Professional Documents
Culture Documents
General
This list of I1Section13(f) securities" as defined by Rule
13f-l(c) [17 CFR 240.13f-l(c)l is made available to the public
pursuant to Section 13(f) (3) of the Securities Exchange Act of
1934 [15 USC 78m(f) (3)l. It is made available for use in the
preparation of reports filed with the Securities and Exchange
Commission pursuant to Rule 13f-1 [17 CFR 240.13f-11 under
Section 13(f) of the Securities Exchange Act of 1934. An updated
list is published on a quarterly basis.
This list is current as of June 15, 1997, and may be
relied on by institutional investment managers filing Form 13F
reports for the calendar quarter ending June 31, 1997.
Institutional investment managers should report holdings--number
of shares and fair market value--asof the last day of the
calendar quarter as required by Section 13(f) (1) and Rule 13f-1
thereunder.
Features
(1) Additions and Deletions: Revisions made to the list of
Section 13 (f) securities are indicated in a column titled
"STATUS." The word IIADDEDnin the status column opposite the
name of a security indicates that the security has become a
Section 13(f) security. The word "DELETEDn in the status column
opposite the name of a security indicates that the security
ceases to be a 13(f) security since the date of the last list.
(2) List of O~tions: An asterisk is placed next to the
name of any security having a listed option and each option is
individually listed with its own CUSIP number immediately below
the name of the security having the option. A manager reporting
holdings of options on its Form 13F should use the CUSIP number
of each option as to which holdings are reported.
121579 10 6 *
BURLINGTON COAT FACTORY COM
121579 90 6 BURLINGTON COAT FACTORY CALL
121579 95 6 BURLINGTON COAT FACTORY PUT
121693 10 5 *
BURLINGTON I N D S I N C COM
121693 90 5 BURLINGTON INDS I N C CALL
121693 95 5 BURLINGTON INDS I N C PUT
12189T 10 4 *
BURLINGTON NORTHN SANTA F E CP COM
12189T 90 4 BURLINGTON NORTHN SANTA F E CP CALL
12189T 95 4 BURLINGTON NORTHN SANTA F E CP PUT
122014 10 3 *
BURLINGTON RES I N C COM
122014 90 3 BURLINGTON RES I N C CALL
122014 95 3 BURLINGTON RES I N C PUT
122016 10 8 BURLINGTON RES COAL SEAM GAS U N I T BEN I N T
122169 30 3 BURMAH CASTROL PLC SPONSORED ADR
12232C 10 8 BURNHAM PAC PPTYS I N C COM
122574 10 6 *
BURR BROWN CORP COM
122574 90 6 BURR BROWN CORP CALL
122574 95 6 BURR BROWN CORP PUT
123162 10 9 BUSH BOAKE ALLEN I N C COM
123164 10 5 BUSH I N D S I N C CL A
123231 10 2 BUSINESS 8 PROFESSIONAL BK CA COM DELETED
12328X 10 7 BUSINESS OBJECTS S A SPONSORED ADR
12329K 10 4 BUSINESS RESOURCE GROUP COM
