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Clausewitz and Military Genius

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Clausewitz and Military Genius
Thomas H. Killion
No great commander was ever The ability to assessthe situationrap- command. Factm such as determinat-
a man of limited intelhct. idly and accuratelygives a great com- ion, firmness or stability,endurance
-Carl von Clausewitz mander the pesence of mind to deal and strength of chamcter am essential
quickly and confidently with the for effectiveleademhip. ~ includm
In the classic On War, Carl von unexpected and the ability to make sticking to decisions and motivating
Clausewitz presents a comp&msive rapid and accurate decisions in tk troops to overcome war’s wearing
war theory-the military genius con- pmence of uncertainty. effects. Bol- energy and vigor
cept. 1 In Clausewitz’s view, com- Finally, the commander must pos- must be temped by selkxmtml and
manders significantly influence the sess a “sense of locality”— spatial a calm nature.
war’s conduct through setting objec- awarenessthat allows him to visualize ~dy, these intdectual and per-
tives, combat decision making and the battlefieldand account for the ter- sonalitycharacteristics= interdepe-
leadership during war’s chaos and rain influence on operations.6 ‘This ndent. lb ~ self-cOnfi&nce
conihsion. Militarygeniusreflectsthe capability is a component of what is and decisiveness that military
instinctgreat commanders display fbr now called the “commander’s geniuses display are due in no small
assessingthe situationand making the irnage.”7 This image incorporatesthe measure to the knowledge level they
right choices on the battlefield. Addi- commander’s pemeptions of unit have achieved. Convemely, energy,
tionally, a prirnaxy goal of Clause- positions,statusof tiendly and enemy determination and ambition directly
witz’s war theory was to capture the fomes and relevant terrain and battle contribute to the necessq pumuit of
essence of such genius, since “what objectives. education, training and experience
geniusdoes is the best rule, and theory Clausewitzsummarizesthe import- essential to developing this knowl-
can do no better than show how and ance of intellectual capabilities in edge and capability.
why thiS should be the Ci3Sf3.”2 warfare by stating, ‘The vital con-
tribution of intelligence is clear Genius and Expert
Defining Military Genius concepts
Clausewitz’s starting point fm thmghout No WOIKkXtkQ @it War,
though it may qqxxw to be uncom@- h many ways, Clausewitz’s rnili-
defining military genius is his assess- tag genius concepthas much in com-
cated, cannot be waged with distinc-
ment of the commonly acceptd mon with today’smpeticoncept. Vhr-
meaning of genius: “A vw highly tion exce t by men of outstanding
developed mental titude for a par- intellect.”! ious expertise studies have shown the
%’ He then identi- G nceming temperament or per- impoilance of having a large,weU-in-
ticuku occupation.” tegratedknowledgebase. This allows
fies and discusses ViUiOUS CkWiCt&S- sonality,Clausewitz identifies factm
equally important to military genius theexpattommgnize many situa-
tics that contribute to h OVd
intellectual capabilities. Primary tions as representingcertain classesof
militarygenius quality. These charac- problems and to mpidly ident@ or
teristics fall into two general catego- among these ftictorsis courage-per-
ries: intellectual and personality (or sonal courage in adversity and h adapt -Pi@ St@f@X$for mtion.
courage of one’s convictions con- Such analogical problem solving and
temperament),as depictedin F@re 1. decision making are chmctemb “ “c of
On the intellectualside,Clausewitz cerning the consequences of deci-
sions for the soldiers under one’s experts.g
identifies the Mlc components.
Fm4 a rnilitq genius must have a
bread knowledge base, specifically Characteristics of Miiitary Genius
focused on militq+lated informa- Intellectual Personality
tion. Second, this knowledgemust be
Sensitiveand discriminatingjudgment Courage
so ingrained as to become innate,
directly influencing the commander’s CoUp d’oei/ (intuitiin) Determination
=sog~d decisions. AS~ause- Presence of mind Strength of character
‘The commander’s Sense of locality (spatialawareness) Self-control
knowledge must be transformed into
a genuinecapability.’q This fostersan Comprehensive knowledge Boldness
ability to perceive the situation’struth Fimmess of convictions Energy and vigor
during uncxxtaintyand chaos. This Understandingof human Mum Ambition (for kmoror fame)
coupd’oeil (iituition) allowsthe com-
Understanding of frictiin Firmness and stability
mander to quickly mognize the truth
ordinarily missed or only pemeived Experience in war Endurance
after significantstudy and reflection.5 15gl%e1

