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ß The Author 2006.

Published by Oxford University Press in association with The London School of Hygiene and Tropical Medicine. All rights reserved.
doi:10.1093/heapol/czj014 Advance Access publication 24 January 2006

Government–NGO collaboration: the case


of tuberculosis control in Bangladesh
A N ZAFAR ULLAH,1 JAMES N NEWELL,1 JALAL UDDIN AHMED,1 M K A HYDER2 AND
AKRAMUL ISLAM3

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1
Nuffield Centre for International Health and Development, Institute of Health Sciences
and Public Health Research, University of Leeds, UK, 2National TB Control Programme (NTP),
Bangladesh and 3Bangladesh Rural Advancement Committee (BRAC), Bangladesh

This study analyzes the basic concepts and key issues of existing collaboration between government
and non-governmental organizations (NGOs) in health care, using as an example the implementation
of the DOTS (formerly an abbreviation for directly observed treatment, short course) strategy for
tuberculosis (TB) control in Bangladesh. It also examines efforts by the Government of Bangladesh to
improve health services delivery, especially for the poor, through collaboration with NGOs. Data were
collected in 2001 and 2002 as a part of the process of developing a public-private partnership model for
TB care in Bangladesh. Analyses of existing collaboration models in TB control strongly suggest that
the government and NGO sectors can be complementary in controlling TB. We found an increasing
trend of government collaborating with NGOs in implementing TB control programmes. The study
indicates that government–NGO collaboration is an effective way of improving access to and quality of
TB and other health care services.

Key words: government–NGO collaboration, health care, NTP, tuberculosis, DOTS, Bangladesh

Introduction instance, the government and NGOs collaborate to


a certain degree to provide health care, especially to
For many countries, it is the responsibility of the vulnerable populations such as women, children and the
government to assure health care provision for the
poor. Within such collaboration, the government retains
whole population. But the public health agenda has
ownership in the areas of policy formulation and
become so large that the governments of these countries
implementation, human resource development and bud-
have been unable to provide adequate health care
getary control. NGOs concentrate on facilitating the
(Buse and Waxman 2001). This has led organizations
outside the government to assume part of that responsi- activities within national policies and strategies (MOHFW
bility. Moreover, there is a growing recognition by 1998). NGOs provide quality services (NTP 2003; Guda
government and international organizations that the et al. 2004; Mercer et al. 2004) in accordance with the
involvement of all stakeholders is needed if health services national policy guidelines, but lack deliberate plans to
are to reach the poor (Korten 1991; World Bank 1998; build the capacity of government services. Moreover,
WHO 2001a). Further, continued bilateral relationships there is no set process to encourage governments to move
between donors and non-governmental organizations from restrictive bureaucracy towards creating a facilitat-
(NGOs) have created a window of opportunity for ing policy environment for collaboration. In order to
government–NGO collaboration (Begum 2000; WHO develop consistent and workable policy, clear under-
2001a; Zafar Ullah 2002; Management Sciences for standing of the nature, principles, strengths and weak-
Health 2004). Research evidence indicates that working nesses, and challenges of the existing government–NGO
in isolation can result in duplication of efforts and failure collaboration is essential. This paper, therefore, attempts
to accomplish health goals, whereas collaboration among to investigate different government–NGO collaborations
health care providers can generate synergy and facilitate in the health sector in Bangladesh, more specifically
the flow of information (World Bank 1996; UNICEF the case of the National TB Control Programme (NTP),
1999; Begum 2000; Barkat and Islam 2001; Thomas and in the light of movement towards wider collaboration to
Curtis 2001; Hurtig et al. 2002; WHO 2003; Gomez- achieve national health goals.
Jauregui 2004; Mercer et al. 2004; Newell et al. 2004).
The paper first examines the experiences of different
In some developing countries, non-government stake- projects promoting government–NGO collaborations in
holders cover a major component of health care the health and population programme in Bangladesh,
(Green 1987; Magagula et al. 1997). In order to avoid to identify the policies within which these collaborative
clashes, it is necessary for the health care providers projects are being implemented and the different mecha-
in these countries to collaborate. In Bangladesh, for nisms by which providers of health care collaborate.
144 A N Zafar Ullah et al.

Assessments are made as to how certain factors such


as government–NGO relations, health sector strategy, Competition Coordination Control

regulatory frameworks and institutional characteristics Cooperation Collaboration


have catalyzed or constrained collaboration. The mutual
benefits and contributions of collaborating partners are Source: Green and Matthias (1997).
then analyzed, noting that both government and NGOs
Figure 1. The competition-control continuum
must contribute in order to sustain government–NGO
collaboration. This section finally identifies the key

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considerations which are critical to any successful
collaboration. ‘Competition’ is perhaps the easiest to conceptualize.
Organizations compete with each other and there is
To understand the impact and effectiveness of any almost no functional linkage and communication between
collaboration, it is helpful to analyze a specific example them. ‘Cooperation’ can be seen as a one-off relationship
of government–NGO collaboration. The second part of where organizations cooperate around certain issues or
the paper, therefore, looks at government–NGO collab- at certain times; although the organizations communicate
oration in tuberculosis (TB) control, in order to focus on with each other, they maintain almost complete autonomy
specific modes of collaboration. Here, the ‘government’ (Green and Matthias 1997). Another view is a deliberate
is the NTP, which collaborates with a group of NGOs relationship between otherwise autonomous organizations
to implement the DOTS (formerly an abbreviation for for joint accomplishment of individual operating goals
directly observed treatment, short-course) strategy. We (Rogers and Whetten 1982). The World Health
review the existing evidence in TB control to distinguish Organization referred to ‘coordination’ as ‘keeping each
the respective roles of the NTP and NGOs, and outcomes other informed’ to avoid duplication of efforts (WHO
of collaboration between the NTP and NGOs in 1999). It also represents an on-going and structured
implementing DOTS. This section further analyzes the relationship between independent organizations for
strengths, weaknesses and difficulties of collaboration, mutual benefit (Green and Matthias 1997), or ‘a structure
before identifying opportunities and constraints for or process of concerted decision making or action wherein
collaboration in TB control, leading to the development the decision or action of two or more organizations are
of principles for government–NGO collaboration. The made simultaneously in part or in whole with the same
article concludes by arguing that government and NGOs deliberate degree of adjustment to each other’ (Rogers
can be complementary in achieving national health goals. and Whetten 1982).

