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ABSTRACT
An experiment to validate the precooking of tuna as a control for histamine formation was carried out at a commercial tuna
factory in Fiji. Albacore tuna (Thunnus alalunga) were brought on board long-line catcher vessels alive, immediately chilled but
never frozen, and delivered to an on-shore facility within 3 to 13 days. These fish were then allowed to spoil at 25 to 308C for 21
to 25 h to induce high levels of histamine (.50 ppm), as a simulation of ‘‘worst-case’’ postharvest conditions, and subsequently
frozen. These spoiled fish later were thawed normally and then precooked at a commercial tuna processing facility to a target
maximum core temperature of 608C. These tuna were then held at ambient temperatures of 19 to 378C for up to 30 h, and
samples were collected every 6 h for histamine analysis. After precooking, no further histamine formation was observed for 12
to 18 h, indicating that a conservative minimum core temperature of 608C pauses subsequent histamine formation for 12 to 18 h.
Using the maximum core temperature of 608C provided a challenge study to validate a recommended minimum core
temperature of 608C, and 12 to 18 h was sufficient to convert precooked tuna into frozen loins or canned tuna. This industrial-
scale process validation study provides support at a high confidence level for the preventive histamine control associated with
precooking. This study was conducted with tuna deliberately allowed to spoil to induce high concentrations of histamine and
histamine-forming capacity and to fail standard organoleptic evaluations, and the critical limits for precooking were validated.
Thus, these limits can be used in a hazard analysis critical control point plan in which precooking is identified as a critical
control point.
Key words: Challenge study; End point internal product temperature (EPIPT); Histamine; Precooking; Tuna; Validation
The principles of hazard analysis and critical control of various hazards associated with seafood products.
point (HACCP) plans (42) require the use of science-based Alternative approaches for controlling hazards at CCPs
evidence to validate a preventive process control as capable must be proven valid by the processor. The FDA seafood
of effectively limiting an identified food hazard. The food HACCP regulations mandate that processors ‘‘verify that the
safety regulation for the production of seafood products HACCP plan is adequate to control food safety hazards that
published by the U.S. Food and Drug Administration (FDA) are reasonably likely to occur’’ (38).
(38) is based upon HACCP principles. This article describes Fast-moving scombroid fishes, such as tuna, tend to
an in-plant, full-production-scale validation process for have more free histidine in their muscles than do other
ascertaining that precooking tuna to a minimum core fishes; therefore, higher concentrations of histamine and
temperature of 608C pauses histamine (scombrotoxin) other amines can form (21, 32). Histamine will be formed in
formation for at least 12 to 18 h, thus giving processors these fish when they are not chilled properly after capture.
enough time to process fish of any size. Histamine-forming bacteria (HFB) are ubiquitous in the
All seafood sold for human consumption in the United marine environment, and under unchilled conditions, HFB
States must be processed according to the FDA’s seafood in tuna can grow. The HFBs produce the enzyme histidine
HACCP regulation (21 CFR 123) (38). To facilitate decarboxylase (HDC), which converts free histidine within
compliance, the FDA has provided extensive guidance to the tuna muscle into histamine (3). Histamine is a relatively
the industry in the form of a document, ‘‘Fish and Fishery small, very stable toxin and is not inactivated by cold or heat
Products Hazards and Controls Guidance’’ (42). This FDA (15).
HACCP guidance provides the strategies, i.e., critical Histamine and other amines are the primary cause of
control points (CCPs) and critical limits (CLs), for control scombrotoxin reactions, often called histamine poisoning
(18). Histamine poisoning is the leading cause of seafood-
* Author for correspondence: Tel: 760-670-6141: Fax: 760-436-5178; borne illness in the United States and internationally (7, 14).
