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Hydrogel Definition
Hydrogel Definition
materials
M. L. Oyen*
Interest in hydrogel materials is growing rapidly, due to the potential for hydrogel use in tissue
engineering and drug delivery applications, and as coatings on medical devices. However, a key
limitation with the use of hydrogel materials in many applications is their relatively poor
mechanical properties compared with those of (less biocompatible) solid polymers. In this review,
basic chemistry, microstructure and processing routes for common natural and synthetic
hydrogel materials are explored first. Underlying structure–properties relationships for hydrogels
are considered. A series of mechanical testing modalities suitable for hydrogel characterisation
are next considered, including emerging test modalities, such as nanoindentation and atomic
force microscopy (AFM) indentation. As the data analysis depends in part on the material’s
constitutive behaviour, a series of increasingly complex constitutive models will be examined,
including elastic, viscoelastic and theories that explicitly treat the multiphasic poroelastic nature of
hydrogel materials. Results from the existing literature on agar and polyacrylamide mechanical
properties are compiled and compared, highlighting the challenges and uncertainties inherent in
the process of gel mechanical characterisation.
Keywords: Hydrogel, Mechanical characterisation, Viscoelasticity, Poroelasticity, Rubber elasticity
a poly(ethylene glycol), also poly(ethylene oxide) (PEG/PEO); b polyHEMA; c poly(vinyl alcohol) (PVA); d poly(acrylamide)
(PAAm); e an amino acid, the repeating unit of a protein; f a disaccharide, the repeating unit of a polysaccharide
1 Chemical structures for some common hydrogels
and types of chemical bonding present in the final In terms of determining the physical properties of gels,
network.17,18 Hydrogel polymer network origins fall into the most important distinction is that between polymer
three main categories, those of synthetic polymer, those networks that are chemically bonded and those that are
of natural polymer and hybrid materials with both networks of physical entanglements between polymer
synthetic and natural elements.10,17 Synthetic polymers chains. Figure 2 illustrates a series of chemical (Fig. 2a–
(Figure 1a–d) that have been commonly employed in c) and physical (Fig. 2d–f) hydrogels. For chemical gels,
hydrogel studies include include poly(ethylene oxide) [PEO there are covalent cross-links at intersection points of
although sometimes poly(ethylene glycol), abbreviated polymer chains, and in which the network can be (1)
PEG, when the molecular mass is below 20 000 g mol21], ideally chemically bonded; (2) non-ideally chemically-
poly(2-hydroxyethyl methacrylate) (polyHEMA), poly(- bonded, with polymer chain self-loops and free ends or
vinyl alcohol) (PVA) and poly(acrylamide) (PAAm).19–28 (3) a double network gel, in which there are two distinct
Natural polymer (Figure 1, e-f) hydrogels include those networks, each only covalently linked to ‘like’ chains
of proteins, such as collagen29 and silk,30 denatured and forming an interpenetrating network structure. For
proteins, such as gelatin,31–35 and polysaccharides, such physical gels, there are effective cross-link points which
as agar36–42 and alginate.43,44 Both synthetic and natural can have a range of sizes of the region connected by non-
gels can be multicomponent, either as grafted block covalent bonds. In the simplest case, chains loop around
copolymers or as interpenetrating networks of two or other chains and form physical entanglements (Fig. 2d).
