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Hum Ecol

DOI 10.1007/s10745-013-9578-8

Terracing in the Mixteca Alta, Mexico: Cycles of Resilience


of an Ancient Land-Use Strategy
Veronica Perez Rodriguez & Kirk C. Anderson

# Springer Science+Business Media New York 2013

Abstract Terracing is an important and ubiquitous landscape 1969) and is ubiquitous, especially in communities that have
feature in the Mixteca Alta region of southern Mexico. It is a little access to flat valley lands. We here characterize terracing,
land-management strategy that has been in use for millennia, whether for agricultural purposes or not, as an adaptive strat-
perhaps starting around 300 B.C.E. We discuss terracing as an egy that has shown resilience. Terracing is a widespread
adaptive and resilient strategy of food production and land technology that originated in many locations around the world
management that continues to be culturally significant to (Redman 1999: 132, Fig. 6.4), but in the Mixteca Alta it is a
modern-day farmers. Through the integration of archaeologi- distinctly Mixtec practice. For example, the Triqui towns and
cal, geomorphological, ethnohistorical, and ethnographic data the steep mountainsides that surround them in the heart of
we document the history of terracing and discuss how Mixtec Mixteca Alta region are not terraced.
communities and terraces have responded to natural and cul- We focus on Mixtec terracing as a food-producing and
tural perturbations through millennia. We find that different culturally important adaptive practice of land use and man-
stages in the history of terracing show parallels with the agement. Through the integration of archaeological, ethno-
adaptive cycles of a resilient system. historical, and ethnographic data, we document the history
of terracing and illustrate parallels with the adaptive cycles
Keywords Resilience . Agriculture . Terracing . Urbanism . of a resilient system (Gunderson and Holling 2002).
Archaeology . Ethnohistory . Ethnography . Geomorphology . Despite prolonged periods of change, stability, and at some
Mexico . Mesoamerica . Oaxaca . Mixtec points, uncertainty and catastrophe, terracing is still practiced
in the region today. We explore terracing in the Mixteca Alta
as a complex socioecological system (SES) that is both adap-
Introduction tive and resilient in the context of techniques, knowledge, and
traditions shared by communities bound together by Mixtec
The Mixteca Alta is a rugged tectonic landscape of mountains identity, shared history, and normative values.
and valleys intensively modified by human activity over thou-
sands of years. Terracing has been a land-use strategy for
millennia, perhaps as early as around 300 B.C.E. (Spores The Mixteca Alta: Its People and Their Terraces

The Mixteca Alta is a mountainous region of southern Mexico


V. Perez Rodriguez (*) where the highland environment presents a number of envi-
Department of Anthropology, SUNY Albany, ronmental challenges for farming (Fig. 1). The region has a
Arts and Sciences 237, 1400 Washington Avenue,
summer rainy season, but the amount of rain a community
Albany, NY 12222, USA
e-mail: verooaxaca@gmail.com receives depends on microclimatic conditions shaped by the
mountains and their rain shadows (CLICOM 2006; Kirkby
K. C. Anderson 1972; Mueller et al. 2012). The high mountains are suscepti-
Museum of Northern Arizona,
ble to frosts, even in the summer, and the region has few
3101 N. Fort Valley Rd.,
Flagstaff, AZ 86001, USA perennial rivers. Instead, most water for agricultural fields
e-mail: kanderson@mna.mus.az.us comes from rains, springs, and seasonal rivers and streams.
Hum Ecol

Fig. 1 Location of the Mixteca Alta in southern Mexico

Despite these challenging conditions, there is ample ar- and terraced most available land (Cook and Borah 1968;
chaeological evidence of farming communities thriving in Romero Frizzi 1996:144). 1
the region as early as 1400 B.C.E. (Blomster 1998; In the Colonial period Mixtec communities underwent
Kowalewski et al. 2009: 287; Spores 1967, 1972, 1983, drastic changes. Prehispanic settlements were replaced by
2007). These early villages were built on low hilltops and Colonial settlements built in valley locations, following
spurs with immediate access to valley lands, and some grew European urban patterns. An estimated 80–90 % of the indig-
in population and social complexity, displaying the earliest enous population perished as a result of Conquest, epidemics,
examples of monumental architecture and social rank in the and Colonial living conditions (Cook and Borah 1968). Many
region. ancient terrace systems were abandoned and fell into disrepair
Around 300 B.C.E., a handful of communities built the first exacerbating the severe erosion that naturally occurs in the
hilltop urban centers, which persisted up to Spanish contact in region. But throughout the historical period up to the present
1521 C.E. (Table 1). The establishment of Mixtec urban some communities continued to maintain terrace systems,
centers represented a revolutionary change in settlement loca- though at a much smaller scale than in Prehispanic times.
tion, the emergence of social stratification, and large invest-
ment in urban planning and construction. It is estimated that
about 62 % of the Classic and Postclassic population of the Resilient Socioecological Systems
region lived in communities of more than 1,000 inhabitants
(Kowalewski et al. 2009:341). Although not all Mixtec lived Scholars have long recognized that ecosystems operate far
in cities, all Mixtec cities were terraced hilltop settlements. from equilibrium and homeostasis and that change, distur-
Many of the rural communities that surrounded and supported bance, uncertainty, and stochastic factors are integral parts
these urban centers also farmed terraced slopes. By the of ecosystem function (Balée 1998; Balée and Erickson
Postclassic period (900–1521 C.E.), the Mixteca Alta was
densely populated and dozens of communities, known locally 1
The Postclassic period was a time of dense urban occupation across
as ñuu and yuhuitayu, jostled for power and traded with each
Mesoamerica. In the Basin of México, chinampas spread across the
other. At the point of Spanish contact, the Mixteca Alta was lake to feed the Mexica Empire (Brumfiel 1991; Calnek 1972; Parsons
home to an estimated 700,000 people who intensively farmed 1976; Rojas Rabiela 1991).
Hum Ecol

