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The Swiss psychoanalyst Carl Gustav Jung (1875-1961) was, throughout his
career (both intellectual and medical), deeply influenced by the thought of
Friedrich NietzschtCj and he made numerous references to him throughout his
voluminous writings1. Writing about the differences between his own psychol-
ogy and that of Freud and Adler, Jung drew a distinction between their intellec-
tual background and his: "Ich selber hatte den großen Vorteil gegenüber Freud
sowohl als Adler, nicht innerhalb der Neurosenpsychologie und deren Einseitig-
keiten heraufgewachsen zu sein, sondern ich kam von der Psychiatrie her, von
Nietzsche für moderne Psychologie wohlvorbereitet" (GW VII 199). Not only
did Jung mention Nietzsche at least once in every major work, but from 1934
to 1939 he devoted a weekly seminar to an archetypal analysis of Also sprach
Zarathttstra2. For many years confined to various international Jung Institutes,
where they were not available to the general public, the Seminar on Nietzsche
has recently been published. One part of the steadily growing interest in Jung's
work is the increasingly important question of his intellectual antecedents. This
article discusses some of the main conclusions about Jung and Nietzsche that
have resulted from my current doctoral research.
1
C G. Jung, Gesammelte Werkt, 19 vols (Ölten, 1971-1990) (the German-language edition still
lacks an Index, volume 20 in the English Colleäed Works). Henceforth cited in the text äs GW
followed by volume number and paragraph number (which corresponds to the volume and
patagraph of the English edition).
2
C G. Jung, Nietzsches Zarathustra Notes oftbe Seminar gven In 1954-1939, edited by James L. Jar-
rett, 2 vols (London, 1989). Henceforth cited in the text äs SNZ followed by volume number
and page number.
272 Paul Bishop
Nietzsche and Jung. First, Gerhard Wehr has Seen in Nietzsche a depth psycholo-
gist avantle /etire, and reproduced äs a small anthology those texts which he consid-
ered to be most suggestive of depth-psychological notions3. Second, Peggy Nill
has argued that the main conceptual affinity between the two men is the concept
of "self-becoming", with the following caveat: "Nur: Selbstwerdung bei Jung heißt
Ethos, bei Nietzsche Poiesis"4. Third, the editor of the Zarathustra Seminar, James
Jarrett, has placed Jung's reception of Nietzsche within the context of Analytical
Psychology and drawn attention to the theoretical and biographical paraUels be-
tween Jung and Nietzsche5. Finally, Patricia Dixon's work suggests that both men
advocate the attainment of wholeness through the union of opposites6. In addi-
tion, the Jungian scholar Liliane Frey-Rohn has provided a psycho-biography of
Nietzsche in terms of Analytical Psychology, though she never examines to what
extent both Jung and Nietzsche transcend the values of their era7,
A counterbalance to the sometimes uncritical scholarly efforts in this field
is provided by an analysis of the marginalia and inscriptions in Jung's own copy
of Nietzsche's Wirke. These provide us with much useful Information about
Jung's reception of Nietzsche. First, they help us to date Jung's acquisition of
certain texts; second, they show us which passages Jung read with particular
attention; and third, in the case ofA/so sprach Zarathustra, they enable us to look
at the same editions from which Jung gave his lectures in his Seminar on
Nietzsche (1934-1939). I am very grateful to Herr Franz Jung for his kindness
and generosity in allowing me to inspect these volumes in Jung's own library in
Küsnacht and to transcribe the material I found there.
Jung's edition of Nietzsche's Gesammelte Werke is the „Kleinoktav-Ausgabe",
published in 16 volumes in Leipzig by C. G. Naumann and Alfred Kröner between
1899 and 1911. The earlier volumes (I to VIII) display a book-plate with the
inscription "Post Tenebras Lux: Dr. C. G. Jung", while the later volumes (IX to
XVI) display a different bookplate with Jung's motto "Vocatus atque non, vocatus
deus aderit". It is clear from the dates of publication äs well äs from their general
condition that Jung acquired these volumes at different stages, and not all the vol-
umes contain annotations. Also sprach Zarathustra (KA VI) contains the inscription
"October 1901" on the page facing the inner fly-leaf, and the only other volume
3
Gerhard Wehr, Friedrich Nietzsche: Der Seelenerrater als Wegbereiter der Tiefenpsychologie (Freiburg,
1982).
4
^eggy Nill, "Die Versuchung der Psyche: Selbstwerdung als schöpferisches Prinzip bei
Nietzsche und C. G. Jung", Niet%scbe-Stndien, 17 (1988), 250-279 (p. 252)!
5
James L. Jarrett, "Jung and Nietzsche", Harvest, 36 (1990), 139-148.
6
Patricia EUeen Dixon, Nietzsche and Jung: Wholeness through the Union of Opposites, Diss. Ph. D.
unpub. (The American University, Washington D. C.) (forthcoming in New York äs ^iet^sche
and Jung: Sailing a Deeper Night).
7
Liliane Frey-Rohn, Jenseits der Werte seiner Zeit Friedrich Nietzsche im Spiegel seiner Werke (Zürich,
1984).
Jung's Annotations of Nietzsche's Works 273
proclaims that, if unable to live proudly, one should die proudly (GD Streifzüge
36, KGW VI 3 p. 128), Jung retorts in the margin: "ja, und wie gieng es?" Faced
with Nietzsche's jibe at Kant, "eines hinterlistigen Christen zu guter Letzt" (GD
"Vernunft" 6, KGW VI 3 p. 73), Jung threw the remark back, noting: 'Tu ipse".
And against Section 51, Jung wrote, parddying the end of the penultimate sec-
tion of Diefröhliche Wissenschaft ("der Zeiger rückt, die Tragödie beginnt..." [FW 5
382, KGW V 2 p. 319]), "incipit comoedie". Second, some of the marginal notes
give a brief psychological commentary on the text. For example, Jung notes
what he considers to be evidence of neurotic traits in Nietzsche's personality; is
alert to the possible presence of unconscious wishes in Nietzsche; and through-
out judges him to be an introverted personality. Third, äs far äs the annotations
and underlinings in Zarathustra are concerned, we can see Jung trying to develop
a thematic approach to the work äs a whole, äs he was later to do in his
Nietzsche Seminar. Fourth, since the outbreak of the Second World War pre-
vented Jung's Seminar from reaching the end of Zarathustra^ some of Jung's
pencilled comments permit a tentative reconstruction of what he might have
said. Finally, äs Jung admitted (see below), he also underlined and marked those
passages which he found defeating. 'Certain of Jung's own comments seem de-
void of determinate meaning, and some are trivial, even silly. This should alert
us to the danger of basing any arguments too heavily on these annotations,
whilst reminding us of their value in other respects. For in these marginal notes,
we are observing Jung's personal reading of Nietzsche, and hence become wit-
nesses to an experience which was of the highest significance to Jung. These
annotations help us critically to assess Jung's reception of Nietzsche, instead of
dismissing Jung's comments on Nietzsche or exaggerating Jung's debt to him.
And the annotations reveal that reception äs a process of reaction and response
on the part of Jung to a figure he found ceaselessly,, but worryingly, fascinating.
As well äs considering what the marginalia show us about possible sources for
some of Jung's psychoanalytical notions, I shall try and assess why jung did not
(consciously) notice some of the affinities between himself and Nietzsche, and in
particular why he hardly mentioned/^j-^/j* von Gut und Böse and Zur Genealogie der
Moral üi all in his published work when his own copies are so heavily, annotated.
This will help to determine the manner in which Jung incorporated (or did not)
elements of Nietzsche's philosophy into his own thought. Before that, I shall
briefly examine the intellectual-biographical background to Jung's reception in
general of Nietzsche, and relate the marginalia to his early reception in particular.
II
Although Jung himself never met Nietzsche, he grew up at a time when the
philosopher was still alive in a mental asylum and his popularity äs a writer was
Jung's Annotations of Nietzsche's Works 275
8
For a general ovcrview of Nietzsche reception, see Bruno HiHebrand (ed.), Nietzsche und die
deutsche Literatur, 2 vols (Munich, 1978); Alfredo Guzzoni (ed.), 90 Jahre philosophische Nietyche-
Rf^eption (Königstein/Ts, 1979); Margot Fleischer, "Das Spektrum der Nietzsche-Rezeption im
geistigen Leben seit der Jahrhundertwende", Nietzsche-Studien, 20 (1991), 1-47; and Steven E.
Aschheim, Tbe Nietzsche Legacy in Germany 1880-1990 (Berkeley, 1992).
9
Herbert W. Reichert and Karl Schlechta, International Nietzsche Bibliography (revised and expanded)
(North Carolina U P., 1968), graph facing title-page.
10
Seth Taylor, Left-Wing Nietycheans: The Polttlcs of German Expressionism 1910-1920 (Berlin/New
York, 1990), p. 18.
11
Richard Hinton Thomas, Nietzsche in German Politics and Society 1890-1918 (Manchester, 1983),
p. 2.
12
R. A. Nicholls, ''Beginnmgs of the Nietzsche Vogue in Germany", Modem Philologe 56 (1958/
1959), 24-37 (p. 25).
13
Malcolm E. Humble, "Early Brirish Interest in Nietzsche", German Ufe and Leiters, 24
(1970-1971), 327-335 (p. 334).
14
"Anbei ein komisches Faktum, das mir mehr und mehr zum Bewußtsein gebracht wird. Ich
habe nachgerade einen "Einfluß", sehr unterirdisch, wie sich von selbst versteht. Bei allen
276 Paul Bishop
1932); Edgar Salin, (Jakob Burckhardt und Nietzsche (Basle, 1938) (Jung's interest in this book
must have been great, for bis edition äs I found it in bis personal library contained a letter
from Salin of 11 April 1938, replying to a letter of Jung's and apologizing for the late delivery
of bis book!); Wilhelm Schacht, Nietzsche: Eine psychiatrisch-phihsopijische Untersuchung (Berne,
1901); Franz Unger, Friedrich Nietzsches Träumen und Sterben (Munich, 1900).
18
On Nietzsche and Burckhardt, see: Charles Andler, Nietzsche und Jakob Burckfjardt (Basle/Stras-
bourg, n. d.); Alfred von Martin, Nietzsche und Burckf)ardt (Munich, 1942); Erich Heller, "Burck-
hardt and Nietzsche", in: The Disinherited Aiind (London, 1952), pp. 59-77; Edgar Salin, Jafrob
Burckhardt und Nietzsche (Basle, 1938) (see note 17). On Jung and Burckhardt, see Philipp Wolff-
Windegg, "C G. Jung-Bachofen, Burckhardt, and Basle", Spring, 1976, pp. 137-147. A fuller
account of intcllectual life in late nineteenth-century Basle is provided by Lionel Gossman in
"Orpheus philokgus: Bachofen versus Mommsen on the Stuaj ofAntiquirj* (Philadelphia, 1983 [Transac-
iions of the American Pbilosophical Society, vol. 73, pt 5]), "Basle, Bachofen and the Cridque of
Modernity in the Second Half of the Nineteenth Century", Journal of the Warburg and Courtauld
Institutes, 47 (1984), 136-185, and "Antimodernism in Nineteenth-Century Basle: Franz Over-
beck's Anritheology and J.J. Bachofen's Antiphilology", Interpretation* 16 (1989), 359-389.
