You are on page 1of 19

Optical cloaking and invisibility: From fiction

toward a technological reality


Cite as: J. Appl. Phys. 129, 231101 (2021); https://doi.org/10.1063/5.0048846
Submitted: 27 February 2021 • Accepted: 15 May 2021 • Published Online: 15 June 2021

Kyu-Tae Lee, Chengang Ji, Hideo Iizuka, et al.

COLLECTIONS

This paper was selected as Featured

ARTICLES YOU MAY BE INTERESTED IN

Acoustic metamaterials
Journal of Applied Physics 129, 171103 (2021); https://doi.org/10.1063/5.0046878

A first-principles understanding of point defects and impurities in GaN


Journal of Applied Physics 129, 111101 (2021); https://doi.org/10.1063/5.0041506

Raman spectroscopy for carbon nanotube applications


Journal of Applied Physics 129, 021102 (2021); https://doi.org/10.1063/5.0030809

J. Appl. Phys. 129, 231101 (2021); https://doi.org/10.1063/5.0048846 129, 231101

© 2021 Author(s).
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

Optical cloaking and invisibility: From fiction


toward a technological reality
Cite as: J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846
Submitted: 27 February 2021 · Accepted: 15 May 2021 · View Online Export Citation CrossMark
Published Online: 15 June 2021

Kyu-Tae Lee,1,a) Chengang Ji,2 Hideo Iizuka,3 and Debasish Banerjee3,a)

AFFILIATIONS
1
Department of Physics, Inha University, Incheon 22212, South Korea
2
Department of Electrical Engineering and Computer Science, University of Michigan, Ann Arbor, Michigan 48109, USA
3
Toyota Research Institute of North America, Toyota Motor North America, Ann Arbor, Michigan 48105, USA

a)
Authors to whom correspondence should be addressed: ktlee@inha.ac.kr and debasish.banerjee@toyota.com

ABSTRACT
Optical invisibility, which started in the pages of fiction before becoming an intriguing quest of humankind for over a century, has
blossomed into a remarkable scientific journey toward reality over the last two decades. Perfect optical cloaking requires the total scattering
of electromagnetic waves around an object at all angles, all polarizations, over a wide frequency range, irrespective of the medium. Such a
device is still far-fetched, requiring the transformation of space around a cloaked region such that the phase velocity is faster than other
areas to preserve the phase relationships. However, by simplifying the invisibility requirements, pioneering work on spherical transformation
cloaks, carpet cloaks, plasmonic cloaks, and mantle cloaks has been realized in narrowband microwave, infrared, and even optical wave-
lengths. In this Tutorial, we review the theoretical basis for invisibility cloaking, from spherical transformational optics to non-Euclidian
cases, and discuss their limitations. Subsequently, we highlight the recent trends in realizing reconfigurable intelligent cloaks to overcome
the traditional limitations of wideband operation and parallel efforts in unidirectional cloaking. Because the human eye is insensitive to the
phase and polarization of visible light, a class of ray optics cloaking devices has been recently developed by eliminating phase preservation
requirements. Notably, we focus on the recent progress achieved on invisibility cloaks that function in natural incoherent light and can be
realized using standard optical components. We conclude this Tutorial with a prospective of potential applications and the practicality of
optical cloaks in everyday life.

Published under an exclusive license by AIP Publishing. https://doi.org/10.1063/5.0048846

I. INTRODUCTION light led to the concepts of negative optical refraction and super-
The remarkable progress of electromagnetics over the last two lensing, paving the way for the development of various
decades is defined by the realization of metamaterials. Metamaterials metadevices.4,5
are artificially structured materials exhibiting extraordinary proper- Light–matter interaction through metamaterials has enabled
ties that are not observed in natural materials. This is achieved by exciting technological developments that were not possible before.
designing a new class of periodically arranged engineered macro- One of the most fascinating applications of metamaterials is the
scopic “atoms” of the desired physical property rather than being possibility of realizing an optical cloak around an object, making
guided by their chemical composition. In 1968, Veselago first dis- incoming light bypass it. The initial spherical transformation pro-
cussed the possibility of negative permeability and permittivity.1 The posal by Pendry et al.6 and Leonhardt,7 although theoretically
concept remained dormant until 1999, when Pendry et al. demon- elegant, required an anisotropic variation of permeability and per-
strated a practical method of designing left-handed metamaterials mittivity tensors that were virtually impossible to fabricate in prac-
that did not follow the conventional right-hand rule of electromag- tice. Subsequently, a simplified 2D cylindrical transformational
netics.2,3 Since then, an explosion of various concepts and ideas cloak was proposed and experimentally verified for microwave fre-
occurred, resulting in a richer understanding of the permittivity– quencies by Schurig et al.; the dielectric and magnetic property var-
permeability plane. Notably, the intriguing technique of bending iations were designed in a radial direction.8 Over the years, what

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-1


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

started as the ultimate exemplification of the metamaterial concept, Because the human eye is insensitive to the polarization and
the science of optical cloaking has made progress beyond even the phase of light, approximations that relax those requirements have
physics of metamaterials, eyeing breakthrough applications in enabled the development of broadband, large-size cloaks consist-
optical shielding, blind-spot monitoring, non-invasive sensors, and ing of standard optical components such as lenses, prisms, and
so on. A chronological summary of major breakthroughs in this polarizers. This approach, while not as rich in physics as meta-
area over the last 20 years is shown in Fig. 1. materials, could be immensely useful for many practical applica-
More recently, a class of cloaking devices has been proposed tions in the future. Although previous reviews have covered
based on the initial transformational optics, namely, carpet metamaterial-based cloaking devices, the latter part of the more
cloaks that utilize a quasi-conformal mapping of transforma- recent story has not been categorically compiled. In this Tutorial,
tional optics—with the advantages of more accessible material although we cover major breakthroughs in optical cloaking
parameters for wider bandwidths.9 To that end, plasmonic and science, starting with passive and active cloaking, we focus
mantle cloaks have been theorized using scattering cancellation mainly on geometrical optics and its potential applicability. In
methods that do not aim to design a perfect cloak, but rather use the end, we present the latest optical cloaking research trends
scattering dominant terms in the multipole expansion of the that utilize breakthroughs in other areas of science, including
scattered field, hence easing the material requirements.10,11 Many data science and machine learning.
other types of passive and active cloaking devices have been pro- Although it is beyond the scope of this review, it is worth men-
posed over the years;12,13 however, the realization of an ideal tioning that optical cloaking studies have inspired and helped other
three-dimensional cloak over the whole visible wavelength spec- fields beyond electromagnetics—namely, transient thermal cloaking,16
trum remains challenging. Consequently, while such efforts con- thermal waves,17–19 elastic waves,20 sound waves,21 surface fluidic
tinue, a class of ray optics cloaking devices has been proposed waves,22 and even quantum matter waves23—to envision invisibility
over the last decade with the aim of hiding an object.14,15 possibilities. Beyond the bending of waves, the concept of temporal

FIG. 1. Chronological summary of notable works on various optical cloaking methods. Time scale is approximate.

