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Energy & Buildings 198 (2019) 467–490

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Energy & Buildings


journal homepage: www.elsevier.com/locate/enbuild

Passive cooling techniques for building and their applicability in


different climatic zones—The state of art
Dnyandip K. Bhamare, Manish K. Rathod∗, Jyotirmay Banerjee
Mechanical Engineering Department, Sardar Vallabhbhai National Institute of Technology, Surat, Gujarat, India

a r t i c l e i n f o a b s t r a c t

Article history: Building energy consumption is a vital component of the global energy mandate. A major part of the
Received 2 January 2019 building energy is consumed in providing thermal comfort to occupants. Passive cooling techniques can
Revised 5 June 2019
be a promising alternative to satisfy the cooling requirements of the building as well as to reduce the
Accepted 10 June 2019
building energy consumption. Selection of suitable passive cooling technique is dependent on many fac-
Available online 11 June 2019
tors, including climatic conditions, building space constraints and performance of the passive technique.
Keywords: Thus, in order to adopt a suitable passive cooling technique for a given building, a thorough knowledge of
Building energy consumption different passive cooling techniques along with their applications and performance parameters is neces-
Solar and heat protection sary. The objective of this article is to provide a comprehensive review on passive cooling techniques
Heat modulation along with its classification, working, applications, recent developments and to analyze the influence
Heat dissipation of significant parameters such as building cooling load and indoor temperature on the performance of
passive cooling techniques. The review establishes that passive cooling techniques have the potential to
maintain the indoor temperature within comfort range while reducing the building cooling load.
© 2019 Elsevier B.V. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 468
1.1. Passive cooling techniques and their classification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 468
1.2. Scope of the review . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 468
2. Solar and heat protection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 469
2.1. Microclimate . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 469
2.1.1. Landscaping and vegetation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 469
2.1.2. Water surface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 470
2.2. Solar control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 470
2.2.1. Aperture control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 470
2.2.2. Glazing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 471
2.2.3. Shading . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 472
2.3. Closure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 474
3. Heat modulation technique. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 474
3.1. Thermal mass . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 474
3.1.1. PCM integration in wallboard . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 474
3.1.2. PCM integration in ceilings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 476
3.1.3. PCM integration in roof . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 477
3.1.4. PCM integration in window . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 477
3.2. Free cooling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 478
3.3. Closure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 479
4. Heat dissipation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 480


Corresponding author.
E-mail address: mkr@med.svnit.ac.in (M.K. Rathod).

https://doi.org/10.1016/j.enbuild.2019.06.023
0378-7788/© 2019 Elsevier B.V. All rights reserved.
468 D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490

4.1.Convective cooling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 480


4.1.1. Wind driven ventilation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 480
4.1.2. Buoyancy driven ventilation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 480
4.1.3. Trombe wall. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 481
4.1.4. Solar chimney . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 481
4.2. Evaporative cooling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 482
4.2.1. Direct evaporative cooling (DEC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 482
4.2.2. Indirect evaporative cooling (IEC) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 482
4.3. Radiative cooling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 483
4.3.1. Nocturnal radiative cooling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 483
4.3.2. Radiant cooling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 483
4.4. Closure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 485
6. Conclusion and future work . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 485
Declaration of Competing Interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 485
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 485

1. Introduction dissipation of heat gain [6]. Thus, passive cooling techniques can be
broadly classified into heat protection, heat modulation and heat
World population has reached to 7.442 billion in 2016 [1]. This dissipation technique [6,7].
is associated with overall growth in industrial, agriculture, trans-
• Heat Protection: In this technique, the building is protected
port and infrastructure sectors. Among all, industrial and residen-
from direct solar heat gains. The protection from solar heat gain
tial building sectors are contributing significantly to the rise in
may involve landscaping, water surface, active vegetation, shad-
electric energy demands [2]. Even if the figures vary from coun-
ing of the building surfaces, etc. Heat protection technique is
try to country, building sector, which includes residential, commer-
also further classified into microclimate and solar control based
cial, public service, agriculture, forestry, fishing, etc. is responsi-
methods.
ble for approximately 30–40% of total energy demand [3]. Major
• Heat Modulation: In this technique, the heat gain of a building
components of energy consumption in the building sector are in
is modulated with the help of the thermal storage capacity of
heating, cooling, air conditioning, ventilation, etc. It is also argued
the building structure. It protects the building by discharging
that globally around 40% of total building energy is consumed for
the stored heat at a later time. The thermal storage capacity
space heating or cooling applications in both residential and com-
of a building largely depends on the type of the thermal mass
mercial sectors [3]. Further, demand for space cooling application
of the building structure. Also of importance are the methods
is increasing due to a rise in atmospheric temperature associated
(such as free cooling) adopted for effective discharge of stored
with carbon emission and global warming [4]. Room air condition-
heat. Geetha and Velraj [7], Santamouris and Kolokotsa [6] and
ers are mostly used worldwide as air cooling appliance. However,
Prieto et al. [8] had given importance to thermal mass in their
a rise in the sale of air conditioning appliances has led to seri-
classification of heat modulation technique, while Panchbikesan
ous environmental issues associated with the depletion of ozone
et al. [9] classified heat modulation techniques based on both
level and global climate [5]. Hence, there is a need for the devel-
thermal mass and free cooling.
opment of passive cooling techniques which reduces energy con-
• Heat Dissipation: Heat dissipation technique finds usefulness in
sumption, supports the environment and ecosystem and provide a
climatic conditions where heat protection or heat modulation
satisfactory degree of comfort. However, in order to address the
is unable to provide the required comfort conditions. In this
energy and environmental impact associated with building appli-
technique, excess heat of a building is disposed to the suitable
cations, the selection of suitable passive cooling technique plays
environmental heat sink at a lower temperature. Disposal of
a vital role. In this regard, present work summarizes the details
excess heat depends on two main factors i.e. availability of en-
of available passive cooling techniques along with their classifica-
vironmental heat sink and thermal coupling between building
tion, working, applications and performance parameters. The ar-
and heat sink. Available environmental heat sinks are ambient
ticle also provides guidelines to the building designer, architect,
air, water, and sky. The heat dissipation technique may provide
and researchers for the selection of suitable passive cooling tech-
instantaneous cooling effect or it may extract coolness during
nique for building applications. These guidelines are based on past
night time and release it during the daytime. Such a behav-
experiences accumulated from the applicability of passive cooling
ior depends on the mode the of heat transfer from source to
techniques for different climatic conditions. Further, at the last, the
sink and the type of fluid flow. Geetha and Velraj [7] classified
major conclusions drawn from the literature and future scope re-
this technique on the basis of thermal energy storage, whereas
lated to passive cooling techniques and their applicability are high-
Panchbikesan et al. [9] had given the classification on the basis
lighted.
of air movement and humidity content.

1.1. Passive cooling techniques and their classification A comprehensive classification of passive cooling techniques is
developed based on the literature review and is shown in Fig. 1.
Passive cooling techniques use ambient cooling sinks like build-
ing material, air, water, night sky, etc. to mitigate the rise in tem- 1.2. Scope of the review
perature of the building due to heat sources such as ambient air,
direct solar heat gain, building an internal heat gain. Passive cool- Selection of suitable passive cooling technique is an impor-
ing techniques can help in maintaining the required comfort condi- tant task as it depends on climatic conditions, building space con-
tions of the building with minimum energy consumption. In order straints and performance of the passive technique. Thus, in order
to create thermal comfort conditions at the interior of a building, to adopt a suitable passive cooling technique for a given build-
passive cooling techniques need to be designed at three levels i.e. ing, exhaustive information of different passive cooling techniques
protection of heat gain, modulation of heat gain and rejection or along with an understanding of their applicability is necessary.
D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490 469

Fig. 1. Classification of passive cooling techniques.

Further, a combination of two or more techniques may reduce a rangements like landscaping and vegetation or water surfaces near
considerable amount of energy consumption along with satisfying the building.
the cooling requirements of the building. Thus, a comprehensive
understanding of each technique is required for establishing the 2.1.1. Landscaping and vegetation
applicability of the passive cooling technique in building applica- Using trees and green vegetation near or around the building is
tions. Previous review articles [9–21] on passive cooling techniques a very old, convenient and cheap solution for protecting the build-
have largely focused on only one of the techniques individually or ing from solar heat gains. Trees and green vegetation are helpful
separately. For example, review articles [10–12] focused on PCM in achieving the cooling effect with the process of evapotranspi-
based passive cooling techniques only. Articles reported in [9,13– ration in which it absorbs heat from the microclimate. Effective
15] showed important findings related to evaporative cooling and vegetation can be accommodated in two ways, in-house vegeta-
radiative cooling. Importance of ventilation cooling, night cooling, tion or outside vegetation. In-house vegetation includes vegetation
shading techniques were reviewed in [16–20]. To the knowledge of inside the most common places of the building like roof green-
authors, there is no study which presents a comprehensive state- ing, terrace greening, indoor plants in atria, etc. Greening the heat
of-the-art overview of all the passive cooling techniques. Thus, the prone surface of the building can significantly impact the energy
present paper is aimed at a critical review of passive cooling tech- performance of the building. The energy impact of in-house green-
niques used for building application. In this review, the working of ing is reported in detail by Raji et al. [22]. They considered five
these techniques, applications and discussion on the key parame- in-house greening systems, namely green roof, green wall, green
ters to establish its performance are presented in details. This re- balcony, a sky garden and indoor sky garden considering impor-
view will be a helpful tool for the building designer, architect and tant parameters like seasonal energy savings, climatic factors and
researchers working on energy efficient green buildings. building insulation properties. However, the article has not elab-
orated the energy impact of in-house greening based on energy
2. Solar and heat protection saving for different climatic conditions. Effective vegetation around
the building not only reduces the building’s temperature but also
The protection of heat gain is the first step towards achieving acts as an obstacle to heat flow. A variety of obstacles are sug-
comfort conditions in the interior of a building. Heat gains can gested by Gandemer and Guyot [23] which include alternatives
be divided as external heat gains and internal heat gains. External of surface texture, height, width, length, shape, profile, orienta-
heat gain arises from direct solar radiation and ambient tempera- tion, the density of vegetation, etc. Strategically planted vegeta-
ture, whereas internal heat gain has sources like human activities, tion around the building has been considered as an effective way
appliances, lightening, cooking, etc. Protection from external heat to limit the solar heat gain of the buildings. In this regard, Meier
gains can be achieved through improving microclimatic conditions [24] presented a review on strategic landscaping, vegetation and
of a building or direct solar control. its impact on air conditioning savings. It was concluded that differ-
ent landscaping, vegetation techniques are helpful in reducing the
2.1. Microclimate air conditioning load for dry as well as humid climatic conditions.
Achieving energy savings and reduction in the indoor temperature
The microclimate is the variation in the atmospheric conditions of the building with the use of landscaping and vegetation is not a
around the building over a period of time. Energy performance of new concept, but the effectiveness of these techniques in achieving
the building majorly depends on the microclimate of a building. energy saving and indoor temperature reduction is not reported in
The building microclimate is significantly affected by spatial ar- detail in the literature. Table 1 shows a summary of the literature
470 D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490