more independent polymers. Degradable linkers have In both Fig. 2e and f, the regions of polymer chain
been incorporated into a chemically stable gel for engagement at the effective cross-link points are larger
controlled release or regenerative medicine applica- than at a single covalent point or a single chain
tions.6 Another mechanism of generating hybrid multi- entanglement; in Fig. 2e, the formation of helices is
component materials is the grafting of a biological shown, and Fig. 2f represents the algae based gel
recognition motif, such as the RGD (arginine–glycine– alginate, in which divalent cations (most commonly
aspartic acid) cell recognition sequence found in many Ca2z) form complexes joining the guluronic acid
cell adhesive proteins such as integrins,45 to a synthetic domains in the polysaccharide chains.44 The nature
polymer in order to improve cellular biocompatibility and definition of the cross-link points is fundamentally
with the gel network. distinct when comparing chemical and physical gels,
a ideal cross-linked network with all tetra-functional linkages; b non-ideal cross-linked network including molecular ends
and loops; c ideal cross-linked double network gel; d physically entangled network; e physically entangled network with
helix formation; f alginate-like network with divalent Calcium ions forming local bridges between adjacent chains
2 Schematic microstructures of gels to define types of cross-linking
related to the relative ease of shifting these cross-link The swelling coefficient is of fundamental importance
points under applied mechanical loading. Chemical since it defines many of the properties that are critical in
cross-links are relatively immobile compared with hydrogels, including, but not limited to, the mechanical
physical cross-links. Chemical and physical gels can be and transport properties. The swelling coefficient differs
produced from the same base monomer chain, as has based on the polymer backbone chemistry and can vary
been shown in comparing gelatin32 or alginate44 gels widely between different polymers; polyHEMA is a
with different bondings. moderate to poor swelling hydrogel compared with
Hydrogels can be considered as molecular scale highly swollen gels such as PEG and PVA. The swelling
porous materials in which the pore space is occupied coefficient also relates to the polymer volume fraction in
by water.1 In a strict definition of a hydrogel, first the the swollen (equilibrium) state v2,s
chemical network is formed and then the network is 1 Vpolymer
swollen in water,5 although sometimes the network v2,s ~ ~ (2)
Q Vpolymer zVwater,initial zVwater,imbibed
formation also takes place in an aqueous environment.
For chemical gels, cross-linking methods include chemi- Thus there can be two contributions to the overall water
cal reaction and photopolymerisation with ultraviolet content, the initial water in the system and the
light or by irradiation; physical cross-linking methods additional volume of water imbibed during the swelling
include thermal, as in setting from a melt, or from a phase. It is worth noting that Vpolymer in this formalism
reversible ‘bridging’ reaction such as in the divalent is the same as Vdry above when network formation
Ca2z bridges in alginate gels, which are not covalently occurs under dry conditions.
linked (Fig. 2f).1 Another key parameter in understanding fundamental
Swelling behaviour in hydrogels is important both scaling laws in the context of hydrogels is the (number)
dynamically and at equilibrium. (poroelastic relaxation average molecular weight between two adjacent cross-
experiments, described later in the section on ‘Poroelastic’, linking points M- c . This is a complicated function of v2,s
have at times been called deswelling experiments, as they (or Q) although a simple approximation46 for large
involve the movement of water out of the polymer swelling ratios (Q.10) is
network under physical stress.) A volume swelling
- c3=5
Q~bM (3)
coefficient (Q) is defined as
Vswollen where b is a constant related to the specific volume of the
Q~ (1) polymer, the molar volume of water, and x12, the Flory
Vdry polymer–solvent interaction parameter.47,48 The swelling
a tension; b compression; c confined compression; d indentation; e shear rheometry; f dynamic mechanical analysis
(DMA), illustrated here for three point bending
5 Schematics of different types of mechanical testing set-ups used for testing hydrogel mechanical properties
systems driven by speaker coils (less common). The same strength sf are reported. Typical tests are done at fixed
systems can be used for tension and compression testing, rate until specimen failure, and due to the time
with different hardware at the point of sample contact. dependent nature of hydrogels, testing at a variety of
For tensile testing, key to execution of effective tests is strain rates may be required (Fig. 6a).53 Especially given
good sample gripping, something that is particularly the nature of the time dependent response of hydrogels,
difficult when the specimens are compliant and in addition to simple tests at fixed rate, the specimen
hydrated, as in the case of hydrogels. Strategies for may be subjected to creep (extension at fixed load or
addressing this challenge include the use of cardboard fixed stress) or relaxation (load decrease at fixed
tabs, double sided tape and glue to assist in the gripping deformation or strain) experiments where variation in
the hydrogels.39 For compressive testing, the sample can response with time is of interest and the loading is fixed
either be unconfined (Fig. 5b) and compressed between (Fig. 6b).