MILITARY REVIEW ● July-August 1995 97


Beyond such purely intellectual acquire each factor. accurate battle perception during
factors,James Shanteauhas identified The militiuy genius concept was chaos and confusion, allowing the
numemus expert deckion-maker critical to Clausewitz, given his commander to select the proper
characteristics that cmespond in emphasis on the senior commander’s course of action. The commander’s
many ways to the essenceof mili or commander in chief’s (CINC’s) energy and strength of chamcter
genius described by Clausewitz.1 T central mle in setting objectives, enable him to overcome the effectsof
The similarities between the two assessingthe battle situation, making fiction on his troops. Throughout his
descriptions, shown in Figure 2, ac- decisionsand motivatingtroops. The worlq Clausewitz places heavy
centuate Clausewitz’s insightfulness CINc’s understandingof the political emphasis on warfare’s psychological
and the identifiedcharacteristics’con- puq)ose WOWS him to establish aspects, which he refers to as the
tinuing relevance. l%gwe2 also has aPprOPri* mili~ objectives. The “moral factors” in war. One of his
implicationsfor the ability to learn or militag genius’ intuition provides three principal moral elements is “the

Expert and Military Genius Concept Comparisons


Expert
Decision Makers* Military Genius*
A hghly developedperceptualabifii– “Cap d’oeil the quickrecognitiond a tfuththatthe mindwouldodnarily missor wouldperceive
expertscanseewhatotherscarmot. onlyafterk)ngstudyend rektion.” (102)
Mawarenessofthe differencebetweende- wti$~~d=htiwyd tigkrhtitid gtikamdu~tia~rdjtig-
vantandirreIevantinformation-+perts know mentraisedto a marvelouspitchd visicm,whii easi graspsanddismissesa thousandremote
howto concentrate on whatisimportant possibilities
thatanordinarymindwouldIabortoiden’
$ ad vwaritselfoutin doingso.”(112)
An abil’ to Sirnpiii O)mplexities-experts Um~~Wm_inwar, dwm Win*, b~a@mydfadmk
?
canmaesense oufdcfkwe. tobe redated. . . . Themanresponsibleforevafuati thewhde mustbringtohis taskthe
qualiiT intuitionthatperceivesthe truthat everypoint.% rvkeachao sofopinicnsandwn-
Siirations Woukfariseandfatallyentanglejudgment:(112)
A stron set of communication skills- “As each man’s strength gm out, as it no Ionqer respoods to his will, the inertia of the whole
experts Inow how to convirn others of their ra comes to rest on the wander’s Ml done. The ardor of his spirit must rekindle the
expertise. L%%? Pm I! ~! ti~; hs !nwad fk mustrevivetheirhope. Onlyto the extentthathe can
do thii WI he retainhs holdon h~ men and keep control.” (105)
A knowledge of when to make exceptions– “tt lay in the realm d genius, Midrrkes abow al rules.” (136)
expert sknowvhe nandwhenndtofdbv
dedsicm rules.
A strong sense of responsibilii for their ‘13etenninatiorr [i] the mu to accept reqonsibiiii, courage in the face of a moral -r.
CMcX?s-experts are d afraid to stand Looked aththiiway, the x of determination is to limit the agonies of doubt and the pds of
behind their dedsbns. hesitation when the motiws for action are inadequate.” (103)
AselecMyabout whiiproblems tosdve– War is the realm of uncettain~ three quarters of the f@ors on whii acbn in war are based are
experts knowvd$idecisicm stomakeand wrapped in a f of greater or lesser uncertainty. A sensitive and dtihahg judgment is called
whii not to [make]. f~ a Mecf int3 Iigence to scent out the truth.” (101)
Anoutwardconfidence intheirdecisim– ‘Often there is a gapbetweenprinciplesandadual eventsthatcannd alwaysbe bridgedby a
expertsbeliiveinthernsdvesandtheirabiliis. ~dw~.~amamofw-tikti?(l~)
An abifii to adaptto ch~~ taskcondi- ‘Theoomrrumder continually finds that things arenotas heexpectedhis isboundto influence
tions-experts avoid ngiddy m decision his plane, or at least the assumptions mck%ying them, If this infbence is Mfic4ently povvMul to
strategies. cause a change in h~ plans, he must usuaflywokout new ones.” (102)
Atighly c%ioped content knuwtedgeabout ~_*~awtir~r bd@n~W~~fad tiatfimm~h
their area-experts know a lot and stay up attained by a special Me@ through the mediim of reflecbon, study and ht: an intelMuai
with the latest developments, instincl which extracts the essence frcfn the phemna of Iiie, as a bee% honey from a
flower. In addii to study and refktion, life itself serves as a source.” (146)
A greater automaticity d nitiw pm “A*amdhti, imti~_s4MM wMdk~~~, _~
esses-experts can do rea VI iiy what others moves appropriately, so only the experienced officer will make the right de@40n in major and minor
can only do with dmity. matters-at every pufsekt c1war. Pradice and experience d~te the answer This is possible,
that is not.’” (120)
An ability to tolerate stress-experts can “Strengfh o(rnirrct the ability to keep one’s head at times of exceptional stress and violent emo-
work effectively under adverse conditions. tions.” (105)
A capabilii to be cmath+xperts are able ‘Bonaparte rightly said in this connedbn that many d the decisim fwed the mrnrnander in
to lid novel solutionsto problems. tief resemble mathematical problems worthy of the gti d a NewkxI or a? &r” (112)

