicable on the date
communicated by SSIF by notification, which shall be subsequent by at
least 5 (five) business days from the date of Client's notification by SSIF.
Within 5 business days of the date of notification, if he does not agree
with the level of the commission/commissions/charge/charges
modified/newly introduced by SSIF, the Client can choose to terminate
the contract in writing, without granting any notification term. The
failure of SSIF to receive a response from the Client or the failure to
terminate the contract within the aforementioned period shall be
considered tacit acceptance of the respective changes.
7.3 SSIF shall be able to grant discounts and shall be able to set
preferential commissions for limited periods or for certain transactions,
without being necessary to inform the Client in advance.
8/18
7.4 In afara taxelor si comisioanelor cuvenite SSIF, Clientul va suporta
plata sumelor percepute de terti in legatura cu operatiunile ce fac
obiectul prezentului Contract cum ar fi taxe si comisioane de transfer
de bani sau instrumente financiare etc., precum si orice taxe si
comisioane percepute de Intermediarul Strain aferente altor servicii
prestate (cum ar fi: procesare evenimente corporative, custodie
Instrumente Financiare, taxe de timbru etc) si plata impozitului pe
venitul aferent tranzactiilor efectuate.
7.5 Clientul declara ca a fost informat de SSIF cu privire la posibilitatea
modificarii de catre SSIF a prevederilor contractuale referitoare la
comisioane si taxe, inclusiv dar fara a se limita la modificarea valorii
acestora si/sau introducerea unor noi comisioane si taxe, si este de
acord cu acest drept al SSIF, pe care il accepta fara rezerve. Dispozitiile
art. 15.1. si art. 17.1 din Contract se aplica in mod corespunzator.
8. Aspecte fiscale. Prelucrarea datelor cu caracter personal
8.1 Clientul are cunostinta ca veniturile din dobanzi si dividende,
precum si castigurile de capital aferente detinerilor sau tranzactiilor cu
instrumente financiare pot face obiectul impunerii conform legii
nationale si/sau a conventiilor internationale.
8.2 In scopul aplicarii normelor prevazute la articolul precedent, Clientul
se obliga sa informeze SSIF si sa ii furnizeze acestuia documente
doveditoare cu privire la tara sa de rezidenta fiscala. Clientul se obliga
sa informeze imediat SSIF cu privire la orice schimbare intervenita in
ceea ce priveste rezidenta sa fiscala in timpul derularii Contractului.
Clientul este deplin raspunzator pentru indeplinirea obligatiilor sale de
ordin fiscal cu privire la veniturile generate de contul/conturile acestuia
deschis(e) la SSIF, respectand normele in vigoare ale Codului fiscal
român si alte dispozitii de ordin fiscal ale legislatiei române.
8.21 In vederea stabilirii de catre autoritatile competente a
tratamentului fiscal aplicabil Clientului in relatie cu veniturile obtinute /
care vor fi obtinute / care ar putea fi obtinute in temeiul prezentului
Contract de Client de pe urma investitiilor in instrumente financiare,
inclusiv cele emise de emitenti din Statele Unite ale Americii (SUA),
Clientul se obliga sa completeze, sa semneze si sa transmita SSIF
Declaratia privind rezidenta fiscala (Anexa 4 la prezentul Contract) si
totodata sa notifice in scris SSIF orice modificare a datelor si
informatiilor din aceasta Declaratie privind rezidenta fiscala, prin
retrasmiterea acesteia catre SSIF in forma actualizata, in termen de cel
mult 30 (treizeci) zile de la intervenirea modificarii respective.
8.22 In cazul in care Clientul nu isi indeplineste obligatia ce ii revine
potrivit art. 8.21 de mai sus, SSIF nu-si asuma nicio responsabilitate cu
privire la tratamentul fiscal aplicabil Clientului stabillit de autoritatile
competente in legatura cu activitatea acestuia desfasurata in temeiul
prezentului Contract.
8.23 Clientul declara pe propria raspundere, cunoscand prevederile art.
326 Cod penal privind falsul in declaratii, ca la data incheierii prezentului
Contract nu este cetatean al Statelor Unite ale Americii (SUA), respectiv
ca nu are rezidenta fiscala in Statele Unite ale Americii (SUA), dispozitiile
art. 10.1. aplicandu-se in mod corespunzator. In cazul in care pe durata
de valabilitate a Contractului, Clientul devine cetatean al Statelor Unite
ale Americii (SUA) si/sau dobandeste rezidenta fiscala in Statele Unite
ale Americii (SUA), Clientul se obliga sa notifice imediat in scris SSIF in
legatura cu o astfel de modificare a statutului sau, furnizand SSIF
documentele doveditoare aferente, si sa nu efectueze nicio o noua
tranzactie in temeiul Contractului incepand cu data unei astfel de
modificari in statutul sau. In cazul in care Clientul incalca aceasta
obligatie, Clientul autorizeaza in mod expres si irevocabil SSIF ca intr-un
astfel de caz SSIF sa vanda la pretul pietei toate Instrumentele
Financiare din portofoliul Clientului dobandite dupa intervenirea unei
astfel de modificari in statutul sau. Totodata, intr-un astfel de caz,
Clientul recunoaste si accepta fara rezerve dreptul SSIF sa ii blocheze
accesul la tranzactionarea instrumentelor financiare emise de emitentii
Data actualizarii: 03 mai 2022
7.4 Besides the fees and commissions due to SSIF, the Client shall bear
the payment of the amounts charged by third parties in connection
with the operations covered by this Contract such as fees and
commissions for the transfer of money or financial instruments, etc., as
well as any fees and commissions charged by the Foreign Intermediary
related to other rendered services (such as: corporate event
processing, custody of Financial Instruments, stamp duties, etc.) and
the payment of the income tax on the transactions made.
7.5 The Client declares that he was informed by SSIF about the
possibility for SSIF to amend the contractual provisions regarding the
commissions and the fees, including, but not limited to changing their
value and/or to introducing new commissions and fees, and agrees
with this right of SSIF, which it accepts without reservation. The
provisions of art. 15.1. and 17.1 of the contract shall apply accordingly.
8. Fiscal issues. Processing the personal data
8.1 The client is aware that the income from interests and dividends, as
well as capital gains on holdings or transactions with financial
instruments may be subject to taxation under the national law and/or
international conventions.
8.2 For the purpose of applying the rules set forth in the previous
article, the Client undertakes to inform SSIF and provide it other
supporting documents regarding his country of tax residence. The
Client undertakes to immediately inform SSIF of any change in his tax
residence during the Contract. The Client is fully responsible for
fulfilling his tax obligations regarding the revenues generated by his
account/accounts opened with SSIF, in compliance with the rules in
force of the Romanian Tax Code and other tax regulations of the
Romanian legislation.
8.21 In order that the competent authorities determine the applicable
Tax Treatment of the Client in relation to the income obtained/to be
obtained/which could be obtained under this Agreement by the Client
from the investments in financial instruments, including those issued
by issuers from the United States of America (USA), the Client
undertakes to complete, sign and submit to SSIF the Tax Residency
Statement (Annex 4 to this Agreement) and also to notify SSIF in writing
any changes to the data and information in this Tax Residency
Statement, by retransmitting it to SSIF in an updated form, within
maximum 30 (thirty) days from the intervention of the respective
modification.8.22 In case the Client does not fulfill his obligation
according to clause. 8.21 above, SSIF is free of any responsibility
regarding the Tax Treatment applicable to the Client determined by the
competent authorities for his activity carried out under this Agreement.
8.23 The Client declares on his own responsibility, knowing the
provisions of art. 326 of the Criminal Code regarding the penalties of
perjury, that at the date of concluding this Agreement the Client is not
a citizen of the United States of America (USA) and that he does not
have a Tax Residence in the United States of America, the provisions of
clause 10.1 applying accordingly. If, during the term of the Contract, the
Client becomes citizen of the United States of America (USA) or aquires
a Tax Residence in the United States of America, the Client undertakes
to notify SSIF immediately in writing of any such modification of its
statue, providing SSIF with the relevant supporting documents, and not
to make any new transaction under the Contract starting with the date
of such modification in its statue. In case the Client violates this
obligation, the Client expressly and irrevocably authorizes SSIF in such
cases to sell at market price all Financial Instruments in the Client’s
portfolio acquired after the change in its statue. At the same time, in
such a case, the Client recognizes and fully accepts the right of SSIF to
block his access to the trading of the financial instruments issued by the
issuers from the United States of America (USA). The Client declares
that he has taken note of the fact that in the absence of this Declaration
on his own responsibility and of the obligations assumed hereto, SSIF
9/18
din Statele Unite ale Americii (SUA). Clientul declara ca a luat cunostinta
de faptul ca in lipsa prezentei declaratii pe propria raspundere si a
obligatiilor aici asumante, SSIF nu ar fi incheiat cu acesta Contractul,
aceasta prevedere constituind o clauza esentiala a Contractului.
8.3 Clientul este de acord ca SSIF sa prelucreze si/sau sa transfere, in
Romania sau in strainatate, inclusiv Intermediarului Strain si/sau altor
institutii abilitate, date cu caracter personal ale Clientului, inclusiv date
cu functie de identificare a acestuia, precum si sa transfere catre
institutii abilitate informatii si documente care atesta identitatea
Clientului si rezidenta fiscala a acestuia, in scopul stabilirii regimului de
impunere aplicabil veniturilor obtinute de Client din operatiunile
realizate in baza prezentului Contract si/sau al impunerii acestor
venituri conform normelor aplicabile, precum si in scopul mentinerii
evidentei contului/conturilor Clientului si al indeplinirii operatiunilor
prevazute in prezentul Contract, respectiv in vederea aplicarii si
respectarii dispozitiilor legale incidente.
8.4 SSIF se obliga sa aplice si sa fie in conformitate cu reglementarile
Codului fiscal român si cu alte dispozitii de ordin fiscal ale legislatiei
române, precum si cu acordurile internationale la care Romania este
parte (de exemplu: FATCA, CRS).
8.5 SSIF colecteaza date cu caracter personal de la Client in cadrul
desfasurarii obiectului de activitate, in conformitate cu obligatiile
prevazute de Regulamentul nr. 679/2016 privind protectia persoanelor
fizice in ceea ce priveşte prelucrarea datelor cu caracter personal si
privind libera circulatie a acestor date si de abrogare a Directivei
95/46/CE (Regulamentul general privind protectia datelor). Datele cu
caracter personal sunt colectate si/sau prelucrate in urma interactiunii
voluntare, pentru derularea relatiei contractuale, cu scopul de a primi
serviciile SSIF si pentru indeplinirea obligatiilor legale aferente. Clientul
declara ca a citit, a inteles si este de acord cu Politica de
confidentialitate a SSIF afisata pe site-ul acestuia. SSIF va informa
Clientul cu privire la modificarea Politicii de confidentialitate prin
afisarea unei notificari in sistemul de tranzactionare prin internet. SSIF
se obliga sa pastreze confidentialitatea operatiunilor efectuate in
numele si pe contul/conturile Clientului si sa nu dezvaluie aceste
informatii unui tert (altul decat Intermediarul Strain) sau in mod public,
in afara cazului in care informatiile sunt sau devin publice sau daca
dezvaluirea acestora este ceruta de o autoritate sau instanta abilitata
potrivit legii.
9. Drepturile si obligatiile SSIF
9.1 SSIF va indeplini operatiunile ce fac obiectul prezentului Contract in
conformitate cu ordinele si instructiunile primite de la Client, cu
prevederile Contractului si cu respectarea legislatiei aplicabile pietei de
capital si a reglementarilor emise de Autoritatea de Supraveghere
Financiara (ASF). SSIF va tine evidenta separata a operatiunilor cu
Instrumente Financiare si numerar in contul/conturile Clientului,
deschis(e) in numele acestuia la SSIF.
9.2 Serviciile de investitii financiare ce fac obiectul prezentului Contract
sunt furnizate de SSIF la initiativa Clientului si constau exclusiv in
preluarea si transmiterea ordinelor si instructiunilor acestuia catre
Intermediarul Strain. Clientul are cunostinta ca, la furnizarea acestor
servicii, SSIF nu are obligatia sa evalueze oportunitatea investitiei in
instrumentul financiar sau a serviciului prestat.
9.3 SSIF isi directioneaza eforturile si actioneaza permanent in scopul
imbunatatirii calitatii serviciilor si informatiilor furnizate prin
intermediul sistemului de comunicare prin internet operat de SSIF. SSIF
garanteaza informatiile proprii publicate pe website-ul sau si in
documentele contractuale sau de informare adresate clientilor si/sau
potentialilor clienti, nu si informatiile care sunt preluate de la terti. SSIF
garanteaza, de asemenea, acuratetea informatiilor cuprinse in
rapoartele referitoare la operatiunile efectuate in contul/conturile
Clientului. Pentru a evita orice echivoc, cu exceptia preturilor de
Data actualizarii: 03 mai 2022
would not have concluded with him the Contract, this provision being
an essential clause of the Contract.
8.3 The Client agrees that SSIF processes and/or transfers Client's
personal data, in Romania or abroad, including to the Foreign
Intermediary and/or other authorized institutions, including the data
with identification function , as well as to transfer information and
documents certifying Client's identity and his tax residence to the
competent institutions for the purposes of determining the tax regime
applicable to the income earned by the Client from the operations
performed under this Contract and/or the taxation of such revenues
according to the applicable rules, maintaining the records of the
Client's account/accounts and performing the operations provided for
in this contract, respectively, in order to enforce and observe the
relevant legal provisions.
8.4 SSIF undertakes to apply and comply with the regulations of the
Romanian tax code and other fiscal provisions of the Romanian
legislation, as well as with the international contracts to which Romania
is a party (e.g. FATCA, CRS).
8.5 SSIF collects personal data from the Client as part of the object of
activity, in accordance with obligations stipulated in Regulation no.
679/2016 regarding the protection of natural persons with respect to
the processing of data and the free movement of this data and
repealing Directive 95/46/EC (General data protection regulation).
Personal data are collected and/or processed as result of voluntary
interaction, for the implementation of the contractual relationship, for
the purpose of receiving the services of SSIF and for the fulfilment of
the related legal obligations. The Client declares that he has read,
understood and agrees with the Privacy Policy of SSIF displayed on its
website. SSIF shall inform the Client when changing the Privacy Policy
by displaying a notification on its Internet trading system. SSIF
undertakes to keep the confidentiality of the operations performed on
behalf of the Client and/or in Client's account/accounts and not to
disclose such information to a third party (other than the Foreign
Intermediary) or publicly, unless the information is or becomes public
or if its disclosure is required by a competent authority or court
according to the law.
9. SSIF rights and obligations
9.1 SSIF shall perform the operations that are the object of this Contract
in accordance with the orders and instructions received from the Client,
with the provisions of the Contract and with the observance of the
legislation applicable to the capital market and the regulations issued
by the Financial Supervisory Authority (ASF). SSIF shall keep separate
records of transactions with Financial Instruments and cash in Client's
account/accounts opened in his name at SSIF.
9.2 The financial investment services that are the object of this Contract
are provided by SSIF at Client's initiative and consist exclusively in
taking over and sending his orders and instructions to the Foreign
Intermediary. The client is aware that, when providing these services,
SSIF is not required to assess the suitability of the investment in the
financial instrument or the service rendered.
9.3 SSIF directs its efforts and acts permanently to improve the quality
of the services and information provided through the internet
communication system operated by SSIF. SSIF guarantees its own
information published on its website and in the contractual or
information documents addressed to clients and/or potential clients,
but not the information that is retrieved from third parties. SSIF also
guarantees the accuracy of the information contained in the reports on
the operations performed in Client's account/accounts. In order to
avoid any ambiguity, except for the closing prices of the previous
10/18
inchidere din sedinta precedenta care sunt folosite pentru evaluarea
portofoliului, orice cotatii oferite de Tradeville in baza prezentului
Contract au caracter orientativ si sunt intarziate fata de preturile in timp
real ale Pietei Externe.
9.4 SSIF valideaza un ordin de cumparare numai dupa verificarea
existentei in contul/conturile Clientului a disponibilului necesar, cu
luarea in considerare a comisioanelor de tranzactionare si/sau altor
taxe care intervin intr-o tranzactie de cumparare, inclusiv a sumelor
blocate de alte ordine active de cumparare anterior lansate. SSIF
valideaza un ordin de vanzare numai dupa verificarea existentei in
contul/conturile Clientului a instrumentelor financiare, luand in
considerare instrumentele financiare blocate de alte ordine active de
vanzare anterior lansate. SSIF garanteaza preluarea si transmiterea
ordinului Clientului catre Intermediarul Strain, confirmand executarea
corespunzatoare a ordinului numai dupa ce Intermediarul Strain
confirma executarea ordinului primit.
9.5 Daca Clientul nu inregistreaza nicio operatiune in contul/conturile
sale deschis(e) la SSIF, in decurs de un an de zile de la ultima operatiune,
SSIF isi rezerva dreptul sa inceteze Contractul in conditiile art. 15.4 lit.
b).
9.6 In cazul in care Clientul nu mentine deschis un cont bancar pe
intreaga durata a prezentului Contract si/sau daca Clientul nu mai poate
fi contactat ori notificat la adresa indicata in Contract sau in orice
instiintare privind modificarea ulterioara a acesteia, intr-un termen de
cel mult 3 ani calculat de la ultima data cand Clientul a putut fi contactat
ori notificat, atunci SSIF are dreptul de a transmite Clientului, la ultimele
date de contact notificate SSIF, incetarea Contractului. In oricare din
aceste cazuri SSIF va proceda dupa cum urmeaza:
a) cu privire la fondurile banesti ale Clientului, SSIF va transfera
fondurile banesti detinute in numele Clientului in contul bancar al
acestuia declarat la SSIF sau, daca acesta nu mai este activ, intr-un
cont bancar deschis de SSIF cu destinatie speciala si numai dupa ce
SSIF va retine toate comisioanele si spezele aferente (inclusiv orice
alte sume datorate de Client catre SSIF cu orice titlu), urmand a
informa Clientul, la ultimele date de contact notificate SSIF, despre
faptul ca isi va putea retrage fondurile banesti din contul bancar
respectiv.
b) cu privire la instrumentele financiare ale Clientului, SSIF le va vinde
la pretul pietei si va proceda conform dispozitiilor prevazute la lit.
a) de mai sus cu privire la fondurile banesti rezultate din vanzare,
urmand a transmite clientului, la ultimele date de contact
notificate SSIF, dovada vanzarii (confirmarea executarii
tranzactiei).
9.7 SSIF are dreptul sa nu accepte sau sa limiteze accesul Clientului la
unul sau mai multe din serviciile oferite in temeiul prezentului Contract
in condițiile in care:
a) considera ca executarea acestora ar putea incalca sau intra in
conflict cu prevederile legale sau procedurile interne;
b) in cazul in care apare o disputa sau o situație conflictuala de orice
natura ceea ce privește desemnarea, limitele sau revocarea
mandatului reprezentantului autorizat, dupa caz.
9.8 SSIF nu garanteaza ca sistemul de comunicare prin internet va fi
accesibil permanent sau ca functionarea sa va fi continua si fara erori.
SSIF va putea intrerupe, oricand va considera necesar, functionarea
sistemului de comunicare prin internet pentru realizarea unor revizii,
upgrade-uri, dezvoltari sau alte operatiuni similare. Exceptand cazurile
de forta majora, SSIF va depune eforturi rezonabile pentru a anunta in
prealabil intreruperea functionarii sistemului de comunicare prin
internet operat de SSIF si a limita durata intreruperii la timpul necesar
pentru realizarea in conditii de siguranta a interventiilor.
Data actualizarii: 03 mai 2022
session that are used to evaluate the portfolio, any quotes offered by
Tradeville under this contract are indicative and are delayed compared
to real-time prices of the Foreign Market.
9.4 SSIF validates a purchase order only after verifying the availability
of the required funds in Client's account/accounts, considering the
trading commissions and/or other fees involved in a purchase
transaction, including the amounts blocked by other active purchase
orders previously launched. SSIF validates a sales order only after
verifying the existence of the financial instruments in Client's
account/accounts, considering the financial instruments blocked by
other previously launched active sale orders. SSIF guarantees the
takeover and sending of Client's order to the Foreign Intermediary
confirming the proper execution of the order only after the Foreign
Intermediary confirms the execution of the received order.
9.5 If the Client does not register any operation in his account/accounts
opened at SSIF within one year of the last operation, SSIF reserves the
right to terminate the Contract under the terms of art.15.4 letter. b).
9.6 If the Client has not maintained a bank account for the entire
duration of this contract and/or cannot be contacted or notified at the
address indicated in the contract or by any notifications concerning the
subsequent change thereof, within maximum 3 years as of the last date
the Client could have been contacted or notified, SSIF has the right to
send to the Client, at the last contact data notified to SSIF, the
termination of the contract. In any of these situations, SSIF shall
proceed as follows:
a) concerning the money of the Client, SSIF shall transfer the money
held on behalf of the Client into the bank account of the latter
declared to SSIF or, if the account is no longer active, into a bank
account opened by SSIF for special purpose and only after SSIF
retains all related fees and commissions (including any other
amounts owed by the Client to SSIF for any reason), following to
inform the Client, at the last contact data provided to SSIF, about
the fact that it shall be able to withdraw the money from that
account.
b) as concerns the financial instruments of the Client, SSIF shall sell
them at the market price and shall proceed according to the
provisions of let. a) above, concerning the money resulting from
sale, following to send to the Client, at the last contact data notified
to SSIF, the proof of the sale (confirmation of execution of the
transaction).
9.7 SSIF has the right not to accept or limit the Client's access to one or
more of the services provided under this contract, when:
a) it considers that their execution might breach or conflict with the
legal provisions or internal procedures;
b) if there is a dispute or conflict situation of any kind regarding the
appointment, the limits or revocation of the mandate of the
authorized representative, as applicable.
9.8 SSIF does not guarantee that the Internet communication system is
permanently accessible or that its operation shall be continuous and
error free. SSIF may discontinue, whenever it deems necessary, the
functioning of the Internet communication system for revisions,
upgrades, developments or other similar operations. Except for force
majeure situations, SSIF shall make reasonable efforts to announce in
advance the interruption of the Internet communication system
operated by SSIF and to limit the duration of the interruption to the
time required for the safe execution of the interventions.
11/18
9.9 In vederea indeplinirii obligatiilor sale legale de informare, SSIF nu
este conditionat de obtinerea acordului Clientului pentru
actualizarea/modificarea informatiilor din Documentul de prezentare
(Anexa 2). SSIF va notifica Clientului in timp util orice modificare
semnificativa a informatiilor furnizate prin Documentul de prezentare
(Anexa 2) care sunt pertinente pentru serviciul pe care SSIF il furnizeaza
Clientului in temeiul prezentului Contract.
9.10 Pentru a asigura continuitate serviciilor ce fac obiectul prezentului
Contract, in situatia in care contractul dintre SSIF si Intermediarul Strain
inceteaza din orice motive, iar SSIF incheie contract cu o alta firma de
investitii sau institutie de credit din statele membre sau cu societati din
tari terte, nu intervine sanctiunea prevazuta la art. 15.4 lit. g) de mai
jos, sub conditia exprimarii consimtamantului expres de catre Client cu
privire la tranferul activelor la noua entitate straina.
10. Drepturile si obligatiile Clientului
10.1 Clientul garanteaza si declara pe propria raspundere, cunoscand
prevederile art. 326 Cod penal privind falsul in declaratii, ca datele
inscrise in cererea de deschidere de cont, precum si toate documentele,
datele si informatiile pe care le furnizeaza SSIF in temeiul Contractului,
inclusiv dar fara a se limita la cele cu privire la identitatea sa si a
reprezentantilor legali ai Clientului, datele sale de contact si ale
reprezentantilor sai legali, cu privire la beneficiarul real al Clientului in
sensul Legii nr. 129/2019 pentru prevenirea si combaterea spalarii
banilor si finantarii terorismului, si cu privire la rezidenta sa fiscala sunt
corecte, complete si actuale. Clientul se obliga sa actualizeze anual in
evidentele SSIF datele si informatiile de mai sus, fara a depasi data de
30 iunie a fiecarui an, si totodata sa notifice in scris SSIF orice modificare
a acestor date sau informatii in termen de cel mult 5 (cinci) zile de la
intervenirea modificarii respective, de fiecare data furnizand SSIF si
documentele doveditoare aferente. Pana la indeplinirea prezentei
obligatii de catre Client, SSIF va fi indreptatit sa foloseasca datele si
informatiile cuprinse in documentele de deschidere de cont sau in cele
furnizate de Client cu ocazia ultimei actualizari a acestora, iar orice
comunicare si/sau notificare transmisa de SSIF Clientului la acele date
de contact va fi considerata ca fiind realizata in mod valabil.
10.2 Clientul declara ca va utiliza serviciile si informatiile furnizate de
SSIF in baza prezentului Contract in calitate de client de retail, daca nu
a fost calificat profesional sau contraparte eligibila prin cererea de
deschidere de cont sau daca nu a fost recalificat pe parcursul derularii
contractului la initiativa SSIF, si se obliga sa informeze SSIF in termen de
maxim 5 (cinci) zile daca vor interveni modificari in ceea ce priveşte
statutul sau de client. Clientul va utiliza serviciile si informatiile furnizate
de SSIF exclusiv in interes personal si nu va utiliza aceste servicii sau
informatii in cadrul niciunor activitati desfasurate de catre Client cu titlu
profesional, in calitate de persoana care presteaza servicii si activitati
de investitii in conformitate cu prevederile Legii nr. 126/2018, de
angajat sau agent al unei entitati care isi desfasoara activitatea in
oricare dintre domeniile mentionate anterior sau de angajat al unui
organism de supraveghere sau reglementare in domeniul investitiilor
financiare. In prezentul Contract, prin „informatii” se inteleg si cotatiile
si celelalte informatii de piata accesate de Client prin intermediul
sistemului de comunicare prin internet operat de SSIF.
10.3 Clientul declara ca a luat cunostinta de conditiile de utilizare a site-
ului de internet al SSIF, inclusiv de faptul ca unele dintre datele,
informatiile, statisticile, analizele si celelalte materiale prezentate prin
intermediul acestui site sunt protejate prin drepturi de autor sau alte
drepturi de proprietate intelectuala. Clientul se obliga sa nu utilizeze
aceste materiale sau continutul acestora in alte scopuri decat cele
prevazute in prezentul Contract, fara autorizatia prealabila, expresa si
scrisa a SSIF si/sau a titularului dreptului.
10.4 Clientul se obliga sa informeze de indata SSIF daca Clientul devine
insolvabil sau face obiectul unei proceduri de dizolvare, lichidare,
insolventa, reorganizare judiciara, faliment, administrare judiciara sau
Data actualizarii: 03 mai 2022
9.9 In order to fulfil its legal obligations to inform, SSIF is not conditional
upon obtaining the consent of the Client for updating/modifying the
information in the Presentation Document (Annex 2). SSIF shall notify
the Client in due time of any significant change to the information
provided in the Presentation Document (Annex 2) that is relevant to
the service that SSIF provides to the Client under this contract.
9.1 To ensure the continuity of the services that are subject to this
contract, if the contract between SSIF and the Foreign Intermediary
terminates for any reasons, and SSIF enters into a contract with another
investment company or credit institution from a member state or with
companies from third-party states, the sanction provided by art. 15.4
letter g) below does not intervene, subject to Client’s express consent
regarding the transfer of his assets to the new foreign entity.
10. Client's rights and obligations
10.1 The client guarantees and declares on his own responsibility,
knowing the provisions of art.326 Criminal Code regarding the
penalties of perjury that the data entered in the account opening
application, as well as all documents, data and information provided to
SSIF under the Contract including but not limited to those regarding his
identity and the legal representatives of the Client, his contact details
and those of his legal representatives, regarding the real beneficiary of
the Client within the meaning of Law no.129/2019 for preventing and
combating money laundering and terrorist financing, and regarding his
Tax Residence are correct, complete and current. The Client undertakes
to update annually in the SSIF records the above data and information,
without exceeding the date of June 30 of each year, and also to notify
SSIF in writing of any change in this data or information within 5 (five)
days from the intervention of the respective modification, each time
providing SSIF the afferent proving documents. Until the fulfilment of
this obligation by the Client, SSIF will be entitled to use the data and
information contained in the account opening documents or those
provided by the Client on the occasion of their last update, and any
communication and/or notification sent by SSIF to the Client at those
contact details shall be considered as validly made.
10.2 The Client declares that he shall use the services and the
information provided by SSIF under this contract as non-professional
client if he was not professionally qualified or eligible counterparty by
the account opening application or was not requalified during the
contract at SSIF's initiative and undertakes to inform SSIF within
maximum 5 (five) days if changes are made in respect of his status of
client. The client shall use the services and information provided by SSIF
exclusively for personal interest and shall not use these services or
information in any of the activities carried out by the Client in his
professional capacity as the person performing services and investment
activities pursuant to Law no. 126/2018 , as employee or agent of an
entity carrying out its activity in any of the aforementioned areas or as
employee of a supervisory or regulatory body in the field of financial
investments. In this contract, "information" also means quotations and
other market information accessed by the Client through the Internet
communication system operated by SSIF.
10.3 The Client declares that he has knowledge of the conditions of use
of SSIF's website, including the fact that some of the data, information,
statistics, analyses and other materials submitted through this site are
protected by copyright or other intellectual property rights. The Client
undertakes not to use these materials or their content for purposes
other than those provided in this Contract without the prior, express
and written authorization of SSIF and/or the right holder.
10.4 The Client undertakes to immediately inform SSIF if the Client
becomes insolvent or is subject to any dissolution, liquidation,
insolvency, judicial reorganization, bankruptcy, judicial management or
12/18
a oricarei proceduri similare si intelege sa suporte consecintele
neindeplinirii acestei obligatii, dispozitiile art.15.4 lit. e) aplicandu-se in
mod corespunzator.
10.5 Clientul se obliga sa transmita SSIF, in termen de cel mult 5 (cinci)
zile de la solicitare, orice documente, date si informatii suplimentare ori
de cate ori necesitatea acestora apare ca urmare a modificarilor
legislatiei incidente ori cand SSIF apreciaza in mod rezonabil ca fiind
necesare astfel de documente, date si/sau informatii pentru
continuarea relatiei contractuale.
10.51 In situatia in care Clientul nu isi indeplineste oricare dintre
obligatiile prevazute la art. 8.21, art. 8.23, art. 10.1., art. 10.4. si/sau art.
10.5. din Contract, SSIF are dreptul, la libera sa alegere, de a-i notifica
Clientului fie incetarea Contractului conform prevederilor art. 15.4 lit.
e), fie suspendarea cu efect imediat a Contractului iar pe perioada
suspendarii Clientul va avea numai drept de vizualizare a
contului/conturilor deschise la SSIF. Dupa implinirea unui termen de 30
de zile de la data suspendarii, SSIF poate face aplicare dispozitiilor
art.15.4 lit. e).
10.52 Clientul este de drept in intarziere cu privire la executarea
oricareia dintre obligatiile Clientului prevazute la art. 8.21, art. 8.23, art.
10.1., art. 10.4. si art. 10.5. din Contract, care rezulta din simplul fapt al
neexecutarii obligatiei in termenul mentionat.
10.53 SSIF nu va putea fi tinut raspunzator pentru pierderile sau daunele
suferite in mod direct sau indirect de catre Client sau de orice alta
persoana/entitate in cazul in care Clientul nu isi indeplineste oricare
dintre obligatiile prevazute la art. 8.21, art. 8.23, art. 10.1., art. 10.4.
si/sau art. 10.5. din Contract.
10.6 Clientul garanteaza ca ordinele sale transmise catre SSIF sunt
lansate cu respectarea practicilor si normelor care previn abuzul de
piata. Exceptand cazul in care, anterior lansarii ordinului, Clientul va
face cunoscuta SSIF calitatea sa de detinator de informatii privilegiate
(„insider”) in raport cu emitentul Instrumentelor Financiare
tranzactionate, Clientul va fi considerat ca nedetinand asemenea
informatii sau o asemenea calitate.
10.7 Clientul se obliga sa se asigure ca serviciile furnizate de SSIF in baza
prezentului Contract, inclusiv contul/conturile Clientului prin care
acceseaza sistemul de comunicare prin internet operat de SSIF, nu vor
fi utilizate de persoane neautorizate de SSIF.
10.8 Clientul declara ca a luat cunostinta ca datele, informatiile,
statisticile si analizele referitoare la Instrumente Financiare, emitenti si
piete, furnizate de SSIF prin intermediul site-ului sau de internet au un
caracter de generalitate, nu sunt personalizate in functie de situatia
financiara si obiectivele investitionale ale Clientului si nu constituie
recomandari de investitii, indicii sau garantii ale performantelor viitoare
ale instrumentelor financiare vizate. Clientul este dator sa faca propria
analiza prin care sa isi fundamenteze deciziile de investitii si nu va putea
tine raspunzator SSIF pentru nici un fel de pierderi pe care le-ar putea
inregistra in legatura cu sau ca urmare a executarii ordinelor preluate si
transmise de SSIF in conformitate cu cele prevazute de prezentul
Contract.
10.9 Clientul declara ca a fost informat de SSIF si ca este de acord cu
inregistrarea convorbirilor si comunicatiilor dintre Client si SSIF. O copie
a acestor inregistrari este disponibila pentru o perioada de 5 (cinci) ani
si poate fi pusa la dispozitia Clientului, la cerere.
10.10 Clientul poate obtine informatii in legatura cu derularea
Contractului la datele de contact urmatoare: mesagerie platforma Live
Help, email: help@tradeville.ro, telefon: (+40) 21 318 75 55.
Data actualizarii: 03 mai 2022
other similar procedure and understands to bear the consequences of
failing to do so, with proper enforcement of the provisions 15.4 let. e).
10.5 The Client undertakes to send to SSIF, within no more than 5 (five)
days from the request, any additional document, data and information
whenever their necessity arises as a result of changes to the relevant
legislation or when SSIF reasonably considers such docment, data
and/or information as being necessary for the continuation of the
contractual relationship.
10.51 In the event of non-fulfilment of any of the Client’s obligations
provided in art. 8.21, art. 8.23, art. 10.1., art. 10.4 and art. 10. 5. from
the Contract, SSIF has the right, at his free choice, to notify the Client
