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Vol. 11(3), pp.

34-45, March, 2018


DOI: 10.5897/JGRP2017.0679
Article Number: 6A8F7C156380
ISSN 2070-1845 Journal of Geography and Regional Planning
Copyright © 2018
Author(s) retain the copyright of this article
http://www.academicjournals.org/JGRP

Review

Integrating tiny and small homes into the urban


landscape: History, land use barriers and
potential solutions
Krista Evans
Department of Geography, Geology and Planning, Missouri State University, USA.
Received 12 December, 2017; Accepted 14 February, 2018

There is growing interest in living in tiny and small houses in the United States of America (USA).
However, in many urban communities, it is illegal to build such homes due to the current land use
regulations. This article presents an overview of the land use policy barriers to tiny and small house
integration, in addition to potential solutions. The article also examines how interest in tiny and small
house living has evolved, and why it will likely continue to do so.

Key words: Tiny house movement, urban infill, American dream, housing, land use.

INTRODUCTION

Across the United States of America (USA), there is an result, the construction of tiny homes, or even traditional
increased interest in tiny and small home living. In cottages, is illegal in many urban places throughout the
locations as diverse as Portland, Oregon; Spur, Texas; United States. As the average size of the American home
and Rockledge, Florida, tiny house advocates are has continued to increase from 1,535 square feet in 1973
challenging existing land use regulations in order to to an average of 2,480 square feet in 2011 (Schwartz,
integrate tiny homes into the surrounding community. 2014), the tiny house counter-culture movement makes a
Though, there is no formal definition as to the specific powerful statement.
size a “tiny” home must be, many proponents regard There are several driving forces behind the growing
anything smaller than 400 square feet to be tiny (Tiny tiny house movement. Among them are increased
House Talk, 2015). However, small homes, generally environmental concerns, a growing dissatisfaction with
averaging 1,000 square feet or less, are also frequently excessive materialism, a greater cultural awareness of
included in the tiny house movement (Tiny House Giant the American cycle of debt, and a desire to use small
Journey, 2015). Tiny houses on wheels, (THOWs) offer structures as a practical means of housing the poor and
opportunities for both downsized and mobile living, and homeless (Gauer, 2004; Heben 2014; Anson 2014).
are associated with the tiny house movement itself. However, housing affordability is likely the greatest driver
However, all these dwellings face hurdles to urban behind the growing interest in tiny houses. The literature
integration because of current land use policies that reveals that affordable housing opportunities are lacking
discourage building and living in small homes. As a for many Americans (Sanders and Mosena, 1982; Wright,

E-mail: KristaEvans@MissouriState.edu.

Author agree that this article remain permanently open access under the terms of the Creative Commons Attribution
License 4.0 International License
Evans 35

1983; Calfee and Weissman, 2012; Ross, 2014; 1960s to present. These ideas are important in
Schwartz, 2014; Desmond, 2018). It is frequently understanding the impetus behind the current tiny house
recommended that households should not spend more movement, and why interest in living small will likely
than 30% of their income on housing (Schwartz, 2014, continue to grow. The paper then examines the several
32; Desmond, 2018), yet over 50% of Americans are regulatory barriers to small home integration. It indicates
paying more than 30% of their earnings for housing that the barriers are more than superficial, but deep-
(Glaeser and Gyourko, 2009). Furthermore, a shocking rooted and systemic. Finally, the review examines
27% of renters are paying more than 50% of their income potential strategies to urban tiny house assimilation.
on housing (Schwartz, 2014). The primary reason for the
increasing problem with unaffordable housing in the USA
is the widening gap in income inequality (Collins and HISTORY OF SMALL HOUSES
Yeskel, 2005; Glaeser and Gyourko, 2009; Schwartz,
2014; Leigh and Blakely, 2016), coupled with the fact that The concept of small homes is not a new one.
American housing and land use policy has been crafted Historically, small homes sprinkled the landscape of
to predominantly serve the interests of the wealthy many Western countries including the USA. Prior to the
(Boudreaux, 2011; Bratt et al., 2013). Tiny houses may enactment of zoning regulations and modern banking
offer a means of addressing increasing housing practices, it is common for people to build only within
affordability issues. their means. Traditionally, small homes not only offered a
Dwelling size is not the only factor that affects means of affordable housing, but their designs took into
affordability. Tiny house costs can vary greatly depending account locally available building materials, climate and
on factors such as whether one builds themselves or the surrounding landscape (Downing, 1969; MCalester,
hires a builder, construction materials used and lot price. 2015). Historic examples of vernacular small home
For example, one popular tiny house blog, „Tiny House, designs include the frontier log cabin, bungalow, cottage,
Giant Journey‟ (March 15, 2016) estimates that the shotgun house and camp (Comstock, 2007; Walker,
average THOW can cost between $35,000 and $45,000. 2013).
However, „Tiny House Blog‟ (September 26, 2016) gives Prior to the widespread application of zoning
a much wider estimate of $500 to $80,000. Therefore, regulations, it is also common for a large main house to
depending on a person‟s income and building plans, a have small housing units built on the same property
tiny house could be either affordable or unaffordable. (Hunter, 1999). These small structures traditionally
However, it remains true that with other factors remaining served varying purposes: as housing quarters for guests,
constant, it is more affordable to build and live in small, servants or slaves, elderly parents, newlyweds not yet
rather than large homes. able to afford their own home, or as a means for the
There is currently a shortage of available small primary homeowner to earn rental income from tenants.
houses and/or apartments in the United States (Infranca, This historic approach of allowing varied housing sizes
2014). Furthermore, there is no adequate housing to within a community resulted in neighborhoods that were
serve those with low-incomes (Shlay, 2006; Schwartz, more diverse both socially and economically than the
2014). One housing scholar estimates that in the United zoned communities of today (Talen, 2012; Ross, 2014).
States, there is currently a shortfall of 4.9 million Considering the current economic climate in the USA,
affordable units (Schwartz, 2014). Schwartz (2014) some would assert that it makes good sense for
explains that part of the problem around housing communities to modify current zoning regulations in order
affordability are the current regulations that dictate the, to allow for the legal accommodation of these small
“… size, density, and quality of homes that make them homes, now termed accessory dwelling units (ADUs),
unaffordable through zoning and building codes” (48). He once again (Wright, 1983; Chapple et al., 2011; Calfee
follows up with, “… families may be able to afford, say and Weissman, 2012; Duff, 2012; Ross, 2014; Wegmann
500 square foot homes, but units of this size may fall and Chapple, 2014).
below the minimum requirement” (48). Such regulations There have been several periods in American history,
make it difficult to create small and affordable housing including the present, where there has been a shortage in
and are a thorn in the side of many tiny house the availability of affordable housing (Wright, 1983; Tighe
proponents. and Mueller, 2013; Schwartz, 2014). This problem was
This review provides a chronological and critical especially prominent shortly after World War 1 (WWI) and
assessment of tiny and small homes in the USA over the as a result, the Architect‟s Small House Bureau was
last century (Table 1). This study first reviews the established in 1919 in order to assist returning veterans
evolution of small house dwelling in the USA. It shows with homeownership (Hunter, 1999). This organization
that living in small homes is not a new concept, and how provided architectural plans for small homes
and why people began building increasingly larger (approximately 800-1,000 square feet) suited for small
homes, sometimes beyond their fiscal means. It also lots (30 to 50 feet wide) at a nominal fee to potential
examines American counterculture movements from the homebuilders (Hunter 1999, 149). When the industrial
36 J. Geogr. Reg. Plann.

