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M ill   •  Utilitarianism      181

hitherto been put off, and as if, at the moment when they would neither talk nor listen to on other mat-
some man feels tempted to meddle with the property ters of practical concernment. Nobody argues that
or life of another, he had to begin considering for the art of navigation is not founded on astronomy,
the first time whether murder and theft are injurious because sailors cannot wait to calculate the Nautical
to human happiness. Even then I do not think that Almanack. Being rational creatures, they go to sea
he would find the question very puzzling; but, at all with it ready calculated; and all rational creatures go
events, the matter is now done to his hand. out upon the sea of life with their minds made up on
It is truly a whimsical supposition that, if man- the common questions of right and wrong, as well as
kind were agreed in considering utility to be the test on many of the far more difficult questions of wise
of morality, they would remain without any agree- and foolish. And this, as long as foresight is a human
ment as to what is useful, and would take no mea- quality, it is to be presumed they will continue to do.
sures for having their notions on the subject taught Whatever we adopt as the fundamental principle of
to the young, and enforced by law and opinion. morality, we require subordinate principles to apply
There is no difficulty in proving any ethical standard it by; the impossibility of doing without them, being
whatever to work ill, if we suppose universal idiocy common to all systems, can afford no argument
to be conjoined with it; but on any hypothesis short against any one in particular; but gravely to argue as
of that, mankind must by this time have acquired if no such secondary principles could be had, and as
positive beliefs as to the effects of some actions if mankind had remained till now, and always must
on their happiness; and the beliefs which have thus remain, without drawing any general conclusions
come down are the rules of morality for the multi- from the experience of human life, is as high a pitch,
tude, and for the philosopher until he has succeeded I think, as absurdity has ever reached in philosophi-
in finding better. That philosophers might easily do cal controversy. . . .
this, even now, on many subjects; that the received
code of ethics is by no means of divine right; and
that mankind have still much to learn as to the ef-
fects of actions on the general happiness, I admit, or
rather, earnestly maintain. The corollaries from the CHAPTER 5.
ON THE CONNECTION
principle of utility, like the precepts of every practi- BETWEEN JUSTICE AND UTILITY
cal art, admit of indefinite improvement, and, in a
progressive state of the human mind, their improve-
ment is perpetually going on. In all ages of speculation, one of the strongest ob-
But to consider the rules of morality as improv- stacles to the reception of the doctrine that Utility
able, is one thing; to pass over the intermediate or Happiness is the criterion of right and wrong, has
generalisations entirely, and endeavour to test each been drawn from the idea of justice. The powerful
individual action directly by the first principle, is an- sentiment, and apparently clear perception, which
other. It is a strange notion that the acknowledgment that word recalls with a rapidity and certainty re-
of a first principle is inconsistent with the admission sembling an instinct, have seemed to the majority of
of secondary ones. To inform a traveller respect- thinkers to point to an inherent quality in things; to
ing the place of his. ultimate destination, is not to show that the just must have an existence in Nature
forbid the use of landmarks and direction-posts on as something absolute, generically distinct from
the way. The proposition that happiness is the end every variety of the Expedient, and, in idea, opposed
and aim of morality, does not mean that no road to it, though (as is commonly acknowledged) never,
ought to be laid down to that goal, or that persons in the long run, disjoined from it in fact.
going thither should not be advised to take one direc- In the case of this, as of our other moral senti-
tion rather than another. Men really ought to leave ments, there is no necessary connection between the
off talking a kind of nonsense on this subject, which question of its origin, and that of its binding force.
182    PART V  •  READINGS

That a feeling is bestowed on us by Nature, does not this, as to every correct definition, that the instances
necessarily legitimate all its promptings. The feeling which seem to conflict with it are those which most
of justice might be a peculiar instinct, and might yet confirm it. For if a moralist attempts, as some have
require, like our other instincts, to be controlled and done, to make out that mankind generally, though not
enlightened by a higher reason. . . . any given individual, have a right to all the good we
Now it is known that ethical writers divide moral can do them, he at once, by that thesis, includes gen-
duties into two classes, denoted by the ill-chosen erosity and beneficence within the category of jus-
expressions, duties of perfect and of imperfect ob- tice. He is obliged to say, that our utmost exertions
ligation; the latter being those in which, though the are due to our fellow creatures, thus assimilating
act is obligatory, the particular occasions of per- them to a debt; or that nothing less can be a sufficient
forming it are left to our choice, as in the case of return for what society does for us, thus classing the
charity or beneficence, which we are indeed bound case as one of gratitute; both of which are acknowl-
to practise, but not towards any definite person, nor edged cases of justice. Wherever there is right, the
at any prescribed time. In the more precise language case is one of justice, and not of the virtue of be-
of philosophic jurists, duties of perfect obligation neficence: and whoever does not place the distinction
are those duties in virtue of which a correlative between justice and morality in general, where we
right resides in some person or persons; duties of have now placed it, will be found to make no distinc-
imperfect obligation are those moral obligations tion between them at all, but to merge all morality in
which do not give birth to any right. I think it will justice. . . .
be found that this distinction exactly coincides with To have a right, then, is, I conceive, to have
that which exists between justice and the other ob- something which society ought to defend me in the
ligations of morality. In our survey of the various possession of. If the objector goes on to ask, why it
popular acceptations of justice, the term appeared ought? I can give him no other reason than general
generally to involve the idea of a personal right—a utility. If that expression does not seem to convey a
claim on the part of one or more individuals, like sufficient feeling of the strength of the obligation,
that which the law gives when it confers a pro- nor to account for the peculiar energy of the feel-
prietary or other legal right. Whether the injustice ing, it is because there goes to the composition of
consists in depriving a person of a possession, or the sentiment, not a rational only, but also an animal
in breaking faith with him, or in treating him worse element, the thirst for retaliation; and this thirst de-
than he deserves, or worse than other people who rives its intensity, as well as its moral justification,
have no greater claims, in each case the supposition from the extraordinarily important and impressive
implies two things—a wrong done, and some as- kind of utility which is concerned. The interest in-
signable person who is wronged. Injustice may also volved is that of security, to every one’s feelings the
be done by treating a person better than others; but most vital of all interests. All other earthly benefits
the wrong in this case is to his competitors, who are are needed by one person, not needed by another;
also assignable persons. and many of them can, if necessary, be cheerfully
It seems to me that this feature in the case—a right foregone, or replaced by something else; but secu-
in some person, correlative to the moral ­obligation— rity no human being can possibly do without on it
constitutes the specific difference between justice, we depend for all our immunity from evil, and for
and generosity or beneficence. Justice implies some- the whole value of all and every good, beyond the
thing which it is not only right to do, and wrong not passing moment; since nothing but the gratification
to do, but which some individual person can claim of the instant could be of any worth to us, if we
from us as his moral right. No one has a moral right could be deprived of anything the next instant by
to our generosity or beneficence, because we are not whoever was momentarily stronger than ourselves.
morally bound to practise those virtues towards any Now this most indispensable of all necessaries,
given individual. And it will be found with respect to after physical nutriment, cannot be had, unless the
M ill   •  Utilitarianism      183

