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Jezer C. Fernandez
Department of Mathematics
Mindanao State University
Marawi City, Philippines 9700
e-mail: jezerfernandez@gmail.com
Abstract
1
1 Introduction
Several generalizations of Stirling numbers have already appeared in the
literature starting from the twentieth century. Hsu and Shiue [13] have
listed almost all the generalizations of Stirling numbers which belong to
their unified generalization. One of these is the r-Stirling numbers of the
first and second kind which are defined, respectively, by Broder [3] as follows
n
:= number of permutations of the set {1, 2, · · · , n} into k nonempty
k r
disjoint cycles, such that the numbers 1, 2, · · · , r are in distinct
cycles.
n
:= number of partitions of the set {1, 2, · · · , n} into k nonempty
k r
disjoint classes (or blocks), such that the numbers 1, 2, · · · , r are in
distinct classes (or blocks).
These numbers are also known as the Whitney numbers of Dowling lat-
tices, which have their origin in a class of lattices, based on a finite group
G of order m, introduced by Dowling [11]. Numerous properties on both
2
kinds of Whitney numbers have been established [2] including the horizontal
generating functions
n
X
(x + 1|α)n = (−1)n+k wα (n, k)xk
k=0
n
X
xn = Wα (n, k)(x − 1| − α)k .
k=0
3
the horizontal generating functions
n
n + r (α)
X
(x|α)n = (x − αr)k (3)
k+r r
k=0
n
n + r (α)
X
n
(x + αr) = (x| − α)k , (4)
k+r r
k=0
This paper aims to develop further extension of GTWN using the concept
of q-analogue.
4
• the weight of partition π
(α)
s B0 (α)
X
w(π) = q , s B0 = i.
(α)
i∈B0
(α)
• An,k,r := the set of all partitions of {0, 1, ..., n − 1} into k nonempty
parts such that the first r elements are in distinct partitions and the
elements of each subset can mutate in α ways, except the dominant
one.
Remark 2.1. The above weight function are chosen so that, when q = 1,
(α) (α)
n (α) n
= |An,k,r | = .
k 1,r k r
{{0}{1, 3}{2}}
5
Then
(1)
4
= q 0 + q 0+2 + q 0 + q 0+3 + q 0 = 3 + q 2 + q 3 . (7)
3 q,2
To compute quickly the first values of the q-analogue, let us consider the
following recurrence relation:
(α)
n
Theorem 2.1. The number satisfy the following recurrence relation
k q,r
where n ≥ k ≥ r ≥ 0.
(α)
Proof. We write An+1,k,r = C1 ∪ C2 ∪ C3 such that
(α)
• C1 is the set of all π ∈ An+1,k,r such that {n} is one of the nonempty
parts of π.
(α) (α)
• C2 is the set of all π ∈ An+1,k,r such that n ∈ Bi , i 6= 0, and
(α)
Bi \{n} =
6 φ.
(α) (α)
• C3 is the set of all π ∈ An+1,k,r such that n ∈ B0 .
Then we have
(α) (α) (α)
n n n
w(C1 ) = , w(C2 ) = α(k − 1) , and w(C3 ) = αq n .
k − 1 q,r k q,r k q,r
Using this recurrence relation, we can generate the first values of the q-
(α)
n
analogue. For instance, the following tables contain the values of
k q,r
for n = 0, 1, 2, 3, 4 with r = 2 and α = 1, 2:
(1)
4
Note that the value of as computed in (7) coincides with that in
3 q,2
Table 1.