123649 10 5 BUTLER I N T L I N C NEW COM
123655 10 2 BUTLER MFG CO DEL COM
123720 10 4 BUTLER NATL CORP COM
124234 10 5 BUTTREY FOOD 8 DRUG STORES I N C COM
12476P 10 4 *
C A I WIRELESS SYS I N C COM
12476P 90 4 C A I WIRELESS SYS I N C CALL
12476P 95 4 C A I WIRELESS SYS I N C PUT
124770 10 8 CA SHORT CO COM ADDED
124778 10 1 C ATS SOFTWARE I N C COM
124785 10 6 CB BANCSHARES I N C H A W A I I COM
12479F 10 3 CB COML REAL ESTATE SVCS GROUP COM
124794 10 8 CBES BANCORP I N C COM
124830 10 0 CBL 8 ASSOC PPTYS I N C COM
124852 10 4 CBT CORP KY COM
124853 10 2 CBT GROUP PUB LTD SPONSORED ADR
124867 10 2 CCA I N D S I N C COM
124868 10 0 CCAIR I N C COM
124870 10 9 CCC INFORMATION SVCS GROUP I N C COM
12487X 10 4 CCF HLDG CO COM
124875 10 5 CCB F I N L CORP COM
124923 10 3 CFW COMMUNICATION CO COM
124927 10 4 CFSB BANCORP COM
124936 10 5 CB BANCORP I N C COM
124980 10 3 CEC RES LTD COM
125010 10 8 E C COR ELECTRS I N C COM
125010 90 8 C COR ELECTRS I N C CALL
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294040 20 9 ENVIROGEN I N C U N I T EX 0 8 1 8 9 8
294056 10 6 ENVIRONMENT ONE CORP COM
29406L 10 2 ENVIRONMENTAL PWR CORP COM
29409K 10 1 ENVIROSOURCE I N C COM
29409W 10 5 ENVIROTEST SYS CORP CL A
294092 10 1 ENVIRONMENTAL TECTONICS CORP COM
294100 10 2 * ENZO BIOCHEM I N C COM
294100 90 2 ENZO BIOCHEM I N C CALL
294100 95 2 ENZO BIOCHEM I N C PUT
294103 10 6 EOTT ENERGY PARTNERS L P U N I T LTD PRTNR
294261 10 2 * EPITOPE I N C COM
294261 90 2 EPITOPE I N C CALL
294261 95 2 EPITOPE I N C PUT
294274 10 5 EPOCH PPTYS I N C COM
294408 10 9 EQUALNET HLDG CORP CDM
294429 10 5 * EQUIFAX I N C COM
294429 90 5 EQUIFAX I N C CALL
294429 95 5 EQUIFAX I N C PUT
294436 10 0 EQUINOX SYS I N C COM
294446 AE 7 EQUITABLE COS I N C SD CONV 6 . 1 2 5 % 2 4
294446 10 7 * EQUITABLE COS I N C COM
294446 90 7 EQUITABLE COS I N C CALL
294446 95 7 E Q U I T A B L E COS I N C PUT
29444K 10 8 EQUISURE I N C COM
294487 10 3 EQUITABLE FED SVGS BK MD COM
294510 30 0 EQUITABLE IOWA COS COM NEW
294549 10 0 EQUITABLE RES I N C COM
294592 30 8 EQUITEX I N C COM PAR $ 0 . 0 2
294599 10 5 EQUITRAC CORP COM
294634 10 0 EQUITY COMPRESSION SVCS CORP COM
294644 10 9 * E Q U I T Y CORP I N T L COM
294644 90 9 E Q U I T Y CORP I N T L CALL
294644 95 9 E Q U I T Y CORP I N T L PUT
294700 70 3 E Q U I T Y INCOME FD UT 1 EX SR-ATT
294703 10 3 * EQUITY INNS I N C COM
294703 90 3 EQUITY I N N S I N C CALL
294703 95 3 EQUITY INNS I N C PUT
294724 10 9 E Q U I T Y MARKETING I N C COM
294749 10 6 EQUITY O I L CO COM
29476L 10 7 EQUITY RESIDENTIAL PPTYS TR SH BEN I N T
29476L 88 3 E Q U I T Y R E S I D E N T I A L PPTYS TR PFD CONV E 7 % ADDED
294766 10 0 EQUUS I 1 I N C COM
