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ABSTRACT
Resilience is a phenomenon seen at the individual, contextual, and larger
sociocultural levels. In later adulthood, it has been equated with successful
or optimal aging. We present a transactional, ecological model that is based
on individual stress and coping processes, which are informed by resources
and barriers at the community and sociocultural levels. However, our
model is also informed by contributions from positive psychology includ-
ing mindfulness, compassion, and self-transcendence. Applying the model
to chronic health problems such as diabetes, demonstrates that change and/
or interventions are required at all three levels. It is important to recognize
the resilience in older adults contributes to resilience at the community and
sociocultural levels.
INTRODUCTION
The construct of resilience has largely been applied to childhood, but similar
constructs have been discussed in the gerontological literature using different ter-
minology. What both literatures share is an increasing recognition that resilience
is not so much a characteristic of an individual, but occurs as a process unfolding
over time within contexts. Thus, this chapter will develop a preliminary ecologi-
cal model of resilience and apply it to individuals and their communities in late
life. We will first briefly review theories of resilience, and then turn to recent
literature on resilience in late life.
The second section will focus on aging in place and how communities can
promote health and adaptation in later life. Specifically, we review theories of
environmental competence in late life, how the sociospatial environment can
promote resilient aging, and the importance of place attachment for well-being
in older adults.
The third section will examine constructs from positive psychology such as
mindfulness, wisdom, and dyadic interdependence to explore their importance
to theories of resilient aging. We will argue that positive psychology errs in treat-
ing these constructs as individual traits rather than developing within an ecologi-
cal context; the development of mindfulness and wisdom in turn impacts on the
social environment. Finally, we will conclude with some recommendations for
future public policy. Using a chronic illness (diabetes), we illustrate the impor-
tance of all three levels—individual, community, and sociocultural context—in
reversing the secular trend in obesity and diabetes, which threatens optimal aging
as well as the resilience of the larger health care and economic systems.
Generalized
Resistance
Resources
Resilience
(Flexible
Adaptation)
PTG SRG
(seismic (general
stress) stress)
Coping with
Specific
Stressors
affect others in their immediate context as well as the broader social community;
in turn, the immediate and broader sociocultural context may provide opportu-
nities as well as barriers to an individual’s positive coping strategies.
Our model of resilience in late life (see Figure 6.1) illustrates the trans-
actional relationship between the individual, contextual, and sociocultural
resources. Old age, similar to other periods of development such as early ado-
lescence, can be times of instability and concentrated change when transitions
are likely to occur (Masten & Obradović, 2008). Although there is great hetero-
geneity in aging, common examples of concentrated change in late life might
include the diagnosis of illness, retirement, decreased mobility, and changes in
residence. These transitional periods can open one to vulnerabilities and hazards,
but can also result in healthy adaptations. From an ecological perspective, this
transactional process between the nested levels of individual, family, community,
and culture contributes to both assets and vulnerabilities in resilience. Thus, in
Figure 6.1, sociocultural resources transact with contextual resources, which in
turn transact with individual resources.
Briefly, individual resources include human capital such as temperament
and intelligence, education, health, and financial status. Contextual resources
typically include the immediate social and built environment as well as commu-
nity characteristics. Social policies and institutional structures are part of socio-
cultural resources. For example, policies can direct attention toward developing
community features that support aging in place, and conversely, naturally occur-
ring retirement communities (NORCs) can inform policy makers of attributes
in their communities that are necessary for independent living. How resilience
and well-being can be influenced by person–environment fit (P–E fit), commu-
nity cohesion, place attachment, and aging in place will be explored in the next
sections.