19
CG. Jung, Erinnerungen, Träume, Gedanken, edited by Aniela Jaffe (Zürich/Stuttgart, 1962),
pp. 103, 118-119).
a>
See Albert Oeri, "Ein paar Erinnerungen", in: Die kulturelle Bedeutung der komplexen Psycfjo/ogie
(Berlin, 1935), pp. 524-528. It may also have been becausc of Oeri that the early Jungian
concept of the "Urbild" is attributed to Burckhardt. See Werner Kaegi, Jacob Burckhardt: Kine
Biographie, l vols (Basic/Stuttgart, 1947-1982), IV, p. 464, footnote 121.
278 Paul Bishop
III
21
Sigmund Freud/C. G. Jung, Briefwechsel^ edited by William McGuire and Wolfgang Sauerländer
(Frankfurt/Main, 1974), p. 258.
22
For more Information on the history of the Zofingiavemn^ see Werner Kundert, Abriss der Ge-
schiehfe des schweizerischen Zoßngervereins (Lausanne, 1961) and Charles Gilliard, La Soctete de Zoftngtte
1819-1919 (Lausanne, 1919).
23
C. G. Jung, The Zoftngia Lectures, translated by Jan van Heurick (London, 1983),rpara. 237/p. 91.
Jung's Annotations of Nietzsche's Works 279
Betrachtungen). This bears out what Jung wrote in bis letters and autobiography
about which works by Nietzsche he read at university24. But the Lectures also
show that real background to Jung's interest in Nietzsche was his involvement
with Kantian and post-Kantian philosophy. Between 1896 and 1898, L e. in the
period from the first to the last of the lectures, Jung moved from a pro-Kantian
(more precisely, a highly unconventional would-be Kantian) position to one
which denied the basic tenets of the critical philosophy and even rejected the
critical project äs a whole. However, by failing to appreciate to what extent
Nietzsche's philosophy was a post-Kantian, not to say an anti-Kantian philoso-
phy, Jung may also have missed the chance to examine more carefully his own
precarious use of Kant. For both Nietzsche and Jung, the quintessential neo-
Kantian issues of value and of method were of paramount importance, although
never specifically foregrounded by Jung (see below). Jung's fifth lecture is a
violent rejection of the "Systematic Theology" of Albrecht Ritschi
(l 822-1889)25, and its whole tone, including its criticism of Ritschl's style, is
reminiscent of Nietzsche's attack on David Friedrich Strauß in the first of the
Unzeitgemäße Betrachtungen (1873). The defence of Christianity which Jung
mounted here strongly suggests either that he was not yet familiär with
Nietzsche's critique of religion or, more likely, that he was reacting against what
he knew of it. According to Walter Kaufmann, it was probably reading
Nietzsche that "put an end to Jung's Christianity - or drove it Underground -
24
In a letter of 5 January 1961 to the Rev. Arthur W Rudolph, Jung wrote: "As a matter of fact,
living in the same town where Nietzsche spent his life äs a professor of philosophy, I grew up
in an atrnosphere still vibrating from the impact of his teachings, although it was chiefly resis-
tance which met his onslaught [...] The fact that impressed me the most was his encounter
with Zarathustra and then his "religious" critique, which gjves a legitimate place in philosophy
to passion äs the very real motive of phüosophizing. The Unzeitgemäße Betrachtungen were to me
an eye-opener, less so the Genealogy ofMorak or his idea of the "Eternal Return" of all things"
(C G. Jung, Ijetters, edited by Gerhard Adler and Aniela Jaffe, 2 vols (Princeton, 1973), JI,
pp. 621-622). And according to Erinnerungen, Träume, Gedanken^ he first read Nietzsche whilst
still a Student at Basle University (L e. between 1895 and 1900), starting with the unzeitgemäße
Betrachtungen and going on to Zarathustra (pp. 108-110). Jung recounts that reading Zarathustra
was "ein stärkstes Erlebnis" (p. 109).
25
Albrecht Ritschi studied theology in Tübingen amongst other places, and he was Professor of
Theology at Bonn from 1859 to 1864 and at Göttingen from 1864 until his death. In his
lectures on Systemaric Theology, Ritsch! argued against the reduction of religion to experiencc
and insisted that £ahh rested not on the intellect, but on the creation of "Werturteile". Accord-
ingly, the Incarnation is not a historical fact but the expression of the "Offenbarungswert" of
God. Ritschi ;s foüowers stressed the importance of Community ethics and diminished the im-
portance of metaphysics and religious experience (see The Oxford Dictionary ofthe Christian Church%
edited by F. L. Cross (Oxford, 1974), p. 1189). The impact of RitschTs teaching on the populär
concepdons of theolog)' of his time is comparable to that today of the German theologian
Eugen Drewermann - who bases himsdf in part on ideas derived from Jung!
280 Paul Bishöp
and made him rcady to embrace Freud"26. And according to his autobiography,
Jung's early relationship to Nietzsche was characterized by a considerable degtee
of ambivalence27.
IV
Despite this ambivalence, Jung did not hesitate to correspond directly with
Elisabeth Förster-Nietzsche when he wanted to verify his theory concerning the
origin of an episode in Zarathustra. In his MD dissertation at the University of
Zürich entitled Zur Psychologie und Pathologie sogenannter occulter Phänomene (1902)
(GW l 1—150), Jung discovered that Nietzscfie provided him with an exarnple
of how the mind can automatically and unconscioüsly recall large amounts of
Information with incredible accuracy, i. e. cryptomnesia28. He pointed out a
remarkable similarity between a passage in Von großen Ereignissen in Part II of
Also sprach Zarathustra and an account of an incident originally reported in a
ship's log for 1686 and reprinted in the Blätter aus Prevorst (1831—1837), a collec-
tion of reports of occult and unexplained phenomena put together by the Swab-
ian physician and Romantic writer Justinus Kerner (1786-^1862). Jung was so
struck by the close similarity of these passages that he maintained that Nietzsche
must have read this account and then reproduced it almost word for word many
years later, without knowing that he was doing so. Jung argued that this was a
classic case of cryptomnesia and, äs he relates in his dissertation, he even went
so far äs to contact Nietzsche's sister, Elisabeth Förster-Nietzsche, asking her if
she could provide any explanation for this coincidence29.
In his letter to Elisabeth Förster-Nietzsche of 26 October 1899, Jung's page
reference to Zarathustra is to the first edition of 1883 (published in Leipzig).
This is not the edition of 1901 published in Leipzig by C. G. Naumann which
is in Jung's library and is inscribed with the date "October 1901". So Jung
probably did not possess his own copy of Zarathustra until after writing the letter
26
Walter Kaufmann, Freud, Adler, and Jung (New York, 1980), p. 426.
27
"Nietzsche hatte schon für einige Zeit auf dem Programm gestanden, aber ich zögerte mit der
Lektüre, da ich mich ungenügend vorbereitet fühlte [...] Ich fürchtete mich vor der möglichen
Erkenntnis, daß ich wie Nietzsche "Auch Einer" war [...] es war eine geheime Angst, ich könne
ihm vielleicht ähnlich sein, wenigstens in dem Punkte des "Geheimnisses", das ihn in seiner
Umwelt isolierte" (Erinnerungen, Träume, Gedanken, pp. 108-109).
28
"Man versteht darunter das Bewußtwerden seines Gedächtnisbildes, welches aber nicht primär
als solches erkannt wird, sondern eventuell erst sekundär auf dem Wege der nachträglichen
Wiedererkennung oder des abstrakten Räsonnements. Charakteristisch für die "Kryptomnesie
ist, daß das auftauchende Bild nicht die Merkmale des Gedächtnisbildes an sich trägt, d. h. nicht
mit dem betreffenden oberbewußten Ich-Komplex verknüpft ist" (GW l 138).
29
See my article "The Jung/Förster-Nietzsche Correspondence", GermanUfe andLetters> 46 (1993),
319-330.
Juhg's Annotations of Nietzsche's Works 281
31
Freud/Jung, p. 323.
32
The original Version of Wandlungen und Symbole der Libido ,(not the revised version which is printed
in GW 5 äs Symbole der Wandhingen} has recendy been reissüed in German. See C. G. Jung~*.
Wandlungen und Symbole der Libido: Beträge %ttf Entwicklungsgeschichte des Den&ns Frankfurt/Main,
1991). Henceforth cited in the text äs WSL fpllowed by page number.
Jung's Annotations of Nietzsche's Works 283
p. 293). He even ca$t the central message of his work in Nietzschean terms: "Es
gibt nichts anderes, als daß der Mensch mit diesemi Willen zusammengehe, was
uns Nietzsches Zairathustra eindringlich lehrt" (WSL: p. 72).
Inasmuch äs Wandlungen und Symbole der LJbido amounts to an explicit rejec-
rion of Freud's Interpretation of the Oedipus legend, Jung was also influenced
by Nietzsche's hint in Die Geburt der Tragödie that the main message of that
legend (and others like it) was about a violation of the natural laws, a transgres-
sion which was analogous to but not necessarily identical with the act of incest.
In the copy of his edition Jung marked the following highly relevant passage:
Oedipus der Mörder seines Vaters, der Gatte seiner Mutter, Oedipus der
Räthsellöser der Sphinx! Was sagt uns die geheimnisvolle Dreiheit dieser
Schicksalsthaten? 'Es giebt einen uralten, besonders persischen Volksglauben,
dass ein weiser Magier nur aus Incest geboren werden könne: was wir uns, im
Hinblick auf den räthsellösenden und seine Mutter freienden Oedipus, sofort
zu interpretieren haben, daß dort, wo durch weissagende und magische Kräfte
der Bann von Gegenwart und Zukunft, das starre Gesetz der Individuation
und überhaupt der eigentliche Zauber der Natur gebrochen ist, eine ungeheure
Naturwidrigkeit - wie dort der Incest - als Ursache vorausgegangen sein muss;
denn wie könnte man die Natur zum Preisgeben ihrer Geheimnisse zwingen,
wenn nicht dadurch, dass man ihr siegreich widerstrebt, d. h. durch das Un-
natürliche? Diese Erkenntnis sehe ich in jener entsetzlichen Dreiheit der Oedi-
pusschicksale ausgeprägt: derselbe, der das Räthsel der Natur - jener doppel-
gearteten Sphinx — löst, muss auch als Mörder des Vaters und Gatte der Mutter
die heiligsten Naturordnungen zerbrechen (GT 9, KGW III l pp. 62-63).