E-mail: john.debeer@thaiunion.com. The defect action concentration for histamine in tuna flesh in
J. Food Prot., Vol. 81, No. 3 CONTROL OF HISTAMINE FORMATION BY PRECOOKING 445
the United States is 50 ppm (37), and the toxic concentration and Photobacterium damselae) and found that M. morganii
is 500 ppm (37). was the most heat resistant; therefore, a heat treatment
No histamine is found in freshly caught tuna (16, 21), designed to control M. morganii would effectively control
but when these fish are not handled properly at sea, the other HFB. Nolte et al. (25) further developed a model
histamine will form and accumulate. Chilling and/or demonstrating that once the tuna reaches a core temperature
freezing the fish promptly after capture will prevent the of 608C, M. morganii populations have undergone a
growth of HFB and histamine formation (42). The tuna significant 5-log reduction. In other studies, the activity of
fishing vessels in all major fisheries either chill the tuna with HDC produced by M. morganii was reduced by 56% at 508C
ice or refrigerated seawater (RSW) or freeze the tuna at sea and by 99% at 608C (20). Osborne and Bremer (27) used the
with a blast freezer or brine freezing system (6, 17). Diligent Bigelow model to determine the thermal death times for M.
time-temperature controls throughout the supply chain are morganii in kahawai (Arripis trutta). That model indicated
essential to assure consumer safety because tuna fishing and that the minimum precooked core temperatures should be 58
processing are primarily done in the tropics, with typical to 628C to ensure that the final product would not produce
TABLE 1. Design of experiment for the number of fish used for each treatment for the two precooker temperatures
No. of fisha
Treatment group Fish type Injection Precooker temp (8C) Before precook T0 T12 T18 T24 T30 Total
A Round No 70 2 6 6 6 6 6 32
B Round No 100 2 6 6 6 6 6 32
C Splitb No 70 2 6 6 6 6 6 32
D Split No 100 2 6 6 6 6 6 32
E Split Yes 70 2 6 6 6 6 6 32
F Split Yes 100 2 6 6 6 6 6 32
G Round No Not cooked (control) 2 4 4 4 4 4 22
a
Before-precook samples were collected from raw fish approximately 30 min prior to the start of precooking. Time 0 (T0) samples were
subsequently was spoiled to greater than 50 ppm of histamine. control fish could accompany the precooked fish throughout the
During the spoilage process, the fish were stored in open fish bins rest of the process after precooking.
containing seawater for up to 25 h with temperatures that were The fish for the noninjected treatments C and D were split in
controlled at 25 to 338C. The method of deliberate spoilage of half using the butchering split saw and placed into fish baskets in
these fish is described in the Supplemental Material. After spoilage, single layers (two pieces per basket), and the baskets were placed
the fish were completely frozen in air blast freezers (Dalian into precooker racks. The fish for the split-injected treatments E
Refrigeration Company, Dalian, People’s Republic of China) set at and F were split in half, injected with vegetable broth using
408C and held for at least 24 h. The spoiled frozen fish were then commercial injectors, and placed into fish baskets and fish racks in
transferred by freezer truck (208C) to the processing facility. a manner similar to that for the split noninjected tuna. One half of
each individual fish in the four split fish treatments (C, D, E, and F)
Thawing and processing. All precooking experiments were was precooked, and the other half served as an uncooked raw
conducted in precookers (Leonard Engineering, El Cajon, CA) at a control. The split fish halves were randomized such that the left or
commercial tuna processing facility in Levuka, Fiji. Two right halves were randomly assigned to either the precooked or raw
precooking experiments were conducted each day for 3 days. control group. Therefore, the only difference between experimental
groups and the controls was the precooking heat treatment,
Standard methods for commercial tuna processing were used for
allowing for strong paired statistical analysis.
thawing and evisceration to prepare the fish for precooking. The
The fish from the two chilling methods aboard the longline
fish were thawed for 11 h to a target core temperature of 2 to 08C
catcher vessels (ice and RSW) were evenly distributed across the
in unchlorinated single-use seawater. The thawing water temper-
precooker treatments such that any potential differences could be
ature was approximately 26 to 288C. The thawed fish were
identified during the statistical analysis. Of the six fish for each
butchered by removing the stomach, liver, heart, and other entrails.
treatment sampling time, one had been chilled in ice and five had
Some of the round fish were subsequently split. The heads and gills
been chilled in RSW.
were not removed from the round or split tuna; however, the heads
and gills were removed from the split injected fish. In this article,
Precooker target temperatures and validation. Commer-
round fish means unsplit tuna fish with the stomach, liver, heart,
cial precookers using direct contact steam were used to precook the
and other entrails removed.