two non-porous platens,26,39,40,50 or confined (Fig. 5c) to
a container and compressed with a single porous Indentation
platen.51 The latter case is a testing modality unique to In indentation testing, a probe of known geometry is
multiphase materials, as the motion of fluid out of the brought into contact with a material surface, pressed
sample, through the porous platen, is expected (this will into the material, and retracted again. Historically,
be discussed further in the section on ‘Poroelastic’). indentation testing was the gold standard for examining
Universal Test-frames range in size from extremely large the hardness of metals,54 and indenters were dead weight
(meganewton, MN) scale machines used in testing civil loading devices coupled with optical microscopes for
engineering components to small modern machines examination of the residual indent impression. However,
optimised for soft biological materials or biomedical the growth in recent years has been in depth sensing
components including hydrogels. A typical load cell for indentation, in which the full indentation load–depth–
such testing would have a maximum load capacity of time (P–h–t) profile is recorded and analysed for
only 5 or 10 N. material property deconvolution. Thus, the indentation
For both tension and unconfined compression testing, test is a local version of a compression test, where the
the load–displacement (F–x) data are converted to sample is compressed in a small region instead of across
stress–strain (s–e) data using simple geometrical rela- the entire surface. The most commonly reported
tionships52 and the Young’s modulus E and failure parameter associated with indentation testing is the
6 Mechanical test types: imposed displacement–time (x–t) or force–time (F–t) for a fixed rate for varying rates, b static
creep or relaxation at fixed force or displacement and c sinusoidal loading at varying frequency
reduced modulus ER, which for compliant materials is The primary difference between commercial nano
equivalent to the plane strain modulus indentation systems and AFMs for indentation testing
lies in the different physical principle governing trans-
E
ER ~ (7) ducer operation: commercial nanoindenters utilise
1{n2 speaker coils or capacitance gages to directly actuate
where v is the Poisson’s ratio.52 the indenter probe into the sample, while AFMs actuate
Minimal sample preparation is required for indenta- the tip indirectly via a calibrated cantilever. The
tion testing. As a result, indentation has been growing in cantilever based systems are thus easy to optimise for
popularity for testing materials, such as hydrogels, testing different classes of materials with different
which would be difficult to ‘machine’ into a regular stiffness simply by switching the cantilever stiffness.
specimen geometry. Hydrated, compliant specimens can However, the quantitative nature of the test results is
also be difficult to ‘grip’ for tensile or compressive extremely sensitive to cantilever calibration. In both
mechanical testing, which is not required in probe based cases, feedback control is required for quantifying time
testing. The relatively small volumes of material dependent deformation. In practice, neither nanoinden-
required for quantitative indentation testing means that tation nor AFM indentation utilising existing commer-
valuable samples can be examined, and high throughput cial equipment is ideally suited for hydrogel testing but
screening methods may prove useful for materials both are likely to grow in popularity in coming years as
selection. Further, inhomogeneous graded or patterned the need for gel property quantification at small length
gels can be probed locally for quantification of the local scales continues to increase.
inhomogeneity, using a mapping technique across the
sample surface.55 Finally, it is straightforward to keep Frequency based testing
hydrogel samples hydrated throughout the duration of Frequency based sinusoidal testing is commonly carried
an indentation test.
out using ‘black-box’ testing systems (Fig. 5e and f),
Indentation testing has been used to study hydrogels
using rheometry in shear20,43,64,65 or in a range of DMA
at large (mm)40,56,57 and at small (nm to mm) length
test modes including shear, tension or bending.51,66 The
scales.13,19,22,27,41,58,59 The technique is highly adaptable
sample, often in a geometry specified for the instrument
with regard to length scale, as the probe geometry and
and test type, is loaded into the instrument and different
contact area can be tuned to optimise the testing to the
types of ‘sweep’ measurements can be performed. Most
instrument such that the forces and displacements are
common is a frequency sweep (Fig. 6c), where the
appropriately scaled in terms of both range and
sinusoidal oscillation is at a fixed (and usually quite
resolution.60,61 At large length scales, a Universal Test-
small) strain but the oscillation frequency is varied. The
frame can be adapted for execution of an indentation
test output is the storage (G9) and loss (G0) components