An inabilii to articulate thdr dedsion proc- =~Wkw*ti htotimititi~ ti~*~be*in a*@mte, *-


esses-experts makedeciskms paseqon tiveway . . . ~~-mim*timWWMe,tim*fsH~m~b
expetierkz. transfti into a wine cwabiii! (147)

98 July-August 1995 “ MILITARY REVIEW


INSIGHTS

skill of the commander.”l 1 Military mander and his army will not always ated by command control, commu-
genius is a key in influencing war’s have it readily available: combat nications and intelligence (C31)sys-
outcome, experience.”*5 tems. This makes it feasible to cmte
Lieutenant Colonel Patrick Thor- Clausewitz considers education live, virtual and constmctive environ-
ntonechoes this position by emphasiz- and experience essential to developing ments using modeling and distributed
ing the continuing importance of these military genius’ intellectual aspects. interactive simulation that are realistic
military genius qualities in the cOm- He views personality factors such as and challenging. Thus, training and
mand and control (C*) arena. 12 He boldness, courage and decisiveness as exemises can approach combat’s rea-
identifies three primary areas where innate or untrainable. At best, one can lism,at least as far as the mmminder’s
such factors are important: the situa- expect them to be shaped or fimsed interfaces are concerned.
tion assessment; the operational deci- by training and experience. This is Understanding the essential factors
sion (the commander’s intent); and the similar to Shanteau’s position that in expertise development can help us
organization and C* process tailored such personality factors are mom a provide the appropriate training envi-
to the commander’s needs. matter of selection than experience. 16 ronment to foster military genius.
Thornton states, “Despite the prog- Advances in cognitive task analysis
ress of [C*] support systems, the Genius and techniques and training methods can
nature of war remains the realm of Expert Similarities contribute to effective training regime
danger, exertion and uncertainty. Whatimplications can be drawn development. However, as suggested
Because of these elements and the fium the similarities between Clause- by both Clausewitz and Shanteau, we
inherent friction involved with wag- witz’s military genius concept and must also recognize that personnel
ing war, Clausewitz saw the need for cumnt expert concept? First, there is selection plays a mle in identifjhg
genius in the military commander to the continuing importance of effective potential Ieadem who have the essen-
successfidly operate in such an envi- leadership. Clausewitz attributed mili- tial characteristics that cannot be
ronment. The r uirement for genius tary success, in large ~ to the com- achieved through training. Factors
remains today.” Y1 mander’s capabilities. Key factors such as decisiownmking speed, in-
include the ability to accurately per- formation synthesis tlom multiple
Developing Military Genius ceive the situation, make effective soums and battlefield visualization
Given the options of “nature versus decisions and motivate troops. As will become increasingly important
nurture” as military genius develop- Thornton argues, such factors axe for the next generation’s leaders. On-
mental factors, Clausewitz supports important on today’s battlefield.17 In going mearch at the US Army
both. He believes both intellectual the information age, with its acceler- Research Institute on leader skill as-
and temperament factors aR impor- ated planning and decision-making sessment and developmental technol-
tant in such genius, saying, “&at pace and increasing dependence on ogies, battle command and battlefield
things alone can make a great dispersed operations, the criticality of visualization will provide insights into
rnind.”14 In the intellectual domain, such capabilities is magnified,18 this issue’s selection and training
education, training and experience are Second, training plays a critical role aspects.lg
needed to develop the great com- in developing military expertise. I%dly, consideration of the char-
mander. The most critical factor in Although Clausewitz felt that only acteristics and information needs of
Clausewitz’s mind is war experience, combat could provide the necessary military commanders who represent
which cannot be sufficiently dupli- experience, this is an area where train- the expertise spectmrn must M&m
cated in drills or exercises, since this is ing and warfare technology advances the design of the C31systems that sup-
what prepares the commander to deal have made it easier to provide the port the commanders. For example,
with the effects of friction. appropriate experience outside of the Army Research Laboratory
Clausewitz states, “No activity of combat. Ttiy, most senior com- (ARL) is investigating the capabilities
the human mind is possible without a manders interact with the battlefield essential for an integrated battlefield
certain stock of ideas; for the most through synthetic environments cE- intelligence system and has identified
pm these are not innate but acquired , Y these essential features:
and constitute a man’s knowledge. . . DE ThomasH. Killionis the USArmy . commander’s intent
Clearly, most of these are not quali- ReseamhLaboratorylkison to the&puty ● ~rations battlefield area (such
ties that can be acquired through book arsiskzntsecmtaty of theArmy (Reseamh as ten-am and weather)
laming. If they can be taught at all, and Technology). He receiveda PhD. ● Current situation
jium the Universityof Oregon. Previous
a general will have to receive his positionsincluakexecutiveassistantto the . Battle analysis tools and the
instruction from sources other than the director US Army ResearchLabomtory; mission-critical support data
printed word. . . . We have identified advancedtechnologyteam kwderfor the ARL is using a rapid prototyping
danger, physical exertion, intelligence unrnannedAerial VehiclesJoint Project; tool--Cmnrnander (and stail) Visual-
and princijmlscientistin ekctmnic com-
and friction as the elements that bat trainingfor the OperationsTrainhg ization Research Tool (CoVKT)-to
coalesce to form the atmosphere of Divisiofi US Air Fo~e (USAF) Human investigate content and format issues
war and turn it into a medium that Resoumes Ldoratoq (now the Aitww supporting integrated batdespace
impedes activity. In their restrictive TrainingDivisw4 USAFArmstmngLub- visualization, The information con-
oratoq). He co-authcvvd “BattleCom- tent and format must be responsive
effects, they can be grouped into a d and Digitim”on: A MANPRl~
single concept of general friction. Is Perspective,” March-April1995Military to the varying levels of experience
there any lubricant that will reduce Review. and expertise of the commandem
this abrasion? Only one, and a com- 4 using CoVKI’. This mquims some

