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Food Hydrocolloids 61 (2016) 1e10

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Food Hydrocolloids
journal homepage: www.elsevier.com/locate/foodhyd

Encapsulation of b-carotene in alginate-based hydrogel beads: Impact


on physicochemical stability and bioaccessibility
Zipei Zhang a, Ruojie Zhang a, David Julian McClements a, b, *
a
Department of Food Science, University of Massachusetts Amherst, Amherst, 01003, MA, USA
b
Department of Biochemistry, Faculty of Science, King Abdulaziz University, P. O. Box 80203, Jeddah, 21589, Saudi Arabia

a r t i c l e i n f o a b s t r a c t

Article history: Delivery systems are needed to protect carotenoids in foods, but release them at an appropriate location
Received 19 February 2016 within the gastrointestinal tract (GIT). In this study, b-carotene was incorporated into three different
Received in revised form delivery systems: free lipid droplets; filled hydrogel beads formed using 0.5% alginate (“0.5% beads”);
5 April 2016
and, filled hydrogel beads formed using 1% alginate (“1% beads”). Hydrogel beads were fabricated by
Accepted 26 April 2016
Available online 27 April 2016
injecting an alginate solution into a calcium ion solution using an extrusion device (Encapsulator). Light
scattering and confocal microscopy measurements indicated that the 0.5% beads had much smaller
diameter (285 mm) than the 1% beads (660 mm). b-carotene encapsulated in free lipid droplets (nano-
Keywords:
b-carotene emulsions) was highly unstable to chemical degradation when stored at elevated temperatures.
Alginate Conversely, incorporation of the b-carotene-loaded lipid droplets into hydrogel beads greatly improved
Hydrogel beads its chemical stability. Simulated GIT studies indicated that the rate and extent of lipid digestion decreased
Stability in the following order: free lipid droplets >0.5% beads >1% beads. The encapsulated b-carotene had a
Digestion higher bioaccessibility in free lipid droplets than in hydrogel beads, whereas its chemical stability within
Bioaccessibility the GIT was higher in the hydrogel beads, with the 1% beads giving better protection against degradation
than the 0.5% beads, which was attributed to differences in hydrogel pore size. Overall, our results
provide valuable information for the rational design and development of nutraceutical delivery systems
for utilization in functional food products.
© 2016 Elsevier Ltd. All rights reserved.

1. Introduction hydrocarbon backbone and high degree of unsaturation of b-caro-


tene restrict its incorporation into many foods and beverages
Carotenoids are natural pigments present in certain fruits and because these factors lead to low water-solubility, poor chemical
vegetables where they play key roles in photosynthesis and pho- instability and low bioaccessibility (Fernandez-Garcia et al., 2012;
toeprotection reactions (Cazzonelli, 2011; DemmigAdams, Qian, Decker, Xiao, & McClements, 2012b; Yi, Li, Zhong, &
Gilmore, & Adams, 1996; Namitha & Negi, 2010). b-carotene, one Yokoyama, 2014). Moreover, b-carotene can be chemically trans-
of the major types of carotenoid, is a natural precursor of vitamin A formed within the gastrointestinal tract (GIT), which may alter its
(Maiani et al., 2009; Rao & Rao, 2007). b-carotene also demon- potential health benefits (Sy, Dangles, Borel, & Caris-Veyrat, 2015).
strates antioxidant and non-antioxidant biological activities, which Consequently, there is a need to develop effective carotenoid de-
may account for its ability to reduce the risk of certain chronic livery systems that can overcome these challenges (Donhowe &
diseases including cardiovascular disease, eye disease, and certain Kong, 2014; Lopes, Martins-Lopes, & Souto, 2010).
cancers (Rao & Rao, 2007). There is therefore interest in fortifying Colloidal delivery systems are one of the most convenient
food and beverage products with this potentially beneficial nutra- methods of incorporating lipophilic bioactives (such as caroten-
ceutical to create products designed to promote human health and oids) into foods (McClements, 2012; Patel & Velikov, 2011; Velikov
wellness (van den Berg et al., 2000). However, the extended & Pelan, 2008). These systems consist of small colloidal particles,
typically fabricated from lipids, phospholipids, surfactants, and/or
biopolymers, which encapsulate the lipophilic bioactives. These
* Corresponding author. Department of Food Science, University of Massachu-
colloidal particles are designed to facilitate the incorporation of
setts Amherst, Amherst, 01003, MA, USA. bioactives into food products, improve their chemical/biochemical
E-mail address: mcclements@foodsci.umass.edu (D.J. McClements). stability, and control their GIT fate (McClements, 2014). A typical

http://dx.doi.org/10.1016/j.foodhyd.2016.04.036
0268-005X/© 2016 Elsevier Ltd. All rights reserved.
2 Z. Zhang et al. / Food Hydrocolloids 61 (2016) 1e10