either termination of Contract according to the provisions of art. 15.4.
let. e), or the the immediate suspension of the Contract, and during the
suspension period the Client shall only have the right to view the
account/accounts opened with SSIF. Upon the expiration of 30 days
from the date of suspension, SSIF may apply the provisions of art.15.4
let. (e).
10.52 The Client is in rightful delay as concerns the execution of any of
the Client’s obligations provided in art. 8.21, art. 8.23, art. 10.1., art.
10.4 and art. 10. 5. from the Contract, which results from the mere fact
of non-performance of the obligation within the said period.
10.53 SSIF cannot be held liable for the losses or damages directly or
indirectly suffered by the Client or any other person/entity if the Client
fails to meet any of the Client’s obligations provided in art. 8.21, art.
8.23, art. 10.1., art. 10.4 and/or art. 10. 5. from the Contract.
10.6 The Client guarantees that his orders submitted to SSIF are made
in compliance with the practices and rules that prevent the market
abuse. Unless, prior to the release of the order, the Client shall disclose
his identity as the holder of inside information ("insider") to SSIF vis-à-
vis the issuer of the transacted Financial Instruments, the Client shall
be deemed to have no such information or quality.
10.7 The Client undertakes to ensure that the services provided by SSIF
under this Contract, including the Client's account/accounts through
which he accesses the Internet communication system operated by
SSIF, shall not be used by persons unauthorized by SSIF.
10.8 The Client declares that he has acknowledged the data,
information, statistics and analyses referring to Financial Instruments,
issuers and markets provided by SSIF through its website are not
general or customized according to Client's financial situation and
investment objectives and are not investments recommendations,
indications or guarantees of the future performances of the financial
instruments concerned. The client is required to make his own analysis
to base his investment decisions and shall not be liable to SSIF for any
losses he may incur in connection with or as result of executing the
orders received and sent by SSIF in accordance with the provisions of
this Contract.
10.9 The Client declares that he has been informed by SSIF and agrees
to record the conversations and communications between the Client
and SSIF. A copy of these records is available for a period of 5 (five)
years and can be made available to the Client upon request.
10.10 The Client can obtain information regarding the performance of
the contract at the following contact details: Live Help messenger
service in the trading platform, email: help@tradeville.ro, phone: (+40)
21 318 75 55
13/18
11. Riscul investitional
11.1 Clientul declara ca intelege termenii si isi asuma riscurile specifice
tranzactiilor cu Instrumente Financiare, incluzand, fara ca enumerarea
sa fie limitativa, fluctuatia preturilor pietei, incertitudinea dividendelor,
a randamentelor si/sau profiturilor, fluctuatia cursului de schimb.
Clientul declara ca are cunostinta si intelege ca performantele trecute
nu reprezinta garantii ale performantelor viitoare ale instrumentelor
financiare.
12. Reglementari
12.1 Operatiunile de preluare si de transmitere a ordinelor Clientului se
vor realiza in conformitate cu prevederile legii privind piata de capital,
cu reglementarile europene emise in aplicarea Directivei 2014/65/UE,
cu reglementarile emise de Autoritatea de Supraveghere Financiara
(ASF), precum si cu reglementarile si procedurile specifice pietelor pe
care se tranzactioneaza instrumentele financiare ce fac obiectul acestor
operatiuni.
12.2 Avand in vedere ca executia ordinelor Clientului va fi incredintata
unui Intermediar Strain si se va realiza pe o Piata Externa, Clientul are
obligatia sa respecte si sa actioneze in conformitate cu legile,
reglementarile aplicabile tranzactiilor cu Instrumente Financiare
realizate pe Piata Externa, precum si cu practicile acceptate pe aceasta
piata, inclusiv in ceea ce priveste regimul informatiilor privilegiate si
reglementarile care previn si interzic operatiunile de manipulare a
pietei.
13. Forta majora. Raspunderea contractuala.
13.1 Partile prezentului Contract nu vor fi raspunzatoare pentru
neexecutarea sau executarea cu intarziere sau necorespunzatoare,
integral sau in parte, a oricareia dintre obligatiile lor contractuale, daca
executarea acelei obligatii este impiedicata ca urmare a producerii unui
eveniment de forta majora asa cum este definita mai jos.
13.2 Forta majora este orice eveniment extern, imprevizibil, absolut
invincibil și inevitabil, care apara de raspundere partea care o invoca in
conditiile urmatoare. Pentru a fi exonerata de raspundere, partea care
invoca evenimentul de forta majora este obligata sa notifice in scris
celealalta parte cu privire la producerea acestuia, in termen de 25
(douazecisicinci) zile lucratoare de la survenienta sa, atunci cand
circumstantele permit, sau de la incetarea evenimentului, in cazul in
care acesta impiedica notificarea, si sa actioneze prin toate mijloacele
care ii vor sta la dispozitie in vederea limitarii consecintelor.
13.3 SSIF nu va fi raspunzator pentru pierderile sau daunele suferite in
mod direct/indirect de catre Client sau de orice alta persoana/entitate,
ca urmare a:
a) incalcarii de catre Client a obligatiilor sale contractuale;
b) utilizarii sau incapacitatii Clientului de a utiliza sistemul de
comunicare prin internet operat de catre SSIF;
c) caderii sistemului, intreruperii retelei de comunicatii,
interferentelor, erorilor sau intarzierilor intervenite in transmisia
de date, produse din cauze aflate in afara controlului SSIF, inclusiv
ca urmare a functionarii defectuoase a serviciului de internet sau
de telefonie mobila;
d) utilizarii sau accesarii sistemului de comunicare prin internet
operat de SSIF intr-un mod sau de catre o persoana neautorizata
de SSIF prin prezentul Contract;
e) niciunui fel de prejudiciu, cost sau pierdere suferita de Client in
legatura cu serviciile furnizate in baza prezentului Contract,
exceptand cazul in care prejudiciul, costul sau pierderea se
datoreaza culpei grave a SSIF;
f) beneficiului nerealizat de catre Client indiferent de cauza;
g) niciunui prejudiciu, cost sau pierdere suferita de Client din cauza
oricarei erori din orice ordin sau instructiune transmisa SSIF de
catre Client.
Data actualizarii: 03 mai 2022
11. Investment risk
11.1 The client declares that he understands the terms and undetakes
the specific risks of transactions with Financial Instruments, including,
but not limited to the fluctuation of market prices, the uncertainty of
dividends, returns and/or profits, the fluctuation of the exchange rate.
The client declares that he knows and understands that past
performances are not guarantees of the future performances of
financial instruments.
12. Regulations
12.1 The transactions for taking over and sending the orders of the
Client shall be done in accordance with the provisions of the capital
market law, with the European regulations issued for the application of
Directive 2014/65/EU, with the regulations issued by the Financial
Supervisory Authority (FSA), as well as regulations and procedures
specific to the markets where the financial instruments that are subject
to these operations are traded.
12.2 Considering that the execution of Client's orders shall be entrusted
to a Foreign Intermediary and shall be carried out on an External
Market, the Client has the obligation to observe and act in accordance
with the laws, the regulations applicable to transactions with Financial
Instruments executed on the Foreign Market, as well as with the
practices accepted on this market, including with regard to the
privileged information regime and regulations that prevent and
prohibit market manipulation operations.
13. Force majeure. Contractual responsibility.
13.1 Parties to this contract shall not be liable for the non-execution or
improper or delayed execution, in whole or in part, of any of their
contractual obligations if the performance of that obligation is impeded
as a result of the occurrence of a major force event as defined below.
13.2 Major force is any external, unpredictable, absolutely invincible
and inevitable event that defends the party invoking it in the following
conditions. In order to be released from liability, the party invoking the
force majeure event shall be obliged to notify the other party in writing
of its occurrence within 25 (twenty-five) business days of its
occurrence, when circumstances allow, or of the termination of the
event, if it prevents the notification, and act by all means available to it
in order to limit the consequences.
13.3 SSIF shall not be liable for losses or damages directly/indirectly
suffered by the Client or any other person/entity as a result of:
a) Client's breach of his contractual obligations;
b) Client's use or inability to use the Internet communication system
operated by SSIF;
c) system failure, interruption of the communications network,
interferences, errors or delays in data transmission, produced by
causes beyond the control of SSIF, including as a result of the
malfunctioning of the Internet or mobile telephony service;
d) using or accessing the Internet communication system operated
by SSIF in a manner or by a person not authorized by SSIF through
this contract;
e) no damage, cost or loss suffered by the Client in connection with
the services provided under this contract, unless the damage, cost
or loss is due to the serious fault of SSIF;
f) the benefit not realized by the Client irrespective of the cause;
g) no damage, cost or loss suffered by the Client due to any error in
any order or instruction sent by the Client to SSIF.
14/18
13.4 Clientul declara ca are cunostinta ca timpul de acces la contul
sau/conturile sale, prin internet, si viteza de raspuns a sistemului de
comunicare prin internet pot varia din cauza unei multitudini de factori,
cum ar fi: calitatea conexiunii la internet, volumele de tranzactionare,
conditiile din piata, performanta sistemelor bursiere sau numarul de
instructiuni transmise SSIF sau Intermediarului Strain spre procesare.
SSIF nu va putea fi tinut raspunzator pentru pierderile sau daunele
suferite in mod direct sau indirect de catre Client sau de orice alta
persoana/entitate din cauza circumstantelor descrise anterior.
13.5 Pentru intarzierea executarii de catre Client a oricarei obligatii
contractuale, acesta va plati SSIF o penalitate de 0.15% pe zi de
intarziere, calculata la valoarea obligatiei neexecutate, pana la data
executarii integrale si in mod corespunzator a obligatiei respective.
Penalitatile pot depasi cuantumul sumei asupra careia sunt calculate.
14. Notificari
14.1 Exceptand cazul in care prezentul Contract prevede in mod expres
altfel, notificarile si comunicarile dintre parti in legatura cu prezentul
Contract se vor face in scris, in limba romana sau engleza, la adresele
prevazute in prezentul Contract sau in formularul de deschidere de cont
sau in orice instiintare privind modificarea ulterioara a acestora.
Clientul este de acord in mod expres ca furnizarea tuturor informatiilor
in legatura cu prezentul Contract, inclusiv a celor indicate la art. 3.4 si
art. 3.5 de mai sus, sa se realizeze, cu precadere, pe cale electronica,
prin intermediul site-ului web al SSIF (www.tradeville.ro), a sistemului
de comunicare prin internet operat de SSIF sau adresei de e-mail a
Clientului indicata de acesta in cuprinsul cererii de deschidere de cont
(Anexa 1).
14.2 Notificarile/comunicarile scrise vor fi considerate valabil facute:
a) pentru corespondenta trimisa recomandat, cu confirmare de
primire, prin posta sau prin curier, la data recipisei de primire, dar
nu mai tarziu de 5 (cinci) zile de la data trimiterii;
b) la primirea confirmarii faxului; in cazul in care transmisiunea fax s-
a facut in afara programului normal de lucru al SSIF,
notificarea/comunicarea se va considera facuta la prima ora a
urmatoarei zile de lucru;
c) la primirea confirmarii transmisiunii electronice, in cazul
notificarilor facute de SSIF prin e-mail, dar nu mai tarziu de 24 de
ore de la transmiterea mesajului, cu exceptia cazului in care
transmisiunea a fost urmata de primirea unui mesaj de eroare;
d) la data la care notificarea devine accesibila pe site-ul SSIF in cazul
notificarilor facute prin intermediul site-ului web al SSIF
(www.tradeville.ro);
e) la data la care notificarea devine accesibila in sistemul de
comunicare prin internet operat de SSIF, in cazul notificarilor
facute prin acest sistem.
14.3 Comunicarile urgente se pot face si prin telefon, sub conditia
confirmarii lor ulterioare in scris. Confirmarea scrisa a comunicarii
telefonice nu este necesara in cazul in care convorbirea s-a realizat la
numerele de telefon special alocate de catre SSIF conform art. 4.3 si a
fost inregistrata de catre SSIF.
14.4 Partile convin ca orice corespondenta si/sau documente transmise
prin e-mail in conditiile prezentului Contract au aceeasi forta probanta
ca originalul, aceasta clauza reprezentand conventie asupra probelor in
conformitate cu dispozitiile art.256 din Codul de Procedura Civila. SSIF
isi rezerva dreptul de a solicita Clientului prezentarea formei originale a
documentelor transmise prin email si/sau reflectarea intr-un document
scris si in forma originala a corespondentei transmise prin e-mail, iar in
cazul in care Clientul nu se conformeaza unei asemenea solicitari, SSIF
are dreptul de a aplica masurile prevazute la art. 15.2. de mai jos.
15. Modificarea, suspendarea si incetarea Contractului
15.1 Prezentul Contract poate fi modificat astfel:
Data actualizarii: 03 mai 2022
13.4 The Client declares that he is aware that the time of access to his
account/accounts, via the internet, and the speed of response of the
Internet communication system may vary due to a variety of factors
such as: internet connection quality, trading volumes, market
conditions, stock market performance or the number of instructions
sent to SSIF or to the Foreign Intermediary for processing purposes.
SSIF cannot be held liable for losses or damages suffered directly or
indirectly by the Client or any other person/entity due to the
circumstances described above.
13.5 For late execution by the Client of any contractual obligations, he
shall pay to SSIF a penalty of 0.15% per day of delay, calculated at the
value of the unexecuted obligation, up to the date of full and proper
execution of the obligation. Penalties may exceed the amount to which
they are calculated.
14. Notifications
14.1. Except as otherwise expressly provided in this Contract, the
notifications and communications between the parties in connection
with this contract shall be in writing, in Romanian or in English
language, at the addresses provided in this contract or in the account
opening form or any notice of their subsequent amendment. The Client
expressly agrees to provide all information related to this contract,
including those indicated in art. 3.4 and art. 3.5 above, electronically,
via SSIF's website (www.tradeville.ro), the Internet communication
system operated by SSIF or Client's e-mail address indicated by him in
the account opening application (Annex 1).
14.2. Written notifications/ communications shall be deemed valid:
a) for registered correspondence, with acknowledgment of receipt,
by mail or by courier, on the date of the acknowledgement of
receipt, but not later than 5 (five) days of the date of dispatch;
b) upon receipt of the fax report; if the fax transmission was made
outside the normal opening hours of SSIF, the
notification/communication shall be considered made early the
next business day;
c) upon receipt of confirmation of the electronic transmission, in the
case of notifications made by SSIF by e-mail, but no later than 24
hours after the sending of the message, unless the transmission
was followed by the receipt of an error message;
d) on the date when the notification becomes available on the SSIF
website in the case of notifications made through SSIF website
(www.tradeville.ro);
e) on the date when the notification becomes available in the
internet communication system operated by SSIF, in the case of
notifications made through this system.
14.3 Urgent communications may also be made by phone, subject to
their subsequent confirmation in writing. The written confirmation of
telephone communication is not necessary if the call was made to the
special telephone numbers allocated by SSIF according to art. 4.3 and
was registered by SSIF.
14.4 Parties agree that any correspondence and/or documents sent by
e-mail according to provisions of this Contract shall have the same force
of evidence as the original, this term being a convention on the
evidence according to provisions of art. 256 of the Civil Procedure
Code. SSIF has the right to request to the Client to present the original
form of documents sent by e-mail and/or to present a written
document in original form the correspondence sent by e-mail, and if
the Client does not comply with such request, SSIF shall be entitled to
apply the measures provided at art. 15.2. below.
15. Suspension and termination of the Contract
15.1 This contract may be amended as follows:
15/18
 a) prin acordul partilor consemnat in scris si materializat intr-un act
aditional la prezentul Contract,
b) prin notificare prealabila a Clientului in conditiile art. 7.2 de mai
sus,
c) prin notificare scrisa transmisa Clientului, in conformitate cu
prevederile art. 14 de mai sus, modificare ce isi va produce efectele
in termen de 15 zile de la comunicarea notificarii, daca in acest
termen Clientul nu isi manifesta expres dezacordul. In cazul in care
Clientul isi manifesta expres dezacordul cu privire la modificarile
notificate, atat Clientul, cat si SSIF au dreptul de a denunta
prezentul Contract. Neprimirea de catre SSIF a unui raspuns din
partea Clientului cu privire la modificarile notificate sau
nedenuntarea Contractului in termenul de 15 zile sus mentionat,
va fi considerata acceptare tacita de catre Client a respectivelor
modificari ce i-au fost notificate.
15.2 In afara de oricealte cazuri prevazute in prezentul Contract, SSIF
are dreptul sa notifice Clientului suspendarea cu efect imediat a
Contractului oricand aceasta considera necesara o astfel de masura
pentru protejarea intereselor sale, caz in care se suspenda si accesul la
cont/conturi. Daca suspendarea contractului dureaza mai mult de 5 zile,
SSIF este in drept sa notifice Clientului incetarea Contractului conform
art. 15.4 lit. b).
15.3 Clientul are dreptul de a denunta unilateral prezentul Contract intr-
o perioadă de 14 zile de la data incheierii lui, fara a suporta comisioane
penalizatoare si fara a-si justifica decizia de retragere. In cazul in care
clientul denunta unilateral Contractul in conformitate cu prevederile
prezentei clauze, Clientul va fi obligat sa platească SSIF comisioanele si
taxele corespunzatoare serviciilor prestate pana la data primirii de catre
SSIF a notificarii scrise de denuntare, in concordanta cu clauzele
Contractului.
15.4 In afara de orice alte cazuri prevazute in Contract, prezentul
Contract inceteaza si in urmatoarele situatii:
a) prin acordul partilor consemnat in scris si materializat intr-un act
aditional la prezentul Contract;
b) prin denuntare unilaterala de catre oricare din parti, cu acordarea
unui preaviz scris celeilalte parti de cel putin 15 de zile inainte de
incetarea Contractului;
c) in cazul in care Clientul a decedat sau devine lipsit de
discernamant, daca Clientul este persoana fizica, ori in cazul in care
Clientul isi inceteaza personalitatea juridica, daca clientul este
persoana juridica;
d) in cazul in care SSIF se afla in imposibilitatea de a presta servicii de
investitii financiare de tipul celor ce fac obiectul prezentului
Contract pe o perioada mai mare de 90 de zile;
e) prin reziliere unilaterala de catre SSIF, cu notificarea scrisa a
Clientului, de la data comunicarii acesteia, in cazul in care Clientul
nu isi indeplineste oricare dintre obligatiile prevazute la art. 8.21,
art. 8.23, art. 10.1, art. 10.4 si/sau art 10.5 din Contract;
f) prin rezilierea de drept a Contractului de catre SSIF, de indata si
fara interventia unei instante judecatoresti sau arbitrale sau alta
formalitate prealabila, Clientul fiind de drept in intarziere, in cazul
in care:
(i) Clientul nu efectueaza la scadenta oricare dintre platile
datorate conform prezentului Contract;
(ii) Clientul nu alimenteaza contul/conturile, in termen de 30 de
zile de la suspendarea accesului la cont/conturi intervenita in
conditiile art. 3.2 de mai sus;
g) prin denuntare unilaterala de catre SSIF, cu acordarea unui preaviz
scris Clientului de cel putin 15 zile, in cazul in care contractul dintre
SSIF si Intermediarul Strain inceteaza, situatie in care fondurile si
instrumentele financiare ale Clientului vor fi tratate conform
procedurii descrise la art. 15.5 de mai jos.
Data actualizarii: 03 mai 2022
a) by written consent of parties, materialized in an addendum to this
Contract,
b) by prior notification of the Client under the conditions of art. 7.2
above,
c) by written notice sent to the Client, in accordance with the
provisions of art. 14 above, amendment which shall take effect
within 15 days of the communication of the notification, if within
this period the Client does not express his disagreement. If the
Client expressly disagrees with the notified changes, both the
Client and SSIF have the right to terminate this contract. The
failure by SSIF to receive a response from the Client regarding the
notified amendments or non-termination of the contract within
the above 15-day period shall be considered tacit acceptance by
the Client of the respective amendments notified to him.
15.2 Except for any other situations provided herein, SSIF has the right
to notify the Client on the suspension with immediate effect of the
contract, whenever it considers such a measure necessary for the
protection of its interests, in which situation the access to the
account/accounts is also suspended. If the suspension of the contract
lasts more than 5 days, SSIF is entitled to notify the Client about the
termination of the contract according to art. 15.4 (b).
15.3 The Client has the right to unilaterally terminate this contract
within 14 days of its conclusion, without being penalized and without
motivating his decision to withdraw. If the Client unilaterally
terminates the contract, he shall be obliged to pay to SSIF the
commissions and the fees corresponding to the services rendered until
the date of receipt by SSIF of the written notice of termination,
pursuant to the contractual provisions.
15.2 Except for any other situations provided by the Contract, this
contract shall cease under the situations below:
a) by written consent of parties, materialized in an addendum to this
Contract;
b) by unilateral termination by either party, with a prior written
notice of termination sent to the other party with at least 15 days
before the termination of the Contract;
c) if the Client died or becomes mentally incompetent, if the Client
is a natural person or, if the Client ceases to be a legal entity if the
Client is a legal entity;
d) if SSIF is unable to provide financial investment services of the
type that are the object of this contract for more than 90 days;
e) by unilateral termination by SSIF, with Client's written notification,
as of the date of the notification, if the Client fails to fulfil any of
the obligations stipulated in art. 8.21, art. 8.23, art. 10.1., art.10.4
and/or 10.5 of the Contract.
f) by rightful termination of the contract by SSIF, without the
intervention of a court or arbitration court or other prior
formality, the Client being entitled to be in delay, if:
(i) at due date, the Client does not make any of the payments
due under this Contract;
(ii) The Client does not fund the account/accounts within 30 days
of the suspension of access to the account/accounts provided
under art. 3.2 above;
g) by unilateral termination by SSIF, with at least 15 days prior
written notice, if the contract between SSIF and the Foreign
Intermediary ends, in which situation Client’s funds and financial
instruments shall be treated according to the procedure described
in he article 15.5 bellow.
16/18
15.5 In caz de incetare a prezentului Contract, indiferent de cauza de
incetare, cu exceptia cazurilor prevazute la art. 9.6 si la art. 15.4 lit. d)
din Contract, SSIF va proceda dupa cum urmeaza:
a) cu privire la fondurile banesti, SSIF va transfera fondurile banesti
detinute in numele Clientului in contul bancar al acestuia declarat
la SSIF sau, daca acesta nu mai este activ, intr-un cont bancar
deschis de SSIF cu destinatie speciala si numai dupa ce SSIF va
retine toate comisioanele si spezele aferente (inclusiv orice alte
sume datorate de Client catre SSIF cu orice titlu), urmand a informa
Clientul, la ultimele date de contact notificate SSIF, despre faptul
ca isi va putea retrage fondurile banesti din contul respectiv,
b) cu privire la instrumentele financiare: fie (i) SSIF va transfera
instrumentele financiare catre un alt intermediar sau custode, pe
baza instructiunii scrise pe care Clientul se obliga sa o transmita
SSIF intr-un termen de cel mult 5 zile de la data la care este
notificat in legatura cu incetarea contractului, fie (ii) in cazul in care
Clientul nu instructeaza in scris SSIF conform pct. i) de mai sus,SSIF
va vinde la pretul pietei instrumentele financiare si va proceda
conform dispozitiilorprevazute la lit. a) de mai sus, urmand a
transmite clientului, la ultimele date de contact notificate SSIF,
dovada vanzarii (confirmarea executarii tranzactiei).
15.6 Prin excepție de la art. 15.5, in cazul in care Contractul inceteaza
conform art. 15.4. lit. d) de mai sus, SSIF va proceda potrivit art. 15.5 lit.
a) in ceea ce priveste fondurile banesti ale Clientului si potrivit art. 15.5
lit. b) pct. (i) in ceea ce priveste instrumentele financiare ale Clientului.
16. Legea aplicabila. Litigii
16.1 Prezentul Contract este guvernat de legea romana si va fi
interpretat conform legii romane. Orice litigiu decurgand din sau in
legatura cu acest Contract, inclusiv dar fara a se limita la incheierea,
interpretarea, executarea si/sau incetarea prezentului Contract, daca
nu va putea fi rezolvat pe cale amiabila, va fi supus spre solutionare
Curtii de Arbitraj Comercial International de pe langa Camera de Comert
si Industrie a Romaniei, in complet de trei arbitri, in conformitate cu
Regulile de procedura arbitrala ale Curtii de Arbitraj Comercial
International. Pentru solutionarea litigiului pe cale arbitrala, este
necesara indeplinirea conditiei unei intalniri prealabile a partilor in
vederea solutionarii pe cale amiabila a diferendului intervenit, partile
incheind spre dovada un proces-verbal.
17. Dispozitii finale
17.1 Clientul declara ca a luat cunostinta, accepta si este de acord ca
SSIF nu ar fi prestat pentru Client serviciile ce fac obiectul prezentului
Contract si nici nu ar fi intrat in raporturi contractuale cu Clientul in
cazul in care Clientul nu ar fi acceptat prevederile contractuale
referitoare la dreptul SSIF de a modifica Contractul prin notificare scrisa,
in conformitate cu art. 15.1 lit. b) si c).
17.2 Clientul declara si garanteaza ca (i) are capacitatea legala sa incheie
prezentul Contract si sa efectueze tranzactii cu Instrumente Financiare,
(ii) Contractul creeaza obligatii valabile si care pot fi puse în executare
impotriva Clientului si, (iii) prin semnarea acestui Contract, Clientul nu
incalca nici prevedere legala sau statutara care i-ar fi aplicabila.
17.3 In cazul in care o clauza din prezentul Contract este declarata nula,
aceasta va fi inlaturata si nu va afecta valabilitatea celorlalte clauze ale
Contractului. Partile convin ca, odata cu inlaturarea clauzei nule,
aceasta sa fie inlocuita de catre parti cu o alta clauza, conforma cu
spiritul prezentului Contract, daca aceasta priveste un element esential
al Contractului.
17.4 Clientul isi asuma fara rezerve si in totalitate riscurile asociate
tranzactiilor cu Instrumente Financiare, inclusiv riscul oricaror
schimbari ale imprejurarilor in care este incheiat prezentul Contract, si
Data actualizarii: 03 mai 2022
15.5 In case of cessation of this Contract, regardless of the reason,
except for situations provided at art. 9.6 and at art. 15.4 let. d) of the
Contract, SSIF shall proceed as follows:
a) concerning the money, SSIF shall transfer the money held on
behalf of the Client into the bank account of the latter declared to
SSIF or, if the account is no longer active, into a bank account
opened by SSIF for special purpose and only after SSIF retains all
related fees and commissions (including any other amounts owed
by the Client to SSIF for any reason), following to inform the
Client, at the last contact data provided by it to SSIF, about the
fact that it shall be able to withdraw the money from that
account.
b) as concerns the financial instruments: (1) SSIF shall transfer the
financial instruments to another intermediary or custodian, based
upon the written instruction that the Client undertakes to send to
SSIF within maximum 5 days as of the date of notification about
the cessation of the agreement, or (2) if the Client does not
instruct SSIF in writing according to item i) above, SSIF shall sell
the financial instruments at market price and shall proceed
according to the provisions of let. a) above, following to send to
the client, at the last contact information notified to SSIF, the
proof of the sale (confirmation of execution of the transaction).
15.6 By exception from provisions of art. 15.5, should the Contract
cease according to art. 15.4 let. d) above, SSIF shall proceed according
to art. 15.5 let. a) as concerns Client’s money and according to art. 15.5
let. b) item (i) as concerns the financial instruments of the Client.
16. Applicable law. Disputes
16.1 This contract is governed by the Romanian law and shall be
interpreted according to the Romanian law. Any dispute resulting from
or related to this Contract, including, without limitation to the
conclusion, interpretation, execution and/or cessation of this Contract,
if it cannot be settled amicably, shall be subject to settlement by the
Court of International Commercial Arbitration attached to the Chamber
of Commerce and Industry of Romania, consisting of three arbitrators,
in accordance with the Arbitration Rules of the Court of International
Commercial Arbitration. In order to settle the dispute by arbitration, it
is necessary to meet the condition of a prior meeting of parties in order
to settle the dispute amicably, parties concluding a minute as proof.
17. Final Provisions
17.1 The Client declares that he has noted, accepts and agrees that SSIF
would not have rendered to the Client the services covered by this
Contract nor would he had enter into contractual relations with the
Client if the Client had not accepted the contractual provisions as to
SSIF's right to amend the contract by written notification, in accordance
with art. 15.1 (b) and (c).
17.2 The Client declares and guarantees that (i) he has the legal
capacity to conclude this contract and to execute transactions with
Financial Instruments; (ii) the contract creates valid and enforceable
obligations against the Client; and (iii) by signing this Contract, the
Client does not breach any legal or statutory provision that would apply
to him.
17.3 If a clause in this contract is declared null, it shall be removed and
shall not affect the validity of the other clauses of the contract. Parties
agree that, with the removal of the void clause, it shall be replaced by
parties with another clause, in accordance with the spirit of this
contract, if it concerns an essential element of the contract.
17.4 The Client undertakes without reservation and in full the risks
associated with transactions with Financial Instruments, including the
risk of any changes to the circumstances in which this contract is
17/18
renunta la dreptul de a invoca impreviziunea in legatura cu acest
contract.
17.5 In conformitate cu prevederile art. 1203 din Codul Civil, Clientul
declara ca a citit, a inteles, a luat la cunostinta si accepta in mod expres
prevederile urmatoarelor clauze din Contract: art. 4.2, art. 4.5, art. 4.11,
art. 7.2, art. 7.5, art. 8.21, art. 8.22, 8.23, art. 9.5, art. 9.6, art. 9.7, art.
9.8, art. 10.1, art. 10.4, art. 10.5, art. 10. 51, art. 10.52, art. 10.53, art.
10.8, art. 13.3, art. 13.4, art. 15.1 lit. b) si c), art. 15.2, art. 15.4 lit. b) si
g), art. 15.5, art. 16.1, art 17.1, art. 17.4 si art 17.10.
17.6 Clientul nu va putea cesiona sau transfera in alt mod unui tert, in
total sau in parte, drepturile si obligatiile sale conferite de acest
Contract fara acordul expres, prealabil si in scris al SSIF.
17.7 Nicio renuntare a oricareia dintre parti la oricare dintre drepturile
acesteia din Contract nu va fi considerata valabila si nici o incalcare a
acestora de catre cealalta parte nu va fi considerata scuzabila, retroactiv
sau anticipat, decat daca este facuta in scris si semnata personal de
catre parti sau reprezentantii lor autorizati.
17.8 Neexercitarea sau exercitarea cu intarziere de catre SSIF a
drepturilor sale decurgand din prezentul Contract, nu va fi considerata
renuntare, dupa cum exercitarea singulara sau partiala a oricarui drept
nu va impiedica exercitarea in continuare a altui drept. Drepturile si
remediile sunt cumulative si nu exclud niciun alt drept sau despagubire
permise de lege.
17.9 Partile declara cu buna credinta ca au luat la cunostinta prevederile
prezentul Contract, clauza cu clauza, inteleg pe deplin efectele clauzelor
contractului, pe care le accepta in mod expres, acestea reflectand
vointa comuna si neingradita a partilor.
17.10 In caz de discrepante intre versiunea in limba romana si versiunea
in limba engleza a prezentului Contract, va prevala versiunea în limba
romana a Contractului.
17.11 Prezentul Contract, impreuna cu cu Anexele 1 - 3 la acesta,
reprezinta integralitatea intelegerii dintre parti si inlocuieste orice
intelegere anterioara, scrisa sau verbala.
17.12 Anexele 1 - 3 fac parte integranta din prezentul Contract,
respectiv:
Anexa 1 – Formular de deschidere de cont
Anexa 2 – Documentul de prezentare S.S.I.F. Tradeville S.A.
Anexa 3 – Anexa StartradeINTL – Comisioane si taxe
Anexa 4 – Declaratie privind rezidenta fiscala
17.13 Clientul se obliga sa pastreze pe termen nelimitat
confidentialitatea prevederilor prezentului Contract, precum şi a
informaţiilor, documentelor si datelor la care are acces in temeiul
prezentului Contract.
Incheiat in doua exemplare originale, cate unul pentru fiecare parte la
sediul SSIF / prin e-mail / prin posta.
Nume si Semnatura Client /
Client Name and signature
#sgncl
Data:
Data actualizarii: 03 mai 2022
concluded, and waives the right to invoke the unpredictability in
connection with this contract.
17.5. Pursuant to provisions of article 1.203 of the Civil Code, the Client
declares that he has read, understood and that he is aware of and
specifically accepts the provisions of the following terms of the
Contract: art. 4.2, art. 4.5, art. 4.11, art. 7.2, art. 7.5, art. 8.21, art. 8.22,
8.23, art. 9.5, art. 9.6, art. 9.7, art. 9.8, art. 10.1, art. 10.4, art. 10.5, art.
10. 51, art. 10.52, art. 10.53, art. 10.8, art. 13.3, art. 13.4, art. 15.1 let. b)
and c), art. 15.2, art. 15.4 let. b) and g), art. 15.5, art. 16.1, art 17.1, art.
17.4 and art 17.10.
17.6 The Client may not assign or otherwise transfer to a third party, in
whole or in part, the rights and obligations conferred by this contract
without the express, prior written consent of SSIF.
17.7 No waiver of either party to any of its rights under the contract
shall be deemed valid nor shall any breach by the other party be
deemed excusable, whether retroactive or anticipated, unless it is
made in writing and signed in person by parties or their authorized
representatives.
17.8 The non-exercise or delayed exercise by SSIF of its rights under this
Contract shall not be considered waiver, as the sole or partial exercise
of any right shall not prevent the continued exercise of any other right.
Rights and remedies are cumulative and do not exclude any other right
or compensation allowed by the law.
17.9 Parties declare that they have acknowledged all provisions of this
Contract in good faith, clause by clause, that they fully understand the
effects of the clauses of the contract, which they expressly accept,
reflecting the common and unobstructed will of parties.
17.10 In case of discrepancies between the Romanian version and
English version of this Contract, the Romanian version of the Contract
shall prevail.
17.11 This Contract, together with the Annexes 1 to 3 hereof, represent
the entire agreement between parties and supersedes any prior,
written or verbal understanding.
17.12 Annexes 1-3 are part of this contract, i.e.:
Annex 1 – Account Opening Form
Annex 2 – S.S.I.F. Tradeville S.A. presentation document
Annex 3 – StartradeINTL – Commissions and fees Annex
Annex 4 – Tax residency Statement
17.13 The client undertakes to keep the confidentiality of the
provisions of this contract as well as of the information, documents and
data to which he has access under this contract for an indefinite term.
Concluded in two original counterparts, one for each party, at the office
of SSIF/by e-mail/by mail.
SSIF Tradeville S.A.
#sgntdv
Date:
18/18
Anexa nr. 3 la Contractul de prestari de servicii de investitii financiare prin sistemul de tranzactionare prin internet StartradeINTL

