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European Journal of Social Psychology, Eur. J. Soc. Psychol. 41, 468 – 478 (2011)
Published online in Wiley Online Library (wileyonlinelibrary.com) DOI: 10.1002/ejsp.803

Research article
Concern for self‐image and social image in the management of moral failure:
Rethinking shame†

NICOLAY GAUSEL1* AND COLIN WAYNE LEACH2


1
Østfold University College, Fredrikstad, Norway; 2University of Connecticut, Storrs, USA

Abstract

Moral failure is thought to damage self‐image when people appraise it as indicating a global self‐defect. This appraisal is
thought to be associated with the feeling of shame and thus self‐defensive motivation. However, a damaged social image better
explains self‐defensive motivation to hide from and avoid others. Based on an integrative review of theory and research, we
offer a conceptual model of how concern for self‐image and social image guides the experience of moral failure. The model
distinguishes the appraisals (of self‐defect and other‐condemnation) and feelings (of rejection, inferiority, and shame)
embedded in the shame concept. Concern for a damaged social image is represented in an other‐condemnation → rejection
combination, whereas concern for a damaged self‐image is represented in a (global) self‐defect → inferiority combination. As
these appraisal–feeling combinations are concerned with damage done to one’s image, they should be linked to self‐defensive
motivation. As the (specific) self‐defect → shame combination is concerned with a repairable defect in self‐image, it should be
linked with self‐improvement motivation. Thus, our model explains why “shame” is sometimes tied to self‐defensive motivation
and sometimes tied to self‐improvement motivation after moral failure. Copyright © 2011 John Wiley & Sons, Ltd.

Despite our best intentions, we sometimes fail to be honest, Thus, psychology tends to view shame as the emotional
trustworthy, or fair. Such moral failures are central to our experience of a badly damaged self‐image (for reviews, see
social image because they sour others’ evaluations of us (see Gilbert & Andrews, 1998; Tangney & Fischer, 1995). This
Braithwaite, 1989; de Waal, 1996; Wojciszke, 2005). Our view is buttressed by the fact that a good deal of research finds
moral failures also sour the social image that we imagine self‐reports of chronic shame to be moderately to strongly
others have of us (see Cooley, 1902; Goffman, 1959). Given correlated with depression, negative self‐evaluation, and low
their interest in social relationships and society, social sciences self‐esteem (for reviews, see Gilbert & Andrews, 1998;
like anthropology, economics, and sociology have paid great Tangney & Fischer, 1995). At least since Lewis’s (1971)
attention to peoples’ concern for their social image in Shame and Guilt in Neurosis, shame has been thought to be so
instances of moral failure (for reviews, see de Waal, 1996; devastating to self‐image because individuals view their failure
Scheff, 2000). The concept of shame has been central to much as indicative of a global, and thus unalterable, self‐defect (for
of this work. For instance, the symbolic interaction tradition in reviews, see Lansky, 1995; M. Lewis, 1992; Tangney &
sociology has long examined shame as the experience of a Dearing, 2002). Given this conceptualization, it is presumed
social image damaged by moral failure (e.g., Cooley, 1902; that shame leads people to defensively protect their self‐image
for a review, see Scheff, 2000). Generally, avoidance of others from further harm by hiding, avoidance, and withdrawal (for
and withdrawal from the social scene are thought to follow reviews, see Gilbert & Andrews, 1998; M. Lewis, 1992;
from shame about a badly damaged social image. This is Tangney & Dearing, 2002).
because people are thought to be motivated to defend their Whether shame is viewed as concerned with self‐image or
social image from further damage by limiting others’ social image, there appears to be agreement across the
opportunities to further condemn them for their moral failure disciplines that shame is detrimental socially and/or psycho-
(Braithwaite, 1989; Scheff, 2000). logically. This is because shame is typically linked to an
One’s morality is also of the utmost importance to one’s appraisal of irreparable damage to self‐image or social image.
evaluation of oneself (e.g., Leach, Ellemers, & Barreto, 2007; We offer a contrasting view. By reconceptualizing how
Rodriguez Mosquera, Manstead, & Fischer, 2002; for a review, concern for self‐image and social image guides the experience
see Wojciszke, 2005). Thus, moral failure is also central to self‐ of moral failure, we re‐conceptualize shame. Based on a
image. In psychology, it is concern for one’s self‐image that is review of theory and research, we develop an integrative
emphasized in most work on the experience of moral failure. model that distinguishes the appraisals (of self‐defect and

*Correspondence to: Nicolay Gausel, Østfold University College, Halden, Norway. E‐mail: nicolay.gausel@hiof.no

Both authors contributed equally to this article.

Copyright © 2011 John Wiley & Sons, Ltd. Received 5 July 2010, Accepted 5 April 2011
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Rethinking shame 469

