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Food Hydrocolloids for Health 2 (2022) 100065

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Food Hydrocolloids for Health


journal homepage: www.elsevier.com/locate/fhfh

Development and characterization of sodium caseinate based probiotic


edible film with chia mucilage as a protectant for the safe delivery of
probiotics in functional bakery
Anupama Semwal, Kiran Ambatipudi∗, Naveen Kumar Navani∗
Department of Biosciences and Bioengineering, Indian Institute of Technology, Roorkee, Roorkee, Uttarakhand 247667, India

a r t i c l e i n f o a b s t r a c t

Keywords: The probiotic edible film is a promising method to deliver the probiotics safely to exert their health beneficial
Probiotic effects. However, supplementation with protectants is important for the enhanced viability of probiotics under
Edible film stress conditions during storage. The present study incorporated chia mucilage in sodium caseinate-based pro-
Sodium caseinate
biotic edible film as a protectant to investigate the survival of probiotic bacteria (Limosilactobacillus fermentum
Chia mucilage
NKN51 and Lactobacillus brevis NKN52) embedded in films stored at 25 °C and 4 °C. We observed significantly
Viability
Wheat bun (p < 0.001) enhanced survival of probiotic cells in the presence of chia mucilage. The inclusion of chia mucilage
in film conferred enhanced probiotics’ viability, improved flexibility, and decreased solubility due to interaction
between chia mucilage polysaccharides and protein matrix. Morphological examination of embedded probiotic
cells using atomic force and scanning electron microscopy showed the intact bacterial cells, proving the signif-
icance of sodium caseinate and chia mucilage. Subsequently, the probiotic edible film was assessed by coating
wheat buns where the probiotics’ viability was maintained for 3 weeks at 4 °C and 2 weeks at 25 °C, indicating
the effective application of developed probiotic film for delivering the probiotics on the bakery products. Our
study supports the applicability of chia mucilage as a promising protectant for enhanced probiotics’ viability in
edible films, which may act as a suitable probiotic carrier to deliver probiotics safely for consumption. Further-
more, our study provides the plant-based natural protectant alternative of synthetic compounds and chemicals
as protectants, making it a healthier way of preparing functional bakery products.

1. Introduction immune system, improving mood, enhancing the bioavailability of nu-


trients in the gut, alleviating disease risk, and thus promoting overall
Probiotics are non-pathogenic gut-friendly live microorganisms that good health (Misra et al., 2021; Roberfroid, 2000).
confer healthful effects on the host in adequate numbers. Probiotic In the wake of the current pandemic, functional food containing pro-
bacteria have been isolated from various ecological niches, including biotic bacteria has gained popularity in several probiotic products (e.g.,
fermented food products. Probiotic bacteria provide numerous health yogurt, lassi, infant formula, kefir, Yakult, etc.). However, probiotics’
benefits, including a reduction in lactose intolerant symptoms, allevi- survival throughout food processing steps involving heat treatment, ox-
ating the recurrence of infectious agents like Clostridium difficile and idative, osmotic stress, mechanical stress, etc., is a limiting factor in the
rotavirus associated diarrhoea, reduction of irritable bowel syndrome manufacture of probiotic food products (Tripathi & Giri, 2014). Sim-
and inflammatory bowel diseases, enhancing mucosal immunity, pre- ilarly, it is important to maintain the viability of probiotic cells ex-
venting the growth and adhesion of pathogen in the intestinal tract posed to gastric juices after being released into the gut to exert health
(Reid et al., 2003; Saad et al., 2013). Lactobacilli and Bifidobacteria benefits and modulate the gut microbiota. Currently, several methods
have been widely studied and extensively consumed as dietary sup- such as microencapsulation, freeze-drying, or spray drying, including
plements, functional foods, probiotic drinks, etc. (Linares et al., 2017; the use of polysaccharides, milk proteins, and fats to encapsulate the
O’Toole et al., 2017). Apart from satisfying hunger, functional foods probiotic cells, are being followed to maintain the bacterial viability
supplemented with probiotics are prominent and effective methods to (Bustamante et al., 2017; Soukoulis et al., 2017; Tripathi & Giri, 2014).
confer health benefits to consumers, including balancing gut microflora, Of these products, edible films have been considered as an efficient ve-
improving digestion, delivering bioactive compounds, strengthening the hicle to transport the probiotic bacterial cells viable in food and the


Corresponding authors.
E-mail addresses: kiran.ambatipudi@bt.iitr.ac.in (K. Ambatipudi), naveen.navani@bt.iitr.ac.in (N.K. Navani).

https://doi.org/10.1016/j.fhfh.2022.100065
Received 6 March 2022; Received in revised form 7 April 2022; Accepted 14 April 2022
2667-0259/© 2022 The Author(s). Published by Elsevier B.V. This is an open access article under the CC BY-NC-ND license
(http://creativecommons.org/licenses/by-nc-nd/4.0/)
A. Semwal, K. Ambatipudi and N.K. Navani Food Hydrocolloids for Health 2 (2022) 100065

