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444

Journal of Food Protection, Vol. 81, No. 3, 2018, Pages 444–455


doi:10.4315/0362-028X.JFP-17-276
Published 2018 by the International Association for Food Protection
This is an open access article under the CC BY-NC-ND license (https://creativecommons.org/licenses/by-nc-nd/4.0/)

Research Paper

Precooking as a Control for Histamine Formation during the


Processing of Tuna: An Industrial Process Validation
FARZANA ADAMS,1 FRED NOLTE,2 JAMES COLTON,3 JOHN DEBEER,4* AND LISA WEDDIG5

128 Langdale Court, Huntington, Hamilton 3210 New Zealand; 2Fred Nolte Consulting, 2503 West 5th Avenue, Vancouver, British Columbia, Canada

V6K 1S9; 3Aerojet Rocketdyne, 8900 De Soto Avenue, Canoga Park, California 91304, USA; 4Chicken of the Sea International, 2150 East Grand Avenue,

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El Segundo, California 90245, USA; and 5National Fisheries Institute, 7918 Jones Branch Drive, #700, McLean, Virginia 22102, USA

MS 17-276: Received 16 July 2017/Accepted 7 November 2017/Published Online 23 February 2018

ABSTRACT
An experiment to validate the precooking of tuna as a control for histamine formation was carried out at a commercial tuna
factory in Fiji. Albacore tuna (Thunnus alalunga) were brought on board long-line catcher vessels alive, immediately chilled but
never frozen, and delivered to an on-shore facility within 3 to 13 days. These fish were then allowed to spoil at 25 to 308C for 21
to 25 h to induce high levels of histamine (.50 ppm), as a simulation of ‘‘worst-case’’ postharvest conditions, and subsequently
frozen. These spoiled fish later were thawed normally and then precooked at a commercial tuna processing facility to a target
maximum core temperature of 608C. These tuna were then held at ambient temperatures of 19 to 378C for up to 30 h, and
samples were collected every 6 h for histamine analysis. After precooking, no further histamine formation was observed for 12
to 18 h, indicating that a conservative minimum core temperature of 608C pauses subsequent histamine formation for 12 to 18 h.
Using the maximum core temperature of 608C provided a challenge study to validate a recommended minimum core
temperature of 608C, and 12 to 18 h was sufficient to convert precooked tuna into frozen loins or canned tuna. This industrial-
scale process validation study provides support at a high confidence level for the preventive histamine control associated with
precooking. This study was conducted with tuna deliberately allowed to spoil to induce high concentrations of histamine and
histamine-forming capacity and to fail standard organoleptic evaluations, and the critical limits for precooking were validated.
Thus, these limits can be used in a hazard analysis critical control point plan in which precooking is identified as a critical
control point.
Key words: Challenge study; End point internal product temperature (EPIPT); Histamine; Precooking; Tuna; Validation

The principles of hazard analysis and critical control of various hazards associated with seafood products.
point (HACCP) plans (42) require the use of science-based Alternative approaches for controlling hazards at CCPs
evidence to validate a preventive process control as capable must be proven valid by the processor. The FDA seafood
of effectively limiting an identified food hazard. The food HACCP regulations mandate that processors ‘‘verify that the
safety regulation for the production of seafood products HACCP plan is adequate to control food safety hazards that
published by the U.S. Food and Drug Administration (FDA) are reasonably likely to occur’’ (38).
(38) is based upon HACCP principles. This article describes Fast-moving scombroid fishes, such as tuna, tend to
an in-plant, full-production-scale validation process for have more free histidine in their muscles than do other
ascertaining that precooking tuna to a minimum core fishes; therefore, higher concentrations of histamine and
temperature of 608C pauses histamine (scombrotoxin) other amines can form (21, 32). Histamine will be formed in
formation for at least 12 to 18 h, thus giving processors these fish when they are not chilled properly after capture.
enough time to process fish of any size. Histamine-forming bacteria (HFB) are ubiquitous in the
All seafood sold for human consumption in the United marine environment, and under unchilled conditions, HFB
States must be processed according to the FDA’s seafood in tuna can grow. The HFBs produce the enzyme histidine
HACCP regulation (21 CFR 123) (38). To facilitate decarboxylase (HDC), which converts free histidine within
compliance, the FDA has provided extensive guidance to the tuna muscle into histamine (3). Histamine is a relatively
the industry in the form of a document, ‘‘Fish and Fishery small, very stable toxin and is not inactivated by cold or heat
Products Hazards and Controls Guidance’’ (42). This FDA (15).
HACCP guidance provides the strategies, i.e., critical Histamine and other amines are the primary cause of
control points (CCPs) and critical limits (CLs), for control scombrotoxin reactions, often called histamine poisoning
(18). Histamine poisoning is the leading cause of seafood-
* Author for correspondence: Tel: 760-670-6141: Fax: 760-436-5178; borne illness in the United States and internationally (7, 14).
E-mail: john.debeer@thaiunion.com. The defect action concentration for histamine in tuna flesh in
J. Food Prot., Vol. 81, No. 3 CONTROL OF HISTAMINE FORMATION BY PRECOOKING 445

the United States is 50 ppm (37), and the toxic concentration and Photobacterium damselae) and found that M. morganii
is 500 ppm (37). was the most heat resistant; therefore, a heat treatment
No histamine is found in freshly caught tuna (16, 21), designed to control M. morganii would effectively control
but when these fish are not handled properly at sea, the other HFB. Nolte et al. (25) further developed a model
histamine will form and accumulate. Chilling and/or demonstrating that once the tuna reaches a core temperature
freezing the fish promptly after capture will prevent the of 608C, M. morganii populations have undergone a
growth of HFB and histamine formation (42). The tuna significant 5-log reduction. In other studies, the activity of
fishing vessels in all major fisheries either chill the tuna with HDC produced by M. morganii was reduced by 56% at 508C
ice or refrigerated seawater (RSW) or freeze the tuna at sea and by 99% at 608C (20). Osborne and Bremer (27) used the
with a blast freezer or brine freezing system (6, 17). Diligent Bigelow model to determine the thermal death times for M.
time-temperature controls throughout the supply chain are morganii in kahawai (Arripis trutta). That model indicated
essential to assure consumer safety because tuna fishing and that the minimum precooked core temperatures should be 58
processing are primarily done in the tropics, with typical to 628C to ensure that the final product would not produce