other‐condemnation) and feelings (of rejection, inferiority, avoidance in the shame concept makes it difficult to know
and shame) embedded in the shame concept (see also Gausel, why “shame” might motivate self‐defense. Is self‐defensive
Leach, & Vignoles, 2011b; Gausel, Leach, Vignoles, & motivation tied to the feeling of inferiority that indicates a
Brown, 2011). By identifying three specific appraisal–feeling concern for damaged self‐image? Or, is self‐defensive
combinations, we are able to specify when and why the motivation tied to the feeling of rejection that indicates a
experience of moral failure leads to self‐defensive motivation. concern for damage to one’s image in the eyes of others?
For example, we review theory and research that suggests that As feelings of inferiority and rejection are both embedded
it is the appraised other‐condemnation → felt rejection in the common conceptualization and measurement of
combination that is especially tied to self‐defensive motiva- shame, it is unclear why such an ambiguous “shame”
tion, such as hiding and avoidance. Where people appraise should be tied to self‐defensive motivation, such as wanting
their moral failure as damaging their social image to such a to hide, run away, or cover up (see also Gausel, Leach, &
degree that others will condemn them, they are likely to Vignoles, 2011b).
defend their social image from further damage by avoiding
others’ opprobrium. This has little to do with the feeling A Conceptual Model
of shame.
One way to re‐conceptualize an overly broad concept like
shame is to dissect it into its constituent elements (see Leach
& Spears, 2008 regarding envy). A dissection of the shame
THE MANY MEANINGS OF “SHAME”
concept yields at least two distinct appraisals and three
feelings (Gausel, Leach, & Vignoles, 2011b; Gausel, Leach,
Because moral failure is so important to social image and self‐ Vignoles, & Brown, 2011). Figure 1 shows our model of how
image, people can feel very bad about it. Shame has received these appraisals and feelings connect to each other and to self‐
the most attention in the study of how moral failure is defensive and self‐improvement motivation. Specifically, a
emotionally experienced. However, what scholars mean by moral failure can be appraised as indicating either that others
the term “shame” is often unclear. For instance, in her will condemn one or that one suffers a self‐defect. If the self is
influential view of shame, Lewis (1971) identified more than appraised as suffering a self‐defect, this self‐defect may be
seven different appraisals, feelings, and motivations as part of viewed as either global (and thus unalterable) or specific (and
a single shame concept. Most contemporary researchers thus potentially alterable). These appraisals are the central
conceptualize shame as including at least several of the facets subjective meaning that people give their moral failure (for
discussed by H.B. Lewis. However, there is little agreement general discussions, see Lazarus, 1991; Ortony, Clore, &
about which appraisals and feelings are necessary to define the Collins, 1988). We view these appraisals as representing two
concept of shame. distinct concerns: social image and self‐image. When people
A great deal of work views shame as necessarily including appraise a moral failure as indicating other‐condemnation,
the appraisal that one suffers a global, unalterable, defect of they show a concern for their social image (these are the
the whole self (Tangney & Dearing, 2002; Tracy & Robins, constructs with a white background in Figure 1). Appraising a
2006). Some work views the shame concept as including the moral failure as indicating a self‐defect shows a concern for
appraisal that others are likely to condemn one for a moral their self‐image (these are the constructs shown with a lightly
failure (Braithewaite, 1989; Keltner & Harker, 1998; Scheff, shaded background in Figure 1).
2000). The shame concept is sometimes thought to include Rather than debating whether “shame” is based on concern
the painful feeling of rejection and isolation that is associated for self‐image or social image, we specify the ways in which
with the appraisal of other‐condemnation (MacDonald & each concern guides the appraisal of, and feeling about, moral
Leary, 2005; Retzinger & Scheff, 2000). In addition, the failure. For instance, the appraisal of a moral failure as making
shame concept is sometimes said to include the debilitating condemnation by others likely should be most tied to a feeling
feeling of inferiority that is associated with the appraisal of of rejection. The appraisal (e.g., “lying to my best friend
a global self‐defect (Smith et al., 2002; Tangney & Dearing, yesterday will lead her, and others, to condemn me”) is linked
2002; Tracy & Robins, 2006). Finally, some approaches closely to the feeling (e.g., “rejected,” “rebuffed,” “isolated”).
go so far as to include the self‐defensive motivation This is why the path between this appraisal and feeling
thought to be based on the experience of shame within the combination is thick in Figure 1. The appraisal of other‐
shame concept itself (see M. Lewis, 1992; Tangney & condemnation suggests that one views one’s social image as
Dearing, 2002). damaged (i.e., “people will no longer think well of me”). If
Including so many different appraisals and feelings about this damage could still be prevented, one could be motivated
moral failure in a single concept of shame obscures the precise to defend one’s image in the eyes of others. But, because one
(social and psychological) meaning conveyed by each believes that the damage to one’s social image is already done,
appraisal and feeling. As a result, contemporary theory and one is likely to feel rejection. This painful feeling of social
research on individuals’ experience of moral failure cannot devaluation and isolation should be associated with a self‐
distinguish concern for self‐image from concern for social defensive desire to escape other’s condemnation. Thus, we
image (see also Ferguson, 2005; Smith et al., 2002). This is expect the feeling of rejection to best predict wanting to cover
important because concern for social image is likely to promote up one’s moral failure and to (physically and psychologically)
different appraisals and feelings from concern for self‐image. In avoid the moral failure, those affected by it, and those likely to
addition, including the self‐defensive motivation of hiding and condemn one for it.

Copyright © 2011 John Wiley & Sons, Ltd. Eur. J. Soc. Psychol. 41, 468– 478 (2011)
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470 Nicolay Gausel and Colin W. Leach

Figure 1. Conceptual model of the experience of moral failure. Note: Top half of figure shows concern for social‐image; shaded, bottom half
of figure shows concern for self‐image

As shown in Figure 1a, our model proposes that the particular way of experiencing one’s moral failure. Our focus
appraisal of a specific self‐defect (e.g., “lying to my best on specific appraisal–feeling combinations is inspired by
friend yesterday shows that I am not as honest a person as Lazarus’s (1991) view that “core relational themes” should
I should be”) is most tied to the feeling of shame. This define emotion concepts, not (English) emotion words like
appraisal–feeling combination shows a concern for self‐ ‘shame’. Words like ‘shame’ make poor emotion concepts
image. As Ferguson (2005) argues, shame is a feeling because they are defined by everyday (English) language use
about who one is; it is about one’s identity (see also rather than formal analysis (Ortony et al., 1988). Thus,
Ferguson, Brugman, White & Eyre, 2007). However, as the researchers, and the participants in their studies, may mean
self‐defect is specific, it is potentially alterable. One can many different things when they describe the experience of
improve a defect by reforming the faulty aspect of the self moral failure with the polysemous word ‘shame.’
and by repairing one’s relationship to those affected by In specifying three distinct appraisal–feeling combinations,
one’s moral failure. This is why we view the feeling of we are better able to specify the motivation that should be tied
shame as important to the motivation to improve the self to each experience of moral failure (see Figure 1). For instance,
and social relations. The feeling of inferiority that should the feeling of rejection should be most tied to the self‐
be most associated with the appraisal of a global self‐ defensive motivation to withdraw, hide, or avoid because the
defect also shows concern for self‐image. However, in the feeling of rejection is an experience of social isolation based
feeling of inferiority, one believes that one’s whole self‐ on the appraisal that others will condemn one for a moral
image is severely damaged. This is because a global self‐ failure. This motivation is the most logical, and thus most
defect is viewed as unalterable (Lewis, 1971). Indeed, likely, implication of the concern for a damaged social image
there is little that one can do if one believes that lying to that is the core relational theme underlying the appraised
one’s best friends shows that one is generally “a liar.” As other‐condemnation → felt rejection combination.
such, the feeling of inferiority should be more debilitating Although our model is novel in many respects, each of its
than the feeling of shame. elements has been examined in previous theory and research.
Our model of the experience of moral failure eschews the In the sections below, we review the empirical support for
overly broad conceptualization of shame that prevails at our model offered in previous work. Although most previous
present in favor of a more elemental approach. We see the thinking views shame as debilitating and thus detrimental to
two appraisals and three feelings often embedded in the self and to social relations, a good deal of research is
shame concept as forming specific appraisal–feeling com- consistent with our view that this is more true of the feelings
binations. Each appraisal–feeling combination gives a of rejection and inferiority than of shame. Indeed, a good
distinct meaning to the moral failure that is guided by deal of prior work is consistent with our view that shame
concern for either one’s social image or self‐image. As is associated with the motivation to improve the self and
such, each appraisal–feeling combination represents a social relations.