Table 1. Evolution of tiny and small house living.

Tiny/small house term Concept


Historically, small homes that took local building materials and traditions into account are
Vernacular small home
common. Examples include the frontier log cabin, bungalow, cottage and camp.
An ADU is a smaller housing unit on the same property as a main or primary dwelling. ADUs
Accessory dwelling unit (ADU) traditionally served such purposes as housing for servants, elderly parents, and newlyweds.
Sometimes termed alley or granny flats, ADUs are experiencing a resurgence in popularity.
In order to address a post WWI affordable housing shortage, companies such as Sears and
Prefabricated small home kits Roebuck sold popular small home mail order home-kits, which included all necessary building
materials and could be easily delivered via train.
Shortly after the advent of the automobile, the mobile home emerged. Mass produced and
Mobile home
easy to deliver, the mobile home offered an affordable housing solution to poorer classes.
The term “manufactured housing” replaced the “mobile home” when federal regulations
enacted manufacturing standards for such homes in 1976. However, the terms are still used
Manufactured home
interchangeably to describe this type of smaller home, which frequently faces community
opposition.
In the 1960s and 70s counterculture living arrangements grew in popularity that promoted
values such as communal living and environmental stewardship. Precursors of today‟s tiny
Counterculture living
house designs arose during this era: such as buses converted into dwellings, small geodesic
domes, and hay bale homes.
The tiny house movement arose during the early 2000s to address a variety of concerns: such
Tiny house as quality of life factors, environmental concerns, and rising debt. Though there is no formal
definition, many advocates contend that a tiny home is 400 square feet or smaller.
THOWs offer both downsized and mobile living and have come to be associated with the tiny
Tiny houses on wheels (THOW) house movement itself. However, THOW dwellers are often at a loss for where to put such
structures due to current zoning and land use laws.