gut (Ebrahimi et al., 2018; Namratha et al., 2020; Orozco-Parra et al., the bottom. Chia mucilage was collected and filtered through a 0.22 μ
2020; Soukoulis et al., 2017). Entrapment of probiotics in edible films filter (Millipore, USA).
is an inexpensive and simple method to deliver probiotics safely than
encapsulation. This includes efficient delivery of the probiotics to the 2.3. Preparation of bacterial suspension
gut in multiple ways like a cover or coating on various food products
(e.g., fruits, bakery products, confectionery items, wraps, cereal bars, L. fermentum NKN51 and L. brevis NKN52 strains were activated from
etc.). Additionally, these could be used as edible strips to dissolve in glycerol stock in MRS media. The overnight culture was cultivated in
any drink to prepare different probiotic beverages (e.g., juices, dairy MRS broth and incubated till their late log phase, i.e., 13 h and 15 h for
products, etc.) or eaten with other foodstuff. Furthermore, edible films L. fermentum NKN51 and L. brevis NKN52, respectively. Bacterial cells
can improve the nutrition profile of foodstuff by delivering nutritional were pellet down after centrifugation at 5000 rpm for 10 min at 4 °C
compounds, including enhancing the shelf life of food products due to and resuspended in sterilized 1 X PBS solution to be incorporated into
their moisture and gas barrier properties (Zoghi et al., 2020). the film solution.
Edible films have been developed with various biomolecules like
polysaccharides, proteins, and lipids either alone or incorporated 2.4. Film Preparation
together, defining their functional properties (Pavli et al., 2018;
Ramos et al., 2012;). The protein-based edible film possesses better me- Film solution was prepared by dissolving 5% (w/w) sodium ca-
chanical and barrier properties than other biomolecules and improves seinate in deionized water following the procedure reported by
the nutritional value of the food product (Cao et al., 2007; Fabra et al., Ramos et al. (2013) with slight modifications. In brief, deionized wa-
2008). In our study, sodium caseinate was used to form an edible film. ter was preheated at 50 °C, and sodium caseinate was added and kept
Sodium caseinate is considered in active food coatings and films due to for stirring to dissolve sodium caseinate thoroughly. Glycerol (30% w/w
its biodegradable nature, thermal stability, easy commercially availabil- of protein content) and chia mucilage (1% w/w) were added to the so-
ity, ability to easily transform the aqueous solution into films because of lution. The resulting solution was heated at 60 °C for 2 h under stir-
forming extensive intermolecular hydrogen, electrostatic and hydropho- ring. Subsequently, the solution was heated at 90 °C for 30 min under
bic bonds, and random coil nature of casein (Audic & Chaufer, 2005; stirring to form the intermolecular network. This process results in a
Fabra et al. 2007). Chia seed mucilage was used as a protectant for the flexible film that maintains its structural integrity under environmental
probiotics due to its dense polysaccharide network and high amount of conditions. After heating, the film solution was allowed to cool down at
dietary fiber, including its usage as a stabilizing, thickening and emul- room temperature (RT). Bacterial suspension of both strains was added
sifying agent along with its biodegradable packaging and coating appli- to the solution and kept for stirring to ensure proper mixing. The solu-
cations (Salehi, 2019; Soukoulis et al., 2018;). tion was further kept for degassing for 20 min to remove the remaining
In the present work, we aimed to investigate the protective effect of air. The film-forming solution was poured into glass Petri dishes (14 cm
chia mucilage (CM) on the probiotic bacteria in the edible film. There diameter) and kept for air drying for 24 h at RT. The film was peeled
is a dearth of studies that have explored the efficacy of chia mucilage as off from the Petri dish and conditioned at 54% ± 3% relative humidity
a protectant in a probiotic, edible film instead of prebiotics. We studied (RH) (maintained with a saturated magnesium nitrate Mg(NO3 )2 solu-
the shelf life of probiotic, edible film with and without chia mucilage at tion) for 72 h. All the experiments were performed in triplicate after
4o and 25° C. After incorporating CM and probiotics, the edible film’s conditioning.
physical, mechanical, and structural properties were also evaluated. We
also showed the application of developed probiotic, edible film on bak- 2.5. Enumeration of the bacteria
ery products and determined the shelf life of probiotic film coated on
selected food products. One mL of the probiotic film-forming solutions was suspended in
9 mL sterile PBS and vortexed to ensure proper mixing. For the recovery
of L. fermentum NKN 51 and L. brevis NKN 52 from the probiotic, edi-
2. Materials and Methods
ble films, the method adopted by Soukoulis, Behboudi-Jobbehdar et al.,
2014 was performed with slight modification. In brief, 1 g of the film
2.1. Materials and chemicals
containing L. fermentum NKN 51 and L. brevis NKN 52 was mixed with
9 mL of PBS and vortexed to dissolve the film adequately. The total
Sodium caseinate and Chia seeds were procured from local suppliers.
bacterial count enumeration was performed in triplicate following the
Probiotic strains (Limosilactobacillus fermentum NKN51 and Lactobacillus
standard plating methodology (Champagne et al., 2011), and the total
brevis NKN52), previously characterized in our laboratory, were acti-
counts of the viable (TVC) bacteria were expressed as log colony forming
vated from glycerol stock in MRS (De Man, Rogosa and Sharpe) media
units per gram (log CFU/g).
(BD Difco TM , USA). Deionized water was used for the film preparation.
L.fermentum NKN51 and L. brevis NKN52 inactivation upon storage
Food grade Glycerol (>99%, FCC, FG, Sigma-Aldrich, Darmstadt, Ger-
were expressed as the relative viability fraction (log Nt /N0 ). Viability
many) was used as a plasticizer. Dulbecco’s Phosphate Buffered Saline
was fitted to a first-order reaction kinetics model as described by the
10X (Sigma-Aldrich, Darmstadt, Germany) was used to prepare a bacte-
formula:
rial suspension.
log Nt = log N0 – kT t (1)
2.2. Mucilage extraction from chia seeds
Where N0 represents the initial number of viable bacteria and Nt the
Chia mucilage was extracted from the seeds following number of viable bacteria after a specific time of storage (CFU/g), t
Castejón et al. (2017) procedure with slight modifications. In brief, is the storage time (day), and kT is the inactivation rate constant (log
chia seeds were soaked in deionized water in a 1:30 ratio, and the CFU/day) at temperature, T (°C).
solution was kept for heating at 50 °C for 2 h under stirring. Chia
mucilage was extracted from the seeds by sonication for 2 min at 30 % 2.6. Thickness
amplitude using a Probe Sonicator (Branson, USA). Subsequently, the
solution was centrifuged at 10,000 rpm at 4 °C for 20 min, resulting in A digital micrometer (Mitutoyo Corporation Ltd., Kawasaki, Japan)
a three-layered separation. The Middle layer contained chia mucilage, with a sensitivity of 0.001 mm was used to measure the film thickness.
the upper layer contained water, while the seeds were settled down at Fifteen measurements were taken from different parts of the films to

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A. Semwal, K. Ambatipudi and N.K. Navani Food Hydrocolloids for Health 2 (2022) 100065

ensure consistency. The average value was taken further to analyse the used for tensile tests with a cross-head speed of 0.1 mm/s. The following
film’s water vapor permeability (WVP) and mechanical properties. properties were calculated from the stress-strain deformation curves:
Fmax
2.7. Moisture content TS = (5)
𝐴
𝐿
The moisture content of each film was determined according to the %𝐸 = 100 × (6)
procedure of Mei and Zhao (2003) with some modifications. In brief, 𝐿𝑜
200 mg film specimens were cut, placed into aluminium petri dishes, Where Fmax is the force at break (N), A is the cross-sectional film area
and then dried inside an oven at 105 °C for 24 h. Weight was taken before (mm2 ), L0 is the initial film length (mm), L is the film length at break
and after drying using a weight balance. Measurements were obtained (mm). Young’s modulus was estimated as the slope of the elastic region
in triplicates. The moisture content was calculated as, in the stress-strain curve. Strain (𝜀) = (L-L0 )/L, stress (𝜎) = F/A (MPa).