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ambient temperatures that could potentially lead to spoiled histamine during subsequent temperature abuse (5, 27). The
tuna with high histamine concentrations. most common target end point internal product temperature
The basic method for tuna canning has been described (EPIPT) for precooked tuna for the past 50 years (F.N.,
by Bell et al. (4) and DeBeer et al. (8). Tuna loins are the personal communication) has been a minimum meat
desired tuna portions for canning. To facilitate skinning, temperature at the backbone of 1358F (57.28C), as developed
deboning, and separating the red meat from the loin meat, by Peterson in 1971 (30).
the fish are initially heat treated in a process known as The validation of a HACCP CL involves testing to
precooking (8). Tuna processors sometimes inject vegetable determine whether the CL can control the worst case of the
broth into the raw tuna loins to add flavor and improve hazard. In this article, the worst case for tuna spoilage refers
texture. This vegetable broth is a flavoring allowed in the to tuna that has been subjected to deliberate time-
U.S. canned tuna standard of identity (40). temperature abuse to reach exponential histamine formation,
The FDA HACCP guidance (42) sets limits for the time thereby providing practical evidence of HFB presence in the
allowed for processing tuna to 12 h from the time the tuna test fish. The test fish also needed to fail standard
starts thawing until it has been sealed in cans and the retort organoleptic evaluations and exceed the FDA guidelines
has started or the loins start to freeze, if the ambient for histamine (50 ppm), thus indicating the presence of HFB.
temperature exceeds 218C at any time. Procedures that must The objectives of this study were to (i) precook worst-
be conducted in this time window include thawing, case spoiled tuna to a target maximum core temperature of
precooking, cooling, removing the skin and bones, separat- 608C to validate the precooking process as stopping or
ing the red meat from the loins, and preparing the fish for pausing histamine formation and (ii) determine and validate
canning or freezing. This 12-h window is not sufficient for how much extra processing time is therefore gained from
thawing, precooking, and cooling larger tuna. However, the precooking the tuna to a minimum core temperature of 608C
HACCP guidance does allow an intermediate heat step when by sampling tuna at different periods after precooking to
processors can demonstrate that histamine formation can be determine whether histamine formation has been paused for
delayed long enough after precooking to allow additional a significant period.
processing time, i.e., to ‘‘restart the clock’’ (8, 42). Although
most processors believe that precooking provides an MATERIALS AND METHODS
adequate process control for safely producing canned tuna Design of the validation experiment. After comprehensive
without elevated histamine concentrations, no scientific consultations with experts and statisticians from the FDA, a set of
studies have been conducted using the ‘‘worst-case’’ validation experiments was designed to accomplish the two study
conditions to validate the use of precooking to restart the objectives. Tuna were to be brought on board the fishing vessels
clock (F.A., personal communication). alive, spoiled to obtain histamine concentrations higher than 50
FDA warning letters (41, 43) and the subsequent ppm, and then precooked to a targeted maximum of no higher than
collaboration between the FDA and the National Fisheries 608C at the core to determine whether histamine formation could
Institute identified a specific lack of data for demonstrating be paused for sufficient time to process larger tuna (at least 12 to 18
the effect of precooking on controlling the formation of h after precooking). For purposes of validation, fish were
histamine. One such warning letter (41), in October 2010, deliberately spoiled before precooking to simulate time-tempera-
ture abuse on the catcher vessels and to satisfy the burden of proof
stated there was no precooking step listed in the existing
required under the FDA’s seafood HACCP regulation (38).
HACCP plan as a CCP ‘‘to ensure control of exposures to
operations to control scombrotoxin formation.’’ The warning
Fish capture. All the experimental albacore tuna (Thunnus
letter went on to say, ‘‘the HACCP plan should include the alalunga) were caught by longline fishing vessels near Fiji and
pre-cook as a critical control point and should include all brought on board alive. Fish were immediately chilled on board in
appropriate critical factors to achieve an adequate cook.’’ ice or RSW and stored at 2 to 08C. The 226 albacore used in this
Therefore, precooking CCP and CL studies are clearly experiment had a mean weight of 15 kg each.
needed.
Enache et al. (13) conducted thermal death time studies Fish spoilage. All fresh raw tuna were landed and then
on five species of known HFB (Morganella morganii, spoiled in Suva, Fiji, on two separate days. The spoilage process
Raoultella planticola, Hafnia alvei, Enterobacter aerogenes, started immediately after the tuna were unloaded, and each fish
446 ADAMS ET AL. J. Food Prot., Vol. 81, No. 3

TABLE 1. Design of experiment for the number of fish used for each treatment for the two precooker temperatures
No. of fisha

Treatment group Fish type Injection Precooker temp (8C) Before precook T0 T12 T18 T24 T30 Total