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Rethinking shame 471

CONCERN FOR SELF‐IMAGE chronic appraisal of global self‐defect, shame’s association


with a view of the self as irreparably damaged is moderate at
best (e.g., Tracy & Robins, 2006, study 1; for a review, see
Appraisal of Self‐defect Tangney & Dearing, 2002). In actuality, internal, stable, and
global attributions for failure are more strongly linked to
Global depression, dispositional pessimism, and low self‐esteem than
shame (for reviews, see Ferguson, 2005; Gilbert & Andrews,
In psychology, the widely held view is that the feeling of 1998). Unfortunately, the presumed linkage between the
shame is closely linked to an appraisal that a failure indicates feeling of shame and an appraisal of a global self‐defect has
that one’s whole self‐image is damaged (for reviews, see prevented attention to the more circumscribed appraisal of a
Gilbert & Andrews, 1998; Lansky, 1995; Lewis, 1992; specific self‐defect that is more logically linked to the feeling
Tangney & Dearing, 2002). This conceptualization of shame of shame.
informs numerous measures of the concept. For example, four
of the 16 items of the Test of Self‐Conscious Affect (TOSCA) Specific
measure of chronic proneness to shame (Tangney & Dearing,
2002) refer to global self‐defects (e.g., “I am… terrible, … Rather than viewing oneself as globally, and thus irreparably,
incompetent, … irresponsible, … lazy). Some recent work on defective, one may interpret a specific failure as indicating a
in‐group moral failure has also incorporated the appraisal of a specific self‐defect. Although this appraisal is discomforting,
global self‐defect into measures (Brown & Cehajic, 2008; its focus on a specific aspect of the self should make it less
Brown, Gonzalez, Zagefka, Manzi & Cehajic, 2008) and debilitating than a more global and stable attribution for
manipulations (Iyer, Schmader & Lickel, 2007) of the shame failure (Lewis, 1971). This is because the appraisal of a
concept. For example, Brown and his colleagues measure specific self‐defect shows concern for damage to a specific
“collective shame” about discrimination and violence with aspect of one’s self‐image. One may more easily imagine
statements such as “we are …racist and mean, … predisposed improving one’s emotional honesty with intimates than
to be racist” and “I feel ashamed for the racist tendency of…” improving one’s whole self, for example. A specific self‐
Lewis (1971) viewed the appraisal of a global self‐defect as defect is potentially alterable in a way that a global self‐defect
the most central element of the shame concept. What was is not.
most important for her is that people believe that it is Appraising a moral failure as indicating a specific self‐
extremely difficult to improve a self‐image that is wholly defect goes beyond appraising oneself as responsible for the
defective. It is this appraisal of a global self‐defect as failure and its consequences (Gausel, Leach, Vignoles, &
unalterable that makes shame debilitating in Lewis’s (1971, Brown, 2011). The appraisal of a specific self‐defect indicates
p.40) view: “Shame is about the whole self […] This global a serious criticism of the specific aspect of the self that is
target of hostility makes it difficult to find a solution short of a found wanting (Gausel, Leach, Vignoles, & Brown, 2011).
sweeping replacement of self by another, better one.” Thus, the appraisal of a specific self‐defect focuses on one’s
In psychology, Lewis’s view has been examined by identity as a person who wishes to be moral but has failed to
assessing whether shame is strongly tied to internal, stable, do so. In other words, this appraisal is based on a concern that
and global attributions for failure. Although most of this one’s self‐image is at stake in one’s moral failure (for a
research represents itself as consistent with Lewis, measures general discussion, see Lazarus, 1991). The appraisal of a
of “shame” tend to be only weakly correlated with the specific self‐defect is about one’s moral identity rather than
attributions that suggest an appraisal of a global, unalterable, one’s moral behavior (see Ferguson, 2005; Ferguson et al.,
self‐defect (for reviews, see Ferguson, 2005; Tangney & 2007). As the feeling of shame is also about one’s identity
Dearing, 2002; but see Miller & Tangney, 1994). Tracy and (Ferguson et al., 2007), shame and the appraisal of a specific
Robins (2006) is the most elaborate examination of this issue. self‐defect should be closely linked.
In a first study, they found chronic “shame proneness” to
correlate with chronic internal and stable attributions Feeling of Shame
(r = .24–.39) as well as chronic external attributions
(r = .36–.44). In a second study that asked students to reflect The feeling of “shame” is often associated with strong self‐
on their academic performance, reported shame was weakly blame and self‐anger (e.g., Miller & Tangney, 1994; Pettersen,
correlated to internal (r = .12) and stable (r = .15) attributions. 2009; Smith et al., 2002; Tangney, Miller, Flicker & Barlow,
In a third study, past experiences of shame were no more 1996; Tracy & Robins, 2006). Consequently, people report
likely to be attributed to stable causes than past experiences of that “shame” and cognate emotion concepts are intensely
guilt. A fourth study asked students to imagine how they unpleasant experiences (e.g., Miller & Tangney, 1994;
would feel if they did badly on an exam because of self‐ Roseman, Wiest & Swartz, 1994; Tangney et al., 1996). This
attributes that varied in stability and controllability. Failure is underlined by the fact that out of the 135 English emotion
due to stable or unalterable attributes (e.g., low ability) did not words that Shaver, Schwartz, Kirson and O’Connor (1987)
lead to greater imagined shame. had students evaluate, few were more negative than “shame.”
In contrast to the prevailing view in psychology, shame is The three English emotion words that are most commonly
not closely tied to an appraisal of the self as globally, stably, used to express shame are “ashamed”, “disgraced”, and
and thus irreparably, defective (see also Ferguson, 2005; “humiliated” (see Lewis, 1971; M. Lewis, 1992; Retzinger &
Ferguson et al., 2007). Even when measures of shame include Scheff, 2000). These three words are very similar in meaning