assembly line swept across the nation as a popular with them (Chernoff, 1983; Genz, 2001; Fischel, 2004;
means of production, affordable housing packages Boudreaux, 2011; Mandelker, 2016). Unlike the
became common. For example, Sears and Roebuck traditional stick-built homes, mobile homes generally
offered over 400 small home mail order home-kits that depreciate as an asset because of their manufactured
included all the necessary building materials and could components (Genz, 2001). This does not lend itself to the
be easily transported via train (Gauer, 2004; Wentling, protection of property values. In order to restrict mobile
2017). homes and the poorer classes associated with them from
As both the automobile and assembly line production neighborhoods, zoning laws that either prohibited mobile
grew in popularity, a new type of small affordable housing homes or small homes less than a specific square
emerged: the mobile home. Designed after compact footage were enacted in thousands of American
railroad cars (Hunter, 1999), mobile homes were mass- communities (Chernoff, 1983; Fischel, 2015).
produced and became increasingly popular among Furthermore, municipalities created site-specific mobile
poorer classes. In 1976, federal regulations that created home park zoning in order to relegate the poor to limited,
manufacturing standards for such homes were enacted, and often, undesirable locations within urban areas
and as a result, the term “mobile home” was replaced (Chernoff 1983, 240). It is this backlash against mobile
with “manufactured housing” (Genz, 2001; Hart et al., homes and their associated residents that has in part
2003). Finally, the term “modular home” was adopted to resulted in land use regulations that make it difficult to
describe housing that was mass-produced by modular integrate tiny and small houses in many urban areas.
components in factories, affordable and could be easily The historic concept of the “American dream” also
transported for assembly on site (Hunter, 1999). Today, plays a large role in the evolution of small house living.
the terms “mobile home” and “manufactured home” are Early in the history of the United States, land ownership
often used interchangeably to describe this type of was synonymous with citizenship (Heskin, 1983; Shlay,
housing. 2006). As time passed, full rights were available to those
Though the advent of mobile homes offered an without land. However, the cultural norm associating
affordable housing solution for poorer classes, they homeownership with security and stability has remained.
instantly faced backlash from community members who In Tenants and the American Dream, Heskel (1983)
not only found them to be aesthetically unattractive, but writes, “Being a tenant has never been part of the
felt that they brought the problems associated with „American Dream,‟ and the status of tenants in this
poverty, such as crime and decreased property values, society has never been secure or comfortable.”
Evans 37

Over time, however, the form and architecture of the ideal which incorporate many of the principles of early
American home has changed (Wright, 1983; Archer, intentional communities, but have a specific focus on
2014). Some historically popular American housing types “green” sustainable living, suggests that the alternative
include cookie-cutter company housing, elaborate communities of the 1960s and „70s were more than a
Victorian homes, and the suburban home with a passing fad (Manzella, 2010; Kellogg and Keating, 2011).
sprawling lawn (Wright, 1983; Jackson, 1985; McAlester, People are still searching for alternative living
2015). For many, the current economic and cultural arrangements that allow for the pursuit of meaningful and
climate is no longer conducive to the ownership of a large holistic lives in a system that many perceive to be
home on a large lot. Wages have stagnated, families are oppressive. Some people view tiny house living as a
smaller, and single person living is on the rise (Collins potential way to achieve such a counterculture lifestyle.
and Yeskel, 2005; Duff, 2012). However, the “American
dream” of owning one‟s own detached dwelling, on its
own piece of land, as opposed to maintaining tenant LAND USE BARRIERS TO SMALL DWELLINGS
status, remains a strong cultural impetus (Archer, 2014).
Because of this societal norm, it likely that tiny and small The concept of zoning was developed by Reinhard
house ownership is perceived as a more desirable Baumeister, a German engineer (Talen, 2012). Zoning
affordable housing arrangement than apartment dwelling. originated in the 1870s, an era when cities were rife with
In addition to offering an achievable means of problems resulting from rapid industrialization. Early
homeownership for many, the tiny house dwelling has zoning measures aimed to quell the social problems
emerged largely as a counterculture movement. There associated with crowded urban areas, such as poor
are many who would assert that our current economic sanitation and fire hazards (Fischel, 2004; Glaeser and
system is resulting in less than ideal socioeconomic Gyourko, 2009; Boudreaux, 2011; Hirt, 2015).
outcomes (Daly and Cobb, 1989; Harvey, 2000; Sagoff, Furthermore, zoning was used to ameliorate issues
2007; Fainstein, 2010; Bratt et al., 2013; Harvey, 2014). associated with poor urban design and aesthetic
There is growing recognition that people have little concerns, such as rapidly increasing building heights,
authentic free time to enjoy what matters most in life, and noxious odors and noise from factories and
such as personal relationships and meaningful work. slaughterhouses. Baumeister and other German
Harvey (2014) writes, “The „market-based order‟ is proponents of early zoning measures, however, were
fundamentally challenged when people find out that not adamant about maintaining compact communities that
all values are quantifiable, that money cannot buy met the needs of the citizenry (Talen 2012). They
everything, and that what it cannot buy is something designed zoned cities where both the upper and lower
essential, or is even the essential thing” (275). Current classes could easily walk to work, retail areas and civic
work environments often compromise important aspects spaces. Unfortunately, this initial focus on equity and
of a quality life, such as time with family and loved ones, compact urban form was lost when zoning was adopted
creative expression, advocacy work and self- in the United States.
actualization. This realization has made some people to New York was the first American city to adopt
take small steps to adopt lifestyles that offer aspects of comprehensive zoning in 1916 (Talen, 2012; Hall 2014,
an alternative economy. Tiny and small living may be 60). As in Europe, early zoning initiatives were rooted in
increasingly attractive to people because it offers the populist interests that aimed to protect citizens from the
opportunity to live on a smaller wage, and pursue values evils associated with crowded inner cities, such as
other than fiscal gain. disease and crime. American cities embraced the spirit of
Because of its emphasis on alternative lifestyles, the social reform and zoning which spread like wildfire
tiny house movement can be loosely linked to the various throughout the country. By 1927, half of the USA
alternative communities that arose in the 1960s and 70s population lived within zoned areas (Talen, 2012).
for similar reasons. Though todays tiny house movement The literature on zoning and land use regulations
may lack the communal element typical to many of these contends that American zoning took on two additional
prior alternative communities, it shares the desire to purposes apart from its original intent of social reform,
achieve simplified, meaningful lifestyles that put people, safety and quality of life. Zoning was quickly recognized
relationships and value systems first (Manzella, 2010). as an effective method of racial and class segregation, in
Furthermore, the precursors of some of today‟s tiny addition to serving as a means of maintaining property
house designs were developed in these alternative values (Fischel, 2004; Talen, 2012; Ross, 2014; Hirt,
communities. Inhabitants of counterculture communities 2015; Silver, 2015; Fischel, 2015). Zoning has also been
sometimes built unique small structures such as geodesic used as a tool to marginalize social classes, specifically
domes, hay bale homes, and buses converted into the poor, in the USA (Pendall, 2000; Fischel, 2004, 2015;
dwellings. Some of these design elements are captured Boudreaux, 2011). Some scholars have persuasively
in today‟s THOWs and more architecturally creative tiny asserted that our entire system of American land use law
homes. Furthermore, the recent trend of eco-villages, is biased towards the affluent homeowner (Boudreaux,
38 J. Geogr. Reg. Plann.