STARTRADE INTL – Comisioane si taxe STARTRADE INTL – Fees and Commissions

Suma minima: Minimum amount:

Pentru a putea deschide un cont Startrade INTL suma minima ce The minimum amount required to open a StartradeINTL account is
trebuie depusa este de 500 EUR (sau echivalent in moneda de EUR 500 (or the equivalent in the settlement currency at the official
decontare la cursul oficial). rate).

Alimentarea se poate face numai in LEI, EUR sau USD, in conturile
bancare de clienti indicate de S.S.I.F. Tradeville S.A. Suma va fi
inregistrata in contul dumneavoastra in moneda denominata a
contului, folosind ratele de schimb practicate de bancile partenere ale
Tradeville, prin care se efectueaza schimburile valutare.
Deposits can only be made in RON/ EUR or USD, in the customer bank
accounts indicated by Tradeville. The amount will be credited to your
account in the denominated currency of the account, using the
exchange rate displayed by Tradeville’s partner banks through which
the conversion in carried out.

Aceasta suma va apartine si poate fi folosita pentru tranzactionare de This amount belongs to you and can be used to trade financial
instrumente financiare. instruments.

Comision de tranzactionare: Commission:

Comisionul de tranzactionare procentual se aplica la valoarea fiecarei Tradeville charges a percentage trading commission for each
tranzactii in parte (vanzare sau cumparare), avand o valoare minima transaction carried out by the Client (sell or buy) with a minimum flat
fixa/ordin executat (integral sau partial) si este perceput pentru value/executed order (full or partial) for the following markets:
tranzactionarea pe urmatoarele piete, conform tabelului de mai jos:
Comision minim pe ordin Minimum Commission per
Moneda de Settlement
Piete Comision executat (integral sau Markets Comm. executed order
decontare Currency
partial) (full or partial)
CAD Canada 0.40% 15 EUR – pentru tranzactii CAD Canada 0.40% 15 EUR – for CAD
in CAD denominated transactions
Austria 15 EUR – pentru tranzactii Austria 15 EUR – for EUR
in EUR denominated transactions;
Belgia Belgium
Franta¹ France¹
Germania Germany
7 EUR – pentru tranzactii Italy1 7 EUR – for EUR
Italia1 0.40% EUR 0.40%
EUR in EUR denominated transactions;
Luxemburg Luxemburg
Olanda Holland
Spania1 Spain1
Irlanda2 10 EUR – pentru tranzactii Ireland 2 10 EUR – for EUR
Portugalia in EUR Portugal denominated transactions
PLN Polonia 0.40% 10 EUR – pentru tranzactii PLN Poland 0.40% 10 EUR – for PLN
in PLN denominated transactions
SEK Suedia 0.40% 10 EUR – pentru tranzactii SEK Sweden 0.40% 10 EUR – for SEK
in SEK denominated transactions
GBP Marea 0.40% 7 EUR – pentru tranzactii GBP Great Britain2 0.40% 7 EUR – for GBP
Britanie2 in GBP denominated transactions
USD SUA 0.02 EUR 3 EUR – pentru tranzactii USD USA 0.02 EUR 3 EUR – for USD
pe actiune3 in USD per share3 denominated transactions
0.015 EUR 2 EUR – pentru tranzactii 0.015 EUR 2 EUR – for USD
pe actiune4 in USD per share4 denominated transactions
0.01 EUR 2 EUR – pentru tranzactii 0.01 EUR 2 EUR – for USD
pe actiune5 in USD per share5 denominated transactions

In cazul ordinelor executate prin mai multe tranzactii, comisionul
minim este aplicat o singura data pe ordin.
____________________________________
¹ In cazul actiunilor listate pe pietele din Franta, Italia si Spania se retine
o taxa suplimentara de 0.3% (pentru Franta), de 0.1% (pentru Italia),
respectiv de 0.2% (pentru Spania, incepand cu 16 ian. 2021), taxa
aplicata la valoarea tranzactiilor de cumparare.
² In cazul actiunilor listate pe pietele din Marea Britanie si Irlanda se
retine o taxa suplimentara de 0.5% (pentru Marea Britanie) aplicata la
valoarea tranzactiilor de cumparare, respectiv de 1% pentru Irlanda.
3 Daca rulajul tranzactiilor pe pietele internationale in luna anterioara
For orders executed through multiple transactions, the minimum
commission is applied once per order.
_________________________________________
¹ For stocks listed on France, Italy, and Spain Stock Exchanges an
additional fee of 0.3% (for France), of 0.1% (for Italy), and of 0.2% (for
Spain, starting with 16th of January 2021) respectively shall be charged,
applied to the value of purchase (buy) transactions.
² For stocks listed on Great Britain and Ireland Stock Exchanges an
additional fee of 0.5% (for GB) and of 1% (for Ireland) respectively shall
be charged, applied to the value of purchase (buy) transactions.
3 If the turnover of transactions on international markets in the

a fost intre 0-20.000 EUR. previous month was between 0-20.000 EUR.
4 Daca rulajul tranzactiilor pe pietele internationale in luna anterioara 4 If the turnover of transactions on international markets in the

a fost intre 20.001 EUR – 100.000 EUR. previous month was between 20.001 EUR – 100.000 EUR.

Data actualizarii: 14 iunie 2022, cu intrare in vigoare la data de 1 iulie 2022 1

Anexa nr. 3 la Contractul de prestari de servicii de investitii financiare prin sistemul de tranzactionare prin internet StartradeINTL
5 Daca rulajul tranzactiilor pe pietele internationale in luna anterioara 5 Ifthe turnover of transactions on international markets in the
a fost > 100.000 EUR. previous month was > 100.000 EUR.

Comision de custodie Custody fee

Comisionul de custodie este de 0.08% pe an, calculat si platit lunar,
incepand cu prima zi calendaristica a lunii urmatoare celei in care a fost
deschis contul de tranzactionare INTL. Baza de calcul pentru
determinarea comisionului de custodie o reprezinta valoarea
portofoliului de instrumente financiare al Clientului din ultima zi
calendaristica a lunii pentru care se datoreaza comisionul. Nu se
datoreaza comision de custodie pe perioada in care contul Clientului
este supus unui ordin de sechestru/poprire. Perceperea comisionului
de custodie se va relua incepand cu ziua imediat urmatoare ridicarii
sechestrului/popririi.
The custody fee is 0.08% per year, calculated and paid monthly,
starting the first calendar day of the month following that in which the
INTL trading account was opened. The calculation basis for
determining the custody fee is the value of the Client's portfolio of
financial instruments on the last calendar day of the month for which
the commission is due. No custody fee is due for the period during
which the Client's account is subject to a seizure/garnishment order.
The collection of the custody fee will be resumed starting with the day
immediately following the lifting of the seizure / garnishment.

Retinerea comisionului de custodie va fi facuta in mod automat de The custody fee will be automatically withheld by Tradeville, on the
catre Tradeville, in luna urmatoare celei pentru care se datoreaza month following the one for which the fee is due, the client being
comisionul, clientul fiind obligat sa asigure disponibilul corespunzator, obliged to ensure the appropriate cash available in the trading
in contul de tranzactionare, pe fiecare valuta in parte. account, on each currency separately.

Comision alimentari/retrageri prin intermediul institutiilor de Fees for supplies/withdrawals through payment
plata/emitente de moneda electronica institutions/electronic money issuers
In cazul alimentarilor/retragerilor din/in conturi deschise la institutii In case of supplies/withdrawals from/in accounts opened with
de plata/emitente de moneda electronica, taxele si comisioanele payment institutions/electronic money issuers, the bank fees and
bancare sunt suportate de catre client. In cazul retragerilor in valuta in commissions are borne by the client. In case of foreign currency
conturile bancare ale clientilor, Tradeville va retine de la client taxele withdrawals in the clients' bank accounts, Tradeville will withhold from
si comisioanele percepute de banca. the client the fees and commissions charged by the bank.

Cursuri de schimb/ Taxa de transfer bani / Taxe de transfer
instrumente financiare:
S.S.I.F. Tradeville S.A. poate percepe un comision de 0,08% din suma
alimentata sau retrasa in/din contul de tranzactionare StartradeINTL.
Pentru suma alimentata sau retrasă in/din contul de tranzactionare
StartradeINTL deschis in EURO, comisionul perceput este 0%.
Retinerea comisionului de 0,08% din suma retrasa de client din contul
de tranzactionare se realizeaza prin deducerea (retinerea) acestuia din
suma solicitata.
Exchange Rate/ Money Transfer Fees / Financial Instruments
Transfer Fees:
SSIF Tradeville S.A. may perceive a fee of 0.08% of the amount
deposited or withdrawn to/from the StartradeINTL trading account.
For the amount deposited or withdrawn into / from the StartradeINTL
trading account opened in EURO, the commission charged is 0%.
Retaining the fee of 0.08% of the withdrawn amount from the client
trading account is made by deducting it from the requested amount.

Cursul de schimb evidentiat de S.S.I.F. Tradeville S.A. pentru sumele To convert the amounts of money deposited by clients in trading
depuse de clienti in conturi de tranzactionare pe piete externe este accounts on foreign markets, Tradeville uses the exchange rate
cursul practicat de banca/institutia de credit partenera a Tradeville, displayed by its partner bank/ credit institution through which the
prin care se face operatiunea de schimb valutar. conversion is carried out.

S.S.I.F. Tradeville S.A. percepe numai taxele percepute de Tradeville withholds only the fees charged by the Foreign Intermediary
Intermediarul Strain aplicabile in cazul operatiunilor de registru si de applicable to registry and corporate events processing operations.
procesare evenimente corporative. Orice modificare a tarifelor si Each adjustment made by the Foreign Intermediary to this fees and
comisioanelor percepute de Intermediarul Strain duce implicit la commissions results in the modification of the fees charged by SSIF
modificarea taxelor percepute de Tradeville, cu notificarea Tradeville S.A., with their corresponding notification to the Client.
corespunzatoare a acestora catre Client.
Nivelul acestor taxe este urmatorul: The level of these taxes is as follows:
Taxa Fee
(per fiecare transfer/simbol) (per each simbol transferred)
Piete Markets
Transfer IN Trasfer OUT Transfer IN Trasfer OUT
[EURO] [EURO] [EURO] [EURO]
Austria 20 25 Austria 20 25
Belgia 10 25 Belgium 10 25
Franta 10 25 France 10 25
Germania 10 15 Germany 10 15
Italia 15 25 Italy 15 25
Irlanda 15 25 Ireland 15 25
Luxemburg 20 25 Luxemburg 20 25
Olanda 10 25 Holland 10 25
Portugalia 15 25 Portugal 15 25

Data actualizarii: 14 iunie 2022, cu intrare in vigoare la data de 1 iulie 2022 2

Anexa nr. 3 la Contractul de prestari de servicii de investitii financiare prin sistemul de tranzactionare prin internet StartradeINTL

Spania 15 25 Spain 15 25
Polonia 25 25 Poland 25 25
Marea Britanie 10 25 Great Britain 10 25
SUA 15 25 USA 15 25
Canada 20 25 Canada 20 25
Suedia 15 25 Sweden 15 25

Impozitul pe castigul din capital pentru persoanele fizice:
Obligatiile fiscale aferente activitatii investitionale se stabilesc pe baza
Codului fiscal. In conformitate cu prevederile legale in vigoare,
persoanele fizice au obligatia de a determina castigul net anual /
pierderea neta anuala si de a depune la organul fiscal competent
declaratia privind venitul realizat.
S.S.I.F. Tradeville S.A. pune la dispozitia clientilor sai documentele
justificative necesare in acest sens, conform normelor legale aplicabile
la momentul respectiv.
Tax on capital gains for natural persons:
The tax liabilities related to the investment activity are established
based on the Tax Code. In accordance with the legal provisions in
force, individuals are required to determine annual net income / loss
on the income statement and to submit it yearly to the competent tax.
SSIF Tradeville S.A will provide its clients with the necessary supporting
documents in this regard, according to the law applicable at the time.

In cazul persoanelor juridice nu exista un impozit specific pe castigul For companies there is no specific tax on capital gains. This goes into
din operatiuni pe piata de capital. Acesta intra in determinarea bazei determining the taxable base
impozabile.

