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Psychological distress after stroke and aphasia: the first six months
Katerina Hilari, Sarah Northcott, Penny Roy, Jane Marshall, Richard D Wiggins, Jeremy Chataway and Diane
Ames
Clin Rehabil 2010 24: 181
DOI: 10.1177/0269215509346090
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What is This?
Received 22nd May 2009; returned for revisions 8th July 2009; revised manuscript accepted 18th July 2009.
Objective: We explored the factors that predicted psychological distress in the first
six months post stroke in a sample including people with aphasia.
Design: Prospective longitudinal observational study.
Setting and subjects: Participants with a first stroke from two acute stroke units
were assessed while still in hospital (baseline) and at three and six months post
stroke.
Main measures: Distress was assessed with the General Health Questionnaire-12.
Other measures included: NIH Stroke Scale, Barthel Index, Frenchay Aphasia
Screening Test, Frenchay Activities Index, MOS Social Support Scale and social
network indicators. Logistic regression was used to identify predictors of distress
at each stage post stroke; and to determine what baseline factors predicted dis-
tress at six months.
Results: Eighty-seven participants were able to self-report on measures used, of
whom 32 (37%) had aphasia. 71 (82%) were seen at six months, including 11
(16%) with aphasia. Predictors of distress were: stroke severity at baseline; low
social support at three months; and loneliness and low satisfaction with social net-
work at six months. The baseline factors that predicted distress at six months
were psychological distress, loneliness and low satisfaction with social network
(Nagelkerke R2 ¼ 0.49). Aphasia was not a predictor of distress at any time point.
Yet, at three months post stroke 93% of those with aphasia experienced high dis-
tress, as opposed to 50% of those without aphasia (2 (1) ¼ 8.61, P50.01).
Conclusions: Factors contributing to distress after stroke vary across time.
Loneliness and low satisfaction with one’s social network are particularly important
and contribute to long-term psychological distress.
Introduction
long-term functional outcomes and quality of life. (2) What baseline factors predict long-term psy-
For people with aphasia, depression is particularly chological distress (six months) after stroke?
high, reported for 62–70%2 and long-term quality
of life is severely compromised.3
Identifying what factors predict low mood post
stroke is important in order to detect those at
Methods
risk for depression and target intervention appro-
priately. In a recent review,4 the most consistent
variables associated with depressive symptoms This study was part of a larger study that assessed
were physical disability (in 9 of 11 studies), the psychometric properties of the Stroke and
stroke severity (5 of 5) and cognitive impairment Aphasia Quality of Life Scale-39 in a generic
(4 of 5). Fewer studies explored social factors, but stroke sample (SAQOL-39g).8 The dependent vari-
when considered together – living alone, place of able in this study was psychological distress and
residence, social support and social isolation – the independent variables comprised: demo-
were also important. People with aphasia were graphics (age, sex, marital status, ethnic group),
excluded in most of the studies included in this number of comorbid conditions, stroke-related
review (17 of 20). The authors acknowledged variables (stroke type, class, severity, aphasia,
that conclusions were limited by the method- ADL and extended ADL and social network and
ological heterogeneity and variable quality of social support.
the studies. The study was approved by the relevant
People with aphasia are typically excluded from National Health Service (NHS) local research
ethics committees. Participants were recruited
studies because of their assumed inability to com-
from two acute stroke units based in teaching hos-
plete self-report mood scales or psychiatric inter-
pitals and were followed for six months. People
views. Yet people with aphasia can and have been
over 18 years of age who were admitted with a
included in depression assessments post stroke by
first ever stroke and stayed in hospital at least
using adaptive methods: clinical observation, use
three days because of the stroke were eligible to
of informants, modifying measures and use of
take part. People were excluded if they: did not live
visual analogue scales.5 The latter was used in a
at home or had a known history of mental health
recent study6 which explored predictors of emo- problems (including anxiety and depression) or
tional distress at one and six months post stroke, cognitive decline prior to the stroke; had other
in a sample including people with aphasia. The severe or potentially terminal comorbidity (e.g.