2011; Bratt et al., 2013). The founding fathers of zoning increase rather than decrease in property values (Talen
never intended this; as a matter of fact, historic German 2012). The same phenomenon has occurred in mixed-
zoning practices aimed to mix social classes as a means use neighborhoods in Boston, Massachusetts (Ross
of achieving diverse communities that met the various 2014), Chicago, Illinois, Portland and Oregon (Talen,
needs of residents (Talen, 2012; Hirt, 2013). In the United 2012). People are finding these mixed-use
States, however, zoning has frequently been employed neighborhoods highly desirable as they lead to vibrant
as a method to keep poverty out of sight and to relegate communities that meet all of the residents‟ needs within a
the poor to small, often undesirable sections of compact area (Cullen, 1971; Langdon, 1997). The
communities (Fischel, 2004; Boudreaux, 2011). It has adoption of land use policy that would allow for
been used as a tool to promote the interests of not-in-my- integration of tiny houses within such mixed-use
backyard (NIMBY) factions (Pfeiffer, 2015). neighborhoods may result in highly sought-after
As American cities expanded, affluent residents, communities.
developers and real estate speculators urged In addition to land use restrictions, tiny houses face a
municipalities to zone more and more land as single- formidable legal barrier in building codes. With an original
family residential and pushed for greater and greater intent similar to zoning, building codes have been
square footage requirements (Ross, 2014). The impetus developed to protect the health and safety of building
was that zoning in this manner would create upscale occupants (Listokin and Hattis 2005). In order to address
neighborhoods with high property values that would add concerns associated with confined and cramped
to a community‟s tax base. The purpose for zoning in this quarters, such as inadequate ventilation and fire hazards,
manner then became twofold; requiring only one large building codes have established minimum square footage
dwelling per lot, poorer classes would be excluded and, building requirements. For instance, the International
theoretically, property values could be maintained in Building Code (IBC) has established the minimum
perpetuity (Fischel, 2004, 2015). As poorer classes have dwelling sized at 120 square feet for many years.
historically had little advocacy in development decisions, However, due to increased interest in minimalist and tiny
zoning measures that promote small homes on small- living, in 2015 the IBC revised Code R304.1 and now
sized lots have rarely been implemented (Fischel, 2004; allows dwellings to be a mere 70 square feet. Though,
Boudreaux, 2011). The exception has been the mobile state building codes vary from state to state, they are
home or trailer park, usually unattractive and relegated to generally adopted from the IBC. However, many states
the outskirts of town or near an area zoned as industrial, are yet to modify their current minimum square footage
in order to separate it from the rest of the community requirements to meet the new IBC standards.
(Chernoff, 1983). Building codes are especially a hurdle for THOW
Some cities have excluded small homes through the advocates (Hannabass, 2017). This is largely because
establishment of zoning or restrictive covenants that currently there is no consensus on how to classify and
mandate minimum house or lot size. Restrictive regulate THOWs. Even among tiny house advocates
covenants that specify minimum home size are especially there is controversy as to whether THOWs should be
common in new residential developments. Other zoning regulated as homes, recreation vehicles (RVs), campers,
regulations, however, restrict small homes by requiring mobile homes, manufactured units, or some new type of
large lots, frequently of about 5,000 square feet. In such hybrid housing (Mitchell, 2014; Heben, 2016; Spesard,
an instance, it is unlikely that a lending institution would 2017). Building codes are especially an issue to those
provide financing options for new home construction who pursue THOW construction as a do-it-yourself (DIY)
when a lot is valued higher than a potential tiny or small project. For instance, a DIY THOW builder who is
home. As a result of such exclusionary land use policies, unfamiliar with building regulations might not understand
those trying to construct small homes in urban or follow the different weight and size restriction for trailer
communities are often at a loss as to where to build beds. Tiny house blogs detail numerous accounts of DIY
(Sanders and Mosena, 1982; Calfee and Weissman, THOW projects that once complete, are found to be non-
2012; Brinig and Garnett, 2013; Vail, 2016). compliant with building codes.
Current banking practices and home assessment Many THOW advocates find the mobile nature of such
methods are also based on the faulty premise that large dwellings to be an asset (Waldman, 2015). However, the
single-family dwellings in single-use residential vast majority of non-rural municipalities requires
neighborhoods always offer the best investment permanently habitable structures to be on a permanent
opportunities (Gauer, 2004; Boudreaux, 2011; Ross, foundation and hooked up to city utilities such as sewer.
2014). Many people erroneously believe that mixed-use These requirements were primarily established in order to
neighborhoods result in decreased property values and address public health and safety concerns (Listokin and
investment opportunities. Recently, however, a New York Hattis, 2005). One might argue that they were also
City neighborhood was re-zoned from single-family created in order to protect land use values, as homes that
dwellings to allow mixed-residential uses (single-family are not tied to a permanent foundation are considered a
homes, duplexes and apartments) and the result was an depreciating asset (Hart et al., 2003). Finally, such
Evans 39