Table 1 Prehispanic chronology for Mesoamerica and the Mixteca temporal dynamics of the SES of terracing by investigating
Alta. Information compiled from Joyce 2010, p. 16; Kowalewski et al.
how it has responded to various perturbations through time.
2009, p. 411; and Zarate 1987, pp.109–115
Current approaches in the fields of human ecology and
Mesoamerica Mixteca Alta ecological anthropology, including the one used here, con-
sider individuals and communities as actors and decision-
1500
makers who interact with the environment according to their
1400 Late Postclassic (Late)
beliefs and knowledge and according to the structural limits
1300 Natividad
imposed by their natural and social realities (Costanza et al.
1200
2007; Giddens 1986). Gunderson and Holling (2002) define
1100 Early resilience as a system’s ability to deal and adapt to distur-
1000 Postclassic (Early) bance while maintaining function. Nothing is said about
900 efficiency or retaining system form, or about functioning
800 in a way that is desirable or just for the entities within the
700 Late Classic (Late) system. In this context, resilience simply means the system
600 Las Flores can continue to function. For terracing, function is to retain
500 Early Classic (Early) sediments, curtail erosion, and create flat land for habitation
400 and agricultural production.
300 The trajectory of a resilient and adaptive SES follows a
200 Terminal Late Ramos series of phases (Gunderson and Holling 2002:21, 32; Fig. 2).
100 Formative The first is the exploitation or r phase, where the system and
AD/BC its functions or activities are developing. During this phase,
100 Early Ramos “rapid colonization of recently disturbed areas is emphasized”
200 Late Formative (Redman 2005). The system increases potential to implement
300 (Yucuita) changes and innovate. The various system components are not
400 Late Cruz fully connected, and thus the system is not yet rigid.
500 Middle (Cruz D) In the following conservation or k phase, the system is set
600 Formative up, functioning, and working to remain as it is, when the “slow
700 (Cruz C) accumulation and storage of energy and material are empha-
800 sized” (Redman 2005). The system and its various compo-
900 Middle Cruz nents are highly interconnected, which may lead to rigidity,
1000 (Cruz B) and anything that affects a small part of it can transform the
1100 whole. As the potential for change is reduced, the system is
1200 Early more vulnerable to uncertainty and stochastic events.
1300 Formative (Cruz A) The release or Ω phase is the point where the system
1400 changes or releases all accumulated energy or material,
1500 Early Cruz perhaps as a result of outside disturbance or because the
1600 conservation phase reached a tipping point. This point is
1700 also called one of “creative destruction” (Gunderson and
1800 Holling 2002:34). When parts of the system collapse then
1900 the question becomes whether the system will display
2000 Archaic

2006; Crumley 1994; Erickson 2008; Moran 1990). Current


understandings of ecology also consider humans and our
actions as important components of virtually all ecosystems,
referred to as socioecological systems (SES) or coupled
human and natural systems (Abel et al. 2006; Costanza et
al. 2007; Liu et al. 2007). Mixtec terracing is an SES that
consists of the environment, the terraces, and the social
organization and practices of groups and individuals that
build, use, and maintain them. Here we examine the Fig. 2 Resilience cycle, modified from Gunderson and Holling 2002
Hum Ecol

resilience and adapt or change to retain its function or We find that terracing is a complex and adaptive system
whether it will transform in form and function into some- that is, quite literally, productive. It acquires and accumu-
thing else. lates resources, sediments and moisture, which create agri-
If a system is resilient, it then goes on to the reorganiza- cultural resources for the present and future. Terracing
tion phase or α phase where the new system learns, results from the integration of physical and social conditions
changes, copes, and reorganizes to reestablish itself and its and creates a resource (agricultural land) and a potential for
functions taking advantage of opportunities. At this point, production where there were none before. Once a terrace is
there is very high potential for change, innovation, activity, constructed, future land use options are shaped by this initial
and the establishment of new processes and relationships. In action and the potential for production it creates projects
this trajectory constant balance is not expected—instead into the future. The newly established terrace system
change and adaptation are. and the societies that depend on it work to maintain
These cycles of change are understood to operate in a their way of life and to stabilize the system as it faces
“nested hierarchy across time and space” called panarchy (in changes and destabilizing social and environmental
Redman 2005 from Gunderson and Holling 2002). In our forces.
study we found that the complex history of terracing also Although we discuss terracing as an adaptive system, we
operates at various scales and nested hierarchies that range do not link terracing to an expectation of improved evolu-
from the regional climatic and geological conditions in tionary fitness. We use the term adaptive simply to mean
which terraces were built to the social groups and in- that this particular practice was created and adopted to cope
dividuals whose relationships, knowledge, and actions or work within the Mixtec mountainous environment. At
built them. We use the trajectory proposed in the model times, this practice may have provided an added benefit of
of resilience as a heuristic device to understand the improved food production or may have increased available
history and current state of terracing in the Mixteca farmland. At other times, terracing would have presented
Alta. We do not evaluate the resilience model or the challenges because they had to be built and continuously
resilience of Mixtec polities, but focus on terracing and maintained. Also, despite terrace construction, agriculture in
argue that this adaptive SES has shown resilience the mountains remained a risky proposition.
through millennia.
The resilience model has been critiqued for being heavily
functional and systemic (Davidson 2010; Nelson et al. Mixtec Terracing Today
2007). We argue that resilience can be conceptualized in a
flexible manner that can identify broader systemic trends We argue that terracing is an SES that has displayed resil-
that occur across centuries, while allowing researchers to ience. Today many Mixtec communities continue to main-
investigate the actions of individuals and communities that tain and farm their terraces and their basic function of
both cause and deal with the effects of these changes. The curtailing erosion, retaining sediments, and creating flat
work we present incorporates a systemic view that looks at lands continues. In 2004 and 2007 Pérez Rodríguez
centuries-long cycles of change, with higher-resolution in- interviewed ten terrace farmers from six different commu-
formation, when available, that speak of memory, traditional nities to learn about their agricultural knowledge and prac-
ecological knowledge, normative practices, decision- tices. The information they shared provides a rich body of
making, and actions. knowledge about terrace construction, maintenance, and
farming; about heirloom seeds; and about strategies to deal
with harsh winds, frost, and pests. It is no surprise that
Terracing as an Adaptive Cycle traditional ecological knowledge is intimately linked with
the use and management of natural resources and is an
Gunderson and Holling (2002:32) propose that a complex important component to understanding the complex interac-
system that is productive will acquire resources and accu- tions between people and the environment (Badstue et al.
mulate them for the present and for the future potential they 2006; Berkes 1999; Berkes and Folke 2001).
offer. In such a system there must be “a shifting balance From the colder and greener hills between Huamelulpan
between stabilizing and destabilizing forces that reflect and Tlaxiaco to the lower and more arid areas of San Pedro
the degree and intensity of internal controls and the Coxcaltepec Cántaros and Nochixtlán, the method of terrace
degree of influence of external variability.” Finally, the construction is the same. Farmers report cutting green and
resilient system must be dynamic enough to generate dry brush and piling it up in drainages to create barriers that
and sustain options and novelty that ensure that the will stop the soils and deposits that wash down naturally
system is capable of coping with disturbance while from the adjoining hills during the rainy season. From these
retaining function. brush barriers bordos or barriers of soil form. Often, these
Hum Ecol