bioactive-loaded colloidal system can be simply prepared by solu- filled hydrogel beads were compared. The information obtained
bilizing the lipophilic bioactive components within an oil phase from this study may facilitate the production of delivery systems
and then homogenizing it with an aqueous phase containing an that improve the stability and bioavailability of lipophilic
emulsifier to form oil-in-water emulsions or nanoemulsions bioactives.
(Donsi, Sessa, Mediouni, Mgaidi, & Ferrari, 2011; Marze, 2015;
McClements, Decker, & Weiss, 2007). Previous studies indicate 2. Materials and methods
that emulsion-based systems are particularly suitable for encap-
sulation and delivery of carotenoids such as lutein (Losso, 2.1. Materials
Khachatryan, Ogawa, Godber, & Shih, 2005), lycopene (Boon,
McClements, Weiss, & Decker, 2009) and b-carotene (Qian, Whey protein isolate (WPI) was provided by Davisco Foods In-
Decker, Xiao, & McClements, 2012a; Salvia-Trujillo, Qian, Martín- ternational Inc. (Le Sueur MN). The WPI was reported to contain
Belloso, & McClements, 2013; Silva et al., 2011). In addition, the 97.9 wt.% protein and 0.2 wt.% fat. Corn oil was purchased from a
bioaccessibility and bioavailability of carotenoids may increase local supermarket. The following chemicals were purchased from
considerably after encapsulation in emulsion-based systems the Sigma Chemical Company (St. Louis, MO): b-carotene; alginic
(Ribeiro et al., 2006; Salvia-Trujillo et al., 2013). acid (sodium salt); mucin from porcine stomach; pepsin from
One limitation of using emulsions or nanoemulsions as delivery porcine gastric mucosa; lipase from porcine pancreas; porcine bile
systems is they have limited scope for controlling the chemical extract; and Nile Red. All chemicals used were analytical grade.
stability of encapsulated carotenoids. This is because only a thin Double distilled water was used to make all solutions.
layer of emulsifier molecules coats the lipid droplets, and so any
carotenoids located near the droplet surfaces are prone to chemical 2.2. Preparation of b-carotene-loaded emulsions
degradation promoted by hydrophilic components in the aqueous
phase (such as acids, transition metals, or enzymes). In particular, Initially, an aqueous phase was prepared by mixing 1% (w/w)
carotenoids have a conjugated polyunsaturated hydrocarbon chain, WPI with a buffer solution (5 mM phosphate buffer, pH 7) and
which makes them highly prone to degradation due to autoxidation stirring for at least 2 h. The emulsifier solution was stored over-
promoted by light, heat, singlet oxygen, transition metals, free nighted at 4  C and filtered before use. The b-carotene-loaded lipid
radicals and highly acidic conditions (Qian et al., 2012a). This droplets were prepared by dispersing b-carotene (0.1%, w/w) in
problem could be overcome by trapping the carotenoid-loaded corn oil by heating (55  C, 10 min) and then ultrasonic processing
lipid droplets inside hydrogel beads (“microgels”). The hydrogel (2 min) with vibrational frequency of 40 kHz. This procedure was
matrix surrounding the carotenoids could then be designed to repeated several times to ensure the complete dissolution of b-
provide a local environment that protects them from degradation. carotene in the oil phase. A coarse emulsion was prepared by ho-
Hydrogel beads suitable for utilization in foods are usually mogenizing 10% (w/w) corn oil with 90% (w/w) aqueous emulsifier
constructed from food-grade biopolymers such as proteins and/or solution using a high-speed blender for 2 min (M133/1281-0, Bio-
polysaccharides using a variety of approaches (Chen, Remondetto, spec Products, Inc., ESGC, Switzerland) with the speed of
& Subirade, 2006; Joye & McClements, 2014; Shewan & Stokes, 10,000 rpm. The droplet size in this coarse emulsion was further