Table 1
Summary of study based on effect of active vegetation on passive cooling of building.

Author Location Climate Research type Research outline Indoor temperature reduction (°C)
or Energy savings (%)

[25] Nanjing, (China) Hot, humid. Numerical Study the effect of tree shading on 10.3%
building cooling load.
[26] Japan Hot, humid. Experimental Analyze the microclimate of residential 7 ̊C
building using active vegetation
planted near window.
[27] Melbourne, (Australia) Hot, dry. Experimental Study the impact of tree shading on 9 ̊C
building thermal performance.
[28] Putrajaya, (Malaysia) Hot, humid. Experimental Evaluate building cooling achieved 29%
through the modification of tree
canopy density and quantity, albedo
values of ground materials.
[29] Auburn, (USA) Hot, humid. Field study and numerical Estimates energy savings by shade 14.4%
producing trees in a suburban
environment.
[30] Sacramento, (California) Hot, humid. Field study and numerical Presents the models to study shading 6.1%
effect of trees on residential energy use
for 178 residences.
[31] Los Angeles, (USA) Hot, dry. Numerical Evaluate the performance of cool 20%
surface and tree shades to reduce the
energy use.
[32] Pretoria, (South Africa) Mediterranean Field study and numerical Simulate the effect of deciduous and 5 °C during summer and 3 °C
evergreen vegetation cover on building during winter season
walls in order to improve thermal
performance.

demonstrating the effect of landscaping and vegetation on energy details by the authors. It was concluded that the roof pond tech-
saving and reduction in the indoor temperature of the building. nique has potential towards gaining the highest cooling efficiency
with the lowest maintenance.
2.1.2. Water surface Limitations of stable water in a roof pond limits this technique
The roof receives the strongest solar radiation from the sun for to be more favorable passive cooling technique. Several researchers
the longest time as compared to other elements of the building. have carried out experimental as well as numerical analysis in or-
Nahar et al. [33] argued that about 40% of heat gain comes through der to achieve passive cooling using roof pond technique. However,
the metallic roof; particularly in arid climatic conditions. Water there is a limited number of studies in which comparative evalua-
surface which includes ponds, sprays, pools or water fountain can tion of different roof pond variants is made based on either indoor
provide passive cooling to the building. The roof pond technique temperature reduction or in terms of energy savings. Summary of
is a cheap, nontoxic and popular passive cooling technique as wa- literature pertaining to comparative evaluation roof pond variants
ter is an ideal thermal mass having high volumetric heat capacity. is presented in Table 2.
The vapor pressure difference between the water surface and the
surrounding air is the driving force for a roof pond cooling action.
The evaporation rate calculated based on mean summer climato- 2.2. Solar control
logical conditions can define the cooling potential of the roof pond
technique [34]. Reduction of transmitted solar radiation through building com-
The reduction of heat flux using roof pond (water surface) was ponents is referred as solar control technique. Direct penetration of
probably first observed at the University of Texas in 1920 but solar radiation can be controlled by modifying the space available
due to some structural difficulties of the building, its use was re- i.e. aperture control or by reducing the intensity of transmitted so-
stricted [35]. To date many theoretical and experimental studies lar radiation through transparent elements like windows i.e. glaz-
on roof pond with a number of variants like open roof pond with- ing or by completely diverting the incoming solar radiation using
out sprays, with sprays, with movable insulation, night time water shading devices i.e. shading control. Thus, the solar control tech-
sprays, roof pond with gunny bags, a shaded roof pond without nique is further classified as aperture control, glazing and shading
sprays, shaded roof pond with sprays, ventilated roof pond, evapo- method.
reflective roof pond, cool pool etc. have been reported. Some vari-
ants of roof pond are shown in Fig. 2. A systematic review on pas- 2.2.1. Aperture control
sive cooling of the buildings using roof ponds was presented by Aperture control refers to modify the space or openings through
Shariffi and Yamagata [36]. A detailed review of 19 different types which solar radiation passes to the building interior. It is possible
of roof cooling and 4 roof heating techniques were presented along by either accurate sizing of opening or modifying the orientation
with an evaluation of performance, the effect of climatic condi- of the openings present on building envelope [44]. Such modifica-
tions and design configurations. It was concluded that the roof tion is dependent on energy requirements, location and architec-
pond technique is efficient in achieving the thermal comfort condi- ture of the building. In many cases, apertures are meant primar-
tions for building and reduces the energy demand for cooling and ily for lighting and air circulation, also referred as fenestration e.g.
heating. Spanaki et al. [37] also reviewed 12 different roof pond doors, windows, skylights, etc. Fenestration is also important from
variants focusing on the comparative characteristics. Details of the an architecture point of view as they add aesthetics to the building
selection of roof pond variant for passive cooling focusing on pa- design. Any modification in aperture has to deal with the penalty
rameters affecting different constructional demand as well as in towards effective lightening and air circulation. Hence, there is lim-
varying climatic conditions were discussed in details. However, ited use of aperture control techniques in the passive cooling of the
comparative evaluation of roof pond variants was not discussed in buildings.
D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490 471

Fig. 2. Different variants of roof pond [36].

2.2.2. Glazing efficient and visible transmittance. The details of these properties
Addition of heat from the ambient to the interior of the build- are listed in Table 3.
ing through a window is responsible for an increase in cooling load Glazing techniques can be differentiated as static glazing and
of a building. About 45–60% of the building cooling load generates dynamic glazing. In static glazing, thermal and optical properties
due to windows in cases where 20–30% of the walls are covered by remain fixed while in dynamic glazing, optical and thermal prop-
windows [45,46]. Performance of window is dependent on optical erties for the fixed thickness of glazing vary in a certain range. Dy-
and thermal properties of glazing like U-value, solar heat gain co- namic glazing shows advantages such as flexible orientation, sizing
472 D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490

Table 2
Summary of study based on comparative evaluation of different roof pond variants.

Author Location Climatic conditions Research type Roof pond variant Best performed Indoor temperature reduction (°C)
pond or Energy savings (%)

[38] Coquimatlan, Hot Sub humid, hot Experimental Water roof pond, water roof Water roof pond 1.61 °C for Hot Sub humid, 1.03 °C
(Mexico) humid, warm sub and numerical pond with floating fabric and with Wet fabric for Hot humid, 1.33 °C for Hot Sub
humid wet fabric. humid
[39] Stellenbosch, Warm and Numerical Roof pond, roof spraying and Roof spraying 59%
(South Africa) temperate night flushing
[40] Baghdad, (Iraq) Hot and dry Experimental Roof pond, roof pond with roof pond with 6.5 °C
and numerical natural ventilation, roof pond mechanical forced
with mechanical forced ventilation
ventilation.
[33] Seder Boqer, Hot and dry Numerical Roof pond with gunny bags, Roof pond with 2.3 °C
(Israel) roof pond with movable gunny bags
insulation
[41] Sede-Boqer, Hot and dry Experimental Roof pond with towel floated Pond with towel 4 °C
(Israel) on it, shaded pond with floated on its
towel floated on it, pond surface
with movable insulation,
shaded open pond, open
pond and covered pond.
[42] Shiraz, (Iran) Hot and dry Numerical Roof pond, shaded roof pond, Shaded roof pond 79%
shaded roof.
[43] New Delhi, Hot and dry Numerical Roof pond, roof spraying. Roof spraying 35%
(India)

Table 3
Optical and thermal properties of glazing [47,48].