soil barriers are lined with uncut stone found nearby to Because young people are migrating out of the Mixteca
create a façade. These stones are carefully fitted together Alta, farmers sometimes have to hire two or three day
but they are not bound with mortar. Since the soil bordos are laborers to help on days of heavy planting or weeding.
the first to form, short and very vertical, single rows of stone Overall, the available information indicates that all the labor
are then placed in front to create the base of a terrace requirements for terrace farming and construction can be
wall. As the rains continue to wash down sediment, met by households or cooperating pairs of households. It is
additional stone rows are placed on top, making the unclear, however, what the labor requirements would be
terrace wall grow up and back. The result is a talud without the use of oxen and plow.
or sloped wall. Terrace walls are porous allowing excess
water to simply filter out, which prevents crop damage Terrace Antiquity
from oversaturation and rotting.
The ethnographic model of terrace construction corre- Another line of study was to determine the age and origin of
sponds well with the stratigraphic profiles of ancient ter- the terraces that the modern farmers owned. In a couple of
races exposed in erosion cuts around the Prehispanic site of instances the farmers reported that the terraces were
Cerro Jazmín and with the profiles of lama-bordo terraces constructed by them, their parents, or their grandparents.
excavated at the Late Prehispanic capital city of Yucundaa One interviewee remembered that his parents built the terraces
(Pueblo Viejo de Teposcolula) and one of its rural satellites and that as a child he helped in their construction. In the
in San Juan Teposcolula, the site of Nicayuju (Pérez majority of interviews, however, the farmers reported that
Rodríguez 2006; Pérez Rodríguez et al. 2011). Lama- the terraces were old, that they had always been there, and
bordo stratigraphic profiles show that terrace walls were that they were constructed by the antepasados (ancestors). It is
essentially rock piles of uncut stone with no mortar. not uncommon to walk over artifact scatters and, in one case,
Around Cerro Jazmín we identified a number of tall terrace even be shown exposed Prehispanic houses and features ad-
walls that consisted of single rows of stones that could not joining the terraces that were being farmed. As the regional
have been freestanding walls (Fig. 3). These start as a very data discussed below suggest, many of the terraces that exist
short and vertical single-row stone wall, about 30 to 50 today are remnants of Prehispanic settlements.
centimeters tall. This initial wall is at an almost 90° angle We found instances of terraces that were, according to the
from the ground. After this vertical segment, single stone interviewed farmers, built in the last century. It is unclear
rows were continuously placed as the sediments filled in the whether these recently constructed terraces were built on the
terrace and supported the stones. The top rows, however, remains of ancient terraces that were in disrepair or if
were no longer vertical but tilted towards the back of the farmers broke new ground. The process of landscape crea-
terrace to support the slope created by the terrace sediment tion and modification is ongoing, and much of the knowl-
as it collected. edge and practices associated with terrace use and
The excavated terraces at Yucundaa and Nicayuju construction comes from a long history of terrace farming
showed a slightly different pattern of construction. The that we are only beginning to document.
initial stage of the terrace wall consisted of building a
trapezoidal pile of uncut stone (Fig. 4). These piles, some Ecological Knowledge of Terrace Farming
up to 50-centimeters wide, perhaps mimic the shape of the
brush barriers described in the interviews. The barriers ex- The interviews conducted with farmers revealed a complex
posed in the profiles of terrace excavations are then topped body of knowledge associated with terrace use. Farmers
by narrower terrace walls of one or two stone rows. It have expert knowledge about the characteristics and varie-
appears, based on the stratigraphy retained behind these ties of maize and other companion crops; about the sched-
walls, that these subsequent rows were added as the sedi- ules and strategies used throughout the farming cycle; about
ments washed during the rains. some of the strategies used to counter pests, and about ways
to process the byproducts of crops so nothing is wasted.
Labor Requirements of Terrace Construction There are two types of maize cultivated in terraces: maize
“de cajete” (because farmers dig a cajete or a basin of soil
Farmers reported that all terrace construction and mainte- into which the seed is planted) and maize “de temporal.”2
nance is done by small groups of people, between four to Maize de cajete requires some form of irrigation or access to
eight, usually members of a household. In times of labor
bottlenecks when fields need to be cleared and weeded or 2
This maize is also known as “tapa pie” maize because seeds are
when the soil needs to be churned and piled on top of the
simply thrown into the rows formed by the plow. One person drops the
growing plants to protect them from winds, two households seed, not too deep, and then covers (tapa) the seed with their foot (pie).
can agree to work together – an arrangement called a geesa. Seeds are spaced at almost a meter.
Hum Ecol

