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Sanjay Ruparelia
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Abstract
Since 2004, India has introduced a series of progressive national bills
that enact a right to new civic entitlements, ranging from information,
work and education to forest conservation, food and basic public services.
What explains the emergence of these laws? How are the rights conceived
by these acts conceptualized, operationalized and pursued? What are
the promises, challenges and risks—legal, political and economic—of
enshrining socioeconomic entitlements as formal statutory rights? This
paper engages these questions. In part 1, I argue that three slow-burning
processes since the 1980s, distinct yet related, catalyzed India’s new rights
agenda: high socio-legal activism, rapid uneven development and the
expanding popular foundations of its federal parliamentary democracy.
Significantly, all three processes exposed the growing nexus between political
corruption and socioeconomic inequality. Equally, however, each raised
popular expectations for greater social justice that were only partly met. Part
2 of the paper evaluates India’s new rights agenda. The promise of these
new laws is threefold: they breach the traditional division of civil, political
and socioeconomic rights, devise innovative governance mechanisms that
enable citizens to see the state and provide fresh incentives for new political
coalitions to emerge across state and society. Several risks exist, however.
Official political resistance from above and below, the limited capacities
of judicial actors, state bureaucracies and social forces and the relatively
narrow base of many of these new movements endanger the potential of
these reforms. The paper concludes by considering several imperatives
that India’s evolving rights movement must confront to realize its ambition.
Introduction1
S
ince 2004, India has enacted a series of national legislative acts that
enshrine new civil liberties and socioeconomic entitlements through
legally enforceable rights. The Right to Information Act (RTI), 2005,
mandates government agencies to release information regarding their
____________________
1
I benefitted from discussions with Tanni Mukhopadhyay, John Harriss, Reetika Khera, Rob
Jenkins, Yamini Aiyar and Atul Kohli over various aspects of this paper, and the suggestions of two
anonymous reviewers. Any remaining mistakes are mine.
____________________
2
Pratap Bhanu Mehta, “Public advisory,” Indian Express, 6 April 2010.
3
See Stuart Corbridge, Glyn Williams, Manoj Srivastava and René Véron, Seeing the State:
governance and governmentality in India (Cambridge: Cambridge University Press, 2005), 47-84.
4
Geof Wood and Ian Gough, “A comparative welfare regime approach to global social policy,”
World Development 34, no. 10 (2006), 1705.
5
See Gosta Esping-Andersen, The Three Worlds of Welfare Capitalism (Princeton: Princeton
University Press, 1990); Yusuf Bangura, ed., Democracy and Social Policy (Basingstoke: Palgrave Macmillan,
2007); and Wood and Gough, “A comparative welfare regime approach to global social policy,” 1708.
570
India’s New Rights Agenda
In the second, the desire for prosperity and security led the authoritarian
political elites of East Asia to fashion “productivist welfare regimes,” which
raised the human capital and living standards of labour at the cost of severe
political repression. The genesis of India’s new welfare paradigm, as I show,
exhibits various elements of these earlier paradigms. Despite the remarkable
historical achievement of consolidating a constitutional representative
democracy in a poor agrarian society and the persistence of a vibrant
parliamentary left, India’s national politics have proven relatively unresponsive
to popular social demands for greater material equality. Social movements
seeking to defend such interests have more often pressed their claims vis-à-vis
t h e b u r e a u c r a c y a n d j u d i c i a r y. T h e i r r e s p e c t i v e s t r u g g l e s
have rarely penetrated the national electoral arena, a domain that has been
dominated by the politics of identity, especially since 1989.6 Hence the
significance of many of India’s recent landmark acts, which culminated from
social activists and activist judges working in tandem with progressive party
politicians.
Finally, the last decade has witnessed the expansion of ambitious welfare
programs throughout Asia in response to worsening socioeconomic
inequalities.7 These range from massive universal health insurance programs
in Indonesia and the Philippines, ambitious pension schemes in Thailand
and China, and minimum income support for poorer citizens in South Korea.
Indeed, the speed and scale of these initiatives is remarkable, given that
classic welfare states of Europe took half a century to develop. A distinctive
feature of India’s new welfare paradigm, however, concerns its efforts to
promote greater political transparency, responsiveness and accountability.