Visual Analogue Self-Esteem Scale7 was used as severe Parkinson’s disease, terminal cancer); were
a measure of distress. Expressive aphasia and too unwell to give informed consent; did not speak
dependence in personal activities of daily living English premorbidly (according to self and/or
(ADL) predicted distress at one month post family reports). Participants’ aphasia was screened
stroke. Stroke severity, expressive aphasia and dis- with the Frenchay Aphasia Screening Test9 to
tress at one month post stroke predicted distress at identify those able to self-report on the question-
six months. naires used. People with any severity of expressive
Like Thomas and Lincoln,6 we explored predic- aphasia and moderate or mild receptive aphasia
tors of distress in the first six months post stroke in were able to self-report. Those scoring 57/15 on
stroke survivors including people with aphasia. the receptive domains of the Frenchay Aphasia
However, we also included a range of social fac- Screening Test (n ¼ 9) were classified as having
tors as independent variables. We addressed the severe receptive aphasia.10,11 We used proxy
following research questions: respondents for them and their results are not
reported here.
(1) What factors are associated with and predict Participants were interviewed while still in
psychological distress when people are still in hospital (baseline), three months and six months
hospital after a stroke (baseline) and at three ( one week) post stroke. They all completed
months and six months post-stroke? a range of measures, in the same order,
Psychological distress after stroke and aphasia 183
in an interview format. We modified measures’ Aphasia was assessed with the Frenchay
presentation and administration to make them Aphasia Screening Test, as indicated above, and
accessible to people with aphasia. We did not presence of aphasia was determined using its
modify the content of any scale, to avoid consid- cut-off scores. When these were not available
erably affecting their psychometric properties. We (two blind participants, and two, four and three
used methods that have been suggested and tested participants with missing data at baseline, three
in previous studies.5,10,12 Each scale was repro- months and six months, respectively), the NIH
duced and printed in an aphasia-friendly format: Stroke Scale aphasia item was used. Scores on
large font was used (minimum 14), key words were the Frenchay Aphasia Screening Test range from
printed in bold, few items were presented per page, 0 to 30 and higher scores indicate better language
and where appropriate pre-prepared pictures skills.
were used. (Note: Modified scales are available Activities of daily living were measured with the
from the first author on request.) Participants Barthel Index.17 Scores on the Barthel Index range
were interviewed by an aphasia-specialist speech from 0 to 100 and higher scores indicate better
and language therapist able to facilitate the com- functioning. At three months and six months
munication of people with aphasia. Practice items post stroke the Barthel Index scores were skewed
were introduced to ensure participants understood with high ceiling effects. Scores were therefore
the format of each questionnaire and its response transformed to categories, with participants scor-
options; and respondents only had to point to ing 0–90 classified as ‘ADL dependent’ and 95–100
their response option which was recorded by the as ‘ADL independent’ (scores 91–94 are not pos-
interviewer. sible). Extended ADL – only applicable at three
and six months – were measured with the
Frenchay Activities Index.18 Scores on the
Frenchay Activities Index range from 0 to 45,
Measures with higher scores indicating better functioning.
Psychological distress was assessed using the Lastly, indicators of social network comprised
General Health Questionnaire-12 item.13 The size of network (spouse/partner, children, close
General Health Questionnaire is a measure of dis- friends, close relatives), satisfaction with social
tress that has been extensively used as a screening network (Likert scale ranging from 0 ‘very dissa-
tool for psychiatric disorders, in particular depres- tisfied’ to 5 ‘very satisfied’) and frequency of feel-
sion and anxiety. It has been used with people with ing lonely (Likert scale ranging from 0 ‘lonely all
the time’ to 4 ‘never lonely’). Perceived social sup-
stroke and compared with other similar scales it
port was measured with the Medical Outcomes
has superior specificity, sensitivity and predictive
Studies Social Support Survey.19 Scores on the
validity with this group.14 Given that participants
Social Support Survey range from 1 to 5 and
had a stroke and tended to be older, a cut-off score
higher scores indicate better perceived support.
