Certificate of Ownership for USD 1.25 Billion Bank Guarantee

LONDON, DECEMBER 4, 2017
TO
STEPHEN NDUKA UDENSI
DEAR SIR,
CERTIFICATE OF OWNERSHIP THE BANK GUARANTEE
==================================================================================
BENFICIARY: STEPHEN NDUKA UDENSI
KEEPER OF THE FAITHFUL ASSET NAMED: CASH-BACKED BANK GUARANTEE # CB200.238-027
GUARANTEE NUMBER: 641,399/19
AMOUNT: USD 1,250,000,000 (ONE BILLION TWO HUNDRED AND FIFTY MILLION DOLLARS)
MATURITY DATE: NOVEMBER 27, 2019
==================================================================================
BLOOMBERG – CODE (TXIGS): TXI7329JYAB0
TYPE OF BONDS: COUPON BONDS - CUSIP NUMBER: (641,399/19) 459058FT5
------------------------------------------------------------------------------------------------------------------------------------
EUROCLEAR COMMON CODE: 100746228 - DIGITAL CERTIFICATED: 60001972378840642965531
-------------------------------------------------------------------------------------------------------------------------------------
ISIN: US459058FT50 IBRD / HSBC HOLDINGS PLC
-------------------------------------------------------------------------------------------------------------------------------------
WKN CODE: A188CD
-------------------------------------------------------------------------------------------------------------------------------------
CODE SWIFT: MIDLGB22
-------------------------------------------------------------------------------------------------------------------------------------
SECURITY SERVICE LTD
-------------------------------------------------------------------------------------------------------------------------------------
DIVISION INTERNATIONAL AREA
DEPARTAMENT SWIFT AND CUSTODY
-------------------------------------------------------------------------------------------------------------------------------------
____________________________ ____________________________
MARC MOSES MARK TUCKER
GROUP CHIEF RISK OFFICER NON-EXECUTIVE GROUP CHAIRMAN AND
CHAIRMAN OF THE NOMINATION COMMITTEE
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Common Nominal First Payment Record Last

Name ISIN Rate Market Instrument update
code currency closing date date
IBRD, 1.125% 27nov2019 US459058FT50 100746228 1.125 USD 4 DEC 2017 27 NOV 2019 4 DEC 2017 G NOTE 27 NOV 2019
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Euroclear Bank securities search
HSBC HOLDINGS PLC - US459058FT50 Detailed general information
Common code: Issuer name: HSBC HOLDINGS PLC
Instrument: NOTE Shortname: HSBC HOLDINGS PLC
Nominal currency: USD Issuer category: Credit institution
General Information Issuer country: UNITED KINGDOM
Security name: HSBC HOLDINGS PLC Issuer city: LONDON
Additional ECB Tiering:

specifications: SECREG
Instrument: NOTE Instrument nature Market category
ISIN:
First Closing: 4 DEC 2017 Instrument Debt Note
Code Creation Date: Market Global Global US
CFI code:
ISMAG: Total issued amount: 1,250,000,000
FATCA Withholding Not subject to FATCA First Closing: 4 DEC 2017

Tax: withholding Tax Security next closing
date:
Tax retention: Not subject to withholding
Security last closing
Nominal currency: USD date:
Common code: 100746228 Legal Form: Registered
Maturity Date (*): 27 NOV 2019 Certification

requirement: No certification required
Last update:
Certification type: No certification
Service agents Certificarion date:
Role Name City
Initial After Exchange

PRINCIPAL HSBC HOLDINGS PLC LONDON
AGENT Physical from: Permanent global
LEAD HSBC SECURITIES NEW YORK Global from

MANAGER (USA) INC holder:
(*)For floating rate notes, the maturity date serves only as an indication, until
it Is fixed after the final coupon starting date.