Furthermore, Jung used the image of sunrise and sunset äs a metaphor for the
psychological processes of regression and progression: "unsere libido will es
selber, daß sie den Sonnenlauf vollbringe, daß sie vom Morgen zum Mittag
emporsteige und, den Mittag überschreitend, dem Abend zueile, nicht mit sich
selber uneins, sondern den Abstieg und das Ende sich wollend" (WSL: p. 362).
Bearing in mind his acquaintance with Nietzsche's writings (particularly
those of the so-called "Middle Period", i. e. from 1878-1880), Jung's new theory
of regression can be seen to have owed much to two Nietzschean passages. First,
in the secrion entitled "Am Mittag" in volume II of Menschliches, All^umenscbliches,
Nietzsche had used the very phrase "den Mittag des Lebens" and lyrically
evoked such a moment of extreme personal transition:
Wem ein thätiger und stürmereicher Morgen des Lebens beschieden war, des-
sen Seele überfallt um den Mittag des Lebens eine seltsame Ruhesucht, die
Monden und Jahre lang dauern kann [...] Da endlich erhebt sich der Wind in
den Bäumen, Mittag ist vorbei, das Leben reisst ihn wieder an sich, das Leben
mit blinden Augen, hinter dem seine Gefolge herstürmt: Wunsch, Trug,
Vergessen, Geniessen, Vernichten, Vergänglichkeit. Und so kommt der Abend
herauf, stürmereicher und thatenvoller, als selbst der Morgen war (MA II
WS 308, KGW IV 3 p. 328).
284 Paul Bishop
33
Karl Löwith, Nietzsches Philosophie der ewigen Wiederkehr des Gleichen (Hamburg, 1978).
Jung's Annotations of Nietzsche's Works " 285
risfns from Menschliches, Aü^ummschticlm and combined it with the imagery of the
sun's daily pattern, transforming it into a principle of \qdividual psycho-biography.
He also employed the Nietzschean formula of the Revaluation of all Values (in a
very slightly adapted form) at the conclusion of this highly pictorial and allusive
passage:
Denken Sie sich eine Sonne, von menschlichem Gefühl und menschlichem
Augenblicksbewußtsein beseelt. Am Morgen entsteht sie aus dem nächtlichen
Meere der Unbewußtheit und erblickt nun die weite, bunte Welt in immer
weiterer Erstreckung, je höher sie sich am Firmament erhebt. In dieser Erwei-
terung ihres Wirkungskreises, die durch das Aufsteigen verursacht ist, wird die
Sonne ihre Bedeutung erkennen und ihr höchstes Ziel in größtmöglicher Höhe
und damit auch in größtmöglicher Erstreckung ihres Segens erblicken. Mit
dieser Überzeugung erreicht die Sonne die unvorhergesehene Mittagshöhe —
unvorhergesehen, weil ihre einmalige individuelle Existenz ihren Kulminations-
punkt nicht vorher wissen konnte. Um zwölf Uhr mittags beginnt der Unter-
gang. Und der Untergang ist die Umkehrung aller Werte und Ideale des Mor-
gens. Die Sonne wird inkonsequent. Es ist, wie wenn sie ihre Strahlen einzöge.
Licht und Wärme nehmen ab bis zum schließlichen Erlöschen (GW 8 778).
And the notion of an "Umwertung" or an "Umkehrung aller Werte" ultimately
derives from the principle of enantiodromia expounded by Heraclitus, a philo-
sopher whom both Nietzsche and Jung claimed äs their own34.
Following the (at that time commonly-held) belief that ontogeny (the devel-
opment of the individual) repeats phylogeny (the development of the species),
Jung supported this view (upon which his theory of the "Urbild", later the
archetype, was based) with a major reference to Nietzsche, quoting extensively
from the secdons Traum und Cultur and Logik des Traumes of Volume I of
Menschliches, Altymenschliches (MA 112, 13, KGW IV 2 p. 27-31):
Nietzsche nimmt in dieser Hinsicht einen sehr weitgehenden, aber bemerkens-
werten Standpunkt ein: "... im Schlaf und Traum machen wir das Pensum
früheren Menschentums durch." "Ich meine: Wie jetzt noch der Mensch im
Traume schließt, schloß die Menschheit auch im Wachen viele Jahrtausende
hindurch: Die erste causa, die dem Geiste einfiel, um irgend etwas, das der
Erklärung bedurfte, zu erklären, genügte ihm und galt als Wahrheit .*. .* Im
Traum übt sich dieses uralte Stück Menschtum in uns fort, denn es ist die
Grundlage, auf der die höhere Vernunft sich entwickelte und in jedem
Menschen sich noch entwickelt: Der Traum bringt uns in ferne Zustände der
menschlichen Kultur wieder zurück und gbt ein Mittel an die Hand, sie besser %u
verstehen. Das Traumdenken wird uns jetzt so leicht, weil wir in ungeheuren
Entwicklungsstrecken der Menschheit gerade auf diese Form des phantas-
tischen und wohlfeilen Erklarens aus dem ersten beliebigen Einfalle heraus so
34
See: Garfield Tourney, "Empedocles and Freud, Heraclitus and Jung", Bulletin of the History of
Mediane, 30 (1956), 109-123; Jackson P. Hershbell and Stephen A. Nimis, "Nietzsche and Hcr-
aditus", Niet%ube-Stu£en, 8 (1979), 17-38; R. G Bodlander, "Herakiit und Jung", Analytische
Psychologe, 21, no. 2 (June 1990), 142-149.
286 Paul Bishop
gut eingedrillt worden sind. Insofern ist der Traum eine Erholung für das
.Gehirn, welches am Tage den strengeren Anforderungen an das Denken zu
genügen hat, wie sie von der höheren Kultur gestellt werden." (WSL: pp. 37—38
IJung's italics]).
Jung had marked these passages in the margin of his copy, and he also noted a
further remark of Nietzsche's in Logik des Traumes, which he did not however quote:
"Wir können aus diesen Vorgängen entnehmen, wie spät das schärfere logische
Denken, das Strengnehmen von Ursache und Wirkung entwickelt worden ist,
wenn unsere Vernunft- und Verstandes Funktionen jet^t noch unwillkürlich nach
jenen primitiven Formen des Schliessens zurückgreifen und wir ziemlich die
Hälfte unseres Lebens in diesem Zustande leben" (MA 113, KGW IV 2 p. 30).
Like Nietzsche in these passages, Jung distifiguished in the first chapter of
Wandlungen und Symbole der Ubido ("Über die zwei Arten des Denkens") between
two types of thinking which he defined äs "das gerichtete oder das logische Den-
ken [...] das heißt ein Denken, das sich der Wirklichkeit anpaßt [...] so daß sich
die Bilder in unserem Kopfe in derselben streng kausalen Reihe folgen wie die
historischen Ereignisse außerhalb unseres Kopfes" and "das Träumen oder Phanta-
sieren* (WSL: pp. 25,32). Moreover, in Die Geburt der Tragödie Nietzsche attributed
a quasi-archetypal or "typische Idealität'" to such figures of ancient Greek drama
äs Prometheus and Ödipus who were all, in the words which Jung marked, "nur
Masken jenes ursprünglichen Helden Dionysus" (GT 10, KGW l p. 67).
The aphorism entitled Die gute Freundschaft'in Volume of Menschliches, All%u-
menschliches reads like an ironic commentary on the relationship between Freud
and Jung; and perhaps that is why Jung put a line beside it in the margin of his
copy. For even if neither Jung (who signed hirnseif äs "Ihr treu ergebener", "Ihr
herzlich ergebener" and "Ihr ganz ergebener Jung") nor Freud (who addressed
his "Kronprinz" äs "Lieber Freund" and signed himself äs "Ihr getreuer") went
quite so far äs to use the informal second personal pronoun, the mixture of
personal Investment and professional ambition had proved too much to bear
the publication of Wandlungen und Symbole der Libido^ which owed so much to a
figure whom Freud would never even admit to having read.
Die gute Freundschaft entsteht, wenn man den anderen sehr achtet, und zwar
mehr als sich selbst, wenn man ebenfalls ihn liebt, jedoch nicht so sehr als
sich, und wenn man endlich, zur Erleichterung des Verkehrs, den zarten An-
strich und Flaum der Intimität hinzuzutun versteht, zugleich aber sich der wirk-
lichen und eigentlichen Intimität und der Verwechslung Von Ich und Du weis-
lich enthält (MA II VM 241, KGW IV 3 p. 123).
VI
35
Although Jung conduded that "diese Auffassung bedarf keines weiteren Kommentars", he was
wrong, for there is a clear contradiction between the meaning which this passage has in its
original context and the one which Jung attributed to it. Where Jung had equated the Dionysian
with the striving for a multiplicity of objects, the passage from Nietzsche quoted above actually
says the opposite: namdy, that a mystic unity is revealed to the ecstatic reveller.
36
See: Aldo Carotenuto, A Secrei Sjmmetiy: Sabina Spielnin between Jung and Frtud (New York, 1984).
288 Paul Bishop
37
"Jung saw the puer aeternus äs referring to the child archetype and speculated that its recurring
fascination springs from man's projection of his inability to renew himself (...] Puer pathology
can be described äs excessively daring, over-optimistic, given to flights of Imagination and
idealism, and excessively spiritualised" (A Critical Dictionary of Jungian Analysis, edited by Andrew
Samuels, Bani Shorter, and Fred Plaut (London and New York, 1986), pp. 125 and 137.
38
See: James Heisig, 'The VII Smaontr. Play and Theory", Spring 1972, 206-218 (p. 208).
yt
For a detailed list of the stylistic parallels between Zaratbustra and the Bible, see Karl Löwith,
pp. 189-190.
290 Paul Bishop
In later years, Jung was to attach particular importance to the passage from
"Über das Unbewußte" quoted above, both during his Tavistock Lectuces of
1935 (GW 18(i) 371), and in a talk on the BBCs Third Programme of 3 Novem-
ber 1946 (GW 10 247) where he claimed that, in this passage, he had been
giving advance warning of the National Socialists' rise to power in Germany
and the Second World War. However, given the original date of publicatiön of
"Über das Unbewußte", its first readers must surely have taken it äs a reference
to the First World War rather than äs a Statement of things to come. More
importantly, the language here is highly reminiscent of Nietzsche and the whole
passage sounds like a conflation of two extracts from Nietzsche's Zur Genealogie
der Moral. First: "Alle Instinkte, welche sich nicht nach Aussen entladen, wenden
sich nach Innen — dies ist das, was ich die Verinnerlichung des Menschen nenne"
(GM II16, KGW VI 2 p. 338). And second: "Auf dem Grunde aller dieser
vornehmen Rassen ist das Raubthier, die prachtvolle nach Beute üfid Sieg lüstern
schweifende blonde Bestie nicht zu verkennen; es bedarf für diesen verborgenen
Grund von Zeit zu Zeit der Entladung, das Thier muss wieder heraus, mu$s
wieder in die Wildniss zurück" (GM 111, KGW VI 2 p. 289). Indeed, Jung had
highlighted the first passage in the margin of his personal edition of Nietzsche,
and noted, in the back of his copy, the page reference to the "blonde Bestie"40.