2013). The injection-gelation method is one of the simplest ap- reduced by passing it through a microfluidizer (Microfluidizer,
proaches for the encapsulation, protection, and delivery of nutra- M110Y, Microfluidics, Newton, MA) with a 75 mm interaction
ceuticals and other active agents (Shewan & Stokes, 2013). In this chamber (F20Y) at an operational pressure of 12,000 psi for 3
method, a biopolymer solution containing the bioactive is injected passes. The resulting b-carotene-loaded emulsions were stored in a
into another ‘‘hardening’’ solution under conditions that promote refrigerator at 4  C before use.
biopolymer gelation. This procedure results in the formation of a
hydrogel bead with the nutraceuticals trapped inside. The nature of 2.3. Encapsulation of b-carotene in alginate beads
the hydrogel matrix surrounding the bioactive can be designed to
improve its physical and chemical stability, as well as to control its Aqueous solutions containing different amounts of alginate
GIT fate. Typically, hydrogel beads with a particle diameter greater were prepared by dissolving powdered alginic acid (1% or 2%, w/w)
than about 1 mm are prepared using a syringe with a needle or a in distilled water and stirring continuously at 60  C for an hour, and
pipette (Li, Hu, Du, Xiao, & McClements, 2011). Smaller beads then reducing the temperature to 35  C. Alginate solutions and b-
(<1 mm) can be fabricated using an extrusion device with a carotene-loaded emulsions were then mixed together (1:1, mass
vibrating nozzle (Encapsulator), which may be an advantage for ratio) for 2 h with continuous stirring to form a mixture that con-
certain applications. The dimensions of hydrogel beads can be tained 5% oil (w/w) and either 0.5% or 1% alginate (w/w). The b-
further adjusted by altering several factors including biopolymer carotene-loaded hydrogel beads were prepared using a commercial
and cross-linking ion concentration, instrument parameters, and encapsulation unit (Encapsulator B-390, BUCHI, Switzerland) with
hardening time (Gombotz & Wee, 2012; Li et al., 2011). a 120 mm vibrating nozzle to inject the b-carotene/alginate solution
In the present study, microfluidization was used to prepare oil- into 10% calcium chloride solution. The encapsulation device was
in-water nanoemulsions containing b-carotene. The b-carotene- operated under fixed conditions: frequency 800 Hz; electrode
loaded lipid droplets were then used as delivery systems them- 800 V; and pressure 450 mbar. The hydrogel beads were held in the
selves, or they were incorporated into hydrogel beads by injecting Ca2þ solution for 1 h at ambient temperature to promote cross-
them and an alginate mixture into a gelling solution (Ca2þ). Cal- linking. The beads were then collected by filtration and subse-
cium alginate beads formed using this approach are widely used in quently washed with distilled water and phosphate buffer to
the pharmaceutical industry to encapsulate and protect bioactive remove any excess ions from their surfaces. The formed beads were
agents (Giri et al., 2012; Lee & Mooney, 2012). Hydrogel beads with then storage in a refrigerator so that any residual external water
different structural, physical, and functional attributes were pre- was removed, and then their total weight was determined.
pared by using two different alginate concentrations (0.5% and 1%):
typically bead hardness increases with increasing alginate, but 2.4. Measurement of b-carotene stability
bead pore size decreases. The chemical stability and simulated GIT
fate of b-carotene encapsulated within either nanoemulsions or The physicochemical stability of b-carotene encapsulated in the
Z. Zhang et al. / Food Hydrocolloids 61 (2016) 1e10 3