Coupon/dividend information Settlement information
Rato type: Fixed rate Multiple tradable 1,000

amount
Interest rate: 1.125%
Minimum tradable 1,000
Coupon/dividend amount:
currency (*): USD
Quantity type: Face amount
Coupon/dividend
amount (**). 30.5 Euroclear claerances Yes
(internal instructions)
Coupon/dividend authorised:
Payment date: 27 NOV 2019 Receipts in Euroclear Yes, free and

(external instructions) against
Record date: 4 DEC 2017 Authorized:
Coupon calculation: Deliveries from Yes, free and again

Method: 30/2036 Euroclear (external instructions)
Tax retention: Not subject to whihholging Authorized:
Payment processing The payment processing Settlement autorized Yes

with Clearstream Bank
Indicator indicator is expected to be
displayed around 20 days Lux:
before the next payment date
(if any). Clearstream Banking No
Frankfurt ellgible:
Required open cities: Lending/Borrowing: Available for lending
Domestic Market
hollday Specialised
depositary:
(*) EMU-in entiliments are paid in EUR in Euroclear
(**) Per nominal value of 1000 for debt issues, per unit for coupon Clearing system: DEPOSIROTY TRUST CY
NEW TORK
Detailed coupon/dividend information Common depositary:
Current coupon Last/Previous coupon Payment Frequency: Semi-annually
Interest rate: 1.125% 1.125% Expected fixing date:
Nominal currency (*): USD USD FRN reset frequecy code:
Amount (**): 30.5 30.5 Record date rule:
Fixed amount: No No Market claims/ Neither processed nor reported
Payment date: 27 NOV 2019 27 NOV 2019 Coupum in Euroclear

compensations
Value date: 27 NOV 2019 27 NOV 2019
(*) EMU-in entitlements are paid in EUR in Euroclear
Record Date: 4 DEC 2017 4 DEC 2017 (**) Per nominal value of 1000 for debt issues, per for equities
Ex-date: Interesting link(s):
Start date: 4 DEC 2017 4 DEC 2017
End date: 4 DEC 2017 4 DEC 2017

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Issue Name HSBC HOLDINGS PLC 1,250,000,000

Additional Specificaions IBRD
Duly Endorsed to STEPHEN NDUKA UDENSI
Instrument NOTE Nominal currency USD
ISIN Code US459058FT50 Common Code 111834024
First Closing Date 4 DEC 2017 Maturity Date (*) 27 NOV 2019
Record Date 4 DEC 2017
Issuer Category Credit institution
Value 1,250,000,000
Legal From REGISTRED
Certificate requirement DIGITAL CERTIFICATED Nº 60001972378840642965531
Certificate Type DIGITAL
Physical Form NOTES IN DEFINITIVE FORM

General information
Issue name HSBC HOLDINGS PLC

Additional specifications IBRD Nominal Currency USD
Instrument NOTE Common Code 100746228
ISIN US459058FT50 Maturity date (*) 27 NOV 2019
First closing date 4 DEC 2017
Next coupon payment date 27 NOV 2019
Servicing agents Role
LEAD MANAGER
PRINCIPAL AGENT
TRANSFER AGENT
(*) For floating rate notes, the maturity date serves only as an indication, until it is fixed after the final coupon starting date.
Detailed general information
Security short name IBRD, 1.125% 27 NOV 2019

Issue name IBRD, 1.125% 27 NOV 2019
Issuer category Credit institution Category Credit institution
Issuer city LONDON
ISIN US459058FT50
Instrument NOTE
Market Global
Next closing date 4 DEC 2017
Last closing date 4 DEC 2017
Legal Form Registred
Certification requirement No certification requirement
Certification Type No certification
Exchange date Initial
Global form holder Permanent global
Remark Local clearing system

Security code Information
Sedol 1 access code B3Z5XR8 Settlement code Tx80255

ISIN US459058FT50 Common Code 100746228
Cusip BB Nbr 459058FT5 Cedel 202781
BL-5 8603202 BL-2 7498026
Clar stream 308222 EuroClear Reference 89021
Block Code FTV200238027 Delivery Code 83307
CFI Code RBXXLW Independent Securit Code TQSTJNX01663-9370
Beneficiary STEPHEN NDUKA UDENSI
Country issue UNITED KINGDOM
CA Processing Status Blockade-P-Transfer Sender Reference
Instrument NOTE Fund Base Currency USD
WKN A188CD EuroClear Instructions AXTI/RIKNLTSVW/RBXXLW3583X
Securities Identifications
BB Number Registration CB200.238-027 Issued Amount 1,250,000,000

Minimum tradable Amount 0 Bonds Quantity 1,250,000,000
Fed Number 0980094 Total amount assigned 1,250,000,000
Fed Mnemonic HSBC HOLDINGS PLC Digital Certificate N 60001972378840642965531
Official Statement Instructions