6
(α)
n
Table 1: Table of Values for when α = 1
k q,r
n\k 0 1 2 3 4
0 1 0
1 0 1
2 0 0 1
3 0 0 q2 +1 1
4 0 0 q5 + q3 + q2 + 1 q3 + q2 + 3 1
(α)
n
Table 2: Table of Values for when α = 2
k q,r
n\k 0 1 2 3 4
0 1 0
1 0 1
2 0 0 1
3 0 0 2q 2 + 2 1
4 0 0 4q 5 + 4q 3 + 4q 2 + 4 2q 3 + 2q 2 + 6 1
7
By applying the triangular recurrence relation twice, we can have
n + 1 (α)
(α) (α)
n n
= + α(k − 1 + q n )
k q,r k − 1 q,r k q,r
(α)
n − 1 (α)
n n
= + α(k − 1 + q )
k − 1 q,r k − 1 q,r
n − 2 (α)
2 n n−1
+ α (k − 1 + q )(k − 1 + q )
k − 1 q,r
n − 2 (α)
3 n n−1 n−2
+ α (k − 1 + q )(k − 1 + q )(k − 1 + q ) .
k q,r
n + 1 (α)
(α)
n − 1 (α)
n n
= + α(k − 1 + q )
k q,r k − 1 q,r k − 1 q,r
n − 2 (α)
2 n n−1
+ α (k − 1 + q )(k − 1 + q )
k − 1 q,r
n − 2 (α)
3 n n−1 n−2
+ α (k − 1 + q )(k − 1 + q )(k − 1 + q )
k q,r
n−k
k − 1 (α)
Y
n−k+1 n−i
+ ... + α (k − 1 + q )
k − 1 q,r
i=0
n−k+1
k − 1 (α)
Y
+ αn−k+2 (k − 1 + q n−i ) .
k q,r
i=0
k − 1 (α)
Now, using the fact that = 0, we have the following vertical
k q,r
(α)
n
recurrence relation for .
k q,r
n
Theorem 2.2. The q-analogue of GTWN of the second kind satisfies
k q,r
the following vertical recurrence relation
(α) n−k+1 j−1
n − j (α)
n+1 X
j
Y
n−i
= α (k − 1 + q ) . (8)
k q,r k − 1 q,r
j=0 i=0
8
obtain
(2) (2) (2)
4 3 3 2
= + 2(3 − 1 + q )
3 q,r 2 q,r 2 q,r
= (2q 2 + 2) + 2(3 − 1 + q 3 ) = 2q 3 + 2q 2 + 6,
(2)
4
which is exactly the value of that appeared in Table 2.
3 q,r
n
Another form of recurrence relation can also be established for ,
k q,r
which is classified as horizontal recurrence relation. The following theorem
contains the said recurrence relation.
n
Theorem 2.3. The q-analogue of GTWN of the second kind satisfies
k q,r
the following horizontal recurrence relation
(α) n−k n (α)
n j (q − 1)k+j+1 n+1
X
= (−α) . (9)
k q,r (q n − 1)k+1 k + j + 1 q,r
j=0
Proof. Using the triangular recurrence relation in Theorem 2.1, the right-
hand side (RHS) of (9) gives
n−k (α)
(q n − 1)k+j+1
X n
RHS = (−1)j αj
(q n − 1)k+1 k + j q,r
j=0
n−k (α)
(q n − 1)k+j+1
X n
+ (−1)j αj α(k + j + q n
)
(q n − 1)k+1 k + j + 1 q,r
j=0
n−k (α)
(q n − 1)k+j+1
X n
= (−1)j αj
(q n − 1)k+1 k + j q,r
j=0
n−k (α)
(q n − 1)k+j+2
X n
+ (−1)j αj+1
(q n − 1)k+1 k + j + 1 q,r
j=0
(α) n−k (α)
(q n − 1)k+j+1
n X n
= + (−1)j αj
k q,r (q n − 1)k+1 k + j q,r
j=1
n−k (α)
(q n − 1)k+j+1
X n
+ (−1)j−1 αj
(q n − 1)k+1 k + j q,r
j=1
(α)
n
= .
k q,r
9
(α)
n
The next theorem contains an explicit formula for , which is
k q,r
analogous to certain identity of [3]. But before that, let us consider first the
following lemma from [10].