nanoemulsions and in the filled hydrogel particles was tested: 4 mL digestion process was measured using a static light scattering de-
of nanoemulsions (5% oil) or 4 mL filled hydrogel beads (5% oil) vice (Mastersizer 2000, Malvern Instruments Ltd., Malvern, Wor-
were transferred into glass tubes and stored in the dark at 55  C for cestershire, UK). Initial, mouth, and small intestine samples were
12 days (pH 7). The b-carotene was isolated from the samples using diluted with phosphate buffer (5 mM, pH 7.0) and stomach samples
a solvent extraction method: each sample was extracted by chlo- were diluted with acidified water (pH 2.5) to avoid multiple scat-
roform and alcohol (volume fraction 1:1) solution at least twice. For tering effects. The refractive indices of the oil and water phases
the filled hydrogel beads, saturated ethylenediaminetetraacetic used in the calculations were 1.472 and 1.333, respectively. The
acid (EDTA) solution was used to dissolve the beads and release the average particle sizes are reported as volume-weighted mean
encapsulated b-carotene. The transparent lower organic phase diameter (d43) for all the samples.
containing the b-carotene was collected and transferred to a
cuvette, and then its absorbance was measured at 450 nm using a 2.7. z-potential measurements
UVevisible spectrometer. A pure chloroform and alcohol solution
was used as a blank. A nanoemulsion containing no added b- The electrical charge (z-potential) of the samples after passing
carotene was also analyzed as a control. The b-carotene content was each digestion process was measured using a particle electropho-
determined using a standard curve created from solutions with resis instrument (Zetasizer Nano ZA series, Malvern Instruments
varying amounts of known b-carotene. All measurements were Ltd. Worcestershire, UK). Initial, mouth, and small intestine sam-
repeated three times. ples were diluted with phosphate buffer (5 mM, pH 7.0) and
stomach samples were diluted with acidified water (pH 2.5) prior to
2.5. Gastrointestinal tract model analysis to keep the instrument attenuation value between 5 and
10.
The potential gastrointestinal fate of the delivery systems was
monitored using a simulated gastrointestinal tract model based on 2.8. Microstructure analysis
previously reported standardized in vitro methods (McClements &
Li, 2010; Minekus et al., 2014). b-carotene delivery systems (free The microstructure of samples after passing through each stage
emulsion and filled hydrogel beads) with the same total lipid of the GIT model was studied using optical microscopy. The
concentration (2%) and total volume (7.5 mL) were prepared by microstructure of the all the samples was examined using confocal
diluting the original systems with buffer solution (5 mM phosphate scanning laser microscopy with a 20  objective lens (Nikon D-
buffer, pH 7). The samples were then passed through a static GIT Eclipse C1 80i, Nikon, Melville, NY, U.S.). For the confocal micro-
model that simulated the mouth, stomach, and small intestine scopy, each sample was dyed prior to confocal microscopy obser-
phases. This method has been described in detail in our previous vation. The corn oil was dyed with Nile Red solution (1 mg/mL
study (Zhang, Zhang, Zhang, Decker, & McClements, 2015a), and so ethanol) by adding 0.1 mL of Nile Red dye solution to 2 mL of
is only briefly summarized below. sample and storage at 5  C overnight. The excitation and emission
Initial System: 7.5 mL of the initial samples were placed into a spectrum for Nile Red were 543 nm and 605 nm, respectively. The
glass beaker in an incubator shaker at a rotation speed of 100 rpm microstructure images for confocal microscopy were taken and
for 15 min at 37  C for preheating (Innova Incubator Shaker, Model analyzed using image analysis software (NIS-Elements, Nikon,
4080, New Brunswick Scientific, Edison, NJ). Three different initial Melville, NY).
b-carotene-loaded delivery systems were tested: (i) lipid droplets;
(ii) filled alginate beads (0.5% alginate); and, (iii) filled alginate 2.9. Determination of b-carotene concentration, bioaccessibility,
beads (1% alginate). and stability
Mouth phase: 7.5 mL of simulated saliva fluid (SSF) containing
0.03 g/mL mucin was preheated to 37  C and then mixed with the After the samples had passed through the simulated GIT, 20 g of
initial samples. After being adjusted to pH 6.8, the mixture was digesta from the small intestine phase was collected and centri-
incubated in an incubator shaker at a rotation speed of 100 rpm for fuged (18,000 rpm, Thermo Scientific, Waltham, MA) at 4  C for
10 min at 37  C to mimic agitation in the mouth. 30 min. The b-carotene in the digesta and micelle phase was
Stomach phase: 15 mL of the “bolus” sample resulting from the extracted based on the methods described in Section 2.4. EDTA
mouth phase was mixed with 15 mL of simulated gastric fluid solution was used to dissociate the hydrogel beads and release the
containing 0.0032 g/mL pepsin preheated to 37  C and then the pH encapsulated b-carotene prior to analysis. The clear supernatant
was adjusted to 2.5. This mixture was incubated in the incubator after extraction was collected and assumed to be the “micelle
shaker for 2 h at 37  C to mimic stomach conditions. fraction” in which the b-carotene was solubilized. Aliquots of 2 mL
Small intestine phase: 30 mL of “chyme” sample from the of micelle fraction were mixed with 2 mL of chloroform and 2 mL of
stomach phase was placed into a 150 mL glass beaker that was alcohol, vortexed several times, and centrifuged at 3500 rpm for
placed into a water bath at 37  C and then adjusted to pH 7.00. 5 min at ambient temperature. The collected chloroform layers
1.5 mL of simulated intestinal fluid was added to the reaction vessel, were diluted to an appropriate level, and then analyzed using a UV-
followed by 3.5 mL of bile salt solution with constant stirring. The visible spectrophotometer at 450 nm. The concentration of b-
pH of the reaction system was adjusted back to 7.00. Then, 2.5 mL of carotene was calculated from the absorbance using a standard
lipase solution was added to the sample and an automatic titration curve.
unit (Metrohm, USA Inc.) was used to monitor the pH and maintain The bioaccessibility of b-carotene (i.e., the fraction in the small
it at pH 7.0 by titrating 0.25 N NaOH solution into the reaction intestine that was solubilized in the mixed micelle phase) was
vessel for 2 h at 37  C. The amount of free fatty acids released was calculated from this data: B* ¼ 100  CMicelle/CDigesta, where CMicelle
calculated from the titration curves as described previously (Jones and CDigesta are the b-carotene concentrations in the micelle faction
& McClements, 2010). and in the total digesta collected after the small intestine phase,
respectively. The stability of b-carotene (i.e., the fraction remaining
2.6. Determination of particle characterization in a non-transformed state in the small intestine) was calculated:
S* ¼ 100  CDigesta/CInitial, where CInitial is the b-carotene concen-
The particle size distribution of the samples after passing each tration in the small intestine phase calculated based on the initial
4 Z. Zhang et al. / Food Hydrocolloids 61 (2016) 1e10