Registered Holder HSBC HOLDINGS PLC
Blocking Instructions THE FINANCIAL INSTRUMENT FREE AND CLEAR WITHOUT ANY LIMITATIONS
Blocking Period - Number of CONDITIONS OR RESTRICTIONS
Days BLOCKADE FOR A PERIOD OF ONE YEAR AND MONTH
INVE / In Favor of STEPHEN NDUKA UDENSI
Linked Transaction BACK TO BACK
Underlying Security WAIVED ANY CLAIM AVAILABLE AS CREDITED PREVIOUSLY VERIFIED AND
Notifications CONFIRMED WITH THE ISSUER
Issuer Bank Option Security THE CENTRAL BANK OF BRAZIL
SINGLE TEXT EUROCLEAR BONDER INTERNATIONAL
Execution Requested APPLICANT THE CENTRAL BANK OF BRAZIL
CA Security Instructions AXTI/RIKNLTSVW/RBXXLW3583X

Coupon/dividend and redemption information

Rate type Fixes rate
Interest rate 1.125%
Coupon/dividend currency(*) USD
Coupon/dividend amount(**) 30.5
Coupon/dividend payment date 27 NOV 2019
Rate date 4 DEC 2017
Interest rate calculation method 24/206
Tax retention Not subject to withholding tax
Payment processing indicator The payment processing indicator is expected to be displayed around
20 days before next payment date (if any)
Detailed coupon/dividend information
Current coupon/dividend Last/previous coupon/dividend
Interest rate 1.125% 1.125%
Currency (*) USD USD
Amount (*) 30.5 30.5
Fixed amount No No
Payment date 27 NOV 2019 27 NOV 2019
Value date 27 NOV 2019 27 NOV 2019
Record date 27 NOV 2019 27 NOV 2019
Start date 4 DEC 2017 4 DEC 2017
End date 27 NOV 2019 27 NOV 2019
Number of days 180 180
Payment fraquency Semi-annually
Expected fixing date
FRN reset frequency code
Record date rule 1 ICSD BD PRIOR TO PAYMENT DATE
Market claims / Coupon Neither processed nor reporter in Euroclear
compensations
(**)Per nominal value of 1000 for debt issues, per unit for equities
View more detailed redemption information - No information to report
View other future event(s) - No information to report
Settlement information
Multiple tradable amount 1.000
Minimum tradable amount 1.000
Quantity type Face amount
Euroclear clearences (internal instructions) Yes
Authorized
Deliveries from Euroclear (external instructions) No, transfer ownership only
Autorized Yes, free of payment only
Settlement authorized with Clearstream Yes
Bank Lux
Clearstream Banking Frankfurt eligible No
Lending Borrowing Available for lending
Specialised depositary
Clearing System
Remote Market BIC code
Common depositary RBXXLW3583X

Reservation Information
BENEFICIARY: STEPHEN NDUKA UDENSI

HOLDER: HSBC HOLDINGS PLC LONDON
DEPOSIT TRANSACTION OBLIGATION OF
SECURITY [MTN] CORPORATE
IRREVOCABLE, ASSIGNABLE AND CONFIRMED
INVESTOR SUITABILITY,
ISSUER: HSBC HOLDINGS PLC
AMOUNT: USD1,250,000,000
ISIN: US459058FT50
COMMON CODE: 100746228
ACCOUNT: 76300013329
CFI CODE: RBXXLW
INTRUMENT: NOTE
ISSUED DATE: 4 DEC 2017
MATURITY: 27 NOV 2019
CURRENCY: USD
WE OF EUROCLEAR, WITH FULL AUTHORITY AND

LEGAL RESPONSIBILITY HEREBY CONFIRM THAT WE
WILL BE UTILIZING THE ASSETS IN DEPOSIT BY
HSBC HOLDINGS PLC LONDON HELD IN OUR
EUROCLEAR REFERENCE 89021. THE CONTRACTS
THAT THE ISSUER HSBC HOLDINGS PLC ARE
WILLING AND ABLE TO ISSUE THE BANK CREDIT
TRANSFER AGAINST THE ASSET FOR THE ABOVE
STANDBY LETTER OF CREDIT OF
CASH/ASSET/MEDIUM TERM NOTE, WE HEREBY
CONFIRM THAT THIS INSTRUMENT IS FREE AND
CLEAR OF ANY ENCUMBRANCES AND CLEAN
WITHOUT LIMITATION AND RESERVED IN FAVOR
OF STEPHEN NDUKA UDENSI.