Wi − Wf
%RM = × 100 (2) 2.12. Fourier transform infrared spectroscopy (FTIR)
Wi
Here Wi, Wf is the initial and final weight of the edible film. FTIR analysis was used to study cross-linking amongst different
derivatives of the edible film. Fourier Transform Infrared spectrome-
2.8. Water solubility ter recorded the chemical spectra of the edible film, sodium caseinate
powder, and chia mucilage. FTIR spectrometer (Nicolet NEXUS Agilent
Water solubility was measured according to the procedure reported 1100 series) was used in 400–4000 cm−1 .
by Dick et al. (2015). In brief, water solubility was defined as the per-
centage of dried film matter dissolved in water after 24h immersion in 2.13. Atomic force microscopy
distilled water. The dried film obtained after moisture content analysis
was assigned as the initial dry weight (Wi ) of edible film and was im- Atomic force microscopy (NT-MDT-INTEGRA) was used to observe
mersed in 40 mL distilled water, followed by stirring for 24 h at 25°C. the surface morphology of edible film incorporated with chia mucilage,
The solution was filtered through pre-weighed desiccated filter paper, L. fermentum NKN51, and L. brevis NKN52. A small glass slide was dipped
and undissolved fragments of the edible film obtained on filter paper in edible film solution to form a thin layer of film on the glass slide. Glass
were dried in the oven at 105 °C for 24 h. Final dry weight (Wf ) was slide was kept for 3 days for drying at RT for AFM analysis.
measured. All the tests were performed in triplicate. The water solubil-
ity (%) was calculated according to the following equation: 2.14. Morphological characterization

𝑊 i − Wf
WS(%) ≡ × 100 (3) Scanning electron microscope analysis (SEM) was performed using
Wf Carl Zeiss Ultra Plus (Carl Zeiss, Germany) to visualize the morphology
of probiotic cells entrapped in the edible film. The images were acquired
2.9. Water activity using secondary electron imaging at an accelerating voltage of 5 kV.
Film specimens were carefully mounted on aluminium stubs and coated
After preconditioning at 54% RH for 72 h, the water activity of the with gold to improve the conductivity.
edible films was determined using an AquaLab water activity meter
(AquaLab, 3 TE, Decagon, USA). The edible film was stored at 4 °C, 2.15. Statistical analysis
and water activity was measured on the 10th and 45th days to observe
the effect of storage conditions on this parameter of the film. Graph Pad Prism 5 software was used for statistical analysis. All
experiments were performed in triplicate, and data were subjected to
2.10. Water vapor permeability analysis of variance (ANOVA) and Bonferroni multiple comparison test
(p ≤ 0.05) to estimate the significant effect of chia mucilage on micro-
The WVP of the probiotic, edible film was determined gravimetri- biological, physicochemical, and mechanical properties of the film.
cally, as reported by Soukoulis et al. (2017). In brief, pre-conditioned
edible films were placed on the top of the glass Petri-dish containing 3. Results and discussion
silica gel (0% RH) to 1/6 of petri dish height; the exposed film area was
1.96 × 10−3 m2 . The glass Petri dishes were transferred to a desiccator 3.1. Probiotics (L. fermentum NKN51 and L. brevis NKN52) survivability
maintained at 100% RH (pure water) and 25 °C, and the WVP difference throughout the drying process
was 3169 Pa. WVP was calculated according to the formula:
The survival of probiotic cells during the drying process is shown
Δm ∗ e
WVP = (4) in Fig. 1. No acute toxic effect of the drying process at 25 °C for 24 h
A ∗Δt ∗Δp
was observed in the survival of bacterial cells in the presence and ab-
Where WVP is water vapor permeability (g.mm.m−2 . h−1 . kPa−1 ), sence of CM. This result is in line with the findings reported earlier
Δm/Δt is the moisture uptake rate (g/h) from silica gel, A is the film (Piermaria et al., 2015; Soukoulis, Behboudi-Jobbehdar et al., 2014;
area exposed to moisture transfer (m2 ), e is the film thickness (mm), Soukoulis et al., 2017), indicating that the protection of bacterial cells
and Δp is the water vapor pressure difference between the two sides of can be attributed to the low rate of water evaporation during drying and
the film (KPa). the presence of protein matrix. At RT, the rate of water evaporation is
very low, giving sufficient time to the bacterial cells for adaptation to
2.11. Mechanical properties transition in water activity of the carrier matrix from high to low value,
maintaining the viability of probiotic cells during the drying process.
A tensile tester (Bose) was used to characterize the mechanical prop- The present study applied moderate drying temperature for water evap-
erties of the tensile strength (TS), elongation percentage (% EB) at the oration during film preparation, exposing the bacterial cells to osmotic
break, and Young’s modulus (YM) of the films. Pre-conditioned edible stress without any thermal stress. Of note, it has been shown that pro-
films (54% RH, 25 °C for 72 h), cut in 20 × 5 mm of 0.11–0.14 mm tein can support the survival of probiotics cells against osmotic stress
thickness of rectangular shapes, were placed between the tensile grips during drying by maintaining the cell membrane integrity through free
giving a grip separation distance of 5 mm. A 400 N static load cell was
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A. Semwal, K. Ambatipudi and N.K. Navani Food Hydrocolloids for Health 2 (2022) 100065

Table 1
Inactivation rates of L. fermentum NKN51 and L. brevis NKN52 during storage at chilling (4 °C) and room (25 °C) temperature
conditions and estimated shelf life (day) (R2 indicates squared correlation coefficient)

Edible film K4 °C (R2 ) Shelf-life 4 °C K25 °C (R2 ) Shelf-life 25 °C

-CM 0.110 ± 0.006a (0.98) 37 0.292 ± 0.023c (0.98) 10


+CM 0.071 ± 0.007b (0.94) 60 0.059 ± 0.011d (0.91) 10

Numbers with different superscript letters are significantly different (p < 0.0001).