standards were created in order to foster a sense of Mayne and Frank Gehry. These homes have been met
“permanence” in communities. Since the advent of trailer with a mixture of approval and disdain. While some
parks, many communities have developed polices to applaud their innovative and resilient designs
thwart mobile and non-permanent residents (Hart et al., (Vinnitskaya, 2012), others assert that they do not mesh
2003; Mandelker, 2016). As a result, most states have with the traditional neighborhood context found in New
building codes that do not recognize RVs as permanently Orleans (Labine, 2010).
habitable structures, and the vast majority of cities have The increasing recognition that small dwellings can be
rules that state that non-permanent structures, such as aesthetically pleasing as well as functional and affordable
RVs, cannot be occupied on city land for more than 30 is important for understanding how communities might
consecutive days. As a result, THOW dwellers face integrate tiny and small homes within their jurisdictions,
additional challenges to urban integration. while ameliorating some of the concerns of NIMBY (Not
in My Back Yard) factions. The assimilation of
aesthetically pleasing tiny and small houses might be
POTENTIAL SOLUTIONS TO SMALL HOME accomplished through the adoption of design review
BARRIERS requirements that would mandate certain architectural
elements, such as building materials, or by moving from
In order to integrate tiny and small dwellings, current land traditional zoning to FBCs, the latter of which is
use regulations need to be altered. As the tiny house discussed in greater detail later in this paper. However,
movement continues to gain momentum, how can these aesthetic requirements would need to be
communities overcome restrictive land use barriers in implemented with other policies, such as those that
order to assimilate small houses into neighborhoods? decrease lot sizes or increase building square footage
The literature presents several options. Some methods requirements, in order that they foster aesthetically
may be adopted by communities relatively easily, such as appealing tiny house infill. Regardless of the method of
the development of accessory dwelling unit (ADU) design regulation, it is likely that the development of
standards, while others, such as moving from traditional policies that would mandate specific tiny houses
zoning regulations to Form Based Codes (FBCs) would aesthetics would be met with opposition in certain
require a great deal of effort and community support. instances. This is because much of the impetus behind
First, in order to increase the chances that communities the tiny house movement is affordability. Regulations that
will positively receive tiny and small homes, such houses require architectural detailing such as porches, quality
should be integrated in a manner that is perceived as building materials, and landscaping may make it difficult
aesthetically pleasing. This is important because to build tiny and small homes that are low cost. In
research has indicated that public perceptions greatly instances when the bottom line is low-cost construction,
influence the built environment (Nasar, 1998). Over the such as when tiny homes are built to address issues of
last several decades, the concept of small and beautiful homelessness in a community, the development of
homes has been lacking in American culture (Susanka, aesthetic requirements may not be beneficial.
2002; Chapin, 2011; Walker, 2013; Zeiger, 2016). This is Changing traditional zoning practices may be the most
unfortunate, in that there is a rich vernacular tradition of significant way of achieving tiny and small house
picturesque cottages, cabins, and bungalows in the integration. Because communities may perceive tiny
United States (Downing, 1969; Hunter, 1999; Comstock, house infill as a threat to both the urban fabric and
2007). Over time, small homes became synonymous with surrounding property values, in most instances,
low-quality housing, and as a result, are often associated advocating for the abolishment of land use regulations
with the problems that face low-income communities, seems an unlikely venue to garner support for tiny house
such as poverty and crime. However, the advent of integration. In order to allow for tiny and small house infill
beautifully crafted small homes, such as those designed by altering existing zoning policy, municipalities might
by Tumbleweed Tiny House Company and Four Lights choose to increase density standards, decrease lot size
Tiny Houses, may lead many to reevaluate this requirements (Sanders and Mosena, 1982; Wegmann
misconception. However, there may be varying opinions and Chapple, 2014) and/or decrease residential square
as to what constitutes an aesthetically pleasing small footage requirements (Chapin, 2011). This may be
home. For example, after the Hurricane Katrina disaster achieved by changing current zoning ordinances to allow
in 2005, coastal communities welcomed the quaint, for greater flexibility, or moving to FBCs, which aim to
Katrina Cottages, credited to architect Marianne Cusato, achieve functional and desirable spatial patterns in
which emerged as an affordable housing solution for communities (Chapin, 2011; Boudreaux, 2011; Talen,
displaced residents (McIntosh, 2013). Post hurricane 2012). Taking steps to increase density standards,
recovery, the demand for Katrina Cottages continues, decreased lot size requirements, and/or decreased
primarily in the Gulf States (McIntosh 2013). Conversely, dwelling square footage requirements, are ways that
the Make It Right Foundation‟s “Brad Pitt Houses” feature communities can embrace tiny and small houses in an
small modernist designs by architects such as Thom incremental fashion. However, all these methods of land
40 J. Geogr. Reg. Plann.