of 3 (range 0–12), rather than 2, was used to
The timeframe for satisfaction with social net-
identify those with high psychological distress.1
work, loneliness and social support is ‘the past
General Health Questionnaire-12 was used as
month’ and at baseline people were asked to
a categorical variable throughout (0 ¼ no or low
think about the month before their stroke.
distress; 1 ¼ high distress).
Stroke types were ischaemic and haemorrhagic.
We used the Oxford Stroke Classification
System15 of total anterior circulation (TAC), Data analysis
partial anterior circulation (PAC), posterior circu- Descriptive statistics were used to summarize
lation (POC) and lacunar (LAC) strokes. Stroke the data. We used exploratory correlation analysis
severity was determined using the National (Pearson’s) to identify potential redundancy
Institute for Health (NIH) Stroke Scale.16 Scores among variables and to determine variables to be
on the NIH Stroke Scale range from 0 to 31 and entered in the regression models. We carried out
higher scores reflect more severe strokes. logistic regression to evaluate what factors at
184 K Hilari et al.
different stages post stroke (baseline, three months Table 1 Respondent characteristics
and six months) explained psychological distress at Variable Respondent, n (%)
that stage (explanatory models). Logistic regres-
sion was also used to explore what baseline vari- Baseline 3 months 6 months
ables could predict psychological distress at six n ¼ 87 n ¼ 76 n ¼ 71
months (predictive model). Regression assump- Gender
tions, including absence of multicollinearity, were Female 35 (40) 32 (42) 31 (44)
met for all models. Male 52 (60) 44 (58) 40 (56)
Age, mean (SD) 69.7 (14.1) 69.7 (14) 69.3 (14.2)
Age, range
18–45 7 (8) 6 (8) 6 (8)
Results 46–64 14 (16) 12 (16) 11 (16)
65–74 30 (35) 27 (35) 27 (38)
Respondent characteristics 75þ 36 (41) 31 (41) 27 (38)
The sample in this study is the same as that Comorbid conditions
None 10 (11) 8 (11) 8 (11)
reported in Hilari et al.8 Of 126 eligible people, One 14 (16) 13 (17) 12 (17)
96 (76%) agreed to take part. We were unable to Two 21 (24) 19 (25) 18 (25)
see whether those not consenting were different Three 18 (21) 17 (22) 16 (23)
from those taking part, as we were separate from Fourþ 24 (28) 19 (25) 17 (24)
their clinical team and did not have their consent Ethnic group
Asian 10 (11) 9 (12) 9 (13)
to look at their medical records. Nine of the 96 Black 6 (7) 5 (6.5) 5 (7)
participants had severe receptive aphasia requiring White 65 (75) 57 (75) 52 (73)
proxy respondents; their results are not reported Other 6 (7) 5 (6.5) 5 (7)
here. Table 1 presents the characteristics of the Marital status
Married 33 (38) 31 (41) 29 (41)
remaining 87 (69%) participants. The majority Has partner 12 (14) 9 (12) 9 (13)
were white (75%), male (60%) and married/have Single 20 (23) 17 (22) 14 (20)
a partner (52%). They ranged in age from 18 to 91 Divorced 7 (8) 6 (8) 6 (8)
(mean 69.7 14.1) and 73% had two or more Widowed 15 (17) 13 (17) 13 (18)
comorbid conditions. Seventy-six (87%) were
followed up at three months and 71 (82%) at six
months post stroke and their characteristics were increased between three and six months
similar to the original sample. (t(70) ¼ 2.03, P50.05).