29481E 10 6 ERGO SCIENCE CORP COM
29481R 10 7 ERGOBILT I N C COM
294821 40 0 ERICSSON L M TEL CO ADR CL B SEKlO
294821 50 9 ERICSSON L M TEL CO ADR REP D B 2 0 0 0
294929 10 4 EQUUS GAMING CO L P UT LTD PRTN A
29530P 10 2 E R I E I N D T Y CO CL A
296022 10 6 EROX CORP COM
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423074 10 3 * H E I N Z H J CO COM
423074 90 3 H E I N Z H J CO CALL
423074 95 3 H E I N Z H J CO PUT
423074 50 9 H E I N Z H J CO PFD 3 CV $ 1 . 7 0
423076 10 8 H E I S T C H CORP COM
423282 10 2 HELISYS I N C COM
423319 10 2 * H E L I X TECHNOLOGY CORP COM
423319 90 2 H E L I X TECHNOLOGY CORP CALL
423319 95 2 H E L I X TECHNOLOGY CORP PUT
423402 10 6 HELLO DIRECT I N C COM
423425 20 6 HELM RES I N C COM PAR $ 0 . 0 1
423452 10 1 * HELMERICH 8 PAYNE I N C COM
423452 90 1 HELMERICH 8 PAYNE I N C CALL
423452 95 1 HELMERICH 8 PAYNE I N C PUT
423480 10 2 HELMSTAR GROUP I N C COM
423484 10 4 HELPMATE ROBOTICS I N C COM
423484 11 2 HELPMATE ROBOTICS I N C WT EXP 0 1 3 1 0 1
423498 10 4 HEMACARE CORP COM
423501 10 5 HEMAGEN DIAGNOSTICS I N C COM
423501 11 3 HEMAGEN DIAGNOSTICS I N C WT EXP 0 2 2 8 0 1
423504 10 9 HEMASURE I N C COM
42366C 10 3 HEMISPHERX BIOPHARMA I N C COM
42366C 11 1 HEMISPHERX BIOPHARMA I N C WT A EX 1 1 0 2 0 0
423666 10 6 HEMLOCK FED F I N L CORP COM ADDED
426281 10 1 * HENRY JACK 8 ASSOC I N C COM
426281 90 1 HENRY JACK 8 ASSOC I N C CALL
426281 95 1 HENRY JACK 8 ASSOC I N C PUT
426908 10 9 * HERBALIFE I N T L I N C COM
426908 90 9 HERBALIFE I N T L I N C CALL
426908 95 9 HERBALIFE I N T L I N C PUT
426915 10 4 HERITAGE BANCORP I N C PA COM
426918 10 8 HERITAGE PROPANE PARTNERS L P U N I T LTD PARTN
427056 AA 4 HERCULES I N C SB DEB CV 6 . 5 % 9 9
427056 AK 2 HERCULES I N C SUB DEB CV 8 % 1 0
427056 10 6 * HERCULES I N C COM
427056 90 6 HERCULES I N C CALL
427056 95 6 HERCULES I N C PUT
42723H 10 0 HERITAGE F I N L SVCS I N C COM
427241 20 3 * HERITAGE MEDIA CORP COM
427241 90 3 HERITAGE MEDIA CORP CALL
427241 95 3 HERITAGE MEDIA CORP PUT
42725E 10 5 HERITAGE US GOVT INCOME FD SH BEN I N T
427398 10 2 HERLEY I N D S I N C DEL COM
427866 10 8 * HERSHEY FOODS CORP COM
427866 90 8 HERSHEY FOODS CORP CALL
427866 95 8 HERSHEY FOODS CORP PUT
42804T 10 6 HERZFELD CARIBBEAN B A S I N FD COM
42804Y 10 5 HERTZ TECHNOLOGY GROUP I N C COM
42804Y 11 3 HERTZ TECHNOLOGY GROUP I N C WT EXP 1 1 1 1 0 1
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532457 90 8 L I L L Y E L I 8 CO CALL
532457 95 8 L I L L Y E L I 8 CO PUT
532491 10 7 L I L L Y INDS I N C CL A
532716 10 7 * LIMITED INC COM
532716 90 7 LIMITED INC CALL
532716 95 7 LIMITED INC PUT
532776 10 1 * L I N T E L E V I S I O N CORP COM