use policy change are likely to be faced with some level into urban communities is by making legal allowances for
of political opposition. This is because of concerns that ADUs (Chapple et al., 2011; Calfee and Weissman,
such policies could lead to a decrease in nearby property 2012; Talen, 2012; Duff, 2012; Brinig and Garnett, 2013;
values. Infranca, 2014; Wegmann and Chapple, 2014; Pfeiffer,
Some scholars perceive FBCs as the best method for 2015). The development of ADU policy may be among
creating a diversity of housing types and uses in a the easiest ways for communities to take an initial step
community (Talen, 2012; Ross, 2014). Examples of FBCs towards the allowance of tiny and small houses in a
are those that allow living and working to take place in community (Evans 2017). ADUs are often constructed on
the same structure or neighborhood, those that aim to large back or side lots, and may serve as housing for an
curb urban sprawl, and sustainability codes that focus on elderly or young family member, or as a means of
affordable and environmentally sensitive design (Talen, earning additional income from a rental unit. The
2012). The adoption of FBCs is growing in America; as of acceptance of ADUs is growing as cities such as
2011 over 200 U.S. cities had adopted them (Talen, Sacramento, California; Santa Cruz, California; Austin,
2012). However, the literature reveals that some scholars Texas, Portland, Oregon; and Denver, Colorado, have all
feel that FBCs are restrictive and, “… inhibit the natural recently enacted policies that increase density standards
evolution that makes for diverse neighborhoods” (Hough, and allow for type of small home in order to address
1994). Furthermore, the adoption of FBCs, is weighty housing affordability concerns (Chapple et al., 2011;
endeavor in both time and effort, and can result in Calfee and Weissman, 2012; Brinig and Garnett, 2013;
significant changes to a community‟s entire urban fabric. Infranca, 2014).
It may be conversely argued, however, that FBCs offer Many metropolitan areas intentionally or unintentionally
the best method for achieving aesthetically pleasing discourage the construction of ADUs with such measures
urban growth. Though codes have yet to be developed as burdensome and expensive permitting processes, and
that address tiny houses specifically, many communities costly connection fees to sewer, water and electricity
have used FBCs to integrate small homes into “cottage (Calfee and Weissman, 2012; Brinig and Garnett, 2013;
courts.” There are also provisions for the assimilation of Infranca, 2014). Strategies that allow communities to
“carriage house” ADUs. FBCs may result in communities achieve ADU integration more easily consist of amended
integrating small homes in a manner that avoids the fee structures for ADUs as well as streamlined permitting
stigma associated with the tarpaper shack or house processes (Calfee and Weissman, 2012). A prime
trailer. Though a significant process, the adoption of example of a city that has encouraged ADU infill through
FBCs may be among the best methods for communities policy is the city of Portland, Oregon (Gibson and Abbott,
to integrate small homes in a manner that is perceived as 2002). The city began accommodating ADUs as early as
aesthetically pleasing. 1998 in order to address problems with housing
Some urban design professionals recommend adopting affordability, environmental sustainability, and traffic
a specific type of FBC known as the Smart Code congestion. ADU popularity grew rapidly after 2010, when
(Emerson, 2006; Duany et al., 2010). The Smart Code is the city implemented a waiver for system development
unique in its consideration of the concept of transects. charges, (SDCs) which include costly impact fees for city
Transects aim to facilitate the most attractive and roads, parks and utilities. As a result of such policy, the
sustainable urban development by taking an area‟s Portland Tribune reported on March 2, 2017, that the city
ecological footprint into consideration (Emerson, 2006, issued as many ADU permits in 2016 (615) as permits for
8). For example, a rural transect would require different standard home construction (867).
building forms and styles than one classified as urban. It is important to acknowledge, however, that though
Like FBCs, the Smart Code does not expressly address making legal allowances for ADUs may result in greater
tiny homes, however, it does include recommendations economic diversity in neighborhoods and allow for more
for cottages (Emerson, 2006, 48). With an emphasis on affordable rental options, ADU integration does not foster
creating aesthetically pleasing communities that take tiny and small homeownership opportunities. As the ADU
sustainability into consideration, the Smart Code might be is generally under the proprietorship of the primary
an excellent tool for communities aiming to integrate tiny homeowner, this method of tiny home permeation does
houses in order to specifically address environmental not meet the needs of those hoping to achieve a greater
concerns. However, like FBCs, the adoption of the Smart degree of economic freedom by owning their own small
Code requires significant effort. Furthermore, FBCs dwelling. Furthermore, the adoption of ADU infill policy is
and/or the Smart Code may lead to increased design likely to be met with its share of opposition. There will be
requirements, and ultimately raise the cost of new residents that see such policy as an excellent way to
development. Therefore, the Smart Code and FBCs are address affordability issues, and provide flexibility to
not the best method of integrating tiny and small homes homeowners hoping to house an elderly family member
in communities that are looking at how to add low-cost or earn additional income from a rental unit (Brinig and
infill. Garnett, 2013; Pfeiffer, 2015). Others may be concerned
Another method of incorporating tiny and small homes that the increased density standards that come with ADU
Evans 41