test. More recently, ‘nanoindentation’, or indentation
testing at small length scales, has emerged as a leading of the complex modulus G* as a function of frequency,
technique for the mechanical investigation of a wide where
range of materials.62,63 For this small scale indentation, G ~G’ziG’’ (8)
there are different approaches to take with respect to the
testing instrumentation. There are a number of com- The temperature can also be varied to investigate
mercial stand alone nanoindentation systems that have transition temperatures such as the glass transition,
been developed for small scale quantitative testing and and also to take advantage of time temperature super-
that have been used for hydrogel characterisa- position to extend the range of the experimental data far
tion.19,22,58,59 For historical reasons, these instruments beyond that which is experimentally practicable in terms
are largely optimised for testing stiff engineering of very slow and very fast oscillation rates. These
materials, and adaptations of typical test techniques frequency based methods have their user base largely in
(such as the use of larger indenter and contact radii) are polymer chemistry and polymer science programmes;
employed for testing compliant polymers and hydrogels. rheometry grew to be the technique for studying physics
An alternative approach is to utilise atomic force of polymer melts, while DMA was used for interroga-
microscopes (AFMs) for gel indentation testing.12,13,27,41 tion of solid polymers. Because rheometry can be used
a lumped parameter models for viscoelasticity, with series and parallel combinations of springs and dashpots, here
representing generalised Kelvin and Maxwell models; b schematic illustration of water motion and pore pressure during
poroelastic deformation
8 Time dependent deformation mechanisms
12 Plot of compiled acrylamide gel elastic modulus 13 Acrylamide gel elastic modulus values from Fig. 12,
values as a function of the total polymer concentra- replotted as a function of cross-linker concentration
tion (%T). Scaling laws for modulus with polymer (gel) (%C) for data grouped according to the total polymer
concentration according to cellular solids (power law concentration (%T)
290) and polymer physics (power law 2?2591) are
shown for reference. Data compiled from Refs. 19–23, BIS links. This reaction occurs via a free-radical mechan-
26 and 27 ism, where ammonium persulfate (APS, N2H8S2O8) is
used as an initiator, and a small volume of TEMED
power law73 closely approximates the trend of much of (N,N,N,N-tetramethylethylenediamine) is used to stabi-
the more complicated Jackson and James expression.80 lise the reaction. This is typically held at fixed concentra-
To summarise the agar data (Figs. 9–11), the modulus tion, such that there are two key parameters determining
increases and the intrinsic permeability decreases with the overall nature of the hydrogel. These have a reason-
increased polymer content, or conversely the modulus ably consistent nomenclature used across the literature as
decreases and intrinsic permeability increases with follows: T represents the total polymer concentration (w/
increased water content. There is substantial scatter in v) where this is the sum of the monomer and BIS; C is the
the modulus data, and less scatter in the permeability percentage (w/w) of the polymer that is cross-linker. Thus,
data. The modulus data seems to agree well with %T5100%[BIS (gm)zmonomer (gm)]/100 mL solution
predicted behaviour from scaling arguments, but perme- and %C5100%[BIS/(BISzmonomer)] (gm/gm). Because
ability does not. This may be because agar is more the cross-linker is typically present in much smaller
appropriately treated as poroviscoelastic rather than amounts than the monomer, it is common for the polymer
poroelastic, which was only considered in one of the concentration %T to be calculated based on the monomer
cited studies.56 Recent work has confirmed that agar is only, and for the cross-linker concentration %C to be
poroviscoelastic, and that with multiple experiments the calculated from the ratio of BIS to monomer.
contributions from different time dependent deforma- The relationship between pore size and both total
tion mechanisms can be decoupled.94 To establish the polymer concentration and cross-linker concentration is
generalisability of the agar results here, a second gel is complex. When %T is fixed, the pore size decreases with
next examined using the same methodology, allowing increasing %C up to a point, but then larger %C causes a
for consideration of bond type in contrasting the more macroporous structure due to polymer chains
physical agar gel with a chemically cross-linked gel. agglomerating.69 When %T is varied at fixed cross-linker
concentration, the pore size decreases with increasing
Polyacrylamide %T. Thus, a full picture for the mechanical behaviour of
Polyacrylamide (PAAm) hydrogels could be considered PAAm hydrogels requires a large data set with a range
to be the best characterised of all gels, being ubiquitous of both polymer and cross-linker concentration.