fish. Precooker temperatures of 70 and 1008C were selected to
bracket the range of steam temperatures used in commercial
Fish preparation. In all, 226 fish and 1,112 individual precooking schedules. This design allowed for comparison of
samples were used for histamine analysis to validate this potential differences resulting from precooking times and temper-
precooking procedure. The design of experiment (DOE) stipulated atures typically encountered in routine commercial procedures,
six precooker treatment combinations (A through F) using 32 fish e.g., lower precooker chamber temperatures requiring longer
each (Table 1). Six fish pieces were tested after precooking at each cooking times versus higher precooker chamber temperatures with
of five sampling times for each treatment. Each fish piece was shorter cooking times (F.N., personal communication). Tempera-
uniquely identified throughout the entire processing cycle. This ture distribution studies were conducted to verify a uniform
DOE matrix of precooker treatments allowed for comparisons temperature distribution inside each precooker (F.N., personal
among the factors: whole round fish, split fish, split fish injected communication) (24). For each of the precooker treatments, the
with vegetable broth (round fish were not injected for technical precooker was filled with additional fish to replicate commercial
reasons), and cooking at the two precooker target steam precooker operations and temperature distribution patterns. Ap-
temperatures (70 and 1008C). proximately 6 metric tons of additional nontest fish were processed
Before precooking, the round fish (treatments A and B) were per precooking treatment, for a total of 36 metric tons of nontest
placed directly into fish baskets, with one fish per basket, and then fish or about 2,400 individual nontest fish.
into precooker racks. The round fish controls (treatment G), which
were raw (without precooking treatment), were also placed into Temperature monitoring. The core temperatures for all
fish baskets and precooker racks in the same way so that these precooked test fish and a sample of the nonprecooked control fish
J. Food Prot., Vol. 81, No. 3 CONTROL OF HISTAMINE FORMATION BY PRECOOKING 447
term for sampling time was included to predict the time point when
the histamine concentrations would exceed the initial concentra-
tions.
RESULTS
Fish spoilage. The temperatures of the air, water, and
fish cores during fish spoilage are shown in Supplemental
Figure S1. The water temperature during spoilage was 25 to
328C, and fish core temperatures increased from less than
48C, when stored on ice or in RSW, to equilibration with
these ambient water temperatures during the 21- to 25-h
spoilage times (Fig. S1). Ten fish were tested for histamine
Sensory evaluations. Sensory evaluations were conducted by Time-temperature exposure and precooking results.
sensory experts trained using the National Oceanic and Atmo- The average core temperature profile for the precooked test
spheric Administration and FDA sensory training protocols (36) on
fish throughout the entire process is shown in Figure 3 and
each fish at the same time as samples were collected for histamine
includes the stages in order of progression: start of thawing,
testing.
end of thawing, precooker initial, precooker exit, cooling
DOE. The DOE was a three-factor full factorial repeated- during sidespray, and conditioning room. The ambient
measures design with two treatments omitted (J.C., personal temperatures in these processing areas were 25 to 358C
communication) (23, 26) and a covariate. The factors are (i) round except in the conditioning room, which averaged 208C (Fig.
and split, (ii) injection, and (iii) precooking steam temperature. 4). All ambient room temperatures were in the optimal
Sampling time after precooking (0, 12, 18, 24, and 30 h) was the temperature zone for histamine formation (42).
covariate. The DOE was for repeated measures (26) because each
fish piece was measured at three or four locations depending on EPIPTs. The resulting EPIPTs are charted in an
whether the fish was split or round (the three or four samples interval plot in Figure 5 and tallied in Table S2. The data
collected per fish piece were analyzed at the same time). in Table S2 are grouped by degree and precooker treatment.
The target for the core precooker exit temperatures was
Statistical analysis. The DOE called for equal numbers of
achieved: most fish had core temperatures lower than 608C,
fish in each of the six precooking treatments. The histamine
and only 11% exceeded the target core temperature
concentrations were converted to natural logarithms (ln) for the
factorial analysis of variance (ANOVA) model statistical analysis. maximum of 608C.