infill will result in infrastructure strain, especially with several safety issues associated with THOWs, the
regards to parking. Therefore, in cities that do not have Rockledge ordinance requires all THOWs to meet
mass transit systems, it is imperative that potential American Society of Civil Engineers (ASCE) standards as
policies address parking concerns (Chapple et al., 2011). established in the state of Florida. Measures such as
Communities may want to require that ADU dwellers are these may result in the legal integration of THOWs while
provided a parking spot, or, adopt policy that would price addressing the problems and concerns related to
neighborhood curb parking (Shoup, 2006). Other aesthetics, property values, safety and health.
communities may be concerned that ADU policy will Creating new and innovative zoning classifications may
diminish the character of single-family-only be another way for communities to adopt tiny and small
neighborhoods (Pfeiffer, 2015). Communities such as houses. However, it is unlikely that such policy, at least
these may benefit from decreasing lot size requirements, initially, would result in a dramatic increase in the supply
rather than allowing for ADUs in order to foster tiny house of affordable housing in a community. For example, this
infill. Finally, there will likely be concern that such is demonstrated in the small scale of Rockledge‟s new
dwellings will be used as short-term rentals with the tiny house pocket neighborhoods. However, innovative
growing popularity of online marketplaces such as zoning classifications could also lead to the integration of
Airbnb. housing types, such as THOWs, that have previously
The literature also suggests that new types of zoning been plagued with regulatory barriers.
measures could be created specifically to accommodate Another potential solution to overcoming current land
small houses. Examples of newly created zones include use restrictions that inhibit tiny home integration is the
the creation of the first “urban gardens district zone” in creation of overlay or floating districts (Shlay, 2006;
Cleveland, Ohio, in 2007 to accommodate urban farming, Roberts, 2014). Overlay districts allow for the creation of
and the first “eco-village zone” in Yarrow, British distinct regulations in an area that must be adhered to, in
Columbia, in 2004 which allows a community of small addition to the regulations of an underlying zone. They
houses that encourage environmentally sensitive living allow a community to tailor land use policy to fit their
(Calfee and Weissman, 2012). In November 2015, particular needs and desires. An overlay district can be
Rockledge, Florida, adopted new zoning regulations that as small as one or two blocks, or may be more extensive.
allow for two proposed “tiny house pocket Conversely, floating districts require that certain
neighborhoods”, a concept developed in the Pacific conditions must be met before the zoning is approved for
Northwest by architect Ross Chapin. Pocket a property. Rather than being delineated on a map, the
neighborhoods are generally comprised of twelve to zone “floats” until the development conditions are met,
sixteen homes each no larger than 975 feet (Chapin, then the zone is added to a map. Atlanta lawyer and tiny
2011). However, it is anticipated that homes in Rockledge house advocate, Elizabeth Roberts Esq. (2014)
will be much smaller than standard pocket recommends using overlay districts for the allowance of
neighborhoods, as the emphasis is on tiny and THOW the ADU in neighborhoods that were previously zoned for
living. Pocket neighborhoods are built around a shared large-lot single-family dwellings. This type of policy would
green space and emphasize community (Chapin, 2011). again foster small home rental opportunities rather than
Such small-scale neighborhoods allow for frequent small homeownership. However, it remains to be
interaction among residents, increased walkability, and examined if overlay or floating districts could be created
are often perceived as visually appealing (Chapin, 2011; which would allow the division of large lots and thereby
Gehl, 2013). The small-scale of pocket neighborhoods facilitate tiny home ownership opportunities. As with other
may result in an aesthetically pleasing mix of methods that would result in increased density standards,
neighborhood housing types, rather than large-scale tiny decreased lot sizes, and decreased dwelling size, it is
house developments. Furthermore, the City Manager of likely that overlay and floating districts would face
Rockledge asserts that by allocating tiny houses to a opposition due to concerns about decreased property
neighborhood specifically of their own, surrounding values and loss of single-family-only characteristics.
property values should not be adversely impacted However, the creation of such zones offers yet another
because of the homes‟ small sizes (Stephens, 2015). way that communities might integrate tiny and small
Rockledge has avoided the classification problem that homes.
thwarts so many THOW integration efforts by creating In order to address issues of housing affordability,
specific definitions and legal standards for THOWs. In some municipalities have enacted inclusionary zoning
Ordinance 1680-2015, the city of Rockledge defines a regulations, which require that all new housing
THOW as a home intended for full time residency, developments include a certain percentage of low-income
contrary to the definition of RVs. They acknowledge that housing (Shlay, 2006; Ross, 2014; Schwartz, 2014).
the home is built on a trailer for the purpose of mobility, Inclusionary zoning mandates may be applied to many
and specify that the trailer must meet weight types of housing. There have been very wide
requirements and be registered at the Florida Department interpretations of “low-income” in inclusionary zoning
of Motorized Vehicles (DMV). In order to address the policy. In some instances, scholars would assert that the
42 J. Geogr. Reg. Plann.