Fig. 3 Photograph of eroded


gullies and exposed terraces
around Cerro Jazmín. Exposed
profile displays single stone
row terrace construction. Note
latter at bottom center for scale.
Photograph by Kirk C.
Anderson

water or moisture from the soil so fields need to be either be planted as early as February, well before the start of the
irrigated or naturally humid and are often adjacent to creeks rainy season, which begins around April or May. Maize de
and drainages where they get underground moisture. This temporal is planted later, once the rains have started, but it
maize grows slowly and can better withstand more erratic quickly grows. Determining whether a particular terrace is
rain and watering patterns, which are common in the months suitable for de cajete or de temporal maize depends on very
leading up to the start of the rain season. Maize de cajete can specific knowledge of local weather and soil conditions, and
rain shadow effects on specific terraces and slopes. All
maize fields are mixed with frijol trepador (crawling
beans), squash, and chilacayota, which is a larger fibrous
squash used to make sweet water and candy.
Some farmers are very conservative and do not plant de
temporal maize until they feel certain that the rains have
come; this requires at least two weeks of consistent, heavy
rains. Others plant this maize as early as possible during the
first rain, although they may run the risk of losing the crop if
the rain fails to come regularly as the seed is very sensitive
to drought. Maize de temporal profits from the heavy rains
that characterize the Mixtec summer, but needs to be planted
in fields that won’t become waterlogged causing the seeds to
rot. Terraces suitable for de temporal maize are more wide-
spread and often have long channels on either side dug into
the sterile caliche to divert excess water downstream. These
channels, however, need to be closely monitored and
maintained with frequent refills of soil and stone, as they
can easily turn into gullies and erosion cuts.
Comadrejas (weasels), which often live in the terrace walls,
are a significant threat to the newly planted crop since they
appear to understand the pattern and spacing of planted seeds
and the tracks left behind by the farmers. Since they eat the
seeds mainly from the first six rows, farmers plant these rows
by throwing more seeds in an irregular and dense pattern,
accepting that the weasels will eat some of the seed and hoping
that some will survive This is an example of how farmers
Fig. 4 Photograph of lama-bordo terrace built using the pile-of-rock integrate intimate knowledge about the behavior of an animal
method. Photograph by Kirk C. Anderson competitor to create strategies to naturally counter their impact.
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Two to three weeks after planting, and if the rains are life in small villages and hamlets located on low slopes to
constant and the crops are growing, farmers must clear the the establishment of larger terraced settlements on low hill-
fields of weeds that might be competing with the crop for tops (Kowalewski et al. 2009: 290–303). Terracing possibly
nutrients. This procedure, the “labra,” entails a very skilled started a reaction to the erosion that naturally occurs in the
plow driver following the furrows twice to turn the soil over region, which was exacerbated by the settlement shift into
from the top of the furrows to the base. As the soil churns formerly forested hilltops.
the weeds are pulled out by hand and the churned soil is In the Late to Terminal Formative (Early Ramos Phase;
piled on top of the base of the crop to protect the plant. The 300–100 B.C.E.) several hilltop urban centers were
labra requires one or two days of hard labor that involves a established, displaying a high investment in terrace con-
lot of bending down to pull the weeds and sometimes piling struction. For the first time prominent mountaintops were
soil at the base of the growing plants to protect them from chosen for settlement so terracing exploited new areas.
strong winds. Spores (1969) proposed that the development of urban cen-
When the crops are about half a meter high some farmers ters in the Mixteca Alta prompted or corresponded with the
repeat this process (this time called an “encajonada”). The development and construction of terrace systems, which
plow is used only once to churn the soil and pile it at the allowed these new cities to create areas for agricultural
base of the crop again. If the plant is crooked, farmers take production within their protected hilltop locations. He made
this opportunity to straighten it while piling more soil at its a distinction between two types of terraces: contour ter-
base. Some farmers call this second step the “terrada” races, which follow the shape of the hill slopes, and were
perhaps because the main objective is to pile soil at the base mainly used to create flat surfaces for building and living,
of the crop. It appears that some younger farmers sometimes and lama-bordo terraces, which are constructed as check-
opt not to do a terrada unless their fields are in a place that is dam terraces in the mountain drainages to capture the sed-
prone to strong winds. iments eroding down from the adjoining hills. Lama-bordos
After the labras and terradas the crop is left alone until start at higher elevations and continue down to the valleys.
tassels grow, when some farmers “capan la milpa” or castrate From the air, these terrace systems appear as broad stair step
the crop. This procedure consists of pulling the tassel up and patterns running down the creases of the mountains (Fig. 6).
out of the corncob. Older farmers say they always do this This pattern, first identified by Spores, has been supported
because it helps the cob “get fat.” Some younger farmers say by subsequent regional studies and a handful of archaeolog-
that they don’t always do this. The tassels are used as fodder. ical excavations that have found that terracing was an inte-
At this time the plant sometimes also produces, alongside the gral part of Mixtec urbanism.
cob, a “rejilote”, which is a fibrous “fake” cob that is covered Before the establishment of the earliest urban centers in
with husk. These are harvested early and sometimes boiled the Terminal Formative local capitals had been built on low
with sugar to make a sweet treat. The remaining crop is left slopes and hilltops where terracing started to be a commonly
until harvest in November or December. used construction technique (Balkansky et al. 2004;
Kowalewski et al. 2009). Pérez Rodríguez (2008) analyzed
the spatial proximity between Late Cruz phase (Table 1)
Cycles of Terracing: The Prehispanic Period settlements in the Central Mixteca Alta and lama-bordo
terraces and found that 10 % of the 213 settlements recorded
The history of terracing and other pre-Conquest patterns of were adjacent to lama-bordo terraces, and up to 50 % were
land use have created nested hierarchies and cycles of within 500 to 1,000 meters of a terrace system. Of the
change (Fig. 5). As the ethnographic information suggests associated terraces, about 26 % were spatially associated
terracing is an important and complex practice that has with Late Cruz phase settlements only, suggesting that these
shown resilience and persistence across millennia. We argue terrace systems may date to this early, pre-urban phase. To
that the trajectories and mechanisms proposed in the cycle corroborate this thesis, however, excavated stratigraphic and
of resilience are useful heuristic devices to understand the radiocarbon data would be needed.
long history of terracing in the Mixteca Alta. Recently published data from exposed stratigraphic se-
quences and radiocarbon-dated paleosols from different
The Formative Cycle drainages across the Nochixtlán Valley support the idea that
lama-bordos were a Formative period agricultural innova-
The first cycle of terracing (Fig. 5) pertains to the initial tion. Mueller et al. (2012) report on lama-bordo terrace
development and adoption of terracing in Prehispanic times, deposits in the Yutzatoto drainage dating to 3000 B.P.
which took place in the Middle to Late Formative periods (1050 B.C.E.). They place earliest lama-bordo construction
(Cruz Phase; 1100-300 B.C.E.). At this time, regional set- in the Cruz C, Cruz D, and Yucuita periods, which corre-
tlement patterns show a gradual shift from early sedentary spond to the Middle to Late Formative period.
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Cultural Chronology Resilience Regional Social Systemic Resilience Cycles