This is the purpose of the Right to Information Act, of course, as well as the
so-called Citizens Grievances Bill. Yet similar concerns also inform the novel
design features of the NREGA, rechristened the Mahatma Gandhi National
Rural Employment Guarantee Act (MGNREGA) in 2009, which allow its
poor intended beneficiaries to participate in social audits of local public
officials. These new governance mechanisms furnish poorer citizens with an
opportunity to challenge the practices of corruption and patronage that
have enabled benefits to be targeted towards or captured by particular social
groups in the past. Arguably, the move to provide socioeconomic entitlements
through novel civic rights and governance reforms is an innovative state-
building project that aims to curb the danger of authoritarian high
modernism by allowing India’s citizenry to “see the state.”8
____________________
6
Mary Katzenstein, Smitu Kothari and Uday Mehta, “Social movement politics in India:
institutions, interests, and identities,” in The Success of India’s Democracy, ed. Atul Kohli (Cambridge:
Cambridge University Press, 2001), 244-246.
7
See The Economist, “Asia’s next revolution,” 8 September 2012.
8
See James C. Scott, Seeing like a State: how certain schemes to improve the human condition have failed
(New Haven: Yale University Press, 1998), and Corbridge et al, Seeing the State.
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Pacific Affairs: Volume 86, No. 3 – September 2013
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India’s New Rights Agenda
The right to life includes the right to live with human dignity and all
that goes with it, namely, the bare necessities of life such as adequate
nutrition, clothing and shelter and facilities for reading, writing and
expressing oneself in diverse forms, freely moving about and mixing and
commingling with fellow human beings.9
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Pacific Affairs: Volume 86, No. 3 – September 2013
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12
Rajni Kothari, “The non-party political process,” Economic and Political Weekly 19, no. 5 (4
February 1984): 216-224.
13
Upendra Baxi, “The (im)possibility of constitutional justice: seismographic notes on Indian
constitutionalism,” in India’s Living Constitution: ideas, practices, controversies, eds. Zoya Hasan, E.
Sridharan and R. Sudarshan (New Delhi: Permanent Black, 2006), 48.
14
Katzenstein et al., “Social movement politics in India,” 249.
15
Amita Baviskar, “Social movements,” in The Oxford Companion to Politics in India, eds. Niraja
Gopal Jayal and Pratap Bhanu Mehta (New Delhi: Oxford University Press, 2010), 384.
16
Amit Sibal, “From ‘niti’ to ‘nyaya’,” Seminar 615 (November 2010), 32, fn 30; Rob Jenkins,
“Non-governmental organizations,” in The Oxford Companion to Politics in India, 426.
17
Rudolph and Rudolph, “Redoing the constitutional design,” 137.
18
Baxi, “The (im)possibility of constitutional justice,” 48.
19
Rudolph and Rudolph, “Redoing the constitutional design,” 134.
20
Katzenstein et al., “Social movement politics in India,” 257.
21
Rudolph and Rudolph, “Redoing the constitutional design,” 138.
22
Shylashri Shankar and Pratap Bhanu Mehta, “Courts and socioeconomic rights in India,” in
Courting Social Justice, 151.
574
India’s New Rights Agenda
575
Pacific Affairs: Volume 86, No. 3 – September 2013
____________________
30
Harriss, “How far have India’s economic reforms been guided by ‘compassion and justice’?”
in Understanding India’s New Political Economy: a great transformation? eds. Sanjay Ruparelia, Sanjay
Reddy, John Harriss and Stuart Corbridge, (London: Routledge, 2011), 137.
31
See Shankar and Mehta, “Courts and socioeconomic justice in India,” 152-163.
32
Madhav Khosla, “Making social rights conditional: lessons from India,” International Journal of
Constitutional Law (forthcoming), 5, 16 and 19, http://papers.ssrn.com/sol3/papers.cfm?abstract_
id=1742746, retrieved 1 May 2011.
33
Khosla, “Making social rights conditional,” 4.
34
Shankar and Mehta, “Courts and socioeconomic rights in India,” 178.
35
Mehta, “The rise of judicial sovereignty,” 76.