machinery for providing it is kept unintermittedly language, the character of indefeasibility attributed
in active play. Our notion, therefore, of the claim to justice is kept up, and we are saved from the ne-
we have on our fellow-creatures to join in making cessity of maintaining that there can be laudable
safe for us the very groundwork of our existence, injustice.
gathers feelings around it so much more intense The considerations which have now been adduced
than those concerned in any of the more common resolve, I conceive, the only real difficulty in the util-
cases of utility, that the difference in degree (as is itarian theory of morals. It has always been evident
often the case in psychology) becomes a real dif- that all cases of justice are also cases of expediency:
ference in kind. The claim assumes that character the difference is in the peculiar sentiment which at-
of absoluteness, that apparent infinity, and incom- taches to the former, as contradistinguished from the
mensurability with all other considerations, which latter. If this characteristic sentiment has been suf-
constitute the distinction between the feeling of ficiently accounted for; if there is no necessity to
right and wrong and that of ordinary expediency assume for it any peculiarity of origin; if it is simply
and inexpediency. . . . the natural feeling of resentment, moralised by being
It appears from what has been said, that justice made coextensive with the demands of social good;
is a name for certain moral requirements, which, and if this feeling not only does but ought to exist in
regarded collectively, stand higher in the scale of all the classes of cases to which the idea of justice
social utility, and are therefore of more paramount corresponds; that idea no longer presents itself as a
obligation, than any others; though particular cases stumbling-block to the utilitarian ethics.
may occur in which some other social duty is so Justice remains the appropriate name for certain
important, as to overrule any one of the general social utilities which are vastly more important, and
maxims of justice. Thus, to save a life, it may not therefore more absolute and imperative, than any
only be allowable, but a duty, to steal, or take by others are as a class (though not more so than others
force, the necessary food or medicine, or to kidnap, may be in particular cases); and which, therefore,
and compel to officiate, the only qualified medical ought to be, as well as naturally are, guarded by a
practitioner. In such cases, as we do not call any- sentiment not only different in degree, but also in
thing justice which is not a virtue, we usually say, kind; distinguished from the milder feeling which at-
not that justice must give way to some other moral taches to the mere idea of promoting human pleasure
principle, but that what is just in ordinary cases or convenience, at once by the more definite nature
is, by reason of that other principle, not just in the of its commands, and by the sterner character of its
particular case. By this useful accommodation of sanctions.

DISCUSSION QUESTIONS
1.  What philosophical problem is Mill’s distinction between higher and lower pleasures supposed to
solve? Do you think he successfully solves that problem? Why or why not?
2.  Of the various objections to utilitarianism that Mill discusses in Chapter 2, which do you think is
most important? Do you think Mill successfully replies to that objection? Why or why not?
3.  Why, according to Mill, is it wrong to tell a lie to save yourself from momentary embarrassment?
4.  What is the connection between justice and utility, according to Mill? What is his argument for the
claim that they are connected in that way?
184    PART V  •  READINGS

ARISTOTLE (384–322 BCE)


TRANSLATED BY TERENCE IRWIN

Nicomachean Ethics

Aristotle’s Nicomachean Ethics offers one of the classic accounts of virtue ethics. In the
excerpts presented here, Aristotle explains what he thinks the goal of ethics is, why he thinks
that we should understand ethics in terms of virtue, and how he understands virtue in gen-
eral. He also explains some specific virtues, such as courage and justice. As you read these
excerpts, it may help to know that the translator has used the word happiness to translate
the Greek word eudaimonia, which has a broader meaning in Greek than happiness does in
English (see pp. 122–23 ).

GUIDING QUESTIONS
1.  According to Aristotle, what are we trying to figure out when we do moral philosophy?
2.  What is wrong with the “life of gratification,” the “life of honor,” and the life of the “moneymaker,”
according to Aristotle?
3.  What is Aristotle’s main claim about the best human life? What is his argument for that claim?
4.  What is a virtue, according to Aristotle? How does one become virtuous?
5.  What are some examples of virtues, and how do they illustrate his ideas about virtues and the
“mean” between two extremes?
6.  What are the two kinds of justice?
7.  What is the best kind of life, according to Aristotle? What arguments does he give for this conclusion?

BOOK I one capacity; for instance, bridle making and every


other science producing equipment for horses are
subordinate to horsemanship, while this and every
1. Every craft and every line of inquiry  .  .  . seems action in warfare are, in turn, subordinate to gener-
to seek some good; that is why some people were alship.  .  .  . In all such cases, then, the ends of the
right to describe the good as what everything seeks. ruling sciences are more choiceworthy than all the
But the ends [that are sought] appear to differ; some ends subordinate to them, since the lower ends are
are activities, and others are products apart from the also pursued for the sake of the higher. . . .
activities. . . .
Since there are many actions, crafts, and sciences, 2. Suppose, then, that the things achievable by action
the ends turn out to be many as well; for health is the have some end that we wish for because of itself,
end of medicine, a boat of boat building, victory of and because of which we wish for the other things,
generalship, and wealth of household management. and that we do not choose everything because of
But some of these pursuits are subordinate to some something else—for if we do, it will go on without