amount added. The effective bioavailability (i.e., the fraction of Table 1


ingested b-carotene present in the mixed micelle phase) was also The mean particle diameter of three b-carotene delivery systems (nanoemulsions
and filled alginate beads) measured after each digestion stage.
calculated: BA ¼ B*  S* ¼ 100  CMicelle/CInitial.
Mean Particle diameter (mm)

2.10. Statistical analysis Initial Mouth Stomach Intestine

Nanoemulsion 0.24 ± 0.01 4.59 ± 0.77 73.4 ± 11 10.1 ± 1.73


All measurements were made on at least two freshly prepared 0.5% Alginate beads 285 ± 5 470 ± 28 364 ± 18 405 ± 9
1% Alginate beads 661 ± 26 880 ± 34 718 ± 23 837 ± 32
samples and each sample was measured in duplicate. The results
are reported as averages and standard deviations, and the differ-
ences among treatments were calculated based on an analysis of
variance (ANOVA) and a post-hoc Duncan test with a confidence Kispert, 2003; Krinsky, 1998). Consequently, the impact of encap-
level of 95%. These analyses were carried out using statistical sulating b-carotene-loaded lipid droplets in filled hydrogel beads
analysis software (SPSS, IBM Corporation, Armonk, NY, USA). on the chemical stability of b-carotene was examined. The decrease
in b-carotene concentration during storage at 55  C compared to
the initial value (C/C0) was measured for the different delivery
3. Results and discussion
systems (Fig. 2). The relative b-carotene content fell from an initial
value of 100% immediately after preparation to around 0.2%, 38%
3.1. Filled hydrogel beads formation and b-carotene stability
and 55% for the nanoemulsions, 1% beads and 0.5% beads respec-
tively, after storage for 12 days. These results indicated that the b-
Filled hydrogel beads were formed by injection of a mixture of
carotene in the nanoemulsions was highly unstable to degradation,
nanoemulsion and alginate solution into a Ca2þ solution using an
and that encapsulation of the lipid droplets in the hydrogel beads
extrusion device with a vibrating nozzle. Two different alginate
could significantly improve its stability. Encapsulation of the lipid
concentrations (0.5% and 1%) were chosen to fabricate hydrogel
droplets may have improved b-carotene stability by providing a
beads with different properties. Beads formed using different
physical barrier that limited the diffusion of pro-oxidants or free
alginate concentrations had different sizes and appearances (Fig. 1
radicals into the hydrogel bead core where they could interact with
and Table 1). The 0.5% alginate beads had mean diameters around
the carotenoids. Alternatively, encapsulation may have improved b-
285 mm and tended to cream to the top of the test tubes, whereas
carotene stability because the alginate in the hydrogel beads was
the 1% alginate beads had diameters around 660 mm and tended to
able to bind and inactivate pro-oxidants, e.g., anionic alginate
sediment to the bottom of the test tubes. These results indicate that
molecules may have bound cationic transition metals (such as Fe2þ
both the physical properties and dimensions of the beads depend
or Fe3þ). Surprisingly, the b-carotene appeared to be slightly more
on initial alginate concentration. The smaller size of the 0.5% algi-
stable when it was encapsulated in 0.5% alginate beads than in 1%
nate beads may have been because this alginate solution had a
alginate beads. One might have expected that beads that were
lower viscosity, and therefore bead formation was facilitated. The
larger and had smaller pores (1% alginate) would provide better
fact that the 0.5% alginate beads moved upwards suggests that the
protection because they should be capable of restricting molecular
reduction in bead density caused by the oil droplets (low density)
diffusion more effectively, and of binding more transition methods.
was greater than the increase in density caused by the alginate
The physicochemical origin of this phenomenon is currently un-
molecules (high density) (Matalanis & McClements, 2013).
known, and certainly warrants further study.
Conversely, the 1% alginate beads moved downwards because the
The visual appearance of the various b-carotene delivery sys-
increase in bead density caused by the high level of alginate mol-
tems before and after storage was also measured (Fig. 3). Initially,
ecules was greater than the decrease in density caused by the oil
all the delivery systems had a strong yellow (in the web version)
droplets.
b-carotene is known to be highly sensitive to oxidation under
certain conditions because of its high degree of unsaturation (Gao &

100 Nanoemulsion
1% alginate bead
0.5% alginate bead
80
C/C0 (%)

60

40

20

0
0 2 4 6 8 10 12
Storage Time (days)
Fig. 1. Appearance of filled hydrogel beads (b-carotene-loaded nanoemulsions trapped
in alginate beads) after a few hours storage: 1% alginate beads (left) and 0.5% alginate Fig. 2. Degradation rates of b-carotene loaded in different delivery systems (nano-
beads (right). emulsions and hydrogel beads) during storage at 55  C.
Z. Zhang et al. / Food Hydrocolloids 61 (2016) 1e10 5

color, which was attributed to selective absorption of light by the b-


carotene molecules. However, after storage there was a pronounced
decrease in the intensity of the yellow color, which was evidence of
color fading due to b-carotene degradation. Overall, these results
suggest encapsulation of b-carotene-loaded lipid droplets within
alginate beads may improve their chemical stability during storage.

3.2. Influence of simulated GIT conditions on particle properties

The encapsulation of nutraceuticals within hydrogel beads may


impact their gastrointestinal fate, and so it is important to establish
how they behave under gastrointestinal conditions. The charge,
size, and microstructure of the nanoemulsions and filled hydrogel
beads was therefore measured as they passed through the various
stages of a simulated GIT to provide information about their po-
tential gastrointestinal fate.