Furthermore, in "Über das Unbewußte" Jung drew a (scandalous) distinc-
tion between the psychology of the Aryan European and that of the Jew (GW 10
18), locating the root of his theoretical differences with Freud and Adler in
racial difference.
Der Jude lebt in der Regel in freundlicher Nachbarschaft des Irdischen, ohne
jedoch die Macht des Erdhaften zu empfinden. Es scheint mit der Zeit etwas
schwach geworden zu sein. Aus diesem Umstand dürfte sich das spezifisch
jüdische Bedürfnis ergeben, alles auf seine materiellen Anfänge zu reduzieren:
Der Jude bedarf des Anfanglichen, Ursprünglichen als eines Gegengewichtes
gegen das gefährliche Übergewicht seiner zwei Kulturen. Etwas mehr Primiti-
vität schadet ihm nicht, im Gegenteil: ich begreife vollkommen, daß Freuds
und Adlers Reduktionen auf primitive Sexualwünsche und auf primitive Macht-
absichten für den Juden etwas Wohltätiges und Befriedigendes,* weil Verein-
fachendes an sich haben, weshalb sich Freud mit einer gewissen Berechtigung
jneinen Einwänden gegenüber verschließt. Für die germanische Mentalität sind
aber diese spezifisch jüdischen Doktrinen durchaus unbefriedigend, denn wir
Germanen haben noch einen echten Barbaren in uns, der nicht mit sich spas-
sen läßt und dessen Erscheinen für uns keine Erleichterung und keinen ange-
nehmen Zeitvertreib bedeutet (GW 10 19).
40
Nietzsche's image of the .blond beast, far from being an image consonant with Nazi racist
ideology (although National Socialism did appropriate it), refers in faqt to the class of aristocratic
nobles äs a beast of prey.
Jung's Annotations of Nietzsche's Works 291
Jung's mixture of pride and embarrassment when he talks about "einen echten
Barbaren in uns [Germanen]" teils us a lot about his <j^vn personal psychology41.
The tone may again be due in part to Nietzsche, who had singled out the Jews
äs a special race in Zur Genealogie der Moral and in Jenseits von Gut und Böse (e. g.
JGB 251, KGW VI2 pp. 200-203). Jung would not have been alone of course
in deriving a negative image of the Jews from Nietzsche's writings, and the
Nazis made notorious misuse of his remarks in their anti-semitic propaganda
campaigns. Writing in 1940, Crane Brinton pointed out that there was much in
Nietzsche which easily lent itself to use by the National Socialists and that there
is "a good deal of material suitable for anti-Semitic use" in particular42. Bearing
in mind both his and Freud's awareness of their Christian and Jewish back-
grounds, it is likely that Jung was struck by Nietzsche's many comments on the
Jews, several of which seem to invite misunderstanding43. For example,
Nietzsche made certain notoriously essentialist references to the difference be-
41
For a further discussion of Jung's attitude towards National Socialism, see the articles collected
in JJngring Shadows: Jungians, Freudiansf and Anti-Semitism, edited by Aryeh Maidenbaum and Ste-
phan A. Martin (Boston/London, 1991). As Andrew Samuels has pointed out, Freud had been
prepared to differentiate between *3ewish" and "Aryan" psychologies ('Nationale Psychologie,
Nationalsozialismus and Analytische Psychologie', Analytische Psychologie, 23 (1992), 41-94). For
example, in a letter of 3 May 1908 to Karl Abraham, Freud wrote: "Seien Sie tolerant und
vergessen Sie nicht, daß Sie es eigentlich leichter als Jung haben, meinen Gedanken zu folgen,
denn erstens sind Sie völlig unabhängig, und dann stehen Sie meiner intellektuellen Konstitution
durch Rassenverwandtschaft näher, während er als Christ und Pastorssohn nur gegen große
innere Widerstände den Weg zu mir findet Um so wertvoller ist dann sein Anschluß. Ich hätte
beinahe gesagt, daß erst sein Auftreten die Psychoanalyse der Gefahr entzogen hat, eine jüdisch
nationale Angelegenheit zu werden" (Sigmund Freud/Karl Abraham, Briefe 1907-1926, edited
by Hilda C Abraham and Ernst L. Freud (Frankfurt/Main, 1965), p. 47). And in a letter of 13
August 1908 to Jung, Freud referred to Jung's ethnic Status äs enabling him to act äs more
effective ambassador for psychoanalysis: "[...] als starke, unabhängige Persönlichkeit, als Ger-
mane, der leichter die Sympathien der Mitwelt kommandiert" (Freud/Jung, p. 186). However,
äs Tilman Evers has rightly pointed out, what might have been permissible for Freud äs a Jew
to say in Austria before 1933 was not permissible for a non-Jew to publish in Germany after
1933 (Mjthos and Emanzipation: Eine kritische Annäherung an C. G. Jung (Hamburg, 1987), p. 141).
The renegade Hungaro-American psychologist Thomas Szasz comments on this aspect o/ the
Freud/Jung dispute in the following words: "Freud and the Freudians have deprived Jung of
many of his best ideas and, to boot, have defamed him äs an anti-Semite. Actually, Jung was
far more candid and correct than Freud in identifying psychotherapy äs an ethical rather than
technical enterprise; and Freud was far more anti-Christian than Jung was anti-Semitic" (Heresies
(New York, 1976), p. 139).
42
Crane Brinton, "The National Socialists' Use of Nietzsche", Journal of the History of Ideas, \
(1940), 131-150 (p. 137).
43
For a further discussion of this aspect of Nietzsche, see: Jacob Golomb, "Nietzsche on Jews
and Judaism", Archiv für Geschichte der Philosophie, 67 (1985), 139-161; Arnold M. Eisen,
"Nietzsche and the Jews Reconsidered", Jewish Soda/ Studies, 48 (1986), 1-14; Michael F. Duffy
and Willard Mittelman, "Nietzsche's Attitude towards \he]ews", Journal off he History of Ideas, 49
(1988), 301-318 (which suggests that Nietzsche's views underwent considerablc changes during
his lifetime); and Gillian Rose, "Nietzsche's Judaica", in: Judaism and Modernity (Oxford, 1993),
pp. 89-110 (which argues with the Dufty and Mittelman framework).
292 Paul Bishop
twecn Germans and Jews, referring to "die Arier" äs "die Eroberer- und Herren-
Rasse" (GM I 5, KGW VI 2 p. 278) and to "die Juden" äs "jenes priesterliche
Volk des Ressentiment/*/· txcellencf' (GM 1 16, KGW VI 2 p. 300). We know
that Jung had read Zur Genealogie der Afora/, where these remarks öccur, and in
his copy of Die Geburt der Tragödie he marked the following comment: "Das, was
die arische Vorstellung auszeichnet, ist die erhabene Ansicht von der activen Sünde
als der eigentlich prometheischen Tugend" (GT 9, KGW III l p. 65). The likely
Nietzschean overtones in Jung's remarks about the Jews does not excuse him
for making them; but it does help to explain how any possible (conscious or
unconscious) prejudice might have been aroused or fostered.
VII
The so-called "aesthetic" (or "irrational") functions — "Anschauung" or Intuition (inner percep-
rion, i. e. the perception of ideas) and "Empfindung" or Sensation ("entwickelt die Sinne, den
Instinkt, die Affizierbarkeh") are of fundamental importance for Jung's theory of psychological
types and the Operation of the consciousness, and he suggests even that the rational functions
of Thinking and Feeling may be derived from Intuition and Sensation (GW 6 222).
294 Paul Bishop
Jung, it is the archetypal quality of art which explalns its peculiar emotional
appcaJ, enabling it to speak not to our individual, but to our collective meniory:
"Der Moment, wo die mythologische Situation eintritt, ist immer gekennzeich-
net durch eine besondere emotionale Intensität [· ,.] Wir sind in solchen Momen-
ten nicht mehr Einzelwesen, sondern Gattung, die Stimme der ganzen Mensch-
heit erhebt sich in uns'* (GW 15 128). This overcoming of the principle of
individuation and concomitant sense of universal union is mentioned by
Nietzsche in Die Geburt der Tragödie in a key passage which Jung had marked in
his own copy:
Jetzt, bei dem Evangelium der Weltenharmonie, fühlt sich Jeder mit seinem
Nächsten nicht nur vereinigt, versöhnt, verschmolzen, sondern eins, als ob der
Schleier der Maja zerrissen wäre und nur^noch in Fetzen vor dem geheimnis-
vollen Ur-Einen herumflattere (GT l, KGW III l pp. 25-26).
Jung's argument takes those ideas which Nietzsche had formulated with regard
to the origin of tragedy and applies them more generally to (extraverted) art.
In his quest for the archetypal universal in art, Jung's argument shifted from
psychological aesthetics to soteriology:
Wer mit Urbildern spricht, spricht wie mit tausend Stimmen, er ergreift und
überwältigt, zugleich erhebt er das, was er bezeichnet, aus dem Einmaligen und
Vergänglichen in die Sphäre der Menschheit, und dadurch löst er auch in uns
alle jene hilfreichen Kräfte, die es der Menschheit je und je ermöglicht haben,
sich aus aller Fährnis zu retten und auch die längste Nacht zu überdauern
(GW 15 129).
There are very strong echoes here of Die Geburt der Tragödie^ where Nietzsche
claims that theatrical art enables mankind to withstand the tragic implications
of Dionysian insight (GT 5, KGW III l p. 43). Just äs, for Nietzsche, art was
essentially a survival mechanism, so too, for Jung, art esseritially aids the devel-
opment of humanity.