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-2


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

cloaking has also been explored, wherein the occurrence of an event metamaterial and the background medium such as air. For
is cloaked creating a “time hole” in the probe beam.24,25 example, we consider the hidden object to be a sphere of radius
R1 and the cloaking region to be contained within the annulus
R1 < r < R2 for an incident plane wave [Fig. 2(a)]. The coordinate
II. METAMATERIAL-BASED CLOAKING $0 $0
transformation gives permittivity ε and permeability μ distribu-
We present a brief overview of metamaterial cloaking, that is, tions in the region of R1 < r < R2 in the spherical coordinate
transformation optics, metasurfaces, and scattering cancellation. system (r,θ,f) as6
The details of these techniques can be found in previous review
papers.12,13,26,27 R2 (r0  R1 )2
ε0r ¼ μ0r ¼ ,
R2  R1 r0 2
A. Transformation optics R2
ε0θ ¼ μ0 θ ¼ , (2)
We consider the electromagnetic field distribution in the R2  R1
virtual coordinate system and the transformed electromagnetic field
R2
$ $
distribution in the physical coordinate system, where ( ε , μ ) and ε0f ¼ μ0f ¼ ,
R2  R1
$0 $0
( ε , μ ) represent the permittivity and permeability tensors in the
virtual and physical coordinate systems, respectively. Maxwell’s where r 0 ¼ R1 þ r(R2  R1 )/R2 . Equation (2) indicates that both
equations have exactly the same form in any coordinate system; permittivity and permeability are identical and anisotropic, ensur-
therefore, the electromagnetic field distributions between the ing no reflection for arbitrary polarization. In practice, it is chal-
virtual and physical coordinates can be transformed as lenging to implement such extreme permittivity and permeability
parameters. In the pioneering experimental work on cloaking
$ $T $ $ $T $ [Fig. 2(b)],8 a two-dimensional cloak prototype composed of
$0 J J ε $0 J J μ split-ring resonators was designed for one polarization and
ε ¼ $ , μ ¼ $ , (1)
det( J ) det( J ) non-zero reflection being allowed, that is, three components (ε0z ,
$ μ0r , and μ0θ ) from six components in the cylindrical coordinate
0
where J is the Jacobian matrix, Jj ¼ @x
@xj (i, j ¼ 1, 2, 3). system were considered. Subsequently, the validity of cloaking an
In principle, transformation optics allows one to hide a large object was confirmed at frequencies around 8.5 GHz.
object. In 2006, transformation optics for cloaking was indepen- In the optics regime, however, such split-ring resonators can
dently presented by Pendry et al.6 and Leonhardt.7 The paths of no longer be used. Cai et al.28 presented a two-dimensional
electromagnetic waves in the physical coordinate system can be optical metamaterial cloak consisting of metallic nanowires
controlled within a metamaterial with an appropriate spatial dis- immersed in a cylindrical silica medium. Similarly, considering
tribution of permittivity and permeability. The transformation one polarization and non-zero reflection, the validity of cloaking
optics gives an ideal cloak, i.e., an object is cloaked for arbitrary was numerically confirmed at 632.8 nm, assuming a helium–neon
polarization and no reflection occurs at the interface of the laser.

FIG. 2. (a) Transformation optics for cloaking a sphere. (b) Cylindrical cloak composed of split-ring resonators for microwaves. Figures reproduced with permission from
Pendry et al., Science 312, 1780 (2006). Copyright 2006 American Association for the Advancement of Science for (a) and Schurig et al., Science 314, 977 (2006) for (b).
Copyright 2006 American Association for the Advancement of Science.

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-3


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

In other words, in the cloaking design using transformation When there is an object on a reflector, an incident wave is
optics, allowing non-zero reflection and limiting the polarization scattered from the object. The aim of carpet cloaking is to make the
avoid extreme parameters in practice. It has been reported29 that reflection wave similar to that without the object by engineering
such cylindrical cloaks with simplified material parameters inher- the refractive index profile around the object [Fig. 3(a)].9 The
ently allow the zeroth-order cylindrical wave to pass through the carpet cloak relaxes the requirements of permittivity and perme-
cloak; this is a factor failing invisibility. ability to cloak an object, allowing experimental demonstrations in
Non-Euclidian transformation cloaking has been introduced, the microwave31,32 and optical ranges.33–38 In one of these
wherein the cloak does not preserve the phase of the incident wave studies,31 a microwave carpet cloak consisted of non-resonant
and provides a wideband frequency response. Non-Euclidian cloak- “H”-shaped metallic elements and concealed a bump from 13 to
ing remains difficult to practically implement, while it reduces the 16 GHz [Fig. 3(b)]. In another study,33 an optical carpet cloak was
material parameter requirements.30 implemented on a silicon-on-insulator wafer, wherein the silicon

FIG. 3. (a) Carpet cloak where the regions in cyan are


transformed between the virtual and physical systems.
The observer perceives the physical system as the virtual
one with a flat ground plane. (b) Microwave carpet cloak
composed of H-shaped metallic patterns and its refractive
index distribution. (c) Optical carpet cloak fabricated on a
silicon-on-insulator wafer. The holes are milled with
varying densities, yielding the desired spatial index profile.
Figures reproduced with permission from Li and Pendry,
Phys. Rev. Lett. 101, 203901 (2008). Copyright 2008
American Physical Society for (a), Liu et al., Science 323,
366 (2009). Copyright 2009 American Association for the
Advancement of Science for (b), and Valentine et al., Nat.
Mater. 8, 568 (2009). Copyright 2009 Springer Nature
Limited for (c).

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-4


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

slab served as a two-dimensional waveguide [Fig. 3(c)]. The refrac- C. Scattering cancellation
tive index profile was realized by varying the hole densities. The We consider the scattering of a subwavelength spherical object in
cloaking phenomenon was observed in the range of 1400–1800 nm. air for the incidence of a monochromatic plane wave. The electromag-
netic field outside of the spherical object is expanded with different
channels labeled (l, m, σ), where l, m, and σ represent the total
angular momentum, the angular momentum component along one
B. Metasurface cloak of the axes—for example, z (−l ≤ m ≤ l)—and the polarization, respec-
We consider a scenario in which a monochromatic plane wave tively. The expansion expression of spherical waves and the boundary
is incident on an object placed on a flat plate, the object being condition of the spherical object to air determine the coefficients of
covered by a metasurface. If each unit cell of the metasurface can the channels. The total scattering cross section is then given by48
control the phase by 360 with unity-amplitude in the reflection
XX
1  
wave, an arbitrary wavefront can be engineered. In other words, a λ2 Rl,σ  12
Cs ¼ (2l þ 1) , (3)
2 
proper phase profile over the metasurface can generate a reflection
σ

response that is the same as the case of the flat plate without the l¼1
object.
The function of the carpet cloak was experimentally demon- where λ is the wavelength and the reflection coefficient is defined as
þ þ
strated using a metasurface with its thickness being much smaller Rl,σ ¼ a 
l,m,σ /al,m,σ (jRl,σ j  1), with al,m,σ and al,m,σ being the incom-
than the operating wavelength in the microwave range in 2013.39 ing wave and outgoing wave amplitudes, respectively. Equation (3)
The unit cell consisted of a “H”-shaped metallic pattern and indicates that the scattering cross section of the spherical object at
showed almost full coverage of the reflection phase by varying the (l,σ) can be zero when Rl,σ ¼ 1. Owing to spherical symmetry, Rl,σ is
size of the pattern, leading to an arbitrary phase profile over the a function of (l,σ), but not of m.
metasurface. Various unit cells have been investigated, such as A scattering cancellation technique for cloaking a subwave-
silver nanocavities40 for the visible range, metallic rings41,42 for the length spherical or cylindrical object was reported by Alù and
millimeter-wave and terahertz ranges, and dielectric cylinders43 for Engheta.10 The scattering cross section of a dielectric sphere with
the microwave range. In 2015, a metasurface cloak composed of positive permittivity is significantly reduced by a plasmonic coating
gold nanoantennas was experimentally demonstrated in the optics with negative permittivity, that is, the dipole moment contributions
range (Fig. 4).44 The metasurface concealed a 3D shaped object
including multiple bumps and dents at an operating wavelength of
730 nm for one polarization. Arbitrary polarization for a metasur-
face cloak was experimentally demonstrated using metallic rings in
the microwave range.45 Metasurfaces with dual-frequency46 and
multi-frequency operation47 have also been reported.

FIG. 5. (a) Cancellation of the overall dipole moment of a dielectric spherical


core covered with a plasmonic shell. (b) A bare sensor may receive signals and
be detectable from the outside [left in (b)]. A properly designed plasmonic cloak
over the sensor may allow the detector to receive the signals while making its
presence undetectable [right in (b)]. Figures reproduced with permission from
FIG. 4. Illustration of a metasurface skin cloak. Figure reproduced with permis- Alù and Engheta, Phys. Rev. E 72, 016623 (2005). Copyright 2005 American
sion from Ni et al., Science 349, 1310 (2015). Copyright 2015 American Physical Society for (a) and Alù and Engheta, Phys. Rev. Lett. 102, 233901
Association for the Advancement of Science. (2009). Copyright 2009 American Physical Society for (b).