HSBC HOLDINGS PLC WITH PARTNERSHIP IBRD

DATE: DECEMBER 4, 2017
REFERENCE: HSBC/IBRD/USD125B/8851
APPLICANT: HSBC HOLDINGS PLC LONDON
FOR BENEFIT OF: STEPHEN NDUKA UDENSI
ISSUER: HSBC HOLDINGS PLC LONDON
ISIN: US459058FT50
COMMON CODE: 100746228
MATURITY: 27 NOV 2019
CURRENCY: USD
ACCOUNT NUMBER: 76300013329
DEAR SIR,
WE HEREBY CONFIRM OUR READINESS TO ISSUE BANK GUARANTEE FOR USD 1,250,000,000.00 (ONE
BILLION TWO HUNDRED AND FIFTY MILLION DOLLARS) THAT WAS PARTIALLY REDEEMED FROM THE ISIN
US459058FT50 VALUED USD 1,250,000,000.00 (ONE BILLION TWO HUNDRED AND FIFTY MILLION
DOLLARS) THE FUND IS CLEAN AND CLEAR OF NON-CRIMINAL ORIGIN AND WITHOUT ENCUMBRANCE AND
LIEN. THE BENEFICIARY OF THIS STANDBY LETTER OF CREDIT IS CONFIRMED.
FOR AND ON BEHALF HSBC HOLDINGS PLC WITH PARTNERSHIP IBRD
MARC MOSES
GROUP CHIEF RISK OFFICER

Capture Display
Received Date 4 DEC 2017

Cusip Number (641,399/19) 459058FT5
ISIN US459058FT50
Common Code 100746228

Ticket Number HSBC/IBRD/USD125B/8851
Transaction Number 2258001562486
Access Code 98THVW54219
Desk NORMAL
Issue name HSBC HOLDINGS PLC

Additional specifications IBRD
Instrument NOTE
Maturity date (*) 27 NOV 2019
Next coupon payment date 27 NOV 2019
(*) For floating rate notes, the maturity date serves only as an indication, until it is fixed after the final coupon starting date.

Clear More Detail General Information
Issuer Name HSBC HOLDINGS PLC

Issuer Category OTHER
Issuer Country UNITED KINGDOM
Issuer City LONDON
Total Issued Amount USD 1,250,000,000

BB Number Registration CB200.238-027
Digital Certificate Number 60001972378840642965531
Physical Form PERMANENT GLOBAL

Global Form Holder LOCAL CLEARING SYSTEM
ISIN US459058FT50
Settlement code Tx80255

Text of Bank Guarantee
WE, HSBC HOLDINGS PLC 8 CANADA SQUARE, E14 5HQ, LONDON, UNITED KINGDOM, HEREBY IRREVOCABLY
UNDERTAKE TO PAY YOU ON FIRST DEMAND, IRRESPECTIVE OF THE VALIDITY AND THE LEGAL EFFECTS OF THE
ABOVE MENTIONED CREDIT RELATIONSHIP AND WAIVING ALL RIGHTS OF OBJECTIONS AND DEFENSE ARISING
FROM SAID CREDIT RELATIONSHIP, ANY AMOUNT UP TO USD 1,250,000,000,00 (ONE BILLION TWO HUNDRED AND
FIFTY MILLION DOLLARS) PRINCIPAL, INTEREST AND ALL OTHER CHARGES INCLUDED, UPON RECEIPT OF YOUR DULY
SIGNED REQUEST FOR PAYMENT OR BY TRANSMISSION SWIFT STATING THAT AN AMOUNT EQUIVALENT TO THE
AMOUNT CLAIMED UNDER THIS INSTRUMENT HAS BECOME DUE TO YOU AND HAS REMAINED UNPAID BY YOUR
CLIENT STEPHEN NDUKA UDENSI.
YOUR CLAIM WILL BE CONSIDERED AS HAVING BEEN MADE ONCE WE ARE IN POSSESSION OF YOUR WRITTEN
REQUEST FOR PAYMENT OR THE SWIFT TO THIS EFFECT.
THE TOTAL AMOUNT WILL NOT BE REDUCED BY ANY PAYMENT EFFECTED BY US THEREUNDER.