Table 2 details the respondents’ stroke-related
characteristics and their performance in terms of
psychological distress and social variables. The Explanatory models
majority had an ischaemic stroke (86%) and the Psychological distress was predicted using logis-
most common stroke class was PAC (30%). Early tic regression for three distinct periods of time:
post stroke, respondents were more affected (67% immediately following the stroke (baseline), three
dependent on ADL) than at six months (32% months and six months post stroke.
dependent on ADL). Similarly, 37% had aphasia
at baseline, which dropped to 16% at six months
(16 people recovered and six were lost to Predictors of psychological distress at baseline
follow-up). Psychological distress levels were In exploratory correlation analysis, the factors
high early post stroke (66%) and although they significantly associated with psychological distress
reduced with time they remained high at six were younger age (r ¼ 0.24, P50.05), stroke
months (45%). Feelings of loneliness and perceived severity (r ¼ 0.30, P50.01) and loneliness
social support remained relatively stable post (r ¼ .23, P50.05). These variables were entered
stroke, whereas size of and satisfaction with social in a logistic regression model to evaluate their
network significantly decreased from baseline to relative contribution to distress (Table 3). Stroke
six months (t(69) ¼ 2.05, P50.05; t(70) ¼ 2.32, severity (Wald’s 2 ¼ 7.95, P50.01) was a sig-
P50.05 respectively). Extended ADL significantly nificant predictor of psychological distress.
Psychological distress after stroke and aphasia 185
Stroke type
Ischaemic 75 (86) 67 (88) 62 (87)
Haemorrhagic 12 (14) 9 (12) 9 (13)
Stroke classification
Lacunar (LAC) 24 (27.5) 21 (27.5) 20 (28)
Posterior circulation (POC) 24 (27.5) 22 (29) 20 (28)
Total anterior circulation (TAC) 13 (15) 9 (12) 9 (13)
Partial anterior circulation (PAC) 26 (30) 24 (31.5) 22 (31)
Psychological distress
No-low distress (0–2 on GHQ-12) 30 (34) 32 (42) 39 (55)
High distress (3–12 on GHQ-12) 57 (66) 44 (58) 32 (45)
ADL dependence
Dependent on ADL (0–90 on BI) 56 (67) 26 (35) 22 (32)
Independent on ADL (95–100 on BI) 28 (33) 49 (65) 47 (68)
Missing 3 1 2
Presence of aphasia
Non-aphasic 55 (63) 62 (82) 60 (84)
Aphasic 32 (37) 14 (18) 11 (16)
Scale variables
NIH Stroke Scale (NIHSS)
Mean (SD) 6.03 (4.5) 2.04 (2.72) 1.52 (2.12)
Median 4 1 1
Range 0–21 0–12 0–10
na n ¼ 86 n ¼ 74 n ¼ 67
Barthel Index (BI)
Mean (SD) 65.83 (31.57) 89.60 (18) 91.23 (15.52)
Median 70 100 100
Range 5–100 25–100 35–100
na n ¼ 84 n ¼ 75 n ¼ 69
Loneliness
Mean (SD) 3.40 (0.92) 3.19 (1.05) 3.24 (1)
Median 4 4 4
Range 0–4 1–4 0–4
na n ¼ 73 n ¼ 70
Social network size
Mean (SD) 11.65 (9.38) 10.67 (8.32) 9.16 (6.69)
Median 9 9 8
Range 0–65 1–51 1–45
na n ¼ 74 n ¼ 70
Satisfaction with social network
Mean (SD) 4.30 (0.98) 4.16 (1.25) 4 (1.23)
Median 5 5 4
Range 1–5 0–5 0–5
na n ¼ 75
Social support scale (SSS)
Mean (SD) 3.82 (0.96) 4 (0.92) 3.82 (1.08)
Median 3.92 4.32 3.97
Range 1.42–5 1.47–5 1.16–5
na n ¼ 86 n ¼ 73 n ¼ 70
Frenchay Activities Index (FAI)
Mean (SD) N/A 17.87 (11.80) 19.11 (11.92)
Median 18 20.36
Range 0–38 0–39
na
a
n given only where there are missing data; otherwise n ¼ 87 at baseline, n ¼ 76 at three months and n ¼ 71 at six months post
stroke.