MILITARY REVIEW s July-August 1995 99


xfity ~ tk resdting displays. The RPD model has led to the for information age warfare. A4R
In a related vein, meat work by design of decidedly diffimmt decision
Gary A. Klein and his associates on support systems that focus on accurate NOTES
naturalistic decision making has led situation assessment and case+sed 1.caIiktNlaauaavbi@
onwaLaditadandbwtslaM
byMii Hovafd and Patar Parat (Plincamn, NJ:
to some specific recommendations Iwscming as opposed to f@m&baXd wmUni~ Press, 1976).
for new approaches to decision aid- option comparisons. Studies of deci-
3:
Ibid:: 100:
ing.m Through studies of real woriZ sion making in natural settings prove 4.
Ibid., 147.
5.
Ibid., 106.
decision makem, including tactical that decision makers employ RPD and 6.
Ibid., 109.
commanders, Klein and associates analyticalstrategiesat diffenmttimes, 7.
Jamea Kahan, D. Robart Worlayand CatMaan
- ~~ Cunmandwa’ Infmmatb
developed the Recognition-Primed depending on the problem situation, Naada.” RAND Rmorl R-3761-A (Santa Mmii @
Decision (RPD) model. Simply put theii experience level and other fac-
the RPD model asserts that decision tom.21 Display format and decision
makers draw upon their experience aid designs must take such alternative
to identify a situation as representa- strategies into account to support opti-
tive of or analogous to a particular mal performance.
class of problem. This recognition Clausewitz’s military genius view
process then leads to the generation of is surprisingly modern in terns of the
11.”c—awaz1=
an appropriate course of action— elements it shares with cument expert 12. LTC Pam Thonlon, US Amy War Collage atud-
iaa~papar,WiRavMad Hurnan@actad
either directly when prior cases are concepts. Involving both intellectual Cammandand~(Carliabs Sarlac@Pk usAnny
sufficiently similar, orthmugh * and personality factors, it influences yz~~l).

tation of previous approaches, if nec- the extent to which we can expect 14.-’145.
15. Ibid., 145,262 Wld 122.
essary-which the deciion maker such genius to be developed as 16. ~U.
evaluates through a mental simula- opposed to being an innate individ- 17. ThDmbJn.
16. AM and l-laid Totllar, WarandAn&Wsr Surdd
tion process. This approach to the ual quality. Concern for the nature atf/w Q?wofft?a Tww&FkafCanfury (NawYcslc Liltla,
decisioninaking process differs of such expertise should inform our ~J?&o., 19s3).
Raaearch InsMule(Ml) asporata
markedly from earlier analytical mod- processes of personnel selection, a&, T
Fml w15SMScimnxand T
-G
els that focused on generation and training and system design. By doing !ZZX%%%V’A———’—”
option comparisons W on so, we can improve command quality 20. Klain.
21. Klah, %magkd Dadaim~Mifaty
weighted f~. and enswe our leaden axe prepared Raww(May 19W).