Reprinted with permission of Hackett Publishing Company, Inc. All rights reserved.
A ristotle   •   Nicomachean Ethics      185

limit, so that desire will prove to be empty and futile. is a good judge about that; hence the good judge in
Clearly, this end will be . . . the best good. a given area is the person educated in that area. . . .
Then does knowledge of this good carry great This is why a youth is not a suitable student of
weight for [our] way of life, and would it make us political science; for he lacks experience of the ac-
better able, like archers who have a target to aim at, tions in life. . . . Moreover, since he tends to follow
to hit the right mark? If so, we should try to grasp, in his feelings, his study will be futile and useless; for
outline at any rate, what the good is, and which is its the end [of political science] is action, not knowl-
proper science. . . . edge. . . . But for those who accord with reason in
It seems proper to the most controlling science—the forming their desires and in their actions, knowledge
highest ruling science. And this appears characteristic of political science will be of great benefit. . . .
of political science. For it is the one that prescribes
which of the sciences ought to be studied in cities, and 4. Let us, then, begin again. Since every sort of
which ones each class in the city should learn, and knowledge and decision pursues some good, what is
how far; indeed, we see that even the most honored the good that we say political science seeks? What,
capacities—generalship, household management, [in other words,] is the highest of all the goods
and rhetoric, for instance—are subordinate to it. achievable in action?
And since it uses the other sciences concerned As far as its name goes, most people virtually
with  action, and moreover legislates what must be agree; for both the many and the cultivated call it
done and what avoided, its end will include the ends happiness, and they suppose that living well and
of the other sciences, and so this will be the human doing well are the same as being happy. But they dis-
good. . . . agree about what happiness is, and the many do not
give the same answer as the wise.
3. Our discussion will be adequate if we make things For the many think it is something obvious and
perspicuous enough to accord with the subject evident—for instance, pleasure, wealth, or honor.
matter; for we would not seek the same degree of ex- Some take it to be one thing, others another. Indeed,
actness in all sorts of arguments alike, any more than the same person often changes his mind. . . .
in the products of different crafts. Now, fine and just
things . . . differ and vary so much as to seem to rest 5. For, it would seem, people quite reasonably reach
on convention only, not on nature. But [this is not a their conception of the good, i.e., of happiness, from
good reason, since] goods also vary in the same way, the lives [they lead]; for there are roughly three most
because they result in harm to many people—for favored lives: the lives of gratification, of political
some have been destroyed because of their wealth, activity, and, third, of study.
others because of their bravery. And so, since this is The many, the most vulgar, would seem to con-
our subject and these are our premises, we shall be ceive the good and happiness as pleasure, and hence
satisfied to indicate the truth roughly and in outline; they also like the life of gratification. In this they
since our subject and our premises are things that appear completely slavish, since the life they decide
hold good usually [but not universally], we shall be on is a life for grazing animals. Still, they have some
satisfied to draw conclusions of the same sort. argument in their defense, since many in positions of
Each of our claims, then, ought to be accepted power feel as [the famously pleasure-loving Assyrian
in the same way [as claiming to hold good usually]. king] Sardanapallus felt, [and also choose this life].
For the educated person seeks exactness in each area The cultivated people, those active [in politics],
to the extent that the nature of the subject allows; conceive the good as honor, since this is more or
for apparently it is just as mistaken to demand dem- less the end [normally pursued] in the political life.
onstrations from a rhetorician as to accept [merely] This, however, appears to be too superficial to be
persuasive arguments from a mathematician. Fur- what we are seeking; for it seems to depend more on
ther, each person judges rightly what he knows, and those who honor than on the one honored, whereas
186    PART V  •  READINGS

we intuitively believe that the good is something of no further result; but we also choose them for the
our own and hard to take from us. Further, it would sake of happiness, supposing that through them we
seem, they pursue honor to convince themselves that shall be happy. Happiness, by contrast, no one ever
they are good; at any rate, they seek to be honored by chooses for their sake, or for the sake of anything
prudent people, among people who know them, and else at all.
for virtue. It is clear, then, that—in their view at any The same conclusion [that happiness is complete]
rate—virtue is superior [to honor]. also appears to follow from self-sufficiency. For the
Perhaps, indeed, one might conceive virtue more complete good seems to be self-sufficient [and] we
than honor to be the end of the political life. How- regard something as self-sufficient when all by itself
ever, this also is apparently too incomplete [to be the it makes a life choiceworthy and lacking nothing;
good]. For it seems possible for someone to possess and that is what we think happiness does. . . .
virtue but be asleep or inactive throughout his life, Happiness, then, is apparently something com-
and, moreover, to suffer the worst evils and misfor- plete and self-sufficient, since it is the end of the
tunes. If this is the sort of life he leads, no one would things achievable in action.
count him as happy. . . .
The third life is the life of study, which we shall But presumably the remark that the best good is hap-
examine in [Book X]. piness is apparently something [generally] agreed,
The moneymaker’s life is in a way forced on him and we still need a clearer statement of what the
[not chosen for itself]; and clearly wealth is not the best good is. Perhaps, then, we shall find this if we
good we are seeking, since it is [merely] useful, first grasp the function of a human being. For just as
[choiceworthy only] for some other end. . . . the good, i.e., [doing] well for a flautist, a sculptor,
and every craftsman, and, in general, for whatever
7. But let us return to the good we are looking for, has a function and [characteristic] action, seems to
and consider just what it could be. . . . Since there are depend on its function, the same seems to be true
apparently many ends, and we choose some of them for a human being, if a human being has some
(for instance, wealth, flutes, and, in general, instru- function.
ments) because of something else, it is clear that not Then do the carpenter and the leather worker have
all ends are complete. But the best good is apparently their functions and actions, but has a human being
something complete. And so, if only one end is com- no function? Is he by nature idle, without any func-
plete, the good we are looking for will be this end; if tion? Or, just as eye, hand, foot, and, in general,
more ends than one are complete, it will be the most every [bodily] part apparently has its function, may
complete end of these. we likewise ascribe to a human being some function
We say that an end pursued in its own right is more apart from all of these?
complete than an end pursued because of something What, then, could this be? For living is apparently
else, and that an end that is never choiceworthy be- shared with plants, but what we are looking for is the
cause of something else is more complete than ends special function of a human being; hence we should
that are choiceworthy both in their own right and be- set aside the life of nutrition and growth. The life
cause of this end. Hence an end that is always choice- next in order is some sort of life of sense perception;
worthy in its own right, never because of something but this too is apparently shared with horse, ox, and
else, is complete without qualification. every animal.
Now happiness, more than anything else, seems The remaining possibility, then, is some sort of
complete without qualification. For we always life of action of the [part of the soul] that has reason.
choose it because of itself, never because of some- One [part] of it has reason as obeying reason; the
thing else. Honor, pleasure, understanding, and every other has it as itself having reason and thinking.
virtue we certainly choose because of themselves, Moreover . . . we must take [a human being’s special
since we would choose each of them even if it had function to be] life as activity, since this seems to be
A ristotle   •   Nicomachean Ethics      187