Price Information
Last Price 133.121%
Change from Prev. Day -/-
Turnover real 0.00
Turnover nominal 0
Price Fixings 1
Bid/Ask 127.931 : 175.321
Bid/Ask Date 125,000 : 125,000
High 130.671
Low 107.421
Duration in years 1.733

Modified Duration in years 1815
Accrued interest in % 0.57410

Accrued interset days 90
Bid/Ask 127.931 : 175.321

Volume nominal 125,000 : 125,000
Interest Payment Count Annually
Coupon 9.66
52-week-high 130.671
52-week-low 107.421
Yield in % (last price) 0.98513
Yield in % (ask) 0.74896

CENTRAL BANK OF BRAZIL
Bank Guarantee
Credit Holder: STEPHEN NDUKA UDENSI
Cash-Backed Guarantee #: CB200.238-027
Amount: USD 1,250,000,000.00 (ONE BILLION TWO HUNDRED
AND FIFTY MILLION DOLLARS)
Issue Date: DECEMBER 4, 2017
Expiry Date: DECEMBER 4, 2018
We, the Central Bank of Brazil, hereby issue with full bank responsibility and liability for and on behalf of
STEPHEN NDUKA UDENSI, the current Cash-Backed BG with cash funds in the amount of USD
1,250,000,000.00 (ONE BILLION TWO HUNDRED AND FIFTY MILLION DOLLARS) as to the date of this letter
to be used on CASH-BACKED transactions between HSBC HOLDINGS PLC and our client mentioned above.
The amount of the present official bank guarantee is blocked in the floating account of the Central Bank of
Brazil.
We further reinstate that the present instrument is in our custody and will not be altered or pledged for a
period of one (1) year and one (1) month from the date of this instruction.
However, it may be renewed upon request and renegotiation. We Central Bank of Brazil as the issuing bank,
declare that the guarantee is free and clear of any deductions, limitations, conditions or restrictions.
For and on behalf of Central Bank of Brazil

Authorized signatures
MARCIO BARREIRA DE AYROSA MOREIRA ALEXANDRE KIOTO ARAUJO YAMASUCHI

Head Department of Banking Operations Analyst Central Bank Of Brazil
and Payments System
Registration: 6.778.784-3 ID code: 04404271

TO: HSBC HOLDINGS PLC

FROM: CENTRAL BANK OF BRAZIL 4 DEC 2017
DECLARATION
IT IS HEREBY ACKNOWLEDGED AND CONFIRMED THAT THE CENTRAL BANK OF BRAZIL AND MINISTRY OF POPULAR FOR THE
FINANCES AT BRAZIL, HAVE AUTHORIZED THE TRANSFER OF OWNERSHIP OF THE FOLLOWING GLOBAL BONDS TO STEPHEN NDUKA
UDENSI OF THE FOLLOWING GLOBAL BONDS HERE BELLOW STATED.
ISIN CODE :US459058FT50

CUSIP NUMBER :(641,399/19) 459058FT5
COMMON CODE :100746228
FIRST CLOSING DATE :4 DEC – 2017
MATURITY DATE :27 NOV – 2019
AMOUNT :USD$ 1,250,000,000
ISSUER :CENTRAL BANK OF BRAZIL
CURRENCY :USD
SERIAL REGISTRATION :CB200.238-027
CEDEL :202781
INSTRUMENT :GLOBAL BONDS
BENEFICIARY :STEPHEN NDUKA UDENSI
THE BONDS HAVE BEEN ISSUED FROM THE CENTRAL BANK OF BRAZIL AND THE FINANCE ALL OTHER GOVERNMENT AUTHORITIES.
WE BANK CENTRAL OF BRAZIL, HEREBY DECLARE THAT ALL THE BONDS HAVE BEEN LEGALY ASSIGNED AND TRANSFERRED TO
STEPHEN NDUKA UDENSI.
TO SUPPORT A SOCIAL PROJECT FOR BRAZIL AND HAS ISSUED FREE AND CLEAR OF ANY DEDUCION OR FEE BY THE GOVERNMENT
OF BRAZIL OR BY ANY OTHER SUB-DIVISION OF GLOBAL AUTHORITY THEREOF OR THEREIN AND WITHOUT ANY ENCUMBRANCE
WHATSOEVER AND THE THESE BONDS ARE FREELY NEGOTIABLE FOR THE PURPOSE WHICH BENEFICIARY HAS DEFINED.
BRASÍLIA, DF-BRAZIL, DECEMBER 4, 2017.