GHQ-12, General Health Questionnaire-12; ADL, activities of daily living; BI, Barthel Index; NIHSS, NIH Stroke Scale.
186 K Hilari et al.
Table 3 Logistic regression for predictors of psychological distress at baseline, three months and six months
post stroke
Baseline (n ¼ 86)
Stroke severity 0.21 0.08 7.95** 1.24 1.07 1.44
Age 0.04 0.02 3.85 0.96 0.92 1.00
Loneliness 0.60 0.31 3.77 0.55 0.30 1.00
Constant 4.69 1.86 6.36* 108.75
Three months (n ¼ 70)
Stroke severity 0.29 0.19 2.30 1.33 0.92 1.93
Aphasiaa 2.17 1.19 3.32 8.73 0.85 89.71
ADL dependence 0.14 0.86 0.03 0.87 0.16 4.68
Loneliness 0.30 0.38 0.62 0.74 0.35 1.56
Satisfaction with social networks 0.80 0.44 3.32 0.45 0.19 1.06
Social support 0.91 0.42 4.66* 0.40 0.18 0.92
Constant 7.90 2.57 9.45** 2.700E3
Six months (n ¼ 65)
Stroke severity 0.15 0.17 0.71 1.16 0.82 1.62
ADL dependence 1.36 0.79 3.01 0.26 0.06 1.19
Loneliness 1.07 0.47 5.32* 0.34 0.14 0.85
Satisfaction with social networks 1.31 0.64 4.16* 0.27 0.08 0.95
Social support 0.15 0.46 0.11 0.86 0.35 2.10
Constant 10.20 3.20 10.10** 2.678E4
*P50.05; **P50.01.
a
Categorical variables in italics.
Age (P ¼ 0.050) and loneliness (P ¼ 0.052) cases were correctly classified. Presence of aphasia
approached significance. The model was signifi- did not reach significance in logistic regression
cant (2 (3) ¼ 20.34, P50.001) and explained (P ¼ 0.07), but increased the odds of high distress
29% of the variance in distress (Nagelkerke by 8.73. Of those with aphasia at three months,
R2 ¼ 0.29). Its sensitivity was 80.4%, its specificity 13 of the 14 (93%) experienced high distress, as
56.7% and 72.1% of the cases were correctly opposed to 31 (50%) of the 62 without aphasia
classified. (2 (1) ¼ 8.61, P50.01).
Predictors of psychological distress at three months Predictors of psychological distress at six months
In exploratory correlation analysis, stroke sever- In exploratory correlation analysis, stroke sever-
ity (r ¼ 0.28, P50.05), presence of aphasia ity (r ¼ 0.28, P50.05), dependence on ADL as
(r ¼ 0.34, P50.01), dependence on ADL measured by the Barthel Index (r ¼ 0.32,
(r ¼ 0.27, P50.05), loneliness (r ¼ 0.37, P50.01), loneliness (r ¼ 0.48, P50.001), low
P ¼ 0.001), low satisfaction with social network satisfaction with social network (r ¼ 0.32,
(r ¼ 0.24, P50.05) and low perceived social sup- P50.01) and low perceived social support
port (r ¼ 0.30, P50.01) were significantly (r ¼ 0.34, P50.01) were significantly associated
associated with distress. In logistic regression with distress. In logistic regression (Table 3), lone-
(Table 3), low social support was significant liness (Wald’s 2 ¼ 5.32, P50.05) and low satisfac-
(Wald’s 2 ¼ 4.66, P50.05). Overall, the model tion with social network (Wald’s 2 ¼ 4.16,
was significant (2 (6) ¼ 28.75, P50.001) and P50.05) were significant. The overall model
explained 45% of the variance in psychological was significant (2 (5) ¼ 31.05, P50.001) and
distress (Nagelkerke R2 ¼ 0.45). Its sensitivity explained 51% of the variance in psychological
was 82.5%, its specificity 76.7% and 80% of the distress (Nagelkerke R2 ¼ 0.51). Its sensitivity
Psychological distress after stroke and aphasia 187
Table 4 Logistic regression for baseline predictors of psychological distress at six months post stroke (n ¼ 71)
was 69.0%, its specificity 83.3% and 76.9% of the The baseline factors that predicted distress at six
cases were correctly classified. months were psychological distress, loneliness and
low satisfaction with one’s social network. The
main strength of our study was the inclusion of