A Round No 70 2 6 6 6 6 6 32
B Round No 100 2 6 6 6 6 6 32
C Splitb No 70 2 6 6 6 6 6 32
D Split No 100 2 6 6 6 6 6 32
E Split Yes 70 2 6 6 6 6 6 32
F Split Yes 100 2 6 6 6 6 6 32
G Round No Not cooked (control) 2 4 4 4 4 4 22
a
Before-precook samples were collected from raw fish approximately 30 min prior to the start of precooking. Time 0 (T0) samples were

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collected after precooking from both the raw fish and the precooked fish after precooked fish were removed from the precooker. The T12,
T18, T24, and T30 samples were collected 12, 18, 24, and 30 h after T0. Of the six fish replicates for T0 through T30, five had been
chilled in RSW and one had been chilled in ice onboard the harvest vessel. Differences were not expected, and these two chilling methods
were evenly stratified.
b
For all split fish, one-half of each fish was used as the raw control.

subsequently was spoiled to greater than 50 ppm of histamine. control fish could accompany the precooked fish throughout the
During the spoilage process, the fish were stored in open fish bins rest of the process after precooking.
containing seawater for up to 25 h with temperatures that were The fish for the noninjected treatments C and D were split in
controlled at 25 to 338C. The method of deliberate spoilage of half using the butchering split saw and placed into fish baskets in
these fish is described in the Supplemental Material. After spoilage, single layers (two pieces per basket), and the baskets were placed
the fish were completely frozen in air blast freezers (Dalian into precooker racks. The fish for the split-injected treatments E
Refrigeration Company, Dalian, People’s Republic of China) set at and F were split in half, injected with vegetable broth using
408C and held for at least 24 h. The spoiled frozen fish were then commercial injectors, and placed into fish baskets and fish racks in
transferred by freezer truck (208C) to the processing facility. a manner similar to that for the split noninjected tuna. One half of
each individual fish in the four split fish treatments (C, D, E, and F)
Thawing and processing. All precooking experiments were was precooked, and the other half served as an uncooked raw
conducted in precookers (Leonard Engineering, El Cajon, CA) at a control. The split fish halves were randomized such that the left or
commercial tuna processing facility in Levuka, Fiji. Two right halves were randomly assigned to either the precooked or raw
precooking experiments were conducted each day for 3 days. control group. Therefore, the only difference between experimental
groups and the controls was the precooking heat treatment,
Standard methods for commercial tuna processing were used for
allowing for strong paired statistical analysis.
thawing and evisceration to prepare the fish for precooking. The
The fish from the two chilling methods aboard the longline
fish were thawed for 11 h to a target core temperature of 2 to 08C
catcher vessels (ice and RSW) were evenly distributed across the
in unchlorinated single-use seawater. The thawing water temper-
precooker treatments such that any potential differences could be
ature was approximately 26 to 288C. The thawed fish were
identified during the statistical analysis. Of the six fish for each
butchered by removing the stomach, liver, heart, and other entrails.
treatment sampling time, one had been chilled in ice and five had
Some of the round fish were subsequently split. The heads and gills
been chilled in RSW.
were not removed from the round or split tuna; however, the heads
and gills were removed from the split injected fish. In this article,
Precooker target temperatures and validation. Commer-
round fish means unsplit tuna fish with the stomach, liver, heart,
cial precookers using direct contact steam were used to precook the
and other entrails removed.
fish. Precooker temperatures of 70 and 1008C were selected to
bracket the range of steam temperatures used in commercial
Fish preparation. In all, 226 fish and 1,112 individual precooking schedules. This design allowed for comparison of
samples were used for histamine analysis to validate this potential differences resulting from precooking times and temper-
precooking procedure. The design of experiment (DOE) stipulated atures typically encountered in routine commercial procedures,
six precooker treatment combinations (A through F) using 32 fish e.g., lower precooker chamber temperatures requiring longer
each (Table 1). Six fish pieces were tested after precooking at each cooking times versus higher precooker chamber temperatures with
of five sampling times for each treatment. Each fish piece was shorter cooking times (F.N., personal communication). Tempera-
uniquely identified throughout the entire processing cycle. This ture distribution studies were conducted to verify a uniform
DOE matrix of precooker treatments allowed for comparisons temperature distribution inside each precooker (F.N., personal
among the factors: whole round fish, split fish, split fish injected communication) (24). For each of the precooker treatments, the
with vegetable broth (round fish were not injected for technical precooker was filled with additional fish to replicate commercial
reasons), and cooking at the two precooker target steam precooker operations and temperature distribution patterns. Ap-
temperatures (70 and 1008C). proximately 6 metric tons of additional nontest fish were processed
Before precooking, the round fish (treatments A and B) were per precooking treatment, for a total of 36 metric tons of nontest
placed directly into fish baskets, with one fish per basket, and then fish or about 2,400 individual nontest fish.
into precooker racks. The round fish controls (treatment G), which
were raw (without precooking treatment), were also placed into Temperature monitoring. The core temperatures for all
fish baskets and precooker racks in the same way so that these precooked test fish and a sample of the nonprecooked control fish
J. Food Prot., Vol. 81, No. 3 CONTROL OF HISTAMINE FORMATION BY PRECOOKING 447

were measured using dial thermometers and recorded immediately


for all 32 precooked test fish per treatment.

