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International Journal of Management Reviews, Vol. 15, 47–65 (2013)


DOI: 10.1111/j.1468-2370.2012.00334.x

ISO 9001 and ISO 14001: Towards a


Research Agenda on Management
System Standards* ijmr_334 47..65

Iñaki Heras-Saizarbitoria and Olivier Boiral1


Department of Management, E.U.E. Empresariales, University of the Basque Country UPV-EHU, Plaza Oñati 1,
20018, San Sebastian, Spain, and 1Département de management, Faculté des sciences de l’administration, Université
Laval, Pavillon Palasis-Prince, 2325, rue de la Terrasse, Local 1638, Québec, Québec G1V 0A6, Canada
Corresponding author email: iheras@ehu.es

Management system standards, also called meta-standards, have been adopted by an


increasing number of organizations across the world. Although these management
system standards are based on the same type of management principles and institutional
arrangements, the literature remains scattered, with diverse studies focused on specific
standards and published in various journals. The main objective of this paper is to
analyse the academic research on meta-standards through an integrative review
intended to shed light on the main conclusions and substantial advances made in this
area. This integrative review focuses more specifically on the two main meta-standards
which have been adopted by more than 1.3 million organizations worldwide: ISO 14001
and ISO 9001.The paper contributes insights into the main streams of the literature and
current knowledge gaps to be addressed in future research on the various issues related
to meta-standards: global governance, diffusion processes, motivations, benefits of
adoption and impacts on performance, internalization, integration, consultancy and
auditing.

Introduction responsibility (e.g. SA 8000). These standards tend


to use quite similar methodology with regard to
The development of management standards now their creation, structure, implementation process and
encompasses a very wide range of aspects of busi- monitoring by a third party, a trend that was estab-
ness activity, such as quality management (e.g. ISO lished by the successful ISO 9001 and ISO 14001
9001), environmental management (e.g. ISO 14001), standards. Indeed, it should be taken into account
the prevention of occupational hazards and the pro- that, by late 2010, over 1,100,000 ISO 9001 certifi-
vision of health and safety regulations in the work- cates and 250,000 ISO 14001 certificates had been
place (e.g. OHSAS 18000), and corporate social authorized in a total of 178 countries all over the
world (ISO 2011; see Figure 1).
*This article is a result of a Research Project funded by the Similarly, standards-based management is a
Basque Autonomous Government (GIC 10/89) and the research field that has received a lot of attention in
Spanish Ministry for Education and Science (ECO2009- recent years, owing to the great success enjoyed by
12754). The authors wish to express their sincere thanks to management standards all over the world. In our
the Co-Editor-in-Chief of IJMR Oswald Jones and to the
opinion, therefore, it is important to review the differ-
three reviewers for their assistance; their constructive criti-
cism and suggestions helped us to improve and develop the ent approaches to the study of standardization in a
paper substantively. management context, so as to attempt to synthesize

© 2012 The Authors


International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.
Published by Blackwell Publishing Ltd, 9600 Garsington Road, Oxford OX4 2DQ, UK and 350 Main Street, Malden, MA
02148, USA
48 I. Heras-Saizarbitoria and O. Boiral

Figure 1. Worldwide ISO 9001 and ISO 14001 certification. Source: ISO Survey (ISO 2011)

and thus improve academic knowledge, which is propose various avenues for future research based
in the interests of the various different stakeholders on the knowledge gaps identified. The remainder of
involved (i.e. managers, consultants, policy-makers the paper is organized as follows. Following this
and researchers). introduction, the paper presents a short overview
This work represents an attempt to analyse in depth of standardization and MSS or meta-standards. In
the class of standards known as management system the third section, ISO 9001 and ISO 14001 are briefly
standards (MSS), also referred to as meta-standards analysed, followed by a fourth section in which an
(Uzumeri 1997), and which have been so successful attempt is made to synthesize the main theoretical
in recent years. In this paper, a review of the substan- perspectives or approaches applied to the analysis of
tial advances made in the field of this subject of study those meta-standards in academic studies. The fifth
is carried out; the review comes within the category section constitutes an outline map of the main areas
of integrative reviews, works ‘that seek to merge of research undertaken to date and the areas in which,
findings from related areas’ (Macpherson and Jones in the authors’ opinion, research should be under-
2010, p. 109). Moreover, a research agenda for the taken in the future. The paper ends with a summary
field is proposed. The paper focuses on the two main of the main conclusions.
global management standards at the international
level: ISO 14001 and ISO 9001.
A systematic literature review was carried out Standardization and meta-standards
in order to identify the most prominent theoretical
and empirical academic works on the topic. In short, Standardization constitutes a mechanism of coordi-
the ABI/Inform, Emerald and Science Direct data- nation and an instrument of regulation comparable
bases were used to perform literature searches with with other instruments, such as public regulations,
the following keywords: (1) ISO 9000, ISO 9001, markets and hierarchies or formal organizations
ISO 14001, ISO 14000; (2) ISO standards; (3) meta- (Antonelli 1998; Brunsson and Jacobsson 2000). In
standard; and (4) management system standard/s. a global economy, without standardization and its
The main contribution of this paper is to provide results – technical standards or specifications – inter-
an integrative review of the multifaceted literature on changes would become exceedingly difficult. Stand-
meta-standards, to analyse the main conclusions of ardization can, then, stimulate international trade by
studies carried out from different perspectives and to eliminating obstacles arising from different national

© 2012 The Authors


International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.
Research Agenda on Management System Standards 49