Phases Conditions responses
Historic/modern Re-organization Low populations, Terrace erosion;
POSTCONQUES
1810-today market economy; minor maintenance
out migration and modification
Colonial period (Massive) Conquest, Terrace erosion
T
1521-1810 C.E. release and epidemics, animal Minor terrace
minor husbandry, new maintenance &
reorganization crops and modification
industries Oxen and wheat
Late Release followed Settlement Renewed terrace
Postclassic by reorganization expansion construction
POSTCLASSIC

Phase then exploitation Population Maintenance and


1200-1521 C.E. & conservation increase massive expansion

Early Re-organization Settlement Terrace


Postclassic then exploitation expansion maintenance
Phase to conservation Population followed by erosion.
800-1200 C.E. increase Early Postclassic
soil in Cerro Jazmín
Late Classic Release Site abandonment Terrace erosion and
Phase Population site abandonment
600-800 C.E. changes
CLASSIC

Early Classic Re-organization Expansion of Terrace construction


Phase then renewed urban centers and massive
300-600 C.E. exploitation & expansion
perhaps
conservation
Late Ramos Release Site abandonment Terrace erosion and
Phase Population site abandonment
100 B.C.E. - changes
300 C.E.
FORMATIVE

Early Ramos Exploitation of First urban New terrace


Phase new areas centers construction and
300-100 B.C.E. establishment agricultural
Population growth intensification
Initial erosion
Cruz Phase Initial exploitation First sedentary Initial terrace
1100-300 settlements construction
B.C.E. Initial terracing

Fig. 5 Cycles of terrace resilience in the Mixteca Alta. Black arrows indicate the active phase that pertains to the time period

By the Terminal Formative (Early Ramos phase; Table 1) terracing became a widespread land use and production
, when hilltop urban centers emerged throughout the Central strategy.
Mixteca Alta, 13 % of settlements (n=154) had lama-bordos
directly adjacent (Pérez Rodríguez 2008). This is interesting The Classic Cycle
because Early Ramos settlements were generally newly
established villages and urban centers that were built in In the Classic period the number of urban centers increased.
entirely different locations (Kowalewski et al. 2009:297– Some were newly established cities and others were
303). This means that as populations moved and built new Terminal Formative settlements that continued to be or were
settlements, they also built new terraces. re-occupied. These hilltop cities and their surrounding com-
In the Late Ramos phase a number of urban centers were munities occupied an area of 3,468 hectares in the Central
abandoned, while a few others, Yucuita and Huamelulpan, Mixteca Alta sub-region alone (Kowalewski et al. 2009:
grew. In most locations this was a period of population 305). All these urban polities invested greatly in terracing.
movement, site and terrace abandonment that resulted in Although additional research is needed to fully understand
erosion and a period of release. The overall trend was to terracing and the social institutions associated with them, by
re-occupy these settlements after a few centuries. By the the Classic period urban communities depended on terrace
Early Classic period settlements were re-established and agriculture. For centuries these communities maintained
Hum Ecol

Fig. 6 Photograph of a lama-


bordo terrace system near the
town of Santiago Amatlán.
Photograph by Verónica Pérez
Rodríguez

their way of life. As their terracing practices and associated The Postclassic Cycle
institutions became more entrenched into the social fabric of
urbanism, terracing perhaps entered a conservation phase By the Postclassic period (Natividad phase, 800-1521 C.E.)
where the system was rigid (Fig. 5). settlements were re-occupied, new settlements were
Of the 344 Classic period settlements recorded in the established and populations soared. In the Central Mixteca
Central Mixteca Alta settlement patterns project, 10 % had Alta alone 848 settlements were recorded. While 10 % of
lama-bordo terraces adjacent to or within the settlement Postclassic settlements had lama-bordo terraces directly ad-
(Kowalewski et al. 2009). Of these associated terraces, jacent or within them, 60 % of all lama-bordos recorded
28 % were solely associated with Classic-period settle- through survey and air photography are solely associated
ments, and up to 69 % were within a kilometer of a lama- with Postclassic occupations (Pérez Rodríguez 2008).
bordo (Pérez Rodríguez 2008). These trends suggest that Although the percentage of Postclassic sites found within a
terracing became an ever more important agricultural and kilometer of a lama-bordo remained almost the same as in
land-management strategy. the Classic period (68 %), the actual number of settlements
Regional survey data from the Central Mixteca Alta and terraces increased dramatically.
document a dramatic period of settlement transformation Postclassic settlements were very extensive. Most
and population decline in the Late Classic period spanned several hills and drainages, several kilometers,
(Kowalewski et al. 2009:345–6). As settlements were aban- and many contained several lama-bordos. In her spatial
doned, so were their terraces, triggering episodes of in- analysis Pérez Rodríguez (2008) counted this association
creased sediment deposition and later on incision. of settlement with lama-bordos as one, but actually a single
Research is needed on the causes and effects of this period extensive settlement was spatially associated with several
of change and release. A working hypothesis is that the lama-bordos. Regional settlement-pattern and stratigraphic
social institutions associated with Classic urbanism, includ- data suggest that Mixtec terracing entered a period of quick
ing terracing, became fully established and too rigid to reorganization and exploitation following the Classic to
effectively cope with uncertainty or change and change Postclassic transition. Once re-established Postclassic
may have come from the political transformations that took terraces were numerous and impressive. However, as
place elsewhere. This was a time of political upheaval across our investigations at the site of Cerro Jazmín revealed,
Mesoamerica. Teotihuacan, Monte Albán, and many Maya the Postclassic period was a dynamic time for settle-
cities in the Lowlands were abandoned and sometimes ments and terracing.
destroyed by their own people. Many of the Classic
Mixtec cities were also abandoned, though to date there is The Geomorphic Record of Terrace Resilience
no evidence of their purposeful destruction. It is unclear
how much Mixtec cities were affected by the political up- The Prehispanic urban center of Cerro Jazmín was founded
heaval across Mesoamerica. on the western edge of the Nochixtlán Valley, along the
Hum Ecol