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India’s New Rights Agenda
The second major change that spurred India’s new rights agenda was,
following Polanyi, the partialities of its own “great transformation.”36 The
introduction of a “pro-business tilt” in economic policy in the 1980s, followed
by structural adjustment in the 1990s, stimulated faster aggregate growth,
sectoral diversification and technological change. The deregulation of trade,
industry and investment—from commerce, banking and insurance to mining,
transportation and telecommunications—has expanded the membership
and size of the corporate capitalist class.37 Booming property markets and
real estate developments have reconfigured the landscape in major urban
centres as well as smaller regional cities.38 The cumulative impact of these
reforms has been striking.39 On average, aggregate economic growth per
annum grew 5 percent in the 1980s, 6 percent in the 1990s and over 7 percent
since 2000. Moreover, the state took advantage of general economic
prosperity to capture greater public revenues. Between 1990-1991, 2000-2001
and 2007-2008, gross domestic savings as a percentage of gross domestic
product (GDP) increased from 22.8 percent to 23.7 percent to 37.7 percent.
Correspondingly, gross tax receipts fell from 15.4 percent to 14.5 percent
between 1990-1 and 2000-1, but subsequently increased to 18.9 percent by
2007-8. The steady improvement in the country’s fiscal position made it
possible to expand basic social programs, undercutting the traditional
argument versus socioeconomic rights, namely their affordability.
Yet India’s social majorities continued to endure deep human
deprivations.40 According to official government statistics, the proportion of
the rural population below the absolute poverty line declined from 46.5
percent in 1983 to 28.7 percent in 2004-2005. The corresponding urban
figures declined from 43.6 percent to 25.9 percent.41 Despite these gains,
over two hundred million individuals remained in extreme poverty a decade
ago, a staggering figure that underscores the relatively low poverty elasticity
of India’s aggregate economic growth. Indeed, the pace of national poverty
reduction declined following economic liberalization.42 Similarly, total public
spending on primary education and basic healthcare as a percentage of GDP
increased absolutely in the 1990s. However, it was lower in relative terms
____________________
36
Karl Polanyi, The Great Transformation: the political and economic origins of our time (Boston: Beacon
Press, 1957).
37
Partha Chatterjee, “Democracy and economic transformation in India,” in Understanding India’s
New Political Economy, 23.
38
See Nandini Gooptu, “Economic liberalization, urban politics and the poor,” in Understanding
India’s New Political Economy, 35-49.
39
Devesh Kapur, “The political economy of the state,” in The Oxford Companion to Politics in India,
446.
40
The following draws on Harriss, “How far have India’s economic reforms been guided by
‘compassion and justice’?”
41
Himanshu, “Recent trends in poverty and inequality: some preliminary results,” Economic &
Political Weekly 42, no. 6 (10 February 2007), 498.
42
Himanshu, “Recent trends in poverty and inequality,” 499.
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Pacific Affairs: Volume 86, No. 3 – September 2013
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43
Chatterjee, “Democracy and economic transformation in India,” 20.
44
Chatterjee, “Democracy,” 20; and Gooptu, “Economic liberalization, urban politics and the
poor.”
45
Vamsi Vakulabharanam and Sripad Motiram, “Political economy of agrarian distress in India
since the 1990s,” in Understanding India’s New Political Economy, 101-127.
46
Corbridge, “The contested geographies of federalism in post-reform India,” in Understanding
India’s New Political Economy, 78.
47
See Rob Jenkins, Democratic Politics and Economic Reform in India (Cambridge: Cambridge
University Press, 1999), 86-106.
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India’s New Rights Agenda
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48
Atul Kohli, Poverty amid Plenty in the New India (New York: Cambridge University Press, 2012),
55-56.
49
See the special issue of Economic & Political Weekly, “Farmers’ Suicides and the Response of
Public Policy,” 41, no. 26 (30 June 2006).
50
Corbridge, “The contested geographies of federalism in post-reform India,” 77.
51
Corbridge, “The contested geographies of federalism in post-reform India,” 68.
52
Yogendra Yadav, “Electoral politics in a time of change: India’s third electoral system, 1989-99,”
Economic & Political Weekly (21-28 August 1999): 2393-2399.
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53
For example, see Francine R. Frankel, India’s Political Economy 1947-2004: The gradual revolution,
2nd edition (New Delhi: Oxford University Press, 2006), 689.