Lemma 2.4. [10, Corcino-Fernandez] The following relation holds
X
j1 +j2 +···+ji n−r+1 i(i−1+2r)
q = q 2 .
i q
r≤j1 <j2 <···<ji ≤n
(α)
Writing π ∈ An+1,k+1 in the form
(α) (α)
π = {0, j1 , j2 , · · · , ji }(α) /B1 / · · · /Bk
(α)
n+1 (α)
X
= w(An+1,k+1 ) = w(π)
k+1 q,r (α)
π∈An+1,k+1
n
n − i (α)
X X
j1 j2 ji
= αq αq · · · αq
k r−1
i=0 r≤j1 <···<ji ≤n
n (α)
X X n−i
= αi q j1 +j2 +···+ji
k r−1
i=0 r≤j1 <···<ji ≤n
n + 1 (α)
Theorem 2.5. The explicit formula for is given by
k + 1 q,r
n
n + 1 (α) X n − r + 1 n − i (α)
i(i−1+2r)
i
= αq 2 . (10)
k + 1 q,r i q k r−1
i=0
with p = 1.
10
Remark 2.3. The horizontal generating function for GTWN of the second
kind in (4) can be expressed as
n
n + r (α) k D x E
X
n
(x + αr) = α
k+r r α k
k=0
n
n + r (α) k
X
(αx + αr)n = α hxik .
k+r r
k=0
we obtain
k−r+1
n + 1 (α) αn−k
X k−r+1
= (−1)k−r+1−j × (12)
k + 1 q,r (k − r + 1)! j
j=0
n−r
Y
× (r − 1 + j + q r+i ). (13)
i=0
11
(α)
n
The next theorem contains a symmetric formula for which is
k q,r
analogous to the horizontal generating function of Stirling numbers of the
second kind.
n
Theorem 2.6. A q-analogue of GTWN of the second kind satisties
k q,r
the following relation
n−1
X (α)
n
hx − α(r − 1)|αik−r+1 = (x+αq r )(x+αq r+1 ) · · · (x+αq n−1 ).
k+1 q,r
k=0
we get
(α) n−1
n − i − 1 (α)
X
n n−r i
i(i−1+2r)
= αq 2
k+1 q,r i q k r−1
i=0
n−1
∆k−r+1 X n − r
i(i−1+2r)
= αi q 2 [α(x + r − 1)]n−r−i |x=0
(k − r + 1)! i q
i=0
n−r
∆k−r+1 X n − r
i(i−1+2r)
= αi q 2 [α(x + r − 1)]n−i−r |x=0 .
(k − r + 1)! i q
i=0
12
n−1 n−1
X ∆k−r+1 Y
= (αq j + α(x + r − 1))|x=0 ×
(k − r + 1)!
k=0 j=r
× hx − α(r − 1)|αik−r+1
n−1 k−r+1
1 k−r+1−j k − r + 1
X X
= (−1) ×
(k − r + 1)! j
k=0 j=0
n−1
)
Y
(αq l + α(r + j − 1)) hx − α(r − 1)|αik−r+1
l=r
n−1 k−r+1
1 k−r+1−j k − r + 1
X X
= (−1) ×
(k − r + 1)! j
k=0 j=0
n−r
X X
αi q i1 +i2 +···+ii [α(r + j − 1)]n−r−i ×
i=0 r≤i1 <i2 <···<ii ≤n−1
× hx − α(r − 1)|αik−r+1
n−1 n−r
X 1 X X
= αi q i1 +···+ii ×
(k − r + 1)!
k=0 i=0 r≤i1 <···<ii ≤n−1
k−r+1
k−r+1−j k − r + 1
X
n−r−i
(−1) [α(r + j − 1)] ×
j
j=0
× hx − α(r − 1)|αik−r+1 .