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-5


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

from the core and the shell are cancelled out [Fig. 5(a)]. This Machine learning has been widely explored in various research
concept was experimentally verified in the microwave range;49 a fields, and sophisticated algorithms allow the realization of various
dielectric cylinder was surrounded by a plasmonic shell consisting intelligent metasurfaces. Consequently, an intelligent metasurface
of metallic fins immersed in liquid (acetone) and placed in a cloak was experimentally demonstrated in the microwave range
parallel-plate waveguide. The scattering cross section of a test (Fig. 7).58 Similarly, in the aforementioned case, where each unit
sample with a total radius of 31.3 mm was effectively reduced at cell has a variable capacitor, the reflection response was used as a
approximately 2 GHz. bias voltage. A deep learning technique controls the bias voltages of
Sensors and detectors are occasionally required to be less dis- variable capacitors over the metasurface based on the information
turbing to the surrounding environment, for example, near-field of the incident wave and the reflected spectrum. The metasurface
scanning optical microscopy. The scattering cancellation technique cloak hides an object without any human intervention when the
has been extended to the concept of a “cloaking sensor” [Fig. 5(b)],50 background is varied.
wherein the incoming wave interacts with the inner sphere or the cyl-
inder. The incoming wave can be measured by the inner object, while E. UNIDIRECTIONAL INVISIBLE CLOAK
its presence is not perceived by the surroundings. A cloaked optical
microscope tip has been reported.51 Bender and Boettcher presented the notion of non-Hermitian
A mantle cloaking has also been presented, where a thin pat- parity-time (PT) symmetry in 1998, where the eigenvalues of a
terned surface having a properly designed surface impedance hides system could be real and positive through the combination of gain
a subwavelength object (Fig. 6).11,52 Chen and Alù reported that a and loss.59 Non-Hermitian PT symmetry has been applied to peri-
graphene monolayer was used for the mantle cloak in the terahertz odic structures, revealing unidirectional invisibility at the excep-
range.53 The concept of the mantle cloak was experimentally veri- tional point.60 A one-way invisible cloak was theoretically explored
fied in the microwave range.54 by means of the transformation optics of parity-time symmetric
The scattering of an arbitrarily shaped object is possible optical materials using the unidirectional feature at the exceptional
through the inverse design of the scattering potential for a specific point.61 A grating of wide metallic strips with active elements62 and
frequency and angle.55 The scattering cancellation of object “HV” antennas with active elements in a cylindrical arrangement, as
was experimentally demonstrated in the microwave range.56 physical implementations of such PT symmetric unidirectional
cloaks, was discussed.63
Amemiya et al. presented the concept of an effective electro-
D. Reconfigurable and intelligent cloak magnetic field for photons and a design of nonreciprocal invisibil-
A reconfigurable metasurface cloak was experimentally dem- ity cloaks using a photonic lattice model.64 A one-way invisible
onstrated in the microwave range. The metasurface was composed cloak was observed in a numerical model of a photonic crystal
of unit cells with each having a variable capacitor,57 and the reflec- composed of yttrium–iron–garnet asymmetrically shaped semi-
tion response in each unit cell was tuned using a bias voltage. The cylinders when an external direct current (DC) magnetic field was
metasurface not only hid a bump but also mimicked other virtual applied.65 It has been argued that if the spatial distributions of the
shapes for the reflection response. real and imaginary parts of the permittivity in a planar medium

FIG. 6. Mantle cloak structures. The metallic spherical surface has holes in (a) and slits in(b). Figure reproduced with permission from Alù, Phys. Rev. B 80, 245115
(2009). Copyright 2009 American Physical Society.

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-6


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

FIG. 7. Schematic of a deep learning-enabled self-


adaptive metasurface cloak. Figure reproduced with per-
mission from Qian et al., Nat. Photonics 14, 383 (2020).
Copyright 2020 Springer Nature Limited.

are related to one another using the Kramers–Kronig relationships, III. GEOMETRICAL OPTICS-BASED CLOAKING
unidirectional invisibility can be achieved.66 Although various metamaterial cloaking methods based on
scattering cancellation, transformation optics, and metasurfaces
F. Discussion have been demonstrated, hiding a large spatial object over a broad
Transformation optics presents ideal conditions to hide a large range of wavelengths in the visible region has been challenging.
object, namely, non-reflection, both polarizations, full-visible range, Ray optics cloaking has attracted considerable attention because of
and omni-direction. While transformation-optics-based cloaks have its great promise in achieving a broad bandwidth (covering the
opened up and boosted the research field of optical cloaks, the real- entire visible spectrum) and scaling to arbitrarily large sizes using
ization of optical cloak devices that require extreme parameters off-the-shelf optics. In contrast to transformation optics, where
remains challenging. As an alternative approach, geometrical optics both the amplitude and the phase of light are preserved, the ampli-
has garnered substantial interest with the development of practical tude and the direction of light are preserved in the ray optics cloak
devices able to operate across the full-visible wavelength range—for scheme. Many optical components, such as mirrors, lenses, and
example, angle-dependent cloaking—by abandoning the omni- prisms, are commercially available and operate over a broad range
directional characteristic, although practical scenarios are limited. of wavelengths. In addition to its broad bandwidth, the large-scale
The function of the carpet cloak, which can hide a bump, is implementation of a cloaking structure with optical elements is
achieved using metasurfaces. In particular, metasurfaces are compati- much simpler and more cost-effective than is the case with a meta-
ble with tunable functions because only the amplitude and the phase material cloak. We provide an overview of ray optics cloaking that
of an electromagnetic field on a metasurface need to be controlled, exploits optical components, such as mirrors, prisms, lenses, and
compared with bulk metamaterials. The scattering cancellation tech- digital technology.
nique has an intrinsic limitation on the size of an object that can be
cloaked, while they remain attractive for hiding subwavelength
objects. Beyond the optical cloaks discussed in Secs. II A–II C, A. Mirror-based cloaking designs
several proposals—including the use of active unit cells driven by Reflection is the change in the direction of propagation of a
machine learning algorithms in Sec. II D and borrowing analogies wave at a boundary between two different media, thereby allowing
from the physics community in Sec. II E—have achieved new cloak- the wave to return into the medium from which it began propagat-
ing devices breakthroughs. ing. High reflection can be achieved by using a metallic mirror and

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-7


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

FIG. 8. (a) Schematic of an only flat-mirror based cloaking structure. Optical images showing (b) an aerial and (c) on-axis views of the experimental setup where a chair
is located in a cloaked region and a trashcan is positioned in the background. Figure reproduced with permission from Howell et al., Appl. Optics 53, 1958 (2014)
Copyright 2014 The Optical Society of America.

a dielectric mirror, which can be employed to construct a cloaking mirrors. An aerial view of the implemented cloak device is shown
device. The simplest cloaking design would be a plane mirror only in Fig. 8(b), where two sets of right-angled mirrors redirect light
cloak structure where two flat mirrors are separated and rotated by around the cloaked region. As shown in Fig. 8(c), a trashcan can be
45°, with another set of two flat mirrors reversing the effect of the clearly seen, while a chair located in the cloaked region is invisible.
first set, as shown in Fig. 8(a),68 where the collimated light is The plane mirrors in the cloak device, as shown in Fig. 8(a),
reflected twice using the first set of mirrors, creating a transverse can be replaced by a right-angle prism where the total internal
displacement with respect to the starting trajectory. Next, the reflection (TIR) of the prisms is utilized to bend the light rays
second set of mirrors retroreflects the light to return it to its initial around the cloaked region. Figure 9(a) depicts a schematic of a
path. Any object with a nearly arbitrary size cannot be seen right-angle prism-based cloaking device. The collimated light rays
between the top two plane mirrors. undergo TIR twice through the two successive right-angle prisms
The cloaked region can be extended longitudinally by making and are thus transversely shifted from their original trajectory, the
the separation between the two plane mirrors large after the light second set of two right-angle prisms causing the light rays to
rays are collimated with transverse displacement using the two return to their original path. An object can be cloaked between two

FIG. 9. (a) Schematic of a right-angle prism-based cloaking structure where prisms work like mirrors. Optical images showing (b) an aerial and (c) front views of the exper-
imental setup where a metallic bar is located in the cloaked region and a toy car is placed behind the cloaking device.