Glazing properties Details

U-value • U-value of a glazing affects the heat transfer rate from externalto interior of the building.
• For cold climate region lower U-value is to be adopted to reduce heating load.
• For warmer region, higher U-value of the glazing is adopted. The U-value around 1.5 is recommended to reduce cooling load.
Solar heat gain • The amount of solar heat which penetrates into the building is dependent on SHGC.
coefficient (SHGC)
• In summer, low SHGC is needed for reducing the solar heat gainin the building whereas in winter glazing with high SHGC is preferable.
• For cold climate region higher SHGC is to be adopted to reduce heating load.
• For warmer region, lower SHGC of the glazing is adopted.
Visible transmittance • Visibletransmittance decides the amount of natural lighting within the building.
• Increase in visibletransmittance is beneficial to daylightning but it reduces thermal energy savings.
• Its value is decided based on optimum energy savings and daylightning.

of the window and available switchable options for seasonal cli- 2.2.3. Shading
matic changes. Different types of glazing like dynamic and inno- Shading is one of the passive techniques which protects the
vative glazing techniques are reported in the literature. These in- building from solar heat gains, increases the daylight hour [72,73].
clude multilayer [48], vacuum glazing [49,50], electrochromic, solar It reduces the use of artificial lightening which directly contributes
cell glazing [51,52], aerogel [53,54], low emissivity coatings [55,56], towards a reduction in heat generated within the building [74].
photovoltaic ventilated [57,58], thermotropic [59,60] etc. Thus, the shading technique is considered an important aspect in
Impact of various types of dynamic and innovative glazing tech- designing energy efficient buildings; particularly for reducing the
niques on energy and daylight performance of the building is cooling load in hot climatic zones [75].
reviewed by Hee et al. [47]. Authors have focused on literature re- Shading can be provided by building elements like overhangs,
lated to the selection of suitable glazing based on optimum day- horizontal louvers, light shelf, blind system or overhangs with side
light and energy savings as well as recent advances in glazing fins or experimental shading devices, etc. as shown in Fig. 3.
technology. It was concluded that the properties of glazing and Al-Masrani et al. [78] classified shading technique as passive,
climatic background are important factors in the selection of suit- active and hybrid shading. Passive shading does not require any
able glazing. Cuce and Riffat [61] reviewed various glazing tech- energy source and it is further categorized as fixed shading devices
niques based on performance parameters such as U-value, solar and adjustable shading devices. Active shading usually relies on ac-
heat gain coefficient, visible transmittance. Several innovative glaz- tive energy and it is represented by mechanical devices. Hybrid
ing techniques were also reviewed for a better future prospective. shading utilizes the natural biological system as well as advanced
Different glazing systems, including conventional, advanced and smart materials. Valladares-Rendón et al. [79] reviewed the im-
smart has also been reviewed by Rezei et al. [62]. Details of differ- portance of shading techniques to recommend a balanced solution
ent glass coatings available for window glazing are presented. In for increasing energy savings and improving daylight and visibility.
the above-mentioned articles, the selection, performance param- They concluded that strategic placement and optimum design can
eters and coating technique for window grazing were discussed. further improve the performance of shading techniques like facade
However, comparative performance evaluation of various glazing self-shading, shading device. Krimtat et al. [75] reviewed studies
techniques has not been elaborated in the literature. A sum- related to simulation modeling for building shading devices. Per-
mary of the comparative performance evaluation of various glaz- formance characteristics of different types of shading devices were
ing techniques to achieve energy efficiency of a building is shown reviewed using previous studies. The authors noted that the per-
in Table 4. formance of shading devices depends on parameters like climate,
D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490 473

Table 4
Summary of comparative study of various glazing techniques.

Author Location Climatic conditions Research Type Type of glazing Compared with Best Performed Energy savings (%)

[63] Kauala Lampur, Hot and humid Simulation Triple glazed Double Glazed Triple glazed 5.5–8.5% based on
(Malaysia) study using BIM window window window floor area ratio
[64] Malaysia Hot and humid Simulation Single clear Triple glazing Triple glazing 6.3%
study using IES glazing
[65] Malaysia Hot and humid Simulation Single low-E Single clear glazing Double low-E pane 6.4%
study using IES pane glazing, glazing
double low-E
pane glazing,
double clear
pane glazing
[66] USA hot, humid, and Simulation Electrochromic ASHRAE 2007 Electrochromic >20%
cold study using glazing Compliant glazing, glazing
eQuest Single Pane glazing
[67] China Hot summers and Simulation Thermotropic Double glazed Thermotropic >2.4%
cold winters study using glazing window, tinted glazing
DeST double glazed
window
[68] Hong Kong, Warm Simulation Non transparent Semi transparent Semi transparent 23–60%
(China) study using c-Si solar cells c-Si solar cells PV c-Si solar cells PV
EnergyPlus PV glazing glazing glazing
[69] Shanghai, Hot summers and Simulation Single PV Double PV glazing Natural ventilated 6.7%
(China) cold winters study using glazing system system, natural PV glazing
EnergyPlus ventilated PV
glazing
[70] Shanghai, Hot summers and Simulation Single PV Double PV glazing, Double PV glazing 12.3% for Harbin,
Shenzhen, cold winters study using glazing natural ventilated for Harbin, natural 10% for Shanghai
Harbin, (China) EnergyPlus PV glazing, Single ventilated PV and Shenzhen
clear glazing, glazing for
double clear Shanghai, Shenzhen
glazing
[71] Perugia, (Italy) – Experimental Low e-double Monolithic aerogel Monolithic aerogel 52%
glazed window glazing, granular glazing
aerogel glazing

Fig. 3. Types of shading devices [76,77].

occupancy, mechanical and electrical systems, design problems, en- mance evaluation is carried out prior to lightning performance
ergy efficiency issues, etc. evaluation. Although the review article like [75] provides the de-
Literature depicts that the study related to shading devices tails of the energy impact of shading devices for different climatic
is majorly analyzed in terms of lightning [80–83] and thermal- conditions; the information is limited to simulation-based mod-
lightning [84–88]. However, the shading technique can be effec- eling of shading devices only. An attempt is made here to sum-
tively analyzed as a passive cooling technique if thermal perfor- marize literature related to the thermal performance evaluation of
474 D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490

Table 5
Summary of studies related to shading technique.

Author Location Building Type Climate Research Type Shading technique Indoor temperature
reduction (°C) or
Energy savings (%)

[89] Rome, (Italy) Office Mediterranean Simulation study using Automatic control <30%
Ener-lux, Midas external shading
[90] Singapore Residential building Hot and humid Field study Horizontal shading 2.62–10.13%
device
[91] Changsha, (Taiwan) Residential building Hot and humid Simulation study using Envelope shading 11.3%
eQuest software
[92] Singapore Residential building Hot and humid Simulation study using Horizontal shading 0.68 and 0.98
LIGHTSCAPE and devices, vertical
PHOENICS CFD software shading device
[93] Kaohsiung, Residential building Hot and humid Field study External shading 25%
(Taiwan)
[94] Abu Dhabi Residential Hot and dry Simulation study using Fixed horizontal and 6%
IES software vertical shading
devices
[95] Assiut City, (Egypt) Residential Hot and dry Simulation study using Fixed vertical louvers 2 °C
TAS software
[96] Baltimore (USA), Residential Hot and humid, Simulation study using Movable blind system 1.6–32%
London, Abu-Dhabi Temperate, Hot BCVTB, EnergyPlus and
and dry Matlab software
[97] Belgium Office Hot and humid Simulation study using Movable roller shade 12%
EnergyPlus

different shading techniques based on location, climate and build- building space and reradiates back quickly. This effect produces
ing type as shown in Table 5. overly hot conditions during sunlight and cold condition during
night time. General building materials are sensible heat storage
2.3. Closure materials having limited heat storage capacity. Latent heat storage
material is an alternative by which thermal mass of building mate-
It is, thus, established from the literature that solar and heat rial can be increased. Latent heat storage materials which are also
protection techniques either in the form of microclimate or solar known as phase change materials (PCMs) stores and release heat
control method have a positive impact on achieving a reduction in during the phase change process at a nearly constant temperature
building cooling load and indoor temperature. However, the per- [102,103]. Phase change materials with solid liquid phase transi-
formance of microclimate technique is dependent on local weather tion, are classified as shown in Fig. 4.
conditions. Roof pond technique finds its popularity in hot and dry During the daytime, PCM absorbs the heat in the form of latent
climatic condition, but its performance evaluation in humid cli- heat from the opaque as well as the glazed surface of the building
matic conditions is not available in the literature. In the case of and thus gets melted at a constant temperature. With this, there is
solar control technique, performance is dependent on the types of stabilization and reduction in the inside temperature of the build-
glazing and shading devices, whereas aperture control is limited ing. This absorbed latent heat of PCM is rejected during night time.
by space constraints. Shading devices need prior consideration of In the case of passive cooling, heat rejection from PCM is incurred
both lightening and thermal comfort requirements. Hence space, through natural means, whereas in the case of active cooling, it is
lightening, innovative shading devices as well as building aesthetic done by air conditioning units which incur certain energy cost.
requirements need more elaboration for solar control. Since last two decades, the importance of PCMs in building
application has been noticed by various researchers. There are var-
3. Heat modulation technique ious techniques for incorporating PCMs into construction materi-
als [104,105]. These techniques are direct incorporation, immer-
The heat modulation technique is one of the passive cooling sion, vacuum impregnation, encapsulation, shape stabilization, etc.
techniques in which heat gain by the building is reduced or min- Hariri and Ward [106] have presented a first review article on
imized with the help of enhancement in the properties of the PCMs integrated building application discussing theoretical aspects
building materials. This technique is dependent on thermal mass of thermal energy storage in building cooling. A summary of the
or a natural heat sink of the building structure in order to store literature on the integration of PCM in building applications is re-
and remove heat gains from a building. Thus, it is broadly classi- ported in Table 6.
fied as thermal mass and free cooling. Review articles [106–117] covered separately many important
aspects of PCM in building application i.e. PCM integration in wall-
3.1. Thermal mass boards, ceiling, roof and PCM based free cooling. However, the de-
tails of the PCM integration in different building elements are not
An effective way to reduce cooling load peaks and indoor tem- presented yet. Hence an attempt is made here to summarize the
perature is to store excess heat in structural materials of the build- details of various methods of PCM integration into the building
ing which is referred as thermal mass [98]. The high thermal mass components i.e. wallboards, ceiling, roof, windows, etc. These are
of a building stores more heat and is able to provide high ther- discussed in detail in the following subsections.
mal inertia to the building components. Thermal mass provides
thermal stability and smoothens the thermal fluctuations between 3.1.1. PCM integration in wallboard
indoor and outdoor conditions. Effectiveness of thermal mass de- Wallboard is generally made of wood pulp, plaster or gypsum
pends on many parameters such as climatic conditions, construc- and used popularly in building applications. Relatively low cost
tion, material properties, building orientation, etc. [99–101]. With- of wallboard makes it very suitable for PCM applications. PCM
out the thermal mass of building material, heat enters into the is integrated with wallboard and installed in place of ordinary
D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490 475

Fig. 4. Classification of PCM [132].