Sample collection time. For each treatment, six histamine


samples were collected after the core temperatures were recorded
(T0). The other precooked fish and uncooked raw controls were
moved immediately into the sidespray room, and cooling with a
water spray commenced to lower the precooked test fish core
temperatures to the range where histamine concentrations would be
expected to increase most rapidly (15). When the average core
temperature reached 458C, the fish were moved into the
conditioning room for a brief time. After the average precooked
fish core temperatures further cooled to 408C in the conditioning
room, the precooked and control fish were moved into the packing

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room to challenge the tuna through exposure to ambient conditions
of 27 to 328C.
FIGURE 1. Sites on tuna from which samples were taken for Samples for baseline histamine analysis before precooking,
histamine analysis. designated B4PC, were collected from the raw fish controls and the
treatment fish approximately 30 min before precooking. After
precooking, histamine samples were collected from six fish per
were monitored with standard thermal probes (type T thermocou- treatment, plus the corresponding baseline control fish at each of
ples, Omega Engineering, Norwalk, CT) connected to Calplex data five sampling times: immediately (T0), 12 h (T12), 18 h (T18), 24
loggers (TechniCAL, Metairie, LA) (33). The temperatures of the h (T24), and 30 h (T30).
thawing water and sidespray were monitored every 30 min with
programmable MiniVACQ wireless temperature data loggers
Sample collection stratification. The precooking process
(TMI-Orion, Castelnau-le-Lez, France) (34). Similarly, the ambient
resulted in the desired maximum 608C exit core temperatures as
air temperatures in the areas for thawing, preparation, sidespray,
planned except in a few cases. The steam portion of the precooking
conditioning, and packing were monitored with a MiniVACQ
process was stopped before the core temperature of any fish in a
recording device every 30 min. The probes were verified for
treatment reached 608C, but the fish core exit temperatures were
accuracy against a calibrated NIST traceable (National Institute of not collected until the fish had been removed from the precooker
Standards and Technology, Gaithersburg, MD) thermometer at 08C (after 5 to 10 min). The core temperature continues to increase for a
(ice slurry), 1008C (boiling water), and 70 and 1008C set points time after the steam has been turned off due to residual heat
inside the precookers. The dial thermometers were calibrated transfer or overshoot (8, 29). The 1008C precooker steam
against an NIST traceable thermometer. Temperature data were treatments tended to have greater increases in fish core post-
compiled and evaluated using Calsoft (TechniCAL), MiniVACQ precooking temperatures than did the 708C precooker steam
(TMI-Orion), and Excel (Microsoft, Redmond, WA) software. treatments because more residual heat remained within the outer
tissues of the fish cooked at higher temperatures. This limitation of
Processing times. The frozen spoiled fish were thawed for 11 some fish having exit core temperatures higher than 608C was
h, precooked for 2 to 5 h, and then cooled for 2 to 4 h in the addressed by selectively stratifying the fish across the five
sidespray and conditioning rooms to reach core temperatures below sampling times. T0 was selected for the fish with the highest core
408C. temperatures, because it was already known that the effect of fish
core temperature on the histamine concentration and its increase is
Raw fish controls. All raw fish controls, including the less important right after precooking than later. This selective
uncooked halves of the fish from treatments C through F and the stratification was done to ensure that all the lower exit temperature
round fish controls (G) for treatments A and B, were set aside in fish were sampled at the later sample times to determine the effect
the preparation area where the ambient temperature was 26 to 328C of lower exit temperatures on histamine concentrations in
while the test fish were being precooked. All uncooked raw fish precooked fish over time. After stratification, the remaining fish
controls were treated in the same manner as the precooked fish were randomized using fish core temperature results and sampled
throughout the remaining steps of the process in the sidespray across the five sampling times.
cooling, conditioning, and packing rooms.
Sampling locations. Samples for histamine analysis (mini-
Precooking test fish. All test fish, except the raw controls, mum sample weight of 250 g) were collected from the following
were precooked as outlined in the experimental design (Table 1) to locations on each fish piece (Fig. 1): (i) for round fish, anterior
a target precooker exit core temperature near but not exceeding dorsal and anterior ventral, right and left side, four samples per
608C. Temperature probes connected to the Calplex data loggers fish; and (ii) for split fish, anterior dorsal, anterior ventral, and
allowed close monitoring of fish core temperatures in real time middle ventral, three samples per split fish piece. Each sample
during precooking. Three free leads were also placed near the location on each fish can be tested only once because histamine
precooker racks containing the precooked test fish to monitor the analysis is destructive. The anterior ventral location was chosen to
precooker steam temperature at the top, middle, and bottom comply with the recommendations from the FDA HACCP
positions of the rack. guidance regarding chemical testing for histamine (42), the anterior
As soon as the core temperature of any fish in the precooker dorsal location was chosen because of historical industry practices
treatment approached the target of 608C, the steam was turned off, based on research conducted by Frank et al. (16), and the middle
and all fish, including the nontest fish, were removed from the ventral sample location was suggested by the FDA experts for an
precooker as quickly and safely as possible. Fish core temperatures extra sample site on the split fish. Both the left and the right sides
448 ADAMS ET AL. J. Food Prot., Vol. 81, No. 3

term for sampling time was included to predict the time point when
the histamine concentrations would exceed the initial concentra-
tions.

RESULTS
Fish spoilage. The temperatures of the air, water, and
fish cores during fish spoilage are shown in Supplemental
Figure S1. The water temperature during spoilage was 25 to
328C, and fish core temperatures increased from less than
48C, when stored on ice or in RSW, to equilibration with
these ambient water temperatures during the 21- to 25-h
spoilage times (Fig. S1). Ten fish were tested for histamine

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as indicators to stop the spoilage time. The histamine
concentrations were 66 to 214 ppm (Supplemental Table S1)
FIGURE 2. Histamine concentrations in tuna after spoilage
before freezing the rest of the intact fish. The fish were also
period in Suva, Fiji, and after thawing but before precooking in
Levuka, Fiji. A zero point was added based on the assumption of
noticeably decomposed, as determined by sensory evalua-
zero histamine in freshly caught fish. tions. Subsequently, every fish tested throughout this study
had a histamine concentration higher than 50 ppm and had
of all fish were sampled to further account for a possible odors of decomposition. The histamine concentrations at the
nonuniform distribution of histamine throughout the fish (12, end of spoilage and after thawing but before precooking are
22). To preserve the samples for laboratory analysis, all samples shown in Figure 2. An added data point of 0 ppm of
collected for histamine testing were immediately frozen using a histamine based on historical data (16, 21) was included in
commercial plate freezer (19) and analyzed using the AOAC Figure 2 for reference to represent the lack of histamine in
fluorometric method 977.13 for testing histamine in seafood (1). the fresh fish at the start of spoilage.