The ln form reduces the impact of outliers and helps satisfy the
normality assumption for the ANOVA (J.C., personal communi- Histamine concentrations and statistical analysis.
cation). The effects of fish core exit temperature, sampling time after
The histamine results were analyzed with Minitab software precooking, and the three analysis factors on the mean ln
(State College, PA) and Microsoft Excel. The mean ln histamine histamine concentrations are shown in Table S3. Sampling
concentrations at each sampling time for each treatment group time (hours after precooking stopped) was the most
were analyzed using a one-way ANOVA. The differences in the significant factor in predicting histamine concentrations in
histamine concentrations between the sampling times within a precooked fish. The effect of sampling time on ln histamine
treatment were evaluated using Tukey’s method for multiple
concentrations was nearly identical for the six treatments
comparisons of means (35).
studied (interval plot, Fig. 6). The core fish exit temperatures
The ln histamine results also were analyzed with a regression
model to determine the comparative impacts of round versus split, were significantly associated with histamine concentrations
injection, precooker temperature, and sampling time after pre- (t ¼ 4.97, P ¼ 0.000). For every 18C increase in the core
cooking. The terms were eliminated from the model with the main fish exit temperature, there was a 2.1% decrease in ln
effects and two-way interactions using a backwards elimination histamine concentration at any time after precooking in these
approach of terms that were not statistically significant. A quadratic high-histamine fish (Table S3).
J. Food Prot., Vol. 81, No. 3 CONTROL OF HISTAMINE FORMATION BY PRECOOKING 449
TABLE 2. ANOVA results comparing histamine concentrations by sampling time within a precooking treatment
Histamine (ppm)
from the precooker. Figure 8 shows the quadratic function statistics from each fish, i.e., the mean ln histamine
(P ¼ 0.000). concentration. A second summary statistic, the maximum
High variability in histamine concentrations between ln histamine concentration, was also analyzed; these results
fish was observed throughout the study. Significant were essentially identical to those for the mean ln histamine
differences in histamine concentrations were found between concentration.
individual fish treated identically (i.e., different fish ID
numbers; df ¼ 150, F ¼ 15.90, P ¼ 0.000) (Table S5). Three Location effects. Significant differences in histamine
or four sample locations were analyzed for histamine concentrations were found between sample locations on the
concentrations for each piece of precooked fish, but because fish pieces (Table S5). The anterior dorsal location had the
the measurements within a single fish are correlated, these lowest mean histamine concentrations, the anterior ventral
samples are not independent. The repeated measures aspect location had the next highest, and the middle ventral location
of this study was handled by analyzing the summary had the highest (df ¼ 2, F ¼ 32.83, P ¼ 0.000). This location
452 ADAMS ET AL. J. Food Prot., Vol. 81, No. 3
increases could have occurred at two processing steps, given destroy the HFB, leading to protective effects and, thus,
that the spoilage period had already successfully achieved a compromising the study. Based on a limited number of
high growth rate of HFB and histamine production could not samples, Baranowski et al. (2) found that prolonged frozen
be immediately arrested (28, 31): (i) during the 1 h it took to storage for 24 to 40 weeks was responsible for a reduction in
load the fish into the blast freezer and for the fish to be levels of surviving HFB in mahi-mahi (Coryphaena
frozen solidly (fish remained in the blast freezer for at least hippurus). However, in the present study, the HFB in the
24 h) and (ii) during the thawing phase (11 h in ~26 to 288C raw fish controls were not destroyed and were able to
seawater) because the HFB present were not destroyed by produce high concentrations of histamine in the absence of
freezing, transport, and storage. When thawed, the test fish the precooking heat treatment; within 12 h, the concentration
(those to be precooked and the uncooked controls) also had increased two- to sixfold (Table 2). The short period of
strong odors of decomposition consistent with internation- frozen storage of less than 2 weeks in this study did not
ally used evaluation standards (36). Thus, this validation curtail subsequent histamine formation.
study was conducted with beyond worst-case frozen raw
The results of this study indicate that histamine
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ucm074506.htm. Accessed 24 December 2016. 25 January 2017.
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