3.2.1. Particle charge


The z-potentials of the initial nanoemulsions, 0.5% alginate
beads, and 1% alginate beads were 47.6, 9.0, and 9.5 mV,
respectively (Fig. 4). The strong negative charge on the lipid drop-
lets in the nanoemulsions can be attributed to the presence of a Fig. 4. The effective electrical potential of different delivery systems as they pass
layer of adsorbed whey protein molecules. The pH of the initial including free nanoemulsion, nanoemulsion in 0.5% alginate beads, and nanoemulsion
solution (pH 7) was appreciably higher than the isoelectric point of in 1% alginate beads after each digestion stage.
the whey proteins (pI z 5), which therefore accounts for their high
negative charge. The alginate beads had a moderate negative
charge, which can be attributed to the presence of anionic car- negative charge of all the samples after being exposed to the
boxylic (eCOO) groups from the alginate molecules. Presumably, stomach phase (Fig. 4). These changes were probably a result of the
these anionic carboxylic acid groups were located at the surface of low pH and high ionic strength of the simulated gastric fluids,
the hydrogel beads and had not formed cross-links with the which would result in an alteration in the ionization of certain
cationic calcium ions during bead formation. The alginate con- charge groups and to electrostatic screening. Interestingly, the
centration in the beads had little impact on the magnitude of the droplets in the nanoemulsions had a slight negative charge under
electric charge. These results are in accordance with another recent simulated gastric conditions when they might have been expected
study of the electrical properties of alginate beads (Zeeb, Saberi, to have an appreciable positive charge because the pH was well
Weiss, & McClements, 2015). below their isoelectric point. This effect probably occurred because
After being subjected to simulated mouth conditions, there was anionic mucin molecules from the simulated saliva adsorbed to the
only a slight decrease in the magnitude of the negative charge on surfaces of the cationic lipid droplets (Zhang, Zhang, Zhang, Decker,
the nanoemulsion droplets, while there was only a slight increase & McClements, 2015b). The relatively low negative charge on the
in the negative charge on the alginate beads (Fig. 4). The reason that alginate beads in the gastric fluids can be attributed to protonation
there was not an appreciable change in the electrical charge of the of the anionic carboxylic (eCOO 0 COOH, pKa 3.5) on the bead
particles can be attributed to the fact that the pH of the simulated surfaces in the acidic gastrointestinal fluids.
saliva was similar to that of the initial samples. Nevertheless, there After exposure to the small intestine phase, all the samples had
would still have been some changes in particle charge due to relatively high negative charges (around 23 mV). Previous studies
electrostatic screening by mineral ions present within the simu- have attributed this effect to the presence of various types of
lated saliva, or due to interactions of the mucin molecules with the anionic colloidal particles in the mixture resulting from lipid
surfaces of the particles, which may account for the observed dif- digestion, including micelles, vesicles, calcium salts, undigested
ferences in z-potential. lipids and proteins (Zhang et al., 2015b). These anionic species may
There was a pronounced decrease in the magnitude of the have come from the original emulsions (e.g., peptides or free fatty

Fig. 3. The appearance of different b-carotene delivery systems (nanoemulsions and filled hydrogel beads) before and after storage at storage at 55  C for 12 days.
6 Z. Zhang et al. / Food Hydrocolloids 61 (2016) 1e10

acids) or from the gastrointestinal fluids (e.g., bile salts and these emulsions became bimodal, which led to an increase in the
phospholipids). mean particle diameter (d32 z 0.29 mm). The confocal microscopy
images indicated that extensive droplet flocculation occurred in the
mouth phase, which can be attributed to bridging or depletion
3.2.2. Particle size and microstructure flocculation induced by the presence of mucin in the simulated
b-carotene-loaded nanoemulsions: The particle size distribution saliva, as reported in previous studies (Ritzoulis et al., 2012; Sarkar,
of the lipid droplets in the initial nanoemulsions had a single peak Goh, & Singh, 2009; Vingerhoeds, Blijdenstein, Zoet, & van Aken,
around 0.15 mm diameter (Table 1, Fig. 5). In addition, the lipid 2005). Bridging flocculation occurs due to the binding of mucin
droplets in the nanoemulsions were evenly distributed throughout molecules to the surfaces of two or more lipid droplets, whereas
the system as shown in the confocal microscopy images (Fig. 6). depletion flocculation occurs due to the increase in the osmotic
These measurements suggest that the WPI-coated lipid droplets attraction between the lipid droplets generated by non-adsorbed
were initially relatively small and stable to aggregation. The good mucin molecules (Zhang et al., 2015b). After exposure to the
aggregation stability of the droplets can be attributed to the strong stomach phase, these emulsions showed an appreciable increase in
electrostatic repulsion between the highly charged droplets. After mean particle diameter (d32 z 33 mm), and extensive droplet
passing through the mouth phase, the particle size distributions of

Fig. 5. Particle size distributions of b-carotene delivery systems after exposure to different regions of the GIT model: (a) nanoemulsions; (b) nanoemulsions in 0.5% alginate beads;
and, (c) nanoemulsions in 1% alginate beads. It should be noted that the volume fraction data has been incremented by different amounts so that the curves can be more easily
compared on the same figure.
Z. Zhang et al. / Food Hydrocolloids 61 (2016) 1e10 7