Sensory evaluations. Sensory evaluations were conducted by Time-temperature exposure and precooking results.
sensory experts trained using the National Oceanic and Atmo- The average core temperature profile for the precooked test
spheric Administration and FDA sensory training protocols (36) on
fish throughout the entire process is shown in Figure 3 and
each fish at the same time as samples were collected for histamine
includes the stages in order of progression: start of thawing,
testing.
end of thawing, precooker initial, precooker exit, cooling
DOE. The DOE was a three-factor full factorial repeated- during sidespray, and conditioning room. The ambient
measures design with two treatments omitted (J.C., personal temperatures in these processing areas were 25 to 358C
communication) (23, 26) and a covariate. The factors are (i) round except in the conditioning room, which averaged 208C (Fig.
and split, (ii) injection, and (iii) precooking steam temperature. 4). All ambient room temperatures were in the optimal
Sampling time after precooking (0, 12, 18, 24, and 30 h) was the temperature zone for histamine formation (42).
covariate. The DOE was for repeated measures (26) because each
fish piece was measured at three or four locations depending on EPIPTs. The resulting EPIPTs are charted in an
whether the fish was split or round (the three or four samples interval plot in Figure 5 and tallied in Table S2. The data
collected per fish piece were analyzed at the same time). in Table S2 are grouped by degree and precooker treatment.
The target for the core precooker exit temperatures was
Statistical analysis. The DOE called for equal numbers of
achieved: most fish had core temperatures lower than 608C,
fish in each of the six precooking treatments. The histamine
and only 11% exceeded the target core temperature
concentrations were converted to natural logarithms (ln) for the
factorial analysis of variance (ANOVA) model statistical analysis. maximum of 608C.
The ln form reduces the impact of outliers and helps satisfy the
normality assumption for the ANOVA (J.C., personal communi- Histamine concentrations and statistical analysis.
cation). The effects of fish core exit temperature, sampling time after
The histamine results were analyzed with Minitab software precooking, and the three analysis factors on the mean ln
(State College, PA) and Microsoft Excel. The mean ln histamine histamine concentrations are shown in Table S3. Sampling
concentrations at each sampling time for each treatment group time (hours after precooking stopped) was the most
were analyzed using a one-way ANOVA. The differences in the significant factor in predicting histamine concentrations in
histamine concentrations between the sampling times within a precooked fish. The effect of sampling time on ln histamine
treatment were evaluated using Tukey’s method for multiple
concentrations was nearly identical for the six treatments
comparisons of means (35).
studied (interval plot, Fig. 6). The core fish exit temperatures
The ln histamine results also were analyzed with a regression
model to determine the comparative impacts of round versus split, were significantly associated with histamine concentrations
injection, precooker temperature, and sampling time after pre- (t ¼ 4.97, P ¼ 0.000). For every 18C increase in the core
cooking. The terms were eliminated from the model with the main fish exit temperature, there was a 2.1% decrease in ln
effects and two-way interactions using a backwards elimination histamine concentration at any time after precooking in these
approach of terms that were not statistically significant. A quadratic high-histamine fish (Table S3).
J. Food Prot., Vol. 81, No. 3 CONTROL OF HISTAMINE FORMATION BY PRECOOKING 449

FIGURE 3. Mean fish core temperature


profile for the complete processing of test
fish: frozen, thawed, before precooking (PC
initial), after precooking (PC exit), during
sidespray (SS), and at exit from the chill
room (CR).

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The differences in histamine concentrations over time The ANOVA results (Table 2) with Tukey’s method
for the six treatment combinations versus the controls are indicate that the mean histamine concentrations in the
shown in Figure 7. The ANOVA results for raw versus precooked tuna at time points B4PC, T0, T12, and T18 were
precooked fish are shown in Table S4 and were significant not significantly different from the concentrations at
(df ¼ 1, F ¼ 198.06, P ¼ 0.000). previous time points for any treatments. The mean histamine
The mean histamine concentrations (and standard concentration at T24 was significantly different from
concentrations at these earlier sampling times for treatments
deviations) for all precooking treatment and sample time
B, D, and E. The mean histamine concentration at T30 was
combinations are shown in Table 2. The large standard
significantly different from that at the earlier sampling times
deviations indicate high variability in histamine concentra- for all treatments. In summary, no significant differences in
tions for particular treatment and sample time combinations. mean histamine concentrations were found until at least T24,
An ANOVA was performed on each treatment group to test even in these severely spoiled and decomposed fish.
for differences in mean histamine concentrations across Based on calculations using the coefficients derived
sampling times. Tukey’s multiple comparison method (35) from the regression model to fit a quadratic equation to the
was used to identify which sampling times were significantly data, on average the histamine concentrations started to
different. increase just after 18 h (18.7 h) after the fish were removed

FIGURE 4. Mean (line) and range (whis-


kers) of ambient temperatures in fish
processing areas.
450 ADAMS ET AL. J. Food Prot., Vol. 81, No. 3

FIGURE 5. Tuna core exit temperatures


(mean and 95% confidence interval) mea-
sured after precooking (70 or 1008 C) by
sampling time (0 to 30 h) and histamine
analysis treatment group: A, round fish,
708 C; B, round fish, 1008 C; C, split fish,
708 C; D, split fish, 1008 C; E, split fish
injected, 708 C; F, split fish injected, 1008 C.