Much of Nietzsche's thmking in Die Geburt der Tragödie^ which implicitly
informed Jung's thinking on art in 1922, was made even more explicit in bis
lecture of 1930, "Psychologie und Dichtung". Here, Jung associated two further
key aspects of his theory of art with Nietzsche: first, the autheÄticity of the
artist's original vision, and second, the archetypal hature of the imagery used to
express that vision. According to Jung, the foundation of all those works of art
which concern him is to be found in what he terms the "Urvision" or the
"Urerlebnis", a primordial experience which he describes in terms that are re-
markably similar to the account of the "Dionysian in Die Geburt der Tragödie, and
which is, moreover, explicitly linked with Nietzsche:
Der Wert und die Wucht liegen auf der Ungeheuerlichkeit; des Erlebnisses, das
fremd und kalt oder bedeutend und erhaben aus zeitlosen Tiefen auftaucht,
einerseits von schillernder, dämonisch-grotesker Art, menschliche Werte uncH
schöne Formen zersprengend, ein schreckenerregender Knäuel des ewigen
Jung's Annotations of Nietzsche's Works 295
Nur soweit der Genius im Actus der künstlerischen Zeugung mit jenem
Urkünsder der Welt verschmilzt, weiss er etwas über das ewige Wesen der
Kunst; denn in jenem Zustande ist er, wunderbarer Weise, dem unheimlischen
Bild des Märchens gleich, das die Augen drehn und sich selber anschaun kann;
jetzt ist er zugleich Subject und Öbject, zugleich Dichter, Schauspieler und
Zuschauer (GT 5, KGW III l pp.°43-44).
These clear parallele between Jung's view of art and Nietzsche's views in Die
Geburt der Tragödie demonstrate that Jung had assimilated Nietzsche's ideas to a
much greater extent than he was prepared to admit (or even than he himself
might have realized).
VIII
Jung gave his first Seminar on Analytical Psychology in 1925, and in 1934
he started to give a series of lectures on Zaratbustra (with questions from his
yery select audience) which lasted until 1939. The two volümes of transcripts
reveal the Seminar äs one of the most detailed and, at the same time, most
idiosyncratic interpretations of Zaratbustra ever given and which, perhaps, like
Heidegger's monumental lecture series on Nietzsche45, ultimately says more
about the Interpreter himself than about his ostensible object of Interpretation.
Jung's Seminar on Zaratbustra was given in English, and the translation by
Thomas Common (at that time the Standard version) was used. This translation,
with markings by Jung, is also held in his library at Küsnacht. His copy was
published in New York, but contains no date of publication and no publisher's
name. In the front of his copy äs l found it, there was a letter from one of the
participants in the Nietzsche Seminar, Mrs. Elisa Flower, so that it is highly
probable that Jung took this copy along to his Seminar. As the transcripts of
the Seminar show, Jung occasionally paused during his commentary to point out
a mistranslation in Common's version, and this suggests that he consulted both
the German original and the English translation during his Seminar. The mark-
ings in the translation are very sparse compared to the more detailed marginal
annotations and underlinings in his German edition, and in his English version
Jung frequently marked out only those passages which he intended to read out
in the seminar.
The annotations and underlinings in Jung's German copy of Zarathusfra show
that he noted the recurrence of certain concepts and images like "Untergang"
(SNZI pp. 86-87, 88-89, 243; II pp. 1160, 1492), the dancing star (SNZI
pp. 107, 708) and the "Possenreisser" (SNZ I pp. 102, 109-112, 141-50, 520; II
45
Martin Heidegger, Nietzsche, 2 vols (Pfullingen, 1961).
Jung's Annotaüons of Nietzsche's Works " 297
ciouds in the sky äs the troops of the Germanic war-god, Wotan. Against the
opening two paragraphs of the chapter in Part I of the German edition of
Zarathustra entitled Vom bleichen Verbrecher (Za Reden 6, KGW VI l p. 41), Jung
noted against the opening two paragraphs, that the Pale Criminal was "Der, der
mit seinem Ich nicht einverstanden ist, weil er daran leidet. Er soll es sterben
lassen". In his Seminar, Jung registered a very strong emotional reaction to Vom
bleichen Verbrecher^ calling it "not a particularly engaging chapter — even disagree-
able [...] [this chapter] is exceedingly disgusting to my feeling [...] here
Nietzsche really becomes an intellectual criminal" (SNZ I pp. 457, 459), and he
made very few underlinings in his German copy. It is therefore significant that
Jung chose to invoke the image of the Pale Criminal in the context of his
discussion of Nazi Germany in "Nach der Katastrophe" (1945): "Dieses Schau-
spiel erinnert an jene von Nietzsche so trefflich beschriebene Gestalt des
'bleichen Verbrechers', der in Wirklichkeit alle Merkmale der Hysterie an sich
trägt" (GW 10 417). In the light of this associarion, Jung's outburst in his Semi-
nar on Vom bleichen Verbrecher makes sense äs an unconscious recognition of the
suppressed Shadow of his own personality, which manifested itself in his ambig-
uous attitude towards National Socialism46.
In the margins of the German edition of the chapter entitled Das Tan%liedy
Jung noted the names of two of his ärchetypes, the "Anima" and the "Old
Man", both of which he had described in "Über clie Archetypen des kollektiven
Unbewußten", an Eranos lecture delivered in 1934. Both these ärchetypes took
form on the basis of deep Nietzschean influence, äs is particularly clear in the
case of the Anima. A close reading of the lecture reveals that Jung's description
of the Anima has its literary counterpart in Nietzsche's Zarathustra, since many
of the characteristics of the Anima are identical with those of the figure of Life
in the chapters Das Tanzlied ancl Das andere Tanzlied*7. And in the same lecture,
46
Jung equates the Shadow with the "inferior function", which he identifies with "the dark side
of the human personality" (GW 9(i) 222). A likely source for the notion of the "Shadow" is
Nietzsche. For example, in the scene which recapitulates the opening dialogue of "Der Wanderer
und sein Schatten", the second section of Volume II of Menschliches, Altymenschliches (MA II
WS, KGW IV 3 p. 173), Zarathustra encounters his shadow, described äs "dünn, schwärzlich,
hohl und überlebt" and displeasing to Zarathustra (Za IV 9, KGW VI l p. 335). It is the Shadow
who sings the erotic song "Die Wüste wächst: weh Dem, der Wüsten birgt!" (ZA IV 16, KGW
VI l pp. 376—81). In Zur Genealogie der Moral, Nietzsche compared the philosopher to a shadow:
"Darin ist er wie ein Schatten: je mehr ihm die Sonne sinkt, um so grösser wird er" (GM III 8,
KGW VI 2 p. 372), and Nietzsche's investigation of the Dionysian depths parallels Jung*s con-
cern with the "dark side" of the soul
47
Seven major characteristics are common to both Nietzsche's and Jung's quasi-allegorical figures.
First, both are gendered äs feminine; second, both are fundamentally ambiguous and ambivalent
figures; third, the encounter with the Anima or with Life is essentially conflictual; fourth, both
are "beyond Gopd and Evil"; fifth, the Anima is "die Schlange im Paradies des harmlosen
Menschen voll guter Vorsätze und Absichten" (GW 9(i) 59) and, correspondingly, in Das andere
Tanylied, Life is accompanied by snakes, and Zarathustra calls her "diese verfluchte-flinke gelenke
Jung's Annotations of Nietzsche's Works 299
Jung saw die archetype of the Old Man embodied in that mouthpiece of Diony-
sian wisdom, Zarathustra (GW 9(1) 77).
However, othef annotations in Jung's German copy of Zarathustra are more
enigmatic and were not täken up in his Seminar. For example, against the para-
graph "Ihrem Elende wollten sie entlaufen, und die Sterne waren zu ihnen zu
weit. Da seufzten sie: Oh dass es doch himmlische Wege gäbe, sich in ein
andres Sein und Glück zu schleichen!7 - da erfanden sie sich ihre Schliche und
blutigen Tränklein!" from the chapter Von den Hintenwltlern (Za Reden 3, KGW
VI l p. 33), Jung wrote in the margin: "Missverständnis des Symboles auf der
Objectstufe, darum ist N[ietzsche] auf die Objectstufe verdammt". Or again,
against the first paragraph "O Himmel über mir, du Reiner! Tiefer! Du Licht-
Abgrund! Dich schauend schaudere ich vor göttlichen Begierden" in VorSonnen-
Aufeang (Za III4, KGW VI l p. 203), Jung wrote the cryptic remärk: "Incanta-
tion des Eies". In his Seminar, however, Jung interpreted this opening apostro-
phe along more convenrional psychoanalytic lines äs an image of the introjection
of values (SNZII pp. 1319-1320). Some other notes in the German edition
appear to contradict assertions made by Jung in his Seminar. For example, Jung
pointed out that what he called the Anima archetype was absent from Zarathustra
until the very end (SNZ I pp. 533, 597, 631). But in the margins of his own
German copy of Zarathustra ]ung noted "Anima!" in the margin of three chapters
of Part I: against the paragraph "Auch wenn du ihnen milde bist, fühlen sie sich
noch von dir verachtet; und sie geben dir deine Wohltat zurück mit versteckten
Wehthaten" in Von den Fliegen des Marktes (Za Reden 12, KGW VI l p. 63);
against the paragraph "Ist es nicht besser, in die Hände eines Mörders zu gera-
then, als in die Träume eines brünstigen Weibes?" in Von der Keuschheit (Za
Reden 13, KGW VI l p. 65); and against the paragraph "Du kannst dich für
deinen Freund nicht schön genug putzen: denn du sollst ihm ein Pfeil und eine
Sehnsucht nach dem Übermenschen sein" in Vom Freunde (Za Reden 14, KGW
VI l p. 68). By noting the presence of the Anima in these chapters and providing
evidence of the archetype which he claimed was suppressed, Jung's annotations
challenge his claim in the Seminar that the Anima remains absent until-the end
of Zarathustra.
Jung gave his last lecture on Zarathustra on 15 February 1939 and, because
of the imminent outbreak of war, he never resumed his Nietzsche Seminar. By
that time he had reached the chapter in Zarathustra entitled Von alten und neuen
Schlange und Schlupf-Hexe!" (2a 11115, KGW VI l p. 279-80); sixth, Jung repcatedly empha-
sizes diät die Anima can be like a witch (GW 9 54, 61), and correspondingly, Zarathustra
calls Ufe a "Hexe" and a "Schlupf-Hexe"; and sevendi, the Jungian Anima is said to reveal that
*4(d]as Leben ist närrisch und bedeutend" (GW 9© 65), and correspondingly, in Das andere
Tanzlied Life uses an almost identical oxymoronic expression to describe another fcmale figure,
Zarathustra's Wisdom: "Ah, diese tolle ake Närrin von Weisheit!" (Za 11115, KGW VI l p. 280).
300 Paul Bishop
Tafeln, leaving the four remaining chapters in Part III and the whole of Part IV
undiscussed. However, Jung's comments in the margin of bis own German
edition provide sufficient clues to allow us to undertake a tentative reconstruc-
üon of what hc might have said.