‘Collaboration’ is often described as ‘joint activity’


Government, NGOs and collaboration: definitions or ‘working together’, where two or more organizations
In order to analyze the collaboration between the work closely together and share resources and responsi-
government and NGOs, it is important to define these bility for common goals and purpose (Omondi et al.
three terms in the context of broad health care activities. 1993; Green and Matthias 1997; Magagula et al. 1997;
The diversity of NGOs strains any simple definition. WHO 1999). It implies temporal accomplishment
In wider usage, the term NGO is applied to any organiza- of jointly agreed tasks, where continued institutional
tion which is: (1) self-governing and independent from linkage is not important (Bhattacharya and Ahmed
government, (2) not explicitly created for profit, and 1995). Collaboration can take place at different stages
(3) has meaningful voluntary content (Green 1987; and in different ways. It is increasingly recognized,
Mburu 1989; Smith 1989; Asian Development Bank however, that collaboration should not mean
1999; Gomez-Jauregui 2004). For the purpose of this ‘sub-contracting’, but a genuine partnership between
article, we conceive NGOs as those civil society organiza- organizations based on mutual respect, and acceptance
tions which basically accord with all the above criteria of the independence of the collaborating organizations
and are providing health care in Bangladesh. The concerning their vision and approaches (Korten
‘government’ represents both central (e.g. Ministry of 1988; UNFPA 1995; Magagula et al. 1997;
Health, Directorate General of Health Services) and Begum 2000). For this study, we have used the term
local government (e.g. Districts, Municipalities) health ‘collaboration’ broadly to encompass cooperation and
authorities. coordination.

In order to conceptualize ‘collaboration’, we delineate Finally, ‘control’ is a relationship where one organization
different terms being used to express the relationship gains control over others (Green and Matthias 1997;
between the government and NGOs. Green and Matthias Begum 2000).
(1997) have argued that relationships between organiza-
tions form a continuum of increased structure, decreased
autonomy and intensified communication. The continuum
Methods
starts with competition, progresses through cooperation
to coordination and then on to collaboration, finally The study was carried out as part of the process
ending in control (Figure 1). of developing a locally appropriate public-private
Government–NGO collaboration in TB control 145

partnership model in the NTP in Bangladesh. The specific poverty-related infectious diseases, which are exacerbated
objectives of this research were to: by and contribute to malnutrition (World Bank 1993;
Abedin 1997; MOHFW 1998; Bangladesh Bureau of
 Review existing government–NGO collaboration Statistics 1999; WHO 2003).
mechanisms, and the policy environment within which
the collaboration is being nurtured and developed; Constitutionally, the state is responsible for providing
 Review the NTP as a case study for government–NGO basic health care to its population. The Government of
collaboration; Bangladesh (GOB) therefore runs an extensive network