called life more fully. We have found, then, that the Nonetheless, happiness evidently also needs exter-
human function is activity of the soul in accord with nal goods to be added . . . since we cannot, or cannot
reason or requiring reason. easily, do fine actions if we lack the resources. For,
Now we say that the function of a [kind of thing]— first of all, in many actions we use friends, wealth,
of a harpist, for instance—is the same in kind as the and political power just as we use instruments.
function of an excellent individual of the kind—of an Further, deprivation of certain [externals]—for in-
excellent harpist, for instance. And the same is true stance, good birth, good children, beauty—mars our
without qualification in every case, if we add to the blessedness. . . .
function the superior achievement in accord with the
virtue; for the function of a harpist is to play the harp,
and the function of a good harpist is to play it well.
Moreover, we take the human function to be a certain BOOK II
kind of life, and take this life to be activity and ac-
tions of the soul that involve reason; hence the func-
tion of the excellent man is to do this well and finely. 1. Virtue  .  .  . is of two sorts, virtue of thought and
Now each function is completed well by being virtue of character. Virtue of thought arises and grows
completed in accord with the virtue proper [to that mostly from teaching; that is why it needs experience
kind of thing]. And so the human good proves to be and time. Virtue of character results from habit. . . .
activity of the soul in accord with virtue, and indeed Hence it is also clear that none of the virtues of
with the best and most complete virtue, if there are character arises in us naturally. For if something is
more virtues than one. Moreover, in a complete life. by nature in one condition, habituation cannot bring
For one swallow does not make a spring, nor does it into another condition. . . . And so the virtues arise
one day; nor, similarly, does one day or a short time in us neither by nature nor against nature. Rather, we
make us blessed and happy. . . . are by nature able to acquire them, and we are com-
pleted through habit.
8. All the features that people look for in happi- Further, if something arises in us by nature, we
ness appear to be true of the end described in our first have the capacity for it, and later perform the
account. . . . activity.  .  .  . Virtues, by contrast, we acquire, just
First, our account agrees with those who say hap- as acquire crafts, by having first activated them.
piness is virtue. . . . For we learn a craft by producing the same prod-
Moreover, the life of these [virtuous] people is uct that we must produce when we have learned it;
also pleasant in itself. . . .Each type of person finds we become builders, for instance, by building, and
pleasure in whatever he is called a lover of; a horse, we become harpists by playing the harp. Similarly,
for instance, pleases the horse-lover. . . .Similarly, then, we become just by doing just actions, temper-
what is just pleases the lover of justice, and in gen- ate by doing temperate actions, brave by doing brave
eral what accords with virtue pleases the lover of actions. . . .
virtue. . . . That is why we must perform the right activities, since
Hence these people’s life does not need plea- differences in these imply corresponding differences
sure to be added [to virtuous activity] as some sort in the states [of character]. It is not unimportant, then,
of extra decoration; rather, it has its pleasure within to acquire one sort of habit or another, right from our
itself. For besides the reasons already given, some- youth. On the contrary, it is very important, indeed
one who does not enjoy fine actions is not good; for all-important.
no one would call a person just, for instance, if he
did not enjoy doing just actions, or generous if he did 2. Our present discussion does not aim . . . at study;
not enjoy generous actions, and similarly for other for the purpose of our examination is not to know
virtues. . . . what virtue is, but to become good, since otherwise
188    PART V  •  READINGS

the inquiry would be of no benefit to us. And so we by it, he is intemperate. Again, if he stands firm
must examine the right ways of acting; for, as we against terrifying situations and enjoys it, or at least
have said, the actions also control the sorts of states does not find it painful, he is brave; if he finds it pain-
we acquire. . . . ful, he is cowardly. For virtue of character is about
But let us take it as agreed in advance that every pleasures and pains. . . .
account of the actions we must do has to be stated
in outline, not exactly. As we also said at the begin- 4. Someone might be puzzled, however, about what
ning, the type of accounts we demand should accord we mean by saying that we become just by doing
with the subject matter; and questions about action just actions and become temperate by doing tem-
and expediency, like questions about health, have no perate actions. For [one might suppose] that if we
fixed answers. . . . do grammatical or musical actions, we are gram-
First, then, we should observe that these sorts marians or musicians, and, similarly, if we do just
of states [of character] naturally tend to be ruined or temperate actions, we are thereby just or tem-
by excess and deficiency. We see this happen with perate. . . .
strength and health. . . . For both excessive and de- But for actions in accord with the virtues to be
ficient exercise ruin bodily strength, and, similarly, done temperately or justly it does not suffice that
too much or too little eating or drinking ruins health, they themselves have the right qualities. Rather, than
whereas the proportionate amount produces, in- agent must also be in the right state when he does
creases, and preserves it. them. First, he must know [that he is doing virtuous
The same is true, then, of temperance, bravery, actions]; second, he must decide on them, and decide
and the other virtues. For if, for instance, someone on them for themselves; and, third, he must also do
avoids and is afraid of everything and stands firm them from a firm and unchanging state. . . .
against nothing, he becomes cowardly; if he is afraid Hence actions are called just or temperate when
of nothing at all and goes to face everything, he be- they are the sort that a just or temperate person would
comes rash. Similarly, if he gratifies himself with do. But the just and temperate person is not the one
every pleasure and abstains from none, he becomes who [merely] does these actions, but the one who
intemperate; if he avoids them all, as boors do, he also does them in the way in which just or temperate
becomes some sort of insensible person. Temper- people do them. . . .
ance and bravery, then, are ruined by excess and de-
ficiency, but preserved by the mean. 6. It should be said . . . that every virtue causes its pos-
But these actions are not only the sources and causes sessors to be in a good state and to perform their func-
both of the emergence and growth of virtues and of tion well. . . . The virtue of a human being will . . . be
their ruin; the activities of the virtues [once we have the state that makes a human being good and makes
acquired them] also consist in these same actions. . . . him perform his function well. . . .
For abstaining from pleasure makes us become tem- In everything continuous and divisible we can
perate, and once we have become temperate we are take more, less, and equal, and each of them either
most capable of abstaining from pleasures. It is simi- in the object itself or relative to us; and the equal
lar with bravery; habituation in disdain for frightening is some intermediate between excess and deficiency.
situations and in standing firm against them makes us By the intermediate in the object I mean what is equi-
become brave, and once we have become brave we distant from each extremity; this is one and the same
shall be most capable of standing firm. for all. But relative to us the intermediate is what is
neither superfluous nor deficient; this is not one, and
3. But we must take someone’s pleasure or pain fol- is not the same for all.
lowing on his actions to be a sign of his state. For if If, for instance, ten are many and two are few, we
someone who abstains from bodily pleasures enjoys take six as intermediate in the object, since it exceeds
the abstinence itself, he is temperate; if he is grieved [two] and is exceed [by ten] by an equal amount,
A ristotle   •   Nicomachean Ethics      189