practices. Thus, standards are important for the ISO 9001 and ISO 14001: the first
promotion of economic efficiency, as they provide a global meta-standards
basis for reducing information-related transaction
costs (Nadvi and Wältring 2004). The ISO 9001 standard does not refer to compliance
Focusing on the specific case of management with an objective or with a particular result. That
standards, in their monograph on standardization is, it is not a performance standard measuring the
Brunsson and Jacobsson (2000) refer repeatedly quality of companies’ products or services. Rather,
to ‘standards for administrative processes’, and ISO 9001 proposes guidelines to systematize and
Furusten (2000, p. 71), in the same monograph, formalize a series of company processes into a series
defines management standards as ‘standards on of procedures, and to document this implementation.
how to design and manage organizations’. We can ISO 9001 standardizes procedures, duties and roles,
explicitly identify these administrative standards rather than goals or outcomes (Braun 2005; Guler
with what we would define here as MSS, a term et al. 2002).
that already has a certain tradition of academic Compliance with ISO 9001, which can be certified
acceptance behind it in studies relating to quality by an institution accredited for this purpose, requires
management and environmental management (e.g. documentation to show the implementation of a
Corbett and Kirsch 2001; Delmas 2002; Karapetro- quality management system, including standardized
vic 2002; Neumayer and Perkins 2004; Wilkinson and documented procedures on the basic processes
and Dale 2001). used to produce the product or service which
In the literature on the subject, MSS are often the customer acquires. ISO 9001 standard is thus a
called meta-standards (e.g. Boiral 2001; Braun 2005; management tool based on the systematization and
Christmann and Taylor 2006; Corbett and Yeung formalization of tasks in order to achieve product
2008; Karapetrovic and Willborn 1998; Wilkinson homogeneity and to conform to the specifications
and Dale 1999). Uzumeri (1997) refers to them as established by the customer (Anderson et al. 1999).
‘lists of design rules to guide the creation of entire Similarly, ISO 14001 does not fix environmen-
classes of management systems. Since systems theo- tal goals or environmental targets to be achieved
rists use the term metasystem for lists of this type, it (requirements for the prevention and reduction of
follows that this type of management standard should the impact of pollution, for instance), as a result of
be referred to as a meta-standard’ (Uzumeri 1997, the possible attainment of which a certificate would
p. 22). Corbett and Yeung (2008) use the term meta- be obtained. Rather, this standard establishes require-
standard ‘loosely to refer to standards that apply to ments defining the operational systems to be com-
broad processes (rather than individual products) and plied with within companies in relation to activities
to entire families of such process standards’ (Corbett which have an environmental impact (Delmas 2001;
and Yeung 2008, p. 1). King and Lenox 2001). It is a model which provides
These management standards are, of course, to be a systematic framework within which to incorporate
distinguished from the technical norms and specifi- environmental concerns into a company’s day-to-day
cations relating to those requirements with which operations.
particular products or processes need to comply. From a global perspective, the successful diffusion
Even so, such a broad definition of standardization of these MSS or meta-standards would appear to be
in the field of management could encompass, for closely linked to the basic impetus of the process
example, international norms and guidelines deal- of globalization of the Western economies, to the
ing with accountancy and audits (the International extending global supply chains and the still growing
Standards on Auditing, for instance) or such general importance of transnational corporations (Braun
management models as that of the EFQM (Euro- 2005). In the current economic environment, in
pean Foundation for Quality Management). These which outsourcing and relocation of companies’
guidelines and models are based on a set of guide- activities have become key strategic elements of
lines and benchmarks developed by specific organ- global supply chains, it is necessary to foster a
izations and referring to a particular field of certain homogeneity of management systems in
management. Although the focus and content of order to favour the development of such processes,
MSS may be quite different, their principles, struc- and MSS may help to achieve this aim. As Boiral
ture, terminology and certification processes share (2001, p. 80) states: ‘the development of manage-
common characteristics. ment standards is part of the growing globalization

© 2012 The Authors


International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.
50 I. Heras-Saizarbitoria and O. Boiral

of the world economy, which requires the adoption of governance and regulation2 (e.g. Haufler 1999), those
international standards that facilitate exchanges and carried out from the standpoint of economic geogra-
communication between countries’. phy (e.g. Neumayer and Perkins 2004, 2005) and
more eclectic works which are difficult to classify
(e.g. Naveh and Marcus 2004; Rondinelli and Vastag
Approaches to the academic study 2000).
of meta-standards
Technical approaches
Introduction These approaches focus on the practical implications
Standardization of management systems and its end- of meta-standards for organizations (e.g. Anderson
product, meta-standards, constitute a clear example et al. 1999; Benner and Veloso 2008; Casadesús and
of a multidimensional phenomenon which has impli- Karapetrovic 2005; Corbett and Kirsch 2001; Corbett
cations of an extremely varied nature. It is for this and Yeung 2008; Martínez-Costa et al. 2008, 2009;
reason that they have been studied from the perspec- Terziovski et al. 2003). Thus, a great deal of research
tive of a variety of disparate but related disciplines, has focused on the measurement of meta-standards’
such as international economics, management stu- impacts in the field of operations management,
dies (and, more specifically, the study of operations quality management, environmental management and
management) and organizational sociology. supply chain management (for a recent review of the
In this section of the paper, an attempt will be made works published on ISO 9001 from this perspective,
to produce a synthesis of these approaches.1 First, the see Sampaio et al. 2009). This measurement generally
different theoretical approaches will be structured in uses quantitative surveys, which have played a domi-
three main groups: (1) technical approaches, in which nant role in the literature. Studies on the impacts
we would place the standpoint of Operation Manage- of meta-standards have been conducted in various
ment and other technical standpoints involving a countries, often using a very similar methodology
study of the meta-standards that refer to more or less (e.g. questionnaire). Certain surveys have also been
general, mature fields such as Quality Management, conducted from a transnational perspective (e.g.
Environmental Management and System Thinking, Corbett and Kirsch 2001). Various studies have ana-
among others; (2) non-technical approaches, with lysed the motivations behind adopting meta-standards
the following four sub-approaches: self-regulation, (e.g. Bansal and Roth 2000; Martínez-Costa et al.
decentralized institutions and signalling models, 2008; Sampaio et al. 2009; Yin and Schmeidler
cartels and clubs and New Institutionalism; and (3) 2009). The effect on the performance of organiza-
other approaches, in which we have grouped various tions has also been widely debated (e.g. Carlsson and
pieces of research based on eclectic works and which Carlsson 1996; Corbett et al. 2005; Dick et al. 2008;
are, consequently, difficult to classify. Huarng et al. 1999; Martínez-Costa et al. 2008;
The following two subsections focus on the Terziovski et al. 2003). For example, the benefits of
presentation of the first two general approaches. ISO 9001 implementation have been widely studied.
The main works published in the literature could Thus, the ISO 9001 adoption has been associated
be included in them. In the research perspective that with productivity and effectiveness (Douglas and
we have generically named ‘other approaches’, we Glen 2000; Jang and Lin 2008), quality improve-
include other works from various different stand- ment (Escanciano et al. 2001; Sun 2000), customer
points, such as works of a pragmatic nature carried satisfaction (González-Torre et al. 2001; Moatazed-
out from the standpoint of international economics Keivani et al. 1999) and employee motivation
and international business, those that focus on the (Kunnanatt 2007; Santos and Escanciano 2002). The
same standpoint but which are clearly critical (e.g. same type of study has been undertaken with regard to
Clapp 2001), highlight new challenges regarding the benefits of ISO 14001 (Bansal and Hunter 2003;
Delmas 2001; González-Benito and González-Benito
1
2005; Yin and Schmeidler 2009).
At this point we would like to express our gratitude for the
guidance provided by one of the three reviewers of this
2
paper, as this helped us in the complex structuring work of This is a sub-approach with a clear link to that of self-
the different standpoints referred to in the study that have regulation, but which is put together in a different way as it
analysed meta-standards. has far less theoretical basis.