Sociocultural Resources
The WHO (2007) has emphasized the need to redesign the social and built envi-
ronments for an aging population. Lui, Everingham, Warburton, Cuthill, and
Bartlett (2009) described a paradigm shift in the thinking of policy makers in
which aging is now framed as an active and positive process, and aging in place
is a policy goal. The input of stakeholders, the older members of the commu-
nity, is recognized for both its usefulness to planners and its ability to empower
and engage an often disenfranchised group. The WHO’s “Age-Friendly Cities”
initiative encourages cities in developed and developing countries to articulate
features of Age-Friendly Cities from the perspective of older residents in those
cities. “An age-friendly city emphasizes enablement rather than disablement; it
is friendly for all ages and not just ‘elder-friendly’” (WHO, 2007, p. 72), thus
120 ANNUAL REVIEW OF GERONTOLOGY AND GERIATRICS
encourages shaping communities that can be responsive to the needs of its resi-
dents throughout the life course.
Contextual Resources
Age-Friendly Cities’ initiatives reflect the importance of a community’s sociospa-
tial features in facilitating positive adaptation or resilience across the life span as
competencies change. Lui et al. (2009) reviewed the largely descriptive inter-
national literature on creating age-friendly cities that provides detailed lists of
ideal community qualities and recommendations of policies. Models vary in their
emphasis on the built environment (e.g., housing, transportation, and home
modification) or social relations (e.g., inclusion, respect, participation). The built
and social environments are interactive and both contribute to the resources and
barriers of a community (Lui et al., 2009).
Congruent with these recommendations, Gardner’s (2011) qualitative
research described a neighborhood and how informal social networks of relation-
ships were supported by existing physical places such as thresholds (driveways
and elevators), transitory zones (streets and sidewalks), and third places (social
places such as parks). The presence of these contextual resources, however, is not
enough to convey resilience. Resilience may involve one’s willingness and ability
to make use of those resources, often reflective of one’s GRRs.
Mindfulness
There have been more than 1,000 studies of mindfulness and well-being pub-
lished in the past few years (Levenson & Aldwin, in press). The term mindfulness
has been used in two ways. The first can be considered utilitarian mindfulness,
124 ANNUAL REVIEW OF GERONTOLOGY AND GERIATRICS
documented (see Staudinger & Glück, 2011). In part, the difficulty may lie
in how one defines wisdom. It is generally accepted that there are two general
approaches to wisdom: phronēsis, which can be defined as “practical” wisdom
(Baltes & Staudinger, 2000), and sophia (or sapienta), which generally focuses
more on “spiritual” wisdom or self-transcendence (Levenson, Jennings, Aldwin,
& Shiraishi, 2005). Approaches that focus on wisdom as pragmatics or practi-
cal knowledge sometimes find that it is highest in midlife. Given the role of
middle-aged adults as often high-level managers in both careers and families, it
is not surprising that they would be involved in practical knowledge, procedural
knowledge, life span contextualism, relativism, and the management of uncer-
tainty, which are the five dimensions of practical wisdom. However, compassion
and self-transcendence may be of greater importance in late life, as individuals
cope with new, often health-related limitations and changes in their old level of
functioning.
Wisdom as self-transcendence is defined as decentering from the self—
that is, being able to put larger interests ahead of one’s own. In a cross-cultural
review of philosophies and religions, Curnow (1999) identified four common
components of wisdom: self-knowledge, nonattachment, integration, and self-
transcendence. Levenson and Aldwin (in press) argued that these four compo-
nents of wisdom reflect a developmental process that is based on mindfulness.
Self-knowledge provides the basis for understanding our selves and what we are
attached to. Nonattachment does not mean uncaring, but rather the flexibility
to step back from our desires. Integration is based on understanding what those
desires are and reconciling intrapersonal conflicts. These then provide the basis
for transcending the self.
How do mindfulness and wisdom contribute to resilience? We argue that
they are key elements in the process of positive adaptation across the life span.
Mindfulness provides the cognitive flexibility and self-awareness necessary for
coping with new and difficult problems. Further, wisdom can develop in the
context of coping with stress (Glück, Bluck, Baron, & McAdams, 2005) and is
associated with SRG (Jennings, Levenson, Aldwin, Spiro, & Mroczek, 2006), and
thus can be considered a type of GRR, which help individuals (and their com-
munities) navigate in difficult times.