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-8


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

sets of right-angle prisms, and a longitudinally extended cloaking mirror (M3), but the polarizer (Po,3) reflects the vertical polariza-
region can be attained by creating a large distance between the two tion, thereby allowing the image “2” to appear in regions III and
sets of prisms. For experimental demonstrations, commercially IV. Figure 10(b) shows the experimental implementation of the
available right-angle glass prisms are assembled to create a prism- cloak device, where a toy car can be viewed through the cloak
based optical cloak device, as shown in Fig. 9(b). An image of the structure without viewing a yellow cylindrical object that is located
experimental setup of the cloaking structure along the optical axis in the middle of the displacement.
is shown in Fig. 9(c), demonstrating that a toy car placed behind In addition to the optical cloaking devices outlined above,
the cloak device can be clearly seen through the cloak device mirrors can also be used to hide an acoustic absorber consisting of a
without seeing a metallic bar in the cloaking area. The glass prism sparse arrangement of sound-resonators.70 Each resonator has a
can be replaced by a plastic prism so that both the weight and cost diamond shape with each plane having a reflective mirror. The light
of the implemented cloaking device can be significantly reduced. paths in the presence of the sound absorber are recovered with an
Figure 10(a) shows a cloak device with 12 ports comprising even number of light reflections at the mirrors on neighboring reso-
off-the-shelf mirrors and beam-splitting polarizers, where the nators; thus, there is no overall image flip. The image behind the
viewing zones are labeled I–IV69 and the light for the vertical polar- sound absorber is seen for the view angle of the near-normal direc-
ization in regions II and III being reflected by a plane mirror tion, while the sound absorption performance is preserved.
rotated by 45°; this is then reflected again by the beam-splitting
polarizer, leading to a displacement relative to its initial route, that
is, any object can be cloaked in the middle of the displacement. B. Prism-based cloaking designs
Another set of the polarizer and the plane mirror can reflect light Refraction is the change in direction of wave propagation
back to the original trajectory with the same degree of transverse when it passes from one medium to another in which it has a dif-
shift. Conversely, light for horizontal polarization in regions I and ferent speed. The refractive indices of two different media deter-
IV can be transmitted through the two successive polarizers. 50% mine the degree of wave bending, which is described by Snell’s law.
of the incident light passes through the cloak device for the obser- Redirecting light by refraction can be obtained using prisms, mag-
vation of the background image behind the cloak structure owing nifying glasses, and lenses. An object can be concealed by bending
to splitting the polarization of light, while an image projection is light around a cloaked region, which is also easily achievable using
enabled by using the other 50% of the light. refracting optical elements such as prisms.68 Figure 11(a) shows the
For the white number “1” that is positioned at port 4 with the top view of the setup of a cloak structure based on Snell’s law, con-
polarizer (Pn,1) that transmits vertical polarization, the horizontally sisting of two L-shaped water-filled tanks. The direction of the col-
polarized light is blocked by the polarizer while the vertical polari- limated light rays parallel to the optical axis is shifted away from
zation of light gets reflected by another polarizer (Po,2) so that the the optical axis at the first interface with water based on Snell’s law
number “1” appears only in region I. Conversely, the number “2” is and is then shifted back parallel to the optical axis at the second
located at port 9 without the polarizer (Pn,1) so that the polarizer interface of the first tank by means of a transverse shift relative to
(Po,3) transmits horizontal polarization that is then reflected by the original path.

FIG. 10. (a) Schematic of a cloaking device comprising polarizers and flat mirrors. (b) Optical image showing the on-axis view of the experimental setup where a yellow
bar is placed in the cloaked region and a toy car is located behind the cloak. Figure reproduced with permission from Banerjee et al., Sci. Rep. 6, 38965 (2016). Copyright
2016 Springer Nature Limited.

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-9


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

FIG. 11. (a) Schematic of a cloaking device consisting of two L-shaped water-filled tanks. Optical images showing (b) an aerial and (c) on-axis views of the experimental
setup where a helicopter is placed in the cloaked region and a truck is located in the background. Figure reproduced with permission from Howell et al., Appl. Optics 53,
1958 (2014). Copyright 2014 The Optical Society of America.

Any object can be concealed in the middle of the transversely be slightly shifted, which can be minimized by using complemen-
shifted region. The effect of the first water tank is offset by the tary dispersion.73
second tank, thereby transversely shifting the rays with the same Another cloaking scheme that utilizes anisotropy is an isolated
displacement while allowing them to be parallel to the optical axis. polygonal cloak for concealing a large object for the entire visible
Figures 11(b) and 11(c) show the aerial and front views of the spectrum by applying the linear polygonal transformation.74
experimental observation of the cloak device based on Snell’s law, Several sections form the polygon in a virtual space, and a linear
which demonstrates that a helicopter can be hidden in the middle homogeneous coordinate transformation in individual sections
of the displacement (i.e., cloak region) and a truck can be viewed enables the electromagnetic parameters of the cloak to be homoge-
below the waterline, while the helicopter appears in front of the neous, finite, and spatially independent.
truck above the waterline. The water-filled tanks guide light to be For the experimental demonstration of a hexagonal cloak struc-
bent around the bottom of the helicopter, bending it back to its ture, six natural birefringent crystals with a trapezoidal shape are
initial trajectory, allowing the truck to appear in its place. cemented together, where each crystal operates in the incident direc-
Although many carpet cloaks have been designed based on tion. The side and top views of the cloaking device are shown in
the quasi-conformal mapping approach,9 the carpet-cloaking Fig. 13(a). The experimental setup, where a glass tank which filled
scheme can also be demonstrated by linear homogeneous transfor- with a translucent liquid contains a yellow pillar as a concealed object
mations where a virtual coordinate space is divided into many tri- placed at the center of the hexagonal cloaking structure, is shown in
angular segments and a linear transformation in each segment is Fig. 13(b). Figure 13(c) shows the captured image without distortion,
applied. This results in homogeneous material parameters in each which is placed in the same location as the objects. A symmetric
segment so that a cloak structure can be realized at optical wave- pattern of the cloak structure allows the hexagonal cloak to work for
lengths simply using anisotropic materials. A macroscopic cloaking incident rays from the other five directions. The proposed polygonal
device operating over the entire visible spectrum has been demon- cloaking device works for light rays from all observation angles.
strated utilizing birefringence in a natural uniaxial crystal Because anisotropy in a birefringent crystal is required for the
calcite.71,72 Figure 12(a) shows a schematic of an anisotropic cloak two aforedescribed cloak structures, they work for a specific polari-
structure designed by homogeneous coordinate transformation, zation. This difficulty can be resolved by employing the linear
where the incident light rays can be reflected without distortion by polygonal transformation with the ray optics approximation, where
restoring both their angle and position for a certain polarization only isotropic materials are needed for experimental demonstra-
state of light. Figure 12(b) shows a schematic view of the experi- tion.14 Consequently, it works for arbitrary polarizations in multi-
mental setup. Images captured using a camera when an anisotropic ple directions of incident light and also for a wide range of optical
cloak is placed on the top of the wedge to be concealed under laser wavelengths using incoherent natural light.
irradiation at (c) 561 nm, (d) 488 nm, and (e) 650 nm with an inci- A six-directional, phase-preserving hexagonal cloak with a
dent angle of 18° are shown in Figs. 12(c)–12(e). central hexagon region as the cloak area, which can hide a fish in
As the anisotropic cloak structure is designed for green light, an aquatic environment, comprises six isosceles triangles of an iso-
the cloaking effect is clearly shown without distortion as shown in tropic glass with α = 13° at the apex and six isosceles triangles of
Fig. 12(c), wherein the “MIT” image appears at the same height, as air with β = α + 60° at the apex, as shown in Fig. 14(a). Figure 14(b)
if the bottom surface of the anisotropic cloak was flat. The color shows the experimental setup where a fish tank is filled with water.
aberration causes the images obtained for the blue and red light to Dynamic scenes of the fish swimming inside and outside the cloak