Copyright © 2011 John Wiley & Sons, Ltd. Eur. J. Soc. Psychol. 41, 468– 478 (2011)
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472 Nicolay Gausel and Colin W. Leach

(Gausel, Leach, & Vignoles, 2011b; Gausel, Leach, Vignoles, Leach, Snider, & Iyer, 2002). Of course, if one does not feel
& Brown, 2011; Shaver et al. 1987). As a consequence, bad about one’s specific self‐defect, one has little reason to
“ashamed”, “disgraced”, and “humiliated” are found in many try to improve it. When based on an appraisal of a specific
established measures of the feeling of shame (for reviews, see self‐defect, the serious self‐criticism of shame should
Robins, Noftle & Tracy, 2007; Tangney & Dearing, 2002). motivate effort to improve this particular aspect of the self‐
However, there is great variation in the semantic content of image (Gausel, Leach, Vignoles, & Brown, 2011).
measures of shame (for reviews, see Robins et al., 2007). This Conceptualizing the feeling of shame as based on an
likely reflects variation in the conceptualization of shame. appraisal of a specific self‐defect that is potentially alterable
Interestingly, none of the 16 items of the widely used TOSCA serves to explain why shame is linked to the motivation to
measure of individual’s proneness to shame makes explicit improve a self‐image damaged by moral failure. For instance,
reference to “shame;” four items refer to global self‐defects, Niedenthal, Tangney, and Gavanski (1994) asked participants
seven items refer to a general feeling of inferiority, one item in four studies what they would change if they had experienced
refers to a feeling of rejection, and five items refer to a shame‐eliciting event. Participants reported most wanting to
avoidance motivation (see Tangney & Dearing, 2002). change themselves rather than simply changing their behavior.
Research that assesses “shame” and related feelings Consistent with this, Roseman et al. (1994) found recalled
show a small link to self‐defensive responses. The feeling experiences of shame to be characterized by a moderate degree
of shame is correlated to wanting to physically avoid the of wanting to undo and correct one’s mistake, improve one’s
failure (Roseman et al., 1994; Schmader & Lickel, 2006; performance, and try harder. However, the most direct evidence
Tangney et al., 1996) and other people (Frijda, Kuipers & of a link between shame and self‐improvement motivation
ter Shure, 1989; Roseman et al., 1994; Tangney et al., 1996). comes from several recent studies by de Hooge, Zeelenberg, &
The feeling of shame is also correlated with wanting to Breugelmans (2010). Here participants recalled, or experi-
psychologically avoid one’s failure by not thinking about enced, shame about an achievement‐related failure. de Hooge
it and wanting to cover it up (Miller & Tangney, 1994; et al. found felt shame to predict moderate levels of the
Roseman et al., 1994). The TOSCA measure of shame motivation to restore a positive self‐evaluation. Shame was also
proneness tends to yield small to moderate correlations with associated with wanting to achieve in the face of failure and
self‐defensive motivation (e.g., O’Connor et al., 1999; for a with making greater effort to achieve. In most of the studies of
review, see Tangney & Dearing, 2002). However, the de Hooge et al., shame was more strongly linked to the
inclusion of self‐defensive motivation in the TOSCA itself motivation to restore self‐image than to protect it from further
likely exaggerates this link. In addition, our conceptual model damage by responding self‐defensively.
suggests that by emphasizing the appraisal of a global self‐
defect, and feelings of rejection or inferiority, the TOSCA Social‐improvement Motivation
exaggerates its association with self‐defensive motivation.
It should be clear from this brief review that the feeling of Self‐improvement may also be achieved through efforts at the
shame is not as closely linked to self‐defensive motivation as improvement of the social relations affected by one’s moral
is commonly claimed (see also de Hooge, Breugelmans, & failure. Thus, our model proposes that the feeling of shame is
Zeelenberg, 2008; Ferguson, 2005). What is even more associated with social‐improvement motivation through the
difficult to reconcile with the prevailing conceptualization of motivation for self‐improvement (see Figure 1). Although it is
shame in psychology are the small to moderate correlations rarely acknowledged in psychology, the feeling of shame has
that the feeling of shame has with the motivation to improve small to moderate correlations with motivation to improve the
the self and social relations, which we describe in the individual’s social relations (e.g., Frijda et al., 1989; Schmader
following paragraphs. By viewing the feeling of shame as & Lickel, 2006). For example, Tangney et al. (1996) found that
closely tied to the appraisal of a specific self‐defect that is felt shame was correlated with wanting to make amends. Miller
potentially alterable, our model explains why shame is linked and Tangney (1994) found that felt shame was characterized
to the motivation to self‐improve. by apologizing and trying to make things better. Roseman et al.
(1994) found that felt shame was characterized by wanting to
Self‐improvement Motivation make up for what was done and to apologize for it. In three
studies, de Hooge et al. (2008) had participants imagine, recall,
The feeling of shame is based on concern for the damage or experience failure. The feeling of shame led individuals to
done to one’s self‐image by a failure. Although self‐ act more pro‐socially toward those who knew of their failure.
defensive motivation can temporarily alleviate the unpleasant Perhaps because few psychologists expect shame to be related
feelings produced by this concern, it cannot address the to social‐improvement motivation, these are some of the only
concern directly. Avoiding one’s moral failure, and the self‐ studies to examine how shame encourages actual pro‐social
defect it indicates, does nothing for a damaged self‐image. A behavior. Nevertheless, there is clear and consistent evidence
concern for one’s self‐image is most directly addressed by that feeling shame is linked to the motivation to improve the
facing one’s self‐defect and identifying the means by which it social relations affected by one’s moral failure.
can be improved (see Ahmed, Harris, Braithwaite, &
Braithwaite, 2001; Ferguson et al., 2007). Although it can Feeling of Inferiority
be unpleasant to recognize a self‐defect, it is a necessary first
step in the motivation to improve the self (e.g., Miller & In English, the word “ashamed” can be used to express a
Tangney, 1994; for discussions, see Ferguson et al., 2007; general feeling of inferiority (e.g., Leach & Spears, 2008;