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3-01.2, JointDoctrinefor 11.eaterCounter- 3-12.3, Nuclear Weapons Employment 4-02.2, J1’7Tfor Patient Evacuation in
@“r@erations, (C) 0401/86 E#ectsData (Notional),(P) 121301 Joint Qoemtions,(P) 0MM@6
3-01.4, Ji”TP for Joint Suppwsswn of 3-13, C3CM [Command, Contsol and 443, Joint Bulk Petmkwm Doctrine, (P)
Enemy Air Deferue (J-SE-W), (P) lW27/00, CommunicationsCwmmeasures] in Joint w15/95
(c)12KW?33 Miii@y Operatiom,(P) 09K)5B5 444, Joint Doctnhefor Civil Engineering
3-01.5, Doctnke for Joint TheaterMLwile 3-14, J7TP for $oace C@r@”ons,(P) Suppoti,(P) 01/18’02
Defense,(P)0Z22All, (C) 03L3W94 09mlt95 4-05, Mobilimtion,(P) 06/01@5
3-01.6,J17Pfor JointAir Defense @era- 3-15, JointDoctrinefor Barriers,Obstacles 4-M, J17’Pfor Mortuaty @hirs in Joint
tionv’JointEngagementZone, (P) (XLl17t97 and Mine War$are,(P) 05/23KKl,(C) 06/3093 Operations,(P) 08/29/95
3-02, Joint Doctrine for Amphibiou 3-16, Doctrinefor Multinational Qoera- 5-O, Docm’nefor Planning Joint Opera-
Operations,(P) 0901FJ9, (C) 10W92 tions,(P) 05m96 tions,(P) OIAXXX?, (c) 08/15/94
3-CT2.1, Joint Doctrinefor LcmdingFoxe 3-17, JITP for i%eaterAirliji Opemtions, 540.1, Doctrhe for Joint CampaignPkm-
Operations,(P) 11/29/95 (P) 0601/95 ning, (P) 0V3W96
3-02.2, Joint Doctrine for Amphibiow 3-18, Joint Doctrinefor Fonible Enoy 5-00.2, Joint Tmk Fmre Planning Guid-
lhba.rkation Qoerations, (P) 03/11/00, (C) Operations,(P) 08/29/95 ance and Procedwes, (P) 02/27/96, (C)
04/16/93 3-18.1, JointDoctrinefor Airborneand Air 09/03/91
3-03, DoctrheforJoint Interdiction@era- Assault @er&”ons,(P) OILW’96 5-03.1, Jobt Operation Planmhg and
tions,(P) 1(Y13/95 3-50, NationalSeamhand RescueManual ExecutionSystem VolI: PlanningPolicyand
3-04, Doctrinefor Joint Maritime @era- W 1: Nationalsearchand RescueSystenL(P) Pmcedurvs,(P)06Q7KX),(C) 0W04@3
tions(Air), (P) 0&24i98,(C) 07/31Dl 12/26?37,(c) 0201/91 5-03.11, Joint Opemtion Pknning and