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-10


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

FIG. 12. (a) Schematic of an anisotropic cloak structure designed by a homogeneous coordinate transformation. (b) Experimental characterization. Images with the aniso-
tropic cloak structure on the top of the wedge to be hidden (c) at 561 nm, (d) 488 nm, and (e) 650 nm. Figure reproduced with permission from Zhang et al., Phys. Rev.
Lett. 106, 033901 (2011). Copyright 2011 American Physical Society.

region of the aquatic environment are shown in Fig. 14(c). The fish cloak that can conceal macroscopic objects for fully polarized
become undetectable, and the green plants behind the cloak region visible light has also been demonstrated by applying a 3D homoge-
are not obstructed when the fish swim inside the cloak, which neous polyhedral transformation and a spatially invariant refractive
works for incident rays from six different observation angles. A 3D index discretization method.74

FIG. 13. (a) Optical images of a simplified hexagonal cloak structure designed using linear polygonal transformation. (b) Experimental setup where a yellow pillar is placed
in a cloaked region. (c) Image showing the on-axis view through the hexagonal cloak. Figure reproduced with permission from Chen and Zheng, Sci. Rep. 2, 255 (2012).
Copyright 2012 Springer Nature Limited.

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-11


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

FIG. 14. (a) Ray diagram of light passing through a cloak structure designed using linear polygonal transformation with ray optics approximations. (b) Experimental setup.
Experimental observation of a fish swimming through the aquatic ray cloak. (c) The main body of the fish in the cloaked region is hidden, while the tail of the fish outside
the cloaked region is observable. (d) Only the head of the fish outside the cloaked region is visible. (e) The main body of the fish is visible. (f ) The whole fish swimming
out of the cloaked region is visible. Figure reproduced with permission from Chen et al., Nat. Commun. 4, 2652 (2013). Copyright 2013 Springer Nature Limited.

C. Lens-based cloaking designs of rays through the optical system,15


The beam diameter of the propagation light can be squeezed    
by using a lens to significantly reduce the overall dimensions of the A B 1 L/n
¼ , (4)
cloak device (i.e., a higher cloaking ratio) compared to previous C D perfect cloak
0 1
designs constructed with mirrors and prisms. A perfect cloak
system in the paraxial approximation—assuming that the rays show where L is the length of the cloaking device and n is the refractive
a minimum deviation with respect to the center axis of the index of the surrounding medium.
system—can generate an image with unity magnification, zero Figure 15(a) shows a ray trace through a perfect cloak75 struc-
transverse and longitudinal shifts, and no aberrations as compared ture in paraxial approximation, requiring at least four lenses. Light
to an actual object. “ABCD” matrices can describe the propagation is guided around a cloak region by the lenses, and an extended

FIG. 15. (a) Schematic of a paraxial ray optics cloaking device with a cloaked region (shaded) between the first and last lenses. (b) Image showing the front view of the
paraxial cloaking device. (c) Experimental setup. Figure reproduced with permission from Choi and Howell, Opt. Express 22, 29465 (2014). Copyright 2014 The Optical
Society of America.

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-12


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

FIG. 16. (a) Schematic of a cloaking design consisting of achromatic cylindrical lenses and flat mirrors with a square-shaped cloaked region. (b) Experimental setup. (c)
Image showing the on-axis view of the cloaking device.

cylindrical area between the lenses where no rays pass (shaded lens due to diffraction occurring at the edges of concentric rings on
orange) represents the cloaked region. For the experimental dem- the lens surface as compared to the conventional lenses.68
onstration, a perfect paraxial cloak system is constructed using Figure 17(a) depicts a schematic consisting of four converging
off-the-shelf achromatic doublets consisting of a combination of Fresnel lenses in series, where the separation distance between two
positive and negative lenses capable of drawing focal points at Fresnel lenses is twice the focal length and two sets of Fresnel
various wavelengths closer to each other, that is, by means of the lenses are used to create an upright image. Figure 17(b) shows
opposite chromatic aberration behaviors of the two constitutive another schematic view, where two diverging lenses are used in the
lenses with anti-reflection coatings at visible frequencies to mitigate middle of the cloaking device so that light cannot pass through a
the aberrations of the image. Figure 15(b) presents an on-axis view focal point, leading to the correct image. As one set comprising the
of a practical paraxial cloak, revealing that the background grid Fresnel lens and a diverging lens allows the light to be collimated
image is seen while a hand is cloaked in varying directions. with a reduced spot size, the distance between the two sets of
Figure 15(c) shows the experimental setup of a rotationally sym- lenses can be large; thus, being able to achieve a longitudinal exten-
metric lens-only paraxial cloak system. sion of the cloaking region. The schematic shown in Fig. 17(a)
By adding plane mirrors to the four-lens cloak system experimentally demonstrates the two Fresnel lenses in the middle
described above, the overall cloak system can be significantly com- of the cloak device mounted together, where the tail of the helicop-
pacted with a modified cloak region shape. Achromatic doubles are ter is placed in the cloaked region and a red truck is located
used to minimize both chromatic and spherical aberrations. behind the cloak structure. Figure 17(c) displays the on-axis view
Considering that light rays between side lenses are parallel, the showing that the tail of the helicopter is not visible as it is in the
most straightforward solution to further correct the chromatic aber- cloaked region, while the rear part of the truck behind the
ration is to elongate the cloak system along the y-direction to helicopter can be seen.
obtain an optimized layout with the least aberration.
Ray-tracing simulation using commercial software (Zemax
OpticStudio), where achromatic cylindrical lenses are employed, D. Digital technology-based cloaking designs
has been conducted. In the simulation setup, light rays are incident Although many interesting cloaking schemes have been pro-
from the left-hand side to the detector on the right-hand side along posed and experimentally demonstrated, it has been difficult
the y-axis. A schematic top view of the cloaking design is shown in achieving broad bandwidth and a large field-of-view (FOV) simul-
Fig. 16(a). For simplicity, the plane mirrors are assumed to be thin taneously. This problem can be addressed by employing widely
planes of negligible thickness in the simulation, the mirrors having available digital cameras and digital displays that allow information
an orientation of 45° with respect to the x- or y-direction. to be separated into discrete sections.76 After scanning the back-
As an experimental demonstration, a cloak system was built ground with a camera, the captured data are encoded so that a dis-
using commercially available spherical achromatic lenses tinctive view of a particular point in the background is provided by
(AC508-080-A and AC080-010-A, Thorlabs Inc.), as shown in each pixel on the screen for a specific location of an observer.
Figs. 16(b) and 16(c), where a part of the background Toyota Performing this for many views with lenticular lenses can create
emblem can be seen through the cloak without aberrations, which numerous images of the background corresponding to the observer
is consistent with the simulation results. at different positions.
The mass and volume of a lens material can be significantly Figures 18(a) and 18(b) show a schematic of a digital integral
reduced with easy scalability by using Fresnel lenses, although it cloak. It consists of an input surface—comprising a combination of
is found to be difficult to achieve a clear image using a Fresnel the lenslet array and detector plate to capture the incident rays—

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-13


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

FIG. 17. (a) Schematic of a cloak structure comprising Fresnel lenses. (b) Experimental cloaking schematic consisting of converging and diverging lenses. (c) Image
showing the on-axis view through the cloaking device. Figure reproduced with permission from Howell et al., Appl. Optics 53, 1958 (2014). Copyright 2014 The Optical
Society of America.