The storage study of edible film at RT was performed for 10 days, beyond
which the film showed lower solubility, possibly due to the metabolic
activity of probiotic cells. In contrast, at 4 °C, the viability of probiotic
strains in the film was followed for 60 days with 3 log reduction with
CM and 6 log reduction without CM (Fig. 2). The chemical composition
of CM constitutes protein, high dietary fibre, lipid, ash and moisture
(Avila-De La Rosa et al., 2015; Câmara et al., 2020; Felisberto et al.,
2015). CM is comprised of high molecular weight complex polysaccha-
rides ranging from 0.8 to 2 × 106 Da comprising of 𝛽-D-xylose, 𝛼-D-
glucose, and 𝛼-D-glucuronic acid in a ratio of 2:1:1(Lin et al., 1994). Sim-
ilarly, da Silveira Ramos et al. (2021) reported the xylose, glucose, ara-
binose, and galactose are components of CM. Goh et al. (2016) reported
that CM polysaccharides consist of glucose, xylose, galactose, mannose,
arabinose, and glucuronic acid, of which glucose, xylose, and arabinose
constitute the major fraction. More recently, Silva et al. (2022) also re-
ported xylose and arabinose as the major monosaccharides with smaller
Fig. 1. Survival of total bacterial cells (L. fermentum NKN51 and L. brevis
amounts of fucose, rhamnose, mannose, and galactose. The protective
NKN52) embedded in the films during air drying for 24h. Viable counts are
effect of CM on the survival of bacterial cells at two different temper-
shown prior to drying (black) and after drying (light grey). Data are presented
as mean ± SD (n = 3). atures could be due to the presence of heteropolysaccharides such as
xylose, glucose, mannose, galactose, arabinose, fucose, rhamnose, and
glucuronic acid (Bustamante et al., 2017) and their interaction with
radicals scavenging and providing micronutrients (Burgain et al., 2013; bacterial membrane phospholipids preventing membrane damage and
Soukoulis, Yonekura et al., 2014). For instance, gelatin and sodium maintaining fluidity (Carvalho et al., 2004; Gialamas et al., 2010). Ad-
caseinate have been shown to provide maximum protection to Lacto- ditionally, heteropolysaccharides present in CM retain water due to
bacillus rhamnosus GG against osmotic and heat stress-driven injuries their water holding capacity, providing better protection to the bacte-
(Soukoulis et al., 2016). In the present study, sodium caseinate acted rial cells (Bustamante et al., 2020). Furthermore, the CM retains the
as an efficient protein-based drying substrate preventing detrimental ef- moisture content in the film, protecting the bacterial cells from en-
fects on bacterial cells during the drying process. vironmental stress during storage and maintaining the cells’ viability
(Rodrigues et al., 2020). Interestingly, Bustamante et al. (2017) have
reported that the incorporation of chia seed mucilage in juice powder
3.2. Effect of chia mucilage on the storage stability of L. fermentum
significantly (p < 0.0001) improved the probiotic viability, suggesting
NKN51 and L. brevis NKN52
that the chia-based edible film may be a viable alternative for entrap-
ping probiotic cells. The present work has shown that CM incorporation
The storage viability is essential for developing the probiotic edible
and 4 °C storage enhanced the shelf life (herein described as the dura-
film. Inactivation curves of bacterial cells entrapped in sodium caseinate
tion of approaching the minimum total viable count of 6 log CFU/g) of
film stored at 25 °C and 4 °C are shown in Fig. 2. The inactivation rate
probiotics edible film.
of L. fermentum and L. brevis was significantly (p < 0.001) affected by
storage conditions and CM supplementation. Inactivation of L. fermen-
tum and L. brevis followed first-order kinetics (Table 1). At 4 °C, the 3.3. Physical characteristics
inactivation rates of L. fermentum NKN51 and L. brevis NKN52 were sig-
nificantly lower (0.092 log CFU day−1 ) in comparison to those stored at 3.3.1. Thickness
room temperature (0.326 log CFU day−1 ), in accordance with previous Sodium caseinate films exhibited a thickness of 0.13 ± 0.02 mm.
studies (Piermaria et al., 2015; Soukoulis, Behboudi-Jobbehdar et al., CM and probiotic cells (L. fermentum NKN51 and L. brevis NKN52)
2014; Soukoulis et al., 2016; Soukoulis et al., 2017). At low tempera- did not significantly influence the thickness of the developed films
tures, bacterial cells possess slow metabolic activities and reduced bio- (0.13 ± 0.03 mm and 0.12 ± 0.02 mm for probiotics with CM and only
chemical reactions like oxidation, which can have lethal effects. More- CM, respectively). Film thickness was considered further to assess the
over, any structural modifications in molecular interaction networks are mechanical and functional properties of the film.
restricted, which helps prevent microorganisms’ exposure to external
stress factors like osmotic pressure and relative humidity. 3.3.2. Residual moisture content
Films fabricated with CM significantly (p < 0.001) enhanced the bi- CM significantly (p < 0.005) increased the film’s moisture content,
ological activity of probiotic cells (L. fermentum NKN51 and L. brevis as shown in Fig. 3. The hydrophilic property of CM could be due to
NKN52) entrapped in sodium caseinate film at both storage tempera- the heteropolysaccharides with hydrophilic groups responsible for the
tures 25 °C (0.077 log CFU day−1 and 0.309 log CFU day-1 with and good water holding property of CM, leading to an increased residual
without CM respectively) and 4 °C (0.059 log CFU day−1 and 0.103 log moisture content of the film (Punia & Dhull, 2019). Similar results with
CFU day−1 for a matrix with and without the addition of CM respec- increased moisture content in the edible film were reported based on CM
tively). At RT storage for 10 days, the total viable count was reduced by and whey protein concentrate (Muñoz et al., 2012). The moisture con-
1 log in the presence of CM, and 3 log reductions occurred without CM. tent of edible film depends on the components used to fabricate a film

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A. Semwal, K. Ambatipudi and N.K. Navani Food Hydrocolloids for Health 2 (2022) 100065

Fig. 2. Effect of chia mucilage (CM) and storage temperature (A= 25°C, B= 4°C) on the inactivation of total bacterial cells (L. fermentum NKN51 and L. brevis NKN52)
embedded in the sodium caseinate films.