© 2012 The Authors


International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.
Research Agenda on Management System Standards 51

In short, this first standpoint also includes – in the inability of some countries to establish a system
quantitative terms – an extremely far-ranging litera- of public regulation in relation to particular fields of
ture, and is also the approach that was developed activity such as the environment or employees’ rights,
first, at a very early stage (in the early 1990s in has intensified companies’ interest in self-regulation,
the case of ISO 9001). Generally speaking, technical a subject which is also of great relevance in the field
approaches tend to encourage organizations to adopt of management standards. Despite liberalization, the
meta-standards by shedding light on their positive global economy continues to be governed by rules,
impacts, measured through quantitative studies but the rules are changing, and international stand-
carried out in various regions and sectors of activity. ards point to one such set of changes (Nadvi and
Nevertheless, these studies tend to overlook certain Wältring 2004). If it is true, in fact, that in modern
pitfalls and pervasive effects that can result from the nation-states the main burden of regulatory activity is
adoption of meta-standards: paperwork, superficial assumed by the public administration, which for this
implementation and lack of internal motivation purpose has at its disposal various powers to sanction
(Boiral 2003, 2007; Christmann and Taylor 2006; or to encourage, the new supranational organizations
Jiang and Bansal 2003; Walgenbach 2001). More- which have arisen out of the decline of the nation-
over, technical approaches tend to focus on the state, such as the European Union, the United Nations
standard implications for the organization and to or the OECD, do not benefit from the same hierarchi-
neglect more global issues that can explain their cal authority and power to sanction, which has led
international development and institutionalization to the emergence of new regulatory institutions
throughout various sectors of activity, such as the that do not belong to the traditional sphere of public
use of meta-standards as self-regulation mecha- regulation. For Mendel (2001), standardization thus
nisms, their role as signalling models and their social represents a form of coordination and hybrid govern-
legitimacy in the eyes of certain stakeholders. ance that is on the increase. All in all, from this
perspective, standardization is thus perceived as a
new form of alternative to traditional public regula-
Non-technical approaches
tion. The absence of a regulatory power of a global
These approaches are essentially focused on the public nature – the task of designing, implementing
analysis of the development, rationality and social and enforcing standards – tends to be assumed by
legitimacy of meta-standards, from a more global different regional or global institutions of a non-
and theoretical perspective. Through the adoption of governmental nature in areas that have traditionally
meta-standards and their certification, legitimacy is belonged to the area of regulation by the authorities
awarded to the organizations adopting them, and this (Abbott and Snidal 2001; Brunsson and Jacobsson
grants benefits beyond pure technical or efficiency 2000; Neumayer and Perkins 2005). Among these
advantages (Beck and Walgenbach 2005). This stand- new regulatory institutions, special mention should
point is most salient in New Institutionalism, although be made of the International Organization for
it can be argued that it is also present in other Standardization. This body, known by its acronym
approaches and, on occasions, even in works which, in ISO (International Standardization Organization),3
terms of both the views they express and the journals together with the IEC (International Electrotechnical
in which they are published, could be included among Commission) and the ITU (International Telecommu-
technical approaches (e.g. Nair and Prajogo 2009). nication Union), form the main international organ-
This does not really come as a shock, above all if one izations for standardization. The three bodies have, in
takes into account that, according to some authors, conjunction with the WTO (World Trade Organiza-
third-party certification, like other forms of auditing tion), formed a strategic alliance with the common
certification, is primarily aimed at creating trust and aim of promoting the creation of a free and equitable
social legitimacy in the eyes of stakeholders (Boiral global trading system. This agreement, known as the
and Gendron 2011; Power 2003). Agreement on Technical Barriers to Trade, provides
Self-regulation refers to the adoption of voluntary for the establishment of a code of conduct for the
standards (e.g. environmental standards such as ISO
14001) beyond the requirements of government regu- 3
The International Organization for Standardization was
lation (Christmann and Taylor 2006; King and Lenox reconstituted as the successor organization to the short-lived
2000; Prakash and Potoski 2007). As is underlined by International Standards Association, which had already been
O’Rourke (2006) and Christmann and Taylor (2001), established in the 1920s (Braun 2005).

© 2012 The Authors


International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.
52 I. Heras-Saizarbitoria and O. Boiral

preparation, adoption and application of standards of stakeholders, rather than a single central authority,
based on both the principles of non-discrimination provide rewards for participating or sanctions for not
and harmonization and the stated objective of pre- participating. They emphasize the process of certifi-
venting international standards becoming unneces- cation itself, which is, in their opinion, the distin-
sary technical barriers to free trade. guishing element of these decentralized institutions:
In short, what stands out in this standpoint is ‘certification as a critical determinant of the function
the notion of meta-standards as moving towards a of management standards’ (Terlaak and King 2006,
global regulation tool. Within this standpoint, it would p. 1092). The importance given to the notion of
also be interesting to explain, among other things, the information asymmetry could be identified as a
differences from the sub-standpoint associated with distinguishing feature of the standpoint, which
works that analyse the link between meta-standards stresses that the raison d’être of meta-standards is to
and private international business regulation and reduce information asymmetries between potential
soft law (e.g. Abbott and Snidal 2006; Vogel 2008). exchange partners.
This sub-standpoint of soft laws differs from others in Following an approach clearly related to that above,
that it focuses on an analysis of the legitimacy and the phenomenon of meta-standards has also been
enforcement mechanism of initiatives such as ISO studied (especially in relation to ISO 14001) from
14001, compared with hard law (Roht-Arriaza 2000; the viewpoint of the theory of cartels and clubs which
Vogel 2008). can be applied to voluntary programmes in which
Another perspective featuring in management certifiable meta-standards may also be included
studies, closely related to that referred to above, is (particularly noteworthy for these purposes are the
the analysis of meta-standards from the perspective contributions from Diaye et al. (2007), Kerret (2008)
of decentralized institutions and signalling models, and Potoski and Prakash (2004, 2005)). Basing their
based on Michael Spence’s theory of market signal- observations on the theoretical model proposed by
ling (King and Toffel 2009; Terlaak and King 2006). Buchanan, Potoski and Prakash (2005) point out
This perspective concentrates on analysing the role that, for companies, the benefits of membership (the
of meta-standards and their certification and the so-called ‘club goods’) are the excludable branding
elimination of asymmetries in information. For this certification that allows members to publicize their
perspective, meta-standards can be seen as signals of club membership and thus claim credit for their
supplier characteristics that lower search and moni- pro-environment activities. The key conceptual dis-
toring costs in supply chains (Christmann and Taylor tinction made by the authors is that
2001; King et al. 2005). More specifically, Terlaak
and King (2006) argue that many studies carried clubs’ excludable benefits are not the rewards
out from the perspective of the technical approach members receive from external audiences for taking
that have tried to analyse companies’ motivation for specific environmental action. Rather, excludable
adopting meta-standards have failed to explain fully benefits stem from membership in ISO 9001 or
the nature of certified management standards. These ISO 14001, which provides a credible signal of
authors affirm that, from a theoretical perspective, a company’s overall approach to environmental
governance. (Potoski and Prakash 2005)
the aforementioned studies do not explain why
organizations implement and certify such meta- The notion of information asymmetries is also
standards, given that, since the requirements of the present in this standpoint, although one of the most
standards are public and consultancy firms are avail- obvious distinguishing features that can be estab-
able to aid the adoption of practices, companies do lished in this case is the importance given to the study
not need to certify the systems that they implement in of costs and benefits associated with meta-standard
order to gain an operational benefit (Terlaak and certification – the ‘additional costs’ and the ‘exclud-
King 2006). In other words, they underline the idea able branding benefits’ (Prakash and Potoski 2006).
that an organization does not need a certificate in It is also highlighted that international trade buyers
order to make the standard work and that there must face higher transaction costs in identifying quality
be non-technical reasons that explain the existence of exporters because of spatial, cultural, and linguistic
meta-standards. Therefore, Terlaak and King (2006) distances and that, as a result, meta-standards such as
argue that certified management standards constitute ISO 9001 or ISO 14001 were explicitly designed to
a form of private decentralized institution, because solve the information asymmetry problem in inter-
participation is voluntary and because a wide variety national trade (Potoski and Prakash 2009).