Head Department of Banking Operations and Payments System Analyst Central Bank Of Brazil


DEPARTMENT OF EXTERNAL DEBT OF INTERNATIONAL RELATIONS
OFFICIAL SAFE-KEEPING RECEIPT
WE, HEREBY CENTRAL BANK OF BRASIL, WITH FULL BANKING RESPONSABILITY DECLARE WE HAVE IN CUSTODY THE FOLLOWING
GLOBAL BONDS:
INSTRUMENT NAME: CASH-BACKED BANK GUARANTEE # CB200.238-027

ISIN CODE: US459058FT50
ISSURER: CENTRAL BANK OF BRASIL
FIRST CLOSING DATE: 27 NOV 2019
AMOUNT: USD$ 1,250,000,000,00 (ONE BILLION TWO HUNDRED AND FIFTY MILLION DOLLARS)
CUMMON CODE: 100746228
LEGAL REPRESENTATIVE: STEPHEN NDUKA UDENSI.
THE CUSTODY IS DURING ONE YEAR AND ONE MONTH. AUTOMATICALLY RENEWABLE. WE CENTRAL BANK OF BRAZIL AS THE
ISSUING BANK, DECLARE THAT: THE BONDS ARE FREE AND CLEAR OF ANY DEDUCTIONS, LIMITATIONS CONDITIONS OR
RESTRICTIONS.
FOR AND ON BEHALF CENTRAL BANK OF BRAZIL
AUTHORIZED SIGNARURES



OFFICIAL CERTIFICATION
WE, CENTRAL BANK OF BRAZIL AT SQUARE 3, BLOCK B, ED SEDE ZIP CODE 70.074.900 BRASÍLIA (DF) BRAZIL; FOR AND ON BEHALF
OUR CLIENT: STEPHEN NDUKA UDENSI; WE HEREBY ISSUE OUR IRREVOCABLE CASH-BACKED BANK GUARANTEE # CB200.238-027,
IN YOUR FAVOR FOR: HSBC HOLDINGS PLC WITH ADDRESS: 8 CANADA SQUARE, E14 5HQ, LONDON, UNITED KINGDOM; FOR THE
BENEFIT OF ACCOUNT NAME: STEPHEN NDUKA UDENSI; UP TO AN AGGREGATE AMOUNT OF: USD$ 1,250,000,000,00 (ONE
BILLION TWO HUNDRED AND FIFTY MILLION DOLLARS) IN THE LAWFULL CURRENCY OF THE EUROPEAN UNION; AS A SECURITY FOR
YOUR GRANTING LOAN TO: STEPHEN NDUKA UDENSI.
THIS STAND BY LETTER OF CREDIT IS AVALIBLE BY YOUR SIGHT DRAFTS OR CLAIM DRAWN ON US ACCOMPANIED BY YOUR SIGNED
STATEMENT CERTIFYING THAT: STEPHEN NDUKA UDENSI HAS DEFAULTED IN THEIR OBLIGATIONS.
WE AGREE THAT ALL DRAFTS DRAWN HEREUNDER IS IN COMPLIANCE WITH THE TERMS OF THIS CREDIT AND SHALL BE HONORED
UPON PRESENTATION. EACH DRAWING HONORED AND EACH PAYMENT OR PREPAYMENT BY THE UNDERSIGNED HEREUNDER
SHALL PERTAIN-TO REDUCE THE AMOUNT AVAILABLE UNDER THIS LETTER OF CREDIT.
THIS STANDBY LETTER OF CREDIT WILL BE VALID UNTIL: 4 DEC 2018 WE HEREBY UNDERTAKE TO PAY YOU THAT ANY CLAIM IN
RESPECT OF THE PRINCIPAL (INTEREST, COMMISSIONS, AND CHARGES) FOR THE MAXIMUM AMOUNT OF: USD$ 1,250,000,000,00
(ONE BILLION TWO HUNDRED AND FIFTY MILLION DOLLARS) IN THE LAWFUL CURRENCY OF THE EUROPE UNION; WHICH IS STILL
OUTSTANDING, SHALL BE PAID BY US, PROVIDED THAT A CLAIM IS MADE BY YOU WITHIN THE EXPIRY DATE.
THIS STANDBY LETTER OF CREDIT IS SUBJECTED TO THE PRATICE OF DOCUMENTARY CREDITS, 2007 REVISION, ICC PUBLICATION
NO 600.
FOR AND BEHALF CENTRAL BANK OF BRAZIL, ADDRESS, SQUARE 3, BLOCK B, ED. SEDE, ZIP CODE 70.074.900 BRASÍLIA (DF) BRAZIL.
SINCERELY,