Table 6
Reviews on integration of PCM in building applications.

Authors (Year) Review Ref.

Saffari et al. (2017) Application of simulation tools such as Energy plus, TRNSYS, ESP-r for passive cooling of building was reviewed. Feasibility of PCM [107]
passive cooling for different climatic conditions was also presented by the authors. Article notified the need for more sophisticated
numerical methods for analyzing the cooling performance of PCM based night ventilation cooling.
Souyfane et al. Article reported both experimental as well as numerical studies based on effect of PCM on building energy performance. It was [11]
(2016) found that use of PCM for building application becomes beneficial when there is need for shifting peak loads, reducing energy
consumption and decreasing indoor fluctuations. However it was also concluded that certain areas for PCM in building application
such as free cooling, incomplete solidification of PCM during night and low convective heat transfer coefficient etc. needs more
attention in future studies.
Kalnaes and Jelle Commercial available PCM related to building applicationwas reviewed. It is reported that most of commercial PCM based products [108]
(2015) can be easily added to the building as these products require less structural modifications. It was also noted that fire safety of
products, payback period of installation and disadvantages of increasing thermal conductivity by lowering latent heat storage per
unit weight were the certain areas in which more studies are required.
Zhou et al. (2012) Authors reported a comprehensive review of thermal energy storage in building application covering important topics such as [109]
impregnation methods, current building application, thermal performance analysis, numerical simulation of building with PCMs. It
was observed that chemical stability, fire safety, compatibility with construction materials were the important properties considered
while selecting appropriate PCM for building applications.
Cabeza et al. (2011) Article presents a comprehensive review on the PCMs used in energy storage in the buildings, including thermo physical properties, [110]
long term stability, encapsulated technique and fire risk. It was noted technical issues such as segregation, sub cooling, material
compatibility needs more attention in future.
Baetens et al. The PCMs and their building applications such as enhanced gypsum wallboards, enhanced concrete and enhanced insulated [111]
(2010) materials were reported in detail. Manufacturing methods, design methodology and application results of building applications
were discussed briefly.
Zhu et al. (2009) The thermal performance of the both active as well as passive building applications using PCM were reviewed by the authors. [112]
Special attention was given for the PCMs in free cooling and peak load shifting applications. It was concluded that thermal storage
effect of PCM able to enhance indoor thermal comfort.
Sharma et al. Thermal energy storage using PCM for building application, solar water heater, solar air heating system, solar cooking, space [113]
(2009) heating, space cooling was reviewed from both theoretical and numerical aspects.
Pasupathy et al. A detailed review on PCM incorporation in buildings, selection of PCM and encapsulation methods for PCM were presented. Article [114]
(2008) recommended the future studies related to selection of suitable PCM for heating and cooling, active PCM based system for building.
Zhang et al. (2007) Article reviewed PCMs and their thermo physical properties, incorporation methods, thermal analysis of using PCM in wallboards, [115]
walls, ceiling and windows. Authors also noted that long term thermal behavior of PCM, durability of PCM impregnated wallboards,
fire rating and heat transfer enhancement were the certain areas needs more focus for future studies.
Tyagi and Budhhi Authors gave a summary for the previous research on thermal performance of systems such as PCM trombe wall, PCM wallboards, [116]
(2007) PCM shutters, PCM building block, air-based heating systems, floor heating system, ceiling boards. It was concluded that PCM based
system showed good potential for reducing building cooling and heating loads.
Zalba et al. (2003) A brief history of PCMs used in thermal energy storage with three aspects namely materials, heat transfer and applications were [117]
presented by the article.
Hariri and Ward Thermal storage system used in building applications was reviewed including sensible heat storage and latent heat storage, mainly [106]
(1988) from the theoretical aspect.

wallboards during construction or refurbishment. Performance of climatic changes in the performance of wallboards. It was found
PCM wallboards depends on many factors such as melting temper- that the thermal performance of PCM wallboards is dependent
ature of PCM, latent heat per unit volume, impregnation method, on seasonal climatic changes during the entire year. Singh and
climatic conditions, etc. [111]. The idea of improving thermal com- Bhat [119] conducted a comparative study of conventional gypsum
fort in buildings by integrating PCMs in wallboards of the build- board with gypsum board integrated with dual phase change ma-
ing has been investigated by various researchers over a long time. terial in order to reduce the room temperature swing of a build-
Xie et al. [118] investigated the thermal performance of five dif- ing located in a composite climate of India. Optimization of melt-
ferent types of PCM based wallboards for an air-conditioned room ing temperature of PCM, thickness and relative positioning of PCM
in climatic conditions of the city of Beijing, China. The study was layers was also carried out by the authors. It was found that in
carried out numerically considering the adverse effects of seasonal the month of May, the optimized melting temperature of PCM was
476 D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490

conditions. Each cell was having one glazed face and five opaque
faces insulated with VIP (Vacuum Insulation Panel). One cell was
equipped with five PCM panel as shown in Fig. 5. PCM panels had
shown a good thermal storage capacity for more than 480 thermal
cycles. Evola et al. [126] carried out a case study on office build-
ing integrated with the PCM wall board. A study was conducted
for two sunny days in a month of July. Paraffin was used as PCM
with 60% encapsulation. It was found that PCM storage efficiency
shows significant improvement up to 35% when accompanied with
a ventilated cavity showing a reduction in room temperature of
0.4 °C. They concluded that for better evaluation of a potential of
latent heat storage, night air flowing into the PCM cavity improves
storage efficiency of PCM. Diaconu [127] studied the potential for
Fig. 5. PCM panels [173]. thermal energy savings in case of heating. It was observed that oc-
cupancy pattern and ventilation are important factors in the se-
lection of optimal PCM melting temperature for a given building
40 °C and 16 mm was the thickness of the layer of PCM inside the application.
gypsum. They also concluded that optimized melting temperature Ascione et al. [128] investigated PCM plaster on the inner and
is unable to provide the required comfort temperature, but it is outer side of the building in order to observe its influence on en-
able to reduce the cooling load of a conditioned building. Scalat ergy savings and indoor comfort conditions. The investigation was
et al. [120] carried out full scale testing of latent heat storage in carried out during typical winter season for five different Mediter-
wallboards. It was found that during the cooling mode, charging ranean climatic zones, namely, Ankara (Turkey), Athens (Greece),
period for PCM wallboards was around 16 h, whereas discharging Naples (Italy), Marseille (France), Seville (Spain). PCMs used had a
period for the same was around 7 h. Also, a comparative study be- melting range between 26 °C and 29 °C. PCM with 29 °C of melting
tween PCM wallboards and ordinary wallboards had shown that point and 3 cm thickness showed the highest energy saving poten-
PCM wallboards can maintain room temperature within the hu- tial for all climatic zones. Shilei et al. [129] examined the effect of
man comfort zone for a longer period of time. Neeper [121] stud- PCM (82% of capric acid and 18% of lauric acid) integrated gypsum
ied the performance of gypsum wallboard integrated with paraffin boards on the thermal performance of the building. They found
wax. Variation in room temperature was examined with PCM wall- that during the summer, PCM wallboard maintains the indoor tem-
boards on the interior and external portion of the room. It was perature within the comfort range by absorbing 39.126 kJ/kg of
concluded that when PCM melting temperature is close to aver- heat before the complete melting at 24.26 °C.
age room temperature, maximum energy storage can be achieved.
Kuznik et al. [122] examined PCM enhanced wallboard in order 3.1.2. PCM integration in ceilings
to improve the thermal behavior of light weight building the in- The ceiling is an important part of the building which ex-
ternal wall under the simulated summer conditions. It was ob- changes heat between the roof and interior of the building. The
served that PCM wallboard was able to reduce room temperature larger surface area of the ceiling comes in contact with air move-
variation for a long time. Kuznik et al. [123] investigated PCM ment at the interior of the building. The surface area of the ceiling
wallboards in order to examine the effect of external excitation can be effectively utilized in the heat exchange process if the
temperature for heating or cooling. It was observed that PCM wall- thermal mass of ceiling is improved. But the increasing thermal
boards were able to cause time lag between external air temper- mass of ceiling has certain constructional disadvantages. Thus,
ature and room temperature. They concluded that the PCM was PCM integration in the ceiling is an effective way to improve the
effective in building rooms where solar spots are major concerns. performance of ceiling heat exchange process and provide thermal
Kuznik et al. [124] examined new PCM wallboards which were comfort in building without increasing its thermal mass. Some
tested by DuPont de Nemours Society and made by ENERGAIN@ . A researchers reported a study on the PCM integrated ceiling to
study was carried out in a building located in Lyon, France during maintain the thermal comfort conditions at the interior of the
the period of February to December. Paraffin wax was used as PCM. building. Kondo and Iwamoto [130] investigated the performance
Results found that if the outside air temperature is varying in melt- of office building having PCM ceiling boards. Ceiling board was
ing temperature range, then PCM wallboards are very useful. Ah- integrated with PCM microcapsules. Schematic of the system is
mad et al. [125] designed two test cells and tested them in climatic shown in Fig. 6.