Fig. 4. Effect of storage time on water activity of edible films. Data are pre-
sented as mean ± SD (n = 3).
Fig. 3. Effect of chia mucilage (CM) and bacterial cells (B) on residual moisture
content of sodium caseinate films. Data are presented as mean ± SD (n = 3).

matrix. However, the incorporation of probiotics L. fermentum NKN51


3.4. Solubility of the film
and L. brevis NKN52 were found to have a non-significant effect on the
moisture content of the developed edible film.
The solubility of developed edible films was examined and found
to be between 35% to 92%. The solubility of the developed sodium
caseinate film was influenced by CM as its incorporation significantly
3.3.3. Water activity (p < 0.005) reduced the solubility of edible films from 92.2% to 74.3%,
The water activity of the developed film was measured since it is as shown in Fig. 5. This could be attributed to the cross-linking be-
one of the important attributes leading to changes in food quality dur- tween CM polysaccharides and the protein network stabilizing the com-
ing storage and distribution. The water activity of the edible film stored plexes (Su et al., 2010). CM is comprised of heteropolysaccharides and
at 4 °C was measured for 10 and 45 days, respectively (Fig. 4). Food uronic acid (Coorey et al., 2014; Goh et al., 2016), which could facil-
product having a water activity value close to 1 is sensitive to microbio- itate the formation of the stabilized compact structure during film for-
logical growth resulting in less food stability, while food products with mation (Luo et al., 2019). It has been reported that casein hydrolysis is
a water activity value <0.85 are characterized as shelf-stable food with inhibited by a high degree of branching and enhanced exposure to ion-
no requirement for heat treatment (Rodríguez et al., 2020). The water izable uronic acid groups (Acton et al., 1982). Similarly, another study
activity of sodium caseinate edible film was observed to be 0.52±0.01, reported wheat gluten film solubility decreased with the addition of xy-
indicating good food stability. Similarly, Pereira et al. (2016) reported lan depending on pH and drying conditions (Kayserilioğlu et al., 2003).
the water activity value of whey protein isolate edible film contain- Interestingly, the addition of probiotic cells significantly (p < 0.0001)
ing probiotics varied from 0.549 to 0.738. Another study conducted by reduced the solubility of the probiotic film (49% and 35.3 % solu-
Rodríguez et al. (2020) reported the water activity value of edible pa- bility in the probiotic film without and with CM, respectively). This
paya film ranging from 0.63±0.01 to 0.67±0.01, indicating good shelf- low solubility can be explained by low pH (pH5 - pH5.5) in probiotic
life. The lower water activity value in the present study indicates that edible film because of the metabolic end product lactic acid released
the edible film developed is microbiologically stable and can be easily by probiotic cells in film. As pH comes closer to the isoelectric point
stored. The presence of CM and bacterial cells didn’t show any signifi- (pI = 4.6) of casein, the net charges approach zero, leading to no electro-
cant differences in the water activity of edible film. Water activity signif- static repulsion resulting in modified protein’s molecular conformation
icantly decreased (p < 0.001) due to water evaporation during storage favouring strong protein-protein interaction causing less protein solu-
time, possibly due to packing using normal plastic bags. bility (Folegatti et al., 1998).

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A. Semwal, K. Ambatipudi and N.K. Navani Food Hydrocolloids for Health 2 (2022) 100065

3.6. Microstructural analysis of edible film using SEM and AFM

Scanning electron microscopy evaluated the visualization of bacte-


rial cells embedded in film and the surface homogeneity of sodium ca-
seinate and CM blend films. Microscopic images of the control film and
an edible film containing L. fermentum NKN51 and L. brevis NKN52 are
shown in Figs. 7 and 8. It is observed that films fabricated with CM lead
to a more compact structure with fewer micropores than control films,
as shown by SEM in Fig. 7. Similarly, the surface morphology of the ed-
ible film was examined through AFM, as shown in Fig. 7. Topographical
images revealed that sodium caseinate film without CM had multiple
projections while sodium caseinate film supplemented with CM exhib-
ited less projections and a smoother surface, possibly due to protein-
polysaccharide interaction. Sadeghi-Varkani et al. (2018) reported the
smooth surface of the film made from Balangu seed mucilage due to the
homogenous distribution of film-forming components. Additionally, it
can be seen that intact microbial cells rod-shaped L. fermentum and L.
brevis embedded in the sodium caseinate film matrix protects the bacte-
rial cells from external stress conditions. Glass slide coated with edible
Fig. 5. Solubility of sodium caseinate films with and without incorporation of film solution containing bacterial cells was observed under SEM analy-
chia mucilage (CM) and bacterial cells (B). Data are presented as mean ± SD sis, which showed imprints of the intact bacterial cells indicating that
(n = 3). this formulation could act as a carrier of bacterial cells coated on any
food surface to deliver probiotics. Control film without bacterial cells
had more compact and less micropores on the surface than the edible
film loaded with bacterial cells (Fig. 8a). Incorporating bacterial cells (L.
fermentum NKN51 and L. brevis NKN52) created voids in the film matrix
due to bacterial cells embedded inside the film matrix. The embedding of
bacterial cells likely interrupted the intermolecular interactions, leading
to increased intermolecular spaces. This result can be correlated with
increased WVP on adding bacterial cells to the film. Our results align
with previous studies that have reported that bacterial cells embedded
in the edible film lead to a less uniform film surface (Piermaria et al.,
2015; Soukoulis, Behboudi-Jobbehdar et al., 2014; Ye et al., 2018). SEM
micrographs of lyophilized chia mucilage shown in Fig. 8B revealed
the intensive nanoscale 3D network formed upon hydration of the chia
seeds as shown previously (Samateh et al., 2018). Fibrous structures of
polysaccharides with deposited clusters of raisin-like structures depict
mucilage protein fractions, as reported earlier (Goh et al., 2016).