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 Analyze the pros and cons of government–NGO of hospitals and dispensaries, but the services suffer from
collaboration in the Bangladesh health sector, taking shortages of resources and mismanagement, and lack of
the TB control programme as an example; accountability (Azad and Haque 1999; Barkat et al. 2000).
 Examine existing relationships between the government Furthermore, in hard-to-reach areas, health care services
and NGOs; are either absent or inaccessible. This situation has led
 Identify opportunities for and constraints to NGOs and other voluntary organizations to grow and
government–NGO collaboration. to take responsibility for providing much of the country’s
health and social welfare services. Current estimates
Both primary and secondary data were collected to suggest that NGOs provide services to almost one-quarter
address the research objectives. Secondary data were of the total population (Rahman 2003). Bangladesh
collected through review of relevant literature, policy has probably the most active NGO sector in the world,
papers, programme reports and registers, and other with over 6000 registered NGOs. Of that, about a quarter
related published or unpublished consultants’ reports. is considered active. Two – the Bangladesh Rural
Electronic searches were made of Medline, Popline, Advancement Committee (BRAC) and the Grameen
PubMed, Web of Science, the University of Leeds library Bank – are very large with nationwide capacity and
databases, and the websites of international organizations, coverage. Most NGOs pursue a dual strategy, addressing
using the specific key words: ‘‘government-NGO collab- poverty (through micro-credit schemes) as well as provid-
oration’’, ‘‘collaboration’’, ‘‘partnerships’’, ‘‘health ing service delivery programmes, particularly for educa-
sector’’, ‘‘tuberculosis’’, ‘‘DOTS’’, ‘‘NTP’’, ‘‘NGO’’, tion, agriculture, health and other related areas. These
‘‘South Asia’’ and ‘‘Bangladesh’’. organizations generally follow the target-group approach,
giving greater priority to the poor and other vulnerable
Primary qualitative data were obtained through consulta- groups (Azad and Haque 1999; Begum 2000; MOHFW
tive meetings and interviews with government and NGO 2000).
programme managers of jointly implemented TB control
activities. Semi-structured questionnaires and guide- There is growing recognition that NGOs have consider-
lines were used for the interviews, and minutes of the able power to improve health-seeking behaviour and the
consultative meetings were kept for subsequent analysis. capacity of the community. NGOs are considered to be in
Interviews were informal and interactive, which allowed a better position to impose user fees that can lead to cost
collection of in-depth information and personal insights. recovery and community participation. They are thought
Data were also gathered from proceedings of two review to be closer to the people and more aware of community
meetings held in Dhaka and Chittagong, jointly organized needs. Their success in economic empowerment of the
by the NTP, local government and NGOs. poor, polio eradication, sanitation, environmental con-
servation and in non-formal education programmes have
strengthened both the government’s and community
Results beliefs that NGOs can effectively contribute to achieve
national targets (Hadi 2000; Westergaard 2000; Ahmad
Government–NGO collaboration in Bangladesh 2001, 2003; Rahman 2003; WHO 2003).
Background
Government–NGO collaboration in the health sector
With a population of 130 million, Bangladesh is divided is not new in Bangladesh. Collaboration between
into six divisions, 64 districts and 497 upazilas (sub- the government and NGOs in TB, maternal and child
districts). More than 80% of the population live in rural health and family planning, Extended Programme
areas and 64% of the population are directly involved of Immunization, leprosy elimination and nutritional
with agriculture. Bangladesh is one of the poorest programmes has been efficient and effective. CARE-
countries, with enormous health and development chal- Bangladesh’s reproductive health project, BRAC’s health
lenges. Only 47% are literate, gross income per capita is and development programmes, and the leprosy control
low (US$277) and more than half of all households live in programmes of Health, Education and Economic
poverty. Key health indicators are less than satisfactory. Development (HEED) are among many outstanding
For instance, the maternal mortality ratio is in the range examples of successful government–NGO collaboration
of 320 to 400 per 100 000 live births, the infant mortality (Perry 1999; Zafar Ullah 2001, 2002). Under the current
rate is 728 per 100 000 live births, life expectancy is around Health and Population Sector Programme, the govern-
60 years, and less than 40% of the population has ment and NGOs collaborate through a sector-wide
access to basic health care. The main causes of death are approach to deliver an Essential Services Package
146 A N Zafar Ullah et al.

(MOHFW 1998; World Bank 1998). It is envisaged that resources to the Essential Services Package (ESP); and
the government and NGOs need to adhere to the guiding reform of the health sector to lay the foundation for
principle laid down in the Programme Implementation greater involvement of NGOs and the private sector in
Plan of the Health and Population Sector Programme, to ESP service delivery. The recent Five-Year Health and
further strengthen mutually supportive and complemen- Population Sector Programme (which began in 1998) set
tary relationships between government, NGOs and the out the basic principles for government–NGO collabora-
private sector (Perry 1999; Begum 2000). tion, recognizing the importance of mutual respect, trust
and expertise within the overall framework of national

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Policy environment for government–NGO development (MOHFW 1998; World Bank 1998;
UNICEF 1999; Begum 2000; Barkat and Islam 2001).
collaboration in Bangladesh
The National Health Policy also recognizes the need to
A number of rules and regulations exist in Bangladesh integrate effort between the government and NGOs in
that are intended to control and regulate NGO activities. carrying out health care services (Perry 1999; UNICEF
These have provided the legal and regulatory framework 1999; MOHFW 2000).
which allows NGOs to secure legal identity and seek
assistance from the government, and also regulate their Clearly, there is a paradigm shift regarding NGO and
relationship with the government. The following four private sector involvement in public sector health care
laws and ordinances were found to have substantial provision. For example, the GOB’s Fifth Five-Year Plan
implications for government–NGO relationships: (1997–2002) included several statements about the nature
of involvement of NGOs and the private sector in health:
 The 1861 Societies Registration Act: This Act sets ‘Involvement of the private sector and NGOs will be
out ways in which a voluntary organization should be promoted with a view to achieving the spirit of partici-
set up, managed and maintain control of its accounts. pation and ownership in health development . . . . The
Although its use has gradually decreased, some old role of government will be limited to policy setting,
NGOs are registered under this Act. monitoring and control’ (p. 463); ‘The existing research
 The 1961 Voluntary Social Welfare Agencies institutes . . . will be strengthened . . . collaboration of pri-
(Regulation and Control) Ordinance: This Ordinance vate organizations/institutes and NGOs will be fostered’
compels NGOs that intend to render voluntary services (p. 471). One of the main features of the recent Health and
in any specific areas to register with the government Population Sector Programme is to establish partnership
(Department of Social Welfare). Many NGOs are with NGOs in the provision of health care services.
registered under this ordinance and the registration Under the National Health Policy, NGOs and other
process is relatively less cumbersome than for the 1861 voluntary organizations are encouraged to work as
Act above. ‘complementary forces’ to the government’s efforts
 The 1978 Foreign Donations (Voluntary Activities (Perry 1999; UNICEF 1999; MOHFW 2000; Barkat and
Regulation) Ordinance: This law regulates NGOs on Islam 2001; Ahmad 2003).
the receipt and expenditure of any foreign donations
or contributions for voluntary activities. Relationships between NGOs and the
 The 1982 Foreign Contribution (Regulation)
Government of Bangladesh
Ordinance: Promulgated in 1982, this ordinance
requires NGOs to seek prior government approval The relationship between NGOs and the GOB has been
each time they receive or intend to receive any foreign and is mixed, varying from having parallel or competitive
contribution – either cash or in kind. activities to cooperation and collaboration for social
sector programmes (Asian Development Bank 1999;
Two government agencies are responsible for the regis- UNICEF 1999; Begum 2000; Zafar Ullah 2002). Table 1
tration and monitoring of NGOs: the Bangladesh NGOs shows the types of government–NGO relationships
Affairs Bureau (NGOAB) and the Department of Social existing in Bangladesh. Some of them correspond with
Welfare. NGOAB was created in 1990 to provide one-stop the types of relationships described in the ‘competition-
services for NGOs for registration and processing project control continuum’ (Figure 1), but some are context
approvals. In 1996, the GOB established a consultative specific and have clear overlaps. In some cases, the
council known as the ‘Government–NGO Consultative government considers NGOs as its opponents, hence
Council (GNCC)’ to provide a forum for open dialogue relationships often become hostile. However, there is
between the government and NGOs. The council has increasing cooperation and collaboration between the
23 member positions consisting of nominated representa- government and NGOs, particularly in poverty allevia-
tives from the government and NGOs (World Bank tion, health, education and other social welfare activities
1996; Asian Development Bank 1999; UNICEF 1999; (Asian Development Bank 1999; Begum 2000; Hadi 2000).
Begum 2000). The government’s policies and legal frameworks within
which these relationships take place inevitably affect
In order to address the huge burden of poverty-related its day-to-day relations with NGOs. Furthermore, local
infectious diseases, the GOB identified two major government structures play an important role in main-
strategies in its Health and Population Sector Strategy taining good relationships with NGOs in coordinating
introduced in 1998: higher allocation of public sector health and other NGO-run activities at local levels
Government–NGO collaboration in TB control 147