Copyright © 2011 John Wiley & Sons, Ltd. Eur. J. Soc. Psychol. 41, 468– 478 (2011)
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Rethinking shame 473

Smith et al., 2002). Thus, when lay people state that they feel (Rodriguez Mosquera et al., 2002; Rodriguez Mosquera,
“ashamed”, they may mean that they feel inferior because they Fischer, Manstead, & Zaalberg, 2008) and in the eyes of others
appraise a failure as indicating a global, and thus unalterable, (see Baumeister & Leary, 1995; de Waal, 1996). Thus, if a
self‐defect. When a general feeling of inferiority is not moral failure threatens to damage one’s social image, it also
explicitly assessed, the expression of “shame” may be threatens to damage one’s “social bond” (Scheff, 2000) to others
confounded with the debilitating feeling of inferiority (Gausel, (Ahmed et al., 2001; Baumeister & Leary, 1995; de Waal, 1996).
Leach, Vignoles, & Brown, 2011). For this reason alone, most This is exemplified by the fact that a moral failure can lead
measures of “shame” are ambiguous in meaning. Somewhat groups to exact social punishment by marginalizing, ostracizing,
less ambiguous are those measures that purposefully assess or excluding the offender (Braithewaite, 1989; de Waal, 1996).
the shame concept as mainly a feeling of inferiority. At least Thus, our model proposes that those concerned with their social
since Lewis (1971), psychologists have tended to conceptu- image can appraise others as likely to condemn them for their
alize a general feeling of inferiority as central to the shame moral failure (see Figure 1a). This form of social marginalization
concept. For example, seven of the 16 items in the TOSCA should be most linked to a painful feeling of rejection against
scale of chronic proneness to shame (Tangney & Dearing, which people should want to defend themselves.
2002) refer to general feelings of inferiority (e.g., “I feel…
like a rat, … stupid, … inadequate”). This fits with Lewis’s Appraisal of Other‐condemnation
(1971, p.84) argument that “Shame of failure is for an
involuntary event. It results from incapacity.” For some time in sociology, damage to social image has been
Like the appraisal of a global self‐defect to which it is tied, central to the shame concept (e.g., Cooley, 1902; for reviews,
a general feeling of inferiority views the self as unalterably see Braithwaite, 1989; Scheff, 2000). Despite the fact that
defective. Partly because Lewis (1971) viewed a general Lewis (1971) is widely referenced as arguing that shame is
feeling of inferiority as central to shame, it made sense for her intensely self‐focused, she also argued that “The ‘other’ is a
to expect shame to promote self‐defensive responses to prominent and powerful force in the experience of shame”
failure, such as avoidance, hiding, and covering up. However, (p.41). Thus, she conceptualized shame as, at least partly,
it is the feeling of inferiority embedded in the shame concept based on concern for social image: “the self is thus divided in
that provides a clearer psychological basis for self‐defensive shame; it is experiencing condemnation from the other or from
responses to failure (for discussions, see Ferguson, 2005; the field, and it is simultaneously acutely aware of itself”
Leach & Spears, 2008). As one believes that there is little that (p.39, italics added). Lewis’s (1971) emphasis of this appraisal
one can do to alter the defective self, the feeling of inferiority of other‐condemnation likely followed from the fact that her
drives the motivation to escape the painfully inadequate self research on “shame” was of “neurotic” clients who came to
and the failure that indicates one’s inadequacy. view their therapists as the “laughing; ridiculing, powerful,
A wide range of research in psychology shows the feeling active” other.
of inferiority to be a moderate to strong predictor of A number of recent psychological approaches to the shame
maladaptive responses to failure (for reviews, see Ferguson, concept include the appraisal of other‐condemnation in
2005; Leach & Spears, 2008). For example, Smith et al. combination with the typical emphasis of global self‐defect
(2002, Study 4) asked participants to recall a time when they (e.g., Brown et al., 2008; Smith et al., 2002). For example,
felt bad about doing something wrong or being inferior. Iyer et al. (2007) told US and British participants that Iraqis
Feeling angry and vengeful at the time was more highly believed their national character to be corrupt and arrogant.
correlated to feeling inferior (r = .34) than was feeling This manipulation increased the feeling of shame and a
ashamed (r = .23). In a study of chronic individual differences, measure akin to the appraisal of other‐condemnation.
O’Connor et al. (1999) showed that the feeling of inferiority However, the manipulation aims to damage both self‐image
was more strongly associated with maladaptive responses than and social image, making it impossible to gauge the role of
“shame.” They found chronic “self‐hate” to be more strongly each in the feeling of shame. Such oscillation between
correlated to hostility, low self‐esteem, and psychopathology conceptualizing shame as based on concern for self‐image or
than the chronic proneness to shame measured by the TOSCA. social image is consistent with Lewis’s (1971) insistence that
Given the debilitating degree of self‐reproach in the feeling the shame concept include a variety of appraisals and feelings.
of inferiority, it is also possible that this feeling immobilizes However, folding the appraisal of other‐condemnation into
people (Lewis, 1971). For this reason, Leach and Spears “shame” obscures the role of social‐image concerns in the
(2008) describe the pain of inferiority as a state of extreme experience of moral failure. As a remedy, our model isolates
passivity that promotes externalized hostility only when easy the appraisal of other‐condemnation and ties it to the feeling
opportunities arise. Thus, our model proposes that the feeling of rejection in an appraisal–feeling combination that shows a
of inferiority has only a tenuous link to self‐defensive distinct concern for damage to one’s image in the eyes of
motivation (see Figure 1a). others (see Figure 1).