[four]. . . . But that is not how we must take the in- 7. However, we must not only state this general ac-
termediate that is relative to us. For if ten pounds [of count but also apply it to the particular cases. . . .
food], for instance, are a lot for someone to eat, and First, then, in feelings of fear and confidence the
two pounds a little, it does not follow that the trainer mean is bravery. The excessively fearless person is
will prescribe six, since this might also be either a nameless (indeed many cases are nameless), and the
little or a lot for the person who is to take it—for one who is excessively confident is rash. The one
Milo [the athlete] a little, but for the beginner in who is excessive in fear and deficient in confidence
gymnastics a lot. . . . is cowardly.
We can be afraid, for instance, or be confident, or In pleasures and pains  .  .  . the mean is temper-
have appetites, or get angry, or feel pity, and in gen- ance and the excess intemperance. People deficient
eral have pleasure or pain, both too much and too in pleasure are not often found, which is why they
little, and in both ways not well. But having these also lack a name; let us call them insensible.
feelings at the right times, about the right things, In giving and taking money the mean is generos-
toward the right people, for the right end, and in ity, the excess wastefulness and the deficiency un-
the right way, is the intermediate and best condi- generosity. Here the vicious people have contrary
tion, and this is proper to virtue. Similarly, actions excesses and defects; for the wasteful person is ex-
also admit of excess, deficiency, and an intermedi- cessive in spending and deficient in taking, whereas
ate condition. the ungenerous person is excessive in taking and de-
Now virtue is about feelings and actions, in ficient in spending. . . .
which excess and deficiency are in error and incur In questions of money there are also other con-
blame, whereas the intermediate condition is cor- ditions. Another mean is magnificence; for the
rect and wins praise, which are both proper to virtue. magnificent person differs from the generous by
Virtue, then, is a mean, insofar as it aims at what is being concerned with large matters, while the gen-
intermediate. erous person is concerned with small. The excess
Moreover, there are many ways to be in error. . . . is ostentation and vulgarity, and the deficiency is
But there is only one way to be correct. That is why stinginess. . . .
error is easy and correctness is difficult, since it is In honor and dishonor the mean is magnanim-
easy to miss the target and difficult to hit it. And so ity, the excess something called a sort of vanity,
for this reason also excess and deficiency are proper and the deficiency pusillanimity. And just as we
to vice, the mean to virtue. . . . said that generosity differs from magnificence in
its concern with small matters, similarly there is a
Virtue, then, is a state that decides, consisting in a virtue concerned with small honors, differing in the
mean, the mean relative to us, which is defined by same way from magnanimity, which is concerned
reference to reason, that is to say, to the reason by with great honors. For honor can be desired either
reference to which the prudent person would define in the right way or more or less than is right. If
it. It is a mean between two vices, one of excess and someone desires it to excess, he is called an honor-
one of deficiency. . . . lover, and if his desire is deficient he is called indif-
Now not every action or feeling admits of the ferent to honor, but if he is intermediate he has no
mean. For the names of some automatically include name. . . .
baseness—for instance, spite, shamelessness, envy Anger also admits of an excess, deficiency, and
[among feelings], and adultery, theft, murder, among mean. These are all practically nameless; but since
actions. For all of these and similar things are called we call the intermediate person mild, let us call the
by these names because they themselves, not their ex- mean mildness. Among the extreme people, let the
cesses or deficiencies, are base. Hence in doing these excessive person be irascible, and his vice irascibil-
things we can never be correct, but must be invariably ity, and let the deficient person be a sort of inirascible
in error. . . . person, and his deficiency inirascibility. . . .
190    PART V  •  READINGS