across biomedical research, including being used in Polyacrylamide elastic modulus values (E,G or G)
biology for gel electrophoresis to separate proteins by have been compiled from a range of sources19–23,26,27
size and charge.95 As with many polymer systems, the and are plotted in Fig. 12 as a function of total polymer
acrylamide monomer is extremely toxic in its unpoly- concentration (%T). As was described above for the agar
merised form but benign once polymerised. For this gels, different moduli were plotted on the same axes
reason, much effort is usually undertaken to allow for without conversion, as the differences between these for
outward diffusion of unpolymerised monomer prior to a single material are small compared with the scale
using the gels for a wide range of biomedical applica- extending over seven orders of magnitude in modulus.
tions. The monomer is polymerised in aqueous solution Two scaling lines, one corresponding to modulus going
in the presence of small amounts of bifunctional cross- as the square of the concentration90 and the second
linker, frequently N,N9-methylenebisacrylamide (BIS or using the 9=4 scaling law,91 are again shown to agree with
bis-acrylamide), resulting in an acrylamide network with the basic trend in the data for sharply increasing
frequency based rheometry and DMA results has been tough double network gels such as PAAm with poly(2-
demonstrated for dextran methacrylate hydrogels.99 In acrylamido-2-methylpropanesulfonic acid) (PAMPS),
one study where compression and indentation testing for which the toughness of the composite is orders of
were used for the same 3% agar gel, the indentation magnitude greater than the toughness of single compo-
measurements of modulus were 52% larger than for nent PAAm or PAMPS.120–122 The mechanisms for
compression testing.40 Indentation data, both nanoin- extreme toughening have been investigated using mole-
dentation and microindentation, also gave larger mod- cular modelling.123
ulus values than either compression or DMA testing for The double network gels in particular show promise
20% acrylamide gels, and there was only limited for mechanical applications, but as has been demon-
agreement between time and frequency based test strated here, there is a need for a frank discussion within
methods.19 A third study also compared compression the research community on measurement accuracy and
and AFM indentation of hyaluronic acid gels and found precision when measuring gel mechanical properties. In
no systematic variation between the test modalities with examination of the papers reviewed here, hardly any
gel concentration; at small gel concentrations the mention was found of calibration, or of verification of
indentation values were smaller, whereas at large gel the testing technique using an independent standard with
concentrations the indentation values were larger.13 known physical properties. In general, there is a need for
These results taken together highlight potential chal- broad consensus to be developed across the field on best
lenges for the field. Uncertainties for the measurement of practice mechanical characterisation techniques, includ-
elastic modulus values in structural engineering materi- ing both execution of experiments and analysis of data.
als are typically on the order of a few percent, not a few This is perhaps surprising given the ubiquity of commer-
orders of magnitude. Significant questions remain as to cially available hydrogels with obvious needs for mechan-
both the accuracy and precision of the modulus ical stiffness and good transport properties, such as
measurements for these compliant hydrogels. Taken as contact lenses. Going forward, in order to develop
a whole, the data illustrate that more studies are needed advanced hydrogel systems for demanding structural
in which mechanical testing modalities are system- tissue engineering applications, and in which the perme-
atically compared for the same gels, in order to establish ability is critical for cell viability, greater confidence in,
best practices for both experimental protocol and data and even possibly standardisation of, hydrogel mechan-
analysis methodology. ical characterisation will be required.
The gels considered here, particularly those simple
gels such as agar and polyacrylamide, were single Acknowledgements
component, in bulk form and subject to bulk mechanical The author acknowledges the efforts of DGT Strange
characterisation. The modulus and permeability both and JM Shapiro in reading versions of this manuscript
scaled with gel concentration in a manner largely and making helpful corrections and suggestions, and
consistent with theoretical predictions.73,80,90,91 Modulus DGTS for drawing Fig. 8b based on an original design
increased with increasing polymer fraction (and decreased of M. Galli, EPFL. The author also acknowledges K
proportion of water) and permeability decreased with Main for hydrogel SEM work in the course of her final
increasing polymer fraction (and decreased water frac- year project work (Fig. 4). Finally, Ed Berger, of the
tion). There is thus limited scope for dramatically University of Virginia, is gratefully acknowledged for
improving hydrogel properties in these simple systems. first showing the author a plot illustrating the variability
Recent attempts have aimed at designing unique micro- of agar modulus with concentration, which inspired this
structures in which modulus and permeability are review.
decoupled.100,101 Composite gels have been made, includ-
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