Feeling of Rejection
CONCERN FOR SOCIAL IMAGE
Lewis (1971) argued that “for shame to occur there must be an
emotional relationship between the person and the ‘other’
Having others view one as honest, trustworthy, and fair is such that the person cares what the other thinks or feels about
important for a moral social image in one’s own eyes the self. In this affective tie the self does not feel autonomous

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474 Nicolay Gausel and Colin W. Leach

or independent, but dependent and vulnerable to rejection” motivation for murdering his daughter Fadime for bringing
(p.42). Consistent with this, Scheff and Retzinger (1991) “shame” on the family by publicizing her relationship with a
conceptualize shame as involving feelings of rejection and non‐Kurdish Swede and the family’s resultant ostracism and
rebuff about the threat of social isolation engendered by a threats of violence. Although Sahindal described his feeling
moral or other failure. Even the TOSCA measure of shame as shame, he believed that his social image was so damaged
proneness includes “feel alone and apart from…” as an item, in the eyes of his extended family, community, city, and the
although it does not include a feeling of rejection in its whole of Sweden that “he no longer could bear to get on the
conceptualization of shame. bus between his job and his home; he wanted to move to a
Although the feeling of rejection has rarely been explicitly new place. He couldn’t bear going to work” (p.117). This
included in psychological approaches to the shame concept, sounds like a feeling of rejection tied to an appraisal of
psychologists have long viewed the feeling of rejection as widespread moral condemnation.
central to the experience of condemnation or other social A damaged social image can also promote self‐defense
devaluation (for a review, see Baumeister & Leary, 1995). through the externalization of the painful feeling of rejection
And, a great deal of research shows that individuals (Lewis, 1971; Scheff & Retzinger, 1991). Thus, the appraised
experience social devaluation as an intensely unpleasant other‐condemnation → felt rejection combination should also
emotional experience (for reviews, see Baumeister & Leary, be tied to hostile anger and aggression toward those who can
1995; Gerber & Wheeler, 2009). In fact, MacDonald and be blamed for the damage to one’s image in the eyes of others
Leary (2005) reviewed a great deal of evidence that shows the (Gausel, Leach, Vignoles, 2011a). In their meta‐analysis,
emotional experience of social devaluation to involve the Gerber and Wheeler (2009) found the feeling of rejection to be
same physiological systems as physical pain. Consistent with linked to anti‐social responses. MacDonald and Leary (2005)
this, a great deal of research shows that the feeling of rejection argue that feelings about devaluation lead to aggression when
is extremely debilitating (for reviews, see Baumeister & other forms of self‐defense, such as escape, are not easy. This
Leary, 1995; MacDonald & Leary, 2005). For instance, in a seemed to be the case in Rahmi Sahindal’s horrific murder of
meta‐analysis, Gerber and Wheeler (2009) showed experi- his daughter Fadime.
mental manipulations of social exclusion to have moderate to
large effects on self‐esteem, mood, positive affect, and a sense Social Defense of Social Image
of control. Although people can describe this feeling as
“shame” (MacDonald & Leary, 2005), it is more accurate to A moral failure puts our social relations at risk because it
call it a feeling of rejection or isolation. The label is important puts our social image in those relations at risk (Goffman,
because the appraised other‐condemnation → felt rejection 1959; Keltner & Harker, 1998; Scheff, 2000). This risk is
combination is a more precise description of the social real. The damaged social image that can follow from a moral
psychological basis for self‐defensive motivation. failure can lead communities to exact material punishment
including starvation, physical isolation, and violence (see
Self‐defensive Motivation de Waal, 1996). As discussed in the preceding paragraphs,
communities can also exact social punishment for moral
As reviewed above, the feeling of shame has a small empirical failure, including social marginalization, ostracism, and
link to self‐defensive motivation. However, the more exclusion (Braithwaite, 1989; de Waal, 1996; Goffmann,
debilitating feeling of rejection, often embedded in the shame 1959). Fear of this sort of social punishment is the basis for
concept, has a more considerable link to self‐defensive the feeling of rejection specified in our model. As a poor
motivation (for a review, see MacDonald & Leary, 2005). social image poses a serious risk to our social relations, we
This suggests that felt shame only appears to be linked with have good reason to worry about the material and social
self‐defensive motivation because it is conceptualized and consequences of moral failure.
measured in a way that emphasizes felt rejection. Thus, our Because the risk is so great, individuals should be
model identifies the other‐condemnation → rejection combi- motivated to defend their social image against such potential
nation of appraisal and feeling as a more precise explanation damage where possible. Indeed, those who have experienced
of self‐defensive motivation than the more general concept of or witnessed the feeling of rejection tied to the appraisal of
shame that prevails at present (see Figure 1). other‐condemnation should wish to avoid this painful feeling
Physical or psychological withdrawal and avoidance can by engaging in social defense of their image in the eyes of
militate against the appraisal of other‐condemnation and others. In instances when a moral failure does not yet appear
feeling of rejection by reducing one’s exposure to those to have damaged one’s image in the eyes of others, concern
expected to condemn one (Gausel, Leach, & Vignoles, about social image should implicate the self less. This should
2011b; Gausel, Leach, Vignoles, & Brown, 2011). Thus, one make emotion and emotion‐based motivation less likely
can prevent further damage to one’s image in the eyes of (Lazarus, 1991). Instead, individuals should be most focused
others by removing oneself from the scene of failure on defending their social image from the potential damage
(Ferguson, 2005; Thomas, 1997). Given that the damage to that their moral failure may do to their social relations. This is
social image is believed done, there is little else that one can most easily done by improving one’s social relations—an
do but defend one’s social image against further damage. alternative pathway incorporated into our model at the top of
Wikan (2008) offers what we view as an example of the link Figure 2. Thus, a moral failure may directly motivate efforts at
between appraised other‐condemnation → felt rejection and social defense of one’s social image when one views the
self‐defensive motivation. She describes Rahmi Sahindal’s potential damage to social image as preventable.