54
Christophe Jaffrelot, India’s Silent Revolution: The rise of the lower castes in north Indian politics
(New Delhi: Permanent Black, 2003).
55
The following summarizes the conclusions of Sanjay Ruparelia, Divided We Govern: the paradoxes
of India’s coalition politics (London: Hurst, forthcoming).
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India’s New Rights Agenda
At its root, however, the presumptive leaders of the third force could not
develop “an ideological chain of equivalence”56 capable of synthesizing their
respective strengths into a transcendent emancipatory politics. On the one
hand, India’s socialists failed to develop a politics of redistribution that could
address the deeper structural inequalities suffered by their most disadvantaged
constituents. Moreover, its leading politicians used the politics of recognition
to mobilize increasingly narrow segments, man the state apparatus with their
own supporters and brazenly perpetrate new forms of corruption.57 The
attempt to realize social empowerment disproportionately through
reservations and largely symbolic acts of pride, resistance and insubordination
failed to equalize social access to primary education, basic healthcare and
productive employment opportunities.58 Indeed, basic class antagonisms
began to undermine the wider socialist cause, splitting many parties and the
wider alliance.
On the other, the communist Left Front failed to appreciate fully that
ritual humiliation and political under-representation comprised distinct
manifestations of social injustice.59 Historically, political repression by
successive Congress administrations in New Delhi had constrained its regional
presence. Tellingly, however, despite periodic attempts to address caste-
specific grievances in local campaigns, the high ranks of the Left Front
severely over-represented upper caste groups.60 Hence its constituent parties,
facing an upsurge of lower-caste political assertion across northern India
since the late 1980s, found it hard to capture new political aspirations. In
addition, the Left played a two-level game regarding economic reform. In New
Delhi, the Politburo of the Communist Party of India (Marxist) championed
the need for greater government spending in physical infrastructure and
social services while opposing the public-sector disinvestment and the
liberalization of agriculture, retail and banking on grounds that it would
harm workers and the poor. In Kerala, despite adverse conditions, Left Front
administrations secured rising per capita incomes and declining poverty
ratios.61 In West Bengal, however, its counterpart slowly embraced structural
economic adjustment. The introduction of a new industrial policy in the
mid-1990s gradually led to “lockouts, retrenchments and closures” of failing
____________________
56
Yogendra Yadav, “Reconfiguration in Indian politics: state assembly elections, 1993-1995,” in
State and Politics in India, ed. Partha Chatterjee (New Delhi: Oxford University Press, 1997), 203.
57
See Corbridge et al, Seeing the State, 231-237.
58
See Zoya Hasan, “Representation and redistribution,” and Sudipta Kaviraj, “Democracy and
social inequality,” in Transforming India, 146-176 and 89-120, respectively.
59
Kaviraj, “Democracy and social inequality.”
60
See Christophe Jaffrelot and Sanjay Kumar, eds., Rise of the Plebeians? The changing face of Indian
legislative assemblies (New Delhi: Routledge, 2009).
61
Richard Sandbrook, Marc Edelman, Patrick Heller and Judith Teichman, Social Democracy in
the Global Periphery: origins, challenges, prospects (Cambridge: Cambridge University Press, 2007), 65-92.
581
Pacific Affairs: Volume 86, No. 3 – September 2013
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62
Dwaipayan Bhattacharyya, “Election 1999: ominous outcome for Left in West Bengal,” Economic
& Political Weekly, 34, 46/47 (20 November 1999): 3267-3270.
63
Pranab Bardhan, “Our self-righteous civil society,” Economic & Political Weekly 46, no. 29 ( 16
July 2011): 16-18.
64
Partha Chatterjee, The Politics of the Governed: reflections on popular politics in most of the world
(New York: Columbia University Press, 2004).
65
Chatterjee, “Democracy and economic transformation in India,” 22.
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India’s New Rights Agenda
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66
Chatterjee, “Democracy and economic transformation in India,” 27; my emphasis.
67
Chatterjee, “Democracy and economic transformation in India,” 21.
68
Corbridge et al., Seeing the State, 255-262 and 20.
69
Deepta Chopra, “Policymaking in India: a dynamic process of statecraft,” Pacific Affairs 84,
no. 1 (March 2011): 89-107.