3.7. Mechanical properties of the film

Fig. 6. Effect of chia mucilage (CM) and bacterial cells (B) on water vapor per- The mechanical aspects of films are shown in Fig. 9, demonstrat-
meability of sodium caseinate films at ambient temperature (25 °C) and 100% ing that sodium caseinate film exhibited a tensile strength of 3.7 MPa,
RH gradient rate. Data are presented as mean ± SD (n = 3).
similar to previous findings (Ghosh et al., 2009; Mei & Zhao, 2003). In-
corporating CM and probiotic cells did not significantly affect the edible
film’s tensile strength. Young’s film modulus varied from 45.4 MPa to
3.5. Water Vapor Permeability 69.9 MPa, while the CM significantly (p < 0.05) reduced Young’s mod-
ulus of the edible film. Bacterial cells significantly enhanced Young’s
The films developed with sodium caseinate exhibited a low value of modulus of the film (p < 0.0001 for CM-containing film and p < 0.005
WVP (0.0061 g mm m−2 h−1 KPa−1 ) required to limit biochemical re- for an edible film without CM). Young’s modulus denotes the mate-
actions imparting adverse effects on shelf life, microbial spoilage, and rial’s stiffness with a higher value, indicating less material flexibility.
structural complications shown in Fig. 6. Sodium caseinate film shows Based on our results, it can be inferred that CM improved the flexibil-
strong ionic interaction between sodium ions and protein, reducing ity of sodium caseinate film, possibly due to the interaction between
moisture diffusion through film by improving the protein network and mucilage and sodium caseinate, which is confirmed by the FTIR studies
stability and decreasing the WVP of caseinate films (Mei & Zhao, 2003). and compact surface as depicted in SEM micrographs. Notably, under
CM did not significantly affect the WVP of sodium caseinate film (0.0065 heat treatment, heteropolysaccharides in CM may interact with dena-
g mm m−2 h−1 KPa−1 ). Incorporation of L. fermentum NKN51 and L. bre- tured protein chains replacing protein-protein interaction with protein-
vis NKN52 in the film resulted in significantly (p < 0.0001) increased polysaccharide crosslinking, leading to accelerated mobility of poly-
WVP (0.01 g mm m−2 h−1 KPa−1 ). Bacterial cells embedded inside the mer chains conferring higher flexibility. In addition, improved flexibil-
film matrix interfere with the protein-protein interaction, facilitating ity of edible film could be due to the hydrophilic nature of chia mu-
the permeation of water molecules through edible films. Incorporation cilage leading to moisture retention. It has been reported that water
of the probiotic cells results in discontinuities in the film matrix, caus- increases flexibility and acts as a plasticizer responsible for the ductile
ing an increased moisture diffusion rate through the edible film. This nature of the film (Kanmani & Lim, 2013; Kristo et al., 2008). Kristo
agrees with other studies that reported the enhanced water vapor per- et al. (2008) showed that pure pollulan film showed higher flexibil-
meability of incorporating bacterial cells in the film matrix (Sánchez- ity due to the hydrophilic nature of pollulan in the film. Kanmani and
González et al., 2014; Ye et al., 2018). Lim (2013) also showed that Young’s modulus of sodium caseinate

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A. Semwal, K. Ambatipudi and N.K. Navani Food Hydrocolloids for Health 2 (2022) 100065

Fig. 7. Micrographs obtained by SEM (1μm scale bar) and AFM of (A) sodium caseinate film (B) sodium caseinate film incorporated with chia mucilage (C) glass
slide coated with edible film solution containing L. fermentum NKN51 and L. brevis NKN52.

Fig. 8. SEM visualization of (A) probiotic edible film containing L. fermentum NKN51 and L. brevis NKN 52 (B) nanoscale 3D network of chia mucilage (CM). Scale
bar = 1 μm.

film plasticized with sorbitol decreased with increasing relative hu- presence and absence of probiotic cells, respectively). The change in
midity. The results from the present study are further supported by EB can be due to the low pH in probiotic films, which strengthens the
Muñoz et al. (2012), who reported that increased flexibility and strength protein-protein interaction that interferes with protein-polysaccharide
of whey protein concentrate film on the addition of chia mucilage could interaction and reduces the free mobility of the polymer chains. It was
be due to interaction between protein and polysaccharide. observed that the presence of bacterial cells reduced the elasticity of
The incorporation of probiotic cells enhanced the stiffness of the edi- the film but enhanced plasticity, although flexible, not brittle, which
ble film, which could be due to the low pH in the film matrix released by enables the film to withstand more strain and increased extensibility
lactic acid produced by entrapped lactic acid bacteria. At low pH (near before breaking.
pI of casein), the altered molecular conformation of the film is promoted,
leading to protein-protein solid interaction, which could be responsible 3.8. FTIR analysis
for reducing the flexibility of the probiotic film (Folegatti et al., 1998).
CM has no significant effect on elongation at break (EB) of edible films, The FTIR spectrum (Fig. 10A) of CM revealed the characteristic
while the incorporation of bacterial cells significantly (p < 0.0001) en- peaks for carbohydrates at 3434 cm−1 and 1124 cm−1 representing O-H
hanced the value of EB of the probiotic, edible film (74% and 55% in stretching of hydroxyl group and bending vibration of C-O and C-O-C

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A. Semwal, K. Ambatipudi and N.K. Navani Food Hydrocolloids for Health 2 (2022) 100065

Fig. 9. (A) Tensile strength (B) Young’s modulus (C) elongation at break of sodium caseinate films with and without incorporation of chia mucilage (CM) and
bacterial cells (B). Data are presented as mean ± SD (n=3).