upper tributaries of the Yanhuitlán and Chiquito streams occupation, population growth, and terrace construction
(Fig. 1). Dramatic hill slope erosion exposes centuries of (Pérez Rodríguez et al. 2011). We interpret this as a sign
stratified cultural activity and hill slope deposition. of successful reorganization following the period of release
Geomorphic investigations provide a detailed chronology that occurred in the Late Classic (Fig. 5).
of terrace construction, use, and erosion (Pérez Rodríguez After this reorganization and the development of the Early
et al. 2011). The major trends of Prehispanic resilience Postclassic soil horizon, the stratigraphic record around Cerro
cycles elucidated by the Cerro Jazmín geomorphic record Jazmín reflects a second period of erosion during the transition
are also found in the regional alluvial record of landscape from the Early Postclassic to Late Postclassic occupations that
changes. The following discussion integrates the local re- cut through the then-established terraces and the Early
cord from Cerro Jazmín with the regional record from the Postclassic soil (Fig. 5; Pérez Rodríguez et al. 2011) between
Nochixtlan Valley (Mueller et al. 2012). about 1150 C.E. and 1300 C.E. when the established terraces
Cerro Jazmín was initially established in the Terminal fell into disrepair, most likely due to the lack of terrace
Formative period and was intermittently occupied through maintenance or perhaps due to marked population growth.
the Postclassic (Table 1). Although Cruz Phase ceramics have Mueller et al. (2012) also record this release phase by
been recorded, the first major phase of occupation began with documenting valley bottom erosion between about 1150 and
construction of contour terraces and structures during the 1200 C.E. Drawing on communal memory, the Cerro Jazmín
Late/Terminal Formative (Early Ramos). Surface collections inhabitants adapted to this erosion crisis and put in place an
suggest a period of abandonment or a hiatus in the Late Ramos aggressive program of terrace construction and entered a new
period and reoccupation in the Early Classic (200–500 C.E.), phase of reorganization (Fig. 5). Many of the terraces seen on
when the city and terraces grew in size and number to house the surface of Cerro Jazmín today actually date to the Late
and feed the growing urban population. No lama-bordo ter- Postclassic and later periods. This second episode of terrace
races for either the Ramos or Early Classic periods were construction trapped most sediment behind terrace walls,
recorded, highlighting a gap in the stratigraphic record both leading to hill slope deposition and stability, and non-
at Cerro Jazmín and regionally. At Cerro Jazmín erosion prior deposition along the valley bottoms, as noted by a scarcity
to about 440–640 C.E. can explain the lack of earlier lama- of Postclassic alluvium in Mueller et al. (2012).
bordo terraces. This erosion is followed by Late Classic period The phase of terrace reconstruction, exploitation, and
deposition (sediment storage) along the hill slopes, and stabi- perhaps even conservation in the Late Postclassic might
lization of the valley bottoms. have continued, but it was abruptly halted by Spanish
The Classic period witnessed regional expansion of urban Conquest. New World land-use practices of terrace mainte-
centers and terrace construction, and at some point the terrac- nance were replaced by Old World land-use methods that
ing cycle entered a phase of conservation when farming removed populations from the hilltops and slopes and intro-
communities knew how to build, maintain, and farm terraces duced livestock. During this period terraces fell into disre-
and focused their efforts on maintaining their way of life. pair leading to erosion and a dramatic release cycle that
Classic period growth was reflected in regional urban centers perhaps has yet to end. At Cerro Jazmín Colonial terraces
such as Yucuita and Yucuñudahui (Plunket 1983) and were occasionally maintained, and modern terraces are oc-
Huamelulpan (Gaxiola 1984). However, population decline, casionally built, but the widespread cultural system of
abandonment, and terrace erosion followed in the Late Classic terrace-based agriculture was largely abandoned. Today,
period. Although this period of erosion was not recorded in deep gullies expose more than 12 meters of Prehispanic
the stratigraphic record at Cerro Jazmín or regionally, the alluvial and colluvial deposits. Given this deep incision,
Classic to Postclassic transition is marked by dramatic polit- modern farmers can only utilize lama-bordo terracing in
ical transformations in the Mixteca Alta and throughout the smallest of drainages.
Mesoamerica. In the Maya region the cities of the Lowlands
were abandoned. In the Valley of México the city of
Teotihuacan was destroyed and mostly abandoned. In the Cycles of Terracing: Colonial, Historic, and Modern
Valley of Oaxaca Monte Albán was also abandoned and these Times
changes also swept across the Mixteca Alta where many cities
were abandoned for at least a century. At Cerro Jazmín the city In socioecological systems stochastic events are compounded
was re-occupied and its population grew dramatically by the with history, culture, and memory to create unforeseen results.
Postclassic period. In the Mixteca Alta at the end of the Postclassic period
The Postclassic chronostratigraphic sequence at Cerro conquest impacted Mixtec societies in ways that have taken
Jazmín revealed a well-developed soil horizon dating to centuries to fully understand. Although the full impact of
the Early Postclassic (890–1150 C.E.) suggesting a period Conquest is beyond the scope of this article, in terms of
of landscape stability that corresponds with urban re- terracing and land-use patterns we argue that it created a
Hum Ecol