Fig. 6. PCM integrated in ceiling [178].


D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490 477

ical to increase roof insulation beyond a certain range. An alter-


native practice to enhance the thermal performance of a roof is to
increase its thermal storage capacity using PCMs. Roof structure in-
tegrated with PCM offers improved building heat transfer control
by offering significant thermal inertia. It reduces transmission of
dynamic heat loads and improves the energy efficiency of a build-
ing.
Thermal performance of the PCM integrated roof was inves-
tigated by many researchers. Pasupathy and Velraj [134] studied
the performance of double layer PCM incorporated into the roof. A
study was carried out in the humid atmosphere of Chennai, India.
Inorganic salt hydrate was used as PCM. Results depicted that in-
Fig. 7. Newly suggested system of PCM in ceiling [179]. door air temperature change becomes lesser when double layered
PCM was integrated into the roof. Kosny et al. [135] developed a
roof panel having a photovoltaic module with PCM. The roof was
Performance investigation was based on the peak load and off
naturally ventilated. It was found that a cooling load gets reduced
load conditions of an active cooling system fitted inside the build-
by 55% in summer. Also, peak daytime heat flux was reduced by
ing. During off load conditions, electricity tariffs are less and thus,
90%. Alhwadi et al. [136] investigated roof PCM system for the city
in this period the air handling unit cooled the PCM. During peak
of Kuwait for the month of June in which electricity consumption
load, air from room goes to the PCM ceiling chamber and then
reaches its peak. The system was designed in such a way that con-
goes to the air handling unit. It was found that the PCM ceiling
crete slab having cone frustum holes was filled with PCM mate-
board reduces the cooling load up to 14.8%. Kosehenz and Lehman
rial. Schematic of the system is shown in Fig. 8. It was observed
[131] suggested thermally activated ceiling panel with PCM for
that there is significant reduction up to 39% in heat flux to indoor
passive cooling of the building. A proposed system is shown in
of the building space. Roman et al. [137] carried out a simulation
Fig. 7.
study for PCM based roof in order to mitigate the urban heat is-
A mixture of microencapsulated PCM along with gypsum
land problem in seven different climatic zones of the USA. It was
poured into a steel tray was used as a ceiling panel. A capillary wa-
concluded that PCM has great potential for improving the indoor
ter tube was applied to control the temperature of thermal mass.
conditions, especially in an urban heat island location and almost
It was concluded that to keep office within a comfortable range,
54% of heat flux entering into the building environment can be re-
a PCM layer of 5 cm is required. Wang and Niu [132] studied a
duced using PCM. Pisello et al. [138] investigated the influence of
combination of cooled ceiling and microencapsulated PCM (MPCM)
PCM integration in two types of roofing membranes i.e. cool mem-
slurry storage system in typical weather conditions of City Hong
brane and bitumen roofing membrane. It was observed that there
Kong, China. The combination of the system was utilized by an air
are 10.4% and 12.6% energy savings for cool and bitumen roofing
conditioning system. It was concluded that MPCM slurry performs
membranes respectively during both seasons of summer and win-
better compared to ice slurry.
ter.
Pisello et al. [139] observed that thermal stress of polyurethane
3.1.3. PCM integration in roof liquid waterproof cool membrane roof under given radiation con-
The roof is subjected to complex and dynamic environmental ditions can be reduced when PCM is integrated in it. Results had
conditions such as convective, radiative and conductive heat trans- shown that PCM acts as a good additive to the membrane. Jayalath
fer mechanisms. While designing the roof structure, thermal con- et al. [140] examined the thermal performance of Bio PCM inte-
siderations are based on steady-state criteria with some thermal grated with the roof for the weather conditions of Melbourne and
resistance values given by building standards [133]. These criteria Sydney. A cooling load saving was observed up to 25% and 39% for
and dynamic exposed conditions of the roof are contradicting to Melbourne and Sydney respectively.
each other which results in relatively low thermal performance of
the roof structures reducing the energy efficiency of the building. 3.1.4. PCM integration in window
Thermal performance of the roof can be improved effectively by Transparent elements of the building like windows are respon-
improving the total thermal resistance of the roof with the addi- sible for a significant amount of solar heat gain. Building heat
tion of more insulation. However, it is not practical and econom- gain is usually reduced using conventional methods like filling the

Fig. 8. Concrete slab, frustum hole and PCM assembly [184].


478 D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490

absorbing gas or using insulated glass. But these conventional exists a need for energy storage by which cold energy of night
methods show limited thermal performance due to low heat ca- can be stored effectively. As latent heat storage shows superior
pacity. However, in some cases where visibility is only limited by performance over other thermal energy storage materials [150], it
translucidity and thermal performance is more important, in such is effectively utilized in free cooling. Thus, in the present section,
cases, PCM becomes the best alternative for reducing window heat strategies related to only free cooling with PCM are focused.
gains. A necessary condition for using PCM in windows is that Raj and Velraj [151] reviewed heat transfer problems and de-
it should be optically transparent. Certain characteristics of PCM sign considerations for free cooling technique. They concluded that
such as transparent and non-scattering, clear behavior in the liq- free cooling performance is site and climate dependent and favor-
uid phase as well as ability to absorb infrared radiation and al- ably perform in desert locations. It was also noted that free cooling
low visible radiation into its space makes it a popular candidate in system performs better when air velocity is more during the charg-
building fenestration products [141]. Li et al. [142] examined dou- ing period of PCM and reduced during later stages. It was recom-
ble glazed and triple glazed window filled with PCM for summer mended to select PCM melting temperature in the mid-range of
and winter climatic conditions of Nanjing, China. It was observed diurnal temperature variation which depends on the application
that triple glazed window filled with PCM is more effective com- season of the free cooling system i.e. either summer or winter.
pared to a double glazed window filled with PCM for both win- Waqas and Din [152] elaborated design of PCM based free cooling
ter and summer season. Hu and Heiselburg [143] established the system, the geometry of encapsulation and thermo-physical prop-
performance of ventilation window equipped with PCM heat ex- erties of PCM. They also reviewed the effect of climatic condition
changer during summer months in Copenhagen. Performance of and melting temperature of the PCM on the performance of the
newly designed window was tested in two modes i.e. night venti- free cooling system. It was concluded that in a free cooling appli-
lation mode and air precooling mode. It was found that when PCM cation melting temperature of PCM should be close to room tem-
plate thickness inside heat exchanger is optimized with a value of perature and specifically in the range of 20–26 °C. Kamali [153] re-
10 mm, it provides a cooling effect up to 6.5 °C with total energy viewed the parameters affecting the performance of a free cooling
savings of 3.19 MJ/day. Ismail et al. [144] studied PCM integrated system along with its climatic applicability and economic feasibil-
glass window in a hot climatic conditions of Brazil. Comparison ity. It was concluded that a free cooling system works efficiently
between window filled with PCM and window filled with absorb- in the climatic conditions where the diurnal temperature range
ing gas was reported. It was observed that PCM filled windows re- is 12–15 °C. Thambidurai et al. [154] reviewed various selection
duce heat penetration compared to gas filled windows. Goia et al. criteria for the PCM in the free cooling system, economic analy-
[145] investigated the effect of PCM integrated in glazing on ther- sis and promotional policies for effective commercialization of the
mal comfort for three seasons. Traditional double glazing was com- free cooling system. It was noted that parameters like PCM, en-
pared with PCM glazing. Results revealed that there is a significant capsulation material, air ducts, packaging, etc. are important for an
increase in comfort conditions when PCM glazing is used instead economic free cooling system. It was also recommended that mass
of traditional glazing. implementation and commercialization in the residential sector
will definitely reduce air conditioning working hours. Alizadeh and
3.2. Free cooling Sadrameli [10] presented a detailed review on free cooling tech-
nique along with the application of PCMs. The performance param-
Passive cooling in the building can be achieved when a day- eters, enhancement techniques, numerical modeling, economic and
time heat gain of the building is released at night through intake geographic parameters were also well described.
of outdoor cool air. In other words, colder nocturnal air is circu- Application of free cooling techniques for building applications
lated in a building during night ventilation which cools the indoor has been investigated over many years along with the development
air and building structure. This cooled structure reduces the rate of numerous systems. But first significant work on free cooling
of heat gain during the daytime [146,147]. Process of accumulating technique incorporating PCM was carried out by Turnpenny et al.
the cold energy of the night in specialized energy storage and uti- [155]. In their work, authors reported a system having heat pipes
lized during the daytime when needed is referred as free cooling. embedded in a PCM unit. A low power fan is fitted just below the
In the night cooling process, buildings thermal mass is utilized for PCM unit which was used to draw the heat from the room over
storing the coolness of night [148]. Effectiveness night cooling de- the PCM unit. Schematic of the system used is shown in Fig. 9.
pends on nocturnal air temperature and thermal mass of the build- Salt hydrate having a melting temperature of 21 ̊C was used as
ing [148,149]. Also, the heat capacity of the thermal mass of the PCMIt was found that about 40 W of heat transfer rate between the
building is limited by its size and material properties. Thus, there PCM unit and the air was possible for 19 h of melting time of PCM.

Fig. 9. Free cooling system proposed by Turnpenny et al. [203].


D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490 479

Fig. 10. Mechanical ventilation with LHTES [204].