3+. 1, J7TP for Shipboatd Helicopter 3-50.1, National Seamh and Rtxcue ~;~~ System Execution Pkmning, (P)
Operatims, (P) 05L2MXI,(C) 06/28/93 Md Vol 2: Pkvuukg Handbook @)
3-04.11, HERO ~azud of Ektmmag- 12/’2697,(c)WW91 5-03.2, Joint Operation Planning cud
netic Radiation to (kdnance~l -- 3-50.2Doctrinefor Joint CombatSearch ErecutionSystem I-WII: Pkznningand Execu-
magnetic Intetiemce] SusceptibilityMatrices and Rescue(CSAR),(P)064W01,(C) 01/12/94 tion Formatsand Guh2mce,(P) 02ABt99, (C)
~S#boani Helicopter Operations @n- 3-50.21, JITP for Combat Search and 03/1092
Rescue, (P) 09/15/95 5-03.21, Joint 0per@2m Planning and
3-05, Doctrinefor Joint S’ciaf Opera- 3-50.3, Joint Doctrine for Evaswn d ErecutionSystem VolII: Plamuhgand Execu-
tions,(P) 09/21/99,(c) 1W2W92 Recovery,(P) 07K11/95 tion Formats and Guiahnce (Secret Supple-
3-05 (CH–1), Doctrinefor Joint Special 3-51, Ekctmnic Wa~am k Joint Military ment), (P) lw12@5, (c) 03/lw92
Qoeration.s,(P) 08/15B5 Operations,(P) 0@31D5,(C) 06/3W91 5-03.3, Joint Operation Planning and
3-05.3, Joint Special Qoerm”ons@era- 3-52, Doctrinefor JointAirspxe Controlin Execution System Wd III: ADP [Automadc
tionalProcedures,(’P)07/18AM,(C) 0W25/93 a CombatZme, (P) lW27K10,(C) 12/03/93 Data Pmwssing] Suppoti, (TO k Determined)
3-05.5, Joint S@?ckl@erations Xvgeting 3-53, Doctrine for Joint Psychological 64, Doctrinefor CommandContmLCom-
and Mission Pkmning Pmcehvs, (P) Operations,(P) 06/2M10,(C) 07/’30533 municationsand Comput2r(C4) SystemsSup-
07/03/00,(c) 0W1W93 3-54, Joint Lhctrinefor @er&”onsSecu- port to Joint Optv@ions, (P) 04/27/97, (C)
3-06, Doctrinefor Joint Riverine @era- rity,(P) 07/1W8, (C) 08/22/91 06#3t92
tions,(P) 09/29/96 3-55, Doctrinefor Reconnakznce, Sur- WXZ Joint Doctnh.efor QtxrationaV7iwti-
347, MilitaryOperationsOtherThanWw, veillance,and T~et AcquisitionSupportfor cal ~ Control and Communic~”ons
(P) 0601195 Joint @erations (lUTA), (P) 0309M10,(C) Systems,(P)05/2095, (C) 0307/78

MILITARY REVIEW ● July-August 1995 101

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