Table 1. Types of government–NGO relationships existing in Bangladesh

Types of relationships Description of relationships

Competitive and parallel activities  Activities in the public and private sectors are run within the same geographic area, targeting the
same clients and competing for the same resources. This type of relationship is more applicable
to those NGOs which depend on service charges for their sustainability.
 GOB and NGOs carry out activities without any mutual contact or acknowledgement
of each other’s work. For example, some local NGOs and voluntary organizations are

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providing general health care services without any linkages with government services or
programmes.
Coordination and complementary  The nature and types of services complement each other either by design or by coincidence. For
service provision example, community-based outreach and distribution of contraceptives carried out by NGOs
contributed significantly to the success of the national family planning programmes.
Coordination is through different committees and stakeholders meetings at various levels.
Cooperation and collaboration  In the health sector, NGOs work together with GOB in planning and implementing health
programmes. Under the Health and Population Sector Programme, NGOs are assigned to
deliver ESP through an agreed contractual framework. For example, CARE-Bangladesh
is collaborating with GOB to improve reproductive health services in four districts, and
BRAC, DFB, HEED, NSDP and UPHCP are collaborating with the National TB Control
Programme to implement DOTS in 259 (56%) Upazilas and four metropolitan cities through
a Memorandum of Understanding signed in 1995.

Source: Based on data from World Bank (1998); Asian Development Bank (1999); Perry (1999); UNICEF (1999); NTP (2002); Zafar Ullah
(2002).
Notes: GOB ¼ Government of Bangladesh; ESP ¼ Essential Services Package; DFB ¼ Damien Foundation, Bangladesh; HEED ¼ Health,
Education and Economic Development; NSDP ¼ NGO Service Delivery Project; UPHCP ¼ Urban Primary Health Care Project.

(World Bank 1998). In particular, local governments are Project, and the Reproductive Health, Extended
collaborating with NGOs in selecting sites for Community Programme of Immunization and TB/Leprosy pro-
Clinics, and in social mobilization and sanitation pro- grammes of the ESP under the Health and Population
grammes (Asian Development Bank 1999; Hadi 2000). Sector Programme.
However, the level of commitment from local government  Patronage: This form of collaboration evolves when
varies widely, and is specific to the quality and motivation one institution expresses interest in supporting another
of individual leadership (Fernandez 1987; World Bank institution to strengthen its institutional capacity. Here
1998; Asian Development Bank 1999). they bind together to deliver some defined service, and
also share ideas about common vision. This form of
collaboration, though uncommon, has been practiced
to some extent by the Ministry of Health and Family
Mechanisms to involve NGOs in health
Welfare (MOHFW) in supporting NGOs for innova-
sector programming tive programmes during the Fourth Population and
Within the perspective of government–NGO collabora- Health Project (1992–98). Although it achieved high
tion, several mechanisms or frameworks have been tried levels of success, it was discontinued during the Health
to involve NGOs in the health sector programmes. Due and Population Sector Programme.
to the diversity of NGOs and their differing relationships  Partnering: This requires the perception that each
with the government, these mechanisms have evolved partner has something to contribute. Partnering implies
over time (MOHFW 1998; World Bank 1996, 1998; Perry sharing both risks and benefits, and its guiding
1999; Begum 2000; Barkat and Islam 2001; MOHFW principle is based on commitment to reciprocity,
2001; NTP 2002): sovereignty and equity. Although this is rare in the
Bangladesh health sector, some NGOs, such as BRAC,
 Networks/consultation/representation: This is the CARE-Bangladesh, Oxfam and CONCERN-
simplest form of collaboration. NGOs participate in Bangladesh, are promoting this type of partnership in
different taskforces and committees, especially under their health and family planning programmes.
the Health and Population Sector Programme. NGOs
also serve as effective linkages between the planners/
Government–NGO collaboration – common
financiers of a project and its beneficiaries.
 Contractual agreements: Under this mechanism, ground and differences
government requests or assigns NGOs to undertake A number of studies have shown that the government
a specific task on its behalf. Usually, this is achieved and NGOs have common goals and vision with respect
through soliciting proposals or one-to-one negotiation. to social sector development, particularly in health and
This is the commonest form of collaboration mecha- nutrition, poverty alleviation, human resources develop-
nism, and in general, GOB defines partnership as such. ment, environmental protection, non-formal education
Examples include the Bangladesh Integrated Nutrition and women’s development (Perry 1999; Begum 2000;
148 A N Zafar Ullah et al.