and an output surface encompassing the lens array and the display visible wavelength spectrum and are easily available from vendors.
array to display the light rays as if they pass through ambient space. The mirror-, prism-, and polarizer-based cloaking designs offer a
Any macroscopic object in the visible light can be hidden when it more efficient method for cloaking in terms of simplicity and cost.
is placed between the input and output surfaces. A superpixel that Moreover, the cloaking ratio—defined as the ratio of the area of the
is located at the focusing plane of the lenslet array corresponds to cloaked region to the area of the entire cloak device for
every discretization in space, and isolated pixels for identifying metamaterial- and metasurface-based cloaking structures—is rela-
individual ray angles are included in every superpixel. tively small, making them difficult to apply to practical applications
The display plate reverses the effect of the detection scheme as compared to mirror-, prism-, and polarizer-based cloaking
described above. Digital imaging and display technologies posi- devices. To further improve the cloaking ratio, the beam diameter
tioned on the surface of the cloak structure are enabled by discre- of the propagating light can be compressed using a lens to mini-
tized cloaking, which is called “digital cloaking.” The experimental mize the total size of the cloak structure relative to the previous
setup, where the incident rays are captured by horizontally scan- cloaking designs constructed from mirrors and prisms. However,
ning the background with the input camera—the output rays being the acceptance angle of the lens is very narrow, so a cloak system
emitted from the lenslet array on the display screen along with the implemented with lenses offers a narrow FOV that can be
cloak region between the input and output planes—is shown in improved by utilizing digital integral cloaking. While reducing the
Figs. 18(c) and 18(d). Figures 18(e)–18(h) show screenshot images reflection in metamaterial- and metasurface-based cloaking devices
by a viewer moving horizontally at various viewing angles ranging is one of the biggest challenges, convenient broadband anti-
from −4.1° to 6.7°, while Figs. 18(e0 )–18(h0 ) show the same back- reflection coatings with high efficiency are readily available for ray
ground images without the cloak system, representing 10.8° of the optics-based cloaks.
total 13.4° viewing range.

IV. SUMMARY AND PROSPECTS


E. Discussions In this Tutorial, we highlight some of the significant develop-
Although metamaterial- and metasurface-based cloaks are ments in the area of optical cloaking. Progress in optical cloaking
demonstrated using a series of complex and expensive fabrication should be examined against the backdrop of the development of
methods over a very small area within a narrow wavelength range, metamaterials in electromagnetism. At the same time, it is impor-
easy implementation using commercially available optical elements tant to capture how, when a roadblock appears, ideas have
is one of the key points in favor of ray optics-based cloaks. The branched out into proposals backed by new physics. The quest
mirrors, prisms, and polarizers work effectively across the entire started with an understanding of a negative refraction medium

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-14


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

FIG. 18. (a) Zoomed-in portion of (b). (b) Schematic of a digital integral cloak. (c)–(d) Experimental setup. Optical images with the digital integral cloak captured by an
“observer” camera with viewing angles from the screen center to the observer camera: (e) −4.1°, (f ) 0.0°, (g) 2.0°, and (h) 6.7°. (e0 )–(h0 ) Without the digital integral
cloak. Figure reproduced with permission from Choi and Howell, Optica 3, 536 (2016). Copyright 2016 The Optical Society of America.

where the permeability and permittivity are simultaneously nega- All these issues are fundamental limitations of the underlying
tive.1 Although not available in nature, with the realization of artifi- physics yet attempts to solve them for a specific situation at the
cial materials combining negative and positive indices, intriguing expense of losing generality has led to remarkable progress. For
devices were realized.77 In addition to invisibility, the pioneering example, the complexity of the parameters and the requirement of
early works by Veselago and Pendry et al. also provided methods optical magnetism are somewhat simplified by introducing the all-
of realizing perfect imaging that beat the diffraction limit, branch- dielectric carpet-cloaking concept. Its operation is limited to 2D
ing out to become an area of research examining subwavelength applications and has strict limitations on angular and polarization
focusing.78 Subsequently, the pioneering work by Schurig et al. responses, compromising phase conservation. Significant progress
afforded a practical path to negative refractive index materials at has been made in this direction over the years, including the reduc-
microwave frequencies by integrating metallic wires and tion of anisotropy to a minimum, the broadening of the operating
split-ring-resonators on printed circuit boards.8 With the confirma- bandwidth, and the elimination of the ground plane to hide a free-
tion of the very existence of negative refractive indices, a new world standing object.31,35 More recently, carpet-cloaking devices have
of metamaterials emerged—that of exotic material properties with been represented as graded inhomogeneous metasurfaces,44 the
subwavelength design parameters. These are significant milestones
introduction of which has immense potential to envision low-
that led to a better understanding of subwavelength physics, not
profile skin-like ultrabroadband cloaking devices in the future.
limited to electromagnetism:
Conversely, mantle and plasmonic cloaks use simplistic isotropic
(1) The need for the anisotropic and complex functional depen- materials that can achieve a broader operational bandwidth com-
dences of material parameters; pared to transformation optics methods. Both methods reduce the
(2) The requirement for optical magnetism, which means the mag- dominant terms in the multipole expansion of the scattered field
netic response should be equivalent to the electrical response, using a shell with opposite polarizability.79 The main limitation of
leading to significant loss at visible frequencies; and this approach remains the size of the cloaked region, which has
(3) The requirement that the phase velocity should be faster than been addressed by combining active metasurfaces, such as
the speed of light in a vacuum, leading to a singularity clause non-Foster elements that have shown potential to realize a thin
requiring operation at a single frequency with zero bandwidth. low-profile cloak with broadband and no limitation on angles.80

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-15


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

We should point out challenge (3)—the requirement that the constituent materials that define the meta-atom for a specific oper-
phase velocity should be faster than the speed of light in a vacuum, ation. Typically, these designs originate intuitively but are limited
while reducing singularities in transformation optics cloaks— by the frameworks of computationally expensive full-wave electro-
remains one of the most challenging issues. To that end, Leonhardt magnetic simulators and traditional nanofabrication techniques.
and Tyc proposed a non-Euclidian transformation approach that The same can be said of large cloaks made using geometrical
completely removes the requirement of superluminal propagation optics, where geometrical elements such as lenses, prisms, polar-
to achieve broader bandwidth and all-angle operation.30 This izers, and Fresnel optics must be optimized to reduce spherical and
approach compromises the phase conservation requirement, which chromatic aberrations for all angles while maintaining a low physi-
is only noticeable using precise interferometric measurements, cal profile.
making it potentially useful for applications where the human eye In recent years, the growth in computational power and
is the primary detector. However, no experimental work has been improvements in algorithms, combined with unparalleled surges in
reported to confirm this concept owing to the complexity of practi- the collection and storage of large datasets, have led to renewed
cal design challenges. interest in the topic of artificial intelligence. Machine learning algo-
Challenge (2) is a major barrier in the design of cloaks at rithms have become smarter in discovering hidden patterns in
visible frequencies. Strong optical magnetism is necessary to engi- multi-dimensional datasets, resulting in classification, regression,
neer the permeability at these frequencies. However, in typical clustering, and problem dimension reduction, all of which is practi-
metamaterials, the resonant frequency is linearly dependent on the cally impossible by human means alone. Consequently, machine
size of the unit cells (such as a split-ring-resonator), requiring learning algorithms have been successfully implemented in
extremely miniaturized fabrication at higher frequencies. Such pro- complex situations such as navigating self-driving vehicles, natural
posals with paired nanorod and metal-dielectric-metal fishnet language processing to read and interpret text and images, and the
structures are predicted to suffer from significant loss; conse- discovery of new drugs.83 In research fields such as biology, medi-
quently, they have never been directly observed. cine, and materials, the use of these algorithms is expanding our
The preceding discussion suggests that despite invisibility horizons with faster discoveries by leveraging existing fundamental
cloaking being a breakthrough in modern electromagnetics, a models and traditional know-how.
human-scale perfect cloak functional across the entire visible spec- More recently, the area of metamaterials has also followed this
trum is still a pipe dream. In this respect, Alu et al. concluded that trend and rightfully so.84–88 Machine learning techniques are
the main issues are related to fundamental causality and passivity already being adopted in other areas of optics and nanophoton-
limitations irrespective of specific cloaking techniques; that is, it ics.89 In the context of designing a practical cloaking device, in
would be impossible to realize ultimate stealth-like devices in this addition to solving an inverse design problem, algorithms can be
way.81 Inherent limitations in terms of linearity, time-invariant, powerful tools to predict and analyze the optical responses of
and passive media can be addressed by utilizing active and non- cloaking devices or detectors without time-consuming and expen-
linear systems.62,82 Several proposals have been made, although the sive simulations, which will permit the possibility of “intelligent
applicability of these cloaks to daily life remains questionable. invisibility” that is adaptive to movements, shapes, and the envi-
Consequently, the class of ray optics cloaking devices outlined in ronment. Recently, in a pioneering work, Qian et al. demonstrated
Sec. III, although not perfect, appears practical for many applica- an artificial-neural-network-embedded active metasurface micro-
tions where a large object needs to be rendered invisible. However, wave cloak capable of responding to changing incident wave-fronts
the compactness of these devices remains a challenge, making it and backgrounds in milliseconds without any human interven-
essential that new ideas continue to be developed. tion.58 Machine learning methods can also be used to design
Despite the many challenges outlined herein, it is undeniable optical elements that have improved and tailored properties so that
that in recent years, optical invisibility has become a fact rather they can be used without aberrations for the entire visible spectrum
than ideas from fiction books. Useful cloaking devices have been over large areas. This is particularly true for the geometric optics-
successfully realized beyond electromagnetics including acoustics, based cloaks outlined in Sec. III.
thermal, and fluidic devices, owing to their low-loss physical char- In ray optics cloaking devices, optical components such as
acteristics compared to optical devices. While most of the studies mirrors, prisms, lenses, etc., have a limited range of refractive
focus on fundamental physics and cloaking device proof of concept media. Consequently, the flexibility of the acceptance angle remains
designs, it is worth pointing out that the need for invisibility in narrow. While bulk optics helps to confirm life-size cloaking con-
modern society will remain high in the future. Starting from cepts at a theoretical level, actual implementation usually suffers
obvious applications in areas such as modern warfare, surveillance, from a small cloaking ratio. To that end, the use of active compo-
blind-spot removal in vehicles, spacecraft, and highly efficient solar nents such as displays has been adopted in some cases. Moreover,
cells, applications in sensing and display devices are virtually each optical component of various design geometries can also be
endless. While limitations in causality and passivity require funda- replaced using these optimized metamaterial- and metasurface-
mental breakthroughs in physics, there is great potential in taking based elements, thereby significantly reducing the overall size of
advantage of recent developments in artificial intelligence and addi- the existing bulk ray optics cloak structures. In addition, materials
tive manufacturing to improve low-profile practical passive or (active or passive), properties, geometries, and their combinations
active cloaks tuned for specific application scenarios. can be realized using artificial intelligence.
The design of metamaterials and metasurfaces is a multi- It is worth mentioning that in addition to the design chal-
dimensional complex optimization of the shapes and sizes of lenges, rapid prototyping and manufacturing of metamaterial