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FIGURE 6. Interval plot (mean ln and 95%
confidence interval) histamine concentra-
tions with by sampling time (0 to 30 h) and
treatment group: A, round fish, 708 C; B,
round fish, 1008 C; C, split fish, 708 C; D,
split fish, 1008 C; E, split fish injected, 708 C;
F, split fish injected, 1008 C.

FIGURE 7. Mean histamine concentra-


tions over time (0 to 30 h) in precooked
fish (solid lines) and raw controls (dashed
lines) by treatment group: A, round fish,
708 C; B, round fish, 1008 C; C, split fish,
708 C; D, split fish, 1008 C; E, split fish
injected, 708 C; F, split fish injected, 1008 C.
J. Food Prot., Vol. 81, No. 3 CONTROL OF HISTAMINE FORMATION BY PRECOOKING 451

TABLE 2. ANOVA results comparing histamine concentrations by sampling time within a precooking treatment
Histamine (ppm)

Raw control Precooked


Difference using
Treatment Time (h) n Mean SD n Mean SD Tukey’s means test

A: round fish, 708C Before precook 2 261 72 2 298 24 B


0 6 560 191 6 331 117 B
12 6 2,825 799 6 271 102 B
18 6 2,047 234 6 316 87 B
24 6 2,221 488 6 324 79 B
30 6 2,640 1,263 6 643 58 A
B: round fish, 1008C Before precook 2 261 72 2 286 84 B/C

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0 6 560 191 6 310 82 C
12 6 2,825 799 6 290 85 C
18 6 2,047 234 6 247 102 C
24 6 2,221 488 6 348 50 B
30 6 2,640 1,263 6 533 140 A
C: split fish noninjected, 708C Before precook 2 294 50 2 292 53 B
0 6 353 59 6 247 43 B
12 6 725 181 6 294 44 B
18 6 758 268 6 275 39 B
24 6 2,181 565 6 343 47 B
30 6 2,015 324 6 548 290 A
D: split fish noninjected, 1008C Before precook 2 316 105 2 325 121 B/C
0 6 359 59 6 223 74 C
12 6 861 488 6 258 68 C
18 6 1,899 576 6 272 58 C
24 6 2,307 684 6 393 40 B
30 6 1,330 300 6 733 129 A
E: split fish injected, 708C Before precook 2 294 79 2 322 72 B/C
0 6 360 58 6 272 47 C
12 6 1,022 439 6 304 40 C
18 6 1,198 434 6 285 30 C
24 6 1,070 130 6 381 68 B
30 6 1,938 235 6 587 53 A
F: split fish injected, 1008C Before precook 2 227 43 2 283 20 B
0 6 385 121 6 253 31 B
12 6 478 152 6 255 31 B
18 6 857 94 6 259 47 B
24 6 1,712 448 6 315 48 B
30 6 1,700 356 6 594 126 A
All treatments combined Before precook 12 282 70 12 305 73 B/C
0 36 400 131 36 277 83 C
12 36 1,145 934 36 279 71 C
18 36 1,336 637 36 276 72 C
24 36 1,891 676 36 349 63 B
30 36 1,908 726 36 604 161 A

from the precooker. Figure 8 shows the quadratic function statistics from each fish, i.e., the mean ln histamine
(P ¼ 0.000). concentration. A second summary statistic, the maximum
High variability in histamine concentrations between ln histamine concentration, was also analyzed; these results
fish was observed throughout the study. Significant were essentially identical to those for the mean ln histamine
differences in histamine concentrations were found between concentration.
individual fish treated identically (i.e., different fish ID
numbers; df ¼ 150, F ¼ 15.90, P ¼ 0.000) (Table S5). Three Location effects. Significant differences in histamine
or four sample locations were analyzed for histamine concentrations were found between sample locations on the
concentrations for each piece of precooked fish, but because fish pieces (Table S5). The anterior dorsal location had the
the measurements within a single fish are correlated, these lowest mean histamine concentrations, the anterior ventral
samples are not independent. The repeated measures aspect location had the next highest, and the middle ventral location
of this study was handled by analyzing the summary had the highest (df ¼ 2, F ¼ 32.83, P ¼ 0.000). This location
452 ADAMS ET AL. J. Food Prot., Vol. 81, No. 3

FIGURE 8. Quadratic effect plot of mean


ln histamine concentrations versus time
after precooking (0 to 30 h). The quadratic
function becomes greater than T0 after
18.7 h.