Fig. 10. FTIR spectra of (A) chia mucilage (CM) (B) sodium caseinate film without chia mucilage (SC) and with varying concentration (1% and 5%w/w) of chia
mucilage (CM) plotted with transmittance (%T) as a function of wavenumber (4000–500 cm−1 ).

in pyranose ring, similar to previous reports (Cerqueira et al., 2011; peak was also detected in locust bean gum and guar gum (Freitas et al.,
Liu et al., 2017; Timilsena et al., 2016). CM contains uronic acid that 2009; Wang & Somasundaran, 2007). Furthermore, a significant peak
confers anionic nature to the macromolecule, confirmed by the peaks elucidating the presence of polysaccharide compound was observed at
observed at 1403 cm-1 and 1583 cm-1 , corresponding to the stretching 1006 cm−1 assigned to C-O-H bending and C-O-C stretching vibration
of the carboxylic group of uronic acid (de Campo et al., 2017; Goh et al., of 1→4 glycosidic bonds of hemicellulosic compounds (de Campo et al.,
2016; Timilsena et al., 2016). An intense peak at 1632 cm−1 governed by 2017; Mujtaba et al., 2019). The IR spectra also showed a peak at
mannose and galactose ring stretching was further observed. A similar 840 cm−1 associated with the glycosidic linkages by glucopyranose and

8
A. Semwal, K. Ambatipudi and N.K. Navani Food Hydrocolloids for Health 2 (2022) 100065

Fig. 11. Survival of probiotics on coated wheat bun stored at (A) room temperature (RT) (B) chilling condition (4 °C). Data are presented as mean ± SD (n = 3).

xylopyranose units and 𝛽-anomeric C-H configuration (Cerqueira et al., CM and protein film. Similarly, Diak et al. (2007) explained the interac-
2011; Punia & Dhull, 2019; Timilsena et al., 2016). tion between casein and oleic acid in the film leading to modifications
FTIR analysis confirmed the elucidation of structural changes in pro- or disappearance of bands in FTIR spectra. Furthermore, a wider band
tein film and the interactions of proteins with CM, as shown in Fig. 10B. at 1403 cm-1 with the gradual incorporation of CM could be associ-
The spectra of protein film incorporated with CM (1%w/w and 5%w/w ated with an increased carboxylate group from protein and uronic acid
concentration) showed the broadband in the 3000-3500 cm−1 spectral of CM. These findings strongly support the successful incorporation of
region due to the free and bound O-H from chia mucilage overlapping CM in the sodium caseinate film. FTIR spectrum of the probiotic edible
with N-H groups from the protein. CM comprises hemicellulosic com- film (Supplementary Fig. S1) showed that the incorporation of bacterial
pounds, protein macromolecules, and sugars providing -NH2 , -COOH, cells did not change the spectra of the film matrix, which is in line with
and -OH functional groups. Gradual supplementation of the chia mu- previously reported studies (Pereira et al., 2016; Ye et al., 2018).
cilage in protein film contributed to more functional groups forming
intermolecular H bonds with protein, resulting in a wider -OH band.
3.9. The probiotic edible coating on bakery product
Due to the hydrophilic nature of CM, the high moisture content is also
responsible for the wider -OH band (Punia & Dhull, 2019). Due to in-
We coated the wheat bun with our developed probiotic film to in-
creased supplementation (5% w/w) of CM, the OH peak shifted from
vestigate the feasibility of our developed film formulation as a car-
3429 cm−1 to 3430 cm−1 , associated with the strong interaction between
rier of probiotic cells, as shown in Fig. 12. It was observed that the
protein and chia mucilage (Liu et al., 2017). The wider and less intense
shelf-life of probiotic edible coating on the bun surface lasted for 22
band observed at 1010 cm−1 could be due to incorporating 1% w/w CM
days at 4 °C storage (8.07 log CFU/g) and 13 days at RT (6.35 log
but disappeared on further supplementing CM at 5%w/w concentration.
CFU/g), as shown in Fig. 11, fulfilling the criteria of probiotic bread
The band’s disappearance could be due to the lack of free functional
(Soukoulis, Yonekura et al., 2014). However, it is challenging to develop
groups in mucilage, which indicated the interaction between the func-
probiotic bakery products by directly inoculating the cells as the high
tional groups of polysaccharide and protein. A decrease in the intensity
temperature applied during baking is a limiting factor for the survival
of other bands at 1264 cm−1 , 1334 cm−1 , and 700-1000 cm−1 was due to
of the cells. It can be concluded that the developed probiotic edible film
the adding 5% w/w CM that inferred structural modification in sodium
is a suitable matrix that helps maintain the viability of bacterial cells
caseinate and strongly indicated the intermolecular interaction between
on the food surface. The probiotic, edible coating can be a promising

Fig. 12. Photographic images of wheat bun (A) uncoated (B) coated with probiotic film solution containing L. fermentum NKN 51 and L. brevis NKN 52.