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-16


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

devices may appear to be an obstacle to the adoption of these 13


R. Fleury, F. Monticone, and A. Alù, Phys. Rev. Appl. 4, 037001 (2015).
14
devices in daily life. With the development of both design and H. Chen, B. Zheng, L. Shen, H. Wang, X. Zhang, N. I. Zheludev, and
manufacturing capabilities, it is foreseeable that flexible cloaks that B. Zhang, Nat. Commun. 4, 2652 (2013).
15
J. S. Choi and J. C. Howell, Opt. Express 22, 29465 (2014).
can function effectively at all incident angles with a high cloaking 16
R. M. Schittny, S. Kadic, S. Guenneau, and M. Wegener, Phys. Rev. Lett. 110,
ratio and a wide FOV could be mass produced at a low cost and 195901 (2013).
with high efficiency using roll-to-roll (R2R) methods. These fold- 17
M. Farhat, S. Guenneau, P.-Y. Chen, A. Alù, and K. N. Salama, Phys. Rev.
able or rollable devices are predicted to be applicable in all situa- Appl. 11, 044089 (2019).
tions by wrapping them around objects of arbitrary shape, making 18
L. Xu and J. Huang, Chin. Phys. Lett. 37, 080502 (2020).
cloaking devices practical in more common applications. Based on 19
L. Xu and J. Huang, Int. J. Heat Mass Transfer 159, 120133 (2020).
the requirements of emerging cloaking technologies, materials with 20
G. W. Milton, New J. Phys. 9, 359 (2007).
the desired refractive indices and transparency within target wave-
21
R. Fleury and A. Alù, Phys. Rev. B 87, 045423 (2013).
length ranges may be developed for metamaterial- or metasurface-
22
M.-R. Alam, Phys. Rev. Lett. 108, 084502 (2012).
based devices to replace current artificial materials that require
23
S. Zhang, D. A. Genov, C. Sun, and X. Zhang, Phys. Rev. Lett. 100, 123002
(2008).
complicated fabrication methods. 24
M. Fridman, A. Farsi, Y. Okawachi, and A. L. Gaeta, Nature 481, 62 (2012).
Moreover, the FOV of large cloaks using geometrical optics 25
M. W. McCall, A. Favaro, P. Kinsler, and A. Boardman, J. Opt. 13, 029501
can be improved if constituent materials with even higher refractive (2011).
indices become available in the future. To that end, additive manu- 26
B. Zhang, Light Sci. Appl. 1, e32 (2012).
facturing, which is a type of rapid digital manufacturing of parts 27
Y. Yang, B. Zhang, E. Li, and H. Chen, EPJ Appl. Metamaterials 1, 7 (2014).
based on layer-by-layer construction, offers great flexibility in fabri- 28
W. Cai, U. K. Chettiar, A. V. Kildishev, and V. M. Shalaev, Nat. Photonics 1,
cating complex parts with minimum lead times and waste.90 With 224–227 (2007).
an increasing number of materials—from plastics to metals—and
29
M. Yan, Z. Ruan, and M. Qiu, Phys. Rev. Lett. 99, 233901 (2007).
the continuing improvement in manufacturing precision at a
30
U. Leonhardt and T. Tyc, Science 323, 110 (2009).
31
R. Liu, C. Ji, J. J. Mock, J. Y. Chin, T. J. Cui, and D. R. Smith, Science 323, 366
micro-scale, 3D printed optics shows promise for future adop-
(2009).
tion.91 In future, we may see interplay between these seemingly 32
H. F. Ma and T. J. Cui, Nat. Commun. 1, 21 (2010).
unrelated areas of research to pave the way to enjoy optical cloaking 33
J. Valentine, J. Li, T. Zentgraf, G. Bartal, and X. Zhang, Nat. Mater. 8, 568
technology in everyday life. (2009).
34
L. H. Gabrielli, J. Cardenas, C. B. Poitras, and M. Lipson, Nat. Photonics 3,
ACKNOWLEDGMENTS 461 (2009).
35
T. Ergin, N. Stenger, P. Brenner, J. B. Pendry, and M. Wegener, Science 328,
This work was supported by Toyota Motor Corporation 337 (2010).
Research Grant. This work was also supported by the National 36
J. Fischer, T. Ergin, and M. Wegener, Opt. Lett. 36, 2059 (2011).
Research Foundation of Korea (NRF) grant funded by the 37
J. Zhang, L. Liu, Y. Luo, S. Zhang, and N. A. Mortensen, Opt. Express 19,
Korea government (MSIT) (No. 2019R1F1A1062380). This 8625 (2011).
38
research was supported by Basic Science Research Program M. Gharghi, C. Gladden, T. Zentgraf, Y. Liu, X. Yin, J. Valentine, and
through the National Research Foundation of Korea (NRF) X. Zhang, Nano Lett. 11, 2825 (2011).
funded by the Ministry of Education, Science and Technology
39
J. Zhang, Z. L. Mei, W. R. Zhang, F. Yang, and T. J. Cui, Appl. Phys. Lett. 103,
(No. 2020R1A4A1017915). 151115 (2013).
40
N. M. Estakhri and A. Alu, IEEE Antennas Wirel. Propag. Lett. 13, 1775
(2014).
DATA AVAILABILITY 41
B. Orazbayev, N. M. Estakhri, M. Beruete, and A. Alu, Phys. Rev. B 91, 195444
The data that support the findings of this study are available (2015).
from the corresponding author upon reasonable request.
42
B. Orazbayev, N. M. Estakhri, A. Alue, and M. Beruete, Adv. Opt. Mat. 5,
1600606 (2017).
43
L. Y. Hsu, T. Lepetit, and B. Kante, Prog. Electromagn. Res. 152, 33–40
REFERENCES
(2015).
1
V. G. Veselago, Sov. Phys. Usp. 10, 509 (1968). 44
X. Ni, Z. J. Wong, M. Mrejen, Y. Wang, and X. Zhang, Science 349, 1310
2
J. P. Pendry, A. J. Holden, D. J. Robbins, and W. J. Stewart, IEEE Trans. (2015).
45
Microwave Theory Technol. 47, 2075 (1999). Y. Yang, L. Jing, B. Zheng, R. Hao, W. Yin, E. Li, C. M. Soukoulis, and
3
D. R. Smith, W. J. Padilla, D. C. Vier, S. C. Nemat-Nasser, and S. Schultz, Phys. H. Chen, Adv. Mater. 28, 6866 (2016).
Rev. Lett. 84, 4184 (2000). 46
J. Yang, C. Huang, X. Wu, B. Sun, and X. Luo, Adv. Opt. Mater. 6, 1800073
4
J. Pendry, Nature 423, 22 (2003). (2018).
47
5
N. Zheludev and Y. Kivshar, Nat. Mater. 11, 917 (2012). C. Wang, Y. Yang, Q. Liu, D. Liang, B. Zheng, H. Chen, Z. Xu, and H. Wang,
6
J. B. Pendry, D. Schurig, and D. R. Smith, Science 312, 1780 (2006). Opt. Express 26, 14123 (2018).
7
U. Leonhardt, Science 312, 1777 (2006). 48
Z. Ruan and S. Fan, Appl. Phys. Lett. 98, 043101 (2011).
8
D. Schurig, J. J. Mock, B. J. Justice, S. A. Cummer, J. B. Pendry, A. F. Starr, and 49
B. Edwards, A. Alù, M. G. Silveirinha, and N. Engheta, Phys. Rev. Lett. 103,
D. R. Smith, Science 314, 977 (2006). 153901 (2009).
9
J. Li and J. B. Pendry, Phys. Rev. Lett. 101, 203901 (2008). 50
A. Alù and N. Engheta, Phys. Rev. Lett. 102, 233901 (2009).
10
A. Alù and N. Engheta, Phys. Rev. E 72, 016623 (2005). 51
A. Alù and N. Engheta, Phys. Rev. Lett. 105, 263906 (2010).
11
A. Alù, Phys. Rev. B 80, 245115 (2009). 52
P.-Y. Chen and A. Alù, Phys. Rev. B 84, 205110 (2011).
12
R. Fleury and A. Alu, Prog. Electromagn. Res. 147, 171 (2014). 53
P.-Y. Chen and A. Alù, ACS Nano 5, 5855–5863 (2011).