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effect was accounted for in the analysis by analyzing the target maximum EPIPT for this study. Precooking to this
locations separately, and the results were essentially target is a conservative CL and was used in this challenge
identical to those obtained for the mean ln histamine study with worst-case fish.
concentrations. No significant differences were found The fish used here had histamine concentrations that
between the left and the right sides of the fish (side factor exceeded the federal guidelines by 3- to 10-fold and were
in Table S5). thus considered beyond worst case. Although the design of
the spoilage portion of the experiment was to stop the
Effects of chilling method. The method of chilling, histamine formation at 50 ppm, because changes in bacterial
i.e., RSW or ice, was tracked throughout the study, but no growth and histamine concentrations are variable and rapid
significant differences in histamine concentrations were after 50 ppm of histamine is reached, the general spoilage,
found for fish treated with these two onboard chilling bacterial growth, and increase in histamine concentration
methods (df ¼ 1, F ¼ 1.043, P ¼ 0.311). cannot be stopped immediately (28, 31).
This validation challenge study was conducted with
Effects of precooking temperatures. Two interactions freshly caught tuna that were live when caught and
were significant: between round fish and precooker histamine free. These fish were immediately chilled and
temperature (df ¼ 1, F ¼ 7.14, P ¼ 0.008) and between stored in ice or RSW until they were unloaded so the starting
injected fish and precooker temperature (df ¼ 1, F ¼ 5.90, P histamine concentrations remained very low. It was
¼ 0.016) (Table S6). The precooker temperature for the important that the fish not be frozen because freezing could
round 3 split interaction indicates that for round fish, the significantly reduce existing HFB populations. Therefore,
the subsequent spoilage process started with unfrozen fish of
higher precooker temperatures resulted in lower histamine
excellent quality.
concentrations, whereas for the split fish, precooker
The water flow set up, temperature control, and air
temperature did not have a significant impact on histamine
circulation during the spoilage phase ensured that the water
concentrations. The temperature 3 injection interaction
temperature was in the range optimal for HFB growth and
indicates that for split injected fish, the higher precooker
histamine formation. The fish core temperatures rose from
temperatures resulted in lower histamine concentrations. For
safe temperatures of 2 to 08C to ambient temperatures close
split noninjected fish, precooker temperature did not have a
to 328C, which are in the optimal range for HFB growth and
significant impact on histamine concentrations. No interac-
histamine formation (Fig. 2). The deliberate spoilage process
tion was found between sampling time and any of the other simulated a worst-case scenario of time-temperature abuse
factors. Thus, although some significant interactions were that could occur on board a harvest vessel due to delays in
found between factors, no difference in the histamine chilling and/or freezing of the fish. Resultant histamine
inhibiting effect of precooking was found under this concentrations in the tuna exceeded the FDA defect action
challenge study scenario. level of 50 ppm (Table S1) on each spoiled experimental fish
tested by sampling at the end of spoilage or tested later as an
DISCUSSION
uncooked control.
The intent of this industrial precooking process The spoilage run was successful for creating fish with
validation study was to validate the use of a precooker histamine concentrations well in excess of 50 ppm.
EPIPT CL to control formation of histamine after precook- Although the histamine concentrations at the end of the
ing. This study was conducted using fish with elevated spoilage period in Suva were 66 to 214 ppm, the histamine
histamine concentrations and odors of decomposition. concentrations of fish sampled before precooking at the
Previous research indicated that 608C was an appropriate processing facility were 150 to 450 ppm. These histamine
J. Food Prot., Vol. 81, No. 3 CONTROL OF HISTAMINE FORMATION BY PRECOOKING 453

increases could have occurred at two processing steps, given destroy the HFB, leading to protective effects and, thus,
that the spoilage period had already successfully achieved a compromising the study. Based on a limited number of
high growth rate of HFB and histamine production could not samples, Baranowski et al. (2) found that prolonged frozen
be immediately arrested (28, 31): (i) during the 1 h it took to storage for 24 to 40 weeks was responsible for a reduction in
load the fish into the blast freezer and for the fish to be levels of surviving HFB in mahi-mahi (Coryphaena
frozen solidly (fish remained in the blast freezer for at least hippurus). However, in the present study, the HFB in the
24 h) and (ii) during the thawing phase (11 h in ~26 to 288C raw fish controls were not destroyed and were able to
seawater) because the HFB present were not destroyed by produce high concentrations of histamine in the absence of
freezing, transport, and storage. When thawed, the test fish the precooking heat treatment; within 12 h, the concentration
(those to be precooked and the uncooked controls) also had increased two- to sixfold (Table 2). The short period of
strong odors of decomposition consistent with internation- frozen storage of less than 2 weeks in this study did not
ally used evaluation standards (36). Thus, this validation curtail subsequent histamine formation.
study was conducted with beyond worst-case frozen raw
The results of this study indicate that histamine