In bis earlier Seminar lectures, Jung had claimed that the Statement "God is
dead" was central to the work: "It is, one could say, the exposition of the whole
problem of Zarathustrrf* (SNZ I p. 43), He had considered the problem a com-
plex one, so that, äs he had put it, God was not so much dead äs "somehow
lurking in die background" (SNZ I p. 72). For Jung, the Death of God was not
a metaphysical proposition but a psychological process, to which he variously
referred äs the "introjection" of the concept of God (SNZ I p. 671), or "infla-
tion", an identification with the archetypal (SNZ^i pp. 50, 333). However, Jung
considered that Zarathustra represented a turning-point in the collective psychol-
ogy of the West and the Start of a new psychological transformation. In bis
seminar (9 June 1937) on the chapter entitled Von den berühmten Weisen he had
declared: »Zarathustra [...] is like a dream in its representation of events. It
expresses renewal and self-destruction, the death of a god and the birth of a
god, the end of an epoch and the beginning of a new one. When an epoch
comes to an end a new epoch begins. The end is a beginning: what has come
to an end is reborn in the moment when it ceases to be" (SNZ II p. 1132). And
in bis penultimate seminar (8 February 1939), in the context of a discussion of
the chapter entitled Von alten und neuen Tafeln^ he claimed:
We know that Nietzsche has declared God to be dead, and here it appears äs
if God were not so dead; that is, äs if there were no personal or monotheistic
God, but there was divinity [...] Nietzsche thinks here of a peculiar trans-
formation: namely, that through the abolition of Christianity the divine element
leave the dogmatic idea of God and will become incarnated in man, so
there will be gods. That is a sort of Intuition of an individuation process' in
man, which eventually leads to a deification of man or to the birth of God in
man. Then we are confronted with that dilemma: is it the deification of man
or the birth of God in man? (SNZ II p. 1527).
The solution to this dilemma in Jung's System, mpst explicitly discussed \v\Aion
(1951), is the constellation of the Seif (in which the opposites, inclucüng con-
sciousness and the Unconscious, would be unified). The Seif, too, is another
concept which Jung adapted from Nietzsche (SNZ I p. 391), psychologizing it
into the archetype of totality.
Jung's marginalia in his German edition reflect this theme of a Rebirth of
God. Against the paragraph "Messbar für Den, der Zeit hat, wägbar für einen
guten Wäger, erfliegbar für starke Fittige, errathbar für göttliche Nüsseknacker:
also fand mein Traum die Welt" which introduces Zarathustra's dream in the
chapter entitled Von den drei Bösen (Za III10, KGW VI i p. 231), Jung wrote in
the margin of his own German copy: "Hier ist der vermisste Gott". But against
Jung's Annotations of Nietzsche's Works , 301
the paragraphs "Alle Dinge sehnen sich nach dir, dieweil du sieben Tage allein
bleibst, - tritt hinaus aus deiner Höhle! Alle Dinge wollen deine Ärzte sein!"
and the paragraph "Für mich - wie gäbe es ein *Ausser-mir? Es giebt kein
Aussen! Aber das vergessen wk bei allen Tönen; wie lieblich ist es, dass wir
vergessen!" in the chapter entitled Der Genesende (Za III13, KGW VI l p. 268),
Jung wrote in the margin of his own copy: "Gott". And against the paragraph
"- ach, der Mensch kehrt ewig wieder! Der kleine Mensch kehrt ewig wieder!"
from the same chapter (Za III13, KGW VI l p. 270), Jung wrote a barely legible
note: "[...] dann kehrt [...] der Gott wieder". Furthermore, in his Ger man
copy against the paragraphs "das aber ist der Winzer, der mit diamantenem
Winzermesser wartet, -/-dein grosser Löser, o meine Seele, der Namenlose -
dem zukünftige Gesänge erst Namen finden!" from the chapter entitled Von der
großen Sehnsucht (Za 14, KGW VI l p. 276), Jung wrote: "ein 'Erlöser'!". Taken
together with the marginalia, the remarks which Jung made in his later Seminar
lectures suggest that he might have been sensitive to the Dionysian allusions of
such chapters äs Von der großen Sehnsucht and Das andere Tanzlied of Part III and
such chapters äs Mittags of Part IV (which Jung anälysed in his Eranos lecture
"Die verschiedenen Aspekte der Wiedergeburt" (1939) delivered shortly after
the end of his Nietzsche Seminar48). If this is so, then the question is not
simply whether, äs Jung put it, the psychological message of Zarathustra was the
deification of Man or the birth of God in Man, but whether the god, whose
return Jung thought that Nietzsche had foreseen, was the Christian God or the
pagan Dionysos.
IX
Almost all of Jung's essays written immediately before and in the midst of
the Second World War deal with religion (both Western and Eastern), äs the
titles of some of his works written during this period show: the Terry Lectures
at Yale University on "Psychology and Religion" (1937), "Die Visionen des
Zosimos" (1938), "Die träumende Welt Indiens", "Was Indien uns lehren kann",
the foreword to D. T. Suzuki's Die große Befreiung: Einßihrung in den Zen-Buddhismus,
the foreword to the German translation of the Tibetan Book of the Great
Liberation and the Eranos lecture "Die verschiedenen Aspekte der Wiederge-
burt" (all written in 1939), "Zur Psychologie der Trinitätsidee" (1940), "Das
Wandlungssymbol der Messe" (1941), "Der Geist Mercurius" (1942), "Zur
48
According to Jung, the cpisodc of the Noontide Vision (Mitta&vision [Za IV 10, KGW VI l
pp. 338—41 j) frono Zaratbttstra was a "klassisches Beispiel" of the rebirth cxperience wliich sym-
bolized the transcendence of life (GW 9( ) 21 ).
302 Paul Bishop
Two of Nietzsche's other books (which Jung hardly mentioned in his pub-
lished works) anticipate many of Jung's ideas in terms of methodology and
approach: Jenseits von Gut und Böse and Zur Genealogie der Moral The markings in
Jung's edition strongly suggest that he had noted the points of contact and had
incorporated them into his psychological System, suggesting that Nietzsche's
influence was greater than even Jung himself might have realized and that the
affinities between them were äs great äs their differences. Before trying to ex-
plain why such works, which were clearly so important to Jung, are barely ac-
knowledged in the published writings, I shall briefly sketch which parts of these
works represent the main areas of convergence between Jung and Nietzsche
and where the fundamental differences between them arise.
First, many of Jung's major psychological assumptions appear to have ab-
sorbed certain Nietzschean arguments. For example, Jung adopted Nietzsche's
perspective which views philosophical Statements äs indicative of psychological
attirudes. In "Die psychologischen Aspekte des Mutterarchetypus", a lecture at
the Eranos Conference of 1938 which contains a number of important theoreti-
cal Statements, Jung claimed that, subsequent to Kant's Kritik der reinen Vernunft,
the activities of understanding and reason could no longer be understood äs
processes which are subject to the laws of logic, but had to be seen äs psychic
funcrions corresponding to the personality. In other words: "die Persönlichkeit
Kants [war] eine nicht unwesentliche Voraussetzung der "Kritik der reinen Ver-
nunft (GW 9(i) 150). Jung's argument is straight out of Jenseits von Gut und Böse,
where Nietzsche had argued that philosophy could take the form of a psycho-
logical critique of personal outlooks and attitudes disguised äs philosophy:
"Allmählich hat sich mir herausgestellt, was jede grosse Philosophie bisher war:
nämlich das Selbstbekenntnis ihres Urhebers und eine Art ungewollter und un-
vermerkter memoires" QGB 6> KGW VI2 p. 13; cf. JGB 3, KGW VI 2
pp. 11-12). Indeed, Nietzsche thought this was also the truth of his own philos-
ophy: "Meine Schriften reden w/rvon meinen Überwindungen" (MAII Vorrede,
KGW IV 3 p. 3); and his view that the nature of truth is essentially subjective
is emphasized by his use of such subtitles äs "wir Gelehrten" and "unsere
Tugenden" 0Gß' VI, VII, KGW VI 2 pp. 131, 155).
From the underlinings and marginal linings in his copy, we know that Jung
had also read the passage from Jenseits von Gut und Böse where Nietzsche defined
the parameters of psychology, which intersect with the areas of interest to Ana-
lytical Psychology:
Die menschliche Seele und ihre Grenzen, der bisher überhaupt erreichte Um-
fang menschlicher innerer Erfahrungen, die Höhen, Tiefen und Fernen dieser
Erfahrungen, die ganze bisherige Geschichte der Seele und ihre noch unausge-
304 Paul ßishop
trunkenen Möglichkeiten: das ist für einen gebornen Psychologen und Freund
der "grosseil Jagd" das vorbestimmte Jagdbcrcich QGB 45, KGW V I 2
pp. 63-64).
Later on in the same aphorism, Nietzsche wem on to emphasize the personal
engagement required by such a task in a passage which Jung ünderlined in bis
copy: "Zuletzt muss man Alles selber thun, um selber einiges zu wissen: das
heisst, man hat viel zu thun!" (JGB 45, KGW VI 2 pp. 63-64). Inasmuch äs Jung
formulated die central tenets of Analytical Psychology in tandem with his own
exploration of the Collective Unconscious in dreams and visions, he accepted
the burdens of this personal responsibility. Finally, like Nietzsche, Jung saw that
it was possible to use religion for the purposes of psychological development,
radier than merely submitting to it, and he ünderlined the following passage in
his copy: "dieser Philosoph wird sich der Religionen zu seinem Züchtungs- und
Erziehungswerke bedienen" QGB 61, KGW VI 2 p. 77).
Although Jung had mentioned in Wandlungen und Symbole der Libzdo that See-
tions 12 and 13 of Menschliches, Alltymenscbliches had anticipated his theory of
archetypes, he neglected to mention Nietzsche's concept of an ancient and dis-
tant " 'Gesammt-Haushalt' der Seele" which occurs twice in Jenseits von Gut und
Böse (and is marked both times in Jung's own copy). In the first passage where
this expression occurs, Nietzsche restates the Platonic notion of anamnesis and
argues:
[Das] Denken [der verschiedensten Philosophen] ist in der That viel weniger
ein Entdecken, als ein Wiedererkennen, Wiedererinnern, eine Rück- und Heim-
kehr in einen fernen uralten Gesammt-Haushalt der Seele, aus dem jene Be-
griffe einstmals herausgewachsen sind: — Philosophiren ist insofern eine Art
von Atavismus höchsten Ranges [...] Dank der gemeinen Philosophie der
Grammatik - ich meine Dank der unbewussten Herrschaft und Führung durch
gleiche grammatische Funktionen — von vornherein [liegt] Alles für eine gleich-
artige Entwicklung und Reihenfolge der philosophischen Systeme vorbereitet
[...] 0GB 20, KGW VI 2 p. 28).
Expressed in psychological terms, this argument amounts to the claim that phi-
losophy is nothing other than the process of regression (in the Jungian sense,
i. e. a return to a more primitive' state of consciousness). According to Jung,
the psychic, resources of niankind are preprograrnmed in the form of the arche-
types of the Collective Unconscious, and he held that it was impossible to escape
the psychic limits of thought in order to gain access to a realm of pure reason.