Table 2. Differences in basic institutional approach and structures between the government and NGOs in health

Area Government NGOs

Health, nutrition and Within policies and strategies of overall health Most NGOs focus on specific public health
sanitation concerns development, for example, Health and Population problems, geographic area and targeted
Sector Strategy, National Health Policy. population.
Resources Capability to generate own resources plus donor Mostly dependent on donations, contracts and
assistance. donor funding.

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Management Guided by rules and regulations with limited scope Guided by organizational constitution but
for flexibility in operations. relatively simpler and more flexible.
Compliance and effectiveness Currently, a centralized bureaucratic structure is in Effectiveness determined by ability to mobilize
place and the quality of services is dependent on target groups at the grassroots level.
the nature of governance. Reform is in progress
under the Health and Population Sector
Programme.

Source: Compiled from UNICEF (1999); Asian Development Bank (1999); Begum (2000); WHO (2000); WHO (2001a); Zafar Ullah (2002);
and key informant interviews.

Table 3. Benefits gained and contributions made by the agencies in a government–NGO collaboration

Government NGOs

Benefits  Better services to the people with higher coverage  Enhanced image to the community of responsiveness
leading to improved health; towards social and health issues;
 Re-allocation of funds to other priorities, especially for  Team motivation (for socially engaged agencies);
the poorest;  Shared risks and results;
 More opportunity and availability of tools and  Influence in national development agenda;
techniques for service delivery and research;  Publicity received from government-run media;
 Change of attitudes and management style, learning  Higher visibility and credibility;
from mutual strengths;  Increased profit scope (for-profit NGOs);
 Programme efficiency improved;  Competitive advantage gained.
 Greater programme sustainability.
Contribution  Legitimacy/institutional support;  Management and marketing expertise;
 Facilitative regulatory mechanisms, less bureaucracy;  Client-oriented services and product development;
 Resources channelling and resource allocation;  Resources;
 Grants and cash-flow mechanisms;  Helping sustainability and low-pricing of services;
 Best practices and global vision;  Training facilities and expertise;
 Access to public media networks.  Community sensitization and awareness building.

Source: Based on information from UNICEF (1999); Begum (2000); Zafar Ullah (2002); and key informant interviews.

Ahmad 2001). However, the basic institutional approach category. They differ from each other in terms of size,
to addressing the social and health problems is different site, nature and characteristics, and their commitment
between government and NGOs (Table 2). An effective towards the communities they serve. About 24 000
collaboration should therefore recognize the differences NGOs are registered with the Department of Social
and build on the basis of the respective advantages of Services and about 1300 NGOs are registered with the
government and NGOs (Begum 2000; WHO 2001a). NGO Affairs Bureau. This heterogeneity of the NGOs has
made the task of developing workable policies and
Benefits and contributions of collaborating partners mechanisms difficult (Barkat et al. 2000; Begum 2000;
Neaz 2004).
To develop and sustain a government–NGO collabora-
tion, both government and NGOs must see considerable Under the Health and Population Sector Programme
gain from it, and that if both stand to gain from the the government recognized that client-centred provision
collaboration, they have much to contribute. Table 3 of the ESP would require an effective sector-wide
summarizes the benefits gained and the contributions partnership with NGOs, but no clearly defined framework
offered by each sector in a government–NGO partnership. for collaboration has so far been developed. Moreover,
the lack of government capacity (including technical
capacity and manpower) to adequately manage the
NGO involvement – risks and challenges
process of NGO involvement poses a big challenge.
Despite the availability of evidence indicating government-
NGO collaboration to be successful, there are still serious One of the most noteworthy trends in Bangladesh is the
concerns over the continued involvement of NGOs in increasing role of NGOs in economic and social activities,
the health field. NGOs are not a homogeneous including health. More schools, health and economic
Government–NGO collaboration in TB control 149

(mainly micro-credit) programmes, and environmental (MOHFW 2001). From its introduction in 1993, the
services are now being managed by NGOs, while the internationally recognized DOTS strategy for TB control
government’s conventional role has shrunk considerably. has suffered from limited capacity and quality. Shortages
While the advantages of this paradigm shift are widely of physical infrastructure and appropriately trained health
recognized, there is also recognition of the risk of further and laboratory personnel mean patients may need to
weakening government health care delivery and thus travel considerable distances to health facilities, and have
increasing the health care system’s vulnerability to the lengthy waits to be seen when they arrive. Furthermore,
changing priorities of NGOs and their donors. there is considerable stigma associated with TB. These