Although wisdom is thought of primarily as an individual characteristic,
both the pragmatic and transcendence approaches are highly contextual and cul-
tural. Baltes and Staudinger (2000) distinguished between cultural aspects of
wisdom (e.g., its transmission through proverbs and the ability to negotiate in
one’s culture) and personal wisdom. Even within the personal wisdom traditions,
the community provides an important avenue for the development of wisdom.
In Buddhism, the three pillars are Buddha (enlightenment), Dharma (truth), and
126 ANNUAL REVIEW OF GERONTOLOGY AND GERIATRICS
to develop coping and management strategies that work for them, they can share
these with their friends and relatives, contributing to better adaptation for others
as well.
On the sociocultural level, much is being done to create better blood testing
technologies and medications such as insulin pumps. Changes in public policy
have led to supports such as needle depositories in lavatories, but more needs
to be done to make affordable fresh fruits and vegetables available to school
children, nursing home residents, and inner city residents, as well as safe public
places to exercise. Environmental design can encourage pedestrians and discour-
age the use of private transportation, and so on. Public policy should not only
concentrate on older individuals with diabetes, but should also include preven-
tion efforts targeted to children and adolescents. These changes in public policy,
however, will only occur as individuals develop collective coping strategies to
change the culture. Thus, fostering resilience at the individual level benefits the
community and the larger sociocultural context. It also requires changes at all
three levels, as well as understanding the transactions across all them.
Thus, an ecological model would make three general recommendations.
1. Relationships. Resilience is about relationships, and relationships are expe-
rienced as a series of interlinking cores and peripheries on a micro and
macro level. We must move from a tendency to identify problems and cre-
ate interventions focused primarily on individuals, and broaden the frame-
work to include families, neighborhoods, and communities. Interventions
can be strengthened when informal arrangements of naturally occurring
relationships are acknowledged by and supported through policy.
2. Enablement of all ages. WHO’s Age-Friendly Cities philosophy encourages
the enablement of people of all ages. Policies can encourage the develop-
ment of social and built environments that are oriented to nurturing, as well
as challenging, individuals and families across the life course. Communities
that can encourage a range of civic engagement and belonging for all ages
will increase the strength of its members and networks. Images of success-
ful aging must grow beyond the confines of doing in old age what you did
in your youth, and conversely, youth need not wait until they are “grown-
ups” before being viewed as contributors.
3. Social capital. Encourage social interactions and civic participation within
communities to build community cohesion and social capital. A sense
of community and attachment to place develops individuals with neces-
sary local knowledge. Mindfulness of individuals should also be seen as
a form of social capital. Engagement in something beyond oneself and for
the greater good, the community is a form of self-transcendence and most
effectively grows out of mindfulness at the individual level.
128 ANNUAL REVIEW OF GERONTOLOGY AND GERIATRICS
Thus, resilience is a process that involves more than the individual. Luthar
(2006, p. 780) stated, “Resilience rests, fundamentally, on relationships. The
desire to belong is a basic human need, and positive connections with others lie
at the very core of psychological development; strong, supportive relationships
are critical for achieving and sustaining resilient adaptation.” Both the physical
and the social environments are key to the development of resilience. However,
resilience is not a mindless conformity to dicta of the social environments, but
rather involves a dyadic interdependence. Thus, for communities to promote
resilient aging, we must provide not only adequate support in the physical and
social environment to promote environmental competence and aging in place,
but also recognize the contributions that older adults make to their families and
communities.
ACKNOWLEDGMENTS
This study was funded by the National Institutes of Health (NIH) AG032037.
We thank Amanda Taylor for her input into Figure 6.1 and Turner Goines for her
helpful suggestions on an earlier draft.
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