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-17


Published under an exclusive license by AIP Publishing
Journal of TUTORIAL scitation.org/journal/jap
Applied Physics

54 73
D. Rainwater, A. Kerkhoff, K. Melin, J. C. Soric, G. Moreno, and A. Alù, New H. Gross, H. Zugge, M. Peschka, and F. Blechinger, Handbook of Optical
J. Phys. 14, 013054 (2012). Systems, Aberration Theory and Correction of Optical Systems (Wiley-VCH,
55
Z. Hayran, R. Herrero, M. Botey, H. Kurt, and K. Staliunas, Phys. Rev. A 98, Weinheim, 2007), Vol. 3.
013822 (2018). 74
H. Chen and B. Zheng, Sci. Rep. 2, 255 (2012).
56
Z. Herrero, M. Botey, and K. Staliunas, ACS Photonics 5, 2068 (2018). 75
J. S. Choi and J. C. Howell, Opt. Express 23, 15857 (2015).
57
C. Huang, J. Yang, X. Wu, J. Song, M. Pu, C. Wang, and X. Luo, ACS 76
J. S. Choi and J. C. Howell, Optica 3, 536 (2016).
Photonics 5, 1718 (2018). 77
Z. J. Wong, Y. Wang, K. O’Brien, J. Rho, X. Yin, S. Zhang, N. Fang, T.-J. Yen,
58
C. Qian, B. Zheng, Y. Shen, L. Jing, E. Li, L. Shen, and H. Chen, Nat. and X. Zhang, J. Opt. 19, 084007 (2017).
Photonics 14, 383 (2020). 78
N. Fang, H. Lee, C. Sun, and X. Zhang, Science 308, 534 (2005).
59
C. M. Bender and S. Boettcher, Phys. Rev. Lett. 80, 5243 (1998). 79
P. Y. Chen, J. Soric, and A. Alu, Adv. Mater. 24, OP281 (2012).
60
Z. Lin, H. Ramezani, T. Eichelkraut, T. Kottos, H. Cao, and 80
P. Y. Chen, C. Argyropoulos, and A. Alù, Phys. Rev. Lett. 111, 233001
D. N. Christodoulides, Phys. Rev. Lett. 106, 213901 (2011). (2013).
61
X. Zhu, L. Feng, P. Zhang, X. Yin, and X. Zhang, Opt. Lett. 38, 2821 (2013). 81
F. Monticone and A. Alù, Optica 3, 718 (2016).
62
D. L. Sounas, R. Fleury, and A. Alù, Phys. Rev. Appl. 4, 014005 (2015). 82
A. Chen and F. Monticone, IEEE Trans. Antennas Propag. 68, 1655 (2020).
63
A. Kord, D. L. Sounas, and A. Alù, Phys. Rev. Appl. 10, 054040 (2018). 83
S. Angra and S. Ahuja, in 2017 International Conference on Big Data Analytics
64
T. Amemiya, M. Taki, T. Kanazawa, T. Hiratani, and S. Arai, IEEE J. Quantum and Computational Intelligence (ICBDAC), Chirala (IEEE, 2017).
Electron. 51, 1 (2015). 84
M. A. Bessa, P. Glowacki, and M. Houlder, Adv. Mater. 31, 1904845 (2019).
65
C. He, X.-L. Zhang, L. Feng, M.-H. Lu, and Y.-F. Chen, Appl. Phys. Lett. 99, 85
A. Bacigalupo, G. Gnecco, M. Lepidi, and L. Gambarotta, J. Optim. Theory
151112 (2011). Appl. 187, 630 (2020).
66
S. A. R. Horsley and S. Longhi, Am. J. Phys. 85, 439 (2017). 86
Z. Hou, T. Tang, J. Shen, C. Li, and F. Li, Nanoscale Res. Lett. 15, 83 (2020).
67
S. Longhi, Opt. Lett. 41, 3727 (2016). 87
E. Ashalley, K. Acheampong, and L. V. Besteiro, Photonics Res. 8, 1213
68
J. C. Howell, J. B. Howell, and J. S. Choi, Appl. Opt. 53, 1958 (2014). (2020).
69
D. Banerjee, C. Ji, and H. Iizuka, Sci. Rep. 6, 38965 (2016). 88
P. Hougne, M. F. Imani, A. V. Diebold, R. Horstmeyer, and D. R. Smith, Adv.
70
T. Lee, T. Nomura, E. Dede, and H. Iizuka, Phys. Rev. Appl. 11, 024022 Sci. 7, 1901913 (2020).
89
(2019). Z. A. Kudyshev, A. V. Kildishev, V. M. Shalaev, and A. Boltasseva,
71
B. Zhang, Y. Luo, X. Liu, and G. Barbastathis, Phys. Rev. Lett. 106, 033901 Nanophotonics 10, 371 (2020).
(2011). 90
D. L. Bourell, D. W. Rosen, and M. C. Leu, 3D Print. Addit. Manuf. 1, 6
72
X. Chen, Y. Luo, J. Zhang, K. Jiang, J. B. Pendry, and S. Zhang, Nat. Commun. (2014).
2, 176 (2011). 91
G. Shao, R. Hai, and C. Sun, Adv. Opt. Mater. 8, 1901646 (2020).

J. Appl. Phys. 129, 231101 (2021); doi: 10.1063/5.0048846 129, 231101-18


Published under an exclusive license by AIP Publishing

You might also like