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factors combine to limit patients’ ability or desire to seek
There are still cases in which ideological differences and care from publicly provided TB services, but rather
lack of institutional openness continue to feed mistrust. encourage them to seek initial diagnosis and treatment
In addition, the negative attitude of government officials from private sector providers of any sort (Hussain 2001;
about NGO involvement in health care activities clearly WHO 2001b; Guda et al. 2004; Newell et al. 2004).
indicates a lack of understanding of NGOs’ vision and
the nature of their work, whilst many NGOs have The treatment success rate rose to 84% for the 2001
concerns about difficulties in accessing donor funds cohort but could not quite reach the target level due to
which are channelled through the government. The high (7%) default rates. Case notification rates, however,
process of NGO selection was found to be cumbersome, lag far behind the target level: although the DOTS
full of bureaucracy and wasted time (World Bank 1996; population coverage was nominally 95%, the estimated
Magagula et al. 1997; Barkat et al. 2000; Begum 2000; case detection rate by the DOTS programme was only
Gomez-Jauregui 2004). 32% in 2002 (WHO 2004). There remains a big gap
between population coverage and the case detection rate.
Government–NGO collaboration – key considerations This is mainly because only about half of the population
truly has access to the DOTS programme, and most
Based on the review and analyses of different
TB patients prefer to seek care from the private sector.
government–NGO collaboration models in the health
Moreover, a large number of self-reported cases remain
sector of Bangladesh, we identify certain essential pre-
undetected due to lack of adequate skilled personnel in
conditions which are critical to successful and sustainable
the health facilities (NTP 2002, 2003; Newell 2002; Guda
collaboration between the government and NGOs (Begum
et al. 2004; WHO 2004; Zafar Ullah et al. 2004).
2000; WHO 2000; Barkat and Islam 2001). These are:
In line with international guidelines, the Bangladesh
 mutual respect and trust;
NTP is generally clinic-based, and there is only one bed
 recognition of mutual strengths and values, and
available per 500 TB cases (Chowdhury et al. 1997). The
comparative advantages;
lowest-level health facilities providing appropriate TB
 favourable policies, laws and regulatory frameworks;
care are Upazila Health Complexes located in the upazila
 effective mechanisms to monitor, measure and learn;
headquarters (one hospital per 250 000 population). Most
 transparency and accountability;
of these facilities are short of skilled staff, equipment and
 involvement of all stakeholders at every step;
drugs, especially in rural areas. There are few specialized
 continued commitment of collaborating partners.
institutions for TB, and those that exist are situated
mostly in cities. In addition, frequent movements of staff
Government–NGO collaboration for TB as well as patients, inadequacy of the transport system,
control in Bangladesh long distance to health facilities, and lack of clients’
trust in the health care system have adverse affects on
In this section, we use the example of collaboration in TB access to and quality of TB care (Chowdhury et al.
control to highlight specific issues. 1991; Chowdhury 1999; UNICEF 1999; MOHFW 2000).
Given these constraints, it is essential to utilize the
Background
potential and resources of NGOs and the private sectors
In Bangladesh, the burden of communicable diseases in order to ensure wider coverage and the planned
including TB is high compared with other South Asian expansion of DOTS. The government has the responsi-
countries, and the HIV/AIDS epidemic is imminent. The bility of determining policy guidelines and supplying
incidence of TB in 2001 was estimated at 105 per 100 000 logistics, while NGOs, through their extensive community
population, with a caseload of over 30 000. There were networks, can help the NTP to tackle the huge unmet need
70 000 deaths due to TB in 2001, and the death toll is for TB care (NTP 2002).
expected to rise due to the HIV epidemic (World Bank
1998; UNICEF 1999; DHS 2000; NTP 2002; WHO 2004).
Government–NGO collaboration in implementing DOTS
The overall aim of the NTP is to reduce the transmission Bangladesh presents a good example of government–
of TB until it is no longer a public health problem NGO collaboration in the countrywide expansion of
(NTP 2002). The immediate objectives are to increase the DOTS under the NTP. At present, NGOs and the
cure rate of sputum smear-positive cases to 85%, and to private sector jointly cover more than half of
increase case detection to 70% of the estimated incidence the entire NTP activities, in both rural and urban areas
150 A N Zafar Ullah et al.

Table 4. Areas of government–NGO collaboration in TB control in Bangladesh

Area of collaboration Government NGOs

Policy  National policies and strategies supporting  Programme and management policies
collaboration based on national guidelines
 National TB guidelines and protocols  Utilization of resources
Implementation  Equipment and lab supplies  Specific areas
 Overall coordination

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Case finding and case holding  Referral centres  Diagnosis, treatment and follow-up
 Reference laboratory  Late patient tracing
Training  Training materials  Local training
 Training of trainers (TOT)
Drug supply  Central procurement  Local storage and distribution
 Distribution  Supply indent
Monitoring and supervision  Registers/forms  Registration/reporting
 Overall monitoring and supervision  Local monitoring and supervision
Behavioural change communication  National campaigns  Local campaigns

Source: Based on data from MOHFW (2001); Hussain (2001); NTP (2003); and key informant interviews.

RDRS LAMB
(Hussain 2001; MOHFW 2001; NTP 2001, 2002; WHO HEED
3%
5% 1%
2004). This collaboration is based on a Memorandum of
Understanding signed in 1995 between the government DBLM
and six NGOs, namely, BRAC; the Damien Foundation; 2%

the Danish Bangladesh Leprosy Mission; Health, Education


and Economic Development; Rangpur Dinajpur Rural DF
16%
Services; and Lutheran Aid to Medicine Bangladesh. The
GO
main purpose of the Memorandum is to outline specific 50%
tasks for the government and partner NGOs (see Table 4)
in the delivery of DOTS in defined areas (MOHFW 2001;
NTP 2002, 2003).