Whilst the archetypes, like the Kantian table of categories, structure all thought,
they too, like the categories, rule out any knowledge of the noumenal realm.
With Jung, however, the distinction between the phenomenon and the noume-
non collapses; for he held that the phenemonal world and the noumenal world
are part of the psychic world. Just äs Nietzsche abolished the distinction between
the real world and the apparent world, leaving us only with the world of appear-
Jung's Annotätions of Nietzsche's Works 305
ances which are, nonetheless, said to be real, so Jung would argue in Theoretische
Überlegungen %um Wesen des Psychischen (1954) that what we know is the psyche
and only the psyehe (see below). In Wandlungen und'Symbole der Ubido, written in
1911—1912 when Jung was probably reading Jenseits von Gut und Böse (making
one reference to this text, äs discussed below), he argued for an archetypal
limitation to philosophy äs follows:
Der Moment der Bewußtseinsentstehung, der Trennung vom Objekt und Sub-
jekt, ist eine Geburt; wahrlich, das philosophische Denken hängt flügellahm
an den wenigen großen urtümlichen Bildern der menschlichen Sprache, über
deren einfache alles überragende Größe sich kein Gedanke erhebt (WSL:
p. 311).
Although Nietzsche bases his argument m Jenseits von Gut und Böse on the primacy
of language over thought, his conclusion that the limits of philosophy, although
unconsciously imposed, are nevertheless inescapable is close to some of Jung's
assertions in the first chapter of Wandlungen und Symbole der Ubido. There, Jung
argued that rational thought and language are the product of some kind of
archetypal (Hnguistic?) structures, although at this stage he left it open äs to
whether language referred only to intra-psychic reality. "So ist die Sprache
ursprünglich und wesentlich nichts als ein System von Zeichen oder Symbolen,
welche reale Vorgänge oder ihren Widerhall in der menschlichen Seele bezeich-
nen [...] Historisch ist diese ideelle Sprache oder, mit anderen Worten, das
gerichtete Denken doch ein Abkömmling der Urworte [...]" (WSL: pp. 26-27).
And curiously, he mentioned Nietzsche in his reflections on the sad conse-
quences of this idea:
Ein noch so abstraktes System der Philosophie stellt also in Mittel und Zweck
nichts anderes dar als eine äußerst kunstvolle Kombination ursprünglicher Na-
turlaute. Daher der Drang eines Schopenhauer, eines Nietzsche nach Anerken-
nung und Verständnis, die Verzweiflung und die Bitterkeit ihres Alleinseins
(WSL: p. 27).
And in the second passage where he talked about a " 'Gesammt-Haushalt'
der Seele", Nietzsche explicitly linked the 'common stock of the soul' with the
phenomenon of dreaming and implied that such dream experiences -Were of
equal validity äs empirical (or "real") experiences: "Quidquid luce mit, tenebris
agit: aber auch umgekehrt. Was wir im Traume erleben, vorausgesetzt, dass wir
es oftmals erleben, gehört zuletzt so gut zum Gesammt-Haushalt unserer Seele,
wir irgend etwas 'wirklich' Erlebtes" QGB 193, KGW VI2 p. 116). It is stränge
that Jung made no references to either passage, particulady when he made an-
other, far obscurer reference to Jenseits von Gut und Böse (which he attributed to
Nietzsche but without identifying the work) in Chapter 2 of Wandlungen und
Symbole der LJbido:
Nietzsche hat aber den biologischen Hintergrund geahnt, als er von der
"prachtvollen Spannung" des germanischen Geistes sprach, welche das Mittel-
306 Paul Bishop
alter schuf [a refercncc to thc "Vorrede": "der Kampf gegen den christlich·
kirchlichen Druck von Jahrtausenden [...] hat in Europa eine prachtvolle Span-
nung des Geistes geschaffen, wie sie auf Erden noch nicht da war" (JGB
Vorrede, KGW VI 2 pp. 4-5)] (WSL: p. 33).
The Jungian notion of the archetype can be clearly understood äs an extension
of some of the ideas in these passages. Where Nietzsche had spoken of primor-
dial modes of thinking and argued that the repetition of a set of experiences
could structure our existence, so Jung sought to develop an awareness to the
revelation of the archaic which revealed, so he thought, the dynamic patterns
of the psyche. But Jung only half-acknowledged his debt to Nietzsche äs an
intellectual source of his theory of the archetype, referring to Menschliches, All%u-
menschlkhes but not to Jenseits von Gut und Böse. /
Second, Jung paid great attention to Nietzsche's critique of religion m Jenseits
von Gut und Böse. He underüned Nietzsche's contention in Section 46 that "Der
christliche Glaube ist von Anbeginn Opferung: Opferung aller Freiheit, alles
Stolzes, aller Selbstgewissheit des Geistes; zugleich Verknechtung und Selbst-
Verhöhnung, Selbst-Verstümmelung" (JGB 46, KGW VI 2 p. 64). Then ägain,
Jung marked Nietzsche's claim in Section 54 that all post-Cartesian philosophy
was, under the disguise of a critique of the subject-predicate form, in fact an
attack on the concept of the soul by underlining the conclusion that ultimately
this was also "ein Attentat auf die Grundvoraussetzung der christlichen Lehre"
(JGB 54, KGW VI2 p. 71). Jung also underlined Nietzsche's observation in the
preceding section "dass zwar der religiöse Instinkt mächtig im Wachsen ist"
without, however, underlining the conclusion — "dass er aber gerade die the-
istische Befriedigung mit tiefem Misstrauen ablehnt" [JGB 53, KGW VI2
p. 71]). And in the margin of Section 58 QGB 58, KGW VI 2 pp. 73-74) Jung
noted: "also ist Nietzsche sehr religiös".
Third, Jung understood that an examination of the problems of rriethod and
value was a key part of Nietzsche's philosophical enterprise. In Der Antichrist^
Nietzsche wrote: "Die werthvollsten Einsichten werden am spätesten gefunden:
aber die werthvollsten Einsichten sind die Methoden" (AC 13, KGW VI 3 p. 177)..
Nietzsche's concern with "[das] Gewissen der Methode" comes to-the fore in
Section 36 of Jenseits von Gut und Böse, where he articulates a presüpposition
which jung virtually placed at the heart of his own analytical psychological pro-
ject:
Gesetzt, dass nichts Anderes als real "gegeben" ist als unsre Weit der Begierden
und Leidenschaften, dass wir zu keiner, ändern "Realität" hinab oder hinauf
können als gerade zur Realität unsrer Triebe — denn Denken" ist nur ein Verhal-
ten dieser Triebe zueinander [...] (JGB 36, KGW VI 2 p. 50).
Jung, who marked this passage with a marginal line in his owri copy, voiced
precisely the same idea in Theoretische Überlegungen %um Wesen des Psychischen (1954),
Jung's Annotations of Nietzsche's Works 307
51
"Eine psychologische Theorie, die mehr sein soll als bloß technisches Hilfsmittel, muß sich auf
das Gegensatzprinzip gründen; denn ohne diese könnte sie nur eine neurotisch unbalanciertc
Psyche rekonstruieren. Es gjbt kein Gleichgewicht und kein System mit Selbstregulierung ohne
Gegensatz. Die Psyche aber ist ein System mit Selbstregulicrung" (GW 7 92).
52
C G. Jung and tbe Humanlties: Towards a Hermentuties of Culittrt, edited by Karin Barnaby and
Pdlegrino D'Acierno (London, 1990), "Preface", p. xvii.
308 Paul Bishop
But Jung's annotations of one particular pasasage of Jenseits von Gut und Böse
reveal, however, the major, fundamental difference between himself and
Nietzsche - which explains why he ates Jenseits von Gut und Böse so rarely in his
published work. In "Das Grundproblem der gegenwärtigen Psychologie" (first
delivered in 1931 äs a lecture to the Kulturbund in Vienna and published in its
present form in 1934), Jung argued that whereas psychology had hitherto been
subordinated to philosophy, this state of affairs would now be reversed. In this
lecture, he claimed that Nietzsche had foreseen this development: "Bis vor kur-
zem noch war die Psychologie ein besonderer Teil der Philosophie, aber jetzt
nähert sich, wie Nietzsche es vorausgesagt hat, ein Aufstieg der Psychologie,
der die Philosophie zu verschlucken droht" (GW 8 659). Jung was undoubtedly
thinking here of Section 23 of Jenseits von Gu/und £öse, where Nietzsche had
proclaimed psychology äs the "Herrin der Wissenschaften" in a passage which
Jung had underlined in his copy: "Die gesamte Psychologie ist bisher an mora-
lischen Vorurteilen und Befürchtungen hängen geblieben: sie hat sich nicht in
die Tiefe gewagt [...] Denn Psychologie ist nunmehr wieder der Weg zu den
Grundproblemen" (JGB 23, KGW VI2 pp. 32-33). However, we can detect a
note of scepticism about Nietzsche's own approach to seientific enquiry in Jung's
marginal note against the previous aphorisrn (Section 22): "Der Philolog hat
keinen Eindruck von der Naturwissenschaft". Jung's System was to develop an
energic conception of "psychological value", according to which välues were
quantitative estimates of energy ("Werte sind energetische Quan-
titätsschätzungen" [GW 8 14]). And in his writings on psychology and religion,
Jung was to Interpret the "Death of God" (obviously, a highly Nietzschean
theme) to mean that "der höchste, lebenspendende und siiingebende Wert ist
verlorengegangen" (GW 11 149). This echoes both Nietzsche's vision in Die
fröhliche Wissenschaft (FW 125, KGW V 2 pp 158-60) of a world which has be-
come unhinged, and Nietzsche's definition of nihilism in his notes for Der Wille
^ur Macht "was bedeutet Nihilism? — daß die obersten Werthe sich entwertherf* (WM 2,
KGW VIII 2 9 [35] p, 14)53. But Nietzsche defmed value in his notes for Der
Wille %ur Macht^not just iri terms of energy, but of power: "Werth [ist] das höchste
Quantum Macht, das der Mensch sich einzuverleiben vermag" (WM 713, KGW
VIII 3 14 [8] p. 13). - ;>
The Will to Power was the doctrine which Jung decisively rejected. This is
anticipated in the chapter of Über die Psychologie des Unbewußten (1916) entitled
"Der andere Gesichtspunkt: Der Wille zur Macht" (GW 7 35-55), and con-
firmed by his note against section 23 of Jenseits von Gut und Böse where he rejects
53
Whilst there is no evidence from his annotations or writings that Jung knew Der Wille %ttr Macht,
he was familiär with much of the earlier secondary material on Nietzsche, and had received
Ernst Horneffer's selection of ''Nachlaß" material äs a gift from Elisabeth Förster-Nietzsche *
(see note 17 above).