Chen, Tong, & McClements, 2015e). The shrinking of the beads


under gastric conditions may help stabilize encapsulated compo-
nents, since then the pore size of the hydrogel beads should
decrease, which may restrict molecular diffusion processes.
After exposure to small intestine conditions, there was a
decrease in the fluorescence intensity of the interior of hydrogel
beads (Fig. 6), which is indicative of a reduction in the amount of
lipids present inside them. Presumably, the lipid droplets had been
digested by lipase molecules that had diffused through the
hydrogel matrix, resulting in the formation of free fatty acids that
diffused out of the hydrogel beads and into the surrounding
aqueous phase. Indeed, there was evidence of large irregular sha-
ped lipid-rich particles outside of the alginate beads after digestion,
which may have been mixed micelles formed from free fatty acids,
monoacylglycerols, and bile salts. In summary, these results suggest
that the alginate beads were not able to completely inhibit the
Fig. 6. Microstructures of b-carotene delivery systems after exposure to different re- digestion of the encapsulated lipid droplets.
gions of the GIT model: (a) nanoemulsions; (b) nanoemulsions in 0.5% alginate beads;
and, (c) nanoemulsions in 1% alginate beads. (Scale bar is 20 mm).
3.3. Influence of delivery system type on lipid digestion

aggregation could be observed in the confocal microscopy images The effect of the different delivery systems on the rate and
(Fig. 6). It has been reported that protein-stabilized emulsions are extent of lipid digestion was evaluated using an automatic titration
prone to aggregation under gastric conditions because of hydrolysis (pH stat) method. The fraction of free fatty acids (FFAs) released
of adsorbed proteins, weakening of electrostatic repulsion, and from the samples after addition of lipase was calculated from
depletion or bridging flocculation induced by mucin (Kenmogne- measurements of the volume of alkaline solution required to keep
Domguia, Meynier, Viau, Llamas, & Genot, 2012; Shani-Levi, Levi- the pH constant at 7.0. The nanoemulsions were rapidly digested
Tal, & Lesmes, 2013; Zhang et al., 2015a). After passing through the during the first 5 min with over 76% of the FFAs being released,
small intestinal stage, the nanoemulsion samples still contained followed by a more gradual digestion until a relatively constant
relatively large particles (d32 z 7 mm) as detected by both light final value (96%) was attained (Fig. 7). The rapid digestion of the
scattering and confocal microscopy methods. It is difficult to nanoemulsions can be attributed to the large surface area associ-
identify the nature of these particles from light scattering experi- ated with small droplet sizes (Golding & Wooster, 2010).
ments, but previous studies suggest they are a mixture of undi- Conversely, the FFA release rate was much slower for the filled
gested lipid droplets, undigested protein aggregates, micelles, hydrogel beads and depended on alginate concentration. After
vesicles, and insoluble calcium salts. 5 min of digestion, around 22% and 37% of the FFAs were released
Filled hydrogel beads. The particle size and microstructure of the for the 1% and 0.5% alginate beads, respectively, and around 56%
filled hydrogel beads depended on the alginate concentration used and 83% of the FFAs were released after 120 min of digestion (see
in their formation. The filled hydrogel beads fabricated using 1% Fig. 7).
alginate were larger than those fabricated using 0.5% alginate These results indicate that encapsulation of the lipid droplets
(Table 1, Fig. 6). This difference in bead dimensions may be a result
of the differences in the viscosities of the alginate solutions. The
0.5% alginate solution has a lower viscosity than the 1% alginate
solution and therefore flows through the nozzle of the injector
more rapidly, leading to the formation of smaller droplets.
For both types of alginate beads, the general shape of the par-
ticle size distribution (Fig. 5) and the overall microstructure (Fig. 6)
of the beads remained fairly similar throughout the entire simu-
lated gastrointestinal tract, which suggests that they maintained
their overall integrity when exposed to upper GIT conditions.
Nevertheless, there were some changes in the dimensions of the
alginate beads in different regions of the GIT. The size of the beads
increased when they moved from the initial phase to the mouth
phase (Table 1), suggesting that they became swollen. This swelling
may have occurred due to a reduction in the electrostatic attraction
between oppositely charged components within the hydrogel
beads (such as calcium ions and alginate) or due to an increase in
the electrostatic repulsion between similarly charged components
(such as alginate molecules). On the other hand, the size of the
beads decreased when they moved from the mouth to the stomach,
which suggests that they shrank somewhat. This shrinkage may be
the result of a decrease in the electrostatic repulsion between
alginate molecules due to protonation of the carboxyl groups at low
pH. Previous studies have also reported that calcium alginate beads
tend to swell in high pH solutions, but shrink in low pH solutions Fig. 7. Amount of fatty acids released from b-carotene delivery systems measured
brard, Hoffart, Cardot, Subirade, & Beyssac, 2013; Zhang, Zhang, using a pH-stat in the small intestine phase of the GIT model: (a) nanoemulsions; (b)
(He
nanoemulsions in 0.5% alginate beads; and, (c) nanoemulsions in 1% alginate beads.
8 Z. Zhang et al. / Food Hydrocolloids 61 (2016) 1e10