Dispozitii finale: Final provisions:

Prezenta Anexa INTL este parte integranta din Contractul de prestari This Annex is an integral part of the agreement regarding the provision
de servicii de investitii financiare prin serviciul de tranzactionare of financial investment services via StartradeINTL.
Startrade INTL.

Nume si Semnatura client /

Name and Client signature
#sgncl

Data actualizarii: 14 iunie 2022, cu intrare in vigoare la data de 1 iulie 2022 3

 CONTRACT DE PRESTARI DE SERVICII DE INVESTITII FINANCIARE
prin sistemul de tranzactionare prin internet StartradeRO
– Termeni si Conditii –
Prezentul Contract de prestari de servicii de investitii financiare
(“Contractul”) este incheiat intre:
Tradeville S.A., societate de servicii de investitii financiare, cu sediul in
Bucureşti, sectorul 3, Calea Vitan nr. 6A, Bl. B, Tronson B, et. 3, avand
codul de inregistrare fiscala RO8694021 si numarul de ordine in
Registrul Comertului J40/5868/1996, autorizata pentru prestarea de
servicii de investitii financiare prin Decizia CNVM nr. 2225/15.07.2003,
inregistrata in Registrul ASF sub numarul PJR01SSIF/400033 din data
de 17.05.2006 si la ANSPDCP sub numarul 4283, reprezentata prin dna.
Marinescu Madalina Florentina, Specialist piata de capital in cadrul
Departamentului Operatiuni – Back Office, denumita in cele ce
urmeaza “SSIF”,
si
Titularul de cont, identificat prin cererea de deschidere de cont –
Formular de deschidere de cont (Anexa 1), numit in cele ce urmeaza
„Client”.
Preambul:
(i) Clientul declara ca serviciile de investitii financiare ce fac obiectul
prezentului Contract sunt furnizate de SSIF la initiativa Clientului;
(ii) Clientul declara ca tranzactiile cu instrumente financiare ce fac
obiectul prezentului Contract, corespund cu obiectivele sale
investitionale, cu gradul sau de experienta si cu apetitul sau
pentru risc;
(iii) Clientul declara ca este un investitor informat, cu pregatire in
domeniul tranzactiilor cu instrumente financiare de tipul celor ce
fac obiectul prezentului Contract si intelege si isi asuma fara
rezerve si in totalitate riscurile asociate acestor tranzactii astfel
incat solicita incheierea prezentului Contract de prestari de
servicii de investitii financiare prin sistemul de tranzactionare
prin internet StartradeRO in termenii si conditiile expuse in cele
urmeaza.
1. Obiectul Contractului
1.1 SSIF presteaza in beneficiul Clientului servicii de investitii
financiare constand in preluarea si executarea ordinelor si
instructiunilor primite de la Client prin intermediul sistemului de
tranzactionare prin internet operat de SSIF, in legatura cu
instrumentele financiare admise la tranzactionare pe piata
reglementata respectiv pe sistemul multilateral de
tranzactionare, sau prin orice alt sistem de tranzactionare agreat
si aprobat de institutiile abilitate din Romania la care SSIF detine
calitatea de Participant.
1.11 Prin sistemului de tranzactionare prin internet operat de SSIF se
intelege platforma principala de tranzactionare si comunicare pusa la
dispozitie Clientului de SSIF (https://2.tradeville.ro/ ).
1.2 Pentru derularea prezentului Contract, SSIF va presta in beneficiul
Clientului si alte servicii principale si conexe pentru care este autorizat,
in functie de specificul activitatii de tranzactionare, de capacitatile si
de disponibilitatea SSIF. Serviciile de consultanta de investitii si de
administrare de portofolii nu fac obiectul prezentului Contract.
1.3 Locurile de tranzactionare si instrumentele financiare la care
Clientul are acces in temeiul prezentului Contract sunt descrise in
Documentul de prezentare a SSIF (Anexa 2).
Data actualizarii: 03 mai 2022
FINANCIAL INVESTMENTS SERVICES AGREEMENT
via StartradeRO Internet trading system
- Terms and Conditions -
This financial investment service agreement (the “Agreement”) has
been entered by and between:
Tradeville S.A., a financial investment service company with office in
Bucharest, 3rd District, 6A Calea Vitan, Bl. B, B Section, 3rd floor,
having the tax registration number RO8694021 and Trade Register
number J40/5868/1996, authorized to provide financial investment
services under the CNVM Decision no. 2225/15.07.2003, entered into
the ASF (Financial Supervisory Authority) Register under no.
PJR01SSIF/400033 dated 17.05.2006 and with ANSPDCP (National
Personal Data Processing Authority) under no. 4283, represented by
Ms. Marinescu Madalina Florentina, capital market specialist within
the Operations Department – Back Office, hereinafter referred to as
the “SSIF”,
and
Account Holder, as identified in the account opening application –
Account Opening Form (Annex 1), hereinafter referred to as the
“Customer”.
Preamble:
(i) The Customer hereby states that the SSIF provides the financial
investment services referred to herein at Customer’s initiative;
(ii) The Customer hereby states that the trading with the financial
instruments referred to herein meets his investment goals, his
experience level and risk appetite;
(iii) The Customer states that he is an informed investor trained in the
field of trading with such financial instruments as referred to
herein and he understands and undertakes without reserve all
and any risks related to such transactions and, thus, demands the
execution of this Financial Investments Services Agreement via
StartradeRO Internet Trading System under such terms and
conditions as follows.
1. Object of the Agreement
1.1 The SSIF performs financial investment services to Customer’s
benefit, such as receiving and fulfilling the directions given by
Customer via the Internet trading system operated by the SSIF in
relation to the financial instruments accepted for trading on a
regulated market, respectively via the multilateral trading system or
any other trading system as agreed and approved by the relevant
Romanian institutions in which the SSIF is Participant.
1.11 The internet trading system operated by SSIF means the main
trading and communication platform made available to the Client by
SSIF (https://2.tradeville.ro/ )
1.2 For the fulfilment of this Agreement, the SSIF shall provide to
Customer’s benefit additional main and connected services for which
it is authorized, depending on the specificity of the trading activity, on
SSIF’s capacities and availability. Investment consultancy and portfolio
management services do not fall under the scope hereof.
1.3 The trading places and the financial instruments to which the
Customer has access hereunder are described in the SSIF’s
Presentation Document (Annex 2).
1/16
2. Durata Contractului
2.1 Prezentul Contract intra in vigoare la data semnarii sale de catre
ambele parti contractante.
2.2 Prezentul Contact se incheie pe baza cererii de deschidere de cont
a Clientului – Formular de deschidere de cont (Anexa 1), semnata
olograf sau prin semnatura electronica calificata bazata pe un certificat
calificat eliberat de un stat membru al Uniunii Europene, de catre
Client ori de reprezentantul sau autorizat si insotita de documentele
solicitate de SSIF pentru deschiderea de cont.
2.3 SSIF isi rezerva dreptul sa nu accepte sau sa limiteze accesul
Clientului la unul sau mai multe dintre tipurile de conturi solicitate prin
cererea de deschidere de cont, in cazul in care considera ca a primit de
la Client informatii insuficiente, care induc in eroare sau sunt
neadecvate, precum si in cazul in care documentele depuse de Client
in vederea deschiderii contului sunt incomplete sau incompatibile cu
regulile operatorului de piata sau ale operatorului de sistem.
2.4 Prezentul Contract se incheie pe perioada nedeterminata si
inceteaza in cazurile si conditiile prevazute mai jos.
3. Deschiderea de cont
3.1 Exclusiv pentru a tine evidenta operatiunilor ce fac obiectul
Contractului, SSIF deschide si opereaza in sistemul intern de backoffice
in numele si in contul Clientului conturi distincte (conturi StartradeRO)
in functie de moneda in care au loc operatiunile. In aceste conturi vor
fi evidentiate toate detinerile si operatiunile cu instrumente financiare
si numerar ale Clientului, efectuate in baza prezentului Contract.
Clientul va avea acces la instrumente financiare cotate in alta moneda
decat RON, ce sunt tranzactionate in locurile prevazute la art. 1 de mai
sus, in masura in care SSIFul notifica Clientului aceasta posibilitate.
Toate aceste operatiuni, precum si detinerile de Instrumente
Financiare si numerar ale Clientului vor fi evidentiate de catre SSIF in
conturi distincte de cele proprii ale SSIF, deschise si operate de SSIF in
conformitate cu prevederile prezentului Contract.
3.2 Clientul este obligat sa alimenteze contul/conturile cu suma
minima si in monedele, prevazute de SSIF prin Anexa 3, in termen de
cel mult 30 de zile de la data activarii contului/conturilor. In cazul care
Clientul nu alimenteaza contul/conturile in termenul sus mentionat,
SSIF poate sa ii suspende Clientului accesul la contul/conturile
respective. Alimentarea cu numerar a contului/conturilor Clientului se
face prin virament bancar in contul bancar „clienti” indicat de SSIF. In
vederea alimentarii cu numerar, Clientul va preciza ce cont doreste a
alimenta acceptand efectuarea schimbului valutar de catre SSIF, dupa
caz.
3.3 Clientul intelege si se obliga sa depuna fondurile sau sa transfere
instrumentele financiare in contul deschis la SSIF anterior lansarii unui
ordin de cumparare, respectiv de vanzare, prevederile art. 9.4
ramanand aplicabile.
3.4 Clientul declara ca, anterior incheierii prezentului Contract, SSIF i-
a furnizat in timp util Documentul de prezentare a SSIF (Anexa 2), care
cuprinde toate informatiile referitoare la SSIF si la serviciile de investitii
financiare prestate de acesta, necesar a fi aduse la cunostinta
Clientului conform reglementarilor aplicabile, incluzand, fara limitare:
(i) informatiile privind SSIF si serviciile oferite de acesta clientilor si
clientilor potentiali;
(ii) informatiile privind instrumentele financiare ce vor fi
tranzactionate,
(iii) informatii privind protejarea instrumentelor financiare si a
fondurilor clientilor,
(iv) informatii privind costurile si cheltuielile aferente prestarii
serviciilor de investitii financiare ce fac obiectul prezentului
contract.
Data actualizarii: 03 mai 2022
2. Contractual term
2.1 This agreement shall enter into force on the date of signature by
both parties hereto.
2.2 This agreement is executed based upon Customer’s account
opening application – Account Opening Form (Annex 1), signed by
hand or qualified electronic signature based on a qualified certificate
issued in one Member State of the European Union, by the Customer
or by his authorized representative and accompanied by such
documentation as requested by the SSIF for the account opening.
2.3 The SSIF reserves the right not to accept or to limit Customer’s
access to one or several types of accounts requested under the
account opening application, when they find that the information
received from the Customer is insufficient, misleading or
inappropriate, as well as when the documentation submitted by the
Customer for opening the account is incomplete or incompatible with
the rules of the market operator or of the system operator.
2.4 This agreement is executed for an unlimited period and shall cease
under such terms and conditions as laid down below.
3. Account Opening
3.1 For the exclusive purpose of keeping records of the operations
hereunder, the SSIF shall open and operate in the internal back-office
system distinct accounts (StartradeRO accounts) in the name and on
behalf of Customer, by the currency of operations. All and any of
Customer’s financial instruments and cash held and related operations
conducted hereunder shall be entered in such accounts. The Customer
shall have access to such financial instruments quoted in another
currency than RON that are traded in such places as laid down in
article 1 above, insofar as the SSIF notifies the Customer that he can
do this. The SSIF shall enter all such operations as well as the Financial
Instruments and the cash held by the Customer in accounts that are
different from SSIF’s own accounts, opened and operated by the SSIF
in compliance with the provisions herein.
3.2 The Customer must fund the account(s) with such minimum
amount and in the currencies required by the SSIF in Annex 3, within
30 days as of the activation of the account(s). Should the Customer fail
to make such funding into the account(s) within such time as
abovementioned, the SSIF may suspend Customer’s access to the
account(s). Cash payments into Customer’s account(s) are made via
bank transfer into the “Customers” bank account specified by the SSIF.
In order to make cash payments, the Customer shall specify the
account he intends to fund and accept the SSIF exchange the currency,
as applicable.
3.3 The Customer understands and undertakes to deposit the funds or
transfer the financial instruments in the account opened with the SSIF
before the launching of a purchase order, respectively sale order and
provisions of article 9.4 shall remain applicable.
3.4 The Customer declares that, before entering into this agreement,
the SSIF provided to him in due time the SSIF Presentation Document
(Annex 2) setting out all and any information regarding the SSIF and
the financial investment services rendered by the same, which must
be notified to the Customer according to applicable regulations,
including without limitation to:
(i) information about the SSIF and the services provided by them to
customers and to potential customers;
(ii) information about the financial instruments to be traded;
(iii) information about the protection of customers’ financial
instruments and funds;
(iv) Information about the costs and the expenses related to the
supply of the financial investment services referred to hereunder.
2/16
3.5 Clientul declara in mod expres ca a citit integral Documentul de
prezentare a SSIF (Anexa 2), l-a inteles, a luat cunostinta in mod
complet de acesta si nu are nicio rezerva in legatura cu acesta.
4. Transmiterea, preluarea si executarea ordinelor
4.1 Clientul declara ca are acces la internet in mod regulat si ca este de
acord cu utilizarea comunicarii prin internet pentru transmiterea de
ordine si instructiuni catre SSIF si pentru alte comunicari facute intre
parti. SSIF este autorizat in mod expres de catre Client sa preia, sa
transmita si sa execute ordinele si instructiunile primite de SSIF de la
Client prin mijlocul de comunicare la distanta mentionat anterior.
4.2 Procedura alternativa. In cazul in care, din motive tehnice sau de
alta natura, sistemul de tranzactionare prin internet StartradeRO
operat de SSIF devine temporar inoperant sau Clientul se afla temporar
in imposibilitatea de a accesa sistemul de tranzactionare, Clientul isi
exprima acordul expres cu privire la utilizarea comunicarii prin fax sau
prin telefon pentru preluarea si transmiterea de ordine si instructiuni
catre SSIF si pentru alte comunicari, SSIF fiind autorizat prin prezentul
Contract sa preia, sa transmita si sa execute ordinele si instructiunile
primite de la Client prin mijloacele de comunicare la distanta anterior
mentionate. In cazul in care, din motive tehnice sau de alta natura,
sistemul de tranzactionare prin internet StartradeRO operat de SSIF
devine temporar inoperant, Clientul intelege sa nu tina responsabil
SSIF pentru niciun prejudiciu pe care l-ar putea suporta din aceasta
cauza.
4.3 Transmiterea telefonica a ordinelor si instructiunilor Clientului se
va face numai la numerele de telefon special alocate de SSIF pentru
preluarea acestora. Clientul isi exprima consimtamantul expres pentru
inregistrarea si stocarea de catre SSIF pe suport electronic/optic sau pe
un suport echivalent a ordinelor, instructiunilor si/sau confirmarilor
transmise telefonic de catre Client.
4.4 Clientul poate accesa sistemul de tranzactionare prin internet
StartradeRO operat de SSIF, printr-un computer sau un telefon mobil
conectat la internet prin orice tip de protocol, la adresa site-ului de
internet al SSIF (www.tradeville.ro sau m.tradeville.ro) sau la orice alta
adresa de back-up comunicata de SSIF, sub protectia userului si a
parolei alese de Client.
4.5 Clientul isi asuma intreaga responsabilitate cu privire la ordinele si
instructiunile receptionate de catre SSIF, comunicate sub parola de
catre Client prin sistemul de tranzactionare prin internet. SSIF nu va
putea fi tinut raspunzator de catre Client sau de o alta persoana sau
entitate pentru niciun prejudiciu suferit de oricare dintre acestea ca
urmare a preluarii, transmiterii si executarii de catre SSIF a ordinelor
sau instructiunilor primite de la Client prin acest mijloc de comunicare
la distanta.
4.6 Clientul declara in mod expres ca este singurul utilizator autorizat
al sistemului de tranzactionare prin internet operat de SSIF, in baza
prezentului contract si intelege necesitatea si, totodata, se obliga sa isi
actualizeze periodic parola de acces care ii permite autentificarea in
sistem. Pastrarea confidentialitatii user-ului, a parolei de acces si a
oricaror alte elemente de securitate care permit autentificarea
Clientului in sistem, accesarea evidentei contului sau deschis la SSIF si
utilizarea oricarei functiuni a sistemului de tranzactionare prin internet
constituie responsabilitatea exclusiva a Clientului.
4.7 Clientul va putea solicita asistenta utilizand datele de contact
urmatoare: mesagerie platforma Live Help, email: help@tradeville.ro ,
telefon: (+40) 21 318 75 55, pentru a obtine lamuriri privind functiunile
si informatiile disponibile in sistemul de tranzactionare prin internet
operat de SSIF, pentru a obtine informatii cu privire la activitatea
desfasurata in contul sau, la instrumente financiare, emitenti sau piete
si pentru a se informa cu privire la regulile si procedurile de
Data actualizarii: 03 mai 2022
3.5 The Customer specifically declares to have read in full the SSIF
Presentation Document (Annex 2), to have understood it and be fully
familiar with the same and to have no reserve about it.
4. Sending, taking over and execution of Orders
4.1 The Customer declares that he has regular access to the Internet
and that he agrees to use Internet communication in order to send
orders and directions to the SSIF and for any other communication
between parties. The Customer specifically authorizes the SSIF to take
over, to send and to execute the orders and directions from Customer
via such means of remote communication as mentioned above.
4.2 Alternative Procedure. If, due to technical or other reasons, the
StartradeRO Internet trading system operated by the SSIF becomes
temporarily inoperative or the Customer is temporarily unable to
access the trading system, the Customer specifically agrees to use fax
or telephone communication for the reception and the delivery of
orders and directions to the SSIF and for any other communication,
and the SSIF is hereby authorized to receive, to deliver and to execute
the orders and directions received from the Customer via the above-
mentioned means of remote communication. If, due to technical or
other reasons, StartradeRO Internet trading system operated by the
SSIF becomes temporarily inoperative, the Customer understands not
to hold the SSIF liable for any damage the former might suffer due to
that reason.
4.3 The Customer should send any orders and directions by using such
telephone numbers as specifically indicated by the SSIF for the
reception thereof. The Customer specifically agrees with the SSIF
recording and saving on electronic/optical or equivalent medium any
orders, directions and/or acknowledgments sent by the Customer by
telephone.
4.4 The Customer can access the StartradeRO Internet trading system
operated by the SSIF by using a computer or mobile telephone
connected to the Internet via any protocol type, on the SSIF Internet
site (www.tradeville.ro or m.tradeville.ro) or at any other back-up
address notified by the SSIF, subject to the username and password
chosen by the Customer.
4.5 The Customer takes upon himself all and any responsibility in
relation to the orders and directions received by the SSIF and delivered
by the Customer under password via the Internet trading system. The
SSIF cannot be held liable by the Customer or by any other person or
entity for any damage suffered by any of the latter as a result of
receiving, sending and accomplishing the orders or the directions
received from the Customer via such means of remote
communication.
4.6 The Customer specifically declares to be the only authorized user
of the Internet trading system operated by the SSIF under this
Agreement, to understand the need and also undertakes to update on
regular basis his access password allowing the login to the system.
Keeping confidential the username, the access password and any
other security data allowing the Customer to log in the system, any
access to the records of his account opened by the SSIF and using any
of the Internet trading system functions are Customer’s exclusive
responsibility.
4.7 The Customer can ask for assistance at the following contact
details: Live Help messenger service in the trading platform, email:
help@tradeville.ro , phone: (+40) 21 318 75 55, in order to obtain
clarifications about the available functions and information of the
Internet trading system operated by the SSIF, to obtain information
about his account movements, financial instruments, issuers or
markets and about the trading rules and procedures applicable to the
3/16
tranzactionare aplicabile pietei sau sistemului de tranzactionare
relevant, optand astfel pentru un cont asistat.
4.8 Clientul declara ca, anterior incheierii prezentului contract, SSIF i-a
furnizat in timp util Politica de executare a ordinelor publicata pe web
site-ul acestuia (www.tradeville.ro ). Clientul declara ca a citit, a
inteles, cunoaste si este de acord cu Politica SSIF de executare a
ordinelor. Preluarea, transmiterea si executarea oricarui ordin de
tranzactionare receptionat de SSIF prin mijloacele prevazute in
prezentul Contract este conditionata de existenta instrumentelor
financiare sau, dupa caz, a sumelor necesare in contul Clientului
deschis la SSIF si de conditiile specifice locului de tranzactionare.
4.9 Clientul declara ca este de acord cu rezolutiunea de plin drept a
unei tranzactii ca urmare a solicitarii scrise a Depozitarului Central, in
conformitate cu reglementarile acestuia si cu prevederile contractului
incheiat intre B.V.B. si Depozitarul Central. Desfiintarea retroactiva a
unei tranzactii produce efecte fara a fi necesara interventia vreunei
instante judecatoresti sau arbitrale ori indeplinirea vreunei alte
formalitati prealabile. Rezolutiunea de plin drept a unei tranzactii
bursiere va opera dupa data initiala a decontarii tranzactiei, in
conformitate cu reglementarile Depozitarului Central. Rezolutiunea de
plin drept a unei tranzactii bursiere se constata de catre Depozitarul
Central, se comunica in scris B.V.B. de catre Depozitarul Central si se
opereaza de catre B.V.B.
4.10 Clientul este de acord, in mod definitiv si irevocabil ca, in cazul in
care Clientul nu isi indeplineste obligatiile de plata aferente
operatiunilor de decontare a tranzactiilor ce fac obiectul prezentului
Contract, atunci devin incidente si se vor aplica cu prioritate dispozitiile
din Codul Depozitarului Central privind procedura de vanzare speciala
(sell-out speciala si impusa), intr-un asemenea caz SSIF avand dreptul
de a utiliza instrumentele financiare ale Clientului conform dispozitiilor
din Codul Depozitarului Central.
5. Furnizarea de confirmari, rapoarte si informatii
5.1 SSIF va furniza Clientului, prin sistemul de tranzactionare prin
internet operat de SSIF, urmatoarele rapoarte:
a) confirmari de executare a ordinelor, cel mai tarziu in prima zi
lucratoare ce urmeaza executarii ordinului sau;
b) extrase de cont, care contin date privind instrumentele financiare
si disponibilul de numerar existent in contul/conturile Clientului
deschis(e) la SSIFactualizate zilnic;
c) rapoarte privind activitatea de tranzactionare pe contul/
conturile StartradeRO, actualizate permanent;
d) informatii despre toate costurile si cheltuielile, inclusiv despre
costurile si cheltuielile aferente serviciului de investitii si
instrumentului financiar, care nu sunt generate de aparitia
riscului de pe piata activului-suport, in forma agregata, cel putin
anual; la cererea clientului aceasta informare poate fi furnizata si
in mod defalcat;
e) informari privind evenimentele corporative in legatura cu
instrumentele financiare detinute in portofoliu de catre Client, ca
urmare a unei hotarari a organelor statutare sau de catre un
ofertant, precum: distributii in bani sau instrumente financiare si
restructurari de capital.
5.2 Clientul declara si se obliga sa se asigure ca sistemele informatice
utilizate de acesta pentru accesarea sistemului de tranzactionare prin
internet permit descarcarea si salvarea rapoartelor transmise de SSIF
prin acest sistem. Totodata, Clientul declara ca este de acord ca
rapoartele mentionate in prezentul contract si in reglementarile
aplicabile sa ii fie transmise de SSIF exclusiv in forma electronica, prin
sistemul de tranzactionare prin internet operat de SSIF.
Data actualizarii: 03 mai 2022
market or to the relevant trading system, thus opting for an assisted
account.
4.8 The Customer declares that, before entering into this agreement,
the SSIF provided to him in due time the Policy of Order Execution
published on the latter’s website (www.tradeville.ro ). The Customer
declares to have read, understood, to be familiar with and to agree to
SSIF’s policy of order execution. The reception, delivery and execution
of any trading order received by the SSIF via such means as laid down
herein is conditional on the availability of such financial instruments
or necessary amounts of money in Customer’s account opened with
the SSIF and on the specific conditions of the trading venue.
4.9 The Customer declares to agree to any lawful termination of any
transaction upon the written request of the Central Depositary,
pursuant to latter’s regulations and to the provisions of the agreement
executed between Bucharest Stock Exchange and the Central
Depositary. The retrospective termination of a transaction can be
effective without any law court or arbitral court intervention or
fulfilment of any prior formality. The lawful termination of any stock
exchange transaction becomes effective after the transaction
settlement initial date, pursuant to the regulations of the Central
Depositary. The effective lawful termination of a Stock Exchange
transaction should be acknowledged by the Central Depositary,
notified in writing to the Bucharest Stock Exchange by the Central
Depositary and operated by the Bucharest Stock Exchange.
4.10 The Customer agrees, definitively and irrevocably that, in case the
Customer does not meet Customer’s payment obligations in
connection to transactions settlement operations subject to this
Agreement, then it becomes applicable and shall apply as a matter of
priority the provisions of Depozitarul Central’s Rulebook regarding
sell-out (special and imposed sell-out) procedure, in such a case the
SSIF having the right to use the Customer's financial instruments
(securities) according to the provisions of the Depozitarul Central’s
Rulebook.
5. Provision of Confirmations, Reports and Information
5.1 The SSIF shall provide to the Customer via the Internet trading
system operated by the SSIF the following reports:
a) order execution confirmations, no later than the first working
day following the order execution or;
b) account statements laying down details about the financial
instruments and the available cash in Customer’s account(s)
open with the financial investment service companyupdated on
a daily basis;
c) reports on the trading activity carried out in the StartradeRO
account(s), updated on permanent basis;
d) information about all costs and expenditures, including the
costs and expenditures related to the investment service and
the financial instrument, which are not generated by
occurrence of the risk on the market of the support asset, in the
agreed form, at least on a yearly basis; upon customer’s
request, such information can be provided in broken down
form;
e) information about corporative events in relation to the financial
instruments held in Customer’s portfolio as result of a statutory
body resolution or by an offeror, such as: distribution in cash or
financial instruments and capital restructuring.
5.2 The Customer declares and undertakes to make sure that the
information systems he uses for accessing the Internet trading system
allow the downloading and saving of reports sent by the SSIF through
the system. Moreover, the Customer declares that he agrees that the
SSIF can send to him the reports mentioned herein and in the
applicable regulations solely in electronic form via the Internet trading
system operated by the SSIF.
4/16
5.3 Clientul se obliga sa notifice in scris SSIF cu privire la orice eroare
aparuta in continutul informatiilor si rapoartelor primite in termen de
cel mult 36 (treizeci si sase) de ore de la momentul la care acestea au
devenit disponibile prin intermediul sistemului de tranzactionare prin
internet operat de SSIF. Dupa expirarea termenului stabilit, continutul
raportului se considera aprobat de catre Client.
5.4 SSIF va pune la dispozitia Clientului prin sistemul de tranzactionare
prin internet informatii privind instrumentele financiare admise la
tranzactionare pe pietele reglementate, respectiv sistemele
multilaterale de tranzactionare, emitentii de instrumente financiare si
evolutia pietelor, precum si conditiile specifice tipului de instrument
financiar sau ale locului de tranzactionare, dupa caz.
6. Evidenta contului Clientului
6.1 SSIF va tine evidenta separata a detinerilor de instrumente
financiare din contul/conturile Clientului, distinct de cele ale SSIF, si
evidenta contabila separata a sumelor primite de la Client sau cuvenite
acestuia. SSIF va tine evidenta operatiunilor de tranzactionare ale
Clientului in sistemul intern, in functie de moneda de decontare a
tranzactiilor cu instrumentele financiare detinute de client.
6.2 Contul de numerar al Clientului va fi creditat cu:
a) sumele de bani depuse de Client in contul bancar „clienti” indicat
de SSIF; la alimentarea contului/conturilor de tranzactionare
StartradeRO, Clientul va preciza contul/conturile pe care doreste
a se efectua alimentarea, tinand cont de moneda si de conditiile
de schimb valutar prevazute in Anexa 3 la prezentul Contract;
b) sume de bani incasate din procesarea evenimentelor corporative
ale emitentilor si orice alte sume de bani platite de emitenti
detinatorului Instrumentelor Financiare evidentiate in contul
Clientului;
c) pretul incasat din vanzarea Instrumentelor Financiare evidentiate
in contul/conturile Clientului.
6.21 In SSIFcazul in care SSIF crediteaza contul de numerar al Clientului
cu sume de bani necuvenite acestuia, Clientul se obliga sa notifice
imediat SSIF despre aceasta si sa nu utilize si sa nu retraga sumele
respective ci sa le restituie imediat SSIF. Prin prezenta prevedere,
Clientul autorizeaza in mod expres si irevocabil SSIF sa retraga din
contul de numerar al Clientului sumele respective. Daca Clientul
utilizeaza si/sau retrage sumele respective inainte ca SSIF sa
retraga aceste sume, Clientul autorizeaza in mod expres si
irevocabil SSIF ca intr-un astfel caz SSIF sa vanda la pretul pietei
oricare din Instrumentele Financiare din portofoliul Clientului
pana la acoperirea contravalorii acelor sume utilizate si/sau
retrase de Client si sa, respective, SSIF sa retraga din contul de
numerar al Clientul sumele obtinute din aceasta vanzare si orice
alte sume din cont pana la acoperirea integrala a contravalorii
sumelor de bani pe care Clientul este obligat sa le restituie SSIF
conform prezentei prevederi.
6.3 Contul de numerar al Clientului va fi debitat cu:
a) sumele de bani retrase de catre Client, la cerere, conform clauzei
6.4 b); la retragerea numerarului, Clientul va preciza
contul/conturile din care se doreste operarea retragerii si va tine
cont de moneda si de conditiile de schimb valutar prevazute in
Anexa 3 la prezentul Contract;
b) pretul platit pentru Instrumentele Financiare detinute in contul
Clientului;
c) taxele, comisioanele si celelalte costuri aferente operatiunilor
efectuate de SSIF in numele si pe seama Clientului;
d) impozitul retinut in baza legilor nationale si/sau a conventiilor
internationale aplicabile, dupa cum este cazul;
Data actualizarii: 03 mai 2022
5.3 The Customer undertakes to notify the SSIF in writing about any
error occurred in the content of the received information and reports
within maximum 36 (thirty-six) hours as of the moment they became
available via the Internet trading system operated by the SSIF. Upon
the expiry of such timeframe, the content of the report shall be
deemed approved by the Customer.
5.4 The SSIF shall make available to the Customer via the Internet
trading system the information on the financial instruments accepted
for trading on regulated markets, respectively the multilateral trading
systems, the issuers of financial instruments and market trends, as
well as the specific conditions of each financial instrument type or of
the trading venue, as applicable.
6. Customer Account Records
6.1 The SSIF shall keep separate records of the financial instruments
held in Customer’s account(s) distinctly from SSIF’s accounts, and
separate accounting records of the amounts of money received from
or payable to the Customer. The SSIF shall keep records of Customer’s
trading operations in the former’s internal system, in the currency
used for settling the transactions with financial instruments held by
the Customer.
6.2 Customer’s cash account shall be credited with:
a) the amounts of money deposited by the Customer into
“customers” bank account specified by the financial investment
service company; when making payments into the StartradeRO
trading account(s), the Customer should specify the account(s)
into which payment should be made, taking into consideration
the currency and the currency exchange conditions set out in
Annex 3 hereto;
b) the amounts of money received from the processing of issuers’
corporate events and any other amounts of money paid by issuers
to the holder of the Financial Instruments pointed out in
Customer’s account;
c) the price received from selling the Financial Instruments provided
in Customer’s account(s).
6.21 If the SSIF SSIF transfers in the Client’s cash undue amount of
money to which the Client is not entitled, the Client undertakes to
immediately notify the SSIF of this and not to use or withdraw the
respective amounts, but to return them immediately to the SSIF. By
this provision, the Client expressly and irrevocably authorizes the SSIF
to withdraw from the Client’s cash account the undue amounts. If the
Client uses and/or withdraws the respective amounts before the SSIF
withdraws these amounts, the Client expressly and irrevocably
authorizes the SSIF in such case to sell at market price any of the
Financial Instruments in the Client’s portfolio until it is covered the
equivalent value of such amounts used and/or withdrawn by Client ,
respectively, to withdraw from the Client’s cash account the amounts
obtained from this sale and any other amounts from the Client’s cash
account up to cover in full the value of the amounts of money the
Client is obliged to return to SSIF according to this provision.
6.3 Customer’s cash account shall be debited with:
a) such amounts of money withdrawn by the Customer on request
according to provisions of term 6.4 b); upon cash withdrawal, the
Customer should specify the account(s) from which the
withdrawing should be operated, taking into consideration the
currency and the currency exchange conditions laid down in
Annex 3 hereto;
b) the price paid for the Financial Instruments held in the Customer
account;
c) the taxes, fees and other costs related to the operations carried
out by the financial investment service company in the name and
on behalf of the Customer;
d) the tax withheld according to the domestic law and/or to the
relevant international conventions, as applicable;
5/16
 e) sume de bani platite pentru participarea in cadrul evenimentelor
corporative ale emitentilor;
f) sumele de bani retrase de catre SSIF conform art. 6.21 de mai sus.
Aceste sume vor fi debitate cu prioritate fata de orice alte sume.
6.4 Sumele de bani din creditul contului/conturilor Clientului:
a) sunt depuse in conturi bancare “clienti”, deschise de SSIF la
institutii de credit alese de acesta;
b) sunt platibile la cererea Clientului, in prima zi lucratoare de la
data primirii cererii de catre SSIF, cu exceptia sumelor necesare
pentru finalizarea tranzactiilor aflate in stare de executie sau de
decontare, precum si a sumelor datorate SSIF de catre Client in
baza raporturilor contractuale stabilite intre acestia. SSIF isi
rezerva dreptul de a nu efectua plata in cazul primirii unor
instructiuni de plata incomplete sau eronate sau atunci cand
suma care se doreste a fi transferata nu acopera toate obligatiile
de plata, incluzand dar fara a se limita la taxele si comisioanele
percepute de banca in scopul efectuarii transferului;
c) nu sunt purtatoare de dobanzi in beneficiul Clientului.
6.5 SSIF este autorizat de Client sa efectueze schimbul valutar al
sumelor existente in contul Clientului in valuta necesara pentru
decontare. Schimbul valutar va fi efectuat la cursul valutar al bancii
prin care se efectueaza schimbul, fara perceperea unui comision de
catre SSIF. Clientul va putea contesta cursul de schimb valutar numai
daca SSIF va aplica un curs de schimb diferit de cursul de schimb
practicat de banca.
6.6 Exceptand situatia prevazuta la art. 6.4 lit. b), Clientul solicita in
mod expres prin prezentul Contract pastrarea contravalorii
instrumentelor financiare vandute in contul sau deschis la SSIF, in
vederea reinvestirii.
6.7 Clientul are cunostinta ca, potrivit reglementarilor aplicabile, in
cazul incapacitatii SSIF de a returna fondurile banesti sau
instrumentele financiare ce apartin Clientului, acesta va putea fi
compensat financiar de Fondul de Compensare a Investitorilor, in