situation where a period of reorganization and growth of the indigenous capacity to produce this much had dimin-
terracing was pushed into one of dramatic release. In this part ished: by 1625 the Mixtec tithe was down to 1,824 pesos. It
of the cycle, when terracing had been reorganized and ex- is estimated that at the time of the Conquest the Mixteca
panded in the Late Postclassic period, the Conquest resulted in Alta had a population of around 700,000 people. By 1620,
the widespread abandonment of hilltop settlements and ter- only 25,000 remained. While the new economic activities
races. The indigenous population was “congregated” into were growing, the indigenous population was still declining
newly established colonial settlements built on flat land in due to epidemics and institutional abuse. In the case of the
the valley bottoms. These communities, congregaciones, silk industry, competition from China and Southeast Asia
followed European gridded layouts and their location often soon reduced Mixtec silk production to the minimum re-
facilitated colonial rule. Archaeologically, it is known that quired to meet local and highly specialized ritual demands
terracing is closely associated with domestic areas. Most (Romero Frizzi 1996:157).
likely farmers lived near the terraces they worked, owned, During the Colonial period grazing animals acquired a
and maintained. After the Conquest much of the population no more prominent economic and social role. Initially,
longer lived around their terraces to maintain them, and this Spaniards were brought to the Mixteca to manage the ani-
was further aggravated in the following decades when a series mals. Once local communities learned how to take care of
of epidemics decimated up to 80–90 % of the indigenous the animals and process their byproducts pastoralism spread.
population (Romero Frizzi 1996:144). At the start of the seventeenth century Mixtec indigenous
communities had nearly 100,000 grazing animals (Romero
Frizzi 1996:158).
Old World Modes of Land Use While pastoralism was taking root in the Mixteca,
Prehispanic forms of agriculture and land use were in a
The knowledge that allowed the quick reorganization of ter- continuous state of change. Many of the ancient terraces
racing was not fully lost, but was severely diminished as the were still in use, but many more were left unattended.
Mixtec population, and especially the elders, fell prey to age, Indigenous communities and individual households tried to
colonial abuses, and disease. In the post-Conquest periods maintain and defend their usufruct and ownership rights, but
(Colonial, historic, and modern times) in the Mixteca Alta they were increasingly coming up against colonial adminis-
there are different land use systems: Old World land-use trative and religious institutions and their newly established
practices introduced by the Spanish and the continuation of rights and land holdings. Communal land holdings and
Prehispanic Mixtec traditions, such as terracing. terrace systems became divided into individual tracts of land
The available information on these post-Colonial cycles that changed hands often.
comes from ethnohistorical records that document the pro- As new crops, especially wheat, were introduced,
ductive capacity of the Mixtec societies of the Late Prehispanic terraces that were small and narrow to facilitate
Postclassic and the Colonial period. Some productive activ- human labor and digging sticks were widened to accommo-
ities decreased their output dramatically as the population date oxen and plow. These new modes of production,
decreased, while other newly instituted forms of production exploited for more than five centuries, are now fully engrained
temporarily flourished. The Spanish introduced Old World in Mixtec society. The initial potential of exploitation is now a
crops and animals. Land use changed to incorporate grazing fixed system of conservation facing modern challenges like
animals and the production of silk and cochineal pigment rampant erosion, devalued crop prices, outmigration, and
intended for the European market. By 1561 C.E. (40 years population decline. Crop production that once sustained
after the Conquest) the town of Tejupan in the Mixteca Alta Prehispanic populations and created surpluses large enough
produced 710 pounds of silk (Romero Frizzi 1996:150). For to build impressive Colonial convents is now insufficient to
a while, and despite the declining population, indigenous sustain the small communities that remain. The crops have
communities produced so much silk and cochineal pigment very low market value as they compete in a globalized market
that their surplus fed the communal funds, which tradition- under the conditions created by the North American Free
ally (in Prehispanic times) had been used to pay for rituals Trade Agreement (NAFTA) (see Stephen 2001 on the effects
and religious ceremonies. of NAFTA on Oaxacan communities and migrants). NAFTA
Ethnohistorians report a marked increase in the number has pitted indigenous maize from the Mixteca Alta against
of documents dealing with disputes between the colonial subsidized, genetically engineered corn grown by transnation-
administrative and ecclesiastical authorities over the final al corporations. Mixtec agricultural production is no longer
destination of the tithe paid by indigenous communities. able to create wealth for the community; at best it supplements
The tithe from the Mixteca Alta in 1568 C.E. was 1,077 households’ subsistence activities.
pesos, but by 1598, this had increased to 5,468 pesos—a Grazing animals, which once provided Mixtec commu-
large sum in the sixteenth century. By the 1620 s, however, nities with the opportunity to supplement their income with
Hum Ecol