532776 90 1 L I N T E L E V I S I O N CORP CALL
532776 95 1 L I N T E L E V I S I O N CORP PUT
532791 10 0 * LINCARE HLDGS I N C COM
532791 90 0 LINCARE HLDGS I N C CALL
532791 95 0 LINCARE HLDGS I N C PUT
533543 10 4 LINCOLN ELEC CO COM
533543 20 3 LINCOLN ELEC CO CL A NON VTG
534183 10 8 LINCOLN NATL CONV SECS FD I N C COM
534187 10 9 * LINCOLN NATL CORP I N D COM
534187 90 9 LINCOLN NATL CORP I N D CALL
534187 95 9 LINCOLN NATL CORP I N D PUT
534187 20 8 LINCOLN NATL CORP I N D PFD A CONV $3
534217 10 4 LINCOLN NATL INCOME FD COM
534744 10 7 LINCOLN SNACKS CO COM
535130 10 8 LINDAL CEDAR HOMES I N C COM
535160 10 5 LINDAS D I V E R S I F I E D HLDGS I N C CL A
535160 11 3 LINDAS D I V E R S I F I E D HLDGS I N C WT A EX 052599
535160 12 1 LINDAS D I V E R S I F I E D HLDGS I N C WT B EX 052599
535160 20 4 LINDAS D I V E R S I F I E D HLDGS I N C U N I T EX 052599
535171 10 2 LINDBERG CORP COM
535555 10 6 LINDSAY MFG CO COM
535678 10 6 * LINEAR TECHNOLOGY CORP COM
535678 90 6 LINEAR TECHNOLOGY CORP CALL
535678 95 6 LINEAR TECHNOLOGY CORP PUT
535679 10.4 * LINENS N THINGS I N C COM
535679 90 4 LINENS N THINGS I N C CALL
535679 95 4 LINENS N THINGS I N C PUT
535741 10 2 LINGERFELT I N D L PPTYS I N C COM
536192 10 7 L I O N BREWERY I N C COM
536310 10 5 * LIPOSOME CO I N C COM
536310 90 5 LIPOSOME CO I N C CALL
536310 95 5 LIPOSOME CO I N C PUT
536314 10 7 L I Q U I BOX CORP COM
53634D 20 3 L I Q U I D A T I O N WORLD I N C COM NEW
536619 10 9 L I T C H F I E L D F I N L CORP COM
536797 10 3 L I T H I A MTRS I N C CL A
537008 10 4 LITTELFUSE I N C COM
537008 11 2 LITTELFUSE I N C WT A EX 122601
537101 10 7 L I T T L E FALLS BANCORP I N C COM
537528 10 1 L I T T L E SWITZ I N C COM
537581 10 0 L I T T L E F I E L D ADAMS 8 CO COM
537902 10 8 LIVENT I N C COM
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655663 10 2 *
NORDSON CORP COM
655663 90 2 NORDSON CORP CALL
655663 95 2 NORDSON CORP PUT
655664 10 0 *
NORDSTROM I N C COM
655664 90 0 NORDSTROM I N C CALL
655664 95 0 NORDSTROM I N C PUT
655673 10 1 NOREX I N D S I N C COM
655844 10 8 E NORFOLK SOUTHERN CORP COM
655844 90 8 NORFOLK SOUTHERN CORP CALL
655844 95 8 NORFOLK SOUTHERN CORP PUT
656031 10 1 NORLAND MED SYS I N C COM
656301 10 8 3 NORRELL CORP GA COM
656301 90 8 NORRELL CORP GA CALL
656301 95 8 NORRELL CORP GA PUT
65637E 10 3 NORRIS COMMUNICATIONS CORP COM
656531 60 5 NORSK HYDRO A S SPONSORED ADR
656535 10 1 NORSTAN I N C COM
656553 10 4 NORTECH SYS I N C COM
656559 10 1 NORTEK I N C COM
656912 10 2 NORTH AMERN PALLADIUM LTD COM
657037 10 7 X NORTH AMERN MTG CO COM
657037 90 7 NORTH AMERN MTG CO CALL
657037 95 7 NORTH AMERN MTG CO PUT