Using the explicit formula for (r, β)-Stirling numbers in (11) which also
appears in the paper by [8], we have
n−1
X (α) n−r
n X X
hx − α(r − 1)|αik−r+1 = αi q i1 +i2 +···+ii
k + 1 q,r
k=0 i=0 r≤i1 <i2 <···<ii ≤n−1
(n−1 )
X n−r−i
hx − α(r − 1)|αik−r+1 .
k − r + 1 α,α(r−1)
k=0
13
For example, when n = 4, α = 2 and r = 2, we have
3 (2)
X 4
hx − 2|2ik−1
k + 1 q,2
k=0
(2) (2) (2)
4 4 4
= + (x − 2) + (x − 2)(x − 4)
2 q,2 3 q,2 4 q,2
= (4 + 4q 2 + 4q 3 + 4q 5 ) + (6 + 2q 2 + 2q 3 )(x − 2) + (x − 2)(x − 4)
= x2 + 2q 2 x + 2q 3 x + 4q 5 = (x + 2q 2 )(x + 2q 3 ).
This motivates the authors to define a q-analogue of GTWN of the first kind
to possibly establish the inverse relation for the q-analogue of GTWN.
14
(α) (α)
n n
with r ≤ k−1. By convention, = 1 when r = k and n ≥ k, =1
k q,r 0 q,r
(α) (α)
n n
when n = 0, = 0 when n > 0 and = 0 when n < k or n, k < 0.
0 q,r k q,r
where δmn is the Kronecker delta. On the other hand, the relation in The-
orem 2.6 can be written as
(x + αq r ) · · · (x + αq n−1 )
n (α) X k (α)
X n k
= (−1)k−m (x + αq r ) . . . (x + αq m−1 )
k q,r m q,r
k=1 m=0
k
( n (α) )
X X n k
= (−1)k−m (x + αq r ) . . . (x + αq m−1 ).
k q,r m q,r
m=1 k=m
Theorem 3.1. The q-analogue of GTWN of the first kind satisfies the fol-
lowing orthogonality relations
n (α) (α)
X n
n−k k
(−1) = δmn
k q,r m q,r
k=m
n (α) (α)
k−m n k
X
(−1) = δmn .
k q,r m q,r
k=m
15
where In+1 is the identity matrix of order n + 1. That is,
(α) !−1 (α) !T
i i
(−1)i−j =
j q,r j q,r
0≤i,j≤n 0≤i,j≤n
and
(α) ! (α) !T
i−j i i
det (−1) = 1.
j q,r j q,r
0≤i,j≤n 0≤i,j≤n
for GTWN.
(α)
n
To compute quickly the first values of , we need the following
k q,r
triangular recurrence relation.
n
Theorem 3.3. The q-analogue of GTWN of the first kind satisfies
k q,r
n + 1 (α) n (α)
(α)
n
= + α(n − 1 + q k ) . (16)
k q,r k − 1 q,r k q,r
16
Proof. Equation (15) implies that
n+1
X (α)
n+1
(−1)n+1−k (x + αq r )(x + αq r+1 ) . . . (x + αq k−1 )
k q,r
k=0
= (x − α(r − 1) − α(n − r)) hx − α(r − 1)|αin−r
n (α)
X n
= (−1)n−k (x + αq k − αq k + α − αn)(x + αq r )(x + αq r+1 ) . . . (x + αq k−1 )
k q,r
k=0
n (α)
X n
= (−1)n−k (x + αq r )(x + αq r+1 ) . . . (x + αq k−1 )(x + αq k )
k q,r
k=0
n (α)
X n
+ (−1)n−k (−αq k − α(n − 1))(x + q r )(x + q r+1 ) . . . (x + q k−1 )
k q,r
k=0
n+1
X n
= (−1)n+1−k (x + q r )(x + q r+1 ) . . . (x + q k−1 )
k − 1 q,r
k=0
n
X
k n
+ (α(q + n − 1)) (−1)n+1−k (x + q r )(x + q r+1 ) . . . (x + q k−1 )
k q,r
k=0
∗
n
We observe that the q-Stirling numbers in [5] satisfy the relation
k q
∗ ∗ ∗
n+1 n k n
= + (n − 1 + q )
k q k−1 q k q
17
nonempty cycles C0 , C1 , . . . , Ck−1 of a permutation π ∈ Pn is called a nat-
ural decomposition if the ordering is according to decreasing largest ele-
ments of the cycles, the natural ordering. Since max(C0 ) = n, the natural
decomposition of C0 is given by {n}, C01 , C02 , . . . , C0i . Also, by [5], for
π = [C01 |C02 | . . . |C0i |n]C1 |C2 | . . . |Ck−1 ∈ Pn , we define
w(π) := q j1 +j2 +...+ji
where jl = m if C0l lies between Cm−1 and Cm in the natural ordering of
(α)
n
cycles and jl = k if max(C0l ) < max(Ck−1 ). Then the q-analogue of
k q,r
GTWN of the first kind can be interpreted as the sum of the weights of all
(α)
permutations π ∈ Pn,r such that the natural decomposition has exactly k
cycles.