LOND
NDOON,
N, DDECE
ECEMMBE
BERR 41,, 22001177
CERTIFICATE OF OWNERSHIP THE BANK GUARANTEE
WE, THE UNDERSIGNED HSBC HOLDINGS PLC, IN ACCORDANCE WITH CENTRAL BANK
OF BRAZIL AND IBRD, AND IN CONFORMITY WITH THE ARTICLES OF NATIONAL
CONSTITUTION, GRANTS THE FULL OWNERSHIP TO: STEPHEN NDUKA UDENSI UPON
YOUR FIRST DEMAND, THE OWNERSHIP OF INSTRUMENT HERE BELOW STATED:
ISIN CODE :US459058FT50 IBRD

CUSIP NUMBER :(641,399/19) 459058FT5
COMMON CODE :100746228
FIRST CLOSING DATE :4 DEC – 2017
MATURITY DATE :27 NOV – 2019
AMOUNT :USD$ 1,250,000,000,00
ISSUER :CENTRAL BANK OF BRAZIL
CURRENCY :USD
SERIAL REGISTRATION :CB200.238-027
CEDEL :202781
INSTRUMENT :GLOBAL BONDS
BENEFICIARY :STEPHEN NDUKA UDENSI
MARC MOSES MARK TUCKER

NON-EXECUTIVE GROUP CHAIRMAN AND
CHAIRMAN OF THE NOMINATION COMMITTEE

Securities Database
Euroclear Bank
Securities Database (International)
Euroclear System On-line
Securities Code Information
Beneficiary: STEPHEN NDUKA UDENSI

Information: Custody Bank
Type: Transfer
Issue Bank: HSBC HOLDINGS PLC
Issue City: LONDON
ISIN Code: US459058FT50
Value: 1,250,000,000
Currency: USD
Creation Date: 4 DEC 2017
NOTE, THE CONFIRMATION MADE UNDER THE INTERNATIONAL PARAMETERS OF FINANCIAL ORGANIZATIONS PREVIOUSLY
MENTIONED CODE VERIFIED TO BANK THIS TRANSACTION SUCCESSFUL.

Securities Database
Information Centre Securities
SUBJECT: EUROCLER 89021
Welcome to our system of EUROCLEAR BANK, their transaction was processed by our system in a successful way. Registered
under the number Tx80255 in an effective and reliable way.
Bank Name HSBC HOLDINGS PLC

Bank Address 8 CANADA SQUARE, E14 5HQ, LONDON,
UNITED KINGDOM
Swift Code MIDLGB22
Account Name STEPHEN NDUKA UDENSI
Account Number 76300013329
Beneficiary STEPHEN NDUKA UDENSI
ISIN US459058FT50
Value 1,250,000,000
Currency USD
Yours Sincerely
The Euroclear Webteam

Securities Database
Euroclear Bank
Securities Database (International)
Euroclear System On-line
Securities Code Information
Bank Name: HSBC HOLDINGS PLC

In Favour of: STEPHEN NDUKA UDENSI
Swift Code: MIDLGB22
ISIN: US459058FT50
Information: Free e Clear Delivery Transfer
Digital Certificate Number: 60001972378840642965531
Issue City: LONDON
EuroClear Code: 89021
Blockade Code: FTV200238027
Value: 1,250,000,000
Currency: USD
BL - 5 Number: 8603202
BL - 2 Number: 7498026
Blockade Date: 4 DEC 2017
Sedol 1 Access Code: B3Z5XR8
Settlement Code: Tx80255
Settlement Day: 27 NOV 2019
Trade Day: 4 DEC 2017
Status: Delivery Free Payment
NOTE THE CONFIRMATION MADE UNDER THE INTERNATIONAL PARAMETERS OF FINANCIAL ORGANIZATIONS PREVIOUSLY
MENTIONED CODE VERIFIED TO BANK THIS TRANSACTION SUCCESSFUL.