657156 10 5 NORTH AMERN SV BK FSB GRNDVIEW COM
657193 10 8 NORTH AMERN TECH GROUP I N C COM
657201 AA 7 NORTH AMERN VACCINE I N C SB NT CV 1 4 4 A 0 3
657201 10 9 X NORTH AMERN VACCINE I N C COM
657201 90 9 NORTH AMERN VACCINE I N C CALL
657201 95 9 NORTH AMERN VACCINE I N C PUT
657467 10 6 NORTH BANCSHARES I N C COM
658221 10 6 NORTH CAROLINA NAT GAS CORP COM
658418 10 8 NORTH CENT BANCSHARES I N C COM
658649 10 8 NORTH COAST ENERGY I N C COM
658649 12 4 NORTH COAST ENERGY I N C WT EXP 1 2 1 8 9 7
658649 40 5 NORTH COAST ENERGY I N C PFD CONV SER B
658810 10 6 NORTH CNTY BANCORP COM
659164 10 7 NORTH EAST I N S CO COM
659310 10 6 NORTH EUROPEAN O I L RTY TR SH BEN I N T
659317 10 1 NORTH FACE I N C COM
659424 10 5 X NORTH FORK BANCORPORATION NY COM
659424 90 5 NORTH FORK BANCORPORATION NY CALL
659424 95 5 NORTH FORK BANCORPORATION NY PUT
660461 20 3 NORTH L I L Y MNG CO COM NEW
661562 10 8 NORTH PITTSBURGH SYS I N C COM
663904 10 0 NORTHEAST BANCORP COM
664196 10 2 NORTHEAST I N D BANCORP I N C COM
664397 10 6 X NORTHEAST U T I L S COM
664397 90 6 NORTHEAST U T I L S CALL
664397 95 6 NORTHEAST U T I L S PUT
RUN DATE:07/10/97 ** L I S T OF SECTION 1 3 F SECURITIES ** PAGE 2 0 8
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761525 50 0 * REVLON I N C CL A
761525 90 0 REVLON I N C CALL
761525 95 0 REVLON I N C PUT
761624 10 5 REX STORES CORP COM
761648 10 4 * REXALL SUNDOWN I N C COM
761648 90 4 REXALL SUNDOWN I N C CALL
761648 95 4 REXALL SUNDOWN I N C PUT
761655 10 9 REXAM PLC ADR
761680 10 7 REXEL I N C COM
761683 10 1 * REXENE CORP NEW COM
761683 90 1 REXENE CORP NEW CALL
761683 95 1 REXENE CORP NEW PUT
761684 10 9 REXHALL I N D S I N C COM
761695 10 5 * REYNOLDS 8 REYNOLDS CO CL A
761695 90 5 REYNOLDS 8 REYNOLDS CO CALL
761695 95 5 REYNOLDS 8 REYNOLDS CO PUT
761763 10 1 * REYNOLDS METALS CO COM
761763 90 1 REYNOLDS METALS CO CALL
761763 95 1 REYNOLDS METALS CO PUT
761903 10 3 REXWORKS I N C COM
762073 10 4 RHEOMETRICS S C I E N T I F I C I N C COM
76242T 10 4 * RHONE POULENC RORER I N C COM
76242T 90 4 RHONE POULENC RORER I N C CALL
76242T 95 4 RHONE POULENC RORER I N C PUT
762426 60 9 RHONE POLILENC S A SPNSRD ADR A
762553 10 5 * R I B I IMMUNOCHEM RESH I N C COM
762553 90 5 R I B I IMMLINOCHEM RESH I N C CALL
762553 95 5 R I B I IMMUNOCHEM RESH I N C PUT
762567 10 5 RIBOZYME PHARMACEUTICALS I N C COM
762901 10 6 RICH COAST I N C COM
763165 AB 3 RICHARDSON ELECTRS LTD SB DB CV 7 . 2 5 % 0 6
763165 AC 1 RICHARDSON ELECTRS LTD SRSBDBCV 8 . 2 5 % 0 6
763165 10 7 RICHARDSON ELECTRS LTD COM
763302 AA 4 RICHEY ELECTRONICS I N C SBNTCV 1 4 4 A 7 % 0 6
763302 10 6 RICHEY ELECTRONICS I N C COM