Predictive model
people with aphasia. Yet people with very severe
Baseline predictors of psychological distress at six
receptive aphasia had to be excluded as they were
months
unable to complete the measures used. We discuss
On exploratory correlation analysis, the baseline
our findings in detail, present the main strengths
variables that were significantly associated with
and limitations of the study and draw implications
distress at six months were: psychological distress
for clinical practice and research.
(r ¼ 0.45, P50.001), loneliness (r ¼ 0.50,
As expected, stroke severity, which has been
P50.001) and low satisfaction with social network
consistently associated with distress,20–23 was the
(r ¼ 0.29, P50.05). These variables were entered
strongest predictor of distress early on. At three
into a logistic regression model (Table 4).
and six months, dependence on ADL was asso-
Psychological distress at baseline (Wald’s
ciated with high distress, but did not reach signif-
2 ¼ 6.66, P ¼ 0.01), feeling lonely (Wald’s
icance in the logistic regression models. The timing
2 ¼ 9.32, P50.01) and low satisfaction with
of the assessment may be an important factor.24
one’s social network (Wald’s 2 ¼ 4.00, P50.05)
For example, Thomas and Lincoln6 found depen-
were all significant predictors of distress at six
dence in ADL measured with the Barthel Index to
months post stroke. In terms of the likelihood of
be a significant predictor of distress at one month,
being distressed at six months, the odds ratio sug-
but not at six months post stroke. Other studies
gests that those with high psychological distress at
also indicate that in the longer term post stroke
baseline were 6.46 times more likely to be dis-
(more than three months) functional outcome is
tressed at six months (95% confidence interval
not related to depression.23,25 Our finding may
(CI) ¼ 1.57–26.63). The model was significant (2
suggest that at the later stages post stroke other
(3) ¼ 32.74, P50.001) and explained 49% of the
factors, rather than stroke-related disability, may
variance in psychological distress at six months
become increasingly important in determining
(Nagelkerke R2 ¼ 0.49). Its sensitivity was
whether people will be distressed or not.
62.5%, its specificity 84.6% and 74.6% of the
Similarly, in this study, aphasia was associated
cases were correctly classified.
with distress at three months but was not predic-
tive of distress at any stage. The evidence on the
effect of aphasia on post-stroke distress is conflict-
Discussion ing, with some studies reporting an effect6,26 and
others finding no relation.27,28 This may be partly
Stroke severity was the strongest predictor of dis- due to the different ways of measuring distress/
tress at baseline, whereas social factors predicted depression and also aphasia. For example,
distress at three and six months post stroke. Thomas and Lincoln6 used the Visual Analogue
188 K Hilari et al.
number of people with aphasia at the six months St Mary’s and the Royal Free made this study
post-stroke stage. possible.
In summary, a combination of stroke-related
and social factors contribute to psychological dis-
tress after stroke. Stroke severity and loneliness
were the only two factors that were associated Conflicts on interest disclosures
with high distress at all times of assessment post
stroke. Stroke severity accounted for most of the None.
variance in distress at baseline, whereas in the
longer term, social factors were more important.
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