70
Amita Baviskar and Nandini Sundar, “Democracy versus economic transformation?” Economic
& Political Weekly 43, no. 46 (November 18, 2008), 88.
71
Aditya Nigam, “Politics, ‘political society’ and ‘the everyday’,” Kafila, 31 March 2012, http://
kafila.org/2012/03/31/politics-political-society-and-the-everyday/, last accessed 7 January 2013.
583
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72
See Samuel Moyn, The Last Utopia: human rights in history (Harvard University Press, 2010).
73
Claims by Moyn, quoted by Robin Blackburn, “Reclaiming human rights,” New Left Review, 69
(May-June 2011), 128.
74
RTI Assessment and Analysis Group (Raag) and National Campaign for People’s Right to
Information (NCPRI), Safeguarding the Right to Information: report of the people’s RTI assessment 2008,
http://www.rtigateway.org.in/Documents/References/English/Reports/8.%20RaaG%20study_exe_
summary%20-%20revised.pdf, last accessed 7 January 2013.
584
India’s New Rights Agenda
585
Pacific Affairs: Volume 86, No. 3 – September 2013
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79
I thank Yamini Aiyar for emphasizing this point to me.
80
Corbridge et al., Seeing the State.
81
The following summarizes Jenkins, “Realising the right to work,” 29-34, which reviews Reetika
Khera, ed., The Battle for Employment Guarantee (New Delhi: Oxford University Press, 2011).
82
I thank Jim Manor for sharing these observations (personal communication).
83
These last two points are made by Jean Drèze and Reetika Khera, “The battle for employment
guarantee,” in The Battle for Employment Guarantee, 74-75.
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India’s New Rights Agenda
____________________
84
Shankar and Mehta, “Courts and socioeconomic rights in India,” 154, fn 32.
85
Mehta, “The rise of judicial sovereignty,” 72.
86
The following summarizes Kapur, “The political economy of the state,” in The Oxford Companion
to Politics in India, 453. The inadequacy of personnel and funds afflicts gram panchayats chairpersons
as well, leading to demoralization and corruption (Jim Manor, personal communication).
87
Lant Pritchett, “Is India a flailing state? detours on the four lane highway to modernization,”
Harvard Kennedy School Working Paper Series RWP09-013, May 2009, 4, http://web.hks.harvard.
edu/publications/citation.aspx?PubId=6599; last accessed 7 January 2013.
88
See Anuradha Joshi, “Do rights work? law, activism and the Employment Guarantee Scheme,”
World Development 38, no. 4 (2009): 620-630.
89
See Shankar and Mehta, “Courts and socioeconomic rights in India.”
90
Harriss, “How far have India’s economic reforms been guided by ‘compassion and justice’?”
129 and 137.
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Pacific Affairs: Volume 86, No. 3 – September 2013
Moreover, the various gains made by these civic activists are extremely
valuable. And prior university training, high bureaucratic experience and
distinguished academic profiles clearly helped these actors make the case for
expanding India’s welfare regime vis-à-vis elected representatives, elite
bureaucrats and sitting judges. Yet the concern over the predominantly
middle-class leadership of many rights-based organizations, and their relatively
narrow base, is deep and genuine. The contrast with the renewed Maoist
insurgency in many parts of India, whose leadership reportedly includes many
individuals from tribal communities, is perhaps instructive. To put it in
Polanyi’s terms, the mobilization of India’s new rights agenda still largely
represents a “counter-movement from above” rather than “below.”91
____________________
91
I thank John Harriss for emphasizing this point to me.
92
Cited by Kapur, “The political economy of the state,” 444.
93
Chandhoke, “Democracy and well-being in India,” 26.
94
For example, Pritchett, “Is India a flailing state?” 37.
588
India’s New Rights Agenda
____________________
95
See Charles Taylor, Modern Social Imaginaries (Durham: Duke University Press, 2004).
96
Harriss, “How far have India’s economic reforms been guided by ‘compassion and justice’?”
134.
97
I thank Yamini Aiyar for emphasizing this point to me.
98
Pratap Bhanu Mehta, “Tomorrow’s battles,” Indian Express, 7 December 2011.
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New School for Social Research, New York, USA, March 2013
____________________
99
Chatterjee, “Democracy and economic transformation in India,” 33.
590