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material that would not normally be accepted by tuna
formation is delayed by precooking within the normal
processors based on the CLs and sample sizes suggested by
ranges of steam temperatures in precookers, 70 to 1008C.
the FDA HACCP guidance (42).
Consistent and significant differences in histamine concen-
These fish with very high histamine concentrations were
trations were found between the raw fish controls and the
precooked as described, and after precooking the fish core
temperatures were reduced to 458C in the sidespray room precooked fish treatments just after precooking and for a
and further to 408C in the conditioning room. The tuna only significant period of time thereafter. These findings validate
spent between 2 and 4 h in the cooling zones to lower the the efficacy of precooking to control HFB levels and HDC
core temperatures, in contrast to general practices where activity and, thus, curtail additional histamine formation and
time in the cooling area is maximized and exposure to accumulation for 12 to 18 h.
ambient temperatures is minimized. These precooked high- This precooking validation study was conducted with
histamine decomposing fish were then further challenged by fish that were beyond worst case: the minimum histamine
exposure for up to 30 h to temperatures of 20 to 408C, which concentration recorded after thawing and before precooking
are optimal for histamine formation (15). was 150 ppm (Fig. 2). No additional histamine formed until
The mean histamine concentrations and standard 18 h after precooking. The fish accepted by the tuna
deviations for all the treatments and sample times are shown processors have a maximum histamine level of 30 ppm,
in Table 2. The large standard deviations indicate high which is five times lower than the minimum found in these
variability in these histamine concentrations, which is spoiled fish. Therefore, these results support a CL of 12 h
consistent with the existing literature and is the reason for after precooking to control the formation of histamine with a
the lower FDA action histamine concentration of 50 ppm significant margin of safety (6 h) for deviation evaluations
(31, 37). (39). If a processor were to exceed the 12-h suggested time
In these experiments, precooking effectively stopped limit, a prudent corrective action based on chapter 7 of the
histamine formation for up to 18 h after precooking in these HACCP guidance (42) could be used to determine the final
fish even though they had high initial histamine-forming disposition of the fish. EPIPT sampling plans, minimum
capacity before precooking, as indicated by the raw fish sample sizes, and sampling strategies have been published
control data. This histamine-forming capacity is a combi- previously (10, 11).
nation of both HFB and HDC, so both of these must have The following conservative CLs, as part of a HACCP
been destroyed and/or denatured during precooking. plan built on a foundation of proper current good
DeBeer et al. (9) found how much log lethality for HFB manufacturing practices, sanitation standard operating
is accumulated during extra minutes at core temperatures of
procedures, and prerequisite programs, will effectively
56 or 578C after precooking. According to Kanki et al.
control the hazard of histamine during the production of
(20), 99% of the HDC is inactivated at 608C. The target
frozen tuna loins or canned products. These CLs are (i)
goal of this project was to precook the fish core to no more
accepting fish with less than 30 ppm of histamine and
than 608C. Because the temperature at the core continues to
meeting sensory standards, (ii) controlling to less than 12 h
increase for some time after the steam is turned off (8, 29),
a core temperature of 608C means that the remaining the time elapsed for processing the fish from the start of
portions of the fish loin and red meat are also at higher thawing to the time precooker steam is turned on, (iii)
temperatures, effectively reducing the HFB levels or the precooking the fish to a core temperature of at least 608C as
HDC activity, thus stopping the formation of histamine measured after fish are removed from the precooker (25),
until HFB growth resumes. and (iv) controlling to less than 12 h the time elapsed from
The large difference in histamine concentration between the end of precooking to the start of retorting cans or
the raw controls and the precooked fish (df ¼ 1, F ¼ 198.06, freezing loins.
P ¼ 0.000) (Table S4) also indicates that the short duration In conclusion, this experiment validated the process
of frozen storage did not affect the HFB and HDC (2) in the used during the production of canned tuna or frozen tuna
uncooked control fish. There was some concern that the loins of precooking the tuna to minimum core temperatures
freezing required to stabilize the tuna during transportation of 608C to suppress the formation of histamine for 12 h or
from Suva to the processing facility in Levuka would longer after precooking.
454 ADAMS ET AL. J. Food Prot., Vol. 81, No. 3

ACKNOWLEDGMENTS 13. Enache, E., A. Kataoka, G. D. Black, L. Weddig, M. Hayman, and K.


Bjornsdottir-Butler. 2013. Heat resistance of histamine-producing
This work was fully supported and funded by Bumble Bee Seafoods bacteria in irradiated tuna loins. J. Food Prot. 76:1608–1614.
and the Pacific Fishing Company. At the time these experiments were 14. Feng, C., S. Teuber, and M. E. Gershwin. 2016. Histamine
conducted, F. Adams (née Munshi, formerly Vogl) and F. Nolte were (scombroid) fish poisoning: a comprehensive review. Clin. Rev.
employees of Bumble Bee Seafoods and designed the experiments. F. Adams Allerg. Immunol. 50:64–69.
was the primary scientist on the ground in Fiji. Roque Salazar, Gerald 15. Food and Agriculture Organization of the United Nations, World
Kontoh, Wayne Adams, and the plant operations team are gratefully Health Organization. 2012. Public health risks of histamine and other
acknowledged for their assistance in carrying out the research work in Fiji. biogenic amines from fish and fishery products. Available at: http://
Steven Mavity and Gina Ybanez (Bumble Bee Seafoods) are thanked for www.fao.org/fileadmin/user_upload/agns/news_events/Histamine_
their critical reading of experimental design, helpful discussions, and insight. Final_Report.pdf. Accessed 8 July 2017.
Scientists and statisticians from the U.S. FDA are acknowledged for their 16. Frank, H. A., D. H. Yoshinaga, and W. Nip. 1981. Histamine
substantive contributions into the study design. J. Colton (at Minitab at the formation and honeycombing during decomposition of skipjack tuna
time of this research) coached the team on statistical design and data analysis. (Katsuwonus pelamis) at elevated temperatures. Mar. Fish. Rev. 43:9–
Dr. Steve Otwell (retired professor, University of Florida, Gainesville) is 14.
acknowledged for his subject matter expertise. Dr. Mona Baumgartel is

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17. Hamilton, A., A. Lewis, M. McCoy, E. Havice, and L. Campling.
thanked for her editorial assistance. L. Weddig and J. DeBeer are members of 2011. Market and industry dynamics in the global tuna supply chain.
the National Fisheries Institute Canned Tuna Technical Committee and Forum Fisheries Agency, Honiara, Solomon Islands. Available at:
facilitated the publication of this article. The authors thank the journal https://www.ffa.int/node/567. Accessed 9 February 2017.
reviewers for their very helpful suggestions to improve this manuscript. The
18. Hungerford, J. M. 2010. Scombroid poisoning: a review. Toxicon
preliminary results of this body of research were presented at a fisheries
56:231–243.
conference in 2012 (44) and have been used to validate the precooking CCP
19. James, C., G. Purnell, and S. J. James. 2015. A review of novel and
in place in various canneries exporting canned tuna to the United States.
innovative food freezing technologies. Food Bioprocess Technol.
8:1616–1634.
SUPPLEMENTAL MATERIAL 20. Kanki, M., T. Yoda, T. Tsukamoto, and E. Baba. 2007. Histidine
Supplemental material associated with this article can be decarboxylases and their role in accumulation of histamine in tuna
found online at: https://doi.org/10.4315/0362-028X.JFP-17-276.s1. and dried saury. Appl. Environ. Microbiol. 73:1467–1473.
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