© 2012 The Authors


International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.
Research Agenda on Management System Standards 53

Meta-standards have also been analysed from the distinguishing feature of this sub-approach is that
perspective of New Institutionalism. This approach New Institutionalism explains what meta-standards
to the study of the adoption of meta-standards are by focusing on the institutional pressures that
takes as its reference point institutional and neo- encourage their adoption. Nevertheless, according to
institutional theories of the study of organizations critical approaches based on New Institutionalism,
and suggests that firms obtain legitimacy by con- meta-standards can be superficially implemented
forming to the dominant practices within their organ- when organizations are mostly driven by the quest for
izational field. In their seminal work, DiMaggio and social legitimacy rather than the search for improve-
Powell (1991) maintain that there are three types ments of internal practices (Boiral 2007; Christmann
of external pressure that lead organizations towards and Taylor 2006; Walgenbach 2001).
isomorphism or homogeneity: coercive, mimetic
and normative.4 First, coercive isomorphism may
result from the pressure of external stakeholders to A research agenda on meta-standards
adopt meta-standards. For example, pressure from
customers is one of the main drivers of ISO 9001 As already pointed out by Uzumeri (1997) more than
certification (Boiral 2003; Buttle 1997; Carlsson and a decade ago, meta-standards could lead to funda-
Carlsson 1996). Second, mimetic isomorphism tends mental changes in management practice, since they
to occur when meta-standards are viewed by compa- represent a new management technology that may
nies as exemplary forms of management practices. have a profound impact on the short-term evolution
The imitation of organizations adopting these exem- of management practice. This author also declared
plary management practices tends to propagate that scholars, practitioners and policy-makers should
certain standards such as ISO 9001 and ISO 14001 begin the serious task of mapping and analysing their
across national borders (e.g. Beck and Walgenbach broader implications (Uzumeri 1997).
2005; Boiral 2007; Boiral and Amara 2009; Guler It seems clear that the American scholar’s wish
et al. 2002; Vasconcelos and Vasconcelos 2003). has only partly come true. Although academic litera-
Third, for several authors, normative isomorphism ture on the subject of meta-standards has grown in
occurs when an accreditation institution has the right recent years, it is surprising that its volume has not
to evaluate and inspect other organizations, granting increased even more, especially in view of the obser-
the use of a seal or label certifying that the authorized vation made by Corbett and Yeung (2008) to the
organization follows the processes prescribed by effect that, ‘Once one considers that literally millions
the authorizer, and certificates such as ISO 9001 and of organizations worldwide are directly impacted by
ISO 14001 fall into this category (Guler et al. 2002; such meta-standards, it is surprising that not more
Mendel 2002; Vasconcelos and Vasconcelos 2003). scholarly research exists on most of these standards’
Generally speaking, organizations seek support (Corbett and Yeung 2008, p. 1). In our opinion,
and legitimacy in their institutional fields by adopt- however, the principal shortfall lies in the badly
ing structural models that are perceived to be the structured and insufficiently incremental manner in
best available. In that way, entities such as ISO are which academic research into the phenomenon has
key players in defining the isomorphic properties of developed.
many institutional fields. One of the most prominent Table 1 summarizes the principal research areas
aspects of this sub-approach is that it focuses on that are currently being produced through the
analysing the cross-national dissemination of meta- medium of specialized academic literature, in an
standards and the institutional pressures that explain attempt to carry out a mapping exercise that may be
why companies certify. This standpoint emphasizes of interest to researchers working in this research
the importance of coercive, normative and mimetic field.
forces and the mechanisms of international dissemi- Regarding research area 1, the complex process
nation of the ISO 9001 standard (Casper and Hancke by which standards are created, along the lines of
1999; Guler et al. 2002; Mendel 2001). In short, the the complete work undertaken by Haufler (1999),
carried out from a critical perspective, in relation to
4
ISO 14001, should be studied further. As Nadvi and
Other followers of this line of theory maintain that these
processes can be divided into coercive, normative and cog- Wältring (2004) point out, global meta-standards for-
nitive mechanisms leading to organizational isomorphism mulated by private and public/private initiatives such
(Braun 2005; Guler et al. 2002; Mendel 2002). as ISO imply new forms of global governance in the

© 2012 The Authors


International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.
54 I. Heras-Saizarbitoria and O. Boiral

Table 1. Academic study of meta-standards: an integrative review

Research areas Representative works Main research results


(theoretical approach/es)a (representative works)