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Rethinking shame 475

Figure 2. Expanded conceptual model of the experience of moral failure. Note: Top half of figure shows concern for social image; shaded,
bottom half of figure shows concern for self‐image. The core model is shown in dark gray

By expressing a desire to improve one’s relationship with that shame promotes self‐defensive motivation, whereas guilt
those affected by one’s moral failure or with the relevant com- or remorse promotes more positive motivation. Across sub‐
munity, one may pre‐emptively defend one’s social image from disciplines of psychology, shame is thought to be based on an
the condemnation that could otherwise follow from a moral fail- appraisal of global self‐defect and is thus driven by concern
ure. Public statements of responsibility or regret can lead others to for an irreparably damaged self image. As a result, shame is
view one as having re‐established one’s moral standing in the thought to motivate people to defend themselves from further
group (Braithwaite, 1989). Expressions of humility may similarly damage to their devastated self image through avoidance or
work as an appeasement strategy that reduces the need for withdrawal. Although this view is popular, it suffers from
punishment or condemnation (de Waal, 1996; Keltner & Harker, several important problems. Notably, “shame” is only
1998). This socio‐functional view of the social defense of social modestly related to self‐defensive motivation. And, in direct
image has been examined in ethological approaches to social contrast to the prevailing view, shame is at least as strongly
groups. It also fits with a socio‐functional view of emotion. As the linked to motivation for self‐improvement and social im-
feeling of rejection is highly aversive, people should be motivated provement. Thus, we thought it necessary to rethink shame.
to defend their social image in ways that prevent the appraisal of We first differentiated the subjective feeling of shame from
other‐condemnation and feeling of rejection. A number of the ambiguous concept referred to as “shame” by researchers
sociological approaches to the shame concept also emphasize and by their research participants. In our view, the feeling of
that the possibility of other‐condemnation can motivate individ- shame is a dysphoric experience of contrite self‐criticism
uals to defend their social image before serious damage is done about a failure in a domain important to the self‐concept. This
(e.g., Braithwaite, 1989; for a review, see Scheff, 2000). For feeling of shame is only one of the numerous appraisals and
example, Goffman’s (1959) notion of face‐work suggests that feelings embedded in the prevailing concept of shame. Thus,
people engage in social defense of their image in the eyes of rather than continuing to conceptualize shame as an
others. Goffman presumes little involvement of the self and thus ambiguous admixture, we dissected the concept into two
gives no pride of place to emotion as a basis of motivation. distinct appraisals and three feelings. Our model proposes how
these elements combine to form distinct experiences of moral
failure. Each experience is suggestive of a distinct motiva-
tional pathway. As such, we offer social psychological
THEORETICAL AND METHODOLOGICAL
explanations as to why people respond to moral failure with
IMPLICATIONS
self‐defensive or self‐improvement motivation. Rather than
invoking the ambiguous experience of “shame”, our model
Why do some people respond self‐defensively to moral failure proposes that people travel down one or the other path
while others respond by wanting to improve themselves and because of a specific pattern of how they appraise and feel
their social relations? The prevailing view in psychology is about their moral failure.

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476 Nicolay Gausel and Colin W. Leach

We were able to distinguish the different pathways in our shame concept (for a review, see Tangney & Dearing, 2002).
model partly because of what each pathway suggests about a Given this, some may wonder whether our conceptualization of
person’s overriding concern in their moral failure. Those most shame comes too close to the prevailing view of guilt.
concerned with their self image are thought most likely to We do, in fact, view shame and guilt as closely related
appraise their moral failure as indicating a defect of the self. feelings that have a great deal in common (see Gausel, Leach,
Unlike the prevailing view in psychology, we thought it Vignoles, 2011b; Leach et al., 2006). However, research has
important to distinguish the appraisal of global self‐defect, established a number of small differences between the feelings
presumed central to the shame concept, from the appraisal of a (for a review, see Gausel, Leach, Vignoles, & Brown, 2011).
specific self‐defect that seems more appropriate to moral Most important for the present purposes is that guilt focuses more
failure. This more circumscribed appraisal of self‐defect also narrowly than shame on the appraisal of agency (i.e., causality,
seems more likely in non‐clinical populations (Ferguson, responsibility) for moral failure (e.g., Niedenthal et al., 1994;
2005). We reviewed theory and research that suggests that Roseman et al., 1994). Thus, as Lewis (1971) argued, the concern
shame is actually tied to an appraisal that one’s self image in guilt is the moral failure rather than the self‐image of the failed.
suffers a specific self‐defect in need of repair. As self‐ Given this focus on the agency for moral failure, guilt is a likely
improvement is the most clear and direct way to repair a motivator of efforts at social improvement that ameliorate the
damaged self‐image, we reasoned that shame about a specific effects of the moral failure (e.g., Leach et al., 2006; for a
self‐defect should best predict self‐improvement motivation discussion, see Leach et al., 2002). This pathway is shown at the
and thus social‐improvement motivation. However, improve- bottom of the expanded model shown in Figure 2.
ment is a more difficult aim for those who appraise a moral As shame shows a greater concern for self‐image than guilt,
failure as damaging their global self‐image. As a feeling of shame should be a greater motivation for the improvement of
ontological inadequacy implies that one’s entire self‐image is self‐image. As one’s identity is not implicated in the same way
irreparably damaged by a moral failure, it should encourage a in guilt as in shame (Ferguson, 2005; Ferguson et al., 2007),
feeling of inferiority. Although people may describe this guilt may be more easily dealt with by improving the social
experience as a feeling of shame, a feeling of inferiority is a consequences of the moral failure for which one appraises
more accurate conceptualization and description. Inferiority is oneself as an agent. In the experience of shame, the agency for
a highly unpleasant and intense feeling of self‐criticism that moral failure is appraised as having the more profound
people wish to be rid of. Thus, as shown in the research we implication of highlighting a specific defect in the self. Thus,
reviewed above, there is some reason to expect felt inferiority as shown in Figure 2, we view the appraisal of agency as
to predict self‐defensive responses to moral failure. Indeed, modestly associated with the appraisal of self‐defect thought to
escape and avoidance is a reasonable response to an unalterable be central to shame. An example may prove helpful. Because of
self‐defect. What else can one do but run away? However, given a consistent failure to recycle, one may appraise oneself as
the debilitating degree of self‐reproach involved in the feeling if contributing to global warming and thus as the agent who caused
inferiority, it is even more likely that individuals become passive this moral failure. However, this appraisal does not imply that
observers of their fate, unable to flee or do much else besides one views oneself as suffering a defect in one’s self‐concept.
reproach themselves (Leach & Spears, 2008).
Rather than attributing the defense of self‐image to shame, What of the Non‐moral?
we propose that this motivation is closely linked to a feeling of
rejection. Building on theory and research on the shame There are few failures more important to self‐image or social
concept and on social exclusion, our model views the feeling image than moral failures. Nevertheless, non‐moral failures can
of rejection as tied to the appraisal that a moral failure suggests be important. Indeed, much past work has examined “shame”
that others will condemn one. Thus, this appraisal–feeling about failures of competence, such as performing poorly at
combination indicates a damaged social image and thus social work or school. As in moral failure, we believe that
bonds at serious risk. Given this appraisal and feeling, a self‐ examinations of failures of competence need to distinguish
defensive response to moral failure makes most sense. If the the feeling of shame from the feeling of inferiority and appraisal
damage to social image is already done, there is little that one of global self‐defect that are often embedded in the shame
can do to improve it. Instead, individuals focus on trying to concept. We expect that examinations of competence failure
defend their social image against further damage by escaping will show that what has been previously described as “shame”
condemnation. By identifying the subjective appraisal of is actually an appraised (global) self‐defect → felt inferiority
other‐condemnation and feeling of rejection as distinct from combination. Failures of competence may also encourage
shame, our model explains the social psychological basis concern for social image, where such failure is important to
for self‐defensive motivation more precisely than the one’s view of oneself in a group or community. Thus, self‐
ambiguous shame concept. defensiveness may also flow from the appraised other‐
condemnation → felt rejection combination when social‐image
Guilt? concern drives the experience of failures of competence.
The concept of shame is also used quite often to refer to
Because shame is typically thought to promote self‐defensive peoples’ experience of negative events that are not clearly
motivation, other self‐critical feelings have been tied to self‐ about morality or competence and not clearly an example of
improvement and social‐improvement. Guilt is chief among these failure. For example, shame is often used to describe the
emotions. In fact, a great deal of theory and research in psy- experience of stigmas, such as physical deformity, severe
chology views guilt as the pro‐social antithesis of an anti‐social disability, extremely low status, and rape or other serious