In truth-telling . . . let us call the intermediate person right amount, at the right time, for the right end, and
truthful, and the mean truthfulness; pretense that in the right way is no longer easy, nor can everyone do
overstates will be boastfulness, and the person who it. Hence doing these things well is rare, praiseworthy,
has it boastful; pretense that understates will be self-­ and fine.
deprecation, and the person who has it self-deprecating. That is why anyone who aims at the intermediate
In sources of pleasure in amusements let us call condition must first of all steer clear of the more con-
the intermediate person witty, and the condition wit; trary extreme. . . . For one extreme [e.g., cowardice]
the excess buffoonery and the person who has it a is more in error, the other [e.g., rashness] less. Since,
buffoon; and the deficient person a sort of boor and therefore, it is hard to hit the intermediate extremely
the state boorishness. accurately, the second-best tack, as they say, is to
In the other sources of pleasure, those in daily life, take the lesser of the evils.
let us call the person who is pleasant in the right way We must also examine what we ourselves drift
friendly, and the mean state friendliness. If someone into easily. For different people have different natu-
does to excess with no [ulterior] aim, he will be ral tendencies toward different goals, and we shall
ingratiating; if he does it for his own advantage, a come to know our own tendencies from the plea-
flatterer. The deficient person, unpleasant in everything, sure or pain that arises in us. We must drag our-
will be a sort of quarrelsome and ill-tempered person. selves off in the contrary direction; for if we pull far
There are also means in feelings and about feel- away from error . . . we shall reach the intermediate
ings. Shame, for instance, is not a virtue, but the condition. . . .
person prone to shame . . . receives praise. For here
also one person is called intermediate, and a­ nother—
the person excessively prone to shame, who is
ashamed about everything—is called excessive; BOOK III
the person who is deficient in shame or never feels
shame at all is said to have no sense of disgrace; and
the intermediate one is called prone to shame. 6. First let us discuss bravery. We have already made
Proper indignation is the mean between envy and it apparent that there is a mean about feelings of
spite; these conditions are concerned with pleasure fear and confidence. What we fear, clearly, is what
and pain at what happens to our neighbors. For the is frightening, and such things are, speaking without
properly indignant person feels pain when someone qualification, bad things; hence people define fear as
does well undeservedly; the envious person exceeds expectation of something bad.
him by feeling pain when anyone does well, while Certainly we fear all bad things—for instance,
the spiteful person is so deficient in feeling pain that bad reputation, poverty, sickness, friendlessness,
he actually enjoys [other people’s misfortunes]. . . . death—but they do not all seem to concern the brave
person. For fear of some bad things, such as bad
9. We have said enough, then, to show that virtue of reputation, is actually right and fine, and lack of fear
character is a mean  .  .  . between two vices, one of is shameful; for if someone fears bad reputation, he
excess and one of deficiency; and that it is a mean is decent and properly prone to shame, and if he has
because it aims at the intermediate condition in feel- no fear of it, he has no feeling of disgrace. Some,
ings and actions. however, call this fearless person brave . . . for he has
That is why is it also hard work to be excellent. some similarity to the brave person. . . .
For in each case it is hard work to find the intermedi- Then what sorts of frightening conditions con-
ate; for instance, not everyone, but only one who cern the brave person? Surely the most frightening;
knows, finds the midpoint in a circle. So also getting for no one stands firmer against terrifying condi-
angry, or giving and spending money, is easy and ev- tions. Now death is most frightening of all. . . .
eryone can do it; but doing it to the right person, in the Still, not even death in all conditions—on the sea,
A ristotle   •   Nicomachean Ethics      191

for instance, or in sickness—seems to be the brave everything, he is a despairing sort. The brave person,
person’s concern. on the contrary, is hopeful, since [he is confident
In what conditions, then, is death his concern? and] confidence is proper to a hopeful person.
Surely in the finest conditions. Now such deaths Hence the coward, the rash person, and the brave
are those in war, since they occur in the greatest person are all concerned with the same things, but
and finest danger. This judgment is endorsed by have different state related to them; the others are
the honors given in cities and by monarchs. Hence excessive or defective, but the brave person has the
someone is called fully brave if he is intrepid in intermediate and right state.
facing a fine death and the immediate dangers that
bring death. And this is above all true of the dangers
of war. . . .
BOOK V
7. The brave person is unperturbed [by frighten-
ing things], as far as a human being can be. Hence,
though he will fear even the sorts of things that are 1. Now it would seem that justice and injustice are
not irresistible, he will stand firm against them, in the both spoken of in more ways than one. . . . Let us, then,
right way, as reason prescribes, for the sake of the find the number of ways an unjust person is spoken
fine, since this is the end aimed at by virtue. of. Both the lawless person and the overreaching and
It is possible to be more or less afraid of these fright- unfair person seem to be unjust; and so, clearly, the
ening things, and also possible to be afraid of what is lawful and the fair person will be just. Hence the just
not frightening as though it were frightening. . . . will be both the lawful and what is fair, and the unjust
Hence whoever stands firm against the right things will be both the lawless and the unfair.
and fears the rights things, for the right end, in the Since the unjust person is an overreacher, he will
right way, at the right time, and is correspondingly be concerned with goods. . . . Now the unjust person
confident, is the brave person; for the brave person’s does not choose more in every case; in the case of
actions and feelings accord with what something is what is bad . . . he actually chooses less. . . .
worth, and follow what reason prescribes. Since, as we saw, the lawless person is unjust and
Every activity aims at actions in accord with the the lawful person is just, it clearly follows that what-
state of character. Now to the brave person bravery ever is lawful is in some way just. . . . Now the law
is fine; hence the end it aims at is also fine, since instructs us to do the actions of a brave person—for
each thing is defined by its end. The brave person, instance, not to leave the battle-line, or to flee, or to
then, aims at the fine when he stands firm and acts in throw away out weapons; of a temperate person—not
accord with bravery. to commit adultery or wanton aggression; or a mild
Among those who go to excess the excessively person—not to strike or revile another; and similarly
fearless person has no name. . . . He would be some requires actions in accord with the other virtues, and
sort of madman, or incapable of feelings distress. . . . prohibits actions in accord with the vices. The cor-
The person who is excessively confident about rectly established law does this correctly, and the less
frightening things is rash. . . . Moreover, rash people carefully framed one does this worse.
are impetuous, wishing for dangers before they This type of justice, then, is complete virtue. . . .
arrive. . . . Brave people, on the contrary, are eager And that is why justice often seems to be supreme
when in action, but keep quiet until then. among the other virtues. . . .
The person who is excessively afraid is the
coward, since he fears the wrong things, and in 2. But we are looking for the type of justice . . . that
the wrong way, and so on. Certainly, he is also de- consists in a part of virtue [rather than complete
ficient in confidence, but his excessive pain distin- virtue], and correspondingly for the type of injustice
guishes him more clearly. Hence, since he is afraid of that is a part of vice. . . .
192    PART V  •  READINGS