1. Creation of Haufler (1999) [O] • Creation of meta-standards is a complex political process (Clapp
meta-standards Clapp (2001) [O] 2001; Haufler 1999)
and implications Summers (2003) [NI] • Meta-standards imply new forms of global governance in the
for global Nadvi and Wältring (2004) [O] world economy (Summers 2003)
governance Giovannucci and Ponte (2005) [NI] • Meta-standards are frequently launched without the real
Nadvi (2008) [O] participation of the developing countries (Giovannucci and Ponte
Ruwet (2011) [O] 2005; Nadvi and Wältring 2004)
2. International Terlaak and King 2006 [SR] • Positive correlation between certificates and macro-economic
diffusion process Corbett and Kirsch (2001) [TA] variables (Neumayer and Perkins 2004; Potoski and Prakash
of meta-standards Guler et al. (2002) [NI] 2004)
Delmas (2002) [NI] • ISO 14001 and ISO 9001 meta-standards had followed similar
Saraiva and Duarte (2003) [TA] diffusion patterns (Corbett 2006; Corbett and Kirsch 2001)
Poksinska et al. (2003) [C&C] • ISO 14001 certification levels by country depend on ISO 9001
Franceschini et al. (2004) [TA] certification levels, export propensity, and environmental attitudes
Vastag (2004) [SR] (Corbett and Kirsch 2001)
Neumayer and Perkins (2004 2005) [O] • Bilateral trade and geographical proximity are drivers of ISO
Corbett (2006) [TA] 9001, while cultural similarity drives for ISO 14001
Marimón et al. (2006) [TA] (Alburquerque et al. 2007)
Alburquerque et al. (2007) [TA] • The diffusion models for innovations fit well (Alburquerque et al.
Potoski and Prakash (2009) [DIS] 2007; Franceschini et al. 2004; Marimón et al. 2006)
Delmas and Montes (2008) [NI]
3. Motivations to Bansal and Roth (2000) [NI,TA] • Different typology of motivation: internal vs external
adopt González-Benito and González-Benito (González-Benito and González-Benito 2005); functionalist vs
meta-standards (2005) [TA] institutional (Nair and Prajogo 2009).
Beck and Walgenbach (2005) [NI] • Isomorphic pressures are important drivers (Bansal and Roth
King et al. (2005) [DIS] 2000; Beck and Walgenbach 2005)
Darnall and Edwards (2006) [NI] • Firms seek certification when their partners lack credible
Yin and Schmeidler (2009) [TA] information (King et al. 2005)
Martínez-Costa et al. (2008) [TA] • Customer pressure and the external image are the main drivers
Sampaio et al. (2009) [TA] (Darnall and Edwards 2006)
Nair and Prajogo (2009) [NI,TA]
Prajogo (2011) [NI,TA]
4. Benefits of (A) Carlsson and Carlsson (1996) [TA] • Main benefits of ISO 9001: improvement of operational
adoption(A) and Buttle (1997) [TA] performance; greater customer satisfaction; improved
impact on Brown and Van der Wiele (1995, 1996) [TA] relationships within the organization; improvement in the internal
performance(B) Huarng et al. (1999) [TA] efficiency of the company; improved image for competitors and
Bansal and Bogner (2002) [TA] stakeholders (Brown and Van der Wiele 1996; Casadesús and
Melnyk et al. (2002) [TA] Karapetrovic 2005; Terziovski et al. 2003)
Terziovski et al. (2003) [NI,TA] • Main benefits of ISO 14001: reduction in the consumption of
Casadesús and Karapetrovic (2005) [TA] resources and improved image for competitors and stakeholders
Prajogo (2011) [NI,TA] (Bansal and Bogner 2002; Melnyk et al. 2002)
Boiral and Amara (2009) [NI,TA] • Positive impact of meta-standards in business performance
Boiral (2011) [NI,TA] (Bansal and Bogner 2002; Corbett et al. 2005; Dick et al. 2008;
Heras-Saizarbitoria et al. (2011a) [NI,TA] King et al. 2005; Martínez-Costa et al. 2008; Potoski and Prakash
(B)Rondinelli and Vastag (2000)[O] 2005; Russo and Harrison 2001; Heras-Saizarbitoria et al. 2011b)
Terziovski et al. (2003) [NI,TA] • Significantly positive relationship between the drivers for
King and Lenox (2001) [SR] adopting the meta-standards and the benefits and/or the business
Russo and Harrison (2001) [NI] performance (Boiral 2007, 2011; Prajogo 2011; Terziovski et al.
Bansal and Bogner (2002) [O] 2003; Heras-Saizarbitoria et al. 2011a)
Terziovski et al. (2003) [NI,TA] • Paradoxical impacts of ISO 9001 certification and different
Corbett et al. (2005) [NI,TA] performance configurations based on criteria related to
Potoski and Prakash (2005) [C&C] effectiveness and internal problems Boiral and Amara (2009)
King et al. (2005) [DIS]
Dick et al. (2008) [TA]
Benner and Veloso (2008) [NI,TA]
Martínez-Costa et al. (2008) [TA]
Heras-Saizarbitoria et al. (2011b) [NI,TA]

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International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.
Research Agenda on Management System Standards 55

Table 1. Continued

Research areas Representative works Main research results


(theoretical approach/es)a (representative works)

5. Differences in Boiral (2003, 2007) [NI] • Different internalization levels of both ISO 9001 and ISO 14001
adoption levels Naveh and Marcus (2004) [O] (Boiral and Roy 2007; Jang and Lin 2008; Naveh and Marcus
(internalization) Boiral and Roy (2007) [NI,TA] 2004)
Boiral (2007) [NI] • Discrepancy between written document and daily practices and
Nair and Prajogo (2009) [NI,TA] ritualistic/Symbolic adoption (Boiral 2003 2007; Christmann and
Christmann and Taylor (2006) [SR] Taylor 2006)
Jang and Lin (2008) [NI,TA] • Internalization rationale depending on institutional pressures and
Yin and Schmeidler (2009) [NI,TA] internal involvement (Boiral 2007)
Boiral and Amara (2009) [NI,TA] • Internal drivers positively correlated to the depth of adoption
Heras-Saizarbitoria 2011 [NI, TA] (Boiral and Amara 2009; Jang and Lin 2008; Yin and Schmeidler
2009) and Internalization with operational performance (Nair and
Prajogo 2009)
• Heterogeneous internalization of ISO 9001 and ISO 14001
standards (Boiral 2007; Christmann and Taylor 2006;
Heras-Saizarbitoria 2011; Yin and Schmeidler 2009)
6. Integration of Karapetrovic and Willborn (1998) [TA] • Academic controversy about integration models (Karapetrovic
standards Wilkinson and Dale (1999) [O] and Willborn 1998; Wilkinson and Dale 1999)
Beckmerhagen et al. (2003) [TA] • Integration is often confused with the mere fusion of both
Zutshi and Sohal (2005) [TA] systems’ documentation procedures (Bernardo et al. 2009)
Zeng et al. (2006) [TA] • Different perspectives towards integrating ISO 9001 and ISO
Salomone (2008) [TA] 14001 (Zeng et al. 2006; Zutshi and Sohal 2005)
Bernardo et al. (2009) [TA]
7. Consultancy(A) and (A) Sakofsky (1993) [TA] • Gap between clients’ expectations and their perception of the
auditing(B) for Vloeberghs and Bellens (1996) [O] quality of the consulting service (Marimón et al. 2002)
meta-standards Marimón et al. (2002) [TA] • The role of the auditor is critical for the adoption of
(B) Chan et al. (1993) [TA] meta-standards (Williamson et al. 1996)
Williamson et al. (1996) [TA] • Quality auditors are frequently unfamiliar with the client’s
Terziovski and Power (2007) [O] industry and process or products/services (Terziovski and Power
Boiral and Gendron (2011) [NI,O] 2007)
• Misconceptions of the certification and auditing practices in the
area of accountability for sustainable development (Boiral and
Gendron 2011)

a
TA, Technical Approaches; SR, self-regulation; DIS, decentralized institutions and signalling models; C&C, theory of cartels and clubs;
NI, New Institutionalism; O, Others (see the classification used in the paper).