Jung's Annotations of Nietzsche's Works 309
54
According to Jung, all opposites exist in an complementary relationship to each other, and all
judgments are predicated in this Opposition; for example, the antithesis between good and evil
is said to generate all moraJ judgments: "Die Idee von Gut und Böse ist [...] die Voraussetzung
des moralischen Urteils. Es ist ein logisch äquivalentes Gegensatzpaar, das als solches einer
conditio sine qua non jedes Brkenntnisaktes bildet" (GW 9(ii) 84). For Jung, the very act of
cognirion is the moment of discrimination of the opposites, but this is a precondition of con-
sdousness of the object and not the property of the objcct of cognition (GW 9(ii) 112). For
the founding of Jung's dualistic ontology, see his Septtm sermones ad mortuos (reprinted in Erinne-
rung», Träumt, Gedankfn, pp. 389-398).
310 Paul Bishop
In Jungian psychology, the middle path is always the onc to be taken — not an
*4either-or", but a complementary "union of opposites": "Das endlose Dilemma
Kultur-Natur ist im Grunde stets die Frage eines Zuviel oder eines Zuwenig,
kein Entweder-Oder" (GW 7 41).
There are further important aspects of Jung's work which stopped him from
using two other heavily annotated texts, Zur Genealogie der Moral and Der Anti-
christ. As Erinnerungen, Träume, Gedanken reveals, Jung's childhood and Student
years were much affected by die decüne in faith of his father, a Protestant
pastor; and Jung himself found litde of psychological appeal in Protestandsm.
He was also aware that Nietzsche, too, had been the son of a pastor, and
repeatedly referred to this fact in his Seminar on Zarathustra (SNZ I pp. 69, 429,
451, 462, 576; II pp. 1095-1096, 1204-1206). ^faereas Nietzsche had thought
that to understand the psychological mechanism behind Christianity was to cease
believing in Christianity (MA 1135, KGW IV 2 p. 129), Jung wanted to replace
belief with understanding and so maintain "the symbolic life" (GW 18) for those
to whom "the charisma of faith" had not been granted (GW 5 343). At its
deepest level, Analytical Psychology is an attempt to recuperate religion from
the onslaught of Nietzschean atheism/nihilism, and, according to Jung's corre-
spondence with Freud (see above), religion was to be reclaimed on the distinctly
Nietzschean territory of the Dionysian. Nietzsche's vitriolic and caustic attacks
on the religion of his own father, which was also the religion of Jung's father,
would have been highly üncomfortable for Jung to deal with. And to Nietzsche's
question in Section 51 of Der Antichrist— "Gott am Kreuze— versteht man immer
noch die furchtbare Hintergedanklichkeit dieses Symbols nicht?" (AC 51, KGW
VI 3 p. 230) — Jung gave the following analytical psychological answer. The
Cross, he claimed, symbolizes the painful but necessäry mediation of the oppo-
sites (Man and God, Good and Evil, Conscious and Unconscious) (GW 11 659,
739), and hence represents the stages of the IndividuationsprosyfP*'. Whilst praising
Nietzsche's intellectüal honesty, however, Jung also used Nietzsche äs a example
of a failure to mediate the opposites and äs a warning against falling foul of
Dionysos.
As for Zur Genealogie der Moral, Jung was not alone in his intellectüal proxim-
ity to this text. In such early works äs Wandlungen und Symbole der Ubido (191l/
12) and 'Neue Bahnen der Psychologie' (1912), Jung spoke of the 'Zwang %ur
Domestikation\ 'die Libido, die nach innen, ins Subjekt gewendet ist', arid the
'moralische Bändigung animalischer Triebe' (WSL: pp. 265, 94, 79), and he de-
fined "der Kulturprozeß" in terms of "einer fortschreitenden Bändigung des
55
Individuation' may be defined äs the process by which a persorrbecomes a separate, individual
unity, expanding beyond ego consciousness to realize the higher potential whieh Jung termed
the «Seif*.
Jung's Annotations of Nietzsche's Works 311
56
Freud's reception of Nietzsche has been repeatedly but unsystematically documented. See: Ru-
dolf J. Brandt, "Freud and Nietzsche", Revue de Universite d'Ottowa, 25 (1955), 225-234; Friedrich
Tramer, "Friedrich Nietzsche und Sigmund Freud", Jahrbuch für Psychologie, Psychotherapie und
Anthropologie, 7 (1960), 325-350; Richard Schmitt, "Nietzsche's Psychological Theory", Journal
of Existential Psychiatry, 2 (1961), 71-92; Christo Dimitrov and Assen Jablenski, "Nietzs'die und
Freud", Zeitschrift für pychosomatische Medizin und Psychoanalyse, 13 (1967), 282-298; Bruce Mazlish,
"Freud and Nietzsche", The Psychoatialytic Review, 55 (1968), 360-375; Richard Waugamann, "The
Intellectual Relationship between Nietzsche and Freud", Psychiatry, 36 (1973), 458-467; Mitchell
Ginsberg, "Nietzschean Psychiatry", in Nietzsche: A Colleciion ofCritical Essays, edited by Robert
CSolornon (University of Notre Dame, 1973), pp. 293-315; Jean Granier, "Le Statut de la
Philosophie selon Nietzsche et Freud", Nietzsche-Studien, 8 (1979), 210-224; Jacob Golomb,
"Freudian Uses and Misuses of Nietzsche", American Imagr, 37 (1980), 371-385; Lorin Andcr-
son, "Freud, Nietzsche", Salmagundi, No. 47-48 (Winter-Spring 1980), 3-29; Rollo May,
''Nietzsches Beiträge zur Psychologie", Jahrbuch ßr verstehende Tiefenpsychologie und Kulturanalyse, l
(1981), 11-22; Claudia Crawford, "Nietzsche's Mnemotechnics, the Theory of Ressentiment,
and Freud's Topographies of the Psychical Apparatus", Nietzsche-Studien 14 (1985), 281-297; and
Jacob Golomb, Nietzsche'* Entlang Psychology of Power (Ames and Jerusalem, 1989). Freud's Das
Unbehagen in der Kultur (1930) most clearly dcmonstrates his indebtedncss to Nietzsche.
312 Paul Bishop
of Jenseits von Gut und Böse, Nietzsche provided another answer. By reading reli-
gion in terms of a universal Will to Power, he cxplained that even the most
powerful individuals bowed their heads before the saint because they recognized
in him a superior Will to Power: "der 'Wille zur Macht* war es, der sie nöthigte,
vor dem Heiligen stehen zu bleiben. Sie rhussten ihn fragen —" (JGB 51, KGW
VI 2 p. 69). In his own copy Jung made a marginal line against Nietzsche's main
point: "sie ehrten Etwas an sich, wenn sie den Heiligen ehrten" (ibid); in other
words, die warriors recognized the superior (because more Spiritual) Will to
Power of the saint.
Indeed, much of Jung's enrire psychological project can be read äs an at-
tempt to answer Nietzsche's question in Section 47 of Jenseits von Gut und Böse:
"Wie ist die Willensverneinung möglich? wie ist der Heilige möglich?"; but with-
out recourse to the idea of the Will to Power. Jung followed Nietzsche inasmuch
äs he questioned the absolute Opposition of Good and Evil and postulated a
complementary relationship between them. Although Jung had his doubts (ex-
pressed most strikingly in GW 12 559) about the Superman äs a fit goal for
human striving, his own telos of complementarism appears in Nietzschean guise
äs the "komplementärer Mensch" in whom existence is said to justify itself
(JGB 207, KGW VI 2 p. 140). The very title of Niet^sche's book heralded its
message that Good and Evil are not absolute, but only relative categories, and
equally necessary. Rather than transcending them, Nietzsche suggests :that both
Good and Evil must be created anew. Such ideas are close to the central Jungian
notion, that of the complementarity of all opposites (including moral ones), and
Jung sought to restore to Man that dark side of his soul whose repression, he
believed, restricted Man's creativity. Like Nietzsche, Jung saw the division be-
tween Good and Evil äs fundamentally problematic, and in the practice and
iconography of Christiariity he found an example of the debilitating effect of
these values äs traditionally understood (GW 12 25). Moreover, like Nietzsche,
Jung wanted to move to a stage where the relativity of Good and Evil would
be appreciated (GW 11 258). But two further important differerices must be
noted here. First, unlike Nietzsche, Jung had doubts about the practicability of
any project to go "beyond Good and Evil" without recourse to transcendent
"Geist" (a category entirely absent from Nietzschean philosophy).,And second,
unlike Nietzsche, Jung saw in Good and Evil more than merely contingent
counterparts (or worse, the product of ressentiment). He absolutized Evil, insisting
on the necessity of the "eine ebenso seltene wie erschütternde Erfahrung" of
gazing directly into the face of 'd[as] Absolute-BöseQ' (GW 9(ü) 19), and at the
same time maintained that Good and Evil were both complementary and neces-
sary (GW 11 267 and GW 13 257). Not surprisingly, the antinomial character of
Jung's concept of the Seif is far more paradoxical ,than the intricacies of
Nietzsche's notion of the Will to Power. But to get beyond Good and Evil, Jung
had to get beyond Nietzsche.
Jung's Annotation? of Nietzsche's Works 313
Conelusion
57
See Malcolm Pasley, "Nietzsche's Use of Medical Terms", in: Nietzsche Imagery and Thought,
edited by Malcolm Pasley (Berkeley/Los Angeles, 1978), pp. 123-158.
58
See the tide of Rose Pfeffer's Book, Nietzsche Dlsciplc ofDhnysus (Lewisburg, 1972).
314 Paul Bishop
scious, Jung derived the Stimulus and strength for another forty years of semi-
nars, papers, correspondcnce and fifteen more volumes of the Collected Works —
an instance of that productive relationship between sickness and genius which
Nietzsche himself had both discussed and exemplified. Juflg's reluctance torefer
to Jenseits von Gut und Böse, Zur Genealoge der Moral (and Der Antichrist) is sympto-
matic of his relationship to Nietzsche: unwilling, and perhaps unable to continue
Nietzsche's critical project and to embrace the goal of "non-metaphysical trän-
scendence" symbolized by the Super man59, Jung sought instead to retain a space
for God, not in the cosmos but in the psyche. If Nietzsche's philosophy was a
reversal of Platonism, Analytical Psychology is to be read äs an attempt to
reverse Nietzsche; and the story of Jung's long-standing obsession with
Nietzsche, into which his autobiography, his Seminar on Zarathttstra, and now
his annotations in his private copy of Nietzsche's Werke give us more detailed
and substantial insight, teils ultimately of his overcoming, not just of Fteud, but
of Nietzsche äs well
59
R. J. Hollingdale, A Nietzsche Reader (Harrnondsworth, 1977), p. 11.