Automatic coupon compensation

Under certain circumstances, we may decide to offer an automatic coupon compensation service for a specific payment by
adjusting the cashback of your securities transaction instruction. We offer the automatic coupon compensation service upon our
discretion.
To find out if a specific security is eligible, go to the ‘More detailed coupon/dividend information’ section in our Securities database.
To benefit from the service, you must follow all of the following criteria:
The security must be eligible for the automatic coupon compensation service. The
actual settlement date of the trade must be after the record date of the coupon.
The contractual settlement date of the trade must be before the interest period
ending date of the coupon.
The transaction must be an against payment internal transaction (i.e between two
Euroclear Bank Participants).
We adjust compensations for the entire actual period and value date of the applicable coupon payment. If a partial redemption ,
without reduction of the nominal amount, pays alongside the coupon (same payment date), these proceeds will also be included in
the compensation.
Automatic coupon compensation is applied even if your trade settles ‘late’ or after the coupon payment date.
In practical terms, this means:
Receipt - Crediting your account and debiting your counterparty

Delivery - Debiting your account and crediting your counterparty
We may adjust the compensation manually after we have processed the actual coupon if:
Your trade was not automatically compensated due to missing coupon information on the settlement date; or the payment details
(price, record date, interest period) have changed since settlement date.
We will usually notify you of a manual adjustment by updating the initial corporate action notification (DACE notice type 360 INTR
‘Standard Income payment’) or equivalents SWIFT MT 799/760. We automatically detect eligible trades for compensation based on
four above-mentioned criteria. If you disagree with our automatic compensation you will need to agree on further adjustments
directly with your counterparty.
(*)For floating rate notes, the maturity date saves only as an indication, until it is fixed after the final coupon starting date.

Certificate of Ownership for USD 1.25 Billion Bank Guarantee

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Certificate of Ownership for USD 1.25 Billion Bank Guarantee

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LONDON, DECEMBER 4, 2017

STEPHEN NDUKA UDENSI

CERTIFICATE OF OWNERSHIP THE BANK GUARANTEE

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Common Nominal First Payment Record Last

APPLICANT INITIALS PAGE 01 OF 22

Common code: Issuer name: HSBC HOLDINGS PLC

Instrument: NOTE Shortname: HSBC HOLDINGS PLC

Nominal currency: USD Issuer category: Credit institution

General Information Issuer country: UNITED KINGDOM

Security name: HSBC HOLDINGS PLC Issuer city: LONDON

Additional ECB Tiering:

Instrument: NOTE Instrument nature Market category

Code Creation Date: Market Global Global US

ISMAG: Total issued amount: 1,250,000,000

FATCA Withholding Not subject to FATCA First Closing: 4 DEC 2017

Common code: 100746228 Legal Form: Registered

Maturity Date (*): 27 NOV 2019 Certification

Service agents Certificarion date:

Role Name City

Initial After Exchange

LEAD HSBC SECURITIES NEW YORK Global from

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Rato type: Fixed rate Multiple tradable 1,000

Payment date: 27 NOV 2019 Receipts in Euroclear Yes, free and

Coupon calculation: Deliveries from Yes, free and again

Tax retention: Not subject to whihholging Authorized:

Payment processing The payment processing Settlement autorized Yes

Current coupon Last/Previous coupon Payment Frequency: Semi-annually

Interest rate: 1.125% 1.125% Expected fixing date:

Nominal currency (*): USD USD FRN reset frequecy code:

Amount (**): 30.5 30.5 Record date rule:

Fixed amount: No No Market claims/ Neither processed nor reported

Payment date: 27 NOV 2019 27 NOV 2019 Coupum in Euroclear

Ex-date: Interesting link(s):

Start date: 4 DEC 2017 4 DEC 2017

End date: 4 DEC 2017 4 DEC 2017

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Issue Name HSBC HOLDINGS PLC 1,250,000,000

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Issue name HSBC HOLDINGS PLC

Detailed general information

Security short name IBRD, 1.125% 27 NOV 2019

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Security code Information

Sedol 1 access code B3Z5XR8 Settlement code Tx80255

BB Number Registration CB200.238-027 Issued Amount 1,250,000,000

Official Statement Instructions

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Coupon/dividend and redemption information

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BENEFICIARY: STEPHEN NDUKA UDENSI

WE OF EUROCLEAR, WITH FULL AUTHORITY AND

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HSBC HOLDINGS PLC WITH PARTNERSHIP IBRD

FOR AND ON BEHALF HSBC HOLDINGS PLC WITH PARTNERSHIP IBRD

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Received Date 4 DEC 2017

Common Code 100746228

Issue name HSBC HOLDINGS PLC