world economy, subject to potential conflicts that may management (Casadesús et al. 2008; Corbett 2006;
arise as a consequence of the competing interests of Franceschini et al. 2004; Marimón et al. 2006;
private businesses and civil society stakeholders, an Poksinska et al. 2003; Saraiva and Duarte 2003)
aspect which could constitute an extremely interest- which have tried to model the diffusion of meta-
ing subject for study and which has been little standards and have confirmed the existence of
exploited to date in relation to meta-standards. Simi- similar diffusion patterns for different types of meta-
larly, the problem of developing countries’ limited standard (e.g. ISO 9001, ISO 14001). In contrast,
capacity to exert an influence on the process of crea- other studies carried out from other non-technical
tion of meta-standards is also a subject of great inter- approaches have tried to analyse which factors
est on which outstanding work has already been explain geographical differences in the diffusion of
carried out (e.g. Clapp 2001; Giovannucci and Ponte meta-standards (Alburquerque et al. 2007; Corbett
2005; Nadvi 2008; Nadvi and Wältring 2004; 2006; Corbett and Kirsch 2001; Delmas 2002; Grol-
Summers 2003), despite the fact that there is still leau et al. 2008; Guler et al. 2002; Neumayer and
much evidence to gather. In this research area, there is Perkins 2005; Potoski and Prakash 2004; Terlaak and
no clear dominating theoretical approach. King 2006; Vastag 2004). These studies stress that
In the second research area, there are several a positive correlation exists between the number of
studies carried out from the perspective of operations certificates and macro-economic variables such as

© 2012 The Authors


International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.
56 I. Heras-Saizarbitoria and O. Boiral

the volume of direct overseas investment and the et al. 1997; Tsiotras and Gotzamani 1996) and ISO
tendency to export to the EU. Alburquerque et al. 14001 (e.g. Bansal and Bogner 2002; Corbett and
(2007) conclude that ISO 9001 is driven primarily by Russo 2001; Florida and Davidson 2001; King and
geography and bilateral trade relations, whereas ISO Lenox 2001; Melnyk et al. 2002; Montabon et al.
14001 is driven by geography and cultural similarity. 2000; Rondinelli and Vastag 2000; Russo and Harri-
In short, although many interesting results have been son 2001;). Regarding the impact on performance,
obtained, clear answers are still waiting to be found several studies on ISO 9001 (e.g. Benner and Veloso
to such elementary questions. In this research area, 2008; Corbett et al. 2005; Dick et al. 2008; Häversjö
the contributions made from a technical perspective 2000; Martínez-Costa et al. 2008; Wayhan and
are the dominant ones, with a noteworthy influence Balderson 2007) and ISO 14001 (e.g. Andrews
also from the approach of New Institutionalism. et al. 2003; Jiang and Bansal 2003; King et al. 2005;
The third research area is also very closely linked Melnyk et al. 2003; Potoski and Prakash 2005;
to that of the previous section, i.e. with the study of Russo 2002) have used objective or factual measures
the pattern of diffusion of meta-standards. While the (i.e. accounting data, data on emissions), while the
majority of existing studies on this subject are of majority of studies have used perceptual measures
an empirical character, with little development of obtained by surveys (i.e. based on questionnaires) to
a theoretical framework, there are nonetheless a analyse the impact of meta-standards on perform-
certain number of noteworthy studies undertaken in ance.5 Overall the results are mixed, but in a majority
the context of a clear and consistent conceptual and of studies a significant positive relationship is
theoretical framework. In short, it can be said that found between the adoption of meta-standards and a
there are two main theoretical approaches to this company’s performance. In this research area, the
issue. From one perspective, based on the theoretical contributions made from a technical perspective are
model established by New Institutionalism, it is sug- also the dominant ones.
gested that meta-standards are adopted due to pres- Regarding research area 5, although the majority
sures of an external nature (Braun 2005; Christmann of studies into the adoption of meta-standards assume
and Taylor 2001; Corbett and Kirsch 2001; Delmas homogeneous adoption – they concentrate on the
2002; Guler et al. 2002). This analytical perspective question of whether or not a company has third-party
is criticized by academics, who argue that organiza- certification as the sole criterion to demonstrate that
tions are dynamic and active and are able to respond implementation has been completed – more and more
in different ways, according to their resources and studies are now beginning to emphasize the hetero-
capacities (Balzarova and Castka 2008; Beck and geneity of their adoption both in the case of ISO 9001
Walgenbach 2005; Christmann and Taylor 2003; (Boiral 2003; Vasconcelos and Vasconcelos 2003;
Darnall and Edwards 2006; King and Lenox 2001; Arauz and Suzuki 2004; Naveh and Marcus 2004;
Nair and Prajogo 2009; Yin and Schmeidler 2009). Biazzo 2005; Beck and Walgenbach, 2005; Briscoe
Other more pragmatic and technical contributions et al. 2005; Christmann and Taylor 2006; Boiral and
have tried to establish a classification of the motivat- Roy 2007; Jang and Lin 2008; Nair and Prajogo 2009;
ing forces that lead companies to implement and Heras-Saizarbitoria 2011) and for ISO 14001 (Boiral
certify meta-standards (e.g. Bansal and Roth 2000; 2001; Boiral, 2007; Yin and Schmeidler 2009; Heras-
González-Benito and González-Benito 2005). In this Saizarbitoria et al. 2011a). In the case of this research
type of empirical literature, there is no clear consen- area, it is clear that the theoretical approach of New
sus among specialists as to the main driving forces Institutionalism is the prevalent one.
behind meta-standards (on this issue, Martínez- The sixth research area is a more pragmatic/
Costa et al. 2008; Prajogo 2011; Sampaio et al. 2009 operational one. The success of the diffusion of
are to be recommended for the extensive review that management standards in various different fields of
is included of the literature on this subject). company management has led organizations to con-
In research area 4, the most quoted empirical sider their implementation in a single integrated
studies carried out from the technical perspective
have corroborated the positive effects or benefits of 5
both ISO 9001 (e.g. Arauz and Suzuki 2004; Briscoe For a review of this type of study, Benner and Veloso
(2008), Martínez-Costa et al. (2009), Molina-Azorín et al.
et al. 2005; Brown and Van der Wiele 1995, 1996; (2009) and Sampaio et al. (2009) are interesting in the case
Buttle 1997; Carlsson and Carlsson 1996; Casadesús of ISO 9001, and Molina-Azorín et al. (2009) and Heras-
and Karapetrovic 2005; Huarng et al. 1999; Jones Saizarbitoria et al. (2011b) in the case of ISO 14001.