There is an increasing trend of government collaboration BRAC


with NGOs in implementing DOTS. The NTP started 23%
implementing DOTS with BRAC in four upazilas in 1993 Figure 2. Government–NGO split for DOTS coverage by
and within 5 years the NGO coverage had risen to 186 upazilas in 2001 (n ¼ 460 upazilas)
upazilas. In 2001, the government–NGO split for DOTS Source: Hussain (2001)
by upazilas was 50:50 (Figure 2), with BRAC providing Notes: GO ¼ goverment; BRAC ¼ Bangladesh Rural Advance-
ment Committee; DF ¼ Damien Foundation; DBLM ¼ Danish
the major portion of NGO support (23%). In 2003, NGOs Bangladesh Leprosy Mission; HEED ¼ Health, Education and
provided services to 259 upazilas (56% of all upazilas; Economic Development; RDRS ¼ Rangpur Dinajpur Rural
n ¼ 460) and in four metropolitan cities in collaboration Services; LAMB ¼ Lutheran Aid to Medicine Bangladesh
with the government, with remaining coverage provided
by the government through its clinics and hospitals DOTS implementation by the GOB and NGOs GOB
(Figure 3). NGOs play a vital role in assisting the NTP
Number of Upazilas (n = 460)

NGOs
4

4
27

27

9
26

25

in TB service delivery, management support, operations


0
24
0
0
23
23

0
22

research and social mobilization. The NTP provides


8

20
19
6

6
18

18

treatment protocols, policy guidelines, logistic supplies


(drugs, reagents and equipment) and training, while
NGOs provide supervised treatment at the community
level, promote active case finding and raise awareness
about TB among the general population. Monitoring
1998 1999 2000 2001 2002 2003
and supervision is done jointly by the NTP and Year
NGOs (Hussain 2001; MOHFW 2001; NTP 2002; Guda Figure 3. Trend of government (GOB) and NGO coverage of
et al. 2004). The roles of each collaborating agency are DOTS implementation by upazilas (n ¼ 460)
summarized in Table 4.
detection rate). Over the same period, the case detection
There have been gradual but steady improvements in rate of new smear-positive cases under DOTS increased
the key areas of TB control (Figure 4): for instance, from 24% to 32%, and the treatment success rate rose
claimed DOTS population coverage rose from 90% closer to the target level (84% for the 2001 cohort)
in 1998 to 95% in 2002 (but see the earlier comments (MOHFW 2001; NTP 2001, 2002; WHO 2004). There
on the difference between population coverage and case have been marked improvements in the technical capacity
Government–NGO collaboration in TB control 151

100 95 95
90 90 92

80
83 84
81
78

Percentage
60

40

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32
20 25 27
24 24

0
19 19 20 20 20
98 99 00 01 02
Year
Claimed DOTS pop DOTS treatment DOTS detection of new
coverage % success % sputum positive cases %
Figure 4. Improvements in key areas of the National TB Control Programme, 1998–2002

of staff providing DOTS. We found that the providers increased numbers of TB suspects at different health
(both NGOs and the government staff) demonstrated facilities.
average knowledge about DOTS and case management.  Unified reporting systems enable a full account of the
About three-quarters of NGO doctors and four-fifths of NTP’s programmatic performance.
lab technicians already received DOTS training. The  Although NGOs are following NTP guidelines, they
quality of staining was found to meet NTP standards; on decide the operational strategy appropriate to their
random testing, the examination slides fulfilled the criteria philosophy and thinking. This allows organizations
of the existing protocol. The NTP claims that collabora- to retain their independence while being accountable
tion between NGOs and the government are key to these to the NTP.
successes (NTP 2001, 2002, 2003). An external review
carried out in 2002 also affirmed this claim, and formed
the basis of a revised 5-year strategic plan which The potential and constraints of government–NGO
emphasizes the need for continued collaboration with collaboration
NGOs and the private sector (WHO 2004). Next we analyze the potential and constraints of
government–NGO collaboration in TB control. During
Government–NGO collaboration in TB control: the analysis, we have focused on the strengths of
lessons learnt collaboration in relation to access, efficiency, quality
and coverage of the TB services. Table 5 summarizes the
Two external reviews of NTP activities have been carried strengths and weaknesses of the government–NGO
out since the introduction of DOTS, one in 1997 and collaboration, and its future opportunities and potential
another in 2002 (MOHFW 2001; WHO 2004). Both the threats.
reviews acknowledged government–NGO collaboration
in the Bangladesh NTP to be a major success. The reports Evidence suggests that access to health services is
suggest that the government has demonstrated its increased through government–NGO collaboration by
commitment to TB control, while NGOs have increased ensuring people’s participation in the health and devel-
the coverage, quality and sustainability of their services opment programmes. NGOs have proven ability to
by channelling their resources to provide standardized improve people’s capacity to seek and utilize health care
treatment to TB patients, particularly in remote, rural (UNICEF 1999; Begum 2000; MOHFW 2001; Newell
areas. The NTP and the partner NGOs have also carried 2002; Mercer et al. 2004). The vast majority of respon-
out their own internal evaluations of the programme. dents (more than 80% of government officials and 100%
The following are some commonly agreed lessons learnt of NGO representatives) believed that collaborative
from the government–NGO collaboration in implement- activities ensure people’s participation, the mobilization
ing DOTS in Bangladesh (Hussain 2001; MOHFW 2001; of resources and increased coverage of services. In her
WHO 2001b, 2004): research, Begum (2000) showed that the government and
NGOs, while collaborating, share tasks among themselves
 The collaboration ensures greater coverage and access based on their knowledge and skills, which in turn can free
through NGO service facilities and community-based up resources for other social welfare activities, thus
infrastructures. widening the spectrum of services for the poor and the
 NGOs were able to increase awareness among disadvantaged. It is also widely acknowledged that
the general population about TB, leading to concerted and collaborative efforts are needed to address
152