Authors have suggested an alternate design having fins attached to relationship with the melting rate of PCM. Mosaffa et al. [159] car-
heat pipes inside PCM unit in order to increase heat transfer rate ried out a numerical study on performance enhancement of the
which can reduce the number of PCM units. Arkar et al. [156] ana- free cooling system using multiple PCM based LHTES unit. Perfor-
lyzed the performance of mechanical ventilation system with two mance optimization study was carried out based on energy storage
latent heat storage units. One latent heat thermal energy storage effectiveness and coefficient of performance. It was revealed that
(LHTES) used for cooling of fresh air and another was used for re- performance optimization method is not suitable for a PCM based
circulation of indoor air. Spherical encapsulated PCM i.e. paraffin free cooling system.
R20 was used. Free cooling operation during the day and night is
shown in Fig. 10. 3.3. Closure
It was noted that with the help of LHTES, size of the mechani-
cal ventilation system could be reduced considerably and the cool- An attempt is made here to summarize the preferred PCM mod-
ing effect gets increased. Waqas et al. [157] investigated the PCM ulation technique for different climatic conditions which is listed in
storage unit for building ventilation system in order to study its Table 7. From Table 7, it is observed that PCM based passive cool-
thermal performance. The study was carried out in hot and dry ing technique is preferable for all climatic conditions except humid
climatic conditions. PCM unit stored the coolness of the night and and temperate climate. In case of hot and dry climatic conditions,
returned this coolness during the daytime when the ambient tem- for single or multistorey building, PCM integration in the roof, ceil-
perature was high. It was observed that PCM in the suitable melt- ing, walls, free cooling and PCM integration in the window is pre-
ing range can be utilized to keep coolness during daytimes. So- ferred. For hot and humid climatic conditions, PCM integration in
lidification of PCM is affected by charging air inlet temperature. the roof, ceiling, walls, windows assisted with night ventilation and
Darzi et al. [158] investigated the free cooling system with plate free cooling are suitable for single as well as multistorey build-
type PCM storage system. It was found that the thickness of PCM ing. Hence it can be concluded that the PCM modulation technique
plates plays an important role in the thermal performance of the has considerable potential towards achieving passive cooling of the
unit. It was observed that for the same mass flow rate and Ste- buildings for changing environmental conditions. However, in con-
fan number, when the thickness of PCM plates was increased from text to thermal mass, certain areas such as material property en-
1 cm to 2 cm, the melting rate of PCM was almost double. Thus, it hancement, PCM leakage, adaptability with changing environmen-
was concluded that the thickness of the PCM plates has a linear tal condition needs more investigation. For free cooling technique,

Table 7
Summary of suitable application of PCM based passive cooling.

Building type Working conditions Climatic conditions Preferred PCM modulation technique

Single storey Roof and walls are directly exposed to solar Hot and dry PCM integration in roof or ceiling and walls along with free
building radiation and ambient cooling with PCM
Hot and humid PCM integration in roof and walls with night ventilation
Humid and temperate Not preferred
Only side walls are exposed to ambient Hot and dry PCM integration in walls along with free cooling with PCM
Hot and humid PCM integration in walls with night ventilation
Humid and temperate Not preferred
Side walls with transparent elements Hot and dry PCM integration in window
Hot and humid PCM integration in window with night ventilation
Humid and temperate Not preferred
Multi storey Only side walls are exposed to direct solar Hot and dry PCM integration in walls along with free cooling with PCM
building radiation and ambient
Hot and humid PCM integration in walls with night ventilation
Humid and temperate Not preferred
Roof and walls are not directly exposed to solar Hot and dry Free cooling with PCM
radiation and ambient
Hot and humid Free cooling with PCM
Humid and temperate Not preferred
Side walls with transparent elements Hot and dry PCM integration in window
Hot and humid PCM integration in window with night ventilation
Humid and temperate Not preferred
480 D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490

Table 8
Summary of literature related to wind driven ventilation.

Author Location Climatic conditions Wind driven Research Type Indoor temperature
ventilation type reduction (°C) or
Energy savings (%)

[168] Ras Al Khaimah, (UAE) Hot and dry Wind catcher with Numerical and 12 °C
cool sink Field study
[169] – Hot and dry Wind tower with Numerical and 9–12 °C
heat transfer device wind tunnel testing
[170] Hong Kong, (China) Hot and humid Wing wall Numerical study 20%
[171] Nagapattinam, (India) Hot and humid Single sided wind Experimental study 5 °C
catcher
[172] Yazd, (Iran) Hot and dry Square plan wind Numerical study 4 °C
catcher
[173] Beijing, (China) Hot and humid Wind catcher Numerical study 2 °C

the influence of performance parameters including PCM thermo- Khan et al. [167]. The details of distinct types, flow rates, fea-
physical properties, innovative PCM encapsulation geometries, inlet tures of wind ventilation devices were reported. Jomehazadeh et al.
flow rate and properties of heat transfer fluid and innovative con- [17] presented a detailed review of previous studies on natural
figuration of heat transfer surface on building heat control require ventilation using a wind catcher device mainly focusing on in-
further investigations. door air quality and thermal comfort aspects. It was concluded
that satisfactory indoor air quality and thermal comfort can be
4. Heat dissipation achieved using a wind catcher. However, the article has not dis-
cussed the energy impact of wind-driven ventilation devices based
In this passive cooling technique, excess heat of the building is on climatic conditions. Summary of literature showing the effect
rejected to the suitable environmental heat sink at a lower temper- of wind-driven ventilation on energy savings and reduction in the
ature. Available environmental heat sinks are ambient air, water, indoor temperature of the building is shown in Table 8.
and sky. Based on the available environmental heat sink, this tech-
nique is further classified as convective cooling, evaporative cool-
4.1.2. Buoyancy driven ventilation
ing, and radiative cooling.
Buoyancy-driven ventilation is also known as stack ventilation.
It commences when there is vertical movement of air through
4.1. Convective cooling the building. It is carried out by buoyancy forces arising due
to density differences between warm air and cool air. Discrep-
In convective cooling, the air is used as a heat sink. Heat dissi- ancies between indoor air and outdoor air are also responsi-
pation is completed by rejecting the excess heat of the building to ble for the generation of buoyancy force [174]. Temperature and
atmospheric air through various modes of natural ventilation. Nat- height difference between indoor and outdoor are the key fac-
ural ventilation is an effective passive cooling technique to miti- tors which affect the performance of buoyancy driven ventilation
gate the challenges arising from air conditioning [160]. The driving [175]. Other factors such as building internal layout and division
force for cooling action in natural ventilation is either in the form [176], building material [177], the shape of a building structure
of natural wind speed or buoyancy effect which is due to the air [178] are also important in controlling the flow of buoyancy driven
temperature difference between inside and outside of the building. ventilation.
In some of the applications, the buoyancy effect of air is utilized Aflaki et al. [179] reviewed the details of buoyancy-driven ven-
for passive cooling in a specialized building structure such as a so- tilation considering the importance of ventilation opening with
lar wall or solar chimney. Thus, based on methods of natural venti- size, location of apertures and components of the building fa-
lation adopted, convective cooling can be further classified as wind cades. It was concluded that building orientation, ventilation shafts
driven ventilation, buoyancy-driven stack ventilation, trombe wall should be adopted for effective ventilation in tropical climatic con-
and a solar chimney. ditions. Some of the researchers have also investigated the per-
formance improvement of buoyancy-driven ventilation through the
4.1.1. Wind driven ventilation different application of architecture elements such as wooden bal-
Wind-driven ventilation commences due to the pressure dif- conies and terrace, size and location of stacks, ventilation shafts
ference created around the building structure. The wind strikes [180–183]. Literature also shows that performance evaluation of
building a structure and produces positive pressure on the wind- buoyancy driven ventilation is mainly carried out on the basis
ward side and suction pressure on the leeward side [161]. This dif- of indoor air quality, comfort requirements and energy savings.
ference in pressure drives the air flow from high-pressure open- Prajongsan and Sharples [182] carried out numerical investigation
ings to low pressure opening on the leeward side. Performance buoyancy driven ventilation using ventilation shafts for the hot and
of wind-driven ventilation is dependent mainly on pressure pa- humid climatic conditions of Bangkok. It was found that average
rameters such as mean pressure field at ventilation openings and velocities in a room without ventilation shaft were low and in-
fluctuating, unsteady flow around the building [162]. These pres- sufficient to produce cooling effect compared to a room with the
sure parameters are influenced by climatic and building parame- ventilation shaft. It was observed that approximately 2700 kWh of
ters. Climatic parameters include wind velocity and its incident an- air conditioning energy saving can be achieved with the use of a
gle, whereas building parameters include plan area density of the ventilation shaft. Gratia and De Herde [183] investigated numeri-
building, frontal aspect ratio, relative positions of facades [44]. In cally the effect of double skin facade designed for stack effect on a
order to improve the performance of wind-driven ventilation, vari- multistorey building located at Louvain-La-Neuve, Belgium having
ous devices like Wing walls [163], exhaust cowls [164,165], wind hot and dry climatic conditions. It was concluded that around 40%
tower or wind catcher wind floor inlets [166] are used. A sys- of energy savings could be possible with the use of double skin
tematic review on wind driven ventilation devices is reported by facade.
D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490 481

Fig. 11. Cooling based trombe wall.