A sign that there is this type of justice and in- Besides, we think that pleasure must be mixed
justice is this: If someone’s activities accord with into happiness; and it is agreed that the activity in
the other vices—if, for instance, cowardice made accord with wisdom is the most pleasant of the ac-
him throw away his shield, or irritability made him tivities in accord with virtue. Certainly, philosophy
revile someone, or ungenerosity made him fail to seems to have remarkably pure and firm pleasures,
help someone with money—what he does is unjust, and it is reasonable for those who have knowledge
but not overreaching. But when someone acts from to spend their lives more pleasantly than those who
overreaching, in many cases his action accords with seek it.
none of these vices—certainly not all of them; but Moreover, the self-sufficiency we spoke of will
it still accords with some type of wickedness, since be found in study more than in anything else. For
we blame him, and [in particular] it accords with admittedly the wise person, the just person, and the
injustice. other virtuous people all need the good things nec-
Hence there is another type of injustice that is a essary for life. Still, when these are adequately sup-
part of the whole. . . . Further, if A commits adul- plied, the just person needs other people as partners
tery for profit and makes a profit, but B commits and recipients of his just actions; and the same is
adultery because of his appetite, and spends money true of the temperate person, the brave person, and
on it to his own loss, B seems intemperate rather each of the others. But the wise person is able, and
than overreaching, but A seems unjust, not intem- more able the wiser he is, to study even by himself;
perate. Clearly, then, this is because A acts to make and though he presumably does it better with col-
a profit. leagues, even so he is more self-sufficient than any
Further, we can refer every other unjust action to other [virtuous person].
some vice—to intemperance if someone committed Besides, study seems to be liked because of itself
adultery, to cowardice if he deserted his comrade in alone, since it has no result beyond having studied.
the battle-line, to anger if he struck someone. But if But from the virtues concerned with action we try to
made an [unjust] profit, we can refer it to no other a greater or lesser extent to gain something beyond
vice except injustice. the action itself.
It is evident, then, that there is another type of Besides, happiness seems to be found in leisure;
injustice, special injustice, apart from injustice as for we deny ourselves leisure so that we can be at
a whole, [and which] is concerned with honor or leisure, and fight wars so that we can be at peace.
wealth or safety  . .  . and aims at the pleasure that Now the virtues concerned with action have their ac-
results from making a profit, whereas the concern of tivities in politics or war, and actions here seem to
injustice as a whole is whatever concerns the excel- require trouble. This seems completely true for ac-
lent person. . . . tions in war, since no one chooses to fight a war, and
no one continues it, for the sake of fighting a war; for
someone would have to be a complete murderer if he
made his friends his enemies so that there could be
BOOK X battles and killings. But the actions of the politician
also deny us leisure; apart from political activities
themselves, those actions seek positions of power
7. If happiness is activity in accord with virtue, it is and honors, or at least they seek happiness for the
reasonable for it to accord with the supreme virtue, politician himself and for his fellow citizens. . . .
which will be the virtue of the best thing. The best Hence among actions in accord with the virtues
is understanding . . . and to understand what is fine those in politics and wars are preeminently fine and
and divine. . . . Hence complete happiness will be its great; but they require trouble, aim at some [fur-
activity in accord with its proper virtue; and . . . this ther] end, and are choiceworthy for something other
activity is the activity of study. . . . than themselves. But the activity of understanding,
C ollins   •   Care Ethics: The Four Key Claims      193

it seems, is superior in excellence because it is the activity  .  .  . and any other features ascribed to the
activity of study, aims at no end apart from itself, blessed person, are evidently features of this activity.
and has its own proper pleasure, which increases the Hence a human being’s complete happiness will be
activity. Further, self-sufficiency, leisure, unwearied this activity. . . .

DISCUSSION QUESTIONS
1.  What are the various kinds of lives that Aristotle considers as candidates for the best life? Do you
find his arguments about these lives compelling? Why or why not?
2.  Do you agree with Aristotle’s basic idea about what makes a person’s life as happy (or flourishing)
as possible? Why or why not?
3.  Aristotle famously argues that virtues are a mean between two extremes. Do you think this is always
true? Why or why not?
4.  What arguments does Aristotle give for thinking that the life of study is the best life for a human
being? Do you find these arguments convincing? Why or why not?
5.  Some people claim that because different cultures will understand virtues differently, Aristotle’s ethics
leads to a kind of cultural relativism (see pp. 98–102), according to which morality differs from one
culture to another. Do you think that is true? If so, is it a problem for Aristotle’s view? Why or why not?

STEPHANIE COLLINS

Care Ethics: The Four Key Claims

Stephanie Collins is a Lecturer in Politics at the University of Manchester in England. She


writes about human rights, global justice, and feminist ethics. Collins explains four claims
that form the core of the ethics of care.

GUIDING QUESTIONS
1.  What are the four key claims that form the core of care ethics, according to Collins? (You won’t be
able to answer this question completely until the end of the paper, but keep it in mind as you read.)
2.  What role(s) does Collins think principles should play in ethics? Why?
3.  What kind of relationships are especially important, according to Collins? Why?
4.  What is the difference between caring attitudes and caring actions? What role does each play in
care ethics?

Copyright Stephanie Collins.