© 2012 The Authors


International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.
Research Agenda on Management System Standards 57

management system (Beckmerhagen et al. 2003; ture on meta-standards and the avenues for future
Karapetrovic 2003; Karapetrovic and Willborn 1998; research, based on the most significant knowledge
Wilkinson and Dale 2001). At the same time, the gap identified. The concept of management standard
first studies analysing these aspects have begun to be or meta-standard is complex, multi-faceted and
published in the academic world (Bernardo et al. has been extensively analysed in the literature
2009; Fresner and Engelhardt 2004; Salomone 2008; from various perspectives, including operations
Zeng et al. 2006; Zutshi and Sohal 2005). Given management, strategic management, international
the technical specialist nature of the theme, in this economics, economic geography and organizational
research area it is also clear that the technical per- sociology. The level of analysis has ranged from a
spective is the dominant theoretical approach. pragmatic approach to the more theoretical level, but
Finally, research area 7 deals with specialist con- without much inter-relation between the various dif-
sultancy and the third-party auditing and registration ferent research areas.
industry related to meta-standards. Various studies of It can be stated that the conclusions drawn from
the field have confirmed the importance of external the extensive body of academic literature available
consultancy services in the process of adoption of on the subject have helped us to understand better
meta-standards (e.g. Marimón et al. 2002; Sakofsky why and how these standards have been developed
1993; Vloeberghs and Bellens 1996). Similarly, and disseminated. In this sense, the non-technical
although it is stressed that the role of the auditor is contributions have proved to be of special interest
critical for the adoption of meta-standards (Sakofsky owing to the solid nature of the basic theoretical
1993; Terziovski and Power 2007; Williamson et al. principles they put forward. Nevertheless, there still
1996) and requires careful interpretation and train- remain many issues to be explored and a set of key
ing, several studies point out that quality auditors knowledge gaps on which research should focus in
are frequently unfamiliar with the client’s industry, the future, using both quantitative and qualitative
quality system and process or products/services, and research methods (see Table 2).
that this results in a poor-quality audit (Chan et al. Regarding the diffusion of meta-standards,
1993; Hutchins 1993; Williamson et al. 1996). In a since the temporal aspects of the adoption of meta-
recent paper, Boiral and Gendron (2011) point out standards might also be important, there could be a
that, although audit failure crises have not been as link between these studies and others of a theoretical
prominent in the context of the audits of meta- and empirical nature which have already become
standards as they have been in the context of finan- established features in the field of management, and
cial audits, ‘There is a significant gap between the deal in particular with the influence of fashionable
imagery of rationality and infallibility surrounding practices in business management (Abrahamson
ISO audits and what these audits can actually deliver’ 1991, 1996). It may also interesting to analyse the
(Boiral and Gendron 2011, p. 14). However, it should impact of the global financial and economic crisis
be taken into account that the conclusions drawn on the decertification process, which has recently
by the authors are not based on sufficient empirical started to be analysed in the relevant literature
evidence, as they themselves acknowledge, which (Casadesús et al. 2008; Marimón et al. 2009) –
is why empirical work will need to be carried out on something that concerns, above all, the ISO itself
this interesting and controversial research area. In (ISO 2005).
this area, special mention should also be made of the However, although many interesting results have
contributions made from a technical theoretical per- been obtained, clear answers are still waiting to be
spective, although attention should also be drawn to found to such elementary questions as the relation-
the fact that interesting contributions are starting to ship between the economic competitiveness of coun-
be published from the New Institutionalism perspec- tries and the number of ISO certificates awarded.
tive (e.g. Boiral and Gendron 2011), based on a more Thus, very competitive economies such as Germany
developed and complex framework. and Finland have a relatively low level of certificates,
whereas less competitive countries (e.g. Italy, Spain,
Israel) have a very high level of certificates. In our
Discussion and conclusion opinion, in order to make progress in this research
area, importance should be given to approaches
The objective of this paper was to analyse, through with a more pragmatic vision, which might be able
an integrative study, the main findings of the litera- to throw light on this phenomenon, such as, for

© 2012 The Authors


International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.
58
Table 2. Knowledge gaps on meta-standards: a research agenda
International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.

Research areas Knowledge gaps Possible research methods

1. Creation of • Complex process of creation of many meta-standards (e.g. SA 8000, ISO 26000) • Semi-directive interviews among members of ISO technical committees in charge of the
meta-standards and • Study the complex networks of public and private stakeholders related to meta-standards and development of new meta-standards
implications for global their potential conflicts • Participant observation at meetings organized by ISO technical committees
governance • Mechanisms to overcome the developing countries’ inability to influence the process • Content analysis of documents from organizations for standardization
2. International diffusion • The global crisis and its impact on the decertification process • Cross-country comparative studies on the reasons explaining the decertification process
process of • Diffusion of meta-standards and management fads and fashions • Quantitative studies based on the international distribution and tendencies concerning the number
meta-standards • Why are some countries or regions more receptive to meta-standards than others? of certified organizations
• The importance of national goals and campaigns (public administration’s prescriptive role) • Qualitative studies of national organizations for standardization on challenges raised by the
• The adaptation of meta-standards to specific cultures and social contexts (resistance to models cultural adaptation of various meta-standards
developed in wealthy countries, issues related to literacy degree) • Case studies and comparative analysis of certified organizations from various countries
• The role of national organizations for standardization in the development of specific standards
3. Motivations to adopt • No clear consensus to identify the main drivers • Cross-country comparative studies on the motivations for the adoption of meta-standards
meta-standards • Most of the previous surveys are based on the opinion of managers (potential bias) • Perceptions of various stakeholders (employees, customers) of the main drivers for certification
• Regional differences in the motivation for adopting specific standards • Case studies on the reasons for certification renewal
• The motivations for choosing not to renew certification
4. Benefits of adoption • Confusion in the attribution of causation • Case studies on the costs and benefits of the certification process
and impact on • Employees perceptions of meta-standards impacts • Longitudinal studies on long-range impacts of certification
performance • Costs and benefits of the certification process • Quantitative studies on the impacts and success factors of integrating both ISO 9001 and ISO
• Role of auditors and consultants in improving the effectiveness of meta-standards 14001 standards
• The impact of global crisis • Quantitative studies on the impact of global crisis on ISO 9001 and ISO 14001 integration
• Impacts of new meta-standards such as ISO 26000 • Cross-country comparative studies on the impacts of meta-standards
• Impacts of integrating multiple meta-standards such as ISO 9001 and ISO 14001 certification • Meta-analysis and systematic reviews on the effectiveness of certifiable standards
• Critical success factors in meta-standards implementation
5. Differences in adoption • Symbolic adoption of CSR meta-standards • Case studies on the different levels of ISO 9001 and ISO 14001 adoption inside the same
levels (internalization) • Role of certification process in the internalization of meta-standards organization
• Different levels of internalization inside the same organization • Longitudinal case studies on the evolution of the meta-standards dominant adoption models
• Contingency factors explaining the meta-standards integration levels • Interviews performed outside the workplace in order to reduce bias related to organizational
• Different configurations of internalization rhetoric of success
• Changes over time in the dominant adoption models • Cross-country comparative studies on the differences in adoption levels