limita plafonului stabilit de Autoritatea de Supraveghere Financiara
(ASF).
6.8 SSIF va actiona cu diligenta pentru a pastra in siguranta fondurile
Clientului si in ceea ce priveste selectarea, desemnarea si verificarea
institutiilor de credit, avand in vedere experienta si reputatia
profesionala a acestora. Clientul declara ca a fost informat si este de
acord ca Instrumentele sale Financiare detinute la SSIF sunt pastrate la
depozitarul desemnat de operatorul de piata sau operatorul de sistem
al pietei pe care instrumentele respective se tranzactioneaza,
depozitar agreat si aprobat de autoritatile abilitate din Romania. Cu
toate acestea, SSIF nu actioneaza in calitate de garant al depozitarului
si/sau al institutiilor de credit unde sunt depozitate fondurile si
Instrumentele Financiare ale Clientului si nu garanteaza Clientului
solvabilitatea acestora.
7. Comisioane si taxe
7.1 In schimbul serviciilor prestate de SSIF, Clientul se obliga sa
plateasca SSIF comisioanele si taxele prevazute in Anexa 3 la prezentul
Contract, precum si toate taxele si costurile datorate unor terti in
legatura cu tranzactiile efectuate pe contul Clientului (ex. taxa de
tranzactionare ASF).
7.2 SSIF poate modifica structura si cuantumul comisioanelor si taxelor
percepute Clientului, atat in sensul majorarii, cat si in sensul diminuarii
acestora, si/sau poate introduce noi comisioane si/sau taxe numai cu
notificarea scrisa prealabila a Clientului in conformitate cu prevederile
art. 14 din prezentul Contract. Comisionul / taxa modificat(a) si/sau
nou introdus(a) va deveni aplicabil(a) la data comunicata de SSIF prin
notificare, care va fi ulterioara cu cel putin 5 (cinci) zile lucratoare datei
Data actualizarii: 03 mai 2022
e) the amounts of money paid for attending issuers’ corporate
events;
f) the amounts withdrawn by SSIF according to clause 6.21 above.
These amounts shall be debited with priority over any other
amounts.
6.4 The amounts of money credited to Customer account(s):
a) are deposited in “customers” bank accounts opened by the SSIF
with such credit institutions as chosen by it;
b) are payable, upon Customer’s request, on the first working day as
of the receipt by the SSIF of the request, less the money that are
necessary to complete the transactions pending execution or
settlement, as well as the money payable by the Customer to the
SSIF under the contractual relationships between them. The
financial investment service company reserves the right not to
make payment in case of receiving payment directions that are
incomplete or wrong or when the amount intended for payment
fails to cover all the payment obligations, including, without
limitation, taxes and fees charged by the bank for payment
purposes;
c) are not bearing interest for Customer’s benefit.
6.5 The SSIF is authorized by the Customer to exchange the money
available in Customer’s account into such currency as needed for
settlement purposes. The currency exchange shall be done at the rate
of bank where the currency exchange is performed, free of any SSIF
fee. The Customer may only challenge the currency exchange if the
SSIF applies a rate that is different from the exchange rate applied by
the bank.
6.6 By way of exception from the situation provided at article 6.4 b),
the Customer specifically requests hereby that the value of the
financial instruments sold in his account opened with the SSIF should
be kept for reinvestment purposes.
6.7 The Customer is aware that, according to the applicable
regulations, in case the SSIF is unable to return the funds or the
financial instruments belonging to the Customer, the latter can be
indemnified by the Investor Compensation Fund within the cap
decided by the Financial Supervisory Authority (ASF).
6.8 The SSIF shall act diligently for safekeeping Customer’s funds in
terms of selecting, appointing and checking the credit institutions,
having regard to the experience and the professional reputation
thereof. The Customer declares that he has been informed and agrees
that his Financial Instruments held by the SSIF should be kept by such
depositary as appointed by the market operator or by the system
operator of the market where such instruments are traded, such
depositary being agreed and approved by the relevant Romanian
authorities. However, the SSIF does not act as a guarantor of the
depositary and/or of the credit institutions where Customer’s funds
and financial instruments are deposited and does not guarantee the
solvency thereof.
7. Fees and Charges
7.1 In consideration of the services rendered by the SSIF, the Customer
undertakes to pay to the SSIF such fees and charges as laid down in
Annex 3 hereto, as well as all and any fees and costs payable to third
parties in relation to the transactions made in Customer’s account
(e.g. ASF trading fee).
7.2 The SSIF may vary the structure and the amount of fees and costs
charged to the Customer both by increasing and by decreasing thereof
and/or may add new fees and/or charges subject to sending a previous
written notice to the Customer, pursuant to the provisions of article
14 herein. The varied and/or newly added fee/charge becomes
effective on the date notified by the SSIF, which must be no earlier
than 5 working days after the date of the notice sent by the SSIF to the
6/16
notificarii Clientului de catre SSIF. In termen de 5 zile lucratoare de la
data primirii notificarii, daca nu este de acord cu nivelul comisionului /
comisioanelor / taxei / taxelor modificat(e)/ nou introdus(e) de SSIF,
Clientul va putea opta pentru a denunta in scris Contractul, fara
acordarea vreunui termen de preaviz. Neprimirea de catre SSIF a unui
raspuns din partea Clientului sau nedenuntarea Contractului in
termenul anterior mentionat va fi considerata acceptare tacita de
catre acesta a respectivelor modificari.
7.3 SSIF va putea acorda discounturi si va putea stabili comisioane
preferentiale pe perioade limitate sau pentru anumite tranzactii, fara
ca pentru aceasta sa fie necesara informarea prealabila a Clientului.
7.4 In afara comisioanelor si taxelor datorate si/sau cuvenite SSIF,
Clientul va suporta plata sumelor percepute de terti in legatura cu
operatiunile efectuate de SSIF in baza prezentului Contract (taxa ASF
tranzactii cumparare, taxe de transfer de instrumente financiare sau
de bani etc), precum si plata impozitului pe venitul aferent tranzactiilor
efectuate.
7.5 Clientul declara ca a fost informat de SSIF cu privire la posibilitatea
modificarii de catre SSIF a prevederilor contractuale referitoare la
comisioane si taxe, inclusiv dar fara a se limita la modificarea valorii
acestora si/sau introducerea unor noi comisioane si taxe, si este de
acord cu acest drept al SSIF, pe care il accepta fara rezerve. Dispozitiile
art. 15.1 si art. 17.1 din Contract se aplica in mod corespunzator.
8. Aspecte fiscale. Prelucrarea datelor cu caracter personal
8.1 Clientul are cunostinta ca veniturile din dobanzi si dividende,
precum si castigurile de capital aferente detinerilor sau tranzactiilor cu
instrumente financiare pot face obiectul impunerii conform legii
nationale si/sau a conventiilor internationale.
8.2 In scopul aplicarii normelor prevazute la articolul precedent,
Clientul se obliga sa informeze SSIF si sa ii furnizeze acestuia
documente doveditoare cu privire la tara sa de rezidenta fiscala.
Clientul se obliga sa informeze imediat SSIF cu privire la orice
schimbare intervenita in ceea ce priveste rezidenta sa fiscala in timpul
derularii Contractului. Clientul este deplin raspunzator pentru
indeplinirea obligatiilor sale de ordin fiscal cu privire la veniturile
generate de contul acestuia deschis la SSIF, respectand normele in
vigoare ale Codului fiscal român si alte dispozitii de ordin fiscal ale
legislatiei române.
8.21 In vederea stabilirii de catre autoritatile competente a
tratamentului fiscal aplicabil Clientului in relatie cu veniturile obtinute
/ care vor fi obtinute / care ar putea fi obtinute in temeiul prezentului
Contract de Client de pe urma investitiilor in instrumente financiare,
Clientul se obliga sa completeze, sa semneze si sa transmita SSIF
Declaratia privind rezidenta fiscala, (Anexa 4 la prezentul Contract) si
totodata sa notifice in scris SSIF orice modificare a datelor si
informatiilor din Declaratiea privind rezidenta fiscala, prin
retrasmiterea acesteia catre SSIF in forma actualizata, in termen de cel
mult 30 (treizeci) zile de la intervenirea modificarii respective.
8.22 In cazul in care Clientul nu isi indeplineste obligatia ce ii revine
potrivit art. 8.21 de mai sus, SSIF nu-si asuma nicio responsabilitate cu
privire la tratamentul fiscal aplicabil Clientului stabillit de autoritatile
competente in legatura cu activitatea acestuia desfasurata in temeiul
prezentului ContractSSIF.
8.3 Clientul este de acord ca SSIF sa prelucreze si/sau sa transfere, in
Romania sau in strainatate, date cu caracter personal ale Clientului,
inclusiv date cu functie de identificare a acestuia, precum si sa
transfere catre institutii abilitate informatii si documente care atesta
identitatea Clientului si rezidenta fiscala a acestuia, in scopul stabilirii
regimului de impunere aplicabil veniturilor obtinute de Client din
operatiunile realizate in baza prezentului Contract si/sau al impunerii
acestor venituri conform normelor aplicabile, precum si in scopul
Data actualizarii: 03 mai 2022
Customer. In case of disagreeing to the amount of SSIF’s varied/newly
added fee(s)/charge(s), within 5 working days as of the receipt of the
notice, the Customer may opt for written cancelation of the
agreement, without any notice term. Lack of reply from Customer to
the SSIF or failure to cancel the agreement by the above-mentioned
deadline shall be deemed Customer’s silent acceptance of these
variations.
7.3 The SSIF can give discounts and set preferential fees for limited
periods of time or for specific transactions without any need of
previous notice to the Customer.
7.4 In addition to the fees and charges owed to and/or payable to the
SSIF, the Customer shall pay the costs charged by third parties in
relation to the operations carried out by the SSIF hereunder (ASF fee
for purchase transactions, transfer fees for financial instruments or of
money etc.), as well as the payment of the income tax for the
transactions carried out.
7.5 The Customer declares that he was informed by the SSIF with
regard to SSIF’s right to amend the contractual provisions referring to
fees and charges, including, without limitation to the variation of the
value thereof and/or to adding new fees and charges, and agrees to
such SSIF’s right, which he accepts without reserves. The provisions of
article 15.1 and art. 17.1 hereof shall apply accordingly.
8. Tax Aspects. Personal Data Processing
8.1 The Customer is aware that such interest revenues and dividends,
as well as the capital gains resulting from the financial instruments
held or traded may be subject to taxation under the domestic law
and/or international conventions.
8.2 For the purpose of enforcement of the provisions of the previous
article, the Customer undertakes to inform the SSIF and to provide
documentary evidence to them about his tax residence country. The
Customer undertakes to immediately inform the SSIF about any
change occurred in relation to his tax residence occurred during the
Agreement. The Customer is fully responsible for complying with his
tax obligations related to the income generated by his account opened
with the SSIF and shall observe the rules in force of the Romanian Tax
Code and other tax provisions of the Romanian legislation.
8.21 In order that the competent authorities determine the applicabile
Tax Treatment of the Client in relation to the income obtained/to be
obtained/which could be obtained under this Agreement by the Client
from the investments in financial instruments, the Client undertakes
to complete, sign and submit to the SSIF the Tax Residency Statement,
(Annex 4 to this Agreement) and also to notify the SSIF in writing any
changes to the data and information in this Tax Residency Statement,
by retransmitting it to the SSIF in an updated form, within maximum
30 (thirty) days from the intervention of the respective modification.
8.22 In case the Client does not fulfill his obligation according to clause.
8.21 above, SSIF is free of SSIFany responsibility regarding the Tax
Treatment applicable to the Client determined by the competent
authorities for its activity carried out SSIFunder this Agreement.
8.3 The Customer agrees that the SSIF may process and/or transfer
Customer’s personal data, in Romania or abroad, including any
identification details, as well as that they may transfer to the relevant
institutions any information and documents certifying Customer’s
identity and tax residence for the purpose of determining the tax
terms applicable to Customer’s income resulting from the operations
carried out hereunder and/or of taxing such income according to the
applicable rules, as well as for the purpose of keeping the records of
7/16
mentinerii evidentei contului Clientului si al indeplinirii operatiunilor
prevazute in prezentul contract, respectiv in vederea aplicarii si
respectarii dispozitiilor legale incidente.
8.4 SSIF se obliga sa aplice si sa fie in conformitate cu reglementarile
Codului fiscal român si cu alte dispozitii de ordin fiscal ale legislatiei
române, precum si cu acordurile internationale la care Romania este
parte (de exemplu: FATCA, CRS).
8.5 SSIF colecteaza date cu caracter personal de la Client in cadrul
desfasurarii obiectului de activitate, in conformitate cu obligatiile
prevazute de Regulamentul nr. 679/2016 privind protectia persoanelor
fizice in ceea ce priveşte prelucrarea datelor cu caracter personal si
privind libera circulatie a acestor date si de abrogare a Directivei
95/46/CE (Regulamentul general privind protectia datelor).Datele cu
caracter personal sunt colectate si/sau prelucrate in urma interactiunii
voluntare, pentru derularea relatiei contractuale, cu scopul de a primi
serviciile SSIF si pentru indeplinirea obligatiilor legale aferente.
Clientul declara ca a citit, a inteles si este de acord cu Politica de
confidentialitate a SSIF afisata pe site-ul acestuia. SSIF va informa
Clientul cu privire la modificarea Politicii de confidentialitate prin
afisarea unei notificari in sistemul de tranzactionare prin Internet.
SSIF se obliga sa pastreze confidentialitatea operatiunilor efectuate in
numele si pe contul/conturile Clientului si sa nu dezvaluie aceste
informatii unui tert sau in mod public, in afara cazului in care
informatiile sunt sau devin publice sau daca dezvaluirea acestora este
ceruta de o autoritate sau instanta abilitata potrivit legii.
9. Drepturile si obligatiile SSIF
9.1 SSIF va indeplini operatiunile ce fac obiectul prezentului Contract
in conformitate cu ordinele si instructiunile primite de la Client, cu
respectarea legislatiei aplicabile pietei de capital, a reglementarilor
emise de Autoritatea de Supraveghere Financiara (ASF) si a
reglementarilor si procedurilor pietei pe care se tranzactioneaza
instrumentele financiare ce fac obiectul respectivelor ordine sau
instructiuni. SSIF va tine evidenta separata a operatiunilor cu
instrumente financiare si numerar in contul/conturile Clientului,
deschis(e) in numele acestuia la SSIF.
9.2 Serviciile de investitii financiare ce fac obiectul prezentului
Contract sunt furnizate de SSIF la initiativa Clientului si constau exclusiv
in preluarea, transmiterea si executarea ordinelor si instructiunilor
acestuia. La furnizarea acestor servicii de investitii financiare, SSIF nu
are obligatia sa evalueze oportunitatea investitiei in instrumentul
financiar sau a serviciului prestat.
9.3 SSIF isi directioneaza eforturile si actioneaza permanent in scopul
de a imbunatati calitatea serviciilor si informatiilor furnizate Clientului
prin sistemul de tranzactionare prin internet. SSIF garanteaza
informatiile proprii publicate pe website-ul sau si in documentele
contractuale sau de informare adresate clientilor si/sau potentialilor
clienti, nu si informatiile care sunt preluate de la terti. SSIF garanteaza,
de asemenea, acuratetea informatiilor cuprinse in rapoartele
referitoare la operatiunile efectuate in contul/conturile Clientului,
dispozitiile art. 5.3 de mai sus aplicandu-se in mod corespunzator.
9.4 SSIF valideaza un ordin de cumparare numai dupa verificarea
existentei in contul/conturile Clientului a disponibilului necesar, cu
luarea in considerare a comisioanelor de tranzactionare si/sau altor
taxe care intervin intr-o tranzactie de cumparare, inclusiv a sumelor
blocate de alte ordine active de cumparare anterior lansate. SSIF
valideaza un ordin de vanzare numai dupa verificarea existentei in
contul Clientului a instrumentelor financiare, luand in considerare
instrumentele financiare blocate de alte ordine active de vanzare
anterior lansate. SSIF isi asuma responsabilitatea pentru executarea
corespunzatoare a ordinului, odata ce confirmarea privind
Data actualizarii: 03 mai 2022
Customer’s account and of accomplishing the operations provided
herein, respectively for enforcing and observing the relevant legal
provisions.
8.4 The SSIF undertakes to enforce and to comply with the regulations
of the Romanian Tax Code and with other tax provisions of the
Romanian legislation, as well as with the international agreements to
which Romania is a party (e.g. FATCA, CRS).
8.5 The SSIF collects personal data from the Customer during the carry
out of their business object, according to the obligations set out in
Regulation (EU) no. 679/2016 on the protection of natural persons
with regard to the processing of personal data and the free movement
of such data and repealing the Directive 95/46/EC (General Data
Protection Regulation). Personal data are collected and/or processed
upon the free-will interaction for the development of the contractual
relationship, with the purpose of receiving the SSIF’s services and of
fulfilling the relevant legal obligations.
The Customer declares that he has read, understood and agrees to the
SSIF’s Confidentiality Policy published on their website. The SSIF shall
inform the Customer about any amendment of the Confidentiality
Policy by publishing a notice in the Internet trading system.
The SSIF undertakes to keep confidential the operations carried out in
Customer’s name and account(s) and not to reveal such information
to any third party or publicly, unless such information is or becomes
public or the disclosure thereof is so requested by a relevant authority
or court, under the law.
9. SSIF’s Rights and Obligations
9.1 The SSIF shall accomplish the operations referred to hereunder,
according to the orders and the directions received from the
Customer, subject to the relevant legislation governing the capital
market, to the regulations issued by the Financial Supervisory
Authority (ASF), to the regulations and procedures of the market on
which financial instruments are traded, as referred to in such orders
or directions. The SSIF shall keep separate records of the operations
with financial instruments and cash carried out in Customer’s
account(s) opened in his name with the SSIF.
9.2 The financial investment services referred to herein are provided
by the SSIF at Customer’s initiative and consist solely in receiving,
sending and executing the latter’s orders and directions. While
providing such financial investment services, the SSIF does not have
the obligation to assess the expedience of the investment in a financial
instrument or of the rendered service.
9.3 The SSIF shall direct their endeavour and shall permanently act for
the purpose of improving the quality of the services and of the
information provided to the Customer through the Internet trading
system. The SSIF guarantees for their own information published on
their website and/or in the contractual documentation or in the
information documentation addressed to customers and/or potential
customers, but not for the information that is received from third
parties. The SSIF also guarantees for the accuracy of the information
set out in the reports regarding the operations made in Customer’s
account(s), with proper enforcement of the provisions of art. 5.3
above.
9.4 The SSIF only validates a purchase order upon checking that the
needed cash is available in Customer’s account(s), taking into
consideration the trading fees and/or other charges applicable to a
purchase transaction, including any amounts that are blocked by other
active purchase orders previously launched. The SSIF only validates a
sale order upon checking that the necessary financial instruments are
available in Customer’s account, taking into consideration the financial
instruments that are blocked by other active sale orders previously
made. The SSIF takes upon themselves the responsibility for the
proper execution of an order, once the order registration confirmation
8/16
inregistrarea ordinului a fost transmisa clientului si cat mai curand
dupa ce clientul a reconfirmat ordinul.
9.5 Daca Clientul nu inregistreaza nicio operatiune in contul deschis la
SSIF, in decurs de un an de zile de la ultima operatiune, SSIF isi rezerva
dreptul sa inceteze Contractul in conditiile art. 15.4 lit. b).
9.6 In cazul in care Clientul nu mentine deschis un cont bancar pe
intreaga durata a prezentului Contract si/sau daca Clientul nu mai
poate fi contactat ori notificat la adresa indicata in Contract sau in orice
instiintare privind modificarea ulterioara a acesteia, intr-un termen de
cel mult 3 ani calculat de la ultima data cand Clientul a putut fi
contactat ori notificat, atunci SSIF are dreptul de a transmite Clientului,
la ultimele date de contact notificate SSIF, incetarea Contractului. In
oricare din aceste cazuri, SSIF va proceda dupa cum urmeaza:
a) cu privire la fondurile banesti ale Clientului, SSIF va transfera
fondurile banesti detinute in numele Clientului in contul bancar
al acestuia declarat la SSIF sau, daca acesta nu mai este activ, intr-
un cont bancar deschis de SSIF cu destinatie speciala si numai
dupa ce SSIF va retine toate comisioanele si spezele aferente
(inclusiv orice alte sume datorate de Client catre SSIF cu orice
titlu), urmand a informa Clientul, la ultimele date de contact
notificate SSIF, despre faptul ca isi va putea retrage fondurile
banesti din contul bancar respectiv.
b) cu privire la instrumentele financiare ale Clientului, dupa cum va
fi cazul, acestea vor fi:
(i) transferate intr-un cont individual deschis la depozitarul
central pe numele clientului in cazul instrumentelor
financiare pentru care Depozitarul Central este depozitar
emitent, sau
(ii) vandute la pretul pietei, in cazul instrumentelor financiare
pentru care depozitarul central nu este depozitar emitent,
caz in care SSIF va proceda conform dispozitiilor prevazute la
lit. a) de mai sus cu privire la fondurile banesti rezultate din
vanzare, urmand a transmite clientului, la ultimele date de
contact notificate SSIF, dovada vanzarii (confirmarea
executarii tranzactiei).
9.7 SSIF are dreptul sa nu accepte sau sa limiteze accesul Clientului la
unul sau mai multe din serviciile oferite in temeiul prezentului Contract
in condițiile in care:
a) considera ca executarea acestora ar putea incalca sau intra in
conflict cu prevederile legale sau procedurile interne;
b) in cazul in care apare o disputa sau o situație conflictuala de orice
natura ceea ce privește desemnarea, limitele sau revocarea
mandatului reprezentantului autorizat, dupa caz.
9.8 SSIF nu garanteaza ca sistemul de tranzactionare prin internet va fi
accesibil permanent sau ca functionarea sa va fi continua si fara erori.
SSIF va putea intrerupe, oricand va considera necesar, functionarea
sistemului de tranzactionare prin internet pentru realizarea unor
revizii, upgrade-uri, dezvoltari sau alte operatiuni similare. Exceptand
cazurile de forta majora, SSIF va depune eforturi rezonabile pentru a
anunta in prealabil intreruperea functionarii sistemului de
tranzactionare prin internet operat de SSIF si a limita durata
intreruperii la timpul necesar pentru realizarea in conditii de siguranta
a interventiilor.
9.9 SSIF își rezerva dreptul de a limita valoarea unui ordin al Clientului,
de a respinge sau anula un ordin al Clientului, sau de a impune limite
de tranzacționare pentru Client, în situația în care acesta nu respecta
regulile piețelor reglementate/sistemelor multilaterale de
tranzacționare.
9.10 In vederea indeplinirii obligatiilor sale legale de informare, SSIF nu
este conditionat de obtinerea acordului Clientului pentru
actualizarea/modificarea informatiilor din Documentul de prezentare
(Anexa 2). SSIF va notifica Clientului in timp util orice modificare
Data actualizarii: 03 mai 2022
is sent to the Customer and as soon as the Customer reconfirms the
order.
9.5 If the Customer fails to make any operation in the account opened
with the SSIF for one year as of the latest operation, the SSIF reserves
the right to cease the Agreement, according to article 15.4 b).
9.6 If the Customer fails to maintain a bank account open throughout
the term hereof and/or he cannot be contacted or notified at the
address specified herein, or by any notification concerning the
subsequent amendment thereof, within maximum 3 years as of the
last date at which the Customer was notified or contacted at that
address, the SSIF is entitled to send to the Customer, at the last
contact data, the notification concerning the cessation of the
Agreement. In any such situation, the SSIF shall proceed as follows:
a) as concerns Customer’s money, the SSIF shall transfer the funds
held in Customer’s name into the bank account of the Customer
declared to the SSIF or, if such account is no longer active, into a
bank account opened by the SSIF, used for special purposes, and
only after the SSIF withholds all related taxes and duties (including
any other amounts owed by the Client to the SSIF for any reason),
following to notify the Customer, at the last contact data provided
to the SSIF, about the fact that he shall be able to withdraw
money from that account.
b) as concerns the financial instruments of the Customer, as
applicable, they shall be:
(i) transferred into an individual account opened with the
central depositary on Customer’s name, for the financial
instruments for which the Central Depositary is issuing
depositary, or
(ii) sold at the market price, in case of financial instruments for
which the central depositary is not the issuing depositary, in
which situation the SSIF shall proceed according to
provisions of let. a) above as concerns the money resulting
from sale, following to send the proof of sale (conformation
of transaction performance) to the Customer, at the last
contact data notified to the SSIF.
9.7 The SSIF is entitled not to accept or to limit Customer’s access to
one or several of the services provided hereunder when:
a) they find that the accomplishment thereof might violate or enter
into conflict with the legal provisions or with the internal
procedures;
b) whatever dispute or conflictual situation arises with regard to the
appointment, the limits or the revocation of the authorized
representative’s mandate, if any.
9.8 The SSIF does not guarantee that the Internet trading system shall
be accessible permanently or that its operation shall be continuous or
free of errors. The SSIF can suspend the functioning of the Internet
trading system whenever deemed necessary for conducting any
revision, upgrades, enhancements or similar operations. Except for
force majeure situations, the SSIF shall take all reasonable measures
to previously notify any intention to suspend the functioning of the
Internet trading system operated by the SSIF and to limit the
interruption to such time as necessary for safely accomplishing the
services.
9.9 The SSIF reserves the right to limit the value of an order of the
Customer, to reject or cancel an order of the Customer or to impose
trading limits to the Customer, in case the latter fails to observe the
rules of the regulated markets/multilateral trading systems.
9.10 For the purposes of fulfilling their legal information obligations,
the SSIF does not need to obtain Customer’s consent for
updating/varying the information in the Presentation Document
(Annex 2). The SSIF shall notify the Customer in due time about any
9/16
semnificativa a informatiilor furnizate prin Documentul de prezentare
(Anexa 2) care sunt pertinente pentru serviciul pe care SSIF il
furnizeaza Clientului in temeiul prezentului Contract.
10. Drepturile si obligatiile Clientului
10.1 Clientul garanteaza si declara pe propria raspundere, cunoscand
prevederile art. 326 Cod penal privind falsul in declaratii, ca datele
inscrise in cererea de deschidere de cont, precum si toate
documentele, datele si informatiile pe care le furnizeaza SSIF in
temeiul Contractului, inclusiv dar fara a se limita la cele cu privire la
identitatea sa si a reprezentantilor legali ai Clientului, datele sale de
contact si ale reprezentantilor sai legali, cu privire la beneficiarul real
al Clientului in sensul Legii nr. 129/2019 pentru prevenirea si
combaterea spalarii banilor si finantarii terorismului, si cu privire la
rezidenta sa fiscala sunt corecte, complete si actuale. Clientul se obliga
sa actualizeze anual in evidentele SSIF datele si informatiile de mai sus,
fara a depasi data de 30 iunie a fiecarui an, si totodata sa notifice in
scris SSIF orice modificare a acestor date sau informatii in termen de
cel mult 5 (cinci) zile de la intervenirea modificarii respective, de
fiecare data furnizand SSIF si documentele doveditoare aferente. Pana
la indeplinirea prezentei obligatii de catre Client, SSIF va fi indreptatit
sa foloseasca datele si informatiile cuprinse in documentele de
deschidere de cont sau in cele furnizate de Client cu ocazia ultimei
actualizari a acestora, iar orice comunicare si/sau notificare transmisa
de SSIF Clientului la acele date de contact va fi considerata ca fiind
realizata in mod valabil.
10.2 Clientul declara ca va utiliza serviciile si informatiile furnizate de
SSIF in baza prezentului Contract in calitate de client de retail, daca nu
a fost calificat profesional sau contraparte eligibila prin cererea de
deschidere de cont sau daca nu a fost recalificat pe parcursul derularii
contractului la initiativa SSIF, si se obliga sa informeze SSIF în termen
de maxim 5 (cinci) zile daca vor interveni modificari in ceea ce priveşte
statutul sau de client. Clientul va utiliza serviciile si informatiile
furnizate de SSIF exclusiv in interes personal si nu va utiliza aceste
servicii sau informatii in cadrul niciunor activitati desfasurate de catre
Client cu titlu profesional, in calitate de persoana care presteaza
servicii si activitati de investitii in conformitate cu prevederile Legii nr.
126/2018, de angajat sau agent al unei entitati care isi desfasoara
activitatea in oricare dintre domeniile mentionate anterior sau de
angajat al unui organism de supraveghere sau reglementare in
domeniul investitiilor financiare. In prezentul Contract, prin
„informatii” se inteleg si cotatiile si celelalte informatii de piata
accesate de Client prin intermediul sistemului de tranzactionare prin
internet.
10.3 Clientul declara ca a luat cunostinta de conditiile de utilizare a
site-ului de internet al SSIF, inclusiv de faptul ca unele dintre
informatiile, statisticile, analizele si celelalte materiale prezentate prin
intermediul acestui site sunt protejate prin drepturi de autor sau alte
drepturi de proprietate intelectuala. Clientul se obliga sa nu utilizeze
aceste materiale sau continutul acestora in alte scopuri decat cele
prevazute in prezentul Contract, fara autorizatia prealabila, expresa si
scrisa a SSIF si/sau a titularului dreptului.
10.4 SSIFClientul se obliga sa informeze de indata SSIF daca Clientul
devine insolvabil sau face obiectul unei proceduri de dizolvare,
lichidare, insolventa, reorganizare judiciara, faliment, administrare
judiciara sau a oricarei proceduri similare, si intelege sa suporte
consecintele neindeplinirii acestei obligatii, dispozitiile art.15.4 lit. e)
aplicandu-se in mod corespunzator.
SSIF
10.5 Clientul se obliga sa transmita SSIF, in termen de cel mult 5 (cinci)
zile de la solicitare, orice documente, date si informatii suplimentare
ori de cate ori necesitatea acestora apare ca urmare a modificarilor
legislatiei incidente ori cand SSIF apreciaza in mod rezonabil ca fiind
necesare astfel de documente, date si/sau informatii pentru
continuarea relatiei contractuale.
Data actualizarii: 03 mai 2022
significant amendment of the information provided in the
Presentation Document (Annex 2), insofar as relevant for the service
the SSIF renders to the Customer hereunder.
10. Customer’s Rights and Obligations
10.1 The client guarantees and declares on his own responsibility,
knowing the provisions of art.326 Criminal Code regarding the
penalties of perjury that the data entered in the account opening
application, as well as all documents, data and information provided
to the SSIF under the Contract including but not limited to those
regarding his identity and the legal representatives of the Client, his
contact details and those of his legal representatives, regarding the
real beneficiary of the Client within the meaning of Law no.129/2019
for preventing and combating money laundering and terrorist
financing, and regarding his Tax Residence are correct, complete and
current. The Client undertakes to update annually in the SSIF records
the above data and information, without exceeding the date of June
30 of each year, and also to notify the SSIF in writing of any change in
this data or information within 5 (five) days from the intervention of
the respective modification, each time providing the SSIF the afferent
proving documents. Until the fulfilment of this obligation by the Client,
the SSIF will be entitled to use the data and information contained in
the account opening documents or those provided by the Client on the
occasion of their last update, and any communication and/or
notification sent by the SSIF to the Client at those contact details shall
be considered as validly made.
10.2 The Customer declares that he shall use the services and the
information provided by the SSIF hereunder as a retail customer,
unless qualified as professional or eligible counterparty in the account
opening application or requalified during the agreement at SSIF’s
initiative and undertakes to inform the SSIF within maximum 5 (five)
days if any changes occur as to his customer status. The Customer shall
use the services and the information provided by the SSIF solely for
personal interest, and shall not use such services or information as
part of any professional activity carried out by the Customer, in his
capacity as a person performing services and investment activities
pursuant to the provisions of Law no. 126/2018, as employee or agent
of an entity performing business in any of the above-mentioned
industries or as employee of a supervisory or regulatory body in the
financial investment industry. For the purposes of this agreement,
“information” covers quotations and other market information
accessed by the Customer via the Internet trading system.
10.3 The Customer declares that he is aware of the terms of use of
SSIF’s website, including that some of the information, statistics,
analyses and other materials presented on that site are protected
under copyright law or other intellectual property rights. The
Customer undertakes not to use such materials or the content thereof
for other purposes than as set out herein without the prior written
specific permission of the SSIF or right holder.
10.4 SSIFThe Customer undertakes to immediately inform the SSIF if
the Customer becomes insolvent or is subject to any dissolution,
liquidation, insolvency, judicial reorganization, bankruptcy, judicial
management or other similar procedure, and understands to bear the
consequences of the non-compliance with such obligation, provisions
of art. 15.4. let. e) being applicable as such.
SSIF
10.5 The Client undertakes to send to the SSIF, within no more than 5
(five) days from the request, any additional document, data and
information whenever their necessity arises as a result of changes to
the relevant legislation or when the SSIF reasonably considers such
docment, data and/or information as being necessary for the
continuation of the contractual relationship. SSIFSSIFSSIFSSIFSSIF
10/16
10.51 In situatia in care Clientul nu isi indeplineste oricare dintre
obligatiile prevazute la art. 8.21, art. 10.1., art. 10.4. si/sau art. 10.5.
din Contract, SSIF are dreptul, la libera sa alegere, de a-i notifica
Clientului fie incetarea Contractului conform prevederilor art. 15.4 lit.
e), fie suspendarea cu efect imediat a Contractului iar pe perioada
suspendarii Clientul va avea numai drept de vizualizare a
contului/conturilor deschise la SSIF. Dupa implinirea unui termen de
30 de zile de la data suspendarii, SSIF poate face aplicare dispozitiilor
art.15.4 lit. e).
10.52 Clientul este de drept in intarziere cu privire la executarea
oricareia dintre obligatiile Clientului prevazute la art. 8.21, art. 10.1.,
art. 10.4. si art. 10.5. din Contract, care rezulta din simplul fapt al
neexecutarii obligatiei in termenul mentionat.
10.53 SSIF nu va putea fi tinut raspunzator pentru pierderile sau
daunele suferite in mod direct sau indirect de catre Client sau de orice
alta persoana/entitate in cazul in care Clientul nu isi indeplineste
oricare dintre obligatiile prevazute la art. 8.21, art. 10.1., art. 10.4.
si/sau art. 10.5. din Contract.
SSIFSSIFSSIF
10.6 Clientul se obliga si garanteaza ca ordinele sale vor fi lansate cu
respectarea practicilor si normele care previn abuzul de piata.
Exceptand cazul in care, anterior lansarii ordinului, Clientul va face
cunoscuta SSIF calitatea sa de detinator de informatii privilegiate
(„insider”) in raport cu emitentul instrumentelor financiare
tranzactionate, Clientul va fi considerat ca nedetinand asemenea
informatii sau o asemenea calitate.
10.7 Clientul se obliga sa se asigure ca serviciile furnizate de SSIF in
baza prezentului Contract, inclusiv contul Clientului prin care