4.1.3. Trombe wall glazing specification is dependent on the longitude and latitude of
A trombe wall is an important architecture element which the project. However, review articles [187,197] does not provide in-
helps in achieving heating, ventilation, and cooling of the buildings formation on the energy impacts of the trombe wall in achieving
[184]. Heating energy consumption of the building can be reduced the passive cooling effect for different climatic conditions. Litera-
up to 30% with the use of trombe walls [185,186]. The trombe walls ture on cooling based trombe walls, achieving energy efficiency in
are generally employed for the passive heating purpose and uti- buildings are summarized in Table 9.
lized for cold climatic conditions. However, some types of trombe
walls are also useful for cooling purpose. Based on the type of ap- 4.1.4. Solar chimney
plication either heating or cooling, trombe walls are classified as The solar chimney is mainly utilized for enhancing daytime
heating based trombe wall and cooling based trombe wall [187]. ventilation as a passive cooling or passive heating in a building.
Cooling based trombe wall includes a ceramic evaporative cool- It is usually installed at the rooftop or attached to walls. Air move-
ing wall or hybrid wall [188], classic trombe wall [14], photovoltaic ment inside the solar chimney is generated by buoyancy forces
trombe wall [189–191] as shown in Fig. 11. which draw cooler air inside the building and pushes hot air to-
Performance of cooling based trombe wall depends on many wards top of the chimney cavity [200]. Solar chimney operates in
factors such as type of glazing and its properties [192], type of three different modes, i.e. passive heating mode, natural ventilation
shading device [193], massive wall properties [189,194], construc- mode and thermal insulation mode [201] as shown in Fig. 12. The
tion materials [195], radiation and orientation of trombe wall [196]. passive heating mode is operative when the heating load is dom-
Hu et al. [187] presented a detailed review of research and de- inant whereas solar chimney works as a natural ventilation mode
velopment in cooling based trombe wall technology over the last when the cooling load is dominant. If the outdoor temperature is
15 years. Emphasis was given on design parameters which affects higher than room temperature, solar chimney operates in a ther-
the performance of trombe wall. It was concluded that a suitable mal insulation mode.
indicator should be chosen in order to evaluate the performance Performance of solar chimney depends on various factors like
of trombe wall. Saddatian et al. [197] reviewed concepts, signifi- chimney configuration, installation conditions, material usages, en-
cance and applications in solar wall technique for energy saving vironment. These factors were reported by Shi et al. [202] in their
in buildings. Effect of different trombe wall accessories like a fan, review article and the details of the optimum design of solar chim-
insulation, size of trombe wall, wall material, glazing specification ney based on performance parameters and past experiences were
was elaborated against the efficiency of trombe wall. It was recom- highlighted. Monghasemi et al. [203] reviewed recent progress in
mended to use a fan for vented type trombe wall and a suitable solar chimney application in building cooling. It provides the de-
insulation, which improves the efficiency by 8% and 56%. Optimal tails of potential and effectiveness of various integrated system
size and thickness of the wall of trombe wall was found to be 37% such as earth-air heat exchanger, PCM, water consuming system,
and 30–40 cm for its optimal performance. It was noted that the a hybrid photovoltaic thermal system based on the solar chimney.

Table 9
Summary of literature related to cooling based trombe wall.

Author Location Climatic conditions Cooling based trombe wall Research type Indoor temperature reduction
(°C) or Energy savings (% or
kWh)

[198] Hong Kong, Shanghai and Hot and humid, PV trombe wall Numerical 30–50%
Beijing, (China) Hot and humid,
Hot and dry
[199] Yazd, (Iran) Hot and dry Classic trombe wall with water Experimental 8 °C
spraying system
[189] Hefei, (China) Composite PV trombe wall with insulation Numerical 2.47 °C for insulation and 2 °C
and shading curtain for shading curtains
[193] Ancona, (Italy) Medeterian climate Trombe wall with roller shutters, Experimental 63–72.9%
overhangs and Numerical
[195] Ancona, (Italy) Mediterranean PV trombe wall with roller Experimental 42% for single glazing 48% for
climate shutters having single and double glazing
double glazing
[191] Hong Kong, (China) Hot and humid PV trombe wall with multilayer Experimental 51%
facade and numerical
482 D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490

Fig. 12. Operative modes of solar chimney [253].

Table 10
Summary of literature related to cooling performance of solar chimney.

Author Location Climatic conditions Solar chimney Research type Indoor temperature reduction (°C)
or Energy savings (% or kWh)

[204] Bangkok, (Thailand) Hot and Humid Solar chimney with modified Experimental 30%
trombe wall
[205] Pathumthai, Hot and Humid Solar chimney with water Experimental 2–6.2 °C
(Thailand) spraying
[206] Bangkok, (Thailand) Hot and Humid Multi storey solar chimney Experimental and 4–5 °C
numerical
[207] Mexico city, Cd. Hot and humid, Solar chimney with earth air Numerical 3.2–6.6 °C
Juarez, Mérida, Cold and dry, Hot heat exchanger
(Mexico) and dry
[208] Yazd, (Iran) Hot and dry Solar chimney with water Experimental 9–14 °C
spraying system
[209] Menofiya, (Egypt) Hot and dry Solar chimney with attached Experimental 8.5 °C
fins
[201] Tokyo, (Japan) Hot and humid Classic Solar chimney Numerical 12%

It was notified that there is a need for an integrating system, as effective. Thus, the cooling efficiency of direct evaporative cooling
the solar chimney is not suitable for climatic conditions like hot depends on the moisture content of intake air. The moisture con-
arid, humid, regions with low insolation. Summary of literature ad- tent of intake air is reduced by forcing it through the desiccant
dressing the cooling performance of the solar chimney is reported membrane [216,217]. Performance of direct evaporative cooling is
in Table 10. evaluated based on outlet air temperature, humidity saturation ef-
ficiency [218–221]. Cuce et al. [213] carried out a detailed review of
4.2. Evaporative cooling evaporative cooling technique along with thermal performance as-
sessment and thermo economic evaluation. It was concluded that
Evaporative cooling has gained popularity in the field of air this technique has potential towards achieving energy savings in
conditioning over the past decade due to its simplicity in struc- hot and arid climatic conditions. Chan et al. [14] presented an in-
ture, low cost and use of natural resources [210,121]. Also, it is troduction to direct evaporative cooling along with principles of
highly efficient and available at low cost which makes it an attrac- operation. However, these articles did not deliberate on the energy
tive alternative compared with conventional air conditioning sys- impact of directive evaporative cooling for different climatic con-
tems like vapor compression, absorption or thermoelectric refriger- ditions. The reduction in indoor temperature due to direct evapo-
ation systems for both hot and dry climate and temperate climates rative cooling for different climatic conditions are summarized in
[210–212]. Evaporative cooling commences when non saturated air Table 11.
comes in contact with water droplets. In this technique, large en-
thalpy of evaporation of water is used to absorb a high amount of 4.2.2. Indirect evaporative cooling (IEC)
heat from the surrounding air, which results in a reduction of air In this evaporative cooling method, dry air stream and wa-
temperature along with an increase in humidity of air [44]. Evap- ter stream are separated by a heat exchanging wall. In this pro-
oration of water is carried out using two methods, either through cess, working secondary air is passed through a wet channel while
direct contact between air and water droplets or there is indirect product air is passed through the dry channel. Wet channel ab-
contact between air and water [213,214]. Based on this, the evap- sorbs sensible heat from the dry channel, resulting in the reduced
orative cooling technique is classified as direct and indirect evapo- temperature of product air. Thus, there is no extra moisture addi-
rative cooling. tion to the product air. Thus, the humidity content of product air
remains the same while that of the secondary air humidity content
4.2.1. Direct evaporative cooling (DEC) increases.
In direct contact between air stream and water, the sensible Duan et al. [15] reviewed indirect evaporative cooling tech-
heat of air is utilized to raise the latent heat of water which results niques, providing the details of the current state of art, advantages,
in evaporation of water. In this process, there is a reduction in the disadvantages, performance parameters, barriers in technology. It
temperature of air and increase in humidity of the air. Maximum was concluded that factors like cooling effectiveness, smaller tem-
reduction in air temperature can be possible when there is the perature reduction, larger geometrical size and dependency on
maximum difference between dry bulb temperature and wet bulb climatic conditions limit the performance of indirect evaporative
temperature of intake air [215]. If intake air is saturated, air can cooling. It was recommended to use indirect evaporative cooling
be cooled to wet bulb temperature and this process becomes most in combination with a cooling system such as desiccant cooling,
D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490 483

Table 11
Summary of literature related to direct evaporative cooling.

Author Location Climatic conditions Direct evaporative cooling Research type Indoor temperature reduction (°C)
or Energy savings (% or kWh)

[218] – Laboratory testing Cross flow direct evaporative Numerical 9 °C


cooler
[219] Taubate, (Brazil) Humid subtropical Cross flow direct evaporative Experimental and 3.5 °C
cooler numerical
[222] Nottingham, Temperate oceanic Porous ceramic direct Experimental 6–8 °C
(England) evaporator
[221] Urumqi, (China) Hot and dry Cross flow direct evaporative Numerical 9–14 °C
cooler
[221] Lanzhou, (China) Semi arid Cross flow direct evaporative Numerical 8 °C
cooler
[223] Bhopal, (India) Hot and dry Direct evaporative cooler Experimental 8 °C
with Honeycomb cooling pad
[223] Bhopal, (India) Hot and dry Direct evaporative cooler Experimental 5 °C
with Aspen swamp cooling
pad

Table 12
Summary of literature related to direct evaporative cooling.