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Rethinking shame 477

victimization. We believe that dividing the broad concept of It may also be important to note that our conceptual model
shame into specific appraisals and feelings should aid any need not be thought of as a simple, unidirectional, causal
examination of the emotional experience that people refer to model. Although appraisal often does lead to feeling and
as “shame.” Although a survivor of sexual assault may tell a motivation, this is not the only causal direction possible.
therapist that she feels “ashamed,” our model requires an Based on Lazarus (1991), we prefer to view our conceptual
analysis of this utterance to go beyond the survivor’s or the model as a network of inter‐related elements (for a discussion,
therapist’s common‐sense understanding of “shame.” Our see Leach, 2010). Each element implies its concomitant
model may be used to examine whether the survivor says that elements as well as the motivation that best suits each
she is ashamed because she feels that her family or community combination. Thus, the self‐defensive motivation of avoidance
will condemn her. Unlike other approaches, our model can is implied by a feeling of rejection about an appraisal of other‐
differentiate this concern for serious damage to her social condemnation. This motivation is socially and psychologically
image from the concern for damage to her self‐image. consistent with self‐defensive motivation.
Referring to both of these experiences of sexual assault as
“shame” does little to clarify the survivors’ actual experience. Self ⇔ Social
Describing the former experience as felt rejection and the
latter as felt inferiority goes much further in representing the Our separation of concern for self‐image and social image is
meaning the event has for the survivor. As such, these more not meant to imply that the two concerns are mutually
precise characterizations may better guide how therapists or opposed. Rather, we wish to suggest that one or the other
loved ones may best engage the experience and how it may be concern is prepotent in each feeling in our model. In the
more carefully and accurately researched. feeling of rejection, for instance, concern for social image is
prepotent; concern for self‐image is secondary. However, one
Methods and Models feels rejection because it is important to one’s self‐concept to
be accepted and valued by others. This is why the appraisal
Distinguishing the appraisals and feelings that are commonly that others condemn one harms the self and thus feels bad (for
embedded within the shame concept enables methodological a general discussion, see Lazarus, 1991). Concern for social
approaches that are more flexible and more precise than the image that does not involve the self‐concept is not emotional
unitary scales that prevail at present. Rather than combining in our model. It is experienced as a more purely social concern
appraisal, feeling, and motivation into a single scale of for the defense of one’s social image in an effort to avoid the
“shame,” we advise the measurement of each individual element potential social costs of moral failure (see Figure 2).
(see Gausel, Leach, & Vignoles, 2011b; Gausel, Leach, Although concern for self‐image is at the heart of felt
Vignoles, & Brown, 2011). This allows the direct assessment shame, it is clear that self‐image is grounded in social relations
of the inter‐relations between measures of appraisal, feeling, and regulated by moral standards. More obviously, the moral
motivation. Structural Equation Modeling is one excellent way failure that precipitates felt shame is typically social in nature.
to simultaneously estimate patterns of covariation to examine Moral failures often involve other people who one has
the latent structure of peoples’ experience of moral failure (for a wronged in some way. Thus, the concern for self‐image that is
general discussion, see Leach, 2010). Our studies of moral illustrated in moral shame is inherently social. This is part of
failure have provided consistent evidence that our differentiated the reason that shame motivates not just improvement of the
model of appraisals, feelings, and motivations is a more self but also improvement of the social relation. If self‐image
appropriate measurement of the experience of moral failure is inherently social, then the improvement of self‐image is also
than a single, omnibus concept of shame (Gausel, Leach, & an improvement of social relations.
Vignoles, 2011a,b; Gausel, Leach, Vignoles, & Brown, 2011). Because self‐image is inherently social, it is also possible
Examining the experience of moral failure with distinct that concern for self‐image can dovetail with concern for social
appraisals and feelings also allows researchers to validate the image in felt shame. Indeed, individuals are likely to be aware
subjective meaning of the feelings that participants express by that improving their self‐image and their social relations is also
tying each feeling to an appraisal that helps define it (for likely to improve their social image. It has long been recognized
general discussions, see Lazarus, 1991; Leach, 2010). Thus, that others can interpret one’s expression of shame as a signal
participants’ expression of felt shame has a specific meaning that one wishes to improve one’s social image and one’s social
when it is especially linked to the appraisal of a specific self‐ relations (see Braithwaite, 1989; Ferguson et al., 2007; Scheff,
defect. If, for some reason, an expressed feeling of shame is 2000) in addition to improving one’s self‐image. As such, the
closely linked to an appraisal of global self‐defect, this feeling of shame is an illustrative example of the way in which
particular meaning of “shame” would be evidenced in the the self and the social are bound together in a dynamic whole.
empirical model. In this way, we could know that this
particular expression of shame is equivalent to our concep-
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