acceseaza sistemul de tranzactionare prin internet, nu vor fi utilizate
de persoane neautorizate de SSIF.
10.8 Clientul declara ca a luat cunostinta ca datele, informatiile,
statisticile si analizele referitoare la Instrumente Financiare, emitenti
si piete, furnizate de SSIF prin intermediul site-ului sau de internet au
un caracter de generalitate, nu sunt personalizate in functie de situatia
financiara si obiectivele investitionale ale Clientului si nu constituie
recomandari de investitii, indicii sau garantii ale performantelor
viitoare ale instrumentelor financiare vizate. Clientul este dator sa faca
propria analiza prin care sa isi fundamenteze deciziile de investitii si nu
va putea tine raspunzator SSIF pentru nici un fel de pierderi pe care le-
ar putea inregistra in legatura cu sau ca urmare a tranzactiilor
executate de SSIF in conformitate cu ordinele primite de la Client si/sau
cu cele prevazute de prezentul Contract.
10.9 Clientul declara ca a fost informat de SSIF si ca este de acord cu
inregistrarea convorbirilor si comunicatiilor dintre Client si SSIF. O
copie a acestor inregistrari este disponibila pentru o perioada de 5
(cinci) ani si poate fi pusa la dispozitia Clientului, la cerere.
10.10 Clientul poate obtine informatii in legatura cu derularea
Contractului la datele de contact urmatoare: mesagerie platforma Live
Help, email: help@tradeville.ro , telefon: (+40) 21 318 7555.
11. Riscul investitional
11.1 Clientul declara ca intelege termenii si isi asuma riscurile specifice
tranzactiilor cu instrumente financiare, incluzand, fara ca enumerarea
sa fie limitativa, fluctuatia preturilor pietei, incertitudinea
dividendelor, a randamentelor si/sau profiturilor, fluctuatia cursului de
schimb. Clientul declara ca are cunostinta si intelege ca performantele
trecute nu reprezinta garantii ale performantelor viitoare ale
instrumentelor financiare.
Data actualizarii: 03 mai 2022
10.51 In the event of non-fulfilment of any of the Client’s obligations
provided in art. 8.21, art. 10.1., art. 10.4 and art. 10. 5. from the
Contract, the SSIF has the right, at his free choice, to notify the Client
either the termination of Contract according to the provisions of art.
15.4. let. e), or the immediate suspension of the Contract, and during
the suspension period the Client shall only have the right to view the
account/accounts opened with the SSIF. Upon the expiration of 30
days from the date of suspension, the SSIF may apply the provisions of
art.15.4 let. (e).
10.52 The Client is in rightful delay as concerns the execution of any of
the Client’s obligations provided in art. 8.21, art. 10.1., art. 10.4 and
art. 10. 5. from the Contract, which results from the mere fact of non-
performance of the obligation within the said period.
10.53 The SSIF cannot be held liable for the losses or damages directly
or indirectly suffered by the Client or any other person/entity if the
Client fails to meet any of the Client’s obligations provided in art. 8.21,
art. 10.1., art. 10.4 and/or art. 10. 5. from the Contract.
10.6 The Customer undertakes and guarantees that his orders shall be
launched subject to the practices and rules preventing market abuse.
Except for the situation in which, before making the order, the
Customer informs the SSIF about his capacity as insider in relation to
the issuer of the traded financial instruments, the Customer shall be
deemed not to have such inside information or capacity.
10.7 The Customer undertakes to make sure that the services
provided by the SSIF hereunder, including the Customer account for
accessing the Internet trading system, shall not be used by persons
that are not authorized by the SSIF.
10.8 The Customer states that he is aware that the data, the
information, the statistics and the analyses regarding the Financial
Instruments, the issuers and the markets provided by the SSIF on their
website are general, are not customized depending on Customer’s
financial condition and investment goals and are not investment
recommendations, indications or guarantees of the future
performances of the envisaged financial instruments. The Customer
must conduct his own analysis to substantiate his investment
decisions and he cannot hold liable the SSIF for any loss he might incur
in relation to or as a result of transactions executed by the SSIF
according to the orders received from the Customer and/or of the
provisions of this Agreement.
10.9 The Customer declares that he was informed by the SSIF and that
he agrees to the recording of the conversations and communications
between the Customer and the SSIF. A copy of such records is available
for a period of 5 (five) years and may be made available to the
Customer upon demand.
10.10 The Customer may obtain information in relation to the
performance of the agreement at the following contact details: Live
Help messenger service in the trading platform, email:
help@tradeville.ro, telephone: (+40) 21 318 75 55.
11. Investment Risk
11.1 The Customer declares that he understands the terms and he
takes upon himself the specific risks of the transactions with financial
instruments including, without limitation, the market price
fluctuations, dividend uncertainty, output and/or profit uncertainty,
exchange rate fluctuation. The Customer declares that he is aware of,
and he understands that past performances are not guarantees of
future performances of the financial instruments.
11/16
12. Reglementari
12.1 Operatiunile prevazute de prezentul Contract se vor realiza in
conformitate cu prevederile legislatiei privind piata de capital, cu
reglementarile europene emise in aplicarea Directivei 2014/65/UE,
reglementarile emise de Autoritatea de Supraveghere Financiara
(ASF), precum si cu reglementarile si procedurile specifice pietelor pe
care se tranzactioneaza instrumentele financiare ce fac obiectul
acestor operatiuni.
13. Forta majora. Raspunderea contractuala
13.1 Partile prezentului Contract nu vor fi raspunzatoare pentru
neexecutarea sau executarea cu intarziere sau necorespunzatoare,
integral sau in parte, a oricareia dintre obligatiile lor contractuale, daca
executarea acelei obligatii este impiedicata ca urmare a producerii
unui eveniment de forta majoraasa cum este definit mai jos.
13.2 Forta majora este orice eveniment extern, imprevizibil, absolut
invincibil și inevitabil, care apara de raspundere partea care o invoca in
conditiile urmatoare. Pentru a fi exonerata de raspundere, partea care
invoca evenimentul de forta majora este obligata sa notifice in scris
celealalta parte cu privire la producerea acestuia, in termen de 25
(douazecisicinci) zile lucratoare de la survenienta sa, atunci cand
circumstantele permit, sau de la incetarea evenimentului, in cazul in
care acesta impiedica notificarea, si sa actioneze prin toate mijloacele
care ii vor sta la dispozitie in vederea limitarii consecintelor.
13.3 SSIF nu va fi raspunzator pentru pierderile sau daunele suferite,
in mod direct/indirect de catre Client sau de orice alta
persoana/entitate, ca urmare a:
a) incalcarii de catre Client a obligatiilor sale contractuale;
b) utilizarii sau incapacitatii Clientului de a utiliza sistemul de
tranzactionare prin internet;
c) caderii sistemului, intreruperii retelei de comunicatii sau
interferentelor, erorilor sau intarzierilor intervenite in transmisia
de date, produse din cauze aflate in afara controlului SSIF, inclusiv
ca urmare a functionarii defectuoase a serviciului de internet sau
de telefonie mobila;
d) utilizarii sau accesarii sistemului de tranzactionare prin internet
StartradeRO intr-un mod sau de catre o persoana neautorizata de
SSIF prin prezentul Contract;
e) niciunui fel de prejudiciu, cost sau pierdere suferita de Client in
legatura cu serviciile furnizate in baza prezentului contract,
exceptand cazul in care prejudiciul, costul sau pierderea se
datoreaza culpei grave a SSIF;
f) beneficiului nerealizat de catre Client indiferent de cauza;
g) niciunui prejudiciu, cost sau pierdere suferita de Client din cauza
oricarei erori din orice ordin sau instructiune transmisa SSIF de
catre Client.
13.4 Clientul declara ca are cunostinta ca timpul de acces la contul sau,
prin internet, si viteza de raspuns a sistemului de tranzactionare pot
varia din cauza unei multitudini de factori, cum ar fi: calitatea
conexiunii la internet, volumele de tranzactionare, conditiile din piata,
performanta sistemelor bursiere sau numarul de instructiuni
transmise SSIF spre procesare. SSIF nu va putea fi tinut raspunzator
pentru pierderile sau daunele suferite in mod direct sau indirect de
catre Client sau de orice alta persoana/entitate din cauza
circumstantelor descrise anterior.
13.5 Pentru intarzierea executarii de catre Client a oricarei obligatii
contractuale, acesta va plati SSIF o penalitate de 0.15% pe zi de
intarziere, calculata la valoarea obligatiei neexecutate, pana la data
executarii integrale si in mod corespunzator a obligatiei respective.
Penalitatile pot depasi cuantumul sumei asupra careia sunt calculate.
14. Notificari
14.1 Exceptand cazul in care prezentul Contract prevede in mod expres
altfel, notificarile si comunicarile dintre parti in legatura cu prezentul
Data actualizarii: 03 mai 2022
12. Regulations
12.1 The operations set out herein shall be accomplished pursuant to
the provisions of the capital market law, to the European regulations
issued for the enforcement of Directive 2014/65/EU, to the
regulations issued by the Financial Supervisory Authority (ASF), as well
as to the regulations and the specific procedures of the markets where
the financial instruments object of such operations are traded.
13. Force Majeure. Contractual Liability
13.1 Parties hereto shall not be held liable for failure to perform or
improper performance or delayed performance, in full or in part, of
any of their contractual obligations, when the execution of that
obligation is prevented by the occurrence of a Force majeure event as
defined below.
13.2 Force Majeure is any external, unpredictable, absolutely
unbeatable and unavoidable event that exonerates from any liability
the party claiming it under the following conditions. In order to be
exonerated from liability, the party claiming the force majeure event
must notify in writing the other party about the occurrence thereof
within 25 (twenty-five) working days as of occurrence thereof, when
the circumstances allow it, or as of the end of the event, when the
event prevents the notification thereof, and must take all available
measures so as to limit its consequences.
13.3 The SSIF shall not be held liable for the losses or damages incurred
directly or indirectly by the Customer or by any other person/entity,
as a result of:
a) Customer’s breach of his contractual obligations;
b) Customer’s use or incapacity to use the Internet trading system;
c) system’s breakdown, interruption of the communication network
or interferences, errors or delays occurred in the data
transmission arising from causes that are beyond the SSIF’s
control, including the malfunctions in the Internet service or the
mobile telephony system;
d) the use of or the access to the StartradeRO Internet trading
system in a way or by a person that is not authorized by the SSIF
hereunder;
e) no damage, cost or loss incurred by the Customer in relation to
the services rendered hereunder, unless the damage, cost or loss
is caused by a serious default of the SSIF;
f) the loss of Customer’s benefit, irrespective of reason;
g) no damage, cost or loss incurred by the Customer for any errors
arising from an order or direction sent by the Customer to the
SSIF.
13.4 The Customer declares that the time of access to his account and
the response speed of the trading system may vary due to multiple
causes, such as: the quality of the Internet connection, the trading
volumes, the market conditions, the stock exchange system
performances or the number of directions sent to the SSIF for
processing. The SSIF cannot be held liable for the loss or damages
directly or indirectly suffered by the Customer or by any other
person/entity due to the above-mentioned circumstances.
13.5 In case of Customer’s delay in performing any contractual
obligation, he shall pay to the SSIF a 0.15% penalty per day of delay
calculated against the value of the outstanding obligation until full
appropriate compliance with the obligation. Penalties may exceed the
amount against which they are calculated.
14. Notifications
14.1 Unless specifically otherwise provided herein, the notices and the
communication between parties in relation to this agreement shall be
12/16
Contract se vor face in scris, in limba romana, la adresele prevazute in
prezentul Contract sau in formularul de deschidere de cont sau in orice
instiintare privind modificarea ulterioara a acestora. Clientul este de
acord in mod expres ca furnizarea tuturor informatiilor in legatura cu
prezentul Contract, inclusiv a celor indicate la art. 3.4 si art. 3.5 de mai
sus, sa se realizeze, cu precadare, pe cale electronica, prin intermediul
site-ului web al SSIF (www.tradeville.ro), a sistemului de
tranzactionare operat de SSIF sau adresei de e-mail a Clientului
indicata de acesta in cuprinsul cererii de deschidere de cont (Anexa 1).
14.2 Notificarile/comunicarile scrise vor fi considerate valabil facute:
a) pentru corespondenta trimisa recomandat, cu confirmare de
primire, prin posta sau prin curier, la data recipisei de primire, dar
nu mai tarziu de 5 zile de la data trimiterii;
b) la primirea confirmarii faxului; in cazul in care transmisiunea fax
s-a facut in afara programului normal de lucru al SSIF,
notificarea/comunicarea se va considera facuta la prima ora a
urmatoarei zile de lucru;
c) la primirea confirmarii transmisiunii electronice, in cazul
notificarilor facute de SSIF prin e-mail, dar nu mai tarziu de 24 de
ore de la transmiterea mesajului, cu exceptia cazului in care
transmisiunea a fost urmata de primirea unui mesaj de eroare.
d) la data la care notificarea devine accesibila pe site-ul SSIF, in cazul
notificarilor facute prin intermediul site-ului web al SSIF
(www.tradeville.ro);
e) la data la care notificarea devine accesibila in sistemul de
tranzactionare prin internet operat de SSIF, in cazul notificarilor
facute prin acest sistem.
14.3 Comunicarile urgente se pot face si prin telefon, sub conditia
confirmarii lor ulterioare in scris. Confirmarea scrisa a comunicarii
telefonice nu este necesara in cazul in care convorbirea s-a realizat la
numerele de telefon special alocate de catre SSIF conform art. 4.3 si a
fost inregistrata de catre SSIF.
14.4 Partile convin ca orice corespondenta si/sau documente
transmise prin e-mail in conditiile prezentului Contract au aceeasi forta
probanta ca originalul, aceasta clauza reprezentand conventie asupra
probelor in conformitate cu dispozitiile art. 256 din Codul de Procedura
Civila. SSIF isi rezerva dreptul de a solicita Clientului prezentarea
formei originale a documentelor transmise prin email si/sau
reflectarea intr-un document scris si in forma originala a
corespondentei transmise prin e-mail, iar in cazul in care Clientul nu se
conformeaza unei asemenea solicitari, SSIF are dreptul de a aplica
masurile prevazute la art. 15.2. de mai jos.
15. Modificarea, suspendarea si incetarea Contractului
15.1 Prezentul Contract poate fi modificat astfel:
a) prin acordul partilor consemnat in scris si materializat intr-un act
aditional la prezentul Contract,
b) prin notificare prealabila a Clientului in conditiile art. 7.2 de mai
sus,
c) prin notificare scrisa transmisa Clientului, in conformitate cu
prevederile art. 14 de mai sus, modificare ce isi va produce
efectele in termen de 15 zile de la comunicarea notificarii, daca in
acest termen Clientul nu isi manifesta expres dezacordul. In cazul
in care Clientul isi manifesta expres dezacordul cu privire la
modificarile notificate, atat Clientul, cat si SSIF au dreptul de a
denunta prezentul contract. Neprimirea de catre SSIF a unui
raspuns din partea Clientului cu privire la modificarile notificate
sau nedenuntarea contractului in termenul de 15 zile sus
mentionat, va fi considerata acceptare tacita de catre Client a
respectivelor modificari ce i-au fost notificate.
15.2 In afara de orice alte cazuri prevazute in prezentul Contract, SSIF
are dreptul sa notifice Clientului suspendarea cu efect imediat a
Contractului oricand aceasta considera necesara o astfel de masura
pentru protejarea intereselor sale, caz in care se suspenda si accesul la
Data actualizarii: 03 mai 2022
sent in writing, in Romanian language, to any of the addresses
provided in this agreement or in the account opening form or in any
subsequent notice of amendment thereof. The Customer specifically
agrees that any information related to this agreement, including that
indicated in articles 3.4 and 3.5 above should be sent mainly in
electronic form via the SSIF website (www.tradeville.ro ), the trading
system operated by the SSIF or Customer’s email address indicated by
the same in the account opening application (Annex 1).
14.2 Written notices/communications shall be deemed to be validly
received:
a) for the registered mail with acknowledgment of receipt, via postal
or courier service, on the date of the acknowledgment of receipt,
but no later than 5 days of the sending date;
b) on receipt of the fax report: when the fax is sent after the SSIF’s
normal working hours, the notice/communication shall be
deemed sent early the next working day;
c) on receipt of the confirmation of the electronic transmission, in
case of notifications sent by the SSIF by email, but no later than
24 hours from the e-mailing, unless the email is followed by an
error message;
d) on such date when the notice becomes accessible on SSIF’s
website, in case of notifications sent by means of SSIF’s website
(www.tradeville.ro);
e) on such date when the notice becomes accessible in the Internet
trading system operated by the SSIF, in case of notices sent via
such system.
14.3 Urgent messages may also be communicated by telephone, on
condition of providing subsequent written confirmation. The written
confirmation of a telephone communication is not needed when the
call was made on the SSIF’s special telephone numbers pursuant
article 4.3 and was recorded by the SSIF.
14.4 Parties agree that any correspondence and/or documents sent by
e-mail according to provisions of this Agreement shall have the same
force of evidence as the original, this term being a convention on the
evidence according to provisions of art. 256 of the Civil Procedure
Code. The SSIF has the right to request to the Customer to present the
original form of documents sent by e-mail and/or to present a written
document in original form the correspondence sent by e-mail, and if
the Customer does not comply with such request, the SSIF shall be
entitled to apply the measures provided at art. 15.2. below.
15. Amendments, Suspension and Termination of the Agreement
15.1 This agreement may be amended as follows:
a) by written consent of parties, materialized in an addendum to this
Agreement,
b) by way of previous notification of the Customer subject to article
7.2 above,
c) by way of a written notification sent to the Customer, pursuant to
the provisions of article 14 above and such amendment becomes
effective within 15 days as of the notice, unless in the meantime
the Customer specifically notifies his disagreement. If the
Customer specifically notifies his disagreement about the notified
amendments, both the Customer and the SSIF are entitled to
cancel this agreement. Missing response from the Customer to
the SSIF in relation to the notified amendments or failure to
cancel the agreement within the abovementioned 15 day-term
shall be deemed Customer’s silent acceptance of such
amendments as notified.
15.2 Except for any other situations provided herein, the SSIF is
entitled to notify the Customer about the immediate suspension of
the agreement, whenever they find such measure necessary, in order
to protect their interests, in which situation the access to the trading
13/16
contul de tranzactionare. Daca suspendarea Contractului dureaza mai
mult de 5 zile, SSIF este in drept sa notifice Clientului denuntarea
Contractului conform art. 15.4 lit. b).
15.3 Clientul are dreptul de a denunta unilateral prezentul Contract
intr-o perioada de 14 zile de la data incheierii lui, fara a suporta
comisioane penalizatoare si fara a-si justifica decizia de retragere. In
cazul în care Clientul denunta unilateral Contractul in conformitate cu
prevederile prezentei clauze, Clientul va fi obligat sa plateasca SSIF
comisioanele si taxele corespunzatoare serviciilor prestate pana la
data primirii notificarii scrise de denuntare, in concordanta cu clauzele
Contractului.
15.4 In afara de orice alte cazuri prevazute in Contract, prezentul
Contract inceteaza si in urmatoarele situatii:
a) prin acordul partilor consemnat in scris si materializat intr-un act
aditional la prezentul Contract;
b) prin denuntare unilaterala de catre oricare din parti, cu acordarea
unui preaviz scris celeilalte parti de cel putin 15 zile inainte de
incetarea Contractului;
c) in cazul in care Clientul a decedat sau devine lipsit de
discernamant, daca Clientul este persoana fizica, ori in cazul in
care Clientul isi inceteaza personalitatea juridica, daca clientul
este persoana juridica;
d) in cazul in care SSIF se afla in imposibilitatea de a presta servicii
de investitii financiare de tipul celor ce fac obiectul prezentului
contract pe o perioada mai mare de 90 de zile;
e) prin reziliere unilaterala de catre SSIF, cu notificarea scrisa a
Clientului, de la data notificarii, in cazul in care Clientul nu isi
indeplineste oricare dintre obligatiile prevazute la art. 8.21,
art.10.1, art.10.4 si/sau la art 10.5 din Contract;
f) prin rezilierea de drept a Contractului de catre SSIF, de indata si
fara interventia unei instante judecatoresti sau arbitrale sau alta
formalitate prealabila, Clientul fiind de drept in intarziere, in cazul
in care:
(i) Clientul nu efectueaza la scadenta oricare dintre platile
datorate conform prezentului Contract;
(ii) Clientul nu alimenteaza contul, in termen de 30 de zile de la
suspendarea accesului la cont intervenita in conditiile art. 3.2
de mai sus.
15.5 In caz de incetare a prezentului Contract, indiferent de cauza de
incetare, cu exceptia cazurilor prevazute la art. 9.6 si la art. 15.4 lit. d)
din Contract, SSIF va proceda dupa cum urmeaza:
a) cu privire la fondurile banesti, SSIF va transfera fondurile banesti
detinute in numele Clientului in contul bancar al acestuia declarat
la SSIF sau, daca acesta nu mai este activ, intr-un cont bancar
deschis de SSIF cu destinatie speciala si numai dupa ce SSIF va
retine toate comisioanele si spezele aferente (inclusiv orice alte
sume datorate de Client catre Intemrediar cu orice titlu), urmand
a informa Clientul, la ultimele date de contact notificate SSIF,
despre faptul ca isi va putea retrage fondurile banesti din contul
respectiv,
b) cu privire la instrumentele financiare: (1) SSIF va transfera
instrumentele financiare (1.1) catre un cont individual deschis la
depozitarul central pe numele clientului in cazul instrumentelor
financiare pentru care depozitarul central este depozitar emitent,
sau (1.2) catre un alt SSIF sau custode, pe baza instructiunii scrise
pe care Clientul se obliga sa o transmita SSIF intr-un termen de cel
mult 5 zile de la data la care este notificat in legatura cu incetarea
contractului, in cazul instrumentelor financiare pentru care
depozitarul central nu este depozitar emitent, fie (2) in cazul in
care Clientul nu instructeaza in scris SSIF conform pct. b) (1.2) de
mai sus, SSIF va vinde la pretul pietei instrumentele financiare si
va proceda conform dispozitiilor prevazute la lit. a) de mai sus,
urmand a transmite clientului, la ultimele date de contact
notificate SSIF, dovada vanzarii (confirmarea executarii
tranzactiei).
Data actualizarii: 03 mai 2022
account shall be suspended, too. If the suspension of the agreement
lasts for over 5 days, the SSIF is entitled to notify the Customer about
cancelling the agreement according to article 15.4 let. b).
15.3 The Customer is entitled to unilaterally terminate this agreement
within 14 days as of the execution thereof, without any charges and
without the need to justify such decision. If the Customer unilaterally
cancels the agreement according to provisions of this Agreement, he
must pay to the SSIF any fees and charges due for the services
rendered until the SSIF receives the written notice of cancellation,
according to provisions herein.
15.4 Except for any other situations provided by the Agreement, this
Agreement shall cease under the situations below:
a) by written consent of parties, materialized in an addendum to
this Agreement;
b) by unilateral termination by either party, with a prior written
notice of termination sent to the other party with at least 15
days before the termination of the Contract;
c) when the Customer dies or becomes mentally incompetent, if
the Customer is a natural person or if the Customer ceases to
be a legal entity, if it is legal entity;
d) when the SSIF is unable to render financial investment services
such as those referred to herein for a period longer than 90
days;
e) by unilateral termination by the SSIF, with a written notification
sent to the Customer, when the Client fails to fulfil any of the
obligations stipulated in art. 8.21, art.10.1, art.10.4 and/or in
art. 10.5 of the Contract.
f) by way of rightful termination of the agreement by the SSIF,
without any intervention of any law court or court of arbitration
or any previous formality, the Customer being in default when:
(i) he fails to make any of the due payments hereunder;
(ii) the Customer fails to make payments into his account within
30 days as of the suspension of access to the account
occurred according to article 3.2 above.
15.5 In case of cessation of this Agreement, regardless of the reason,
except for situations provided at art. 9.6 and at art. 15.4 let. d) of the
Agreement, the SSIF shall proceed as follows:
a) concerning the money, the SSIF shall transfer the money held on
behalf of the Customer into the bank account of the latter
declared to the SSIF or, if the account is no longer active, into a
bank account opened by the SSIF for special purpose and only
after the SSIF retains all related fees and commissions (including
any other amounts owed by the Client to the SSIF for any reason),
following to inform the Customer, at the last contact data
provided by it to the SSIF, about the fact that it shall be able to
withdraw the money from that account.
b) as concerns the financial instruments: (1) the SSIF shall transfer
the financial instruments (1.1) to an individual account opened
with the central depositary on customer’s name, in case of
financial instruments for which the central depositary is the issuer
depositary, or (1.2) to another SSIF or custodian, based upon the
written instruction that the Customer undertakes to send to the
SSIF within maximum 5 days as of the date of notification about
the cessation of the agreement, in case of financial instruments
for which the central depositary is not the issuer depositary, or (2)
if the Customer does not instruct the SSIF in writing according to
item b) (1.2) above, the SSIF shall sell the financial instruments at
market price and shall proceed according to the provisions of let.
a) above, following to send to the Customer, at the last contact
information notified to the SSIF, the proof of the sale
(confirmation of execution of the transaction).
14/16
15.6 Prin excepție de la art. 15.5, in cazul in care Contractul inceteaza
conform art. 15.4. lit. d) de mai sus, SSIF va proceda potrivit art. 15.5
lit. a) in ceea ce priveste fondurile banesti ale Clientului si potrivit art.
15.5 lit. b) pct. (1) in ceea ce priveste instrumentele financiare ale
Clientului.
16. Legea aplicabila. Litigii
16.1 Prezentul Contract este guvernat de legea romana si va fi
interpretat conform legii romane. Orice litigiu decurgand din sau in
legatura cu acest Contract, inclusiv dar fara a se limita la incheierea,
interpretarea, executarea si/sau incetarea prezentului Contract, daca
nu va putea fi rezolvat pe cale amiabila, va fi supus spre solutionare
Curtii de Arbitraj Comercial International de pe langa Camera de
Comert si Industrie a Romaniei, in complet de trei arbitri, in
conformitate cu Regulile de procedura arbitrala ale Curtii de Arbitraj
Comercial International. Pentru solutionarea litigiului pe cale arbitrala,
este necesara indeplinirea conditiei unei intilniri prealabile a partilor in
vederea solutionarii pe cale amiabila a diferendului intervenit, partile
incheind spre dovada un proces-verbal.
17.Dispozitii finale
17.1 Clientul declara ca a luat cunostinta, accepta si este de acord ca
SSIF nu ar fi prestat pentru Client serviciile ce fac obiectul prezentului
Contract si nici nu ar fi intrat in raporturi contractuale cu Clientul in
cazul in care Clientul nu ar fi acceptat prevederile contractuale
referitoare la dreptul SSIF de a modifica Contractul prin notificare
scrisa, in conformitate cu art. 15.1 lit. b) si c).
17.2 Clientul declara si garanteaza ca (i) are capacitatea legala sa
incheie prezentul Contract si sa efectueze tranzactii cu instrumentele
financiare indicate la art. 1.1 de mai sus (ii) Contractul creeaza obligatii
valabile si care pot fi puse în executare impotriva Clientului si, (iii) prin
semnarea acestui contract, Clientul nu incalca nicio prevedere legala
sau statutara care i-ar fi aplicabila.
17.3 In cazul in care o clauza din prezentul Contract este declarata nula,
aceasta va fi inlaturata si nu va afecta valabilitatea celorlalte clauze ale
Contractului. Partile convin ca, odata cu inlaturarea clauzei nule,
aceasta sa fie inlocuita de catre parti cu o alta clauza, conforma cu
spiritul prezentului Contract, daca aceasta priveste un element
esential al Contractului.
17.4 Clientul isi asuma fara rezerve si in totalitate riscurile asociate
tranzactiilor cu instrumentele financiare ce fac obiectul prezentului
Contract, inclusiv riscul oricaror schimbari ale imprejurarilor in care
este incheiat prezentul Contract, si renunta la dreptul de a invoca
impreviziunea in legatura cu acest Contract.
17.5 In conformitate cu prevederile art. 1203 din Codul Civil, Clientul
declara ca a citit, a inteles, a luat la cunostinta si accepta in mod expres
prevederile urmatoarelor clauze din Contract: art. 4.2, art. 4.5, art. 4.9,
art. 4.10, art. 7.2, art. 7.5, art. 8.21, art. 8.22, art. 9.5, art. 9.6, art. 9.7,
art. 9.8, art. 9.9, art.10.1, art. 10.4, art. 10.5, art. 10. 51, art. 10.52, art.
10.53, art. 10.8, art. 13.3, art. 13.4, art. 15.1 lit. b si c), art. 15.2, art.
15.4 lit. b), art. 15.5, art. 16.1, art 17.1, art. 17.4 si art.17.10.
17.6 Clientul nu va putea cesiona sau transfera in alt mod unui tert, in
total sau in parte, drepturile si obligatiile sale conferite de acest
Contract fara acordul prealabil si in scris al SSIF.
17.7 Nicio renuntare a oricareia dintre parti la oricare dintre drepturile
acesteia din Contract nu va fi considerata valabila si nici o incalcare a
acestora de catre cealalta parte nu va fi considerata scuzabila,
retroactiv sau anticipat, decat daca este facuta in scris si semnata
personal de catre parti sau reprezentantii lor autorizati.
17.8 Neexercitarea sau exercitarea cu intarziere de catre SSIF a
drepturilor sale decurgand din prezentul Contract, nu va fi considerata
Data actualizarii: 03 mai 2022
15.6 By exception from provisions of art. 15.5, should the Agreement
cease according to art. 15.4 let. d) above, the SSIF shall proceed
according to art. 15.5 let. a) as concerns Customer’s money and
according to art. 15.5 let. b) item (1) as concerns the financial
instruments of the Customer.
16. Governing Law. Litigation
16.1 This agreement is governed by the Romanian law and shall be
interpreted according to the Romanian law. Any litigation arising
related to or resulting from this Agreement, including, without
limitation to the interpretation, performance and/or cessation of this
Agreement, unless settled amicably, shall be submitted for settlement
of a three-judge panel from the Court of International Commercial
Arbitration attached to the Romanian Chamber of Commerce and
Industry, in compliance with the Arbitration Rules of the Court of
International Commercial Arbitration. To settle a litigation by
arbitration, parties must fulfil the requirement of a previous meeting,
to amicably settle any dispute between parties, by executing a
protocol in this respect.
17. Final Provisions
17.1 The Customer declares that he is aware, accepts and agrees that
the SSIF would not have rendered to the Customer the services
referred to herein nor would they have entered into an agreement
with the Customer if the Customer had not accepted the contractual
provisions about the SSIF’s right to amend the agreement in writing,
pursuant to article 15.1 b) and c).
17.2 The Customer declares and guarantees that (i) he has the legal
capacity to enter into this agreement and to conduct transactions with
the financial instruments indicated in article 1.1 above (ii) the
agreement creates binding obligations that can be enforced against
the Customer and (iii) by signing this agreement the Customer does
not breach any legal or statutory provision that might govern him.
17.3 If any provision of this agreement is declared null and void it shall
be removed and shall not impair the validity of the other provisions of
the agreement. Parties agree that, on removing the provision that is
null and void, it should be replaced by parties with another provision
compliant with the intention of this agreement, when it regards an
essential element herein.
17.4 The Customer undertakes without reserve all and any risks
related to transactions with financial instruments referred to herein,
including the risk of any changes in the circumstances of this
agreement and waives the right to claim the hardship principle in
relation to this agreement.
17.5. Pursuant to provisions of article 1.203 of the Civil Code, the
Customer declares that he has read, understood and that he is aware
of and specifically accepts the provisions of the following terms of the
Agreement: art. 4.2, art. 4.5, art. 4.9, art. 4.10, art. 7.2, art. 7.5, art.
8.21, art. 8.22, art. 9.5, art. 9.6, art. 9.7, art. 9.8, art. 9.9, art.10.1, art.
10.4, art. 10.5, art. 10. 51, art. 10.52, art. 10.53, art. 10.8, art. 13.3, art.
13.4, art. 15.1 let. b and c), art. 15.2, art. 15.4 let. b), art. 15.5, art.
16.1, art 17.1, art. 17.4 and art.17.10.
17.6 The Customer may not assign or transfer in any way to any third
party, in full or in part, his rights and obligations arising from this
agreement without SSIF’s prior written consent.
17.7 No waiver to any rights hereunder by either party shall be
deemed effective and no breach thereof by the other party shall be
deemed acceptable retroactively or in advance, unless made in writing
and personally signed by such parties or by their authorized
representatives.
17.8 SSIF’s failure to exercise or late exercise of their rights under the
agreement shall not be considered waiver and no single or partial
15/16
renuntare, dupa cum exercitarea singulara sau partiala a oricarui drept
nu va impiedica exercitarea in continuare a altui drept. Drepturile si
remediile sunt cumulative si nu exclud niciun alt drept sau despagubire
permise de lege.
17.9 Partile declara cu buna credinta ca au luat la cunostinta
prevederile prezentului Contract, clauza cu clauza, inteleg pe deplin
efectele clauzelor contractului, pe care le accepta in mod expres,
acestea reflectand vointa comuna si neingradita a partilor.
17.10 In caz de discrepante intre versiunea in limba romana si
versiunea in limba engleza a prezentului Contract, va prevala versiunea
în limba romana a Contractului.
17.11 Prezentul Contract, impreuna cu Anexele 1 – 3 la acesta,
reprezinta integralitatea intelegerii dintre parti si inlocuieste orice
intelegere anterioara, scrisa sau verbala.
17.12 Anexele 1 – 3 fac parte integranta din prezentul Contract,
respectiv:
Anexa 1 – Formular de deschidere de cont
Anexa 2 – Documentul de prezentare S.S.I.F. Tradeville S.A.
Anexa 3 – StartradeRO – Comisioane si taxe
Anexa 4 – Declaratia privind rezidenta fiscala
17.13 Clientul se obliga sa pastreze pe termen nelimitat
confidentialitatea prevederilor prezentului Contract, precum şi a
informaţiilor, documentelor si datelor la care are acces in temeiul
prezentului Contract.
Incheiat in doua exemplare originale, cate unul pentru fiecare parte, la
sediul SSIF / prin e-mail / prin posta.
Nume si Semnatura Client /
Customer Name and signature
Data:
#sgncl
Data actualizarii: 03 mai 2022
exercise of any right may prevent further exercise of any other right.
Rights and remedies are of cumulative nature, not exclusive of any
other right or remedy provided by the law.
17.9 Parties declare that they have aknowledged each provision of this
Contract in good faith, they fully understand the effects of the
provisions hereof and specifically accept the same, since they reflect
parties’ shared and unhindered will.
17.10 In case of discrepancies between the Romanian version and
English version of this Agreement, the Romanian version of the
Agreement shall prevail.
17.11 This agreement together with Annexes 1 to 3 hereto are the
entire agreement between parties and supersedes any prior written
or verbal agreement.
17.12 Annexes 1 to 3 are part of this Agreement, i.e.:
Annex 1 – Account Opening Form
Annex 2 – S.S.I.F. Tradeville S.A. (Financial Investment Service
Company) Presentation Document
Annex 3 – StartradeRO – Fees and Charges
Annex 4 – Tax residency Statement
17.13 The Customer undertakes to keep confidential for an unlimited
term the provisions hereof, as well as the information, the documents
and the data to which he has access hereunder.
Concluded in two original counterparts, one for each party, at the
office of the SSIF/by e-mail/by mail.
Tradeville S.A.
Date:
#sgntdv
16/16
Anexa nr. 3 la Contractul de prestari de servicii de investitii financiare prin sistemul de tranzactionare prin internet StartradeRO