Author Location Climatic conditions Research type Indoor temperature reduction (°C)
or Energy savings (% or kWh)

[225] Kuwait Hot and humid Analytical 12,418–6320 kWh


[226] Khuzestan, (Iran) Hot and dry Experimental 16%
[227] India Composite, hot and dry, Analytical 55%
moderate
[228] Iran Hot and dry, hot and semi Experimental >60%
humid, temperate and dry,
humid
[229] Tehran, Iran Lab testing Experimental 75%

chilled water system, heat pipe, etc. Performance of indirect evapo- the use of heat storage for high cooling power density, water as
rative cooling technique depends on wet bulb efficiency, dew point a heat carrier fluid beneficial for effective cooling. Zeyghami et al.
efficiency, cooling power, power consumption and coefficient of [235] elaborated radiative cooling technique with details in terms
performance [224]. Performance assessment of indirect evaporative of performance indicators and evaluation, empirical correlations
cooling technique is carried by various researchers for different cli- for numerical analysis and emitter surface designs in their review.
matic conditions, applications. An attempt is made to summaries, Based on the application of radiative cooling during nighttime and
literature analyzing the performance of indirect evaporative cool- daytime, it is classified as nocturnal radiative cooling and radiant
ing in terms of energy savings or indoor temperature reduction of cooling system [9,235].
a building in Table 12.
4.3.1. Nocturnal radiative cooling
4.3. Radiative cooling In this method, indirect heat loss is created by exposing the
heat surface directly to the heat sink of clear cool night sky [9].
The earth’s atmosphere is a semitransparent medium which The performance of nocturnal radiative cooling depends on the
absorbs, scatter and emit the radiation. It shows the dynamic material properties of the radiative panel like heat surface emis-
behavior by allowing infrared radiation in a certain wavelength sivity, reflectivity [236,237]. It is also dependent on surface area
range passes through it without being absorbed. Thus, if appro- exposure of sky and humidity levels. Solar flat plate collectors are
priate thermal properties of a structure present on the earth are generally used as radiative panels as shown in Fig. 13.
met under suitable ambient conditions, it is possible to dissipate Nwaigweet al. [238] presented a comprehensive review on per-
the heat from the structure to the sky. Hence, passive radiative formance, uses and applications of nocturnal radiative cooling.
cooling is possible with the sky as a heat sink. Radiative cooling Night sky radiation measurement for different locations, field test-
for buildings during clear sky nights has been utilized since cen- ing and problems associated with this technique were also elab-
turies in the past [230,231]. During ancient time radiative cool- orated in details. It was concluded that nocturnal radiative cool-
ing was employed for ice making and storing of ice in India and ing shows potential for 14–48% reduction in energy demands of a
Iran [232,233]. building. Studies related to performance evaluation of nocturnal ra-
Potential and applications of radiative cooling as passive cooling diative cooling in terms of indoor temperature reduction or energy
of the buildings is studied by various authors. Lu et al. [13] pre- savings are summarized in Table 13.
sented a comprehensive review on radiative cooling in buildings
providing the details of system configurations, cooling potentials, 4.3.2. Radiant cooling
material constraints, climatic restrictions and cost issues. It was In this method, the heated surface is indirectly exposed to the
concluded that performance of radiative cooling can be enhanced heat sink of the night sky through the medium of cold water. Cold
with emitting surface optimization, adoption of the angular surface water circulates inside the pipes embedded in the walls or slab of
to avoid heat gains and favorable climatic conditions such as tem- a building and removes heat from the interior of a building. Ra-
perate and Mediterranean climate. Vall and Castell [234] reviewed diant cooling shows smaller vertical temperature gradient, less air
the radiative cooling from theoretical and numerical approaches movement and less local discomfort for building occupants when
present in literature and different prototypes. It was noted that compared with conventional air conditioning system [244]. The
484 D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490

Fig. 13. Nocturnal radiative panel [9].

Table 13
Summary of literature related to radiative cooling.

Author Location Climatic conditions Nocturnal radiative Research type Indoor temperature reduction (°C)
cooling or Energy savings (% or kWh)

[239] Bangkok, (Thailand) Hot and humid Roof radiators Experimental 1–6 ̊C
[240] Ioannina, (Greece) Warm and Roof radiators with Experimental 2.5–4 ̊C
temperate white paint
[241] Malaysia Hot and humid Flat plate roof Numerical 11%
radiator
[242] Oslo, (Norway) Hot and humid Polymer based Experimental 1–4 °C
radiator
[243] Toronto, Canada Hot and humid Unglazed Experimental 6–20 °C
perforated roof
radiator

Table 14
Summary of literature related to radiant cooling.

Author Location Climatic conditions Radiant cooling Research type Indoor temperature reduction (°C)
or Energy savings (% or kWh)

[248] New Delhi, (India) Composite, Conventional radiant cooling Experimental and 24–27%
numerical
[248] Ahmadabad, (India) Hot and dry, Conventional radiant cooling Experimental and 21–27%
numerical
[248] Bengarulu, (India) Temperate Conventional radiant cooling Experimental and 24–27%
numerical
[248] Chennai, (India) Warm and humid Conventional radiant cooling Experimental and 11–19%
numerical
[249] Hyderabad, (India) Composite Conventional radiant cooling Numerical 25–30%
[250] Bodegraven, Temperate Thermal activated system (TABS) Experimental <50%
(Netherlands)
[251] Jamshoro, Hot and dry Conventional radiant cooling Numerical <80%
(Pakistan)
[252] Beijing, (China) Hot and humid Capillary tube embedded surface Experimental and 25%
cooling system numerical
[252] Beijing, (China) Hot and humid Thermal activated system (TABS) Experimental and 32%
numerical
[253] Hong Kong, (China) Hot and humid Chilled ceiling with desiccant cooling Numerical 44%
[254] Beijing, (China) Hot and humid Chilled ceiling with displacement Numerical 8.2%
ventilation, desiccant dehumidification
[255] USA Dry, moist and Conventional radiant cooling Numerical 30%
humid

recently radiant cooling system has been utilized as a commercial


cooling system for Indian multinational company, Infosys [245].
Fig. 14 shows a radiant cooling system at Infosys. It was seen that
installed radiant cooling system works 40% more efficiently com-
pared to conventional buildings providing healthier indoor quality.
Zhao et al. [246] reviewed recent applications and achievements
in radiant cooling technique along with feasibility study consider-
ing parameters such as thermal comfort, thermal efficiency, cooling
capacity. Authors also outlined the key issues associated with the
performance of this technique and discussed the details of recent
projects based on this cooling technique which includes Bangkok
airport of Thailand, Xi’an airport of China. It was noted that ra-
diant cooling shows excellent performance with increase in cool-
ing capacity for large space buildings which features high internal
Fig. 14. Radiant cooling system at Infosys, India [245]. wall temperatures and higher exposure to the solar radiation. Rhee
D.K. Bhamare, M.K. Rathod and J. Banerjee / Energy & Buildings 198 (2019) 467–490 485

and Kim [247] presented a review on radiant cooling, providing the tem such as drip irrigation against the passive cooling ben-
details of thermal analysis and thermal comfort including cooling efits of vegetative roofs is a potential area of research for
capacity, heat transfer models, energy simulation, CFD study, con- future studies.
trol strategies, and system configurations. It was concluded that ar- 2. Heat modulation technique
eas such as system design and control, advanced control strategies, • The findings related to heat modulation technique revealed

optimization and practical approaches needed to be addressed for that it is helpful if the heat gain of the building is to be
better applicability of the radiant cooling system. These review ar- neutralized by enhancing the properties of the building ma-
ticles focused on evaluating the performance of radiant cooling as terial.
well as heating technique in terms of cooling capacity, system en- • This technique finds importance in areas where the intensity

ergy efficiency, thermal comfort, etc. However, in order to evaluate of solar heat gain is unavoidable.
radiant cooling as an effective passive cooling technique, it is nec- • The key points required to be emphasized in future research

essary to monitor the reduction in cooling load or indoor tempera- for this technique are methods of preparing a combination
ture for different climatic conditions. Summary of literature related of PCM with building materials, the stability of PCM inside
to radiant cooling is reported in Table 14. the building structure and sustainable methods to avoid the
leakage of liquid PCM into the building structure.
4.4. Closure 3. Heat dissipation technique
• Studies related to heat dissipation technique find its appli-

It is seen from the literature that heat dissipation technique cations in areas where there is a possibility to reduce the
can be an effective passive cooling technique to achieve thermal induced heat gain with the help of suitable exchanging me-
comfort and better building energy efficiency. Convective cooling dia. This method is preferred when it is not possible to
techniques like wind-driven ventilation, buoyancy-driven venti- enhance building material properties or when there is re-
lation finds its applicability in both hot and humid as well as stricted space available for building the structure.
• Both evaporative and radiative cooling techniques find their
temperate climatic conditions, whereas other technique like the
trombe wall and solar trombe wall shows the applicability in hot importance in the technical as well as commercial applica-
and dry, hot and humid climatic conditions. These techniques tions and needs to be evaluated innovatively in future stud-
need more discussion on areas such as a combination of natural ies. For example, while designing heat exchanger for the in-
ventilation and advance mechanical devices, innovative ventilation direct evaporative cooling system, innovative shapes of heat
for complex buildings, intelligent system and controls for effective exchanging plates can be useful in improving the effective-
ventilation. For heat dissipation cooling, the applicability of both ness of the cooling system.
• However material properties such as durability, hardness
evaporative and radiative cooling is limited in hot and dry climatic
conditions. This cooling technique needs more research on hybrid and water permeability need to be evaluated prior to in-
cooling with air conditioning, innovative heat exchanging media novative designs. Water permeability of material or water
for effective cooling. In the case of radiative cooling, more empha- leakage becomes a crucial factor when integrating indirect
sis is needed in areas such as working life, economic consideration, evaporative cooling with air handling units and hence needs
and innovative hybrid cooling methods. to be considered for future research.
• Other potential areas related to this technique would be

◦ Compatibility of heat exchanging media with the build-


6. Conclusion and future work
ing structure.
◦ Economic feasibility and working life of this technique.
The present review provides a detailed description, classifica-
tion and thorough literature related to passive cooling techniques
The present review is intended to serve as a guide for the build-
for building application. Major conclusions drawn from the present
ing designer, architect and researchers working on energy efficient
review are as follows:
green buildings.
1. Solar and heat control technique
• This technique is helpful when it is possible to avoid direct
Declaration of Competing Interest
heat gain by the building. It has been favorably used in a cli-
matic region when there are no space constraints for build-
None.
ing and elemental changes can be accommodated into the
building structure.
• This technique is more dependent on aesthetics and build- References
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