One can easily observe that, by repeated application of the triangular
recurrence relation in Theorem 3.3, we can have
n + 1 (α) n (α)
(α)
k n
= + α(n − 1 + q )
k q,r k − 1 q,r k q,r
(α)
n − 1 (α) n − 2 (α)
n k 2 k
= + α(n − 1 + q )1 + α (n − 1 + q )2
k − 1 q,r k − 1 q,r k − 1 q,r
(α)
n−2
+ α3 (n − 1 + q k )3
k q,r
..
.
n (α) n − 1 (α) n − 2 (α)
k 2 k
= + α(n − 1 + q )1 + α (n − 1 + q )2
k − 1 q,r k − 1 q,r k − 1 q,r
(α)
k − 1 (α)
3 k n−3 n−k+1 k
+ α (n − 1 + q )3 + ... + α (n − 1 + q )n−k+1
k − 1 q,r k − 1 q,r
(α)
k−1
+ αn−k+2 (n − 1 + q k )n−k+2
k q,r
(α)
k−1
Since = 0, we have the following vertical recurrence relation for
k q,r
(α)
n
.
k q,r
n
Theorem 3.4. The q-analogue of GTWN of the first kind satisfies
k q,r
the following vertical recurrence relation
n−k+1
n + 1 (α) n − j (α)
X
j k
= α (n − 1 + q )j . (17)
k q,r k − 1 q,r
j=0
18
n
Theorem 3.5. The q-analogue of GTWN of the first kind satisfies
k q,r
the following horizontal recurrence relation
(α) X n
( j )
n + 1 (α)
n j−k
Y
i
= (−α) (n − 1 + q ) . (18)
k q,r j + 1 q,r
j=k i=k+1
Proof. By making use of (16), the right-hand side (RHS) of (18) gives
n
( j )
n + 1 (α)
X Y
j−k i
RHS = (−α) (n − 1 + q )
j + 1 q,r
j=k i=k+1
n
( j ) ( )
n (α) n (α)
X Y
j−k i j+1
= (−α) (n − 1 + q ) + α(n − 1 + q )
j q,r j + 1 q,r
j=k i=k+1
n
( j )
X Y n (α)
= (−α)j−k (n − 1 + q i )
j q,r
j=k i=k+1
n j+1
( )
n (α)
X Y
j−k j−k+1 i
+ (−1) α (n − 1 + q )
j + 1 q,r
j=k i=k+1
n j
(α) ( ) (α)
n X
j−k
Y
i n
= + (−α) (n − 1 + q )
k q,r j q,r
j=k+1 i=k+1
n j
( ) (α)
X
j−1−k j−k
Y
i n
+ (−1) α (n − 1 + q )
j q,r
j=k+1 i=k+1
(α)
n
= ,
k q,r
which is exactly the left-hand side of (18).
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