STARTRADE RO – Comisioane si taxe STARTRADE RO – Fees and Commissions

Suma minima Minimum amount

Pentru a putea deschide un cont StartradeRO, suma minima ce The minimum amount required to open a StartradeRO account is EUR 500,
trebuie depusa este de 500 EUR, sau echivalentul in RON sau valuta or its equivalent in RON or currencies other than RON, amount that
al acesteia. Aceasta suma va apartine si poate fi folosita pentru belongs to you and can be used to buy securities.
cumpararea de instrumente financiare.

Nota: Aceasta prevedere nu se aplica acelor clienti a caror activitate Note: This provision does not apply to those clients whose trading activity
de tranzactionare se desfasoara prin intermediul altei institutii is carried out through another financial institution (custodian / depositary)
financiare (custode/depozitar).

Comisioane de tranzactionare Commissions

Comisionul de tranzactionare procentual pentru tranzactiile in lei se
aplica la valoarea fiecarei tranzactii in parte (vanzare sau
cumparare), avand o valoare minima de 1,9 lei/ordin executat
(integral sau partial). In cazul ordinelor executate prin mai multe
tranzactii, comisionul minim este aplicat o singura data pe ordin.
The percentage trading commission for transactions in RON applies to the
value of each transaction (buy/sell), with a minimum value of 1.9 RON /
executed order (full or partial). For orders executed through multiple
transactions, the minimum commission is applied once per order.

➢ Pentru tranzactionarea pe piata reglementata B.V.B., precum ➢ For transactions carried out on the Regulated Market of the BSE, as
si pentru tranzactionarea pe Sistemul Multilateral de well as for transactions on the Multilateral Trading System of the BSE
Tranzactionare SMT al B.V.B., comisionul se calculeaza conform – MTS the commission is computed based on the following
grilei: commission schedule:

Comision minim pe Minimum Max (Average monthly

Suma Max (Rulaj mediu lunar pe Minimum
Comisi ordin executat Commis commission on turnover over the last 3
Minima ultimele 3 luni/ Valoare amount
on (integral sau sion executed order months/portfolio value)
[lei] portofoliu) [lei] * [RON]
partial) (full or partial) [RON] *
0,65% < 300.000 0.65% < 300,000

0,50% 300.000 – 700.000 0.50% 300,000 – 700,000

3.000 1,9 lei 3,000 1.9 RON
0,40% 700.000 – 1.500.000 0.40% 700,000 – 1,500,000

0,30% > 1.500.000 0.30% > 1,500,000

_______________________
*) Nivelul comisionului se stabileste la finalul lunii curente pentru
luna care urmeaza, in functie de criteriul cel mai avantajos pentru
client dintre cele doua de mai jos. La stabilirea comisioanelor se
cumuleaza rulajele medii pe ultimele 3 luni/valoarea portofoliilor
tuturor conturilor pe care un client este imputernicit.
___________________
*) The commission is set at the end of the current month for the succeeding
one, based on the most advantageous criteria to the client of the following
two. When setting the trading commission, we will cumulate the average
turnover over the last 3 months/ portfolio value of all the accounts on
which the client is empowered.