194    PART V  •  READINGS

This chapter investigates a somewhat neglected moral of the whole of ethics or morality, but of important
theory: the theory of “care ethics.” This theory can be parts of it that have been inadequately appreciated by
traced back to Carol Gilligan, a 1980s psychologist other theories (Engster 2007, 61–2; Held 2004, 65,
who studied how women approach real-life moral di- 68; Tronto 1993, 126).
lemmas. In contrast to findings about men in earlier This chapter aims to crystallise the care ethical
studies (Kohlberg 1973), Gilligan found women did cluster of ideas, by describing, refining, and defend-
not appeal to general principles or make categorical ing four key claims that constitute the central pillars
assertions about right and wrong. Instead, they fo- of the theory.
cused “on the limitations of any particular resolution
and describe[d] the conflicts that remain” (Gilligan
1982, 22). This seeming indecisiveness resulted from
their perception of many conflicting responsibilities: 1.  SCEPTICISM ABOUT PRINCIPLES
to their family members, to their friends, to them-
selves, and to those more distant. Paradigmatically,
Gilligan described “Amy,” a subject who saw the 1.1 Deliberation and Justification
world as “a narrative of relationships that extends
over time” in “a world that coheres through human Care ethicists view principles as insufficient at best—
connection rather than through systems of rules” and distortive at worst—for proper ethical delibera-
(1982, 28–9). This contextually-embedded and tion. We can think of principles as conditionals (“if,
­relationship-oriented approach has driven care ethi- then” statements) with an imperative (“do this”) in
cists ever since. the “then” slot. Principles include: “if you’ve made
But care ethicists are not just concerned with a promise, then keep it”; “if you can save someone’s
“what women think.” Instead, they believe their life at low cost, then save their life”; “under all cir-
theory can—indeed, should—guide all of us in cumstances, don’t murder.” Care ethicists object that
moral decision-making, regardless of our gender and these generalise too much. The reasons you should
the particular dilemmas we face. Through reflection keep a promise, or save someone’s life, or even re-
on the lived reality of ethical decision-making, care frain from murder, are always unique to particular
ethicists are led to the following ideas: that responsi- circumstances. We can’t capture all those unique de-
bilities derive from relationships between particular tails in a general “if” or “under these circumstances”
people, rather than from abstract rules and principles; clause.
that decision-making should be sympathy-based Care ethicists’ ideas here can be divided into
rather than duty- or principle-based; that personal two camps: those regarding deliberation, and those
relationships have a value that is often overlooked regarding justification. Deliberation refers to the
by other theories; that at least some responsibilities procedures we use when making ethical decisions.
aim at fulfilling the needs of vulnerable persons (in- Justification refers to the outside-the-mind reasons
cluding their need for empowerment), rather than the why someone should do this-or-that. For example,
universal rights of rational agents; and that moral- suppose I can easily save a toddler from drowning in a
ity demands not just one-off acts, but also ongoing shallow pond. When it comes to deliberation, I might
patterns of actions and attitudes. Most importantly, just think: “The toddler’s drowning! Act!” This is a
care ethicists believe morality demands ongoing ac- sensible method of deliberation in the circumstances.
tions and attitudes of care, in addition to (or even But the method of providing a justification for my
in priority to) those of respect, non-interference, action will be quite different: my justification might
and tit-for-tat reciprocity—which care ethicists see refer to the value of human life, the fact that I would
as over-emphasised in other ethical theories. Impor- want someone to save me if they easily could, and so
tantly, though, care ethicists do not claim that other on. These abstract justificatory notions don’t feature
theories get nothing right: care ethics is not a theory in the deliberation, and rightly so.
C ollins   •   Care Ethics: The Four Key Claims      195

When care ethicists deride principles, sometimes better what they need or want, why they need or want
they’re arguing that we shouldn’t use principles in that thing, and how you might help them get it. It
deliberation. For example, in Selma Sevenhuijsen’s forces you to remove your self-interested goggles in
version of care ethics, “[m]oral deliberation is . . . approaching life. It is worth quoting Virginia Held at
looking . . . at an issue from different perspectives length on this:
and taking conflicting moral reactions and moral
idioms as sources of morally relevant knowledge” Kant famously argued that benevolent or sympathetic
(Sevenhuijsen 1998, 57; similarly Miller 2005, 139). feelings lack moral worth; only the intention to act in
At other times, care ethicists want to reject principles accord with the moral law required by reason is morally
as justifications. Virginia Held gives the example of rather than merely instrumentally of value. . . . Such
honouring one’s parents, suggesting that the (justifi- theories miss the moral importance of actual, caring re-
lations. They miss the importance of the emotions for
catory) reason why a child should honour their father
understanding what we ought to do, and for motivat-
is because their particular father is worth honouring,
ing our morally recommended actions. Without empa-
for reasons that can only be spelled out by describ- thetic awareness, one may not be able to meet another’s
ing the details of that relationship over the years, needs in the way morality requires. Without feelings of
and that cannot be captured in a general “if” clause concern, one may not take responsibility for respond-
(Held, 2006, 79–80; similarly Noddings 1984, 85; ing to those in need. To the ethics of care, morality is
Ruddick 1980, 348–9; Tronto 1993, 27). In the next less a matter of rational recognition and more a matter
two sub-sections, I will assess care ethicists’ views of taking responsibility for particular other persons in
on deliberation and justification in turn. need. (Held 2014, 109)

Care ethicists often contrast this sympathetic


1.2 Deliberation mode of deliberation with a principle-based mode.
For example, Nel Noddings says “[i]t is not just that
Care ethicists are surely correct that wholly highly mathematicized schemes are inevitably artifi-
principle-based deliberation is not always best.
­ cial . . . but they tend to fix our attention on their own
As Ornaith O’Dowd puts it: if a child is drown- gamelike quality. We become absorbed in the intrica-
ing in a river, then “sitting down by the riverbank cies of the game instead of the plight of real people”
to stroke one’s chin and ruminate on a particularly (Noddings 2002, 60). Something is clearly lost in
thought-provoking passage from [Immanuel Kant’s] the deliberation Noddings describes. But should we
the Metaphysics of Morals is hardly justifiable . . .” deliberate with absolutely no regard for principles?
(2012, 419). Not only that: if we went through life Can’t we have both principles and sympathy in our
with principles always explicitly in mind, we would deliberation? Indeed, there are at least three reasons
miss out on a lot of what’s valuable—human connec- why care ethicists can, should, and sometimes do
tion, sympathy, and spontaneity, for example. preserve some role for principles in deliberation.
This would be irrelevant if there were no alterna- First, principles are compatible with sympathy.
tive to principle-based deliberation. But care ethics Moral philosophers of all stripes give a role to sym-
offers an alternative: sympathy. This involves appre- pathy in deliberation—alongside principles. Most
ciating someone else’s situation from their perspec- obviously, virtue ethics give sympathy a central de-
tive, and being moved to help them because of what liberative role, though the theory also includes prin-
one sees from that perspective. This requires giving ciples or “virtue-rules” (Hursthouse 1999, Part II).
full attention to the person, while attempting to see Virtue ethics is the mainstream theory most similar
the world as they see it from their perspective—not to to care ethics—some even see care ethics as a spe-
see the world as you would see it, if you were in their cies of virtues ethics (Slote 2007), though this is a
situation1 (Kittay 1997, 236; Noddings 2010, ch. 2; minority position. So care ethics can draw on this.
Sevenhuijsen 1998, 62). This allows you to know Likewise, sophisticated consequentialists claim that

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