9
A. Semwal, K. Ambatipudi and N.K. Navani Food Hydrocolloids for Health 2 (2022) 100065

approach for delivering the probiotics to bakery products and can also Bustamante, M., Laurie-Martínez, L., Vergara, D., Campos-Vega, R., Rubilar, M., &
be applied to other food products. Shene, C. (2020). Effect of three polysaccharides (inulin, and mucilage from chia and
flax seeds) on the survival of probiotic bacteria encapsulated by spray drying. Applied
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4. Conclusion Bustamante, M., Oomah, B. D., Rubilar, M., & Shene, C. (2017). Effective Lactobacillus
plantarum and Bifidobacteriuminfantis encapsulation with chia seed (Salvia hispanica
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In the present study, we developed a food-grade CM-sodium ca- ing. Food Chemistry, 216, 97–105.
seinate composite probiotic film embedded with L. fermentum NKN51 Cao, N., Fu, Y., & He, J. (2007). Preparation and physical properties of soy protein isolate
and gelatin composite films. Food Hydrocolloids, 21(7), 1153–1162.
and L. brevis NKN52. The investigations into the microbiological and
Carvalho, A. S., Silva, J., Ho, P., Teixeira, P., Malcata, F. X., & Gibbs, P. (2004). Effects of
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idence in delivering the probiotics to a wheat bun. Sodium caseinate throughout storage of freeze-dried Lactobacillus delbrueckii ssp. bulgaricus. Biotechnol-
ogy Progress, 20(1), 248–254.
film supplemented with CM showed suitable water barrier property with
Castejón, N., Luna, P., & Señoráns, F. J. (2017). Ultrasonic removal of mucilage for pres-
WVP as 0.0063 g mm m−2 h−1 KPa. It proved to be a suitable carrier surized liquid extraction of omega-3 rich oil from chia seeds (Salvia hispanica L.).
of probiotic cells, indicating that incorporating CM in sodium caseinate Journal of Agricultural and Food Chemistry, 65(12), 2572–2579.
film improves the storage stability of embedded bacterial cells (L. fer- Câmara, A. K. F. I., Okuro, P. K., da Cunha, R. L., Herrero, A. M., Ruiz-Capillas, C., &
Pollonio, M. A. R. (2020). Chia (Salvia hispanica L.) mucilage as a new fat substitute
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NKN51 and L. brevis NKN52 improved by 3 log cycles in the presence Cerqueira, M. A., Souza, B. W., Simões, J., Teixeira, J. A., Domingues, M. R. M., Coim-
bra, M. A., & Vicente, A. A. (2011). Structural and thermal characterization of
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Recommendations for the viability assessment of probiotics as concentrated cultures
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protein-polysaccharide chains confirmed by the FTIR. There are very Coorey, R., Tjoe, A., & Jayasena, V. (2014). Gelling properties of chia seed and flour.
few studies that focus on applying mucilage as a protectant to enhance Journal of Food Science, 79(5), E859–E866.
de Campo, C., dos Santos, P. P., Costa, T. M. H., Paese, K., Guterres, S. S., de Oliveira
the survival of probiotics in films. We have successfully shown that CM
Rios, A., & Flôres, S. H. (2017). Nanoencapsulation of chia seed oil with chia mucilage
enhances the survival of probiotic bacterial strains entrapped inside the (Salvia hispanica L.) as wall material: Characterization and stability evaluation. Food
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Diak, O. A., Bani-Jaber, A., Amro, B., Jones, D., & Andrews, G. P. (2007). The manufacture
can be used as a coating solution to deliver the cells on the coated sub-
and characterization of casein films as novel tablet coatings. Food and Bioproducts
strate. Thus, considering the encouraging results obtained in this study, Processing, 85(3), 284–290.
sodium caseinate can be used as a suitable matrix for the entrapment Dick, M., Costa, T. M. H., Gomaa, A., Subirade, M., de Oliveira Rios, A., &
of probiotic strains with enhanced viability supported by CM as a pro- Flôres, S. H. (2015). Edible film production from chia seed mucilage: Effect of glyc-
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strated as an efficient carrier of probiotics to deliver bacterial cells on Ebrahimi, B., Mohammadi, R., Rouhi, M., Mortazavian, A. M., Shojaee-Aliabadi, S., &
a selected bakery product successfully. Multidirectional application of Koushki, M. R. (2018). Survival of probiotic bacteria in carboxymethyl cellulose-based
edible film and assessment of quality parameters. LWT, 87, 54–60.
developed probiotic film on different food matrices such as fruits, food Fabra, M. J., Talens, P., & Chiralt, A. (2008). Tensile properties and water vapor perme-
wraps, beverages, etc., can also be further explored, including applica- ability of sodium caseinate films containing oleic acid–beeswax mixtures. Journal of
tions in the pharmaceutical industry. Additionally, structural character- Food Engineering, 85(3), 393–400.
Felisberto, M. H. F., Wahanik, A. L., Gomes-Ruffi, C. R., Clerici, M. T. P. S., Chang, Y. K.,
ization and physicochemical properties of CM can also be performed to & Steel, C. J. (2015). Use of chia (Salvia hispanica L.) mucilage gel to reduce fat in
explore its beneficial properties. pound cakes. LWT-Food Science and Technology, 63(2), 1049–1055.
Folegatti, M. I., Antunes, A. J., & Marcondes, J. A. (1998). Mechanical and permeability
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Declaration of Competing Interest 0-0.
Freitas, F., Alves, V. D., Pais, J., Costa, N., Oliveira, C., Mafra, L., & Reis, M. A. (2009).
Characterization of an extracellular polysaccharide produced by a Pseudomonas strain
The authors declare no conflict of interests.
grown on glycerol. Bioresource Technology, 100(2), 859–865.
Ghosh, A., Ali, M. A., & Dias, G. J. (2009). Effect of cross-linking on microstructure and
Acknowledgment physical performance of casein protein. Biomacromolecules, 10(7), 1681–1688.
Gialamas, H., Zinoviadou, K. G., Biliaderis, C. G., & Koutsoumanis, K. P. (2010). Develop-
ment of a novel bioactive packaging based on the incorporation of Lactobacillus sakei
AS acknowledges financial support from MHRD, Govt of India. into sodium-caseinate films for controlling Listeria monocytogenes in foods. Food Re-
NKN acknowledges Biotechnology Industry Research Assistance Council search International, 43(10), 2402–2408.
Goh, K. K. T., Matia-Merino, L., Chiang, J. H., Quek, R., Soh, S. J. B., & Lentle, R. G. (2016).
(BIRAC) (BT/AIR0519/PACE-15/18_IITR) for funding support. The physico-chemical properties of chia seed polysaccharide and its microgel disper-
sion rheology. Carbohydrate Polymers, 149, 297–307.
Kanmani, P., & Lim, S. T. (2013). Development and characterization of novel probiotic-re-
Supplementary materials siding pullulan/starch edible films. Food Chemistry, 141(2), 1041–1049.
Kayserilioğlu, B. Ş., Bakir, U., Yilmaz, L., & Akkaş, N. (2003). Use of xylan, an agricultural
Supplementary material associated with this article can be found, in by-product, in wheat gluten based biodegradable films: Mechanical, solubility and
water vapor transfer rate properties. Bioresource Technology, 87(3), 239–246.
the online version, at doi:10.1016/j.fhfh.2022.100065.
Kristo, E., Koutsoumanis, K. P., & Biliaderis, C. G. (2008). Thermal, mechanical and water
vapor barrier properties of sodium caseinate films containing antimicrobials and their
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