1. Rulaj mediu lunar pe ultimele 3 luni 1. Monthly Average Turnover Value over the past 3 months
Rulaj mediu pe ultimele 3 luni = [rulaj StartradeRO (3 luni) + rulaj Average turnover value over the past 3 months =
StartradeINTL (3 luni)] / 3 [StartradeRO turnover (3 months) + StartradeINTL turnover (3 months)] / 3

2. Valoare portofoliu 2. Portfolio Value

Valoare portofoliu = [valoarea totala a portofoliului StartradeRO + Portfolio Value = [total value of the StartradeRO portfolio + total value
valoarea totala a portofoliului StartradeINTL] of the StartradeINTL portfolio] at the end of the month
la finalul lunii in care se face calculul for which the computation is made.

Nota: La prima depunere de bani sau primul transfer de portofoliu de Note: For the first cash deposit/portfolio transfer from the Depository/
la Depozitar/alt intermediar, comisionul aplicabil tine cont de other brokerage house, the commission charged takes into account the
valoarea investitiei initiale care devine Valoare portofoliu. value of the initial investment, which becomes Portfolio Value.

➢ Valoarea comisionului de tranzactionare perceput de S.S.I.F.
Tradeville S.A. pentru cont asistat, pentru tranzactionarea
instrumentelor financiare pe piata reglementata B.V.B. si pe
Sistemul Multilateral de Tranzactionare SMT operat de B.V.B.
este de _________ %.
➢ For transactions carried out for assisted account on the Regulated
Market of the BSE, as well as for transactions on the Multilateral
Trading System of the BSE – MTS the commission is ________%

Comision obligatiuni Bond Trading Commission

Comisionul pentru tranzactiile in lei cu obligatiuni este de 0,2% din The commissions for transactions in RON with bonds and government
valoarea tranzactiei, respectiv de 0,1% pentru tranzactiile cu securities is 0.2% of the transaction value and 0.1% of the transaction
obligatiuni de stat, avand o valoare minima de 1,9 lei/ordin value for transactions with government bonds, with a minimum of 1.9

Data actualizarii: 02 iunie 2022 1/3

Anexa nr. 3 la Contractul de prestari de servicii de investitii financiare prin sistemul de tranzactionare prin internet StartradeRO
executat (integral sau partial). In cazul ordinelor executate prin mai
multe tranzactii, comisionul minim este aplicat o singura data pe
ordin.
In cazul tranzactiilor efectuate in moneda EUR, valoarea minima a
comisionului de tranzactionare este de 1,9 EUR/ordin executat
(integral sau partial), restul clauzelor de mai sus aplicandu-se
corespunzator, funcție de tipul de instrument tranzactionat.
Comision alimentari/retrageri Revolut
In cazul alimentarilor/retragerilor din/in Revolut, taxele si
comisioanele bancare sunt suportate de catre client. In cazul
retragerilor in valuta in conturile bancare ale clientilor, Tradeville va
retine de la client taxele si comisioanele percepute de banca.
Comision ETF BET Tradeville
Comisionul pentru tranzactiile cu ETF BET Tradeville este de 0,25%
din valoarea tranzactiei, avand o valoare minima de 1,9 lei/ordin
executat (integral sau partial). In cazul ordinelor executate prin mai
multe tranzactii, comisionul minim este aplicat o singura data pe
ordin.
Comision intra-day
Tranzactiile intra-day facute pe contul StartradeRO (cumparari si
vanzari de volume egale cu instrumente financiare ale aceluiasi
emitent, in aceeasi zi) vor fi comisionate la jumatate din valoarea
comisionului dumneavoastra standard, dar nu mai putin de 0,25%.
Ajustarea comisionului se face la finalul fiecarei zile. Comisionul
intra-day nu se aplica tranzactiilor cu obligatiuni, titluri de stat si ETF
BET Tradeville.
Reducere comision de ziua de nastere
Cu ocazia zilei de nastere a titularului de cont, S.S.I.F. Tradeville S.A.
ofera cadou o reducere cu 20% a comisioanelor aferente
tranzactiilor efectuate in ziua respectiva. Daca data de nastere este
intr-o zi nelucratoare, reducerea se va aplica pentru tranzactiile
efectuate in prima sedinta bursiera.
Taxa ASF aplicata asupra tranzactiilor de cumparare
Conform prevederilor Regulamentului ASF nr. 16/2014 privind
veniturile A.S.F., republicat, cu modificarile si completarile uterioare,
societatile de servicii de investitii financiare care tranzactioneaza pe
piata de capital au obligatia ca, pe baza rapoartelor zilnice de
tranzactionare emise de B.V.B., sa retina din contul clientului
cumparator o cota aplicata la valoarea tranzactiilor de cumparare de
instrumente financiare.
In prezent, pentru cumpararea de instrumente financiare – actiuni,
taxa ASF este de 0,06%, pentru obligatiuni este de 0,02%, pentru
cumpararea de instrumente financiare de tip ETF este de 0,04%,
pentru drepturi este de 0,04%, pentru titluri de stat este de 0%.
S.S.I.F. Tradeville S.A. colecteaza aceasta taxa de la fiecare
cumparator si o vireaza in contul A.S.F.
Cursuri de schimb / Taxe de transfer instrumente
financiare/ bani/ modificari date personale
Cursul de schimb evidentiat de S.S.I.F. Tradeville S.A. pentru sumele
depuse de clienti in conturile de tranzactionare StartradeRO este
cursul practicat de banca/institutia de credit partenera a Tradeville,
prin care se face operatiunea de schimb valutar.
S.S.I.F. Tradeville S.A. percepe numai taxele Depozitarului Central
aplicabile in cazul operatiunilor de registru si de procesare
evenimente corporative.
Nivelul acestor taxe poate fi consultat in sectiunea Tarife la
https://www.roclear.ro/CadruJuridic/Reglementari. Orice
modificare a tarifelor si comisioanelor Depozitarului Central duce
implicit la modificarea taxelor percepute de Tradeville.
Data actualizarii: 02 iunie 2022
RON/executed order (full or partial). For orders executed through
multiple transactions, the minimum commission is applied once per order.
For transactions carried out in EUR, the minimum value of the trading
commission is 1.9 EUR/executed order (full or partial), the rest of the
above clauses being applied accordingly, depending on the type of
instrument traded.
Fees/withdrawal Revolut Commission
In case of supplies/withdrawals from/in Revolut, the bank fees and
commissions are borne by the client. In case of foreign currency
withdrawals in the clients' bank accounts, Tradeville will withhold from
the client the fees and commissions charged by the bank.
ETF BET Tradeville Commission
For trades on ETF BET the commission is 0.25% of the transaction value,
with a minimum of 1.9 RON/executed order (full or partial). For orders
executed through multiple transactions, the minimum commission is
applied once per order.
Intra-day commission
Intra-day transactions carried out on the StartradeRO account (buy or sell
of equal volumes of the same issuer’s shares within one business day) will
be charged at half of your standard commission, but no less than 0.25%.
The adjustment is made at the end of each business day. The intra-day
commission does not apply on trades with bonds, government bonds and
ETF BET.
Commission Birthday Discount
On the account's holder birthday, SSIF Tradeville S.A. offers a 20%
commission discount on transactions made that day. If the date of birth is
on a non-working day, the discount will be applied to the transactions
made on the first trading day.
ASF fee charged for “buy” transactions
Pursuant to provisions of the recast FSA Regulation no. 16/2014 on the
income of FSA, with following modifications, the brokerage houses that
conduct transactions on the capital market have the obligation, based on
daily trading reports issued by the Bucharest Stock Exchange to withhold
from the buyer’s account, a fee applied to the value of “buy” transactions.
Currently, for the purchase of financial instruments – shares, the FSA tax
is 0.06%, for bonds is 0.02%, for ETFs the tax is 0.04%, for „rights” is 0.04%,
for government bonds is 0%.
SSIF Tradeville S.A. collects this fee from each buyer and wires it into the
account of the Romanian Financial Supervisory Authority.
Exchange rates / Share/Money Transfer and Personal Data
Correction Fee
The exchange rate highlighted by SSIF Tradeville S.A. for the amounts
deposited by clients in the trading accounts StartradeRO is the exchange
rate practiced by the partner bank/credit institution of Tradeville, through
which the foreign exchange operation is performed.
Tradeville withholds only the fees charged by the Central Depository
applicable to registry and corporate events processing operations.
The level of these taxes can be consulted in the Tariffs section at
https://www.roclear.ro/CadruJuridic/Reglementari. Each adjustment
made to this fees and commissions results in the modification of the fees
charged by SSIF Tradeville S.A.
2/3
Anexa nr. 3 la Contractul de prestari de servicii de investitii financiare prin sistemul de tranzactionare prin internet StartradeRO
S.S.I.F. Tradeville S.A. nu percepe taxa in cazul depunerilor sau la
transferuri in RON efectuate prin ordin de plata.
Taxele percepute de bancile partenere pentru transferurile in alte
valute decat LEI sunt suportate de client.
Nota: Responsabilitatea precum si executarea acestor operatiuni
revin custodelui, in cazul in care activitatea de tranzactionare a
Clientului se desfasoara prin intermediul altei institutii financiare
(custode/depozitar).
Impozitul pe castig in cazul persoanelor fizice
Obligatiile fiscale aferente activitatii investitionale se stabilesc pe
baza Codului fiscal. In conformitate cu prevederile legale in vigoare,
persoanele fizice au obligatia de a determina castigul net anual /
pierderea neta anuala si de a depune la organul fiscal competent
declaratia privind venitul realizat.
S.S.I.F. Tradeville S.A. pune la dispozitia clientilor sai documentele
justificative necesare in acest sens, conform normelor legale
aplicabile la momentul respectiv.
In cazul persoanelor juridice nu exista un impozit specific pe castigul
din operatiuni pe piata de capital. Acesta intra in determinarea bazei
impozabile.
Dispozitii finale
Prezenta Anexa este parte integranta din Contractul de prestari de
servicii de investitii financiare prin sistemul de tranzactionare prin
internet StartradeRO.
Nume si Semnatura client /
Name and Client signature
#sgncl
Data actualizarii: 02 iunie 2022
SSIF Tradeville S.A. does not charge for RON deposits or wire transfers.
Fees charged by partner banks for transfers in currencies other than RON
will be paid by the client.
Note: The responsibility as well as the execution of these operations rests
with the custodian, in case the client’s trading activity is carried out
through another financial institution (custodian/depositary).
Tax on capital gains for natural persons
The tax liabilities related to the investment activity are established based
on the Tax Code. In accordance with the legal provisions in force,
individuals are required to determine annual net income / loss on the
income statement and to submit it yearly to the competent tax.
SSIF Tradeville S.A will provide its clients with the necessary supporting
documents in this regard, according to the law applicable at the time.
For companies there is no specific tax on capital gains. This goes into
determining the taxable base.
Final provisions
This Annex is an integral part of the agreement regarding the provision of
financial investment services via internet StartradeRO.
3/3
 STATEMENT ON TAX RESIDENCY - Natural Persons / DECLARAȚIE PRIVIND REZIDENȚA
FISCALĂ - Persoane Fizice

Certificate of Foreign Status of Beneficial Owner for United

Form W-8BEN States Tax Withholding and Reporting (Individuals) /
(Rev. October 2021)
Certificat al statutului beneficiarului real ca personă străină în scopul OMB No. 1545-1621
Department of the Treasury reținerii și raportării impozitului din Statele Unite (persoane fizice)
Internal Revenue Service /
Departamentul Serviciului de venituri interne al ► For use by individuals. Entities must use Form W-8BEN-E /
Trezoreriei Pentru persoane fizice. Entitățile trebuie să folosească formularul W-8BEN-E.
► Go to www.irs.gov/FormW8BEN for instructions and the latest information./
Accesați www.irs.gov/FormW8BEN pentru instrucțiuni și cele mai recente informații.
► Give this form to the withholding agent or payer. Do not send to the IRS. /
Dă acest formular agentului care reține impozitul la sursă sau plătitorului. Nu trimiteți la IRS.
Do NOT use this form if / NU folosiți acest formular dacă: Instead, use Form /
În schimb, folosiți Formularul:
• You are NOT an individual / NU sunteți persoană fizică W-8BEN-E
• You are a U.S. citizen or other U.S. person, including a resident alien individual / Sunteți cetățean american sau altă persoană din SUA, inclusiv o persoană străină rezidentă W-9
• You are a beneficial owner claiming that income is effectively connected with the conduct of trade or business within the United States
(other than personal services) / Sunteți beneficiar real care susține că venitul este efectiv legat de desfășurarea de activități comerciale sau afaceri în S.U.A. (altele decât W-8ECI
serviciile personale)
• You are a beneficial owner who is receiving compensation for personal services performed in the United States / Sunteți beneficiatul real care primește remunerație pentru servicii 8233 sau W-4
personale prestate în Statele Unite
• You are a person acting as an intermediary / Sunteți o persoană care acționează ca intermediar W-8IMY
Note: If you are resident in a FATCA partner jurisdiction (that is, a Model 1 IGA jurisdiction with reciprocity), certain tax account information may be provided to your jurisdiction of residence./ Dacă sunteți rezident într-o jurisdicție
parteneră FATCA (adică, Model 1 o jurisdicție IGA cu reciprocitate), anumite informații despre contul fiscal pot fi furnizate jurisdicției dvs. de reședință.

Part I / Partea I Identification of Beneficial Owner (see instructions) / Identificarea beneficiarului real (vezi instrucțiunile)
1. Name of individual who is the beneficial owner / Numele persoanei fizice care este beneficiarul real 2. Country of citizenship / Țara de cetățenie
DUMITRU CIPRIAN-IONUT Romania
3. Permanent residence address (street, apt. or suite no., or rural route). Do not use a P.O. box or in-care-of address. /
Adresa de reședință permanentă (strada, nr. ap sau cameră, sau șosea rurală) Nu folosiți o cutie poștală sau adresă cu mențiunea “post-restant”
Str.Macelari nr.6
City or town, state or province. Include postal code where appropriate / Oraș sau localitate, stat sau provincie. Includeți codul poștal dacă este cazul. Country / Țara
Bucuresti Romania

4. Mailing address (if different from above) / Adresa de corespondență (dacă diferă de cea de mai sus)

City or town, state or province. Include postal code where appropriate / Oraș sau localitate, stat sau provincie. Includeți codul poștal dacă este cazul. Country / Țara

5. U.S. taxpayer identification number (SSN or ITIN), if required (see instructions) /

Număr de identificare al contribuabilului din S.U.A. (SSN sau ITIN), dacă este necesar (vezi instrucțiunile)

6a. Foreign tax identifying number (see instructions) 6b. Check if FTIN not legally required
/ Număr străin de identificare fiscală (vezi instrucțiunile) / Bifati daca detinerea unui numar de inregistrare fiscalal nu este obligatoriu in jurisdictia dvs.
1810119152472
7. Reference number(s) (see instructions) / Număr(e) de referință (vezi instrucțiunile) 8. Date of birth (MM-DD-YYYY) (see instructions)
/ Data nașterii (LL-ZZ-AAAA) (vezi instrucțiunile)
01-19-1981
Part II / Partea a II-a Claim of Tax Treaty Benefits (for chapter 3 purposes only) (see instructions) /
Solicitarea avantejelor fiscale conform tratatului (doar în sensul capitolului 3) (vezi instrucțiunile)
9. I certify that the beneficial owner is a resident of / Certific că beneficiarul real este rezident în _______________________
Romania within the meaning of the income tax treaty between the United States and that country / în sensul tratatului
privind impozitul pe venit dintre Statele Unite și țara respectivă.
10. Special rates and conditions (if applicable—see instructions): The beneficial owner is claiming the provisions of Article and paragraph / Categorii și condiții speciale (dacă este cazul - vezi instrucțiunile): Beneficiarul real solicită
în baza dispozițiilor articolului și paragrafului of the treaty identified on line 9 above to claim a/ din tratatul identificat la rândul 9 de mai sus % rate of withholding on (specify type of income)
/ cota de reținere la sursă (specificați tipul de venit):

Explain the additional conditions in the Article and paragraph the beneficial owner meets to be eligible for the rate of withholding / Explicați condițiile suplimentare din articolul și paragraful pe care beneficiarul real le îndeplinește
pentru a fi eligibil pentru cota de reținere la sursă:

Part III / Partea a III-a Certification / Certificare

Under penalties of perjury, I declare that I have examined the information on this form and to the best of my knowledge and belief it is true, correct, and complete. I further certify under penalties of perjury that / Sub sancțiunea falsului în declarații, declar că am verificat
informațiile din acest formular și, că în deplină cunoştinţă de cauză şi cu bună-credinţă aceastea sunt adevărate, corecte și complete. Certific, de asemenea, sub sancțiuni de declarație mincinoasă, că:
• I am the individual that is the beneficial owner (or am authorized to sign for the individual that is the beneficial owner) of all the income or proceeds to which this form relates or am using this form to document myself for chapter 4 purposses
/ Sunt persoana care este beneficiarul real (sau sunt autorizat să semnez pentru persoana care este beneficiarul real) al tuturor veniturilor la care se referă acest formular sau folosesc acest formular pentru a mă documenta în sensul capitolului 4,
• The person named on line 1 of this form is not a U.S. person / Persoana numită la punctul 1 al acestui formular nu este o persoană SUA,
• This form relates to: / Acest formular se refera la:
(a) incomed not effectively connected with the conduct of a trade or business in the United States / venit care nu este efectiv asociat desfasurarii unei activitati comerciale sau afaceri in Statele Unite,
(b) income effectively connected with the conduct of a trade or business in the United States but is not subject to tax under an applicable income tax treaty, or / venit care este efectiv asociat desfasurarii unei activitati comerciale sau afaceri in Statele Unite, dar care
nu face obiectul impozitarii in temeiul unui tratat aplicabil impozitului pe venit
(c) the partner’s share of a partnership's effectively connected taxable income / cota-parte de asociat dintr-un venit efectiv asociat al societății,
(d) the partner's amount realized from the transfer of a partnership interest subject to withholding under section 1446(f) / suma realizata in parteneriat ca urmare a transferului unui interes, subiect al retinerii conform sectiunii 1446(f)
• The person named on line 1 of this form is a resident of the treaty country listed on line 9 of the form (if any) within the meaning of the income tax treaty between
the United States and that country, and / Persoana numită la punctul 1 al acestui formular este rezident al țării parte din tratatul listat la punctul 9 al formularului (dacă există) în sensul tratatului privind impozitul pe venit între Statele Unite și țara respectivă, și
• For broker transactions or barter exchanges, the beneficial owner is an exempt foreign person as defined in the instructions / Pentru operațiuni de brokeraj sau schimburi de barter, beneficiarul real este o persoană străină scutită, așa cum este definit în instrucțiuni.
Furthermore, I authorize this form to be provided to any withholding agent that has control, receipt, or custody of the income of which I am the beneficial owner or any withholding agent that can disburse or make payments of the income of which I am the beneficial owner. I
agree that I will submit a new form within 30 daysif any certification made on this form becomes incorrect / Mai mult, autorizez ca acest formular să fie furnizat oricărui agent care reține impozitul la sursă și care deține controlul, primirea sau custodia veniturilor asupra
cărora sunt beneficiarul real sau oricărui agent care reține impozitul la sursă și care poate plăti sau efectua plăți din venitul asupra cărui sunt beneficiar real. Sunt de acord să trimit un nou formular în termen de 30 de zile dacă orice certificare făcută pe acest
formular devine incorectă.

I certify that I have the capacity to sign for the person identified on the line 1 of this form / Declar ca sunt indreptatit sa semnez in numele persoanei identificata la punctul 1 din prezentul formular.

Sign Here
Semnați aici

07-19-2022

Signature of beneficial owner (or individual authorized to sign for beneficial owner) / Date (MM-DD-YYYY)
Semnătura beneficiarului real (sau a persoanei autorizate să semneze pentru beneficiarul real) Data (LL-ZZ-AAAA)
DUMITRU CIPRIAN-IONUT
Print name of signer / Numele în clar al semnatarului

Cat. Nr. 25047Z Formular W-8BEN (Rev. 10-2021)

Other tax residency information / Alte informatii privind rezidenta fiscala

A. Statement of U.S. person (United States) / Declarație persoană U.S.

I state that / Declar că:

I am a citizen of the U.S.A. or another U.S.A. person* / Sunt cetățean S.U.A. sau altă persoană S.U.A.*
✔
I am NOT a citizen of the U.S.A. or another U.S.A. person* / NU sunt cetățean S.U.A. sau altă persoană S.U.A.*
* U.S.A. person - a natural person, citizen of the USA or a foreign person resident in the USA, according to the definitions of the US Internal Revenue Code / persoană S.U.A. – o persoană fizică care este cetățean SUA
sau străin rezident SUA, în conformitate cu definițiile din US Internal Revenue Code

B. Certificate of Loss of Nationality of the United States of America (only for clients born in the USA that did not provide a TIN) / Certificat de Pierdere a Cetățeniei
Statelor Unite ale Americii (numai pentru clienții născuți în SUA care nu au furnizat TIN)

If you were born in the United States of America, but the United States of America is not one of the countries in which you have tax obligations, according to the international law, please tick one of the
options below and fill in as appropriate / Dacă v-ați născut în Statele Unite ale Americii, dar Statele Unite ale Americii nu se numără printre țările în care dvs. Aveți obligații fiscale, în conformitate cu
dreptul internațional, vă rugăm să marcați una dintre următoarele opțiuni și să completați în consecință:

I hereby submit the Certificate of Loss of Nationality issued by the competent authority of the United States of America / Depun Certificatul de Pierdere a Cetățeniei emis de către
autoritatea competentă a Statelor Unite ale Americii.

I confirm that I was born in the United States of America, but I am not fiscally resident in the United States of America, because / Confirm că m-am născut în Statele Unite ale Americii,
dar nu sunt rezident fiscal în Statele Unite ale Americii,
deoarece

C. Reasonable explanation for not providing a TIN/NIF (only for tax residents of a partner jurisdiction that did not provide a TIN/NIF) / Explicație rezonabilă pentru a nu
furniza TIN/NIF (numai pentru rezidenții fiscali dintr-o jurisdicție parteneră care nu au furnizat TIN/NIF)

If you are fiscally resident in a partner jurisdiction and you do not provide a TIN/NIF, please tick one of the options below and fill in as appropriate / Dacă sunteți rezident fiscal într-o jurisdicție parteneră
și nu furnizați TIN/NIF, vă rugăm să marcați una dintre următoarele opțiuni și să completați în consecință:

The country/jurisdiction in which the Account Holder/Authorized Person is resident does not issue a TIN/NIF to its residents./ Țara / jurisdicția în care Titularul de Cont/Împuternicitul este
rezident nu emite TIN/NIF rezidenților săi.
#sgncl
The Account Holder cannot obtain a TIN/NIF or equivalent number (Please explain why you cannot obtain a TIN/NIF if you ticked this option) / Titularul de Cont este în imposibilitatea de
a obține un TIN/NIF sau un număr echivalent (Vă rugăm să explicați de ce sunteți în imposibilitatea de a obține un TIN/NIF dacă ați selectat acest motiv)
 D. Countries in which the client has tax obligations / Țările în care clientul are obligații fiscale

Insert below all countries in which you have tax obligations according to the law of that country / Introduceți mai jos toate țările în care aveți obligații fiscale în conformitate cu legislația țării

Tax Identification Number or equivalent /

Country / Țara Număr de Identificare Fiscală sau echivalent (TIN/NIF) /

Romania 1810119152472
Country, if several Tax Identification Number or equivalent (TIN/NIF)

Country, if several Tax Identification Number or equivalent (TIN/NIF)

Certification:
I hereby state that I investigated and filled in the data above being fully aware and that the data is true, correct and complete. I also certify that / Declar că am examinat
și completat datele de mai sus in deplină cunoștință, iar acestea sunt adevărate, corecte și complete. De asemenea, certific faptul că:

1. I understand and accept that the data provided herein is personal data, being used for identification, and I admit and confirm the storage, processing and sending thereof by Tradeville
S.A. to competent Romanian tax authorities, which are to transfer them to the competent tax authorities in the countries with which Romania has executed an international law legal document
concerning such an exchange of information / Înteleg și accept faptul că datele furnizate prin prezenta Declarație reprezintă date cu caracter personal, având funcție de identificare, și
recunosc și confirm stocarea, prelucrarea și transmiterea lor de catre Tradeville S.A. către autoritățile fiscale române competente, acestea din urmă transferându-le catre autoritățile fiscale
competente din statele cu care România s-a angajat printr-un instrument juridic de drept internaţional la un astfel de schimb de informaţii.

2. I freely, expressly and unequivocally agree, being well-informed, that I am aware of the fact that personal data will be stored by SSIF Tradeville SA according to company’s internal
procedures and I freely, expressly and unequivocally agree, being well-informed, that I am aware of the provisions of Regulation (EU) no. 679/2016 on the protection of natural persons with
regard to the processing of personal data and the free movement of such data as concerns the right of access, right to intervene, right to oppose, right to not being subject to any individual
decision, right to address to justice, as well as that they can be exercised through a written request addressed to the company, prepared according to the provisions of Regulation (EU) no.
679/2016 on the protection of natural persons with regard to the processing of personal data and the free movement of such data / Consimt în mod liber, informat, expres și neechivoc că

am luat la cunoștință faptul ca datele cu caracter personal vor fi stocate de SSIF Tradeville SA conform procedurilor interne ale societății și consimt în mod liber, informat, expres și neechivoc
că am luat la cunoștință despre prevederile Regulamentului UE nr. 679/2016 privind protectia persoanelor fizice in ceea ce priveşte prelucrarea datelor cu caracter personal si privind libera
circulatie a acestor date cu privire la dreptul de acces, dreptul de intervenție, dreptul de opoziție, dreptul de a nu fi supus unei decizii individuale, dreptul de a se adresa justiției, precum si
ca acestea pot fi exercitate printr-o cerere scris adresată societății, întocmită în conformitate cu dispozițiile Regulamentului UE nr. 679/2016.

3. I undertake to inform S.S.I.F. Tradeville S.A. on any change in tax information and data herein, within maximum 30 days from the occurrence of the change / Mă oblig să aduc la
cunoştinţa Tradeville S.A. orice modificare a informaţiilor fiscale şi a datelor cuprinse în acest formular, în termen de maxim 30 de zile de la momentul în care a intervenit modificarea.

I certify that I have the capacity to sign for the person identified on the line 1 of this form / = Declar ca sunt indreptatit sa semnez in numele persoanei identificata la punctul 1 din prezentul formular.

Sign Here
Semnați aici

#sgncl
07-19-2022
Signature of beneficial owner (or individual authorized to sign for beneficial owner) / Date (MM-DD-YYYY)
Semnătura beneficiarului real (sau a persoanei autorizate să semneze pentru beneficiarul real) Data (LL-ZZ-AAAA)

DUMITRU CIPRIAN-IONUT
Print name of signer / Numele în clar al semnatarului