homes constructed via inclusionary zoning measures a development of THOWs, as THOWs face a myriad of
have not served the truly low income at all (Schwartz, legal obstacles due to their mobile nature.
2014) and may even exacerbate housing affordability There are two types of social housing methods that
problems (Bento et al., 2009). Furthermore, the required could be used to accommodate tiny and small homes:
percentage for such housing never seems to meet community land trusts (CLTs) and limited equity
demand for affordable housing. However, the adoption of cooperatives (LECs). CLTs involve the creation of a
such measures may lead to communities developing nonprofit land trust that ensures that a property will be
policies that would facilitate affordable tiny or small house held in non-speculative ownership in perpetuity (Stone,
infill, such as decreased lot sizes or increased density 2008). In this arrangement, the land is held as a common
standards. resource and individuals may hold long-term leases on
Of the various types of tiny and small homes, THOWs individual structures, such as houses. The leases allow
generally face the most barriers to legal integration in lifetime tenure, and are inheritable and renewable (Stone,
communities (Keyser, 2017). As a result, some tiny 2008). In The Community Land Trust Reader, Davis
house advocates have worked to develop non-mandatory (2010) writes, “What CLTs do best is to preserve
standards, entitled “Guidelines for Tiny Houses on affordability when economic times are good and protect
Wheels” which require THOWs to be built safely, wisely its homes and homeowners when times are bad.”
and soundly (Tiny House Community, 2016). Though Conversely, with LECs, individuals purchase a “share” in
originally designed as certification standards, tiny house the cooperative, which is either a home or apartment.
proponents felt that using the word “certification” would The share price is established by a predetermined
confuse the process with the legal certification process formula rather than the housing market, in order to
required of RVs therefore the term “guidelines” was ensure that speculative gain is not part of the process
instead adopted. The guidelines include such measures (Stone, 2008). This arrangement fosters affordability and
as requiring that quality materials be used in THOW allows shareholder input in property management
construction (must meet IBC standards or equivalent, decisions.
even if salvaged materials are used), egress windows be Both CLTs and LECs compose a very small part of the
included in lofts and bedrooms as fire exits, proper overall housing market. There are only approximately 240
ventilation and heating systems for small spaces be CLTs (Davis, 2010) or about 6,000 housing units (Stone,
installed, and that the homes be able to withstand 130 2008) in the U.S, many of them in rural areas. As of
mph winds. Currently, the guidelines are not affiliated 2003, it was estimated that there were 425,000 units of
with any government or lending institution (Tiny House LEC housing, the vast majority of which are located in
Community, 2016). And if widely adopted, these New York City (Stone, 2008). There are several reasons
standards may lead to increased cost in tiny home such housing arrangements aren‟t more widespread.
construction. However, such guidelines may be beneficial During the housing boom that occurred shortly after
in that they provide a starting point for THOW dwellers to WWII, Americans were unlikely to support measures that
establish THOW living as a safe and viable housing used the word “cooperative” because terms that
option (Tiny House Community, 2016). The standards suggested communal arrangements were associated with
may furthermore aid in the establishment of sorely the ideology of communism (Stone, 2008). CLTs, which
needed banking, lending and insurance practices that often involve the preservation and management of open
accommodate small home construction and financing. space, as well as housing accommodations, demand a
Finally, social housing cooperatives and land trusts lot of upfront capital (Davis, 2010). CLTs are often
offer another potential means of accommodating created on rural land that has been purposefully donated
downsized living and addressing affordability issues. for land preservation and community establishment. In
Though these strategies are not distinctive to small instances when land has not been donated for CLT
dwellings, the purpose of such housing arrangements is, establishment, the cost of forming a CLT is markedly
“…to ensure security of tenure and permanent higher. Therefore, the amount of capital that is required
affordability” (Stone, 2008) via collective ownership and upfront to establish a CLT may make this strategy a
decision-making. As much of the impetus behind tiny and challenging option for those struggling with housing
small living is affordability, these strategies may be affordability.
appealing to tiny house advocates. However, it is The prominence of the American dream, which
important to note that both social housing cooperatives promotes independent home and land ownership, may
and land trusts are methods of addressing property further deter individuals from considering social housing
ownership concerns, they do not address issues options. Stone (2008) notes that many people perceive
associated with building codes and land use policy. such living arrangements as less than ideal because, “…
Therefore, the use of either arrangement first requires residents ostensibly have no opportunity to realize any of
that land use regulations and building codes are in place the psychological, social and economic benefits of
that would allow for small structures. This would be homeownership.” However, he follows up by stating that
especially critical if such strategies were used to integrate property paradigms are evolving and that people are
Evans 43

willing to consider new living arrangements in order to THOW owners. Developing an understanding of these
secure affordable and stable residences. He furthermore dynamics is important, as it may influence community
predicts that CLTs will continue to increase in popularity receptiveness to the integration of tiny and small houses
in order to address growing affordability issues (Stone, into urban areas.
2008). This is because, both arrangements address cost-
effectiveness associated with housing. As the tiny house
movement and housing affordability often go hand in CONFLICT OF INTERESTS
hand, tiny house enthusiasts may turn to social housing
methods that would allow for tiny and small house living The authors have not declared any conflict of interests.
arrangements.

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