763408 10 1 * RICHFOOD HLDGS I N C COM
763408 90 1 RICHFOOD HLDGS I N C CALL
763408 95 1 RICHFOOD HLDGS I N C PUT
76547T 10 6 RICHMONT MINES I N C COM
765516 10 9 RICHTON I N T L CORP COM
765641 10 5 RICKS CABARET I N T L I N C COM
765641 11 3 RICKS CABARET I N T L I N C WT EXP 1 0 1 3 9 8
765670 10 4 RIDDELL SPORTS I N C COM
765689 10 4 * RIDE INC COM
765689 90 4 . RIDE INC CALL
765689 95 4 RIDE INC PUT
765905 10 4 RIDGEVIEW I N C COM
76655L 10 1 RIGEL ENERGY CORP COM
76657K 10 1 RIGHTCHOICE MANAGED CARE I N C CL A
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959425 10 9 *
WESTERN RES I N C COM
959425 90 9 WESTERN RES I N C CALL
959425 95 9 WESTERN RES I N C PUT
959586 10 8 WESTERN STAFF SVCS I N C COM
95960H 10 0 WESTERN STAR TRUCKS HLDGS LTD COM
959726 10 0 WESTERN SYS CORP COM
959726 11 8 WESTERN SYS CORP WT EXP 123197
95988E 20 4 *
WESTERN WIRELESS CORP CL A
95988E 90 4 WESTERN WIRELESS CORP CALL
95988E 95 4 WESTERN WIRELESS CORP PUT
959881 10 3 WESTERN WTR CO COM
959897 10 9 WESTERNBANK PUERTO RICO COM
959910 10 0 WESTFIELD AMER I N C COM ADDED
960386 10 0 WESTINGHOUSE A I R BRAKE CO NEW COM
960402 10 5 *
WESTINGHOUSE ELEC CORP COM
960402 90 5 WESTINGHOUSE ELEC CORP CALL
960402 95 5 WESTINGHOUSE ELEC CORP PUT
960577 30 2 WESTMARK GROUP HOLDING I N C COM NEW
960631 10 9 WESTMINSTER CAP I N C COM
961137 AA 4 WESTON ROY F I N C SUB DEB CNV 7%02
961137 10 6 WESTON ROY F I N C CL A
961214 30 1 WESTPAC BKG CORP SPONSORED ADR
961214 50 9 WESTPAC BKG CORP SPN ADR 93 D I V DELETED
961238 10 2 3 WESTPOINT STEVENS I N C COM
961238 90 2 WESTPOINT STEVENS I N C CALL
961238 95 2 WESTPOINT STEVENS I N C PUT
961548 10 4 *
WESTVACO CORP COM
961548 90 4 WESTVACO CORP CALL
961548 95 4 WESTVACO CORP PUT
961748 20 9 WESTWOOD CORP COM PAR $0.003
961749 10 8 WESTWOOD F I N L CORP COM
961767 10 0 WESTWOOD HOMESTEAD F I N L CORP COM
961815 AA 5 WESTWOOD ONE I N C SB DB CV 6.75%11
961815 10 7 3 WESTWOOD ONE I N C COM
961815 90 7 WESTWOOD ONE I N C CALL
961815 95 7 WESTWOOD ONE I N C PUT
961840 10 5 3 WET SEAL I N C CL A
961840 90 5 WET SEAL I N C CALL
961840 95 5 WET SEAL I N C PUT
962149 10 0 WEYCO GROUP I N C COM
962166 10 4 % WEYERHAEUSER CO COM
962166 90 4 WEYERHAEUSER CO CALL
962166 95 4 WEYERHAEUSER CO PUT
962901 30 2 *
WHEELABRATOR TECH I N C NEW COM PAR $0.01
962901 90 2 WHEELABRATOR TECH I N C NEW CALL
962901 95 2 WHEELABRATOR TECH I N C NEW PUT
963278 10 6 WHEELS SPORTS GROUP I N C WT EXP 020416 ADDED
963278 11 4 WHEELS SPORTS GROUP I N C WT EXP 000002 ADDED
963320 10 6 *
WHIRLPOOL CORP COM
RUN DATE:07/10/97 ** L I S T OF SECTION 1 3 F SECURITIES ** PAGE 3 1 7
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