the sale of milk, hides, and wool, are now identified by these modified and widened to accommodate draft animals or
same communities as a cause of erosion. Around Cerro occasionally tractors. Manure and fertilizers are used to
Jazmín, Prehispanic terraces sit 20 meters above the modern enrich terrace soils and different crops are cultivated, in-
gullies. Mixtec communities now realize, after 500 years of cluding GMO tomatoes that are grown in elaborate
pastoralism, that the loss of ground cover from grazing and government-subsidized greenhouses. Finally, the crops are
from the abandonment of terracing since the Colonial period mainly grown to supplement household subsistence since
has exacerbated the erosion to which the region is naturally market forces have driven down the crop prices, making
susceptible due to its geology, climate, and seasonal rain agriculture a less desirable profession for young people.
patterns. The cycle of pastoralism is at the very limit; per-
haps a period of release has already begun as communities
are tirelessly fighting to conserve both their herds and the Discussion
soil.
On the southern slope of Cerro Jazmín the modern town In using the model of resilience to understand the complex
of Santa María Tiltepec has only a few hundred inhabitants history of terracing, we have presented archaeological, geo-
today and they are hardly able to keep up with erosion and morphic, ethnohistoric, and ethnographic data which char-
maintenance of their terraces. 3 They have identified grazing acterize various stages of the resilience cycle. In reviewing
animals as a threat to agricultural production and they have the available information across the millennia we have
agreed to phase out goats and reduce the number of sheep a found ample evidence to suggest that terracing has been a
family can own. These initiatives are very controversial. very dynamic and recurring adaptive practice for the
Pastoralism has become an important part of Mixtec life. Mixtec. Terraces have changed in the way they have been
At all festivities, Mixtec prepare barbacoa—sheep or goat used or abandoned, how they have been farmed (more
roasted in a pit with maize and agave leaves. Many house- intensively or less) to respond to population, political and
holds have refused to reduce their herds, which for centuries economic circumstances, and trade. The crops grown on
have been a sign of wealth and prosperity. terraces have changed and the construction and size of the
The migration of young people to larger cities has con- terraces themselves have been adapted to accommodate
tributed to the overall stagnation of farming and grazing in different technologies. Although much about terracing has
the Mixteca Alta (Cohen 2001). The phase of conservation changed across time, it continues to serve its basic function
is reaching its limits. Based on the proposed resilience of sediment retention, erosion control, and the creation of
model, it would appear that the system will move into a flat land for living and production.
phase of transformation, release, and destruction. Some Current structural conditions under which terracing and
communities, like Magdalena Peñasco, have had to rein- farmers operate are dramatically different from historical
force government buildings with stilts since the land has conditions, and it remains to be seen whether current efforts
eroded from under them. Across the region there are areas to maintain and reorganize terraces truly amount to a large-
where the topsoil is gone and the exposed surfaces are red scale system re-organization. As researchers all we can do is
Yanhuitlán beds or exposed white caliche (a hardened ac- make our knowledge about the long and complex history of
cumulation deposit of calcium carbonate where agricultural terracing available to the Mixtec communities who are to
production is virtually impossible). It is uncertain whether decide their own future.
this will be a phase of “creative destruction” that can give
way to new phase of reorganization.
Addressing Critiques of the Resilience Model

Colonial and Modern Terracing The resilience model has been critiqued for being overly
materialistic, for focusing on large-scale phenomena. A
Based on interview data and from current efforts by activists system’s resilience focuses on maintaining function and
and communities to revitalize terraces, we argue that today not necessarily form. Also the initial exposition of the
Prehispanic-style terracing is in a period of reorganization resilience cycle expressed no concern for whether the
and revitalization after a long history of abandonment and changes to the overall socioecological system are just, cul-
destruction following the Colonial period. Although farmers turally appropriate, or even desirable for affected individuals
are farming on ancient terraces, conditions are drastically or groups (Crane 2010; Kirchhoff et al. 2010; Nelson et al.
different. The narrow Prehispanic terraces have been 2007). Some scholars would argue that, when taken to
extremes, the concept of resilience could justify an unjust
3
It is estimated that Cerro Jazmín had up to 15,000 people in the system, e.g., poverty, which seems to persist despite targeted
Postclassic period. but generally insufficient efforts to eradicate it.
Hum Ecol

The fact that a complex system can be persistent to the individuals and communities; this is the case when archaeo-
point of resilience should be decoupled from any additional logical evidence is complemented with ethnohistorical and
argument that resilience suggests an inherent success and ethnographic data.
should be left alone, especially in the face of suffering and Although the resilience model aims to identify patterns
injustice. In such cases the concept of resilience could be used that operate at larger systemic scales, we found that some of
as a powerful tool to fully understand the components of the the changes were rooted in actors’ motivations, beliefs, and
resilient, but negative or unjust, system to identify ways to practices. The model of resilience leaves room for the study
address and solve the problems or injustices it creates. of individuals and communities when the researcher is
Another often cited critique of resilience is that it does aware of them and when the data are available. There is
little to account for or recognize the role of individuals and strength in investigating a phenomenon at scales that change
their beliefs, preferences, decisions, and actions as they from the systemic shifts that can only be seen across centu-
influence the system (Davidson 2010). We have found that ries to the present-day actions of individuals who choose to
the model is flexible enough to consider such factors when maintain and farm terraces and then agree to be interviewed.
the researcher is aware of them and when the cycle that is Nelson et al. (2007) argue that adaptation occurs at the
being studied occurs at a smaller temporal and spatial scale, scale of the individual actor, whereas resilience is systemic.
one where individuals or community actions can be seen. The use of terracing, which may have begun as an individ-
In the model of terracing resilience presented in this article, ual’s adaptation to the Mixtec highlands, has become over
data about the initial cycles are at the archaeological scale of time, a system of demonstrated resilience. Admittedly, we
centuries, where individuals are hard to identify. In the Late are unable to assess if the way that terrace agriculture
Postclassic period, however, a “novel surprise” (Nelson et al. operates today is sustainable, culturally appropriate, or as
2007) occurred– the Spanish Conquest and the establishment of effective and/or efficient as was anticipated by its original
Colonial government, when historical documents become Prehispanic practitioners. However, modern-day terrace
available allowing for greater understanding of individuals’ farmers still produce crops and find value and meaning in
and communities’ actions and reactions to new developments. maintaining and farming their terraces even if they view this
Historical records prove that despite the massive loss of indig- practice as not always profitable. Farmers report that they
enous life, the newly established methods of colonial land use engage in terrace farming as a way to counter erosion, to
and subsistence took root in an environment that had never support their families and their communities, to ensure an
been exploited in that way before. Nevertheless, during the annual maize supply for the household, and to continue
centuries of Colonial rule and then after the establishment of working the land in the way the Mixtec have for millennia.
the Mexican Republic, farmers kept using and maintaining their We conclude that terrace-based agriculture exhibits re-
terraces, passing on the knowledge associated with keeping markable resilience to environmental and cultural perturba-
these terraces productive. We argue that at present the terraces tions. However, our data also suggest that the extreme
in the Mixteca Alta may be in a phase of reorganization.4 perturbations currently occurring, namely global climate
change and globalized economies, present a threat to
terraced-based agricultural systems in the Mixteca Alta.
Is Resilience an Appropriate Model?

Although we find value in the critiques addressed above, we


argue that the strength of the resilience model lies in its ability
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