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Table 5. SWOT analysis for government–NGO collaboration in TB control in Bangladesh

Strengths Weaknesses Opportunities Threats

Access related: Process related: Policy related: Process related:


 Increases people’s participation, and  Difficult to choose partners because of  Paradigm shift for wider collaboration  Resistance from some NGOs;
enhances the accessibility of health diversity and abundance of NGOs in among government, NGOs and private  For contractual forms of collaboration,
services to the poor; the health sector in Bangladesh; sectors; there will be competition between
 Gives government and NGOs access to  NGOs’ dependency on external  Current health sector reform NGOs to ‘win’ the same pot of money;
each other’s expertise and resources; funding; programme calls for greater  Lack of sustained government focus on
 Creates demand among the poor and  Unwillingness of some NGOs to work government–NGO collaboration. public health issues.
disadvantaged for health services. with the government; Practice related: Outcome related:
Coverage related:  NGOs are afraid of being exposed to  Availability of global experiences on  Slow progress of health sector reform;
 Joint implementation of health government; successful collaborative approaches in  Over-controlling of NGOs’ flexibility

A N Zafar Ullah et al.


programmes increases coverage;  Lack of mutual trust between the TB care; by the government.
 Ensures utilization of knowledge and government and NGOs;  Support from international
abilities of collaborating agencies;  Fear of losing philosophical development partners for TB control;
 Provides opportunity for rapid independence.  Growing political awareness for
expansion of DOTS. Capacity related: communicable disease control
Efficiency related:  Inadequate initiative on sharing lessons programmes.
 Improves institutional capacity of from TB care approaches;
government and NGOs from sharing  NGOs are mostly maternal and child
of technology and information; health/family planning focused: only a
 Government learns flexible few NGOs have experience of working
management from NGOs; with the NTP;
 Encourages cost-effectiveness.  Lack of uniformity of standards or
Quality related: capacity for providing quality TB care
 Competence-based training and amongst health NGOs.
technical assistance provided to the
government by NGOs;
 Collaboration around areas of
excellence between government and
NGOs improves quality.
Government–NGO collaboration in TB control 153

priority public health problems, including TB. Without Conclusions


collaboration, the differing interests and ideologies of
We can draw two conclusions relating to TB control
government and NGOs can lead to confusion and
and government–NGO collaboration. Access to TB care
disparities (Bratton 1989; Honandle and Cooper 1989;
services is a key factor in achieving the objectives of
Barkat and Islam 2001). Alter and Hage (1993) argue
DOTS. In Bangladesh, socioeconomic factors, shortages
that organizational individualism has been seen as an
of skilled workers, irregular drug supplies and the absence
inadequate response to the problems.
of an effective referral system limit people’s access to TB
care, and encourage them to default from TB treatment.

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Efficiency is another strength of collaboration. There is less
Taking treatment closer to patients and increasing the
duplication among government and NGO activities,
availability of TB treatment at every point of service
especially in a context of resource constraints (Ross 1990;
delivery can improve accessibility. One way of achieving
Begum 2000; Barkat and Islam 2001). Moreover, harmo-
this is to involve NGOs in a wide range of TB control
nization of both procedures and reporting mechanisms
activities, from TB service provision to operational
makes monitoring and evaluation easier (MOHFW
research. The health sectors of the South Asian countries,
1998; World Bank 1998; Begum 2000; NTP 2002).
including the NTPs, have many examples of successful
Government–NGO collaboration enhances institutional
collaboration with NGOs. Lessons learnt from existing
strengthening of the collaborating agencies through the
collaboration models reveal that government collabora-
interaction and sharing of information, technology and
tion with NGOs in the delivery of TB services has
expertise (Ross 1990; Begum 2000; Barkat and Islam
enhanced case finding, treatment success, supervision
2001).
and community participation. It is widely acknowledged
that collaboration between the government and NGOs
However, collaboration can affect organizational freedom
is the key to success in the TB control programme in
to act independently as a result of prioritizing collabora-
Bangladesh.
tive activities. It can expose one partner to others.
In Bangladesh, NGOs are afraid of exposing themselves
More widely, NGOs play a significant role in providing
to government bureaucracy, and there is a mutual lack
health care and social welfare services in Bangladesh.
of trust. In addition, from the GOB side it is difficult
There is compelling evidence that the government and
to choose partners from the large number of NGOs
NGOs are ‘complementary forces’ to each other in
available in the health sector.
achieving national health goals. The role of NGOs, for
example, in delivering the ESP, and more recently in the
A major potential threat to government–NGO collabora-
fight against TB, has been pivotal and effective.
tion is the slowness of implementation of health sector
Therefore, although NGOs are diverse in their strategic
reform. The absence of simple, realistic collaborative
vision and interests, there is great potential to develop
mechanisms can pose a high hurdle in the pathway of
collaborative approaches to improve access to and quality
collaboration. Over-controlling the flexibility of NGOs by
of TB and other health care. NGOs can be instrumental in
the government, and lack of continuity of GOB’s
establishing links between national programmes and
priorities, are other potential threats to collaboration.
patients. They can also have a crucial role in advocacy
and in mobilizing policy makers and the community
Principles of NGOs involvement towards expansion of control programmes. Through
This study has critically analyzed government–NGO building a powerful lobby with the government and the
collaboration models in the health sector in Bangladesh, community, NGOs can raise awareness about causes of ill
including those existing in TB control programmes. health, create demand for services and help provide those
As a result of our analysis, and building on the analyses services.
presented in another paper (Zafar Ullah et al. 2004), we
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