I. Heras-Saizarbitoria and O. Boiral


6. Integration of standards • Difficulties companies face during the integration process • Meta-analysis and systematic reviews on the main pitfalls of meta-standards integration
• Whether the implementation model pursued conditions the process • Case studies on the difficulties faced by certified organizations depending on the implementation
model
• Longitudinal studies on the evolution of standards integration and its main difficulties
7. Consultancy and • Analyse the consistency of external consultancy and auditing services • Participant observation of certification audits
auditing for • Is there a more helpful auditing style, or is there a race to the bottom? • Interviews among certification auditors on the audits preparation, realization and following-up
meta-standards • For ISO 14001, do the third-party audits lead to the outsourcing of public environmental • Qualitative studies on the certification ethical issues based on the view of various stakeholders
inspection? (auditors, consultants, certified organizations, certification bodies.)
© 2012 The Authors

• Ethical issues of certification process: conflicts of interests, lack of auditors independence • Cross-country comparative studies on the main characteristics of auditors: training, experience,
• Relationships and differences between meta-standard certification and financial audits qualifications
• Perception of the reliability and trustfulness of certification in the eyes of different stakeholders • Semi-directive interviews among various stakeholders (employees, managers, customers) on the
• The impact of training, qualifications and professionalism of auditors and consultants on the reliability and trustfulness of certification audits
certification process • Focus groups with financial and ISO auditors to shed light on the similarities and differences
between financial and ISO audits (preparation, ethical issues, commercial aspects)
Research Agenda on Management System Standards 59

example, those approaches which gather specific Christmann and Taylor (2006) underlined, research-
evidence linked to the various different public and ers need to acknowledge the limitation of certifi-
private programmes to promote meta-standards that cation as a measure, and need to evaluate how
have been established in an international context. variations in the quality of standard implementation
As far as studies that attempt to analyse the may affect their results.
motivation behind adopting meta-standards are con- Finally, for future work, research should also focus
cerned, the perceptions of not only general managers, on studying audits by third parties – one of the proc-
but also of internal stakeholders (such as middle esses that characterize the phenomenon of meta-
managers or workers themselves who do not perform standards and one which has not received much
management tasks) and those outside the company attention from researchers in recent years. It would be
(customers, suppliers, consultants and auditors) interesting to analyse the consistency of external
should be taken into account. In this way, a richer auditing services rigorously, limited as they are by the
and more complete view of a process as complex as fact that they are contracted and paid for by the
the one we are faced with could be obtained. In the company that wishes to become certified. This issue
case of studies that attempt to analyse the impact on has already been analysed in other areas of business
performance based on perceptual or self-reporting as a result of the accounting scandals that occurred in
measurements, problems of bias should be taken the US a few years ago and, more recently, with the
into account. Thus, Corbett et al. (2005), Heras et al. problems facing credit-rating institutions in the finan-
(2002), Wayhan and Balderson (2007), Wayhan et al. cial crisis that arose in 2008. Indeed, as has been
(2002) and Yin and Schmeidler (2009) have pointed demonstrated by recent scandals in the accountancy
out possible bias related to performance variables sector and the financial market, third-party audit
based on managers’ ratings or on data supplied by of meta-standards – an activity that shares certain
the companies themselves, since the person provid- features with that of account auditing and credit-
ing the information has a personal interest in over- rating – is no guarantee of honesty (Boiral and
valuing it. Thus, when it is possible, it seems better to Gendron 2011; King et al. 2005). This question might
ensure the use of more objective data or indicators be related to a possible erosion of the prestige and
from existing records (e.g. commercial databases credibility of management standards, a danger which
containing economic and financial information, has been pointed out ever since the phenomenon
or publicly available databases with information began (Askey and Dale 1994). Thus, with a view to the
on environmental performance). Furthermore, as future it would also be interesting to analyse whether,
stressed by Christmann and Taylor (2006), future as a result of the rapid expansion in the diffusion of
research on the drivers for the adoption of meta- meta-standards, the quality of audits has improved,
standards should go beyond treating customers as with better-trained and better-qualified auditors being
a homogeneous group by including the types of able to provide a more helpful auditing style, as some
requirements and preferences that different custom- authors maintain (e.g. Terziovski and Power 2007),
ers impose on suppliers. or whether it is rather the case that a rapid decline in
However, there is no doubt that one of the most quality has taken place. As pointed out by Brumm
thought-provoking research areas – owing to its (1997), the existence of many entities capable of
diverse implications – is that related to the internali- performing the required audits and issuing the rel-
zation of meta-standards (research area 5). There is a evant certificates was pointed out as a weakness that
clear knowledge gap in this field, and empirical favoured instrumental implementation practices, con-
studies (especially those based on quantitative tributing to the erosion of the prestige and credibility
methodology) are necessary in order to analyse the of meta-standards, as recently stressed by several
perceptions of the various stakeholders with regard authors (e.g. Boiral and Gendron 2011; Christmann
to the process of adoption and internalization of and Taylor 2006; Yeung and Mok 2005).
meta-standards. Furthermore, as both Christmann In short, further critical and rigorous empirical
and Taylor (2006) and Nair and Prajogo (2009) have studies are necessary in order to analyse the real
pointed out, owing to the increasing importance of perceptions of the various stakeholders (consumers,
context dependence, future research should explore managers, suppliers, intermediary clients, workers
the sources of variation in the quality of implemen- and public administration) regarding the adoption of
tation of meta-standards in cross-country studies meta-standards and their effects. However, in order
with different cultures and political environments. As for the results of such research to constitute a clear

© 2012 The Authors


International Journal of Management Reviews © 2012 British Academy of Management and Blackwell Publishing Ltd.
60 I. Heras-Saizarbitoria and O. Boiral

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