within the hydrogel beads reduced the rate and extent of lipid fraction of the lipid phase was digested, thereby leading to the
digestion within the simulated small intestine phase. The observed formation of more mixed micelles capable of solubilizing the b-
decrease in digestion rate for the encapsulated lipid droplets may carotene molecules. Previous studies in our laboratory have also
have occurred for a number of reasons. Firstly, lipid digestion can reported that nanoemulsions can increase the bioaccessibility of
only happen once lipase has adsorbed to the surfaces of the lipid lipophilic bioactive agents through this mechanism (Zhang et al.,
droplets and come into close contact to the underlying lipid mol- 2015d, 2015c). The relatively low B* of the b-carotene encapsu-
ecules (Reis, Holmberg, Watzke, Leser, & Miller, 2009). For the lated in the filled hydrogel beads can be attributed to several rea-
nanoemulsion, lipase molecules can quickly move from the sons. Firstly, some of the b-carotene molecules remained within the
aqueous phase to the free lipid droplet surfaces and promote lipid undigested lipid droplets trapped inside the hydrogel beads. Sec-
digestion. Conversely, for the filled hydrogel beads, the lipase must ondly, there were fewer free fatty acids and monoacylglycerols
first penetrate through the hydrogel beads before it can reach the available to form mixed micelles, which reduced the solubilization
lipid droplet surfaces. The penetration of small molecules into the capacity of the intestinal phase for the b-carotene molecules.
center of hydrogel beads tends to occur more rapidly for beads with The chemical stability (S*) of the b-carotene was also calculated
larger pores or smaller diameters (Li et al., 2011). One would to determine the extent of any carotenoid degradation within the
therefore expect the lipase molecules to move through the 1% simulated GIT (Fig. 9). In general, the b-carotene remained rela-
alginate beads more slowly because they are bigger and would be tively stable to degradation with over 87% of the initial carotenoid
expected to contain smaller pore sizes. Secondly, long chain FFAs remaining at the end of the small intestine phase. The extent of b-
generated by the lipid digestion process must be removed from the carotene degradation was slightly higher when it was encapsulated
droplet surfaces otherwise lipolysis will be retarded (Li et al., 2011). in nanoemulsions than when it was encapsulated in filled hydrogel
FFAs are normally removed from the droplet surfaces by being beads, i.e., less remained after the small intestine phase. b-carotene
incorporated into mixed micelles with bile salts and phospholipids, is known to be unstable to acid-degradation (Mortensen &
or by forming insoluble salts with calcium ions (Devraj et al., 2013). Skibsted, 2000), and therefore the slight loss of b-carotene
In the case of hydrogel beads, the removal of FFAs from the lipid observed in our study is most likely to have occurred within the
droplet surfaces may be inhibited because bile salts, phospholipids, highly acidic conditions of the gastric phase. The reason that the b-
and calcium ions have to penetrate into the hydrogel beads. carotene was less stable to degradation in the nanoemulsions may
Furthermore, the mixed micelles and calcium salts formed may have been because more of it was at the surface of the lipid droplets
have to diffuse out of the beads, which would also be inhibited by where it was exposed to the aqueous phase. Despite the fact that
the hydrogel beads. the hydrogel beads could protect the b-carotene from degradation,
the magnitude of this effect was not large enough to overcome the
reduction in b-carotene bioaccessibility that was observed in
3.4. Influence of delivery system type on b-carotene bioaccessibility hydrogel beads. Consequently, the effective bioavailability (BA ¼
B*S*) of the b-carotene was still lower for the hydrogel beads than
As mentioned earlier, b-carotene typically has a low oral for the nanoemulsions.
bioavailability because of its poor chemical stability and low solu-
bility in gastrointestinal fluids. We therefore measured the impact
of the different delivery systems on the stability and bio- 4. Conclusions
accessibility of the encapsulated b-carotene. The bioaccessibility
(B*) of the encapsulated b-carotene was appreciably higher for the Filled hydrogel beads were fabricated by injecting a mixture of
nanoemulsions than for the hydrogel beads (Fig. 8). The higher B* b-carotene-loaded lipid droplets and alginate molecules into a
for the nanoemulsions can be attributed to the fact that a greater calcium solution. Storage studies indicated that the hydrogel beads
partially protected the b-carotene from chemical degradation, with
the extent of the effect depending on the alginate level within the

Fig. 8. Bioaccessibility (B*) and effective bioavailability (BA) of b-carotene in different


delivery systems measured after exposure to simulated small intestine conditions: (a) Fig. 9. Chemical stability (%) of b-carotene in different delivery systems measured after
nanoemulsions; (b) nanoemulsions in 0.5% alginate beads; and, (c) nanoemulsions in exposure to simulated small intestine conditions: (a) nanoemulsions; (b) nano-
1% alginate beads. emulsions in 0.5% alginate beads; and, (c) nanoemulsions in 1% alginate beads.
Z. Zhang et al. / Food Hydrocolloids 61 (2016) 1e10 9

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